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efta-efta00165699DOJ Data Set 9Other

Deutsche Asset

Deutsche Asset & lib Management 7 I CA-A-A.D DBTCA Deposit Account Opening Application Private Wealth PremiumT" Elite Personal Accounts O Checking Acct. N O Elite Checking with Interest Acct. N APY O Elite Money Market Deposit Acct. N APY O Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium"" Internet Banking Services • DB Private Wealth Online Plus 9 / Link to Existing Online Relationship (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth Premium *M [Checking Eli 'Business Accounts Checking Acct. II O Elite Checking with Interest Acct. N jAPY Elite Money Market Deposit Acct. APY O Certificate of Deposit

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165699
Pages
4
Persons
0
Integrity

Summary

Deutsche Asset & lib Management 7 I CA-A-A.D DBTCA Deposit Account Opening Application Private Wealth PremiumT" Elite Personal Accounts O Checking Acct. N O Elite Checking with Interest Acct. N APY O Elite Money Market Deposit Acct. N APY O Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium"" Internet Banking Services • DB Private Wealth Online Plus 9 / Link to Existing Online Relationship (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth Premium *M [Checking Eli 'Business Accounts Checking Acct. II O Elite Checking with Interest Acct. N jAPY Elite Money Market Deposit Acct. APY O Certificate of Deposit

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset & lib Management 7 I CA-A-A.D DBTCA Deposit Account Opening Application Private Wealth PremiumT" Elite Personal Accounts O Checking Acct. N O Elite Checking with Interest Acct. N APY O Elite Money Market Deposit Acct. N APY O Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium"" Internet Banking Services DB Private Wealth Online Plus 9 / Link to Existing Online Relationship (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth Premium *M [Checking Eli 'Business Accounts Checking Acct. II O Elite Checking with Interest Acct. N jAPY Elite Money Market Deposit Acct. APY O Certificate of Deposit Acct. APY Term O DB AG NY Preferred Certificate of Deposit Acct. N APY Term Promo term (0BTCA deposit account required, along with • OS AG Preferred Terms and Conditional ci Cash Master Swoop Account Checking Acct. N Private Wealth PremiumTM Banking Services O Consumer Debit Card N O Joint Applicant Debit Card N O Business Debit Card N K Delwie Checkbook Style N / fa &tat( Ind firS 6 4-11% O Name Only OCS" 1 -3-1 Puri)) [Name and Address 1rr ?I , CCt.tc, O Duplicate Statement Lim VThietrAtA oar Addr City State Zip Code O Mailing address (if different) Name Addr City State Zip Code Elite Money Market Deposit Acct. I APY Target Amount Trigger Amount O Custody under NY UTMA O Foundation O Non-Profit Organization ci Attorney Trust Escrow O Landlord Master Escrow O Corporation O limited liability Company O Partnership O Limited Liability Partnership 13AWmOsei NA0SOD00015602-000104611 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001441 EFTA_00014915 EFTA00165699 Acco Title anrii joint Application Information I-4 ei, 49t C-- Na of Account Tele 1 Pest ern Social Se 6/00 4.12 sines f r 6 °OWL-- ¶)F Tet01144 1)5111 obtoollcable City. State and i C Business Telephone Number Joint Applicant (last name, first name. middle Initial) Social Security Number or Taxpayer ID Number Address City, State and Zip Code Horne Telephone Number Business Telephone Number Date of Binh Name of Employer b-Z) rtEliritt Warne of Employer Address Cny. State and Zip Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial Institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address. and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Net spoilable Address Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses. source of funds and. if necessary, legal representatives, authorized signatories, beneficial owners or 'control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the moss oegligeoce or willful misconduct of Deusche Sank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DBTCA lot any claims, losses, expenses, costs or attorneys' fees resulting from DE1TCA's acting upon such misunderstood and unauthorized Verbal fnstructinns. You understand that DBTCA may. but shall not be required to. seek verification of your verbal, facsimile or email instructions by call baCk. In case of doubt. DBTCA may in its sole discretion refuse to execute Y0ur Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any aCCoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the properly of each owner as joint tenants, and DBTCA may release the entire account to any owner dunng the lifetime of all owners. DBTCA may honor checks. orders or withorawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the sole property of the survivors) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks, orders er withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13.AWM.010) 013969.03203 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001442 EFTA_00014916 EFTA00165700 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the teams and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreoittont wirh DBTCA before you can aocess the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tex obligations and aoy other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accountis) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory repotting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlor(s), beneficiary(ies), panner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for hirNher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Apptication and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that MI of the information provided bityou.on this Applicatim is accurate. The Terms and Con d' ' Acceptance' You understand that this app Acedurn Molder's Signature for Deposit Accounts .fact to change. Joint Account Holder's Signature ?er/13 Date Date reqtards' :30 9A* '1X4PA-.7-e.741)..tg64:4arg.g.4 ktlitWATOSINZIMM214.V.,:..s.t, 449-5. hipstovato..." . 41, ras 5wi1/4"4 3 ‘.24 _ •••• (..eije:wats•P « Cttc %it tt3O041 Aitz.POSSE eniewrrl-tw orrargiRRIarciit,t7,W,WW.C.gartoreatioVVit tCk.: ItgAr F:AFIrt n?. Ati PIP" `;ijInelitareWateg,N,Wi t, • 4-44. 4 WiltaRtRiar..:21 • RefificKSI!).,"Irow tontql• 1:94sPAITAit PT-5.1,T.; -Wan ? . te1/2? . . .• 5it Wp; 63/Tethi*,-N`rfSGiet:00).7 -tsit.71, A% . if r. t jet ., .2i441:•.4-.7424446i 4:2;atii044 4:"? *.reCTV r$ IlAWM-O ID I 013959 032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001443 EFTA_00014917 EFTA00165701 IN WITNESS WHEREOF, the undersigned, by and through its authorized officer. has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS) Business N me "A lt /7 LLL tP -r -6 1"1 141411"dc ; Signature ( Name/bee DEUTIE K TRUST COMPANY AMERICAS By t S3 Oate A r1O 1/4 Print Rama/Tete . toy,' IC Oat IFOR ALL OTHER USERS) Account Name Name/Titie Signature Dem W.41)4667 21 010198 0e0813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001444 EFTA_00014918 EFTA00165702

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