EPSTEIN V. ROTHSTEIN 80743

EPSTEIN V. ROTHSTEIN 80743 Index of VOLUME I of Conrad, Scherer documents on disks Category Date Description To From Bates Nos. Notes Conrad Scherer 9/30/09 Razorback Funding, LLC Subscription Agreement and Investor Questionnaire signed by Adam Fisher — Fisher Razorback, LLC $1,500,000 PRODA 1-38 Signature page to above PRODA 39 11/23/09 First Amendment to Operating Agreement PRODA 40-41 11/17/09 Consent of Members Holding Majority Interest PRODA 42-44 10/1/09 Limited Liability Company Agreement of Razorback PRODA 45-73 9/30/09 W-9 of Fisher Razorback, LLC PRODA 74 9/8/09 Letter Agreement G. Levin AJ Discala PRODA 75-79 9/19/09 Email exchange between Mazzeo and Preve re Loan Facility Agreement PRODA 80-81 9/22/09 Email exchange between Discala, Rovin and Ballamore re Bridge Funding PRODA 82-83 9/22/09 Email exchange between Mazzeo and Preve re Loan Facility Agreement PRODA 84-85 9/23/09 Email exchange between Preve, Parrish and Mazzeo re Security Agreement PRODA PRODA 86-89 9/23/09 Email exchange between Discola, Preve, PRODA 1 EFTA01106642 Category Date Description To From Bates Nos. Notes Parrish and Mazzeo re Security Agreement 90-92 9/23/09 Email exchange between Preve and Mazzeo re Security Agreement PRODA 93-96 9/23/09 Email exchange between Discala, Roman, Berman and Mazzeo re 40M Structure PRODA 97-99 9/25/09 Email re Security Agreement Mazzeo Preve PRODA 100-102 9/25/09 Email exchange between Preve, Discala, Levin and Mazzeo re Security Agreement PRODA 103-104 9/28/09 Email re Revised Summary of Terms Mazzeo Parrish and Poderas PRODA 105 9/28/09 Draft of Razorback Funding Summary of Terms PRODA 106-109 10/1/09 Von Allmen Signature Page of Subscription Agreement and Investor Questionnaire $250,000 PRODC 1-2 10/21/09 Letter to Von Allmen re membership interest Von Allmen Friedman PRODC 3-4 10/19/09 Acknowledgement Agreement that $1,000,000 has been transferred to Rothstein PRODC 5-6 Ballamor Capital Income and Expenses PRODC 7 8/28/09 Wire Transfer confirmation from Ann Von Allmen to Banyon Income Fund for $275,000 PRODC 8 Ballamor Income and Expenses David Von Allmen Living Trust PRODC 9 2 EFTA01106643 Category Date Description To From Bates Nos. Notes 8/26/09 Wire Transfer confirmation from David Von Allmen to Banyon Income Fund for $275,000 PRODC 10 Confidential Offering Memo to Von Alimen from Banyon PRODC 11-122 8/13/09 Letter re investment Ann Von Alimen Fidelity PRODC 123 8/13/09 Investment Report Ann Von Allmen Fidelity PRODC 124- 126' 8/13/09 Investment Reports Ann Von Allmen Fidelity PRODC 127-140 8/27/09 Confidential Purchaser Questionnaire for DV Premium Finance Lender signed by Ann Von Allmen ' PRODC 141-155 9/27/09 Confidential Purchaser Questionnaire for DV Premium Finance Lender signed by David Von Allmen PRODC 156-170 10/1/09 Letter Agreement signed by Barry Florescue David Boden (RRA) WWW, Inc. PRODE 1-3 10/15/09 Email exchange between Rothstein, Spinosa, Boden re Lock Letter PRODE 4-5 10/15/09 Letter re restricting conveyances Spinosa Rothstein PRODE 6 10/15/09 Acknowledgment of Assignment Purchase of Settlement Proceeds signed by Rothstein PRODE 7-30 10/15/09 Confidential Settlement Agreement and General Release (signatures redacted) PRODE 31-41 10/15/09 Letter re investment of 1,400,000 BFMC Investment, LLC Rothstein PRODE 42 3 EFTA01106644 Category Date Description To From Bates Nos. Notes 10/15/09 Acknowledgment of Assignment Purchase of Settlement Proceeds signed by Rothstein PRODE 43-67 10/15/09 Acknowledgment of Assignment Purchase of Settlement Proceeds signed by Rothstein (Richard Bona signed for Defendant) PRODE 68-78 10/15/09 Letter re investment of 1,400,000 BFMC Investment, LLC Rothstein PRODE 79 10/15/09 Acknowledgment of Assignment Purchase of Settlement Proceeds signed by Rothstein PRODE 80-103 10/15/09 Acknowledgment of Assignment Purchase of Settlement Proceeds signed by Rothstein PRODE 104-114 10/15/09 Letter re proceeds of Settlement Rothstein Spinosa PRODE 115-117 10/15/09 Guaranty Agreement between RRA and BFMC Investments LLC PRODE 118-127 10/15/09 Personal Guaranty between Rothstein and BFMC PRODE 128-135 10/15/09 Letter re Legal Settlement Purchase BFMC Investment, LLC Rothstein PRODE 136-138 10/15/09 Defense Agreement PRODE 139 10/15/09 Wire Transfer of $2,400,000 RRA BFMC PRODE 140-142 10/24/09 Email re 3 acknowledgements Boden Siegel PRODE 143 10/21/09 Email exchange between Villegas, Boden and Siegel re forwarding documents PRODE 144-145 10/19/09 Email exchange between Boden and PRODE 146 4 EFTA01106645 Category Date Description To From Bates Nos. Notes Siegel 10/16/09 Email re delivering executed documents Siegel Boden PRODE 147 10/15/09 Email exchange between Boden and Siegel PRODE 148 10/15/09 Email re "Timing" Siegel Boden PRODE 149 10/15/09 Email re Meeting Siegel Boden PRODE 150 10/15/09 Email re Message Siegel Boden PRODE 151 10/29/09 Email exchange between Barnett, Siegel and Boden re delay in getting documents PRODE 152 10/14/09 Emauil exchange between McNaughton, Boden and Siegel re conference call PRODE 153-154 10/13/09 Emauil exchange between McNaughton, Boden and Siegel re legal opinion PRODE 155-157 10/06/09 Emauil exchange between McNaughton, Boden and Barnett re comments on agreements PRODE 158-159 10/28/09 Email re delay in getting documents Siegel Barnett PRODE 160 10/27/09 Email re Boat Show Siegel Barnett PRODE 161 10/26 Email re delay in getting documents Siegel Barnett PRODE 162 10/26/09 Email re boat show Siegel Barnett PRODE 163 10/13/09 Email exchange between Siegel, Boden, McNaughton re changes to language in agreements PRODE 164-166 10/12/09 Email exchange between Siegel and Barnett re tickets PRODE 167 10/12/09 Email exchange between Siegel and Barnett re tickets PRODE 168 10/9/09 Email exchange between Siegel and PRODE 169 5 EFTA01106646 Category Date Description To From Bates Nos. Notes Barnett re documents 10/9/09 Email exchange between Siegel and Barnett re documents and fundin PRODE 170 10/9/09 Email exchange between Siegel and Barnett re documents PRODE 171 10/8/09 Email exchange between Siegel, Barnett, McNaughton and Boden re RRA comments PRODE 172-175 10/8/09 Email exchange between Siegel, Barnett, McNaughton and Boden re RRA comments PRODE 176-179 10/2/09 Email exchange between Siegel and Barnett re Call to Charlie Weissman PRODE 180-181 10/2/09 Email exchange between Siegel and Barnett re Call to Charlie Weissman PRODE 182 10/1/09 Email exchange between Siegel and Barnett re NDA PRODE 183 10/1/09 Letter re "Transaction" Boden PRODE 184-188 10/14/09 Email re "timing" Siegel Barnett PRODE 189 10/1/09 Email exchange between Siegel, Barnett, and Palmer re NDA PRODE 190 10/1/09 Letter re "Transaction" Boden PRODE 191-193 10/14/09 Email re conference call McNaughto n Boden PRODE 194 10/14/09 Email re conference call McNaughto n Boden PRODE 195 10/12/09 Email re Legal Opinion McNaughto n Boden PRODE 196 10/09/09 Email re RRA O . inion Boden McNaulht PRODE 198 6 EFTA01106647 Category Date Description To From Bates Nos. Notes on 10/9/09 Mark up of Dechert comments to Legal Settlement Purchase PRODE 199-202 10/9/09 Email exchange between McNaughton, Siegel and Boden re RRA comments on legal opinion PRODE 203 Draft of letter to BMC from RRA PRODE 204-209 10/09/09 Email exchange between Boden and McNaughton re RRA comments PRODE 210-214 10/08/09 Email exchange between Boden and McNaughton re RRA comments PRODE 215-218 10/08/09 Email exchange between Boden and McNaughton re RRA comments PRODE 219-222 10/8/09 Email exchange between Boden and McNaughton re comments and clarification of questions to documents PRODE 223-225 10/7/09 Email re comments and clarification of questions to documents McNaughto n Boden PRODE 226 10/6/09 Draft of Guaranty Agreement PRODE 227-235 10/6/09 Draft of Acknowledgment of Assignment/Purchase of Settlement Proceeds PRODE 236-241 10/6/09 Draft Sale and Transfer Agreement PRODE 242-248 10/6/09 Draft Guaranty Agreement PRODE 249-257 10/6/09 Acknowledgement of Assignment/Purchase of Settlement Proceeds PRODE 258-263 10/6/09 Draft Sale and Transfer Agreement PRODE 264-270 10/7/09 Email exchange between McNaughton, Siegel and Boden re comments on Transfer Agreement PRODE 271-273 7 EFTA01106648 Category Date Description To From Bates Nos. Notes 10/6/09 Email exchange between McNaughton, Siegel and Boden re comments on Transfer Agreement PRODE 274-277 10/6/09 Email exchange between McNaughton, Barnett and Boden re comments on Transfer Agreement PRODE 289-280 10/5/09 Email exchange between McNaughton, Barnett and Boden re comments to Transferee Agreement PRODE 281 10/5/09 Email exchange between McNaughton, Barnett and Boden re comments to Transferor Agreement PRODE 282 Draft Sale and Transfer Agreement PRODE 283-289 Draft Acknowledgement of Assignment /Purchase of Settlement Proceeds PRODE 290-295 Draft Confidential Settlement Agreement and General Release PRODE 296-305 10/5/09 Email re Comments on Transferor Agreement Siegel McNaught on PRODE 306 Draft Sale and Transfer Agreement PRODE 307-313 10/5/09 Email re RRA Personal Guaranty Barnett and Boden McNaught on PRODE 314 10/3/09 Email exchange between Dolan and Boden re transaction documents PRODE 315-317 10/3/09 Email exchange between Dolan and Boden re transaction documents PRODE 318-319 10/2/09 Email exchange between Dolan, Siegel and Boden re transaction documents PRODE 320 10/28/09 Email exchange between Florescue, Boden, Siegel and Burnett re original PRODE 321-322 8 EFTA01106649 Category Date Description To From Bates Nos. Notes documents 10/1/09 Email exchange between Siegel and Barnett re transaction and investment PRODE 323 10/1/09 Draft of Letter to WWW, Inc. from RRA PRODE 324-327 10/1/09 Email exchange between Siegel and Barnett re NDA and CA PRODE 328 10/1/09 Letter Agreement executed by Barry Florescue Boden PRODE 329-331 10/2/09 Email exchange between Siegel Barnett, and Boden re Charlie Wiessman PRODE 332 10/2/09 Email exchange between Siegel and Barnett re Charlie Wiessman conference call PRODE 333 10/2/09 Email exchange between Siegel, Barnett and Boden re conference call with Charlie Wiessman PRODE 334 10/3/09 Email exchange between Dolan, Barnett and Siegel and Barnett re language in documents PRODE 335-337 10/7/09 Email exchange between Siegel, Boden and McNaughton re comments and clarification questions to documents PRODE 339 10/8/09 Email exchange between Siegel, Barnett, Boden and McNaughton re Dechert's comments and clarification to documents PRODE 340-343 10/7/09 Draft RRA Guaranty Agreement , Confidential Settlement Agreement, Sales and Transfer Agreement, Acknowledgement of Assignment/Purchase of Settlement PRODE 344-357 9 EFTA01106650 Category Date Description To From Bates Nos. Notes Proceeds with Dechert's handwritten comments 10/8/09 Email exchange between Siegel, Barnett, McNaughton and Boden re additional comments and changes PRODE 358-361 10/7/09 Draft RRA Guaranty Agreement , Confidential Settlement Agreement, Sales and Transfer Agreement, Acknowledgement of Assignment/Purchase of Settlement Proceeds with Dechert's handwritten comments PRODE 362-375 10/9/09 Email re update on documents Barnett Siegel PRODE 376 10/9/09 Email exchange between Barnett and Siegel re funding date PRODE 377 10/9/09 Email exchange between Barnett and Siegel re funding date PRODE 378 [Looks like a blow up of an RRA business card of David Boden that indicates that he is admitted in NEW YORK only.] PRODE 379 10/12/09 Email re tickets Barnett Siegel PRODE 380 10/9/09 Email exchange between Bamett and Siegel re Patrick Dolan's phone number PRODE 381 10/9/09 Dechert's handwritten comments on letter re Legal Settlement Purchase PRODE 382-385 10/13/09 Email exchange between Boden, Siegel and McNaughton re Dechert's changes to documents PRODE 386-388 10/13/09 Email exchange between Boden, Siegel, Barnett and McNaughton re PRODE 389-391 10 EFTA01106651 Category Date Description To From Bates Nos. Notes Legal Opinion 10/13/09 Email exchange between Boden, Siegel and McNaughton re conference call PRODE 392-393 10/14/09 Email re timing Barnett Siegel PRODE 394 10/14/09 Email exchange between Boden, Siegel and Barnett re wire transfer PRODE 395 10/15/09 Email re "time sensitive question" Boden Siegel PRODE 396 10/15/09 Email re meeting Boden Siegel PRODE 397 10/15/09 Email re meeting Boden Siegel PRODE 398 10/15/09 Email exchange between Boden and Siegel re meeting PRODE 399 10/15/09 Email re executed copies of documents Boden Siegel PRODE 400 10/15/09 Email exchange between Siegel and Boden re copies of executed documents PRODE 401 10/15/09 Email exchange between Siegel and Boden re copies of executed documents fedexed PRODE 402-403 10/15/09 Email re executed copies of documents Boden Siegel PRODE 404 10/26/09 Email re boat show party Siegel Barnett PRODE 405 10/26/09 Email exchange between Siegel and Barnett re copies of the documents PRODE 406 10/27/09 Email re boat show tickets Barnett Siegel PRODE 407 10/28/09 Email exchange between Siegel and Barnett re copies of the documents PRODE 408 10/29/09 Email exchange between Siegel, Boden and Barnett re receiving copies of the documents PRODE 409 6/1/09 Guaranty executed by George Levin PRODF 1-6 7/31/09 Letter from Fidelity Investments to TD PRODF 7-14 Executed by 11 EFTA01106652 Category Date Description To From Bates Nos. Notes Bank re Cooper Management LLC and Banyon Investment Fund's Summary of Offering Prospective Investor (name illegible), but not G. Levin. Confidential Offering Memorandum from Banyon issued to M. Musser PRODF 15-120 7/20/09 Banyon Income Fund Subscription Agreement- Subscriber Cooper Management, LLC PRODF 121-145 Executed by Representative of Cooper Management (name illegible), but not G. Levin 2/09 Bank of America Statements of J. Mussry account with funds transferred highlighted PRODH 1-16 12/09 (fax dates Chase Bank Statements of Melina El- Ani with funds transferred highlighted PRODH 17-19 10/29/09 Citibank statement of Danielle El-Ani PRODH 20-21 ABS Capital Funding wire Instructions PRODH 22 6/2/09 Confidentiality Agreement PRODH 23-28 BLANK FORM 11/2/09 Email from Szafranski to Szafranski re news reports of RRA expressing shock PRODH 29 Looks like a draft of email he intended to send in response to inquiries 11/2/09 through Text messages between M. Szafranski and Ann Mussry PRODH 30-43 12 EFTA01106653 Category Date Description To From Bates Nos. Notes 12/21/09 2/18/09 through 12/16/09 Instant Message chats between M. Szafranski and Ann Mussry PRODH 44-57 8/5/09 Email re sending money A. El-Ani and A. Mussry M. Szafranski PRODH 58 8/10/09 Email re money A. El-Ani M. Szafranski PRODH 59 8/10/09 Email re money J. Mussry M. Szafranski PRODH 60 1/3/10 Copy of Email dated 10/7/09 to Mussry from Szafranski (Onyx Capital) re Investment PRODH 61-62 1/3/10 Email from El-Ani to J. Mussry w/copy of Email dated 8/9/09 from El-Ani to Szafranski PRODH 63 8/5/09 Email from Szafranski re money to El- Ani and J. Mussry PRODH 64 8/10/09 Email re money A. El-Ani M. Szafranski PRODH 65 8/10/09 Email re money J. Mussry M. Szafranski PRODH 66 1/3/10 Email from El-Ani to J. Mussry w/copy of Email dated 819/09 from El-Ani to Szafranski PRODH 67 Name, address and phone nos. of M. Szafranski PRODH 68 1/3/10 Copy of Email dated 8/9/09 from El-Ani to Szafranski (Onyx Capital) re investment PRODH 69 9/10/09 Email re money J. Mussry Szafranski PRODH 70 13 EFTA01106654 Category Date Description To From Bates Nos. Notes 10/7/09 Email re money J. Mussry Szafranski PRODH 71 10/15/09 Email re deal J. Mussry Szafranski PRODH 72 10/21/09 Email re percentage J. Mussry Szafranski PRODH 73 10/21/09 Email re percentage Szafranski Mussry PRODH 74 10/21/09 Email re percentage J. Mussry Szafranski PRODH 75 2/13/09 through 12/30/09 Instant Message chat entitled "Instant Message chat w/Mr. Contrary" PRODH 77-123 8/10/09 US Trust Money Movement Request from J. Mussry to ABC Capital PRODH 124-125 3/5/09 ABS Capital Funding Preferred Equity Agreement between ABS and J. and A. Mussry for $100,000 PRODH 126 8/10/09 ABS Capital Funding Preferred Equity Agreement between ABS and A. El-Ani for $60,000 PRODH 127-128 9/7/09 ABS Capital Funding Preferred Equity Agreement between ABS and J. and A. Mussry for $250,000 PRODH 129-130 10/20/09 ABS Capital Funding Preferred Equity Agreement between ABS and J. and A. Mussry for $125,000 PRODH 131-132 10/20/09 ABS Capital Funding Preferred Equity Agreement between ABS and Melina El-Ani for $95,000 PRODH 133-134 4/8/09 ABS Capital Funding Preferred Equity Agreement between ABS and J. and A. Mussry for $100,000 PRODH 135 6/9/09 ABS Capital Funding Preferred Equity Agreement between ABS and J. and A. Mussry for $150,000 PRODH 137-138 10/8/09 ABS Capital Funding Preferred Equity Agreement between ABS and J. and A. PRODH 139 14 EFTA01106655 Category Date Description To From Bates Nos. Notes Mussry for $110,000 10/8/09 ABS Capital Funding Preferred Equity PRODH 140-141 Agreement between ABS and Adele El- Ani for $35,000 7/8/09 ABS Capital Funding Preferred Equity PRODH 142-143 Agreement between ABS and Jacob Mussry for $125,000 5/8/09 ABS Capital Funding Preferred Equity PRODH 144 Agreement between ABS and J. and A. Mussry for $125,000 8/10/09 ABS Capital Funding Preferred Equity PRODH 145-146 Agreement between ABS and Jacob Mussry for $165,000 9/7/09 ABS Capital Funding Preferred Equity PRODH 147-148 Agreement between ABS and Nassim Mussry for $100,000 1/5/09 Balance sheet of Investments PRODH 149 to (no name) 1/7/10 2/23/09 Balance sheet (?) PRODH 150 to (no name) 10/23/09 4/6/09 Several Money movement request and authorization forms from J. Mussry. PRODH 151-178 3/4/10 Money movement request and authorization from J. Mussry for PRODH 179-182 $50,000 6/30/09 ABS Capital Funding Preferred Equity PRODI 1-5 Agreement between ABS and H&N Associates for $100,000 7/30/09 Email between unknowns re Harvey PRODI 6-7 Wallinetz and ABS Wire Instructions to Bank of America PRODI 8 15 EFTA01106656 Category Date Description To From Bates Nos. Notes 2/9/10 Email exchange between Larry Merlin to Eric Rayman regarding Boden's Email to Solomon of October 14, 2009 forwarding documents PRODK 1 10/6/09 Letter re acknowledgement of receipt of settlement proceeds in the amount of $900,000 re P30 Viceroy Global Investment s, Inc. Rothstein PRODK 2 10/6/09 Letter guarantying payments to Viceroy re P30 Viceroy Rothstein I PRODK 3 10/6/09 Defense Agreement to Viceroy re P30 Viceroy Rothstein PRODK 4 Authority to represent (all parties redacted except Rothstein's signature) re P30 PRODK 5-8 10/5/09 Confidential Settlement Agreement and General Release (redacted) re P30 PRODK 9-18 Acknowledgement of Assignment/ Purchase of Settlement Proceeds re P30 PRODK 19-38 9/2/09 Email exchange between Pearson, Boden and Villegas re P20 PRODK 39 9/2/09 I Letter re acknowledgement of receipt of settlement proceeds in the amount of $900,000 re P20 Viceroy Global Investment s, Inc. Rothstein PRODK 40 9/2/09 Letter guarantying payments to Viceroy re P20 Viceroy Rothstein PRODK 41 Defense Agreement to Viceroy re P20 Viceroy Rothstein PRODK 42 9/2/09 Personal Guaranty of Rothstein to Viceroy re P20 PRODK 43 Authority to represent (all parties redacted except Rothstein's signature) PRODK 44-50 16 EFTA01106657 Category Date Description To From Bates Nos. Notes re P20 9/2/09 Confidential Settlement Agreement and General Release PRODK 51-60 9/2/09 Acknowledgement of Assignment/ Purchase of Settlement Proceeds re P30 PRODK 61-80 2/9/10 Email exchange between Larry Merlin to Eric Rayman regarding Email exchange between Paul Smith and Rhazi to Solomon re P21-G document PRODK 81 9/2/09 Email exchange between Boden, Pearson and Villegas re P21 PRODK 82 9/2/09 Letter re acknowledgement of receipt of settlement proceeds in the amount of 5900,000 re P21 Viceroy Global Investment s, Inc. Rothstein PRODK 83 9/2/09 Letter guarantying payments to Viceroy re P21 Viceroy Rothstein PRODK 84 Defense Agreement to Viceroy re P21 Viceroy Rothstein PRODK 85 Authority to represent (all parties redacted except Rothstein's signature) re P21 PRODK 86 9/2/09 Rothstein's Personal Guaranty PRODK 90-93 Confidential Settlement Agreement and General Release PRODK 94-123 2/9/10 Email exchange between Larry Merlin to Eric Rayman regarding Email exchange between Paul Smith and Solomon re P22 closing documents PRODK 124 9/2/09 Email exchange between Boden, Pearson and Villegas re P22 PRODK 125 9/2/09 Letter re acknowledgement of receipt of settlement proceeds in the amount Viceroy Global Rothstein PRODK 126 17 EFTA01106658 Category Date Description To From Bates Nos. Notes of $900,000 re P22 Investment s, Inc. 9/2/09 Letter guarantying payments to Viceroy re P22 Viceroy Rothstein PRODK 127 Defense Agreement to Viceroy re P22 Viceroy Rothstein PRODK 128 9/2/09 Authority to represent (all parties redacted except Rothstein's signature) re P22 PRODK 129-132 9/2/09 Authority to represent (all parties redacted except Rothstein's signature) re P22 PRODK 133-136 9/2/09 Rothstein's Personal Guaranty PRODK 137-140 9/2/09 Confidential Settlement and General Release PRODK 141-155 9/2/09 Sale and Transfer Agreement (P22) PRODK 156-170 6/24/09 Letter from Rothstein authorizing (redacted) to handle his legal settlement business PRODK 171 Copies of business cards of Rhazi, Pearson, Rothstein and Boden PRODK 172 8/31/09 Letter re Escrowed funds of Viceroy in the amount of $1,980,000 Viceroy Rothstein PRODK 173 10/2/09 Wire Transfer of $165,000 confirmation Viceroy Morgan Stanley PRODK 174 11/9/09 Recall (?) of $900,000 transaction to Rothstein from Viceroy PRODK 175 8/31/09 Two debit confirmations from Suntrust Bank of transfers from Solomon to RRA in the amount of $1,000,000 and $980,000 PRODK 176-177 10/06/09 Morgan Stanley wire transfer confirmation from Viceroy to RRA in the amount of $670,000 PRODK 178-179 1N EFTA01106659 Category Date Description To From Bates Nos. Notes 4/21/09 Confidential Settlement Funding document PRODK 180-187 4/13/09 Closing documents — everything redacted including case no., except it includes a wire transfer in the amount of $2 502 000 PRODK 188-227 9/29/09 Letter guarantying payments to Concorde re P27 Concorde Capital Rothstein PRODL 1-7 9/30/09 Bank of America wire transfer confirmation of $33,000 to RRA from Concorde PRODL 8 9/30/09 Acknowledgement of Assignment/Purchase of Settlement Proceeds to Concorde (P27) PRODL 9-28 9/29/09 Authority to Represent (P27) PRODL 29-42 8/26/09 Letter guarantying payments to Concorde re P17; Authority to represent (all parties redacted except Rothstein's signature); Defense Agreement to Concorde; Authority to represent; Personal Guaranty; Confidential Settlement Agreement and General Release; Acknowledgement of Assignment/Purchase of Settlement Proceeds to Concorde; Sale and Transfer Agreement signed by Thomas Dazavedo 8/27/09; PRODL 43-83 8/27/09 Wire Transfer of $16,525 Bradley Singer Enterprises Dazavedo PRODL 84 8/27/09 Wire Transfer of $660,025 RRA Dazavedo PRODL 85 9/30/09 Dazavedo Bank Statement showing PRODL 86 19 EFTA01106660 Category Date Description To From Bates Nos. Notes wire transfers 8/26/09 Email re wire transfers Dazavedo Bank of America PRODL 87-88 10/27/09 Confirmation of wire transfer from Rothstein to Concorde of $300,000 PRODL 89 Acknowledgement of Assignment/Purchase of Settlement Proceeds (P17); Sale and Transfer Agreement; PRODL 90-102 8/26/09 Letter re acknowledgement of receipt of settlement proceeds in the amount of $900,000 re P17 PRODL 103 8/26/09 Letter Guarantying payment to Corcorde by Rothstein (P17) PRODL 104 Defense Agreement PRODL 105 Authority to Represent PRODL 106-109 8/28/09 Letter re acknowledgement of receipt of settlement proceeds in the amount of $900,000 re P19 PRODL 110 8/28/09 Acknowledgement of Assignment/Purchase of Settlement Proceeds (P19); Sale and Purchase Agreement; Sale and Transfer Agreement; Confidential Settlement and General Release; Personal Guaranty (P19); PRODL 111-144 Authority to Represent/Contract; Defense Agreement (P19) PRODL 145-148 Letter guarantying payment to Concorde (p19) PRODL 149 Business card of Special Agent/IRS Wazirah Allen PRODL 150 1/2/10 Email from T. Dazavedo to Bill Scherer PRODL 151-152 PRIVILEGED 20 EFTA01106661 Category Date Description To From Bates Nos. Notes forwarding an Email exchange with him and IRS Special Agent Wazirah Allen ? 1/2/10 Email from Dazavedo to Bill Scherer forwarding an Email to him from Singer PRODL 153-156 PRIVILEGED ? 1/2/10 Email from T. Dazavedo to Bill Scherer forwarding an Email exchange with him and IRS Special Agent Wazirah Allen PRODL 157-158 PRIVILEGED ? Blank document - Bradley M. Singer Enterprises, Inc. — re structured settlements — Agreement between company and consultant PRODL 159-162 Blank document — Mutual Confidentiality, Non Circumvention, and No Solicitation Agreement PRODL 163-166 Pyramid chart describing process of settlement agreements/purchases PRODL 167 i Form Letter Agreement by R.L. Pearson and Associates, Inc. PRODL 168-170 WAS0NSLINDEX696•INDEX TO VOLUME I OF CONRAD, SHERER DOCS•PRAocx 21 EFTA01106662