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efta-efta00165719DOJ Data Set 9Other

Deutsche Asset

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165719
Pages
3
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0
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Summary

• Deutsche Asset • & Wealth Management i\14 vSrvatcci DBTCA Deposit Account Opening Application Private Wealth Premium!'" Elite Personal Accounts O Checking Acct. N O Elite Checking with Interest Acct. I APY O Elite Money Market Deposit Acct. it APY O Certificate of Deposit Acct. N APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (DBTCA deposit account required, along with a DB AG Prefab" Terms and Conditional Private Wealth Premium"" Internet Banking Services 13.- DB Private Wealth Online Plus Gt. Link to Existing Online Relationship loio S"v (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth PremiumDI d e Eli Business Accounts O Elite Checking with Interest Acct. N APY M ite Mo Market De sit Acct. APY O Certificate of Deposit Acct. N AP

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset • & Wealth Management i\14 vSrvatcci DBTCA Deposit Account Opening Application Private Wealth Premium!'" Elite Personal Accounts O Checking Acct. N O Elite Checking with Interest Acct. I APY O Elite Money Market Deposit Acct. it APY O Certificate of Deposit Acct. N APY Term O DB AG NY Preferred Certificate of Deposit Acct. I APY Term Promo term (DBTCA deposit account required, along with a DB AG Prefab" Terms and Conditional Private Wealth Premium"" Internet Banking Services 13.- DB Private Wealth Online Plus Gt. Link to Existing Online Relationship loio S"v (User/Co. ID Number) Client Relationship O Individual Account O Joint Tenants with Right of Survivorship O Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth PremiumDI d e Eli Business Accounts O Elite Checking with Interest Acct. N APY M ite Mo Market De sit Acct. APY O Certificate of Deposit Acct. N APY Term ID DB AG NY Preferred Certificate of Deposit Acct. X APY Term Promo term (DBTCA deposit account required. along with a DB AG Preferred Terms and Conditions) O Cash Master Sweep Account Checking Acct. N Private Wealth Premium Banking Services O Consumer Debit Card # O Joint Applicant Debit Card N El Business Debit Card N 1 Oet a Chpc kbook Style I / /Do' en/Ckia Celfitt n't 0L GI Name Only a Name and Address O Duplicate Statement Addr City State Zip Code O Mailing address (if different) Name Add( City State Zip Code Elite Money Market Deposit Acct. N APY Target Amount Trigger Amount O Custody under NY UTMA O Foundation O Non-Profit Organization O Attorney Trust Escrow O Landlord Master Escrow O Corporation O Limited Liability Company O Partnership O Limited Liability Partnership I t3.AWI.4.0101 NAOSODD0015602-000104611 013959 032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001461 EFTA_000 14935 EFTA00165719 Account Tile and Joi lk nt Inforipetion Name of itrz gya 9T Title /_t Joint Apphcam (last no r Business nest name, first name, middle innate Sociarcung eber or Taxpayer II/Numbs:a ( fr iirsOCA S, Social Sammy Number or Taxpayer ID Number Address " 1 uic / 1' " Address ic to y Dv EPS—NoteonlIcable Coy, iv y and' Zip Code Coy. State and Zip Code Home 1 ete hone Number Home Telephone Number Business Telephone Number Dale or Birth Date of Binh Name of Employer Name of Employer Address Address Not applicable • City. State and Zip Code eirTirine and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account. investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information Met will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules calf for an active involvement of both asset management firms and their clients. for new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures arid to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change. our clients would be obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned accounts) (defined herein as "Verbal InStruCtiOnS"). It is understood that the risk of Verbal Instructions bairn given by parson or persons purported td be you is your own. Absent the gross oegligence or willful misconduct of Deusche Bank Trust Company Americas (O8TCA). you agree to indemnity and hold harmless DBTCA for any claims, losses. expenses, costs or attorneys' fees resulting from OBTCA's acting upon such misunderstood and unauthorizeo Verbal lnstructinns. You understand that MICA may. but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. DBTCA may in its sole discretion refuse to execute yOur Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instryctions to transfer funds or securities to any aocoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime pf all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor chocks, orders or withdrawal requests from the survivors) after the death of any owner(s) and may treat the account as the sole property of the sun/mods) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, D8TCA shall not be liable to any owner for continuing to honor checks. orders or withdrawal requests from any owner. Atter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorizations"! any or all joint owners for any further payments or deliveries. 2 13.AyM.0tOt 013959.032513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001462 EFTA_000 14936 EFTA00165720 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions ol the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement nub DBTCA before you can access the Internet Stroking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included In the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm Mat it is your responcibifiry to fulfill any tax obligations and any other regulatory reporting dblies applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accountls) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and airy other regulatory reporting deities applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounrys) and your business relationship with DBTCA Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s). beneficiaryties), pannerys), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for hirritherf them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition. you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions lor Deposit Accounts are subject to change. Acceptance You understand that this application is su 'eel to acceptance by DBTCA, Account Holder's Signature Joint Account Holders Signature 9 /1 /3 Date Date t .SC:.:5 tat4rgirtTi.W r r:IP ' ar *1 r,iftftittaLdtr...Wir;r 4 t. ...w ...,. .2.", • .... .... f`. ".. At i044e74er. :.. .;. Oas...s....s.d&S S Waal Met" a. ihPrp7-.x. P10,,Wirk34"SinPV.4‘94P.2iMig? L:4.,. 14... (...!... t. V.. • f.'s**. . .7.,ArgtV. X .V.?"7tiWtraektt-CMVS;AX(SW ; . • . blithtyz n..frej 'CI I-Pr 7:1ra t: "ctreittals, r . r . "'"PraW;- Valiii... 1 .... kr,e). 7.5,..r...T7Z. ' i, . .1. AS * Law : 4 ' Lii ' St. CSOPt ..0 dt' '1 k. r 1,18910.rr liSrittrairtin.:Sra figetIg y . - ,,,:Q S. la,. . , . .A. , 4.... C3 . .. - i-i.,; ../4,0-, otikuts ., - W igV./M73e.',.i '' "tecclial -.Y."-Pr^frS",r; M . ("A ' ... . . 0 .t * .nr05...‘". 2- lir taYIEUPTCA. 7P4k • tr Sr. H1 s '.. b.,. ta 4. • 4‘31 ts, ...... .• ie •-.Z4s, )14431*. ;, r.,..cimfe,t:rte4 gki..Wits-. 4,-4 Atar.voste ,wats",.... r. 4 ' re - +44.• .4 far' , • tgpv sc,0:-L. i il ililgiflp.; :0 .4 OPir g I : ir,•-a• ^nliglt ;Val WIr447t *Thw Aar • • •. :. ws.e.1/4 13.AV/M-0101 013959.032613 I ----- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001463 EFTA_000 14937 EFTA00165721

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