Case File

efta-efta00196477DOJ Data Set 9Other

Statements

Statements EFTA00196477 0 -EARED THROUGH its WHOLLY OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. Nell York 10179 Bee,. SIABmS SO•unlie1 fern. Ono Movotech Center North Enteklgn. New Yen( 1120/3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE ZICHERNIAN.IRA TELEPHONE VISIT OUR WEBSITE iVIA1 uearstearns.com STATEMENT PER100 THROUGH *COMM NUMBER December 1.2001 December 31.2001 What's In This Statement Financial Summary 3 11111111111111111 I I FINANCIAL TRUST COMPANY INC TAXPAYER NUMBER LAST STATEMENT On File November 30. 2001 Your Portfolio Holdings 4 CIO AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE 8-3 Fund Activity 7 QUARTERS #2 Your Messages 9 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERIOD 29.406.395 Cash S Egwvalent 37534.293 x;cucc ccib, 26.677.2880 NET CREDIT BALANCE

Date

Unknown

Source

DOJ Data Set 9

Reference

EFTA 00196477

Pages

Persons

Integrity

Summary

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

Statements EFTA00196477 0 -[VICTIM NAME REDACTED] its WHOLLY OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [[VICTIM NAME REDACTED]] New York. Nell York 10179 Bee,. SIABmS SO•unlie1 fern. Ono Movotech Center North Enteklgn. New Yen( 1120/3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE ZICHERNIAN.[VICTIM NAME REDACTED] iVIA1 uearstearns.com STATEMENT PER100 THROUGH *[VICTIM NAME REDACTED] December 1.2001 December 31.2001 What's In This Statement Financial Summary 3 [[VICTIM NAME REDACTED]]1111111 I I FINANCIAL TRUST COMPANY INC TAXPAYER NUMBER LAST STATEMENT On File November 30. 2001 Your Portfolio Holdings 4 [VICTIM NAME REDACTED] • Transaction Detail 5 6100 [VICTIM NAME REDACTED] 8-3 Fund Activity 7 QUARTERS #2 Your Messages 9 [VICTIM NAME REDACTED] 00802 Your Portfolio at a Glance Market Value of Your Portfolio [VICTIM NAME REDACTED] 29.406.395 Cash S Egwvalent 37534.293 x;cucc ccib, 26.677.2880 [VICTIM NAME REDACTED] 11.290 Equities -I $30.526.395 : 5.1.120.000 [VICTIM NAME REDACTED] 37.523.003 MIR_'S 563.792.058 [VICTIM NAME REDACTED] $66.940.688 MI Current market value mu Last statements market value [VICTIM NAME REDACTED] 89.939.338 C Short market value [VICTIM NAME REDACTED] -22.998.650 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Memo rood ant Offoronoo a rcorocoirt of ctocks or sKKks. calcoKKI as doltrorod to p5u. b ClOol Sonic°. of 80061.14428: a vat to ChM SoNkos a Bow. Steam SKKuMos Ono . One lAeholedi Cool.' North. BrooMm, NY 112014859 $-530.000 aissu•norY a for netOMOOMI pwposes otitis rue INOrldid as a lit Oocrame On it .twnn shoted be retaned for your records See reverse ode for eTpcdaet Sibmalkol 027 D1.010208:34 001 Important Message II any information regarding 2001 interest. dividends. miscellaneous income. gross proceeds or original issue discount is required lo be reported to the IRS for this account. a Consolidated Form 1099 will be mailed to you by January 31.2002or 1042S by March 15.2002. V519 EFTA00196478 CLEARED 'THROUGH nS WHOLLY OWNED SUBSIDIARY 1308i. SOMAS SOhnIORT CO( .0 Ono Llevotech Confer North Steck'tn. Hew York 11201.3859 FINANCIAL TRUST COMPANY INC 2 [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 D1.0102:08:34 001 Y519 EFTA00196479 CLEARED 1HRWGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York, New York 10179 3 al .r Cash Flow Analysis THIS PEFICO Income Summary SAS PERIOD YEAR TO DATE Opening Balance $3,002.139.76 Dividends 197.58093 1.286.480.16 Substitute Payment 0.00 76.725.66 Securities Sold 22,427,836.16 Credit Balance Int. 2.111.83 38.425.74 Money Fund 4,047,863.33 Total $199,692.76 $1.401.631.56 Dividends Interest 151.829.43 Miscellaneous 13,518,953.25 Foreign Tax Withheld 0.00 -150.00 Margin Int. Paid 0.00 -48,516.34 Amount Credited $40,146.482.17 Securities Bough! -18,289,468.42 Money Fund -17,847,863.33 Portfolio Composition Funds Withdrawn -6,000.000.00 SICAT LONG Miscellaneous -1.000.000.00 Cash,Cash Equivalent 37,534,293 Amount Debited $.43.137.331.75 Equities 1,120.000 30,526,395 Net Cash Activity -2.990.849.58 Total $1,120,000 $68,060,688 Closing Balance $11290.18 Cash Balance Summary OPEN NO CLOSPIC, Cash 3,002,139.76 11.290.18 Net Cash Balance 83.002.139.76 $11.290.18 027 01,0102:0B:34 001 Bear. Szea•ns SON, b81 CPIS CeoLlevolech Contof Noah Beccidon. New Tuft 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERO) December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER WESER On Ale LAST STATEMENT NOVerilbN 30. 2001 Cash & Equivalent 55% Your Portfolio Allocation Equities 44% - Short Equities 1% Unitocie0 crown ono* oar Dana arnIbr shot male aye, Tho olorahr mama," is (*SS Iron Va obsol.te market rat), alms palloio. V519 EFTA00196480 CLEARED THROUGH ITS OW,E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New YY New York 10179 4 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCROION CASH BALANCE SYMBOUDISIP MARKET ESTIMATED CURPENT OUANTITY PRICE VALUE ANNUAL INCOME 10.0 i%) 11,290 DREYFUS CASH MANAGEMENT-CL A DICCX 37,523,003.02 1.0000 37,523,003 863.029 2.3000 INSTITUTIONAL SHARES EST, 30 DAY AVG VIEW 2.1000% TOTAL CASH & CASH EQUIVALENTS $37,534,293 $863.029 EQUITIES Equities & Options DESCRPRON WEIBOLTUSIP ACC TIM OUANRTY PRCE WINS VALLE ESTIMATED ANNUAL INCOIAE OJRAENT YIELD IVI CNH GLOBAL CNH CASH 250,000 6.0900 1,522.500 138.000 9.0640 TOO INC TOO CASH 550,000 27.5000 15,125.000 CALL TOO INC JAN 025CBOE TOOAE CASH -3,000 2.6500 -795.000 ET 01/19/2002 CALL TOO INC FEB 025CBOE TOOBE CASH -500 3.3000 -165.000 ET 02/16/2002 CALL TOO INC FEB 030CBOE TOOBF CASH -2.000 0.8000 -160.000 ET 0'2116,2002 VECTOR GROUP LTD VGR CASH 374,294 32.8500 12.295.558 598,870 4.8706 SENTIGEN HOLDING CP RSTD CASH 333,334 43500 1.563.337 Total Equities& Options $29.406,395 $736,870 TOTAL EQUITIES $29.406,395 $736,870 Beer. SZeirns SOC,r4.81 Cory. Ore Metsolech CarrIN Noah Beccidon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER TAXPAYER MISER 011FIle LAST STATEMENT NOveMbN 30. 2001 027 DI0102:08:34 001 V519 EFTA00196481 CLEARED IHRCOGH ITS wiseklY ONnED SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 5 Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME $1.599.899 YOUR PRICED PORTFOLIO HOLDINGS $66.940.688 Transaction Detail INVESTMENT ACTIVITY sertmea TRADE DATE DATE TRANSACTIDN 12/18/01 12/13/01 SOLD CESCRIPTHIN LADENBURG THALMANN FINL SVCS NC AVG PRICE SHOWN-DETALS ON ÆO ACTUAL =FIRM TO YOUR AGENT UNSOUCITE0 12/18/01 JOURNAL AT&T CORP UNSOUCITF_D 12/20/01 12/17/01 BOUGHT 12/20/01 12/17/01 SOLD AT&T CORP AS OF TRADE AS OF 12117/01 Beer. SZeIrns SOC,,,I*1 CND Cr.* Mon:Icon Conte< Noah Beecidp. New Yak 112014859 FINANCIAL TRUST COMPANY INC STATEMENT PENN) December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER AAMMER On File LAST STATEMENT Nosenter 30.2001 SYMBOL:CUSP GUANNT, PRICE DEE« AMOUNT CREPT A/cure ITS -130.254 1.00370 127,993.75 TOO -1.000.000 T 1.102.200 16.53360 18.289.468.42 T -1.102.200 16.53360 18,222,723.97 027 01,03.02:06:04 001 Vf..19 EFTA00196482 CLEARED IHRCOGH ITS ~GUY OWCO SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 6 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SCTTUIÆNT DATE TRADE DATE TRANSACT/ON DESCRIPTION SYMI3OUCUSIP GUANTITT PRCE DEW AMOUNT CREW ~UHT 1220/01 12/11/01 BOUGHT LADENBURG THALMANN FINL SVCS eC LTS 130254 SPINOFF ON gm SHS VECTOR GROUP SPINOFF VS V002114 REC 12/10101 PAY 12i20/01 AS OF 12/11/01 1220/01 DELIVERED ESTEE LAUDER COMPANIES INC EL -100,000 3.196.753.23 Cl. A DEL TO 00005 12/21/01 12/18/01 SOLD TELIGENT INC-CL A TGN70 -60,000 0.00550 152.48 12/21/01 12/20/01 SOLD CALL TOO INC JAN 025CBOE OTOOAE -2,500 2.35000 578,727.91 EXP 01119/2002 UNSOLICITED OPEN CONTRACT 12/21/01 JOURNAL TOO IN TOO 100.000 JRL FM PER INTXS 12/26/01 12/24/01 SOLD CALL TOO INC JAN 025CBOE OTOOAE -500 2.75000 135,742.91 EXP 01/1912002 UNSOUCITEID OPEN CONTRACT 12/26/01 12/24/01 SOLD CALL TOO INC FEB 025C80E OTOOBE -500 335000 165,741.91 EXP 02/16/2002 UNSOUCHED OPEN CONTRACT AS OF 12/24/01 12/26/01 JOURNAL TOO INC 100 50.000 JRL FM PER Nix S TOTAL $-18,289,468.42 $22,427,836.16 Beer. SZPA•ns COP. Cr.* Metsoleeh Conte< Noah Beeciam. New Yak 11201.0859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCCUNT NUMBER TAXPAYER WEBER On file LAST STATEMENT November 30.2001 027 010002:0B:34 001 VS19 EFTA00196483 CLEARED THRWGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 7 Transaction Detail (continued) Beer. SZeirns S0N, bel GNP. Ore Mon:tech Contec Noah BecciCon. New Ye* I I201.38S9 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCCUNIT NUMBER TAXPAYER WESER On PIM DEPOSITS AND WITHDRAWALS LAST STATEMENT NOYerntoN ao. 2007 D4'E TPANSACT Cf. DESCRP-ICH CEBIT AMOUNT CREDIT AMOUNT 100001 FND WIRED FNDS WIRED TO 2.000.000.00 1014/01 FND WIRED D TO 1.000.000.00 12 i3 ******* MUNK) 1:11:1rWigittrY6 $ COMING FROM DREYFUS TODAY 2.000.000.00 1227/01 FND WIRED fl D TO 1.000.000.00 TOTAL $-6.000.000.00 MONEY FUND ACTIVITY DATE MORAY TRANSACTION DESCRIPTCPI SYMBOUCVSIP DUMMY PUCE DEBIT AMOUNT CREDIT AMOUNT 12/01/01 OPENING BALANCE 23,675.139.69 MUM **************** 151ktYPire:NATUARMUADIrei A 151661Z 47.863.33 INSTITUTIONAL SHARES MONTHLY DIVIDEND ?HMI ''"" ilitilliVtgY bllitYRIMATATAIMIlfflret A Ned 47.863.33 47.863_33 INSTITUTIONAL SHARES DIVIDEND REINVESTED 12/05/01 BOUGHT DREYFUS CASH MANAGEMENT-CA. A DNDCX 11.400.000 1.0000 11.400.000.00 1014/01 SOLD DREYFUS CASH MANAGEMENT-CL A DICCX -1.000.000 1.0000 1.000.000.00 INSTITUTIONAL SHARES 12/19/01 SOLD RECtSThisMGEMENT-CL A D/CCX -2.000.000 1.0000 2.000.000.00 027 DID102:06:34 001 VSI9 EFTA00196484 CLEARED THROUGH ITS 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] Beer. SZeirns SON, bel GNP. Dec Montech Contec Noah Beccidon. New Ye* 112013959 FINANCIAL TRUST COMPANY INC 8 Transaction Detail (continued) MONEY FUND ACTIVITY (continued) DATE STATEMENT Perim December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER TAXPAYER AVEMER On PIM LAST STATEMENT NOYeMINN 30.2001 ICIDAT TRINSAGTION DESCRIPTION SYMEWCUSIP OWNTITY PRICE Seen AMOUNT MON AMOUNT 12/20/01 BOUGHT RAN4kiasMIGEMENT-CL A DIOCX 3.400.000 1.0000 3.400.000.00 12/21/[ADDRESS REDACTED]EYFUS CASH MANAGEMENT-CL A DICCX -1.000.000 1.0000 1.000.000.00 INSTITUTIONAL SHARES 12/31/01 BOUGHT RaCtRaSON GEMENT-CL A DICCX 3.000.000 1.0000 3.000.000.00 12/31/01 CLOSINGBALANCE 37.523.003.02 TOTAL $-17,847,863.33 $4.047.863.33 DIVIDENDS DATE DESCRIPTION 12/20/01 VECTOR GROUP LTD AEC 12/10/01 PAY 12120101 STAIDOLCUSIP OUNNTRY RATE (s) CENT AMOUNT CREDIT AMOUNT VGA 374,294 0.4000 149,717.60 TOTAL $149,717.60 INTEREST DATE DESORPTION 12/21/01 INTEREST ON CREDIT BALANCE 1.2500 AT 1 114% 12/11 THRU 12120 STAIDOLCVSiP OUOMMT RATE IM DEBIT AMOUNT CREDIT AMOUNT 28.64 12/21/01 INTEREST ON CREDIT BALANCE AT 1 1/2% 11/19 THRU 12110 1.5000 2.083.19 TOTAL $2.111.83 027 010102M:34 001 v!,19 EFTA00196485 CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York New York 10179 9 ol Transaction Detail (continued) MISCELLANEOUS DATE MOON TRANSACTCN DESCRIPTION 12/04/01 JOURNAL COL REC LOA FROM DEBIT AMCWIT MAT Wail 10,479,583.05 12121/01 JOURNAL TO 353-01417 1.000.000.00 LADENBURG THALMANN FINL SVCS INC CASH Rd LEU OF .31200 VECTOR GROUP LTD REC 12/10/01 PAY 122001 SP1NCFF VS V002110 12/24/01 CASH-LIEU 0.31 122601 JOURNAL BSIL-FINANCIAL TRUST CO., INC NY16418 EQUITY SWAP DUE 01/23103 AT&T CORP DERIVATIVE SETTLEMENT 3.039.369.89 TOTAL $S-1,000.000.00 $13,518.953.25 Your messages As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number [PHONE REDACTED] or via the intemet address which is www,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement Beer. SZeirns Sec , b81 Cory. Cc* Mon:tech CarrIN Noah Beccidon. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER TAXPAYER MAWR OR PIM LAST STATEMENT NOYerTitoN 30. 2001 027 01.0102:06:34 001 V519 EFTA00196486 CLEARED IHRWOH ITS YiHMV OME0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Inc. [ADDRESS REDACTED] New York. New York 10179 Beer. Stea•as SON, t4,1 COO. Cc* Mos o I cc II Gorda Noah etCCk/01. New VC* 11201.3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE LICHERMAN.IRA STATEMENT PER100 Octoter 27.2001 TELEPHONE THROUGH November 30.2001 VISIT OUR WESSITE 67A1bearstearns.com ACCCUNT NUMBER What's In This Statement [PHONE REDACTED]1111111 I I TAAPREER NUMBER On File Financial Summary 3 FINANCIAL TRUST COMPANY INC LAST STATEMENT OCIODer 26.2001 Your Portfolio Holdings 4 C/O AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE 6-3 QUARTERS #2 Fund Activity 7 ST THOMAS VI 00802 Your Portfolio at a Glance TOTAL VALUE OF SECURMES THIS PERIOD 63,262,058 NET CREDIT BALANCE 3,002,140 Cash & Equvalent Egon* Market Value of Your Portfolio 826.677.280 $28.224245 863.792.058 $-530.000 MONEY MARKET FUND BALANCE 23,675,140 $34.495.728 S-2.030.500 Current market value NET EQUITY TIPS PERIOD $89,939,338 IM Last statements market value C Short market value NET EOUITY LAST STATEMENT 60,689,473 CHANGE SINCE LAST STATEMENT 29,249,865 There are no 'Stop loss' orders or other pending buy or sell open orders on tile for your account. Roza coon oaf Mapco a nonroctiot ol dude or stocks. 0:Wolof as &Orate to 'au. lo Cleat Senior: of 800614.1428: a yeito to ChM SONIC.). a Bow. Steam &conies Cap.. One lArOokwl, Coolly North. BrooN)w, NY. II2014,50 Thee emTnITY is for ml0TmetoMel peptises cmly. IN not Pleaded as a MT 000ATert Ile staternorg should be ritane0 for mg records. Ste Erma S. f r irrocelart obrmatat 027 1201,01:10:4S 001 v513 EFTA00196487 CLEARED 1HROUGH ns wilekLY 0"E0 SUBSIDIARY Beer. SZeirns SBN•Ilkl Cap. Ceol.levalech Cantet Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 1201.'01:10:44 001 V513 EFTA00196488 CLEARED THROUGH nS vnlOUv 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 3 Cash Flow Analysis THIS PEFICO Cash Balance Summary CeENN3 0.09/03 Opening Balance $813,411.91 Cash 608.039.20 3,002,139.76 Securities Sold 3,325,883.81 Margin 205.372.71 0k0 Money Fund 3,864,306.54 Net Cash Balance $813.411.91 $3,002,139.76 Dividends/Interest 869.82 Amount Credited $7,191.060.17 Securities Bought -457.002.50 Income Summary 11-15 PERIOD YEAR 70 DATE Money Fund -64.306.54 Dividends 64,306.54 1.088.899.23 Funds Withdrawn -100.000.00 Substitute Payment 0.00 76,725.66 Dividends/Interest Charged -23.28 Credit Balance Int. 869.82 36,313.91 Miscellaneous -4.381.000.00 Total $65.176.36 $1,201.938.80 Amount Debited $-5.002.332.32 Foreign Tax Withheld 0.00 -150.00 Net Cash Activity 2,188,727.85 Margin Int. Paid -23.28 -48,516.34 Closing Balance $3.002.139.76 Same Oaf toreros or cosh bemoan acccuri Rpm ato Mt toad:0 in the action. such ItallfierS. as won z dome lor al net monsters on wind. *pow in Tram-zilch Dotal. Portfolio Composition Beef. Steams GNP. 0 -4 Mevolech Cola Noah etCd001. New VC* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* Water 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER TAXPAYER WESER On Ale LAST STATEMENT OCICON 26.2001 Your Portfolio Allocation Cash 8 Equivalent 7 " s-kwi tote 29% CashiCash Equivalent 26.677,280 Equities 530.000 63.792,058 Total $530.000 $90,469,338 027 120161:10:44 001 Short Equiti .cl% Equities 70% UnVywleci porno, nano* cat Deana oat, ;hal male yews Tho elorahr Pe ventaa is awed from Ve 00101.te market rat), (11 'CV PO, ISO" VSI3 EFTA00196489 CLEARED THROUGH ITS Putty, OHOE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 4 BOP. Szeiros SOOrthel GOP. CA* Mevolech Cantp Noah Beccioon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD October 27.2001 Your Portfolio Holdings THROUGH ACCCUNT NUMBER Novernter 30.2001 CASH & CASH EQUIVALENTS TAXPAYER MASSER On Pile LAST STATEMENT October 26.2001 MARKET ESIIIIATED CURRENT DESORPTION SYMBOUDISIP QUANTITY PRICE VALUE NAHUM INCOME YELO 1%) CASH BALANCE 3.002.140 DREYFUS CASH MANAGEMENT-CL A DICCX 23,675,139.69 1.0000 23.675.140 662.904 2.8000 INSTITUTIONAL SHARES EST, 30 DAY AVG VIEW 2.3800% TOTAL CASH & CASH EQUIVALENTS $26.677,280 $662,904 EQUITIES Equities & Options ACCT WKS ESTEEMED CURRENT DESORPTION SYMBOL/CUSIP TYPE imam PRICE VALUE ARKIN. INCOME Tan i%1 CNH GLOBAL M. CNH CASH 250.000 5.1900 1.297.500 138,000 10.6358 ESTEE LAUDER COMPANIES INC EL CASH 100.000 33.3700 3.337.000 20,000 0.5993 CL A TEUGENT INC-CL A TGNTO CASH 60.000 0.1000 6.000 TOO INC TOO CASH 1.400.000 29.3700 41.118.000 CALL TOO INC FEB 030060E TOOBF CASH -2,000 2.6500 -530.000 02n6i2002 VECTOR GROUP LTD VGR CASH 374,294 43.9500 16.450,221 598,870 3.6405 SENTIGEN HOLDING CP AVID CASH 333,334 4.7500 1.583.337 Total Equities& Options $63,262,058 $756,870 TOTAL EQUITIES $63,262,058 $756,870 027 1201f01:10:46 001 V513 EFTA00196490 CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 5 Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME $1,419.774 YOUR PRICEDPORTFOLIOHOLDINGS 389.939,337 Transaction Detail INVESTMENT ACTIVITY Beer. SZeirns SOC‘nbel GNP. Dec Mevolech CarrIN Noah BecciOon. New VC* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PEF000 Octoter 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER TAXPAYER MAWR On PIM LAST STATEMENT OCIOON 26.2001 SETTLEMENT DATE TRADE DATE TRANSACT/ON OESCRETION SYM3OUGUSP GUMMY PWGE DEW AMOUNT CREDIT AMOUNT 11/06/01 RECEIVED ESTEE LAUDER COMPANIES INC EL 100,000 3,181,000.00 CL A RECV FROM 00005 11/16/01 11/15/01 SOLD CALL TOO INC FEB 030CEIOE OTOOBF -2,000 1.65000 322.986.50 EXP 02/16/2002 UNSOLICITED OPEN CONTRACT 11/16/01 11/15/01 BOUGHT CALL TOO INC NOV025CBOE 8903339K5 2.000 2.25000 457.002.50 SIP I1117/2001 UNSOUCRED CLOSING CONTRACT 11/16/01 JOURNAL TOO INC TOO 1.000.000 FROM 047-30185 PER LOA 027 1201,01:10:48 001 V513 EFTA00196491 CLEARED THROUGH ITS 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 6 c, Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETILEIAENT TRADE DATE DATE TRANSACTOR DESORPTION STMIXECUSP °MINT( PRCE DEBIT AMOUNT CREPT AhPrOcter 11/19/01 JOURNAL CALL VECTOR GRP NOV28.625• • • • 92240M9K6 1,000 ADJ 5% STOCK DIVIDEND EXP 1 A E ASSIGNED 01459 11/21/01 11/19/01 SOLD VECTOR GROUP LTD VGR -105,000 28.62500 3.002.897.31 SEE " ON BACK 1000 ASSIGNED 11/28/01 JOURNAL CNH GLOBAL CNH 250,000 JOURNAL FROM TYPE 2 TO I 11/28/01 JOURNAL VECTOR GROUP LTD VGR 374,294 JOURNAL FROM PPE 2 TO I 11/28/01 JOURNAL CNH GLOBAL CNH -250,000 JOURNAL FROM TYPE 2 TO 1 11/28/01 JOURNAL VECTOR GROUP LTD VGR -374,294 JOURNAL FROM TYPE 2 TO I TOTAL 6.3.638.002.50 $3,325,883.81 DEPOSITS AND WITHDRAWALS Beer. SZeirns S0C.r.t.el Cory. Ore Metsclech CarrIN Noah Beccidon. New VC* I1201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERO° October 27.2001 THROUGH No'enter 30.2001 ACCCUNT NUMBER TAXPAYER WESER On PIM LAST STATEMENT October 26.2001 DATE 11/29/01 FND WIRED IRM4SACTIM DESORPTION CEBIT 0./OuNT CREDIT AMOUNT WIRED TO 100.000.00 TOTAL $loo.coo.co 027 12.131f01:10:46 001 V513 EFTA00196492 CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 7 Transaction Detail (continued) MONEY FUND ACTIVITY Beer. SZeirns SOC‘nbel Gap. Dec Meesetech Cella Noah BredOp. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* OCIOCEI 27.2001 THROUGH Noverncer 30.2001 ACCOUNT NUMBER TAXPAYER AVUSER 011FIle LAST STATEMENT Octoter 26.2001 DATE MO'DAY TRANSt4ION DESCRIPTION SYMBOUCLISIP OUN4ITY PACE DEBIT AMOUNT CREDIT AMOUNT 10/27/01 OPENINGBALANCE 27,410,833.15 11/01/01 DIVIDEND RARLikaSMGEMENT-CA. A DICCX 64306.54 MONTHLY DIVIDEND 11/01/[ADDRESS REDACTED]EYFUS CASH MANAGEMENT-CA. A DICCX 64.306.54 64,306.54 INSTITUTIONAL SHARES DIVIDEND REINVESTED 11/05/01 SOLD DREYFUS CASH MAN MANAGEMENT-CA. A DICCX -2A00.000 1.0000 2,400,000.00 INSTITUTIONAL 11/08/01 SOLD DREYFUS CASH MANAGEMENT-CL A IIIM ARES DICCX -1.200.000 1.0000 1.200.000.00 11/19/01 SOLD DREYFUS CASH MANAGEMENT-CL A DICCX -200.000 1.0000 200.000.00 11/30/01 CLOSINGBALANCE 23,675.139.69 TOTAL 5-64.306.54 $3.864 30 6.54 INTEREST DATE CESCRVTION STMDOUCVSIP CVAMm RATE DN DEBIT AMOUNT CREDIT AMOUNT 11/21/01 INTEREST ON CREDIT BALANCE 1.5000 13.50 AT I I/2% 1I/06 THRU 11/20 11/ 1/G1 )14YEAEgt (514 OlZ151Y &CARE .6666 AT 2.000% 10/21 THRU 11/05 11/21/01 FROM 11/06 THRU 11/20 ®23/4% 2.7500 23.28 BAL AVBM. 101.604 TOTAL 3-23.28 $869.82 027 1201101:10:44 001 Y513 EFTA00196493 CLEARED THROUGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New Y New York 10179 8 Transaction Detail (continued) MISCELLANEOUS DATE LOMAT TRANSACTOR DESCRIPTOR DEBIT AMOUNT MDT MOW 11/05/01 JOURNAL JOURNAL FROM TYPE 2T01 205,372/1 11/05/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 205,372.71 11/08/01 JOURNAL TO 102-25423 1.200.000.00 11/28/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 3,002,874.03 11/28/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 3,002,874.03 TOTAL $-4,408,246.74 $3,208,246.74 End of Statement 027 1241f01:10:46 001 Beer. SZeirns SOC,r4M1 Gap. 0-4Mo:elect+ Cella Noah Beccidon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD OCIDIMI 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER MAOER On PIM LAST STATEMENT October 26.2001 V513 EFTA00196494 CLEARED THROUGH ITS witCkLY CAMEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] Beef. Steirnt. SON,I*1 Cap. Ore Momtech Cantor Noah Betatron. New Tait 11201.3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE ZICHERMAN,IRA TELEPHONE VISIT OUR WEBSITE emweearstearns.com STATEMENT PERIOD THROUGH ACCOUNT NUMBER September 29.2001 October 26.2001 What's In This Statement [PHONE REDACTED]1111111 I I TAXPAYER NJLI3ER On File LAST STATEMENT September 28.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 CAD AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE 6-3 QUARTERS #2 Fund Activity 5 ST THOMAS VI 00802 Your Messages 7 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERO) 32,465,228 Cash & Equvalent $28.224.245 $27.743.103 NET CREDIT BALANCE 813,412 Equities ■ $34.495.728 : $-2.030,500 MONEY MARKET FUND BALANCE 27,410,833 $32.167.063 : 9-1.522,500 Current market value NET EQUITY THIS PERIOD $60,689,473 IM Last statement's market value NET EQUITY LAST STATEMENT 58,387,666 C Short market value CHANGE SINCE LAST STATEMENT 2,301,807 There are no 'Stop loss' orders or other pending buy or sell open orders on tile for your account. Roza taped any drforonoo a eastward of flats or stocks. nacos.] as doltrogoa to pou. to Clem Somas: of 8006141429: a yam to Qom SONIC.. a Boar. Swam Sumac Cap.. One lActotali Cool, North. BrooNri NY. 112014859 Sit ISS Pflug for dn.:RH rants only *Kra flooded as a tam cloarnerR llvs statanat them bewailed for your marls Samara S. fa 'Natant acmaton 027 1627,01:09:11 001 ‘502 EFTA00196495 CLEARED 1HROUGH NS wilekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, b81 00,0 0 -41.1evoloch Cantot Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 021 1047,01:09:11 001 V502 EFTA00196496 CLEARED THROUGH ITS YrHMV 01YNE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 3 Cash Flow Analysis THIS PERIOD Income Summary 71.16 PERIOD YEAR TO DATE Opening Balance $409.531.65 Dividends 77.261.81 1.024.592.69 Substitute Payment 0.00 76,725.66 Securities Sold 402,983.83 Credit Balance Int. 876.47 35.444.09 Money Fund 77,261.81 Total $78.138.28 $1.136.762.44 Dividends Interest 876.47 Miscellaneous 19.96 Foreign Tax Withheld 0.00 -150.00 Margin Int. Paid 0.00 -48,493.06 Amount Credited $481,142.07 Money Fund -77.261.81 Amount Debited $-77.261.81 Portfolio Composition SHOSi LON0 Net Cash Activity 403,880.26 CashiCash Equivalent 28.224,245 Closing Balance $813,411.91 Equities 2,030.500 34.495,728 Total 82.030,500 $62,719,973 Cash Balance Summary OPENING CLOSING Cash 204,178.90 608.039.20 Margin 205,352.75 205.372.71 Net Cash Balance $409.531.65 $813.411.91 027 10.27.01:09:11 001 Bear. Szea•ns SOPreel Cory. CreLletsolech Conte Noah Becci0e. New Toe II201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOO September 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER MASSER On File LAST STATEMENT September 28.2001 Your Portfolio Allocation Cash & Equivalent 44% Short Equities- 3% Equities 53% Untoclecl POMOnS Oen,* Oar lxionce *nee 'ho l 11184( vote, Teo olorahr ;teensy.• tv Orme; Born to otnexe market rate or Kv portiovo SO2 V EFTA00196497 CLEARED THROUGH ITS OW ,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New YY New York 10179 4 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPRON CASH BALANCE SYMBOLAUSIP EMN(ET ESTIMAIED CURP£NT QUANTITY PRICE VALUE !ANS INCOME 10.0 i%) 813,412 DREYFUS CASH MANAGEMENT-CL A DICCX 27,410,833.15 1.0000 27.410,833 904,557 3.3000 INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 2.7900% TOTAL CASH & CASH EQUIVALENTS $28,224,245 $904.557 EQUITIES Equities & Options DESORPTION S1MECIAUSIP AOCT TYPE ouvinty PRCE MARKET VALLE ESTIMATED ANMOL INCOME CURRENT YBD l%/ CNH GLOBAL IM. CNH MRGN 250,000 5.4000 1.350.000 138.000 10.2222 TELIGENT INC-CL A TGNTO CASH 60,000 0.2300 13.800 TOO INC TOO CASH 400.000 27.4100 10.964.000 CALL TOO INC NOV025CBOE TOOKE CASH -2.000 2.7500 -550,000 DP int7i2001 VECTOR GROUP LTD VGR MRGN 479.294 42.6000 20.417.924 766.870 3.7559 CALL VECTOR GRP NOV28.625" • XGOK28 MRGN -1.000 14.1000 -1.480.500 ACU 5% STOCK DNIDEND DP 1171772001 SENTIGEN HOLDING CP RSTD CASH 333.334 5.2500 1.750.004 Total Equities& Options $32,465,228 $904,870 TOTAL EQUITIES $32,465,228 $904,870 027 10.27.01:09:11 001 11502 808r. SZeirns SOC,r.t.91 GNP Ore Metsolech Cora Noah aro:kW% New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PER00 September 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER MADER On File LAST STATEMENT September 28.2001 EFTA00196498 CLEARED THROUGH ITS niCkLY OHt•E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Steams 8 Co. Inc. [ADDRESS REDACTED] 5 o Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME $1.809,427 YOUR PRICEDPORTFOLIOHOLDINGS 560.689.472 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION STME/OLCUSV DUMMY PAIGE 10/12/01 10/11/01 SOLD CALL TOO INC NOV025CBOE OTOOKE -2,000 2.05000 EXP 11/17/2001 OPEN CONTRACT AS OF 10/11/01 Beer. SZeirns SONH*1 CO,P. Dec Mevolech CarrIN Noah Beccidon. New VC* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERO° Sepiernter 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER KAMER OR File LAST STATEMENT September 28.2001 DEW AMOUNT CREDIT ATCvNT 402,983.83 TOTAL $402.983.83 MONEY FUND ACTIVITY DATE MWDAT TRANSACTOR 09/29/01 DESCRIPTOR OPENINGBALANCE 27,333,571.34 SYMECUCVSIP DUMMY PRICE DEBIT AMOUNT CREDIT AMOUNT 10101/01 DIVIDEND paYtaaSMGEMENT-CL A DICCX 77,261.81 MONTHLY DIVIDEND 027 10.27,01:09:11 001 V502 EFTA00196499 CLEARED THROUGH ns ?auks', OME0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 383 Madison Avenue New York. New York 10179 6 0 Transaction Detail (continued) MONEY FUND ACTIVITY (continued) DATE IADDAT TRANSACTICN 10/01/01 REINVEST OESIRIPTCN fractaaSMGEMENT-CL A DIVIDEND REINVESTED SYMEOUCUSIP DICCX OUN4MY PFOCE 77,261.81 Beer. Steens Seciviset Goes Ore Meeolech Cord Noah Beccidon. Nev. Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* September 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER WESER OR File LAST STATEMENT September 28. Roo i Own swam CREDIT AMOUNT 77,261.81 10/26/01 CLOSINGBALANCE 27,410,833.15 TOTAL $.77.261.81 $77.261.81 INTEREST DATE OESCRIPTION 10/22/01 INTEREST ON CREDIT BALANCE AT 1 1/2% 09/21 THRU 09/23 SYMBOLCuSIP QUANTITY RATE ICI 1.5000 CENT AVOW!' OaEca Amount 65.87 10/22/01 INTEREST ON CREDIT BALANCE AT 2 1/2% 09/24 THRU 10/01 2.5000 176.80 10/21J01 INTEREST ON CREDIT BALANCE AT 2,000% 10.02 THRU 10/20 TOTAL 2.0000 633.80 $876.47 MISCELLANEOUS DATE MODAT TRANSACTOI 10/01/01 CASH-LIEU DESCRIPTION VECTOR GROUP LTD CASH IN UE11 OF .65000 REC 0901101 PAY 09/28/01 DENT AMOUNT CREDIT AMOUNT 19.96 TOTAL $19.96 027 1047.01:09M 001 VS02 EFTA00196500 CLEARED THROUGH ITS y/HDLLY OHY.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 383 Madison Avenue New York New York 10179 7 c. Your messages We are pleased to announce that we have moved our world headquarters, previously located at [ADDRESS REDACTED], to: [ADDRESS REDACTED] New York, New York 10179 While our telephone numbers and e•mail addresses remain the same, some fax numbers have changed, Please check with your Account Executive. End of Statement Beet Stows Soc.r.t.er C00. Dec Metniech Cantec Noah 0eock11n. New Ts* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERMO Septernter 29.2001 THROUGH October 26.2001 ACCOUNT NUMBER TAXPAYER MAWR On Ede LAST STATEMENT Seplembei 28.2001 027 I027/01:09:11 001 V502 EFTA00196501 ClEARED 1HRC4JOH I1S vniou.Y 01W.E0 SUBSIOMAY BffiR STffiRNS OFFICE SERVICING YOUR ACCOMNT Beer. Stearns 8 Co. Inc. [ADDRESS REDACTED] ACCOUNT EXECUTIVE TELEPHONE VISIT OUR WEBSITE GIC:HEHMAN.IRA ii/A1uenteams.com What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 5 Fund Activity 5 Your Messages 8 Your Portfolio at a Glance TOTAL %/KUE OF SECURITIES THIS PERNOD NET cREorr BALANCE MONEY MARKET FUND BALANCE 30.644.563 409.532 27.333.571 NET EOUITY THIS PERIOD $58.387.666 NET EOUITY LAST STATEMENT CHANGE SINCE LAST STATEMENT 62,284.004 -3.896.339 There are no 'Stop Loss' orders or other pending buy or seil open orders on file for your account. Cash 8 Equvalent Equttles Plom@ topon arg clInworoo or nanrweig ol fl oks of slotta. «kok.] as dalar lo >to. lo GAM Sanicoo al 8004:34-14211: «veto lo flom Sonkos a Bow. Staura &emnes Ø.. OneLlflolecli Gala, Ho*. °rodi'', NY 112014.59 IIIIIIIIIIIIIIIII I I FINANCIAL TRUST COMPANY INC CIO AMERICAN YACHT HARBOR 6100 RED HOOK SUITE B-3 OUARTERS #2 ST THOMAS VI 00802 Market Value of Your Portfolio ...527.743.103 li 529.122.764 2.167.063 : 5-1.522.500 • Bal. Stefiss SOOWIII91 Ø. Ono MaBotech Cool« NNUI 8rockign. New vca 1120/3859 FINANCIAL TRUST COMPANY INC STATEMENT PER« S8'3180109! 1.2001 TH000CH Seilerroe! 28.2001 ACCOUNT NUMBER TAXPAYER NVLIBER 011PIle LAST STAMMEN,' Auwst 31.2001 $35.413.740 : S-2.252.500 ffi Current merket value §ffl Last statement's merket value Short merket vakle ne. ~nia brellalseSS ~sn cary t k rc4 irlended antar Sanert lea asters: ORM be rEhne41« your rest See mars Se fa sakn Sess 027 09,29,013 0:55 001 V500 EFTA00196502 CLEARED 'THROUGH nS WHOLLY OWNED SUBSIDIARY BOW. SOMAS SOhnIORT CO(.. Ono Llevotech Confer North Steck'tn. Hew York 11201.3859 FINANCIAL TRUST COMPANY INC 2 [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 09,2901:10:55 001 V500 EFTA00196503 CLEARED THRWGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 3 Cash Flow Analysis THIS PEFICO Income Summary DC PERIOD YEAR TO DATE Opening Balance $322.764.35 Dividends 214,153.34 947,330.88 Substitute Payment 2,006.40 76,725.66 Money Fund 1,533,571.34 Credit Balance Int. 4,178.90 34,567.62 Dividends/Interest 184,760.90 Total 5220.338.64 $1,058,624.16 Miscellaneous 2,006.40 Foreign Tax Withheld 0.00 -150.00 Amount Credited $1,720,338.64 Margin Int. Paid 0.00 -48,493.06 Money Fund -33.571.34 Miscellaneous -1.600.000.00 Amount Debited $-1.633.571.34 Portfolio Composition SHORT LONG Net Cash Activity 86.767.30 Cash/Cash Equivalent 27.743,103 Closing Balance $409.531.65 Equities 1,522.500 32.167.063 Total 31.522,500 $59,910,166 Cash Balance Summary OKI, NG CLOSING Cash 0.00 204,178.90 Margin 322,764.35 205,352.75 Net Cash Balance $322.764.35 $409.531.65 027 092801:10:55 001 Beer. SZeirns SOC.r.t.81 GNP. Ore Metsclech Contec Noah ettd001. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* SeplecTitet 1.2001 THROUGH September 28.2001 ACCOJNIT NUMBER TAXPAYER MILKER Ofl Ale LAST STATEMENT August 31.2001 Your Portfolio Allocation Cash & Equivalent 46% Short Equrbes—J 2% Equities 52% Unsha0e0 POMOnS OM,* Oat 014, 0, 'nett 00'1 mom vetoes Toe elocalm revemar m Owed km to tibI91.te morIctn rat), 01 IN palloo v500 EFTA00196504 CLEARED IHRWOH ITS wuCkLY OMT,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York, New York 10167 4 o Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCRPTION STAISCLCuSiP QUANTITY PACE MARXE7 VALUE ESTIMATED CURRENT NsN.M. INCOME TE10111 CASH BALANCE 409.532 DREYFUS CASH MANAGEMENT-CL A DICCX 27.333.571.34 1.0000 27.333,571 1,011.342 3.7000 INSTITUTIONAL SHARES TOTAL CASH & CASH EQUIVALENTS $27,743.103 $1.011.342 EQUITIES Equities & Options ACC! MARKET ESTIMATED CURRENT DESCRPTION Sn4ECCOJSIP Tat ODV1n1Y NICE VALUE MORAL INCOME YBD I%) CNH GLOBAL M. CNH MRGN 250,000 5.7700 1.442.500 138.000 9.5667 TEUGENT INC-CL A TGNTO CASH 60.000 0.1700 10,200 TOO INC TOO CASH 400.000 20.9900 8.39&000 VECTOR GROUP LTD VGR MRGN 479.294 42.7400 20.485.026 766.870 3.7436 CALL VECTOR GRP NOV28.625" • XGOK28 MRGN -1.000 14.5000 -1.522.500 ADJ Sx STOCK DNIDEND 11/17,2001 SENTIGEN HOLDING CP RSTD CASH 333.334 5.5000 1.833.337 Total Equities& Options $30.644.563 $904,870 TOTAL EQUITIES $30.644.563 $904,870 YOUR TOTAL ESTIMATED ANNUAL INCOME $1.916.. YOUR PRICEDPORTFOLIOHOLDINGS $58.387.665 BOP. SZeirns SOC,r4M1 GNP. Ore Metsolech Contof Noah BecdOon. New Year I I20I.38S9 FINANCIAL TRUST COMPANY INC STATEMENT PERK* SepINTENT 1.2001 THROUGH Septernter 28.2001 ACCCOVT NUMBER TAXPAYER WINER 0n File LAST STATEMENT August 31.2001 02? 012101:10:55 001 V500 EFTA00196505 CLEARED THRWGH ITS notiCELY OMO.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 5 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT DATE 09/19/01 ERODE DATE TRANSACTION JOURNAL CESCRPTION CALL VECTOR GROUP NOV 030AMEX EXP 11/17/2001 ADJ 5% STOCK DIV TO SEC NUM 09/19/01 JOURNAL CALL VECTOR GRP NOV28.625***• ADJ 5% STOCK DIVIDEND EXP 11/17/2001 ADJ 5% STOCK DIV FROM SEC NUM smock:cum 92240M9K6 Oc WHIT 1.000 PRCE Beer. Stoaras S0Orthel Gap. Ore Metralech Contra Noah &Wort New Yak 112014859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD Sepleoter 1.2001 THROUGH 599MM:et 28.2001 ACCCUNT NUMBER TAXPAYER WAXIER On AM LAST STATEMENT August 31.2001 DEBIT AMOUNT CHEM MOM -1.000 09/26/01 EXPIRED CALL TOO INC SEP 025CBOE EXP 09/22/2001 890333910 3,050 09/28/01 09/21/01 BOUGHT VECTOR GROUP LTD SEE NOTE t SEE DIY ON ilk SHS REC 09121101 PAY 09128/01 AS OF 09/21/01 VGR 22,823 '0"A_ MONEY FUND ACTIVITY DATE 1.13DAY TR4`,94101 DESCRIPTCGI SYMECLECUSIP cowry PRICE MINT AMOUNT CREDIT AMOUNT 09/01/01 OPENING BALANCE 28,800.000 09/04/01 DIVIDEND DREYFUS CASH MANAGEMENT-CA. A DICCX 33,571.34 INSTITUTIONAL SHARES MONTHLY DIVIDEND 09/04/01 REINVEST DREYFUS CASH MANAGEMENT-CA. A DICCX 33.571.34 33.571.34 INSTITUTIONAL SHARES DIVIDEND REINVESTED 09/17/01 SOLD DREYFUSlML CASSH MANAGEMENT-CA. A DICCX -1.000.000 1.0000 1.000.000.00 027 092901:10:55 OBI V500 EFTA00196506 CLEARED THROUGH ITS OW ,t0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 6 Transaction Detail (continued) MONEY FUND ACTIVITY (continued) DATE M3IMY TRANSACTKel DESCRIPTI3N SYMECUCUSIP 09/18/01 SOW S GEMENT-CL A DICCX WNW, PRICE -500,000 1.0000 Beer. Stearns SON,I*1 Cory. Otto/kenloch Cella Noah Beccidon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* Sept/lift!! 1.2001 THROUGH Septerrter 28.2001 ACCOUNT NUMBER TAXPAYER WEBER ON File LAST STATEMENT August 31.2001 CENT Amour Mon ALICIPIT 500.000.00 09/28/01 CLOSINGBALANCE 27.333.571.34 TOTAL $-33.571.34 $1.533.571.34 DIVIDENDS OESCRPTION 09/28/01 VECTOR GROUP LTD REC 09/21/01 PAY 092841 STIADCLiCUSIP VGR QUANTITY RATE (Sii 451.455 0.4000 DEBIT AMOUNT CREW smCuuT 180.582.00 $180,582.00 SUBSTITUTEPAYMENTS DATE DESCRIPTKIN 09/28/01 VECTOR GROUP LTD MOO PAY SYSIECIAUSIP QUANTITY RATE (8, VGR CENT AMOUNT CAM AMOUNT 2,006.40 TOTAL $2,006.40 027 09,2801:10:55 001 VS00 EFTA00196507 CLEARED THRWGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York. New York 10167 7 c/1 Transaction Detail (continued) INTEREST Beet. SZeirns SON, b81 Gap. CeoLlevolech Contof Noah 0eock11n. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* SeplecTiteI 1.2001 THROUGH Septeoter 28.2001 ACCCUNT NUMBER TAXPAYER RUDDER On FIk LAST STATEMENT Ragas! 31.2001 EWE DESCRPTION SYMBGL.CuSlo OVANillY RATE I%) DEBIT AMOUNT CREW AMOUNT 09/21/01 INTEREST ON CREDIT BALANCE 0.5000 14.21 AT 0 1/2% 09/19 THRU 09/19 09/21/01 INTEREST ON CREDIT BALANCE 1.5000 42.62 AT 1 1/2% 09/20 THRU 09/20 09/21/01 INTEREST ONCREDIT BALANCE 2.5000 190.66 AT 2 1/2% 09/17 THRU 09/18 09/21/01 INTEREST ONCREDIT BALANCE 3.0000 3931.41 AT 3.000% 08/21 THRU 09116 TOTAL $4.178.90 MISCELLANEOUS DATE wow TWA/4TM DESCRIPTION Dad AMOUNT CP£CT Ano-NT 09/18/01 JOURNAL TO 400900.00 SAME NAME 09/19/01 JOURNAL TOME 400900.00 09/21/01 JOURNAL TO 500.000.00 09/24/01 JOURNAL TO 300900.00 SAf TOTAL $-1.600900.00 027 092801:10:55 001 VS00 EFTA00196508 CLEARED THROUGH ITS wilekLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York. New York 10167 8 O1 Your messages In? This statement is provided to explain Bear, Steams & Co, Inc.'s ('BSC') payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. Beginning October 31, 2001, you may request the identity of the venue to which any of your orders were routed for execution (if the order was within the six months prior to the request or July 2, 2001, whichever is a later date), whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from such orders, 027 092801:10:55 001 Beer. Stearns S0C.r.tel GNP. 0 -4 Montech Cella Noah Beccidon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD Sept/lift!! 1.2001 THROUGH Sep'eater 28.2001 AGGDANIT NUMBER TAXPAYER AVUSER OR File LAST STATEMENT August 31.2001 VS00 EFTA00196509 CLEARED THROUGH ITS WHOLLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 9 Bar Bear, Steams Securities Corp. Net Capital and Net Capital Requirements: At May 25, 2001 and July 27, 2001, the Company's net capital of $2.7 billion and $2,7 billion was approximately 8.9% and 9.2% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $605.5 million and $585,5 million by $2.1 billion and $2,1 billion, all respectively, A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site yvnv bearstearns corn Alternatively, to request a free printed copy please call -toll tree 1.[PHONE REDACTED] End of Statement Bar Beer. Szea7E SOPM*1 GOO. Ore Metniech Sextet Noah Beccioon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERKO SepMinter 1.2001 THROUGH SepMinter 28.2001 PCCCENT NUMBER TAXPAYER MASSER On File LAST STATEMENT AuguST 31.2001 Securities and other assets in your account are the firm's collateral for any margin loan made to you, If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result, the firm can take action, such as issue a margin call and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin, These risks include the following: You can lose more funds than you deposited in the margin account, The firm can force the sale of securities or other assets in your account(s), The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase it's 'house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. 027 0929031:10.55 001 V500 EFTA00196510 CLEARED THROUGH nS WHOU.Y OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACOOLM Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York, New York 10167 Beat. ROAMS SOMAille• Cap. Ono liettotoch Confer Noah Eleccidin. Her, Yes 1120/3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE ZI3NERMAN.IRA STATEMENT PERIOD Julj 28.2001 TELEPICCE THROUGH August 31.2001 VISIT OUR WEBSITE cemv.uea'steams.com ACCOUNT NUMBER What's In This Statement [PHONE REDACTED]1111111 I I TAXPAYER NUMBER On File LAST STATEMENT JUI/ 27.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 CIO AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE 8-3 QUARTERS #2 Fund Activity 6 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERIOD 33.161.240 Cash S Bomalent 829.122.764 5497.904 NET CREDIT BALANCE 322.764 Equine $35.413.740 : 8-2,252.500 MONEY MARKET FUND BALANCE 28.800.000 $48.385.947 : 5-1.205.440 NET EQUITY Tits PERIOD $62.284.004 III Current market value (IM Last statements market value NET EOUITY LAST STATEMENT 47,678.411 C Short market value CHANGE SINCE LAST STATEMENT 14.605.594 There are no 'Stop Lose orders or other pending buy or sell open orders on file for your account. Plo.mit row ant arreronce a nontocerd of fl dis or stocks, ndicolod as clottcoroa to you. lo Gent SonIon of 800614-1428: a yet to Choi Santos a Boot Stoorra SecuMos Ca,. Co. Leeown Coos: Hook 8rodbri, NY I *obsess St TortaenTerY s I WOONODOIMI passes Syne not Mended na Nu docueort scaternero NNW he rebored for your records SOS MOM cede for merlon egormatron 027 COOI.0110:37 001 V496 EFTA00196511 CLEARED 1HROUGH RS WHOLLY 0" ED SUBSIDIARY Beer. Saea•ns SON, b91 GOO. Ceol.levetech Cardet Noah Broeklln• New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC 2 el e STATEMENT BACKER IS PRINTED ON THIS PAGE 027 09,01,01:10:37 001 V096 EFTA00196512 CLEARED 1HRWGH ?RIMY OBBEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 3 th/ BBB. Steens S0Brotee COO. Ore Mem:Icon Cella Noah etCd001. New Tuft 11201.3859 FINANCIAL TRUST COMPANY INC Cash Flow Analysis Income Summary STATEMENT PERK* Jul/ 28. 2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER MAWR On File THIS PERICO HS PERICO YEAS TO DATE LAST STATEMENT Jul/ 27. 2OO1 Opening Balance $497.903.66 Dividends 52,439.54 733,177.54 Substitute Payment 5,560.46 74.719.26 Securities Sold 36,459,808.11 Credit Balance Int. 7.052.58 30,388.72 Money Fund 5,000,000.00 Total $65.052.58 $838.285.52 Dividends Interest 59,492.12 Miscellaneous 5,560.46 Foreign Tax Withheld 0.00 -150.00 Margin Int. Paid 0.00 -48.493.06 Amount Credited $41.524,860.69 Money Fund -33.800.000.00 Miscellaneous -7.900.000.00 Portfolio Composition Amount Debited $41.700.000.00 SHORT LONG Cash,Cash Equivalent 29.122,764 Net Cash Activity -175.139.31 Equities 2.252.500 35.413.740 ClosingBalance $322.764.35 Your Portfolio Total $2,252.500 $64,536.504 Allocation Same On tanslens ct cash balsam accost beefs ate not oncluded on Om 00(1100. such Irantlets. as eye es demi. Ita at ore, Inmateloos Ins paned. Mean on Tweeter. debt Cash Balance Summary ORVIINO CUZISINCI Cash & EquIraleni 44% Cash 216,490.16 0.00 Margin 281,413.50 322.764.35 Net Cash Balance $497.903.66 $322/64.35 027 09,01,01:10:37 001 Equities 63% Shod Equities- 3% Unshaded potions °ono* oat bins antler shoe 111844( vette, The elorahr ;evenly, is Owed Irom lee absolxe rates rata, ol tots parka" v496 EFTA00196513 CLEARED IHRWOH ITS vniCkLY OHT,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 4 STATEMENT PERIOD Jul/ 28. 2001 Your Portfolio Holdings CASH & CASH EQUIVALENTS DESCROION SIMBOLCUSO QUANTITY PRICE EMMET ESTIMATED CURRENT VALUE ANNUAL INCOME VOID I%1 THROUGH ACCCUNT NUMBER TAXPAYER PANISER LAST STATEMENT August 31.2001 OR Foe JuN 27.2001 CASH BALANCE DREYFUS CASH MANAGEMENT-CL A DICCX 28.800.000 1.0000 322,764 28.800.000 1,123,200 3.9000 INSTITUTIONAL SHARES TOTAL CASH & CASH EQUIVALENTS $29.122.764 $1,123,200 EQUITIES Equities & Options DESCRATION SYMEMCVSIP ACCT TYPE armour MARKET ESTIMATED PRCE VALLE ANTRAL INCOME CURRENT YEW I%1 CNH GLOBAL M. CNH MRGN 250,000 7.5000 1.875.000 138,000 7.3600 TELIGENT INC-CL A TGNTO CASH 60,000 0.1300 7.800 TOO INC TOO CASH 400,000 27.5200 11,008.000 CALL TOO INC SEP 025CELOE TOOIE CASH -3.050 2.5000 -762.500 EXP 09122/2001 VECTOR GROUP LTD VGR MRGN 456.471 44.9600 20,522.936 730.354 3.5587 CALL VECTOR GROUP NOV030AMEX VGRK30 MRGN -1.000 14.9000 -1.490,000 RP 11/17/2001 SENTIGEN HOLDING CP RSID CASH 333.334 6.0000 2.000.004 Total Equities& Options $33.161.240 $868,354 TOTAL EQUITIES $33.161.240 $868,354 Beer. SzeNns SOMM*1 GOO. Ore Mevolech CeMet Noah 8tCd001. New Year 11201.3859 FINANCIAL TRUST COMPANY INC YOUR TOTAL ESTIMATED ANNUAL INCOME $1.991.554 YOUR PRICEDPORTFOLIOHOLDINGS $62.284.004 021 DA01.01:10:37 001 V49G EFTA00196514 CLEARED THROUGH ns vngsly °MED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York, New York 10167 5 v./ v. Transaction Detail INVESTMENT ACTIVITY Beer. Saee•ns SON, b91 CO,P. CeoLlevalech Cantet Noah Beccidon. New Tuft 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD Jut/ 28.2001 THROUGH August 31.2001 ACCCUNT NUMBER TAXPAYER KAMER On Foe LAST STATEMENT Jut/ 27.2001 SETTLEMENT DATE TRADE DATE TRANSACTION DESCRIPTION smoolacuse OVAARITI P.CE DEBIT AMOUNT CREPT A/CUNT 08/01/01 07/31/01 SOLD CALL TOO INC SEP 025CBOE OTOOIE -50 1.00000 4,847.33 SIP 09222001 UNSOUCITED OPEN CONTRACT 08/03/01 07/31/01 SOLD TOO INC TOO -3,000 24.90000 74.517.51 UNSOUCITED an5Mvi t6t5 Y65515 Yb5 -447.600 23.25000 11.554.462.2 UNSOLICITED AS OF 07/31/01 ovo3/01 08/02/01 SOLD CALL TOO INC SEP 025CBOE OTOOIE -1.000 0.80000 76.994.83 EXP 09222001 UNSOLICITED OPEN CONTACT 08/17/01 JOURNAL CALL VECTOR GROUP AUG 030AMEX 6 EXP 1 NE ASSIGNED 00006 08/20/01 JOURNAL CALL TOO INC AUG 025CBOE 1.000 EXP 08118/2001 NE OTOOHE ASSIGNED 00561 08/20/01 JOURNAL CALL VECTOR GROUP AUG22.50AMEX 736 EXP 08/ 1 AE ASSIGNED 00591 08/20/01 JOURNAL CALL VECTOR GROUP AUG 030AMEX 34 EXP 080 1 AE ASSIGNED 00592 08/21/01 08/17/01 SOW VECTOR GROUP LTD VGR -600 30.00000 17.946.90 SEE ' • ON BACK NE 6 ASSIGNED 08/22/01 0820/01 SOLD TOO INC TOO -100,000 25.00000 2,497,414.16 NE OTOOHE 1000 ASSIGNED 08/22/01 0820/01 SOLD VECTOR GROUP LTD VGR -3,400 30.00000 101,911.60 SE • • ON BACK NE 34 ASSIGNED Oa/ 09 01 01.1D37 091 Y498 EFTA00196515 CLEARED THRWGH ITS wilekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 6 c, Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION meatus, OVANTITY PRCE DEBIT AMOUNT OREM AMOUNT 0a,22;01 08/20101 SOLD bik6stoi 6/1/2161 SOLLS 08/24/01 JOURNAL 08/27/01 08/22/01 SOLD 08/27/01 08/22/01 SOLD VECTOR GROUP LTD SEE " ON BACX AE 736 ASSIGNED ALL POOINC §Eis &sotiot EXP 09:22,2001 UNSOUCITED OPEN CONMACT BOST ES INC AIL FM PER INTXS BOSTON PROPERTIES INC UNSOUCITED BOSTON PROPERTIES INC UNSOUCITED VGR Mat BXP BXP BXP -73,600 ,d6o 400.000 250.000 250.000 22.50000 1.50000 40.33590 40.52370 1,654,102.30 frfrfr, . 10.068.638.86 10.115.584.80 TOTAL $36.459.808.11 MONEY FUND ACTIVITY Beer. SZeirns SON, bel GOO. Cc* Mon:tech Contet Noah Beccidon. New Tuft 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* Jul/ 28. 2001 THROUGH August 31.2001 ACCCUNT NUMBER TAXPAYER KAMER On File LAST STATEMENT Jul/ 27.2001 DATE Loa.DAT TRANSACTION DESCRIPON SYLIECUOUSIP OUNNTITY PRNCE COTT AMOUNT CREDIT AMOUNT 07/28/01 OPENING BALANCE 0.00 08/08/01 BOUGHT aYrtagtSWARGEMENT-CL A DICCX 11.000.000 1.0000 11.000.000.00 BU FD oviati BOUGHT DREYFUS CASH MANAGEMENT-CL A DICCX 800,000 1.0000 800,000.00 INSTITUTIONAL SHARES 0824:01 ,6LI5 A ' aggiRdigigNYZL A 151 x -1,000,000 1.0000 1,000,000.00 INSTITUTIONAL SHARES SE FD 027 090101 90:37 031 V49E EFTA00196516 CLEARED THROUGH ITS niCkLY OW•E0 SUBSIDIARY BUR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New Y New York 10167 7 Transaction Detail (continued) MONEY FUND ACTIVITY (continued) DATE MDIMY TRANSACTION DESCRIPTCN STIAECUCUSIP ouirAnnv PRICE OEMs AMOUNT CREDIT AMOUNT 08/24/01 SOLD RAVtaaSM GEMENT-CL A DICCX -2.000.000 1.0000 2.000.000.00 FFD 08/28/01 BOUGHT DREYFUS CASH MANAGEMENT-CL A DCCX 22.000.000 1.0000 22,000,000.00 INSTITUTIONAL SHARES Bu FD 151keYPUMPTikatalrlTh L ti -2.000.000 1. 2,000,000.00 INSTITUTIONAL SHARES FFD 08/31/01 CLOSINGBALANCE 28,800,000 TOTAL $-33.800.000.00 $5,000,000.00 DIVIDENDS Beer. SZeirns SON, bel GOO. Ore Mon:tech Contet Noah Beccidon. New Teitt 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* Jul/ 28. 2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER AMBER On Foe LAST STATEMENT Jug 27.2001 DATE DESCRIPTION SYMBECCUSIP 07/30/01 BOSTON PROPERTIES INC EIXP REC 06/29/01 PAY 07/30/01 OUINTIT7 PATE (St 90,413 0.5800 DENT AMOUNT CPECa AMOUNT 52.439.54 TOTAL $52.439.54 027 09,0101:10:37 001 v49t, EFTA00196517 CLEARED THRWGH ITS niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New Y New York 10167 8 Transaction Detail (continued) SUBSTITUTE PAYMENTS DATE DESCRFTION 07/30/01 BOSTON PROPERTIES INC SUBST PAY ON 9587 SHS REC 06/29/01 PAY 07/30101 STMEICILICVSIP EOLP QUANTITY RATE <VI DEBIT AMOUNT Beer. SZeirhs SOC,r4M1 Gory. Ore Mem:tech Contec Noah Beccidon. New Tuft 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* Jul/ 28. 2001 THROUGH August 31.2001 ACCOUNT NUMBER TAXPAYER MOUSER OR Foe LAST STATEMENT Jul/ 27.2001 CREW AMOUNT 5,560.46 TOTAL $5,560.46 INTEREST DATE OESCRIPTION 08/21/01 INTEREST ONCREDIT BALANCE AT 3 114% 07/21 THRU 08/20 SYMOCIJOUSIP OUSAFTIllf RATE 174 3.2500 MINT AMOUNT CREW AMOUNT 7,052.58 $7,052.58 MISCELLANEOUS DATE MOAT TRANSACTCN DESCRIPTON DEBIT AMOUNT CREDIT AMOUNT 08124/01 JOURNAL TO 1.900.000.00 SAME 08/24/01 JOURNAL TO 4.000.000.00 SAME 08/30/01 JOURNAL JOURNAL FROM TYPE 2 TO 1 21.974.833.61 &lidera.' Jail AL maii NE IVO 1 21.974. .61 oei31/01 JOURNAL JNL TO 35301502PER LOA 2.000.000.00 TOTAL $-29.874.833.61 $21,974,833.61 027 04701/01;10:37 001 wee EFTA00196518 CLEARED IHRCO3H ITS YRIOU.Y OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York, New York 10167 Bear. SIMMS Sehrek> Ono Maratah Confer Noah Becdt4n. Noe Yak 1120/3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE ZICHERMAN.IRA STATEMENT PERIOD June 30.2001 TELEPECCE THROUGH Jut/ 27.2001 VISIT OUR WEBSITE 67HV.Uea'Stearr,S.00,11 ACCOUNT NUMBER What's In This Statement I I TAXPAYER NUMBER On File LAST STATEMENT June 29.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 CIO AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE 8-3 QUARTERS #2 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PEDDD 47.180.507 Cast, a Enurelent -I $497.9°4 SI $280.529 NET CREDIT BALANCE 497.904 Equities 8.385.947 : 9-1.205.440 ....... 51.963.539 : S-1.192A00 NET EQUITY THIS PERIOD $47.678.411 III Current market value NET EQUITY LAST STATEMENT 51.051.668 ISE Last statements market value C Short market value CHANGE SINCE LAST STATEMENT -3.373.258 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Plo.ma nman an/ clIforanoo a nanramia of crocks or Mocks. ndicalal a dalfrocal 10 pm. 10 Clem Simon al 800(31.1428: a yet lo Clam Sanaa. a BOW. Smarm Spumes Dn. Ono MeeoHM Conk. Honk Brookbn, NY 112014104 et easTwerY la for OkOsabonel pawns** Is ea Mended scowl:Was ssatonwri amid be maw for your records Soo worn Oa for Malan intemanan 027 07,260149:42 001 V482 EFTA00196519 CLEARED 1HROUGH RS wilekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, b81 00,8. Ceol.levetech Cantet Noah Broeklln• New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 07,2801:09:42 001 V482 EFTA00196520 BLEARED THROUGH nS nor? ORB.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 3 ci Cash Flow Analysis THIS PERICO Income Summary DRS PERIOD YEAS TO DATE Opening Balance $280.529.40 Dividends 0.00 680,738.00 Substitute Payment 0.00 69,158.80 Secudties Sold 216,490.16 Credit Balance Int. 953.56 23,336.14 Dividends/Interest 953.56 Total $953.56 $773,232.94 Amount Credited $217.443.72 Foreign Tax Withheld 0.00 -150.00 Dividends/Interest Charged -69.46 Margin Int. Paid -69.46 -48,493.06 Amount Debited $-69.46 Net Cash Activity 217.374.26 Portfolio Composition Closing8alance $497.903.66 .9.3qT LONG CashiCash Equivalent 497.904 Equities 1,205.440 48.385.947 Cash Balance Summary Total $1,205,440 $48,883,851 OPENNO CLOSING Cash 0.00 216,490.16 Margin 280.529.40 281,413.50 Net Cash Balance $280.529.40 $497,903.66 027 0728,0109:42 001 8038r. Screams SON, b91 Cat. OtoMetsolech Contet Noah Beccidon. New Teitt 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* June 30.2001 THROUGH Jut/ 27.2001 ACCOUNT NUMBER TAXPAYER MASER On File BART sTATEIAENT June 29.2001 Your Portfolio Allocation — Equities 97% Untivoecl prow,' °envie Soot bano, *not, 9m•I male wive, Tha elocatnw percemso, ts Owed Iron 8-a Mnol.te markei ran of 1pJ palioo V482 EFTA00196521 CLEARED THROUGH ns vngxlv °ME° SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 4 Beer. SZeirns SOC‘rthel GNP. Ore Mem:tech CarrIN Noah Beccidon. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT 720m June 30.2001 Your Portfolio Holdings THROUGH ACCOUNT NUMBER Ju9 27.2001 CASH & CASH EQUIVALENTS TAXPAYER MASER On File LAST STATEMENT June 29.2001 1MRKET ESTMATED DESORPTION STMOOLCUSP OA% LT, PRCE VALLE ANNUM. tiCOME CASH BALANCE 497.904 TOTAL CASH & CASH EQUIVALENTS $497.904 EQUITIES Equities & Options ACC! NIANCE1 mimeo cuarevr DESekrIOU SYMBOUOUSIP TYPE *JAUNTY PRCE VALLE ANNUAL INCO1AE YELD BOSTON PROPERTIES INC BXP MRGN 100,000 39.2800 3.928.000 232.000 5.9063 CNH GLOBAL CNH MRGN 250,000 7.1500 1.787.500 138.000 7.7203 TEUGENT INC-CL A TGNTO CASH 60,000 0.2800 16.800 TOO INC TOO CASH 1.000,000 23.6200 23.620,000 CALL TOO INC AUG 025CBOE TOOHE CASH -1,000 0.4500 -45,000 08/18i2001 VECTOR GROUP LTD VGR MRGN 534,071 32.0500 17.116.976 854.514 4.9922 CALL VECTOR GROUP AUG22.50AMEX VGRH22 MRGN -736 9.9000 -728.640 SIP 01108/2001 CALL VECTOR GROUP AUG 030AMEX VGRH30 MRGN -40 2.9500 -11.800 SIP 08/18/2001 CALL VECTOR GROUP NOV030AMEX VGRK30 MRGN -1,000 4.2000 -420,000 DP 1M7/2001 SENTIGEN HOLDING CP RSTD CASH 333,334 5.7500 1.916.671 Total Equities& Options 547.180.507 51.224.514 TOTAL EQUITIES $47,180.507 51.224.514 027 07•29/01:09:42 001 V482 EFTA00196522 CLEARED THROUGH DS ?mow, OME0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. 245 Park Avenue New York. New York 10167 5 c/ Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME $1.224.514 YOUR PRICEDPORTFOLIOHOLDINGS 547.678,410 Transaction Detail INVESTMENT ACTIVITY Beer. SZeirhs SOOrthel GNP. 0 -41km:tech Cella Noah Beccidon. New Year I 1201.3869 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD June 30.2001 THROUGH Jul/ 27.2001 ACCOUNT NUMBER TAXPAYER KAMER On File LAST STATEMENT June 29.2001 SEITLEmENr DATE TRADE DATE TRANSACTION OESORPTION STMOOLGUSP Dare PRICE DEBIT AMOUNT MCAT AMOUNT 07/03/01 07/15/01 07/13/01 07/02/01 SOLD r5ONIUL JOURNAL CALL TOO INC AUG 025080E EXP 08118/2001 UNSOUCITED OPEN CONTRACT diga811 11 JOURNAL FRO PE 1 T02 CNH GLOBAL II: JOURNAL FROM TYPE 1 TO 2 OTOOHE CNH CNH 1.000 •102.000 102600 2.20000 216,490.16 TOTAL $216,490.16 027 07.28.01:39:42 031 va2 EFTA00196523 CLEARED THROUGH ITS WIIOUY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 6 Transaction Detail (continued) INTEREST DATE 07/23/01 07/23/01 07/23/01 TOTAL Beer. SZeirns S0C,r4MI GNP Cc* Mem:tech OarrIN Noah Becci0on. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* June 30.2001 THROUGH 84 27.2001 ACCOUNT NUMBER TAXPAYER AMBER On File LAST STATEMENT June 29.[ADDRESS REDACTED]MEICILSOUSIP COMM RATE 141 DEBIT AMOUNT CREDIT AMOUNT FROM 06/21 THRU 0626 (04314% BAL 66.901- AVBAL 87,736 4.7500 69.46 INTEREST ON CREDIT BALANCE 3.5000 32.52 AT 3 1/2% 06/21 THRU 06/26 INTEREST ON CREDIT BALANCE 3.2500 921.04 AT 3 1/4% 06/27 MAU 07/20 9-69.46 $953.56 End of Statement 027 07280109:42 001 V482 EFTA00196524 CLEARED IHRCAIGH IIS nøtter 0f~ 51.185101ARY OFFICE SERVICING YOUR ACCOUNT Boar. Stearns & Co. Inc. BffiR [ADDRESS REDACTED] New York, New York 10167 STffiRNS Beef. Szreres Sonett% Ø. Oro Mevoleen Center NorUf Becck5n. Hex Ten 11201.3859 FINANCIAL TRUST COMPANY INC ACCOUNT EY.EC.,-.'it ZICHERMAN.IRA STATEMENT PER« May 26.2001 TELEPHONE THROUGH June 29.2001 VIER OUR WEBSITE iymv.i.warsleams.com ACCOUNT NUMÖER What's In This Statement 1111,[PHONE REDACTED]11 I I TAXPAYER ~ER On Ne LAST STATEMENT May 25.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 CIO AMERICAN YACHT HARBOR 6100 RED HOOK SUITE B-3 Transaction Detail 5 OUARTERS #2 Your Messages 7 ST THOMAS VI 00802 Your Portfolio at a Glance TOTAL VALUE OF SECURMES THIS PERIOD 50,771,139 NET CREDIT BALANCE 280,529 NET EOUITY THIS PERIOO $51,051,668 NET EOUITY LAST STATEMENT 38,154,227 CHANGE SINCE LAST STATEMENT 12,897,442 There are no 'Stop Loss' orders or other pending buy or seil open orders on file for your account. Market Value of Your Portfolio Cash 8 Equvalent $28" 29 9 $313.146 Equifies $51.963,539 : 9-1.192.400 'Nær r~3 .1`kr.«.,1] $39.241.081 : $-1,400,000 F1Amo fonen mor Ortofon» of nenfortrof ol torn or Rotes, nr:Pep»! as Minna lo >nu. »Gnei Somme Gi BOOS24.1481: a Ante lo Glam SONIC“ Al Bow. Smarte Sccumos Co». Oee Manien, Cern. Kone. °ref:enn, NY 11201.3859 Curtont merket vakle Last statements ma$et value Short merket velur, SIK rin funnINI5 Hforma444 scrooses at a n8 ~Med anla. 600.n1ert nes statornore should bo/Kanen for your reaords Sn renn* Wa for rf/forlatt akant« 027 06.30.01:23:28 001 Important Message Please note: You may lind more than one statement in this envelope. Beginning this month. all statements with the same Address and Social SOCUnly number Taxpayer Identification number are being mailed in one envelope. For lurther details. please contact your account executive. 9481 EFTA00196525 CLEARED 1HROUGH RS wilekLY 0"E0 SUBSIDIARY 808r. Saee•ns SON, b81 00,8. Ceol.letioloch Cantot Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 M3001:23:28 001 V481 EFTA00196526 CLEARED THROUGH niCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 3 Cash Flow Analysis THIS PERIOD Income Summary DC PERIOD YEAR TO DATE Opening Balance $313,145.78 Dividends 214.628.40 680,738.00 Substitute Payment 0.00 69,158.80 Securities Sold 1,159,796.20 Credit Balance Int. 312.82 22,382.58 Dividends/Interest 214.941.22 Total $214,941.22 $772,279.38 Amount Credited $1,374,737.42 Foreign Tax Withheld -150.00 •150.00 Securities Bought -1,405.181.30 Margin Int. Paid -1,998.50 -48,423.60 Dividendsllnterest Charged -1.998.50 Miscellaneous -174.00 Amount Debited 5-1.407.353.80 Portfolio Composition SCR; LONG Net Cash Activity -32.616.38 CashiCash Equivalent 280,529 Closing Balance $280,529.40 Equities 1,192.400 51.963,539 Same Sat tennis?, ol cash balsam accost 1>pes are not included in ue sedge. sod' Sane/era as well as details Iv all ore fransacicas Pas penod. appeal in Thltenlellan Dotal. Total 51.192.400 $52,244.068 Cash Balance Summary orEra.G CUZ61NO Margin 313.145.78 280,529.40 Net Cash Balance $313.145.78 $280.529.40 027 OSSP0123:28 001 Beer. Steams S0Cvneel GNP. Cc* Metsolech Canton Mall ettd001. Hew VC* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PER100 May 26.2001 THROUGH June 29.2001 ACCOUNT NUMBER TAXPAYER KAISER On FIk LAST STATEMENT May 25.2001 Your Portfolio Allocation Cash 8 Equivalent — <1% Stns Equities — Equities 97% Umnooed croons oenoie debt beano, ander shrl male valaea ha elevation pereemer is clewed Icon to Desolate ...Ow valve of .ev pane» V481 EFTA00196527 CLEARED THROUGH ITS wilekLY OW,E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York, New York 10167 4 v/ Beer. Saea•ns SOC,nbel GNP Cc* Mem:tech Contec Noah BecciCon. New Year 112013959 FINANCIAL TRUST COMPANY INC STATEMENT PERK* May 26.2001 Your Portfolio Holdings THROUGH ACCOUNT NUMBER June 29.2001 CASH & CASH EQUIVALENTS TAXPAYER Akm3ER On File LAST STATEMENT May 25.2001 MARKET (STRIATED DESORPTION SYMBOLCUSIP OUAN'iTI PRCE VALUE ANNUAL W.01AE CASH BALANCE 280,529 TOTAL CASH & CASH EQUIVALENTS $280.529 EQUITIES Equities & Options ACCT MARKET &smarm aAllen DESORPTION SYMBOUOUSIP TYPE OUANTITY PRICE VALUE ANNUAL tICOIAE YEW IY4 BOSTON PROPERTIES INC BXP MRGN 100.000 40.9000 4.090.000 232.000 5.6724 CNH GLOBAL CNH CASH 102.000 5.9300 604.860 56.304 9.3086 CNH GLOBAL CNH MRGN 148.000 5.9300 877.640 81.696 9.3086 TELIGENT INC-CL A TGNTO CASH 60.000 0.1800 10.800 TOO INC TOO CASH 1.000.000 27.4000 27.400.000 VECTOR GROUP LTD VGR MRGN 534.071 31.9500 17.063.568 854.514 5.0078 CALL VECTOR GROUP AUG22.50AMEX VGRH22 MRGN -736 9.5000 -699.200 DP 0811&•2001 CALL VECTOR GROUP AUG 030AMEX VGRH30 MRGN 40 3.3000 -13.200 SIP 08118/2001 CALL VECTOR GROUP NOV030AMEX VGRK30 MRGN -1,000 4.8000 -480.000 SIP 11117/2001 SENTIGEN HOLDING CP RSTD CASH 333,334 5.7500 1.916.671 Total Equities& Options $50.771,139 $1.224.514 TOTAL EQUITIES $50,771,139 $1.224.514 027 06.30131:2328 031 EFTA00196528 CLEARED THROUGH ITS ?new, OME0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 5 o Your Portfolio Holdings (continued) YOUR TOTAL ESTIMATED ANNUAL INCOME $1.224.514 YOUR PRICEDPORTFOLIOHOLDINGS $51151,668 Transaction Detail INVESTMENT ACTIVITY Beer. SZeirhs SOC,r44,1 GNP. 0 -41km:tech Cella Noah Beccidon. New VC* I 12014859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD May 26.2001 THROUGH June 29.2001 ACCOUNT NUMBER TAXPAYER WESER On FIk LAST STATEMENT May 25.2001 SETTLEMENT DATE TRADE DATE TRANSACTION DESCRIPTION STMEPOLCUS/P DUMMY PRCE DEBIT AMOUNT CREPT AMOUNT 05/29/01 05/23/01 BOUGHT CNH GLOBAL E. CNH 3,000 6.42000 19.442.50 UNSOLICITED 05/29/01 05/23/01 BOUGHT CNH GLOBAL E . CNH 3.000 6.47530 19.60510 UNSOLICITED AS OF 05123'01 bstabrbi estievi tou6H11 dui &MAL disiEf 102.600 6.69410 688.9k.70 UNSOLICITED 05/31/01 05/25101 BOUGHT CNH GLOBAL CNH 48.000 6.68390 323.709.70 UNSOUCIIED beksibi 66,64/61• did. Wen O6u0 tem o3cimuitx dvdrIK3o .1.000 5.70000 566.478.50 SIP 11117,2001 UNSOUCIIED OPEN CONTRACT 027 06.30,01:2328 031 EFTA00196529 CLEARED THROUGH ITS vngx,o, OHNEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 6 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 06105/01 TRADE DATE TRANSACTION 06/04/01 BOUGHT DESCRIPTION CALL VECTOR GROUP JUN 030 AMEX EXP 06/16/2001 UNSOLICITED CLOSING CONTRACT 40.480LCUSP 92240M9F7 CUNNiTY 1.000 PRICE 3.50000 Beer. SZeirns SONA881 GOO. Ore Meet I cc h Canto Noah Betatron. New Tort 112014859 FINANCIAL TRUST COMPANY INC STATEMENT PEF800 May 26.2001 THROUGH June 29.2001 ACCOUNT NUMBER TAXPAYER M1803ER On File LAST STATEMENT May 25.2OO1 DEED AMOUNT CREPT AhnOcter 353,502.50 JOURNAL TO ANIAL b616NI,Rdithlit§ wo ERTIES INC TO SAME CALL VECTOR GROUP AUG22.50AMEX EXP 1 A E ASSIGNED 00001 VECTOR GROUP LTD SEE NOTE ON BAD( AS 264 ASSIGNED 06/20/01 JOURNAL BXP -200.000 -2dd.doo 264 06/22/01 06/20/01 SOLD VGR .26.400 22.50000 593.317.70 06./25M1 JOURNAL TOO INC FROM 047-30185 PER LOA 100 1,000.000 TOTAL $1.405,181.30 51,159.796.20 DIVIDENDS DATE DESCRIPTION 05/31/01 CNH GLOBAL REC 05/17/01 05/31/01 AGENCY FEE 0024 PER FOREIGN TAX WITHHELD soss.cusw. CNH GUMMY RATE (SI 10.000 0.1000 WH con AMOUNT 100.00 CREDIT AMOUNT 1,000.00 06/29/01 VECTOR GROUP LTD REC 06/22/01 PAY 06/29/01 VGR 534.071 0.4000 213.628.40 TOTAL Si 00.00 5214.628.40 027 06.2401:2428 031 v481 EFTA00196530 CLEARED THROUGH ITS 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 7 c/ Transaction Detail (continued) INTEREST DATE DESORPTION 06/21/01 FROM 05/21 THRU 06/20 ®43/4% BAL 524.731 AVBAL 488.597 STMEICIUCUSIP CUMRITY RATE 1%) DEBIT AMOUNT 808f. SZeirns SON, b81 CND Ore Mon:tech Centec Noah Beccidon. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PEno0 May 26.2001 THROUGH June 29.2001 ACCOUNT NUMBER TAXPAYER WESER Cfl Foe LAST STATEMENT May 25.2001 CREPT AMOUNT 4.7500 1,998.50 06/21/01 INTEREST ON CREDIT BALANCE AT 3 1/2% 05/21 THRU 06/20 3.5000 312.82 TOTAL 5.1,998.50 5312.82 MISCELLANEOUS DATE MOAT TRANSACTel OESCRIPTON DEBJT AMOUNT CPEDIT AMOUNT 05/30/01 JOURNAL JOURNAL. FROM TYPE 270 1 688.920.70 05/30/01 JOURNAL JOURNAL FROM TYPE 2701 688.920/0 05/31/01 JOURNAL CNH GLOBAL 24.00 AGENCY PROCESSING FEE 06/01/01 CNH GLOBAL ! e 50.00 5 31 ADDin. 5 N TAX SHOULD BE 15% TOTAL WITH TOTAL 5.688394.70 5688.920.70 Your messages Confirmation: Unless we hear from you to the contrary. It is our understanding that any tree credit balances in your account are being maintained to facilitate your intention to invest such amounts through us. 027 06,300312328 001 V481 EFTA00196531 CLEARED THROUGH nS WHOLLY OWNED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOLPIT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] Ban. SOMAS Seam* Cal> Ono Matotoch Confer Noah 8recnin. New VG* 1120/3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE CHERMAN.IRA TELEPHONE VISIT OUR WEBSITE IA1 uearstearns.com What's In This Statement Financial Summary 3 IIIIIIIIIIIIIIIII I I FINANCIAL TRUST COMPANY INC STATEMENT PERIOD THROUGH ACCOUNT NUMBER TAXPAYER NUMBER LAST STATEMENT *I 1 28. 2001 May 25.2001 On File *11 27.2001 Your Portfolio Holdings 4 C/O AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE B-3 Trades Not Yet Settled 7 QUARTERS #2 ST THOMAS VI 00802 Your Portfolio at a Glance TOTAL VALUE OF SECURITIES THIS REFLOOD' 37.841.081 NET CREDIT BALANCE 313.146 NET EQUITY THIS PERIOD $38.154.227 NET EOUITY LAST STATEMENT 38.312.367 CHANGE SINCE LAST STATEMENT -158.140 •This portfolio (Edwin ono PI moo urpescoa socutnas fat MO me reacted rs to Taal *N. of Smarm and we OR4 (poly Ths Parcel There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Market Value of Your Portfolio _H313.I46 Cash Egwvalent $-3.396.898 Egunie Plo.uo row oror Mance a rentocto el teas or soaks. ndicolod as clafrrorad lo you. lo allot Sanion al 800(04.1428: a vet lo nom &croon a Bow. Smarm Secumos Car.. Co. LletokHli Cala Nora. 13codbn, NY H801-3859 $39.241.081 : $.1.400.000 $44.655.685 : 5-2.946.420 MI Current market value ME Last statements market value Short market value St flat asT•Tanim W0OSaba.MI proposes **els not "'eroded as a law Boone Tos Kremer" amid be retained for your records Ste revers* safe for males" ipternalai 027 D5260110:08 001 Important Message In an ef fort to deliver statements to you more efficiently. Bear Steams has enhanced the distribution of statements to household accounts. Beginning in June-all statements with the same Address and Social Security number/ Taxpayer identification number will be mailed in a single envelope. For lurther details. please contact your account executive. W178 EFTA00196532 CLEARED 1HROUGH RS wilekLY 0"E0 SUBSIDIARY Beer. Saea•ns SON, b81 00,8. Ceol.letioloch Cantot Noah Broeklln• New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 D52601:10:00 001 Y478 EFTA00196533 CLEARED IHRWOH ITS wuCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 3 ci Cash Flow Analysis THIS PERM Income Summary RES PERIOD YEAR TO DATE Opening Balance $-3.396.898.20 Dividends 265,000.00 466,109.60 Substitute Payment 0.00 69,158.80 Securities Sold 4,065,351.64 Credit Balance Int. 0.00 22,069.76 Dividends/Interest 265,000.00 Total $265,000.00 $557,338.16 Amount Credited $4.330,351.64 Margin Int. Paid -9.462.84 -46,425.10 Securities Bought -610.844.82 Dividends Interest Charged -9.462.84 Amount Debited $-620.307.66 Portfolio Composition Net Cash Activity 3,710,043.98 s-cm CashiCash Equivalent 313.146 ClosingBalance $313,145.78 Equities 1.400.000 39.241.081 Same day tension or cash balsam accost byes are not included in the mike: such Pane/era. as well as *Mb Ior al Ow Iransarlions Ms period. appear in Tr...Wren Detai Total $1.400.000 $39.554.227 Cash Balance Summary OPE?% SG CLOSINO Margin -3.396.898.20 313,145.78 Net Cash Balance $-3.396.898.20 $313.145.78 027 05.2801:10:08 031 Beet Saea•ns S0N , b81 GNP. Cr.* Mem:leen Certlec Noah Becci0/n. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT EER000 WI 28.2001 THROUGH May 25.2001 ACCCUNT NUMBER TAXPAYER SIMMER On File LAST STATEMENT *11 27.2001 Your Portfolio Allocation Cash 8 Equivalent .c1% Short Equities 3% — Equities 96% 0, 0'0°,0 canon, 00n010 debt balance ',Ott shod male wives The olocabm percents?, is de•nnd Iron o-e Mnol.te r' *el value of loJ palioe v478 EFTA00196534 CLEARED THRWGH ITS ?RIMY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York, New York 10167 4 Your Portfolio Holdings STATEMENT PERODO THROUGH ACCOUNT NUMBER *11 28.2001 May 25.2001 CASH & CASH EQUIVALENTS TAXPAYER WESER On FIk LAST STATEMENT *11 27.2001 IMRICET (STOWED DESORPTION STMBOLCUSP OUANITY PRCE VALUE ANNUAL IICOIAE CASH BALANCE 313,146 TOTAL CASH & CASH EQUIVALENTS $313.146 EQUITIES Equities & Options ADC! IMFECET ESTIMATE-0 WN ' DESORPTION S1MBOUCUSIP TYPE OLIANTITY PRCE VALUE ANNUAL INCOME YEW IY4 BOSTON PROPERTIES INC BXP MRGN 500.000 40.4200 20,210.000 1.160.000 5.7397 CNH GLOBAL CNH MRGN 94.000 6.8900 647.660 51,888 8.0116 TELIGENT INC-CL A TGNOE CASH 60.000 0.5600 33.600 VECTOR GROUP LTD VGR MRGN 560.471 32.7400 18.349,821 896,754 4.8870 CALL VECTOR GROUP JUN 030AMEX VGRF30 MRGN -1.000 3.7000 -370,000 ET 06/16/2001 CALL VECTOR GROUP AUG22.50AMEX VGRH22 MRGN -1.000 10.1000 -1.010.000 DP OW18/2001 CALL VECTOR GROUP AUG 030AMEX VGRH30 MRGN -40 5.0000 -20.000 Be 08/18/2001 SENTIGEN HOLDING CP RSTD CASH 333.334 Unviced Total Equities& Options $37,841,081 $2,108,642 TOTAL EQUITIES $37,841,081 $2,108,642 YOUR TOTAL ESTIMATED ANNUAL INCOME $2.108.642 YOUR PRICED PORTFOLIOHOLDINGS $38.154,226 Beer. SZeirns SON, bel GNP 0-4 Mon:tech Contec Noah BecciCon. New Ye* 112013959 FINANCIAL TRUST COMPANY INC 02/ 0S2031:IDOB 031 V470 EFTA00196535 CLEARED THROUGH ITS niCkLY CAMEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] 5 Transaction Detail INVESTMENT ACTIVITY Beer. SZeirns SOC.r.t.91 Gap. Ore Montech Oardec Noah Beccidon. New TO. 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PER100 &XII 28.2001 THROUGH May 25.2001 ACCOUNT NUMBER TAXPAYER WESER OR File LAST STATEMENT AO 27.2001 SETTLEMENT 10.40E DATE DATE "RANSACTION DESORPTION STME/OLCUSIP CVANTITY viva DEBIT AMOUNT CREPT AMOUNT 04/30/01 04/25/01 SOLD CHILDRENS PLACE RETAIL STORES PLCE -10.000 22.68000 225,189.94 INC UNSOUCITED b4rXvbi 6,05/61 tritS 1-olongfu§itkot AMR. §Y6kEt het' - .700 .e1190 511. 5.19 INC UNSOLICITED AVG PRICE: DETAILS ON REQUEST 05/01/01 04/26/01 SOLD CHILDRENS PLACE RETAIL STORES INC UNSOLICITED AVG PRICE: DETAILS ON RECUEST VECTOR GROUP LTD SEE ' • ON BACK NE 5 ASSIGNED SENTIGEN HOLDING CP RSTD PLCE -27.300 22.65730 618883.17 05/01/01 04/27/01 SOLD 05/10/01 RECEIVED 05/11/01 05/08/01 BOUGHT CNH GLOBAL UNSOUCRED VGR -500 20.00000 9847.16 333. 05/14/01 05/11/01 SOLD CALL VECTOR GROUP AUG 030AMEX EXP 08118/2001 OPEN CONTRACT AS OF 05111/01 05/14/01 05/11/01 SOLD CALL VECTOR GROUP JUN 030 AMEX EXP 06/16/2001 UNSOUCRED CLOSING CONTRACT CNH 10.000 5.80000 58.602.50 40 4.40000 17.456.91 •1.000 3.08600 308087.21 051581 04,2781 CANCEL SELL VECTOR GROUP LTD SEE ON BACK NE 5 ASSIGNED NO 1/01 AS OF 04/27/01 TO CC_ PREVIOUS SELL VGR 500 20 00000 9.947.16 05/15/01 04/27/01 SOLD VECTOR GROUP LTD SEEIllik ON BACK NE 5 ASSIGNED ORI 0510181 AS OF 04/27/01 VGR -500 20.00000 9,984.66 027 C05,26,01:10:08 001 V078 EFTA00196536 CLEARED THROUGH ITS wilekLY 0%M.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 6 c/ Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT TRADE DATE DATE TRANSACTION CESORPTION SY1A3OUCLISP OVANTITI PRICE DEBIT AMOUNT CREDIT AMOcNT 05/16/01 04/27/01 CANCEL SELL VECTOR GROUP LTD VGR 500 20.00000 9.984.66 SEEn iON BACK At 5 ASSIGNED ORIGI 05/01/01 AM VD 05/15401 AS OF 04/27/01 TO CXL PREVIOUS SELL 05/16/01 04/27/01 SOLD VECTOR GROUP LTD VGR -500 20.00000 9.947.16 SEE ON BMX AE 5 ASSIGNED ORIGINAL VD 0901/01 AS OF 04)27/01 05/16/01 05111/01 SOLD VECTOR GROUP LTD VGR -6,100 31.00410 188.75020 UNSOLICITED SEE NOTE '5' ON BACK 05/21/01 JOURNAL CALL VECTOR GROUP MAY 020AMEX 1.086 EXP 1 A/E ASSIGNED 01607 05/23/01 05/21/01 SOLD VECTOR GROUP LTD VGR -108,600 20.00000 2.169.210.10 SEE NOTE '5' ON BACK AE 1086 ASSIGNED 05/25101 05/22/01 BOUGHT CNH GLOBAL CNH 84.000 6.27700 532.310.50 UNSOLICITED TOTAL $-610.844.82 $4.065.351.64 DIVIDENDS Beer. SZeirns SON, b81 Cap. Ore Montech Oardec Noah Beccidon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PER000 &XII 28.2001 THROUGH May 25.2001 ACCOUNT NUMBER TAXPAYER WESER Cfl File LAST STATEMENT April 27.2001 DATE DESORPTION 04/30/01 BOSTON PROPERTIES INC REC 0213001 PAY 04/3001 STME/WOUSIP EIXP CVANTITY RATE (S) 500.000 0.5300 CENT AMOUNT CIRECIT MAC(1141 265.000.00 TOTAL $265.000.00 027 OS.26O1:1O:O8 031 V078 EFTA00196537 CLEARED THROUGH ITS ~Owl O‘P.E0 SUBSIDIARY BEAR STD;RNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 7 Transaction Detail (continued) INTEREST DATE DESORPTION 05/21/01 FROM 05/15 THRU 05/20 @4314% BAL 1314,290 AYBAL 1345.743 smeoucusw Ouakany RATE l%1 DEBIT AMOUNT Beer. Stearns Ø. Cr.* MoveIcon Canto< Noah Beech/pl. New Ye" 112014859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD *11 28.2001 THROUGH May 25.2001 ACCCUP NUMBER TAXPAYER WIPER On File LAST STATEMENT April 27.2001 CREDIT AMOUNT 4.7500 1,065.38 05/21/01 FROM 04/21 THRU 05/14 ®51/4% BAL 1768,041 AYBAL 2399.273 TOTAL $-9,462.84 5.2500 8,397.46 MISCELLANEOUS DATE MOW TRANSACTel 05/16/01 JOURNAL DESCRIPDON JOURNAL FROM TYPE 1TO 2 DEBIT AMOUNT 265,000.00 CREW MADuNT 05/16/01 JOURNAL JOURNAL FROM TYPE 1 TO 2 265.000.00 TOTAL $-265,000.00 $265.000.00 Trades Executed Pending Settlement SETTLEMENT DATE TRADE DATE TRANSACT/3N DESCRIPTION SYMOOLCUS. OUMITITY PROS DEBIT AMOUNT CREPT AMOUNT 05/29/01 05/23/01 BOUGHT CNH GLOBAL CNH 3,000.00 6.4200 19,442.50 05/29/01 05/23/01 BOUGHT CNH GLOBAL CNH 3,000.00 6.4753 19,605.90 05/30/01 05/24/01 BOUGHT CNH GLOBAL CNH 102.000.00 6.6941 688,920.70 05/31/01 05125,101 BOUGHT CNH GLOBAL Mr. CNH 48.000.00 6.6839 323.709.70 TOTAL $1,051,678.80 $0.00 The chore emles dp nei pew In eery Mix« section el MP Ilileart« 027 0&26/01:10:01 001 V470 EFTA00196538 CLEARED IHRCOGH ITS wuCkLY 0"ED SUBSIDIARY BffiR STffiRNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York, New York 10167 ACCOUNT EYELTVE TELEPHONE VISIT OUR WEEISITE G:;:!-IERMAN.IRA ii/A1 uearstearns.corn What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 5 Trades Not Yet Settled 6 Your Portfolio at a Glance TOTAL VALUE OF SECUFIMES THIS PERM 41,709,265 NET DEBIT BALANCE -3,396,898 NET EQUITY THIS PERIOD $38,312,367 NET EQUITY LAST STATEMENT 31,254,039 CHANGE SINCE LAST STATEMENT 7.058.328 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. [PHONE REDACTED]1111111 I I FINANCIAL TRUST COMPANY INC C/O AMERICAN YACHT HARBOR 6100 RED HOOK SUITE B-3 QUARTERS #2 ST THOMAS VI 00802 Market Value of Your Portfolio Cash a Equvalent $3 396.898 $4.283.402 Equities Roza capon onI d ifik OM& a ~woe.« ol ~As or ~Xs, edieolal as dcateral lo p:u. Choni Sampan ol 800(34442B a veto 10 Clem Soma» M Bow. Steam &cum« Caw Co, Metolea, Cowls( Naa. Broabw, NY. II201-3959. Bea. SZoo•ns SOO‘riliel Ø. Cc* Llasoleeh Cadet North Beak/pl. New Tea 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PER« March 31.2001 THROUGH Apra 27.2001 ACCOUNT NUMBER TAXPAYER AVIEIER OR File LAST STATEMENT mum 30.2001 $44.655.685 : $-2.946.420 $34.889,731 : $-352.290 Current market value §ffla Lest statement's market value Short market value Sit This WITAXTY 18 den/Mu:eel ptmosts orey ahem .landedHOW dearn•rt Statoenora should barrens for your records See moms.» for emanate ~me 027 04,2801:17:05 001 Y471 EFTA00196539 CLEARED 1HROUGH RS 0"E0 SUBSIDIARY Beer. Saea•ns SON, bel 00,0 0 -41.1evetech Cantet Noah Broeklln• New Ye* 112014869 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 02? 042601:17:DS 001 V471 EFTA00196540 CLEARED IHRWOH ITS vniCkLY 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] 3 Cash Flow Analysis THIS PEFICO Income Summary TIC PERIOD YEAR TO DATE Opening Balance $a283A01S3 Dividends 0.00 201,109.60 Substitute Payment 0.00 69,158.80 Securities Sold 316,486.83 Credit Balance Int. 0.00 22,069.76 Amount Credited $316,486.83 Total $0.00 $292,338.16 Securities Bought -413.502.50 Margin Int. Paid -16,480.70 -36,962.26 Dividends/Interest Charged -16.480.70 Amount Debited $-429.983.20 Portfolio Composition Net Cash Activity -113,496.37 SHORT LOND ClosingBalance $-3 396 898.20 Cash/Cash Equivalent 3.396.898 Equities 2.946.420 44.655,685 Total $6,343,318 $44,655,685 Cash Balance Summary cL0911a1 rt -3.283.401.83 -3,396498.20 Net Cash Balance 9-3.283.401.83 9-3.396.898.20 027 Beer. SZeIrns S0Nvbel GNP. Ore Mevolech Cella Noah Beccidon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PER100 March 31.2001 THROUGH WI 27.2001 ACCOUNT NUMBER TAXPAYER m.m3ER On File LAST STATEMENT March 30.2001 Your Portfolio Allocation Short Cash 8, Equivalent 6% Short Equities 5% — Equities 89% Unflde0 croons °ono* oar 0lonce *NW Vu •I market Wag, MO IslOtAhr. 4/ menu,' m clewed km to tI0S0Lte Markel rat), el ,/v palloo 042801:17:08 001 V471 EFTA00196541 CLEARED THROUGH ITS OHnEO SUBSIDIARY BEAR STEARNS OFFICE SERViCiNG YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 4 vi Beer. SZeirns SOC,M*1 GOO. Ore Mevolech Cantet Noah Beccicon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* March 31.2001 Your Portfolio Holdings THROUGH ACCCUNT NUMBER WI 27.2001 CASH & CASH EQUIVALENTS TAXPAYER NUUSER On File LAST STATEMENT Mardi 30.2001 PAARKET (STRIATED DESORPTION STMEIOLCUSP OUANTITY PACE VALUE ANNUAL tiCOIAE CASH BALANCE -3.396,898 TOTAL CASH & CASH EQUIVALENTS $-3.396.898 EQUITIES Equities & Options ACCT IMFOCE1 ESTMATE0 Clow DESORPTION SYMB0UDJSP TYPE OUANTiTY PACE VALUE ANNUAL “COIAE Yen BOSTON PROPERTIES INC BXP MRGN 500.000 39.1800 19.590.000 1.060.000 5.4109 CHILDRENS PLACE RETAIL STORES PLCE MRGN 60.000 23.1500 1.389.000 INC TEUGENT INC-CL A TGNT CASH 60.000 0.4700 28,200 VECTOR GROUP LTD VGR MRGN 675.671 35.0000 23.648,485 1.081,074 4.5714 CALL VECTOR GROUP MAY 020AMEX ee 05/19/2001 VGRE20 MRGN -1.086 14.7000 -1.596,420 CALL VECTOR GROUP AUG22.50AMEX VGRH22 MRGN -1.000 13.5000 -1.350.000 Be 08/18/2001 Total Equities& Options $41.709.265 $2.141.074 TOTAL EQUITIES $41.709.265 52.141.074 YOUR TOTAL ESTIMATED ANNUAL INCOME $2,141.074 YOUR PRICED PORTFOLIOHOLDINGS $38.312.366 027 04260I:17:DS 001 V471 EFTA00196542 CLEARED THRWGH ITS wHOLLY OHT,P0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York. New York 10167 5 c/ Transaction Detail INVESTMENT ACTIVITY BHP. Szeirns SOC.,4*1 Gap. Ore Mevoiech Cant“ Noah &wort New Year 11201 3959 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD Muth 31.2001 THROUGH ADM 27.2001 ACCCUNT NUMBER TAXPAYER WIPER On Fite LAST STATEMENT March 30.2001 SETTLEMENT DATE TRADE DATE TRANSACTION CESCRPTION STMEIOLCUSIP cownw pRIEE DEEP AMOUNT MOT PAOLNT 04/11/01 JOURNAL BOSTON PROPERTIES INC BXP -500.000 JOURNAL FROM TYPE 1 T02 04/11/01 JOURNAL CHILDRENS PLACE RETAIL STORES PLCE -60,000 INC JOURNAL FROM TYPE 1 TO 2 04/11/01 JOURNAL BOSTON PROPERTIES INC BXP 500.000 JOURNAL FROM TYPE 1 T02 b4/11/61 JOURNAL ali:55615TEKeranfr5Y6kEt !slit 60.000 MC JOURNAL FROM TYPE I TO 2 04/17/61 04/16101 L oflolinlidffEgOAKItit 1.000 3.20000 316.486.8 EXP 08118/2001 UNSOUCITF_D OPEN CONTRACT 04/17/01 04/16101 BOUGHT CALL VECTOR GROUP APR 020AMEX 1.000 4.10000 413.50230 EXP 04/21/2001 UNSOUCIIED CLOSING CONTRACT 04/27/01 JOURNAL CALL VECTOR GROUP MAY 020AMEX 5 EAX'r ilillarA ISSIGNED 00002 TOTAL $413502.50 $316.486.83 INTEREST DATE OESCRPTION 04/23/01 FROM 04/18 THRU 04/20 ®51/4% BAL 3380.417 AVBAL 3380.417 STMEIWCUSIP WIARITT RATE l%4 DEBIT AMOUNT CREDIT AMOUNT 5.2500 1,478.93 04/23/01 FROM 03121 THRU 04/17 ®53/4% BAL 3380.417 AVBAL 3354.433 5.7500 15.001.77 TOTAL 5.16.480.70 027 04/2601:17:DS 001 V471 EFTA00196543 CLEARED THROUGH ITS YiHMV ChM.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 6 v/ STATEMENT PERK* THROUGH ACCCUNT NUMBER MUM 31.2001 WI 27.2001 Trades Executed Pending Settlement SETTLEMENT TRADE TAXPAYER IMAISER LAST STATEMENT On FIIB March 30.2001 DATE DATE TRANSACI1ON DESCRIPTION ST1A301XUSIP %MARIN PRICE DERE AMOUNT GRECO MoICVNT 04/30/01 04/25/01 CHILDREN -10.000.00 22.6800 226,189.94 INC 04/30/01 04/25/01 SOLD CHILDRENS PLACE RETAIL STORES PLCE -22,700.00 22.6112 511,895.13 INC 05/01/01 04/26/01 SOLD CHILDRENS PLACE RETAIL STORES PLCE -27,300.00 22.6573 616.883.17 INC 05/01/01 04/27/01 SOLD VECTOR GROUP LTD VGR -500.00 20 9.947.16 TOTAL S0.00 61.364.915.40 Theo in chow Intel do not ;pm say ow eaban or Iho Maleintet Beer. Saea•ns SOC,ntKof Cap. 0-4Mo:elect+ Contec Noah Beccidon. New Tuft 11201.3859 FINANCIAL TRUST COMPANY INC End of Statement 027 04/2801:17:05 001 V471 EFTA00196544 CLEARED IHRCOGH ITS WHOLLY 01MYED SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACOOLLIT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 ACCOUNT EXECUTIVE TELEPHONE VISIT OUR WEBSITE ZIC,HERMAN.IRA ITIAV uea'stearrs.coni What's In This Statement Financial Summary 3 Your Portfolio Holdings 4 Transaction Detail 5 Your Messages 7 Your Portfolio at a Glance TOTAL VALUE OF SECURITIES THIS PERADD 34.537.441 NET DEBIT BALANCE -3.283.402 NET EQUITY THIS PERIOD $31.254.039 NET EOUITY LAST STATEMENT 31.778.424 CHANGE SINCE LAST STATEMENT -524.385 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Cash 8 Eguvalent Equities Roza row oror cliforacoo a rooroctia of twits or stocks. °Moog4 as clottroati to you. lo Gent sonic*. al 800614.1428: a %no lo ChM Soak.. a BOW. Steam &canes ewe.. One Lletolah Cala North. Brodbly NY 112014859 11111111111111111 I I FINANCIAL TRUST COMPANY INC CIO AMERICAN YACHT HARBOR • 6100 RED HOOK SUITE 8-3 QUARTERS #2 ST THOMAS VI 00802 Market Value of Your Portfolio S-3.283.402 I $.4 270 779 634.889.731 : $452.290 mail 536.644.933 : S-595.730 MO Current market value IN Last statements market value Short market value Beer. SOMAS SO•uillt• Cap. Ono liatotech Coma North Elecck4n. Nay Vet* 1120/.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD February 24.2001 THROUGH March 30.2001 ACCOLM NUMBER TAXPAYER NUMBER [SSN REDACTED] LAST STATEMENT February 23.2001 Tta Sowersa for infcnnahanal Deposes say els rxe derided as a taw do art TMs staternere should boreal for yew records See renew We fsc wooden rdermaton Important Notice DecimalTrading is Here for Nasdaq! Decimal Trading is the shift from fractional pricing (e.g.21 1r2) to decimal pricing (e.g.621.50)1,3r equities and options. Nasdaq securities have been phased in during March and the remaining securities are scheduled to be trading in decimals in April. For details. visit our website at www.bearstearns. com. 027 oadi.01:17:01 001 V466 EFTA00196545 CLEARED 1HROUGH RS wilekLY 0"60 SUBSIDIARY Beer. Saea•ns SON, b81 60,6 0 -41.1etioloch Cantot Noah Brocklln• New VC* 11201.3859 FINANCIAL TRUST COMPANY INC [ADDRESS REDACTED]ATEMENT BACKER IS PRINTED ON THIS PAGE 027 03/31,131:17:01 001 V466 EFTA00196546 CLEARED THROUGH ITS vniCtLY (A1e.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 3 si Cash Flow Analysis THIS PEPo00 Income Summary mtS HMCO YEAR TO DATE Opening Balance 5-4.270,779.33 Dividends 201.109.60 201,109.60 Substitute Payment 69.158.80 69,158.80 Securities Sold 800,593.16 Credit Balance Int. 0.00 22,069.76 Dividends/Interest 201.109.60 Total 8270.268.40 $292.338.16 Miscellaneous 1.069.158.80 Margin Int. Paid -20.481.56 -20.481.56 Amount Credited $2.070.861.56 Securities Bought -63.002.50 Dividends/Interest Charged -20.48t56 Portfolio Composition Miscellaneous -1.000.000.00 sOOer 1.060 Amount Debited $-1,083.484.06 CashiCash Equivalent 3,283.402 Equities 352.290 34.889.731 Net Cash Activity 987.377.50 Total $3.635.692 $34,889.731 Closing8atance $-3 283 401.83 Same dat tensions ce cash belneen accost lypee we not mein:led in lnh section. w0, Ironton. as Nell SS oriole lo• at One transmit: as els mod. appear on Trareacecn Omar Cash Balance Summary OPENING CLOSINO Margin -4,270,779.33 -3,283.401.83 Net Cash Balance 5-4.270.779.33 5.3.283.401.83 Best. Steens Seeonhet GNP. Ore Mete:leen Centet NOM Steck/0n. New VC* 11201.38S9 FINANCIAL TRUST COMPANY INC STATEMENT PER100 February 24.2001 THROUGH Muth 30.2001 ACCOUNT NUMBER TAXPAYER NUIT3ER 660-56.74 [ADDRESS REDACTED]ATEMENT February 23.2001 Your Portfolio Allocation Short Cash 8, Equivalent-- 8X Shod Equtes c1% — Equities 91% Unshaded ro,00, 1, (Noose oat seam.• 0, CIV motto WAAL, The elorahr ;events", is de•ned hem tee atnotxe manna ratoe ci >ev pornoaa 027 03/31.1)1 :17:01 001 v466 EFTA00196547 CLEARED THROUGH ITS niCkLY CA1h.E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York. New York 10167 4 c, Beer. Saea•ns SOC,r4M1 CotP. 0-41km:tech Ow:1N Noah Beccidon. New Year I I201.38S9 FINANCIAL TRUST COMPANY INC STATEMENT PERKIO February 24.2001 Your Portfolio Holdings THROUGH ACCOUNT NUMBER March 30.2001 CASH & CASH EQUIVALENTS TAXPAYER NUMBER 660.[ADDRESS REDACTED]ATEMENT February 23.2001 IMRKET (STRIATED DESORPTION STMOOLCUSP OUANTITY PACE VALUE ANNUAL BICOIAE CASH BALANCE -3.283,402 TOTAL CASH & CASH EQUIVALENTS $-3.283.402 EQUITIES Equities & Options ACCT MARKET Emmy UMW DESORPTION SYMBOL:CUSP TYPE OUANTiTY PACE VALUE ANNUAL INCOME VELD DM BOSTON PROPERTIES INC BXP CASH 500.000 38.4500 19.225.000 1.060.000 5.5137 CHILDRENS PLACE RETAIL STORES PLCE CASH 60.000 24.0000 1.440.000 INC TELIGENT INC-CL A TGNT CASH 60.000 0.5940 35,640 VECTOR GROUP LTD VGR MRGN 675.671 21.0000 14.189,091 1.081,074 7.6191 CALL VECTOR GROUP APR 020AMEX VGRD20 MRGN -1.000 1.4500 -145,000 SIP 04/21/2001 CALL VECTOR GROUP MAY 020AMEX VGRE20 MRGN -1.091 1.9000 -207.290 I301 05119/2001 Total Equities& Options $34.537,441 $2.141.074 TOTAL EQUITIES $34537,441 $2.141.074 YOUR TOTAL ESTIMATED ANNUAL INCOME $2.141.074 YOUR PRICED PORTFOLIOHOLDINGS $31.254,039 027 maim 17:01 001 V4B6 EFTA00196548 CLEARED THROUGH ITS wHONLY OHnEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns 8 Co. Inc. [ADDRESS REDACTED] New York. New York 10167 5 v/ Transaction Detail INVESTMENT ACTIVITY Beer. 5TO-in SON-4.41 GYP. Ore Momtech Oardec Noah Beccioon. New Year 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERIOD FNMAly 24.2001 THROUGH March 30.2001 ACCOUNT NUMBER TAXPAYER NUMBER 660.[ADDRESS REDACTED]ATEMENT February 23. 2001 SETTLEMENT TRADE DATE DATE TRANSACT/ON DESCRIPTION SYTABOLCUSP 0Awrir, PRCE DEBIT AMOUNT CTED1 A/IOLNT 03/14/01 03/13/01 SOLD CALL VECTOR GROUP APR 020AMEX -1.000 1.05000 101.494.00 EXP 04121/2001 UNSOLICITED OPEN CONTRACT 03/14/01 03/13/01 BOUGHT CALL VECTOR GROUP MAR 020AMEX 1.000 0.60000 63.00250 EXP 03+17/2001 UNSOLICITED CLOSING CONTRACT 03/19/01 JOURNAL CALL VECTOR GROUP MAR 020AMEX 350 EXP 1 AS ASSIGNED 00274 03121/01 03/19/01 SOLD VECTOR GROUP LTD VGR -35,000 20.00000 699.099.16 AE 350 ASSIGNED TOTAL 5-63.002.50 $800.593.16 DIVIDENDS DATE DESCRIPTION 03/28/01 VECTOR GROUP LTD REC 03/21/01 PAY 032801 STIABWOUSIP VGR OUMM11( RATE 41 502,774 0.4000 DEBT AMOUNT CREDIT AMOUNT 201,10560 TOTAL $201.109.60 SUBSTITUTE PAYMENTS DATE DESCRIPTION 03/28/01 VECTOR GROUP LTD N8W3f11,0p1M938,41 STIABWOUSIP VGR CVANTITY RATE if° DEBIT AMOUR' CREDIT AMOUNT 69,158.80 TOTAL $69.158.80 027 n31.01:17:01 001 V466 EFTA00196549 CLEARED THROUGH ITS wisC5LY OHNE0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 6 c/ Transaction Detail (continued) INTEREST DOTE DESORPTION 03/21/01 FROM 03/20 THRU 03/20 053+4% BAL 4232.287 AYBAL 4232.287 STMEICUOUSIP OUANTITY RATE IN) DEBIT AMOUNT 808f. Szea•ns SONA.581 GOP. O-4 Metsciech Cantec Noah Betatron. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERKO February 24.2001 THROUGH March 30.2001 ACCOUNT NUMBER TAXPAYER MASSER 66O.56.[ADDRESS REDACTED]ATEMENT Febeuary 23.2001 CREDIT AMOUNT 5.7500 675.99 03/21/01 FROM 02/21 THRU 03(19 ®6114% BAL 4232.287 AYBAL 4225.188 TOTAL $-20,481.56 6.2500 19,805.57 MISCELLANEOUS DATE WON, TRAAISACTel DESCRIPTOR DEBIT AMOUNT CREDIT AMOUNT 03/12/01 JOURNAL JOURNAL FROM TYPE 1 T02 1.000.000.00 03/12/01 JOURNAL FROM 1.000.000.00 03/12101 JOURNAL JOURNAL FROM TYPE 1 TO 2 1.000.000.00 03/13/01 JOURNAL TO 1.000.000.00 TOTAL 3-2,000,000.00 $2.000.000.00 027 osaimi:17:01 DDT V488 EFTA00196550 CLEARED THROUGH ITS wilekLY OHnEO SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. 245 Park Avenue New York. New York 10167 7 v/ Your messages Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements: At November 30, 2000 and January 26, 2001, the Companys net capital of $2,620,960,000 and $2,761,817,000 was approximately 9% and 10% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $572,456,000 and $559,381,000 by $2,048,504,000 and $2,202,436,000, all respectively. A complete copy of the Bear, Steams Securities Corp. Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call • toll free 1.[PHONE REDACTED]. End of Statement Beet S1e9•ns SOC.M*1 GNP. Ore Momtech CarrIN Noah &Woo. New Ye* 11201.3859 FINANCIAL TRUST COMPANY INC STATEMENT PERK* February 24.2001 THROUGH March 30.2001 ACCOUNT NUMBER TAXPAYER KINSER 660.56.[ADDRESS REDACTED]ATEMENT Febivaly 23.2001 027 COI/31,01:17:01 001 V466 EFTA00196551 CLEARED THRCOGH rrs witekly 0"E0 SUBSIDIARY BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. Inc. [ADDRESS REDACTED] New York, New York 10167 Beer. &towns SON•ititt COrP G-o Mem:tech Cord HMO en:Ck/01. Hew Tent 1120/3859 FINANCIAL TRUST COMPANY INC ACCOUNT EXECUTIVE LICHERMAN.IRA STATEMENT PERM January 27.2001 TELEPHONE THROUGH February 23.2001 VISIT OUR WESSITE IA1 uearstearrts.com ACCOUNT NUMBER What's In This Statement [PHONE REDACTED]1111111 I I TAXPAYER AANSER [SSN REDACTED] LAST STATEMENT January 26.2001 Financial Summary 3 FINANCIAL TRUST COMPANY INC Your Portfolio Holdings 4 CIO AMERICAN YACHT HARBOR • Transaction Detail 5 6100 RED HOOK SUITE 8-3 QUARTERS #2 Your Messages 8 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio TOTAL VALUE OF SECURITIES THIS PERIOD 36,049,203 Cash Equvalent $-4 270.779 I- 20.421 S NET DEBIT BALANCE -4,270,779 $36.644.933 : $-595.730 Equities $15.016,683 : $-117.240 NET EQUITY THIS PERIOD $31,778,424 MO Current market value NET EQUITY LAST STATEMENT 15,059,764 itE Last statements market value C Short market value CHANGE SINCE LAST STATEMENT 16,718,660 There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Plena repot oror dIroronoo or Doormat:1 of nd's or stocks. onicolod as &dread to Lou. lo Clem Sonion 01 800611.14211: or 'Mt to Clem SONIC.). M Bow. Smarm Sccumos Can.. Co. 1.1t*oltwn Cowls, Honh. Broonyn. NY 112014859 Ate/. iNs annITY a br miOrmannal pcmoses a sis

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