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efta-efta00165722DOJ Data Set 9Other

Deutsche Asset

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00165722
Pages
3
Persons
0
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Summary

Deutsche Asset &r Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium" Elite Personal Accounts K Checking Acct. I K Elite Checking with Interest Acct. # APY K Elite Money Market Deposit Aect. I APY K Certificate of Deposit Acct. I APY Term K DB AG NY Preferred Certificate of Deposit Acct. X APY Term Promo term 10B7CA deposit account required. along with a DR AG Preferred Terms and Conditions) Private Wealth Premium" Internet Banking Services • B Private Wealth Online Plus Link to Existing Online Relationship Private Wealth Premiums" EhyBusiness Accounts •L- Checking Acct It K Elite Checking with Interest AM. N Apy VI Elite Mona Market De sit Acct. # API K Certificate of Deposit Met. APY Term K DB AG NY Preferred Certificate of Deposit Acct. N APY Term Promo term (DBTCA deposit account required, alone wan a DB AG Preferred Terms and Conditional K Cash Master Sweep Account Checking Acct. # (User

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EFTA Disclosure
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Deutsche Asset &r Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium" Elite Personal Accounts K Checking Acct. I K Elite Checking with Interest Acct. # APY K Elite Money Market Deposit Aect. I APY K Certificate of Deposit Acct. I APY Term K DB AG NY Preferred Certificate of Deposit Acct. X APY Term Promo term 10B7CA deposit account required. along with a DR AG Preferred Terms and Conditions) Private Wealth Premium" Internet Banking Services B Private Wealth Online Plus Link to Existing Online Relationship Private Wealth Premiums" EhyBusiness Accounts •L- Checking Acct It K Elite Checking with Interest AM. N Apy VI Elite Mona Market De sit Acct. # API K Certificate of Deposit Met. APY Term K DB AG NY Preferred Certificate of Deposit Acct. N APY Term Promo term (DBTCA deposit account required, alone wan a DB AG Preferred Terms and Conditional K Cash Master Sweep Account Checking Acct. # (User/Co. ID Number) Client Relationship K Individual Account K Joint Tenants with Right of Survivorship K Joint Tenants in Common K In Trust For/Peyabie on Death/As Trustee for K Trust K Estate Private Wealth Premium r ' Banking Services K Consumer Debit Carf II K Joint Applicant Debit :arc! t K Business Debit Card; DeluxbZuckelictogl 5.• # At/co K Name Only Ef Name and Addrt :.S K Duplicate Statement Addr City State Zip Gine K Mailing address (if dit went) Name Addr City State Zip Cc:le Elite Money Market Deposit Acct. N APY Target Amount Trigger Amount K Custody under NY UTMA K Foundation K Non•Profit Organization K Attorney Trust Escrow K Landlord Master Escrow K Corporation K Limited Liability Comp K Partnership ay K limited Liability Parini iship t•nwallolot NAOSOD00015602-0: let 04411 el.:$41.03Zel3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001464 EFTA_00014938 EFTA00165722 Accouiv jigs andCLC Joint Application Information for-, Name of Account Title east namadaisi name. St:sell/OS:Uri tritir a rlgp v Ntirn v t e 12. 7 rr —a Ad roes kstva tS ji vA100alleable 0%Crf---- City. Stare and Zip Cote- V City. State and Zip Code Joint Applicant (last name, first name, middle initial) Social Security Number or Taxpayer ID Number Butineu Telephone Numbe Address Nome Telephone Number Business Telephone Number Date tc iirth aof Binh Name of Employer Name of Employer Address Address Not applicable Cay, Stale one Zip Code Crry. State and Zip Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law requires a finan:ial institutions to obtain, verify, and record information that identifies each person who establishes an account, ii vestment or other business relationship with a financial institution. This means that we will ask for your name, address, an: other information that will allow us to identity you. We may also ask to see identifying documents such as a canine ite of formation or good standing (legal ontrties) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against monet laundering and terrorist financing: these rules cantor an active involvement of both asset management firms and their el lints. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their it mutieS, addresses. source of hinds and, if necessary, legal representatives, authorized signatories, beneficial owners I control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti.money hunde ring requirements require that should any of the above personal or institutional information change. our clients wo. Id be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these r tangos. Telephone, Facsimile or Email Instructions 8y signing below, you agree that from time to time you may give instructions by telephone, facsimile or Mail ',melding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbi Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o -willful misconduct of De usche Eank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless D.iTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstooi and unauthorized Verbal Instructions. You understand that OBTCA may, but shall not be required to. seek verificati. in of your verbal. facsimile or email instructions by cell hack In case of doubt, DBTCA may irrits sole discretion refuse to ixeCUPO your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to ext cute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or jinal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This dap° i't and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the :fibre account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal reques from any owner during the lifetime of owners. The Bank may be required by service of legal process to remit fuod: held In the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the accoui DBTCA may honor checks, orders or withdrawal requests from the sun/Worts) after the death of any owner(s) and may i 'eat the account as the sole prooeny of the survivors) aftor the deeth of any owner(s). Unless OBTCA receives wrinen n :zice signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to a 'y owner for continuing to honor checks, orders or withdrawal requests from any owner. Alter the receipt of the notice re ,red in the previeus sentence, D8TCA may require the written authorization of any or all joint owners for any further :payments or deliveries. 2 12. Wile-0101 01:!49.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001465 EFTA_000 14939 EFTA00165723 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditio •r; of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service II you have selected to receive Internet Banking Services, you understand that you will be required to enter j to a separate Internet Banking Services Agreement with DBTCA before you car access the Internet Banking Sen ce. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting dutie applicable to you in any relevant jurisdictions that may arise in connection with assets. income of transactions in your ccourn(s) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting Maio veritable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acc mils) and your business relationship with OBTCA. Furthermore. you confirm that the necessary information (to the bey of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settle' Is). beneficiary(ies). partner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise ;N hirelher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to th t. Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cl Inge to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to chance Acceptance You nderstand that this appli z u ount Holders Signature Joint Account Holders Signature Cate One Nas:. ,u01.;;;04.7r....00trma.PrivIgAl wieitstwerz,,,trafl•twqcspoinv -"atel-tt4;talAtin-ArtSrwm A.:- ...-:m.4:%,./-ftk,-41iews7,*,,..,v,tv trg. %ear, 2.fa_ :::(2. ai . , '''tVrt"ral:'4vireaufagre.r-Wpgr1Vitgr i-"Witre,:,i-fro P.- bPcitcp.ty L.. wt.:4w x.", • P.)firqVi iya rte{ ' degifra.** ,,.....,,„, ,, and) 0 v.V* Vg 1.' Pl. , A ctive„..,:t.„ , 4,,-..„,,,,,,,,,,r , , - r ,,,,43,, ,,,,,.1,O,1:O%,„c% , .., veokemn ..i.o.s.,,,,„.2,,,...1.,,g, ... of gytmlipt-tranos z.r. ...,4 , ., e“Ilit e' 4 ,,t7g2A ,51.1 7TI.V.4-C3/4.42 6, , trttr rin, 97:: 7 pa*?0,.-rf ti, w . Kr Ic.:e,Ai.: " - ikkicaggiSfirgiWkit47-41. I 11, 1-1iir 4 ,-etd).. c• if :4 7,4 ,,"... :MG. / .1 at, f.e..(Mw ot: !,, .C..he ar blIt t h t igire,4 fr ft ." 'r ept:K4.n . .tit*: ) , MitletrY>r 2:If'4. 56ixtrax0,14 "wt .• ,...t:wkonfetto tasaatcatt litMlaoi,a27, ' SAWS 3 't ni: ".-4rAni' S j* e 4 ,41C NOC v t .1.Flir*" 4iSlat;AVii4 t7. W.4.0101 OW ,9.032513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001466 EFTA_000 14940 EFTA00165724

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