EPSTEIN V. ROTHSTEIN 80743

EPSTEIN V. ROTHSTEIN 80743 Index of VOLUME II of Conrad, Scherer documents on disks Category Date Description To From Bates Nos. Notes Conrad Scherer 11/20/09 Email exchange between Barry Bekkadam (Ballamor) and D. Von Allmen and Larry Rovin re possible lawsuit PRODB 1 may be privileged 11/20/09 Email re investment advisor and general partner and C. Poderas Von Allmen PRODB 2 10/26/09 Email exchange between Frederick Perry (US Trust) and D. Von Alimen re US Trust being a trustee PRODB 3-4 10/26/09 Email re meeting with possible investors (Halle com . anies) AJ Discala Von Allmen PRODB 5 10/26/09 Email to Jordan (Halle Companies) re meeting with AJ Discala from D. Von Alimen PRODB 6 10/26/09 Email re meeting Friedman Von Allmen PRODB 7 10/26/09 Email re meeting Von Friedman PRODS 8 Allmen 10/26/09 Email re meeting w/"Buddy Hack's guy" Von PRODB 9 Alimen 10/26/09 Email re meeting Von PRODB 10 Alimen 10/26/09 Email re Razorback L.Von D. Von PRODB 11 Alimen Allmen 10/27/09 Email exchange between David Von PRODB 12 EFTA01106663 Category Date Description To From Bates Nos. Notes Allmen and Doug Von Allmen re Model for potential investors 10/27/09 Email exchange between AJ Discala and D. Von Allmen re meeting with Mr. Halle 10/27/09 Email exchange between AJ Discala's assistant and D. Von Allmen re meeting with Mr. Halle 10/27/09 Email re D&L portfolio D. Von Allmen PRODB 25 10/27/09 Email to transfer $40,000 from D&L to Savings US Trust D. Von Allmen PRODB 26 10/27/09 Email re Poker night Rick Case Landry Trebbi D. Von Allmen PRODB 27 10/27/09 Email re Allen West Reception "Holtzy" D. Von Allmen PRODB 28 10/28/09 Email re Admiral's club membership D. Von Allmen K. Becker PRODB 29 10/28/09 Email re Structure of returns on settlements AJ Discala D. Von Allmen PRODB 30 10/28/09 Email re Structure of returns on settlements D. Von Allmen AJ Discala PRODB 31 10/28/09 Email exchange between D.Von Allmen, AJ Discala and Dean Kretschmar PRODB 32-33 10/28/09 Email exchange between D V n Allmen and Adam re proposal PRODB 34 10/28/09 Email exchange between D. Von Allmen and Adam PRODB 35-36 2 EFTA01106664 Category Date Description To From Bates Nos. Notes ? re proposal 10/29/09 Email exchange between D. Kretschmar and D. Von Allmen re lock letter PRODB 37-38 10/29/09 Email exchange between D. Von Allmen and F. Perry (US Bank & Trust) re Banyon PRODB 39-42 10/30/09 Email re Banyon audit Ballamor D. Von Allmen PRODB 43 Proprietary Trading Form Outline PRODB 4445 10/30/09 Email re Fidelity Bond Quote AJ Discala D. Von Allmen PRODB 46 10/30/09 Email exchange between AJ Discala, D. Kretschmar, Poderas, Rothstein re JP Morgan and Rothstein's response, "AJ I am toxic Stay clear of me....please U r a great person... I was blessed to have met u...Just the wrong time... Love, Scott" PRODB 47-51 10/31/09 Email from D. Von Allmen to PRODB 52 e info discussed Additional Rules PRODB 53 Risk Parameters PRODB 54 Trading Chart PRODB 55 Proprietary Trading Firm Outline PRODB 56-60 Stephen L. Braverman CV PRODB 61-62 10/31/09 Email exchange between D. Von Allmen, AJ Discala, Fisher, Poderas re internal communication PRODB 63-64 10/31/09 Email exchange between D.Von Allmen and Rick Case re philanthropy event PRODB 65 3 EFTA01106665 Category Date Description To From Bates Nos. Notes 10/31/09 Email re George Levin moving his money AJ Discala D. Von Allmen PRODB 67 Email exchange between C. Holtzheuser and D. Von Allmen re D3 PRODB 68 11/1/09 Email exchange between C. Poderas and D. Von Allmen re George Levin PRODB 69 Email exchange between J. Parrino and D. Von Allmen re investments PRODB 70 11/1/09 Email re fraud against him and withdrawal of funds Herb D. Von Allmen PRODB 71 Email re fraud against him Braverman D. Von Allmen PRODB 72 11/1/09 Email re tax refund Dow Accounting D. Von Allmen PRODB 73 11/1/09 Email re ways to save on expenses L. Von Allmen D. Von Allmen PRODB 74 11/1/09 Email re ways to cut costs house manager D. Von Allmen PRODB 75 11/1/09 Email re Banyon Fred Perry (US Trust) D. Von Allmen PRODB 76 Razorback chart 10/1 to 10/16/09 PRODB 77 11/1/09 Email re conference call AJ Discala D. Von Allmen PRODB 78-79 11/2/09 Email re G. Levin Poderas D.Von Allmen PRODB 80 11/2/09 Email re selling his cars R. Case D. Von Allmen PRODB 81-82 11/2/09 Email to himself to See Blog about Scott D. Von Allmen D. Von Allmen PRODB 83 i 11/2/09 Email to JFR to follow up on investigation of Scott Rothstein JFR D. Von Allmen PRODB 84 4 EFTA01106666 Category Date Description To From Bates Nos. Notes 11/2/09 Email to J. Harris to call him J. Harris D. Von Allmen PRODB 85 11/2/09 Email exchange between AJ Discala and D. Von Allmen PRODB 86 11/2/09 Email re trust accounts Barry (Ballamor) D. Von Allmen PRODB 87 11/2/09 Email re Rothstein leaving the country D. Von Allmen PRODB 88 11/2/09 Email exchange between A.Kreysar and D. Von Allmen re Love and Support PRODB 89 11/2/09 Email re Sonn and Enez investigation of S. Rothstein Alan Goldberg D. Von Allmen PRODB 90-91 CLASS ACTION NEWSLINE PRODB 92 11/2/09 Email re Sonn and Enez investigation of S. Rothstein J. Harris D. Von Allmen PRODB 93-94 11/2/09 CLASS ACTION NEWSLINE PRODB 95 11/2/09 Email re Sonn and Enez investigation of S. Rothstein AJ Discala D. Von Allmen PRODB 96-97 CLASS ACTION NEWSLINE PRODB 98 11/2/09 Email exchan i e between PRODB 99 and D. Von Allman 11/2/09 Email exchange between Kreysar and D. Von Allmen PRODB 100 11/2/09 Email exchange between C. McDaniels and D. Von Allmen re finding an attorney PR0DB 101-106 Complaint for Dissolution — RRA v. Rothstein PRODB 102-106 11/2/09 Email re Judge telling lawyers AJ Discala D. Von PRODB 107 5 EFTA01106667 Category Date Description To From Bates Nos. Notes Rothstein has no mone Allmen 11/2/09 Email to to refrain JR D. Von Allmen PRODB 108 from painting boat and return deposit 11/2/09 Email re Barry D. Von Allmen D. Von Allmen PRODB 109 11/2/09 Email re Bill Scherer visiting house mane er D. Von Allmen PRODB 110 11/3/09 Email re deposit on boat painting D. Von Allman PRODB 111 11/3/09 Email to/from D. Von Allmen re blog PRODB 112 11/3/09 Email re suing everyone D. Von Allmen PRODB 113 11/3/09 Email re Banyon and selling boat Perry D. Von Allmen PRODB 115 11/3/09 Nasty email exchange between Bonnie Bam and Doug Von Allmen re article PRODB 116 11/3/09 Email to re nasty email Bonnie Bam D. Von Allmen PRODB 117 11/3/09 Email to re nasty email Bonnie Bam D. Von Allmen PRODB 118 Settlement Chart PRODB 119-120 11/3/09 Email exchan e between D. Von Allmen and PRODB 121-122 11/3/09 Email re AJ Discala B. Scherer d. Von Allmen PRODB 123 Information needed from AJ PRODB 124 11/3/09 Email re Information needed AJ Discala D. Von Allmen PRODB 125 Information needed from AJ PRODB 126 11/3/09 Email re investments J. Spacek D. Von PRODB 127 6 EFTA01106668 Category Date Description To From Bates Nos. Notes Allmen 11/3/09 Email re expenses VA house manager D. Von Allmen PRODB 128-129 11/3/09 Email re B. Scherer AJ Discala D. Von Allmen PRODB 130 11/4/09 Email re a blog B. Scherer D. Von Allmen PRODB 131 11/4/09 Email exchange between D. Von Allmen and Adam Fisher re B. Scherer PRODB 132 11/4/09 Email re blog R. Case D. Von Allmen PRODB 133 11/4/09 Email re Bill Scherer Lod K Strasser D. Von Allmen PRODB 134 11/4/09 Email exchange between D. Von Allmen and T. MacDonald re B. Scherer PRODB 135 11/4/09 Email exchange between D. Von Allmen and F. Perry re Notes of conversation with Barry PRODB 136-8 11/4/09 Email re Sun Sentinel article re Rothstein's offerings B. Scherer D. Von Allmen PRODB 139-140 Privileged; ? 11/4/09 Confidential Settlement Funding PRODB 141-188 Settlement Chart PRODB 189 11/4/09 Email re phone call WR Investment s D. Von Allmen PRODB 190 11/4/09 Email exchange between L. Trebbi and D. Von Allmen PRODB 191 11/4/09 Email re transfer of money US Trust D. Von Allmen PRODB 192 1 11/4/09 Email re TD transfers Barry D. Von PRODB 193 7 EFTA01106669 Category Date Description To From Bates Nos. Notes Allmen 11/4/09 Email re call to B. Scherer AJ Discala D. Von Allmen PRODB 194 11/4/09 Email re SR investments T Kreysar D.Von Allmen PRODB 195 11/4/09 Email exchange between D. Von Allmen and Bruce O., AJ Discala, D. Kretschmar re investors meeting with attorney B. Scherer PRODB 196-197 11/6/09 Email exchange between D. Von Allmen, AJ Discala and several investors re a conference call with attorneys PRODB 198-200 11/6/09 Email exchange between D. Von Allmen, AJ Discala and several investors re a conference call with attorneys PRODS 201-203 11/6/09 Email exchange between D. Von Allmen, D. Kretschmar, AJ Discala and several investors re a conference call with attorneys PRODB 204-206 11/6/09 Email re B. Scherer D. Kretschma r D. Von Allmen PRODB 207 11/7/09 Email exchange between A Kerschner and D. Von Allmen PRODB 208 11/7/09 Email re contact information G. Levin D. Von Allmen PRODB 209 11/7/09 Email re contact information Ballamor D. Von Allmen PRODB 210 Confidential Offering Memorandum of PRODB 211-323 8 EFTA01106670 Category Date Description To From Bates Nos. Notes Banyon Income Fund, LP 11/9/09 Email wino message B. Scherer D. Von Allmen PRODB 324 Banyon Income Fund, LP Supplement to PPM PRODB 325-326 11/9/09 Email re Ponzi scheme J. Parrino D. Von Allmen PRODB 327 11/09/09 Email re money transfer US Trust D. Von Allmen PRODB 328 11/10/09 Email re G. Levin's contact information B. Scherer D. Von Allmen PRODB 329 11/10/09 Email exchange between US Trust and D. Von Allmen re covering overdraft PRODB 330 11/10/09 Email re the media VA D. Von Allmen PRODB 331 11/10/09 Email re Razorback and D3 AJ Discala D. Von Allmen PRODB 332 11/10/09 Email re $4,000,000 in D3 AJ Discala D. Von Allmen PRODB 333 11/11/09 Email re money transfer US Trust D.Von Allmen PRODB 334-335 11/11/09 Email exchange between Kaplan and D.Von Allmen PRODB 336 11/12/09 Email exchange between D. Von Allmen and Chris re wire to RRA for D3 PRODB 337-338 11/12/09 Email exchange between D. Von Allmen and Chris re wire to RRA for D3 PRODB 339-342 11/12/09 Email re wiring instructions US Trust D. Von Allmen PRODB 343-344 9 EFTA01106671 Category Date Description To From Bates Nos. Notes 11/15/09 Email re wires Chris D. Von Allmen PRODB 345 11/13/09 Email re meeting D. Kretschma r D. Von Allmen PRODB 346 11/13/09 Email re meeting L. Von Allmen D. Von Allmen PRODB 347 11/16/09 Email re money US Trust D. Von Allmen PRODB 348-349 11/16/09 Email re money US Trust D. Von Allmen PRODB 350-351 11/17/09 Email re AJ's investor letter D. Kretschma r D. Von Allmen PRODB 352 11/17/09 Email exchange re AJ's investor letter between A. Fisher, D. Von Allmen, Dean Kretschmar PRODB 353-354 11/17/09 Email re legal fees A. Kirschner D. Von Allmen PRODB 355 11/17/09 Email re investor update A. Fisher D. Von Allmen PRODB 356-357 11/17/09 Email re investor update C. Poderas D. Von Allmen PRODB 358-359 11/17/09 Email re date of dinner with Scott & Kim L. Von Allmen D. Von Allmen PRODB 360 11/18/09 Email exchange between D. Von Allmen and LG Grunwald PRODB 361-362 11/18/09 Email re Taxes Lori Strasser D. Von Allmen PRODB 363 Banyon Income Fund, LP supplement to PPM PRODB 364 10 EFTA01106672 Category Date Description To From Bates Nos. Notes D&L wire transfer information PRODB 365-370 Confidential Settlement Funding PRODB 371-418 Confidential Offering Memorandum PRODB 419-531 11/2/09 Email re wire transfer information D. Von Allmen US Trust PRODB 532-533 11/3/09 Letter to Ballamor Capital Communications re Banyon PRODB 534-535 Bank of America D&L Statement for May '09 PRODB 536-537 Bank of America D&L Statement for June '09 PRODB 538-539 Bank of America's statement for Von Allmen Dynasty Trust for May '09 PRODB 540-542 11/4/09 Letter to Banyon investors from George Levin PRODB 543 5/4/09 Von Allmen's Dynasty Trust Subscription Agreement with Banyon for $2,000,000 PRODB 543-558 5/13/09 Appendix B — D&L Subscription Agreement with Banyon for $20,000,000 PRODB 559-573 5/4/09 Appendix B - D&L Subscription Agreement with Banyon for $25,000,000 PRODB 574-589 5/4/09 Signature page only w/signature of G. Levin PRODB 590 Banyon Income Fund, LP supplement to PPM PRODB 591-592 8/5/09 Letter re withdrawals D. Von Allmen G. Levin PRODB 593 11 EFTA01106673 Category Date Description To From Bates Nos. Notes Investor Questionnaire PRODB 594-606 11/2/09 Letter requesting withdrawal of $45,000,000 G. Levin D. Von Alimen PRODB 607 D&L's W-9 PRODB 608 Banyan Income Fund, LP's DRAFT 3 PRODB 609 W:\S0II3INDEX70I•Indes of VOLUME II of Conrad. Scherer docnPR.doex 12 EFTA01106674