Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks

Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. Notes Conrad Vol. 6 Undated Nondisclosure Agreement Prospective Investor Banyon Income Fund PRODD 1.3 Blank Conrad Vol. 6 6/3/09 Wire - $8 million Banyon Income Kretschmar PRODD 4 Conrad Vol. 6 6/3/09 — 9/30/09 Banyon Income Fund, LP — Dean Kretschmar Investment Schedule ? Banyon PRODD 5 Investment receipt & confirmation - $8 million. Conrad Vol. 6 4/30/09 Banyon Income Fund Private Placement Memorandum #1016. Dean Kretschmar Banyon Income Fund PRODD 6-58 Confidential Offering Memorandum Conrad Vol. 6 Undated Subscription Agreement Blank Banyon Income Fund PRODD 59-81 Appendix B to PPM Conrad Vol. 6 4/30/09 Limited Partnership Agreement Limited Partner Banyon Income Fund PRODD 82-118 Appendix C to PPM Conrad Vol. 6 Undated Nondisclosure Agreement Prospective Investor Banyon Income Fund PRODD 119-121 Blank Conrad Vol. 6 10/23/09 E-mail re Help Al, Kretsc Rothstein PRODD 122.126; 135.138; Money promised to client has not appeared, 8m now and 16m afterwards. Need the money to avoid a disaster of monumental proportions. At the cusp of losing the entire Epstein case to other lawyers. Client feels he has lied to her. She is ready to go the FL Bar. Kretsc advises Rothstein that AJ isn't getting his emails and Rothstein replies "its all the heroin". Conrad Vol. 6 10/23/09 E-mail re Help Rothstein Kretsc PRODD 127.131 "Unless we don't get the money — I'll be on the prop w the anchor around my neck." Scott replies "with me right next to you." Conrad Vol. 6 10/23/09 E-mail re Help Kretsc Rothstein PRODD 132.134 Duplicate of 122-126 — plus "are you going to your parents party tonight." Conrad Vol. 6 10/22/09 E-mail re Help AJ, Chris, Kretschmar, Rothstein PRODD 139 "- Sh-t just hit the fan. EFTA01106675 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. 1 Notes Ritchie Client threatened to fire me. She thinks I'm lying about the funding and I can't blame her — can end up losing all the clients — it will literally destroy me and my reputation -." Conrad Vol. 6 10/22/09 E-mail re Show Me The Money AJ, Podaras, Kretsc Rothstein PRODD 140-143; 144.145; "- $5m must be here before Ipm — this is our last shot with this client — I will lose all credibility after that." AJ responds he is working on it and understands everything is at stake. Rothstein responds "if I burn this client I can end up losing all my clients in the Epstein case." Conrad Vol. 6 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD 146-155 No money for client — she is in freak mode — needs to raise wires. AJ responds suggesting involving Texas Group; Rothstein responds Texas Group is long out of it. Conrad Vol. 6 10/20/09 E-mail re Help Podaras, Kretsc, AJ, Preve Rothstein PRODD 156-164 Gave $3m from Related Group to client. Where is balance of $18m? Conrad Vol. 6 10/20/09 E-mail re Help Rothstein, Podaras, AJ, Preve Kretsc PRODD 165.171 Working with Thane and Iroquis to see what they can lend for the deal. Will ask Doug if he can cover any of balance. Rothstein responds: Thanks pal, keep me posted. Conrad Vol. 6 10/20/09 E-mail re Help Rothstein, Podaras, Preve, Kretsc AJ PRODD 172.177 $18m is on its way, being raised Second 18m should come from Texas Group. Rothstein responds: "no 2 EFTA01106676 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes worries — you are my star — proud to be your partner. Conrad Vol. 6 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD 178.181 Can't do what we can't do [re raising funds]. Sees no way to raise the funds. Will deal with the clients. Conrad Vol. 6 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD 182-183 No money for client — she is in freak mode — needs to raise wires. Conrad Vol. 6 10/20/09 E-mail re Wires AJ, Podaras, Preve, Kretsc Rothstein PRODD 184.187 $4m and Sim wires not received. Client expecting balance of first 18m today and then to start second 18m for second kid. Conrad Vol. 6 10/20/09 E-mail re Wires AJ, Podaras, Preve, Kretsc Rothstein PRODD 188.189 Almost Noon and no wires. Client will be here at Noon. Send up a flare. Conrad Vol. 6 10/19/09 E-mail re The Client AJ, Preve, VonAllmen, Kretsc Rothstein PRODD 190-191 Must have balance of 18m for client by tomorrow. has pushed client as far as he can. Stands to lose a lot of clients that are counting on us to fund their project. Must live up to our word. Not doing so will be a disaster for us. Conrad Vol. 6 10/19/09 E-mail re Update AJ, Kretsc; Preve Rothstein PRODD 192-193 Told client (Mom) of two clients will have funds today and balance tomorrow. Client okay but getting psychotic. Conrad Vol 6 10/16/09 E-mail re Update AJ, Preve, Kretsc Rothstein PRODD 194.196; 197.198 Not received any wires. Close to losing this plaintiff, her other daughter and many other plaintiffs. AJ responds $3.5m went out in AM, waiting on $4m from Ross and Perez and two Sims. Rothstein 3 EFTA01106677 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes responds it is an issue that not a single penny has been received. Conrad Vol. 6 10/16/09 E-mail re Wires AJ, VonAllmen, Kretsc, Preve Rothstein PRODD 199-201 Needs status of $18m for today. having very rough time with client and mom. Conrad Vol. 6 10/15/09 E-mail re Client Control AJ, VonAllmen; Chris, Kretsc Rothstein PRODD 202 Just met with group of clients. Our failure to fund has spread through client group. They are afraid of the defendant and have put their faith in us We must fund or the floodgates will open. Conrad Vol. 6 10/15/09 E-mail re From TD Bank AJ, Kretsc, Podaras, Chris Rothstein PRODD 203.207 Attached TD Bank locking letter re funds in RRA-D3 accountflay only be distributed on Rothstein's or Rosenfeldt's instructions to D3 Capital Club, LLC. Conrad Vol 6 10/14/09 E-mail re New Account Preve Spinosa, Yes Bank PRODD 208.210 Account that needs to appear in lock letter — needs new trust account number and exact corporate name. Conrad VOL 6 10/14/09 E-mail re From ScanFront 220 Preve, AJ, Kretsc Rothstein PRODD 211.212 Last 4 wire does to Conrad VOL 6 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen; Preve Rothstein PRODD 213.214 Reviewed everything. Needs account information for newest account. How much of $18m can we fund tomorrow? Conrad Vol. 6 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD 215.216 Second part of new sex harassment case. promised Clockwork exclusive on all deals. Second part is your if you want it. Wants to offer second part to his 4 EFTA01106678 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes Texas Group. Is a man of his word. Conrad Vol. 6 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD 217 Just finished conference with sex harassment client's mom. All good to go. Fund $18m tomorrow. Okay to fund second $18m over three days. Conrad Vol. 6 10/13/09 E-mail re Update on Sex Harassment Settlements AJ, Kretsc, VonAllmen Rothstein PRODD 218.219 Per mother of client, we need $36m to take out both settlements. Conrad Vol. 6 10/13/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD 220-221 Sex harassment client's mom is on razor's edge mentally. We must fund $18m as promised. As to younger sister's deal, she is willing to give up $2m to get out of town — she's hysterical. These deals do not come along every day. Conrad Vol. 6 9/30/09 Letter re Account RRA-BUSVI Spinosa Rothstein PRODD 222.223 Irrevocable instruction that funds in the account may only be distributed per his or Rosenfeldt's instruction to Banyan c/o Razorback Funding. Conrad Vol. 6 Redacted RRA Authority to Represent — Contract of Employment Redacted RRA PRODD 224.227 Redacted. Conrad Vol. 6 Redacted Letter re case No. RRA S 117 Redacted Rothstein PRODD 228 Assignment of settlement — received $1.4 million as payment in full — holding in trust. Conrad Vol. 6 Undated Acknowledgment of AssignmenVPurchase of Settlement Proceeds Redacted Rothstein PRODD 229-232 Case No. RRA-S117 - $800,000.00. Conrad Vol. 6 8/7/09 Sale and Transfer Agreement (Redacted) Redacted RRA PRODD 233.240; 241.248; Redacted. Case No. RRA- SI17. Conrad 8/77/09 Confidential Settlement Redacted RRA PRODD Redacted. Case No. RRA- 5 EFTA01106679 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos—.—I Notes Vol. 6 Agreement and General Release (Redacted) 249-258 S117. Conrad Vol. 6 7/29/09 Sublease Agreement Clockwork Capital LLC RBC Capital Markets Corp. PRODD 259-273 Unsigned blank. Conrad VOL 6 10/28/09 Limited Liability Company Operating Agreement of D3 Capital Club, LLC.' PRODD 274.305; 804.835; Conrad Vol. 6 Undated D3 Capital Club, LLC Subscription Agreement and Investor Questionnaire. PRODD 306-344 Conrad Vol. 6 10/71/09 Securities Purchase Agreement by D3 Capital Club I, LLC and The Purchaser of Class A membership Interests Identified on the Signature Pages Hereto. PRODD 345.363; 364.382; Blank Conrad VOL 6 10/20/09 Request for Taxpayer ID # and Signature pages of Related PR, Inc. PRODD 383.386 Conrad Vol. 6 Undated Bios of Clockwork Capital Advisors management, Support and Third Party Partners PRODD 387.403 VonAllmen, AJ Discala, Podaras, etc. Conrad VOL 6 9/18/09 Dsquared Holdings, LLC Limited Liability Company Operating Agreement PRODD 404.567 Conrad Vol. 6 10/71/09 Security Agreement Mercata Justa, LLC Dean Kretschmar PRODD 568.590 Blank — Loan Agreement. Conrad Vol. 6 10/22/09 Securities Purchase Agreement Mercata Justa, LLC D3 Capital Club, LLC. PRODD 591.608 Blank - Unsigned Conrad Vol. 6 10/77/09 Presentation by/of D3 Capital Club Investors D3 Capital Club, LLC. PRODD 609-623; 624.638; Purpose is to establish a limited partnership "Fund" to invest in highly confidential structured settlements. Conrad Vol. 6 10/??/09 Securities Purchase Agreement Purchasers D3 Capital Club, LLC. PRODD 639-729 Blank — Unsigned. Conrad Vol. 6 Undated Summary of Terms for a Proposed Preferred Equity Investment in D3 Capital Club, LLC. Investors D3 Capital Club, LLC. PRODD 730-736; 795.803; 6 EFTA01106680 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date 1 Description To From Bates Nos. Notes Conrad Vol. 6 10/77/09 Securities Purchase Agreement Purchasers D3 Capital Club, LLC. PRODD 737.755 Blank — Unsigned. Conrad Vol. 6 Undated Subscription Agreement and Investor Questionnaire Investors D3 Capital Club, LLC. PRODD 756-794 Conrad Vol. 6 9/8/09 — 10/2/09 E-mail string re terms of the LOI Al, Fischer, Kretsc, Ravin, brb, Mazzeo, Podaras Al, Fischer, Kretsc, Rovin, brb, Mazzeo, Podaras PRODD 836-842 Conrad Vol. 6 10/9/09 - 10/13/09 280-page string of small font e-mails encompassing myriad of topics partly relevant to the issues in this case All All PRODD 843.1121 When done with index, ask counsel if they want this set indexed e-mail by e-mail — not done now due to time issue to get all indices done - JGA. Conrad Vol. 6 10/2/09 - 11/10/09 E-mail string re Money is in your account — wires sent and received into RRA trust account. Preve, Al; Rothstein Podaras PRODD 1122-1127 Conrad Vol. 6 Undated Bios — Management Support & Third Party Partners PRODD 1128-1133 Douglas Von Allmen, AJ Discala, Christopher Podaras, Alan Kerschner, Jim Parrish, Dean Kretschmar, David Von Allmen, Robert Maze°, Michael Legamaro, et al. Conrad Vol. 6 9/11/09 — 12/11/09 E-mail string re trustees of the kids trusts — questions and comments Von Allmens Von Allmens PRODD 1134-1141 David gives himself title name of VP of Marketing and Investor Relations. Barry states he put Banyon into the fund business and that there is a personal guaranty by Levin. Conrad Vol. 6 10/20/09 — 10/22/09 E-mail string re Dean meeting with investors and Rothstein telling him to drink and take their wallets and run. Kretsc Rothstein PRODD 1142-1146 Starts with RRA letter to RD Bank, Spinosa, re locking account. Conrad Vol. 6 10/15/09 — 10/20/09 E-mail string re From TD Bank - letter locking new account Al, Kretsc, Podaras Rothstein PRODD 1147-1154 Spinosa's letter. Conrad Vol. 6 11/10/09 — 11/21/09 16-page e-mail string re Who put the last 4m in D3? Podaras, Al VonAllmen, Kretsc Al, Podaras PRODD 1155-1170 Discusses various people and their investment amounts. 7 EFTA01106681 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 11/19/09 E-mail re Taxes VonAllmens, Kretsc Dow Accounting Services PRODD 1171-1172 Filing returns, amending them, carryback claims. Conrad 10/2/09 — E-mail re Help Podaras; Rothstein Preve PRODD Wires needed but not Vol. 6 10/3/09 1173-1177 received. frank suggests Chris sign up for Treasury Direct in order the expedite this process next time. Conrad Vol. 6 10/14/09 E-mail re [blank] Dean Jim Parrish PRODD 1178-1179 Documents needed to complete his $400k investment into Razorback. Conrad VOL 6 10/15/09 E-mail re [blank] AJ, Kretsc, Chris PRODD 1180-1181 As discussed, attached is the Operating Agreement for D3 Capital Club. Conrad 10/1/09 — II -page e-mail string re [blank] Preve, AJ, Podaras, Mazzeo PRODD Attached draft Loan Vol. 6 10/5/09 VonAllmen, et al. 1182-1192 Agreement — Clockwork has not reviewed the draft yet. Flow Charts, Summary of Terms, Conrad 10/3/09 - I3-page e-mail string re Update, AJ, Kretsc, VonAllmen Rothstein PRODD Second part of new sex Vol. 6 10/14/09 Final Loan Documents. 1193-1205 harassment case. Promised Clockwork exclusive but wants to give it to the Texas Group. Is a man of his word. Failure to fund news is spreading through clients. Needs to fund as promised. Conrad 8/26/09 E-mail re Clockwork Cap Mgt AJ, Antolik, Dean, Michael Jim Parrish PRODD Projected I" year revenues Vol. 6 Fees Christ, Fisher 1206-1209 for Management Company — charts attached. Conrad Vol. 6 9/26/09 E-mail re Clockwork Documents for your Review Abbe, Rapetti, Fisher, Dean, Podaras, Kraftatty, Peters PRODD 1210-1211 Information sent at request of A.T. 29 settlements total $40,600,000 purchase price with face value of $66,700,000. Questions answered by Frank and Scott. Conrad 9/23/09 Clockwork Capital Advisors, ? Clockwork PRODD Mostly unintelligible pages Vol. 6 1212-1480 8 EFTA01106682 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. Notes LLC formed to raise funds to finance acquisition of confidential structured legal settlements — Details equity distribution to Clockwork as D- Squared 60%, Parrish 10%, Podaras 10%, Fisher 4% and Treasury 1%. Conrad Vol. 6 10/9/09 E-mail re Clockwork NDA Form dbelfie; AJ, Dean PRODD 1481 Conrad Vol. 6 8/27/09 E-mail re Clockwork Summary Term Sheet Rovin, AJ, Fisher, Jim, Dean, Christ Antolik PRODD 1482 AJ asked him to send the summary term sheet. Conrad VOL 6 10/7/09 E-mail re D3 Presentation Cover II AJ, Dean, VonAllmen; Friedland PRODD 14831484 Conrad Vol. 6 10/2/09 E-mail re [blank] Dean, Al Fisher PRODD 1485 Terms for funding— if agreed, will fund $3m this am. Conrad Vol. 6 10/5/09 E-mail re [blank] AJ, Dean AJ PRODD 1486 Wants meeting with Mr. V. Conrad Vol. 6 10/10/09 E-mail re [blank] AJ PRODD 1487 Send Clockwork presentation to Mr. V. Lou, Dean Conrad Vol. 6 10/10/09 E-mail re [blank] Rothstein; VonAllmen, Podaras, Preve, Dean AJ PRODD 1488 Need to look at office space. Need 90-day capital need visibility chart. Conrad Vol. 6 10/11/09 E-mail re [blank] VonAllmen; Dean AJ PRODD 1489; 2242; Structure next 3 transactions the same so the can do a rollin close. Conrad Vol. 6 10/5/09 E-mail re [blank] AJ PRODD 1490 Fonvard pdf of binder to all cc's. cc: rabbe, mazzeo, jackson, craftatty, podaras, liz, dean Conrad Vol. 6 10/7/09 E-mail re [blank] VonAllmen; Rothstein, Podaras Al PRODD 1491 Mr. V to join a phone call with Ted's people. Conrad Vol. 6 10/8/09 E-mail re [blank] Dean M PRODD 1492 Commerce Bank for credit to RRA trust account contact Mazzeo. Conrad Vol. 6 10/8/09 E-mail re [blank] liz, Al PRODD 1493 Fisher is an investor, not management. His name was put in bios in error. dean 9 EFTA01106683 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; dean AJ PRODD 1494 Clockwork to eventually be a lender to D3? Conrad Vol. 6 10/4/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, VonAllmen, Dean, Levin, AJ Mazzeo PRODD 1495 Changes made to Loan Agreement. Making good progress on PPM. Conrad Vol. 6 10/2/09 Loan Agreement Banyon USVI — Borrower Razorback Funding - Lender PRODD 14964515 Unsigned draft. Purchasing rights proceeds of settlements. Conrad Vol.6 9/28/09 — 9/30/09 E-mail re Revised Summary of Terms; Subscription Agreement; Final Revised Documents Peters, Liz, Jim, Podaras, et al. Mazzeo PRODD 15164518 Razorback Operating Agreement. Conrad Vol. 6 9/77/09 Limited Liability Company Agreement of Razorback Funding, LLC. Members Razorback Funding PRODD 1519-1548 Draft — unsigned. Conrad Vol.6 Undated Summary of Terms — Razorback Funding, LLC. PRODD 15494554 Clockwork is Manager. Conrad Vol. 6 Undated Summary of Terms— Razorback Funding, LLC. PRODD 15551560 Draft with margin comments and redlining. Conrad Vol. 6 Undated Flowchart Clockwork Capital Advisors PRODD 1561 Defendant to trust account. Razorback to Borrower to plaintiff, etc. Conrad Vol. 6 9/23/09 E-mail re Fund Dean; Sutton Fisher PRODD 1562 AJ asked him to send him all info about our fund. Conrad Vol. 6 10/8/09 — 10/9/09 E-mail re [blank] AJ VonAllmen PRODD 15631564 A friend has $7m to invest. AI forwards email to Podaras. Conrad Vol. 6 10/9/09 E-mail re [blank] AJ VonAllmen PRODD 1565-1566 Meeting with Roger Penske at Miami races to discuss business. Conrad Vol. 6 9/30/09 E-mail re AD — Wire Instructions AJ Persaud PRODD 1567-1568 AD Capital LLC — TD Bank — No acct N. Conrad Vol. 6 9/29/09 E-mail re Banyon AJ Ravin PRODD 1569-1570 Offering assistance to expedite investing in Banyon. Conrad Vol.6 9/23/09 — 9/29/09 E-mail re Clockwork Mutual NDA Form Ravin PRODD 1571-1575 Also, needs signed copy of LOI. Conrad Vol.6 10/9/09 E-mail re Clockwork Presentation — Updated Brent Hale; Dean Al PRODD 15764577 Not to be shared. Confidential. 10 EFTA01106684 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. II Notes Conrad Vol. 6 9/3/09 E-mail re Clockwork AJ, ICretsc Rapetti PRODD 1578 Clockwork will provide a loan to George at 20%. Parrish responds they are expecting George to pay 100bps management fee, plus. Conrad 10/2/09 E-mail re Clockwork Podaras; Fisher Peters PRODD Funding status. Vol.6 1579-1580 Conrad 10/1/09 E-mail re Clockwork/Razorback AJ, Mazzeo PRODD Documents re settlement Vol. 6 Funding Documents Podaras 1581-1583 funding. Razorback Funding transaction Flow Sheet. AJ forwards to Dean. Conrad 9/28/09 — E-mail chain re False Claims Act Roman/Seaton Mazzeo/AJ, VonAllmen PRODD AJ okay with bringing in a Vol. 6 9129/09 15841587 qul tam expert to assist with due diligence. Conrad 9/28/09 — E-mail re Financial Times — AJ Podaras PRODD News Article. Vol. 6 9/29/09 Hedge Funds Cashing In on 15884590 UCITS. Conrad 10/3/09 E-mail re Fred Drasner VonAllmen AJ PRODD Do you want to meet with Vol.6 1591-1592 Fred? Conrad 10/9/09 E-mail re Fwd Wire VonAllmen PRODD Wire SI million to D&L Vol. 6 1593-1594 Partners Savings Account (4246). Wire another million. Al fonvards email to Podaras. Conrad Vol. 6 10/3/09 E-mail re Investor List VonAllmen; AJ Liz locicwork PRODD 1595-1599 Per AJ, attached is investor list. Conrad 10/2/09 E-mail re Fw Lets Talk This AJ Abbe PRODD Walk him through the Vol. 6 Weekend About This 1601 whole process so he can make a decision. Conrad Vol. 6 9/4/09 Letter re Baryon Facility Preve AJ PRODD 1602-1744 Terms and conditions of new facility to provide funding by Banyon re purchasing settlements at a discount. Conrad Vol. 6 10/5/09 E-mail re Meetings Rapetti Fred (3scapital) PRODD 1745-1749 Getting to Florida to meet with Doug Von Allmen and the Clockwork guys. 11 EFTA01106685 Epstein v. Rothstein, File 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. I Notes Conrad Vol. 6 10/2/09 E-mail re Fw Money Is In Your Account # Preve, AJ; Rothstein Podaras PRODD 17504754 Problems at TD Bank getting wires out this morning. Al forwards email to Dean to discuss. Conrad Vol. 6 I a sio9 E-mail re New Deals Al, Preve Rothstein PRODD 1755-1756 Clients coming tomorrow to pick up last of $32m. Finished meeting with mass tort/qui tam attorneys. Details next group of funding needed. AJ forwards email to VonAllmen. Conrad Vol. 6 9/16/09 E-mail re Nova Bank Pennsylvania AJ, Dean Parrish PRODD 1757-1758; 5145-5146; Brian Hartline runs the bank. He shouldn't be. Conrad Vol. 6 9/3/09 E-mail re Fw NY Times.com; Pfizer Pays $2.3 Billion to Settle Marketing Case. AJ, Jim, Fisher Rapetti PRODD 1759 N/A — junk. Conrad Vol. 6 10/8/09 E-mail re Pending Transactions Al Preve PRODD 1760 Attached re 4 pending transactions (nothing attached). Conrad Vol.6 10/11/09 E-mail re Risk is Just Part AJ Jim PRODD 1761-1762 Has many talents above his risk expertise. Conrad Vol. 6 10/1/09 E-mail re Fw SA'S Podaras, Larry, Jim, Adam, VonAllmen, Dean, Berman, Roman AJ PRODD 1763-1787 Attached (redacted) settlement agreements and signature pages. Conrad Vol.6 9/4/09 E-mail re Fw Status AJ, Jim, Dean Fisher PRODD 1788-1789 Terms, bank rates, Banyon fees, etc. Conrad Vol.6 10/8/09 E-mail re Technology Proposals for Clockwork AJ Podaras PRODD 17904973 Costs for technology build out. Conrad Vol. 6 9/29/09 E-mail re Terms AJ Preve PRODD 1794-1796 If you want 50% of the profits, you have to step up and take the short term risk. Preve responds "okay but it pisses us off." Conrad Vol. 6 10/8/09 E-mail re Today Dean AJ PRODD 17974799 Meeting with investors to get them ready for Clockwork. Less than 700 still left. Al asks if AJ is 12 EFTA01106686 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes working on his 6k as he is in trouble. Conrad Vol. 6 10/2/09 E-mail re Updated Examples Reflecting Actual Settlement Cash Flows Podaras, Mazzco PRODD 1800-1803 Attached spreadsheet show faster return of principal and interest to debt. Conrad Vol. 6 10/9/09 E-mail re Updated Status Podaras; Al, Liz PRODD 1804-1812 Details what investors still need documents and contains list of all investors names and amounts. Conrad Vol. 6 10/??/09 Acknowledgement ? Razorback Funding PRODD 1813 Blank form re Subscription Agreement. Conrad Vol. 6 10/5/09 — 10/6/09 E-mail re Wiring Acknowledgement Al Mazzeo PRODD 1814-1825 Form he drafted for investors who will wire direct to Scott. Conrad Vol. 6 10/6/09 E-mail re Fw: [blank] Al PRODD 1826-1827 Al wants her to call Chris to make binders more colorful and print 3. Conrad Vol. 6 10/8/09 E-mail re [blank] Podaras, Mazzeo; Dean AJ PRODD 1828-1830 Everyone is doing everything they can to raise funds to be sent to RRA's account. Al forwards email to Susan King at U.S. Trust Bank re very important $400k wire goes out toda . Conrad Vol. 6 10/8/09 E-mail re [blank] AJ PRODD 1831-1832 Liz to send to Ritchie nda, all due diligence materials, etc. Ritchie Conrad Vol. 6 10/6/09 E-mail re Important!! Christ, Dean, Podaras, Antolik, Al, Gordon, Mazzeo, Liz, VonAllmen Al PRODD 1833 Never wants to run into this problem again. Wants a group A and B investor list created. Mr. V saved this opportunity. Conrad Vol. 6 10/12/09 E-mail re Latest Clockwork Draft Presentation — Not for Release Al; VonAllmen, Roman, Dean, Mazzeo, Podaras, Prevc PRODD 1834 [blank — no attachments]. Conrad Vol. 6 10/12/09 E-mail re Latest Draft Presentation not for release - Al PRODD 1835 Send latest draft Clockwork presentation to VonAllmen, Berman. 13 EFTA01106687 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Categon• Date Description To From Bates Nos. Notes Roman, Dean, Mazzco, Podaras all cc'd here. Conrad Vol. 6 9/28/09 E-mail re Latest Version of Clockwork Presentation 9/28/09 AJ, Jim, Podaras, Roman, Dean, Mazzeo, Peters, Jeff, Adam, VonAllmen PRODD 1836 Legal team is still working on deal specific dots. Conrad Vol. 6 9/30/09 E-mail re Loan Agreement Preve; AJ, Parrish, Podaras, Peters, Fisher, Roman, Berman, Katzman, Dean, VonAllmen, Rabbe Mazzeo PRODD 1837-1896 Attached initial drafts (2) of Loan Agreement. Conrad VOL 6 10/7/09 E-mail re Logo Samples for your Review AJ, Dean, VonAllmen PRODD 1897 Which one do you like best. Conrad Vol. 6 10/8/09 E-mail re Momentum!! Mazzeo, Lou, Podaras; VonAllmen, Preve, Rothstein, Dean AJ PRODD 1898 Need does for D3 transaction. Only 3 investors. Need to capitalize on momentum they have. Cow ad Vol. 6 9/16/09 — 9/17/09 E-mail re Emailing — More on Nova Darren Tymchyshyn Parrish PRODD 1899-1901 Doing a deal with Levin who owns 24% of Nova Bank. Darren responds the Nova people are very bad and has never made any money with them. Conrad Vol. 6 10/4/09 E-mail re Razorback Binder Cover — Bigger! AJ; Podaras, Dean, Mazzeo PRODD 1901-1906 Razorback Funding, LLC managed by Clockwork Capital Advisors. With 10/2/09 Promissory Note (ex A to Loan Agreement) for $32 Million to Razorback signed by George Levin, Banyon USV1 (Delaware), LLC. Conrad Vol.6 10/12/09 E-mail re Razorback Documents I Brent Hale; Dean, AJ PRODD 1907-1912 Attached are all the Razorback funding due diligence documents you requested. Conrad Vol.6 10/ 1 /09 E-mail re Verification Preve Szafranski PRODD 1913-1914 Met with Rothstein, reviewed documents, verified funds were wired 14 EFTA01106688 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description From Bates Nos. Notes into TD Bank RRA's account 1356. Verified incoming wires from Defendant for 26,200,000 and 40,600,000. Verified 29 plaintiffs for settlement in both BUSV-1 and BUSV-2. Conrad vol. 6 10/5/09 E-mail re Razorback — Part 2 & 3 Laura Sherman PRODD 1915-1916 blank. Dean Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean Al PRODD 1917 Deals his friend can invest $7 million in: Im in Razor and 6m in the 18m. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen: Dean AJ PRODD 1918-1919 Deals to fund are not fully structured yet. Wants to discuss 3 monster deals coming in soon. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean Al PRODD 1920-1921 Can Clockwork lend money to D3? Conrad Vol. 6 10/9/09 E-mail re [blank] Al VonAllmen PRODD 1922-1924 Why does D3 need money? Best not to loan as ownership is different. Al responds he understands but the capital is so much cheaper. Thought it could work until they go their bank line out of Euro . Conrad Vol. 6 10/9/09 E-mail re [blank] AJ VonAllmen PRODD 1925 Sending 3D info to friend , who got scared by the returns being so high. Questions how long will his money be tied up for. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen: Dean Al PRODD 1926 Clockwork and D3 presentations are being cleaned up — he will have them by tomorrow. Conrad Vol. 6 10/12/09 E-mail re [blank] Al; Dean VonAllmen PRODD 1927 Will structure returns identically for the next 3 15 EFTA01106689 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes transactions. Jim Dillworth makes $2 million a year getting 15% of hedge fund fees from people he introduces them to. Conrad Vol. 6 10/12/09 E-mail re [blank] VonAllmen; Dean AJ PRODD 1928-1929 Doesn't know Dillworth but "the more the merrier until we get ahead of capital needs." Conrad Vol. 6 10/11/09 — 10/12/09 E-mail re [blank] AJ VonAllmen PRODD 1930-1932 Preferred gives 94% IRR. Conrad VOL 6 9/22/09 E-mail re 3:35 Clifford Chance Call PRODD 1933 Dial in It Conrad VOL 6 10/2/09 E-mail re Chris' Info PRODD 1934 Did you get this? Yes. Conrad VOL 6 8/26/09 — 9/2/09 E-mail re Clockwork Cap Mgt Fees PRODD 1935-1936; 5548-5549; Meeting set up with accounting firm yet? Conrad VOL 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Antolik, et al. PRODD 1937-1938 Projected first year revenues for management Company. Al asks about incentive fees. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Christ PRODD 1939 Projections look good. Add incentive fee to get a complete picture. Al, Antolik, Dean, Fisher Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Antolik, Christ, Fisher PRODD 1940-1941 This is for the management company. The incentive fee belongs to the General Partner. Conrad Vol.6 8/27/09 E-mail re Clockwork Cap Mgt Fees Christ; AJ, Antolik, Dean, Fisher PRODD 19424946 Revised revenue model Conrad VOL 6 8/26/09 — 9/3/09 E-mail re Clockwork Cap Mgt Fees Fisher, Jim, Antolik, Dean, Christ AJ PRODD 1947-1956 Our goal is to get out of the • business. Jim responds they can only grow as fast as our assets and they will quickly run out of asset capacity to support fund capital. 16 EFTA01106690 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. I Notes Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt ' Fees Christ; AJ, Antolik, Dean, Fisher PRODD 19574958 Incentive fee — GP isn't typically available to support management company operations. Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt Fees Fisher, Antolik, Dean, Christ AJ PRODD 1959-1961 Our goal is to get out of the L.P business. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim, Antolik, Dean, Christ, Fisher AJ PRODD 1962-1964 Wants both (business) models side-by-side and combined. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Fisher, Antolik, Dean, Christ PRODD 1965-1967 They can only grow as fast as our assets and they will quickly run out of asset capacity to support fund capital. Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim, AJ, Antolik, Dean, Christ Fisher PRODD 1968-1970 See enclosed - find rate spreadsheet. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim, Al, Antolik, Dean, Christ Fisher PRODD 1971-1973 Layer in GP promote into the monthly cash flows. Conrad Vol. 6 9/2/09 E-mail re Clockwork Cap Mgt Fees Dean Jim PRODD 1974-1975 Not ready to get accounting firm to meet with yet. Conrad Vol. 6 9/25/09 E-mail re Clockwork Documents for your Review Abbe, Rapetti, Fisher, Dean, Podaras, Kraftatty, Peters PRODD 1976-1978 Documents and information being sent at the request of Mr. Discala. Conrad Vol. 6 9/25/09 E-mail re Clockwork email issues solved! Dean PRODD 1979-1980 Computer/e-mail technical issues. N/A. Conrad Vol. 6 10/9/09 E-mail re Clockwork NDA Form Belfie PRODD 1981 Wrong info on form. Conrad Vol. 6 10/8/09 — 10/9/09 E-mail re Clockwork Presentation — Updated Hale AJ PRODD 1982-1984 Discuss best way to pitch presentation. Make sure NDA form is signed by any potential investor. Conrad Vol.6 9/3/09 E-mail re Clockwork Parrish, AL, Al, Dean Fisher PRODD 1985 Fees they expect George to pay. Conrad Vol.6 9/3/09 E-mail re Clockwork AL, Parrish, Al, Dean Fisher PRODD 1986-1988 Not ideal but coinvest may work Problem may come if they roll too much. Defers to Al 17 EFTA01106691 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. II Notes Conrad Vol 6 9/3/09 E-mail re Clockwork Fisher, Al, Al Dean PRODD 1989/990 Coinvest didn't happen and Barry won't cough up money for expenses. Do we question if Barry is really selling our deal? Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Parrish, AJ, Dean PRODD 1991-1992 George may take money off the table - Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Parrish, Dean Rapetti PRODD 1993-1997 George has agreed on all except equity —could be a deal breaker. Conrad Vol. 6 9/3/09 E-mail re Clockwork AL, Parrish, Al, Dean Fisher PRODD 1998.2000 Not ideal but coinvest may work Problem may come if they roll too much. Defers to Al Conrad Vol. 6 9/3/09 E-mail re Clockwork Dean, Fisher, Parrish, Rapetti AJ PRODD 2001-2003 wr LikaenstsidaecaoDzen er calI with all to suggests. discuss. Conrad Vol. 6 9/3/09 E-mail re Clockwork Dean Rapetti PRODD 2004-2006; 2016-2018; Unwise to speak to George. Consider Barry's offer to pay expenses. Conrad Vol. 6 9/4/09 E-mail re Clockwork Dean Fisher PRODD 2007-2010 Go with what they got — charge greater of 3.5bps or actual cost and they pay formation costs. Conrad Vol. 6 9/3/09 E-mail re Clockwork AL, Parrish, Al, Dean Fisher PRODD 2011-15 Not ideal but with coinvest, may work. Problem may come if they roll too much. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Dean Rapetti PRODD 2019-2023 Tried to balance ups and downs. "we just need to get going." Conrad Vol. 6 9/4/09 E-mail re Clockwork Fisher Dean PRODD 2024-2026 "What's your gut telling you to do?' Conrad Vol. 6 10/2/09 E-mail re Clockwork Peters; AJ Podaras PRODD 2027-2029 Over 3Im is in of the 40.6. Have filler from Banyon if needed. Following-up on wires. Conrad Vol. 6 9/3/09 E-mail re Clockwork Al, Fisher, Parrish, Dean Rapetti PRODD 2030-2036 Are 50/50 with George. 18 EFTA01106692 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Modification needed. Co- invest is hot button. Conrad Vol. 6 10/2/09 E-mail re Clockwork PRODD 2037-2039 Need to send Mrs. Podaras balloons from Dean re we borrowed her husband for 18-hours a day for the past 3 weeks. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Parrish, Dean Rapetti PRODD 2040-2043 Jerry is going back to George on the co-invest issue. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Parrish, Dean Rapetti PRODD 20442051 George has agreed to everything except the equity. This is a deal maker or breaker. Conrad Vol. 6 10/6/09 E-mail re Club Returns Al; Dean VonAllmen PRODD 2052 Attached worksheet that calculates investors returns and our returns in the Club. On I2M funding, we give investor a 62% IRR and we make 4.2mm. Conrad Vol. 6 10/7/09 E-mail re D3 Presentation Cover II Al, Dean, VonAllmen PRODD 2053-2056 Is this better? More dynamic. Dean responds it is cool, but let's do it the wa AJ wants. Conrad Vol. 6 10/7/09 E-mail re D3 Presentation Cover III... Dean PRODD 2057-2058 He likes it. Conrad Vol. 6 10/12/09 E-mail re D3 Summary of Terms Mazzeo, Al, Dean; lou®palmcapitaladvisors VonAllmen PRODD 2059 Comments on SOT - Suggests name change away from D3 to 425 or 1009A. Investors will be making 15% annually. Conrad Vol. 6 9/14/09 E-mail re Edit 4-September Liz Friedland, Parrish, Dean; Al PRODD 2060 (Nothing attached). Charts with chan es. Conrad Vol. 6 8/26/09 E-mail re Email working? Dean PRODD 2061 Email is working well. Conrad Vol. 6 10/3/09 E-mail re Final Loan Agreement Mazzeo, Preve; Podaras, VonAllmen, Dean, Levin, Al Rothstein PRODD 2062; 2066-2067; "Gotta love a group of business people that apparently never sleep — clearly never stop until the 19 EFTA01106693 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes job is done —" Dean responds he looks forward to raising more cap. Conrad 10/3/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, Mazzeo PRODD Made changes to Vol. 6 VonAllmen, DSean, Levin, AJ 2064-2065 yesterday's final loan documents. AJ responds to Bob he appreciates his firm's hard work. Conrad 10/5/09 E-mail re Final Loan Agreement Mazzeo; Rothstein, Podaras, Preve PRODD No problems with any Vol. 6 VonAllmen, Dean, Levin, AJ 2068-2069 changes he made — okay to use fax signature pages. Conrad 10/5/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, Mazzeo PRODD Will coordinate forwarding Vol. 6 VonAllmen, Dean, Levin, AJ 2070-2071 of original closing dots. Conrad 9/23/09 — E-mail re Fund Dean, Sutton, Fisher PRODD Sending all documents re Vol. 6 9/25/09 2072-2075 our fluid. Conrad 10/3/09 — E-mail chain re Fred Drasner Al Rapetti PRODD Fred is a friend of his who Vol. 6 10/4/09 2076-2080; 2081-2086; is always looking for a good deal. Very liquid. Former owner of N.Y. Daily News and Washington Redskins. Could make large investment in Clockwork. Follow-up emails are scheduling meeting Fred by group. Conrad 10/9/09 E-mail re Fwd Wire AJ; Dean Podaras PRODD Is 50k short; received VOL 6 2087-2091 1.9m. Need to fill gap. Conrad 10/9/09 E-mail re Fwd Wire AJ; Dean Podaras PRODD New deals funding dates. Vol. 6 2092-2094 Creating another D3 entity with new bank accounts. Conrad VOL 6 10/10/09 E-mail re Happy your not hear sic More for me! Podaras; Dean AJ PRODD 2095 Conrad 10/1/09 E-mail re Important information Dean PRODD Change AJ's flight to the Vol. 6 for your upcoming trip 2096-2097 Bahamas for tomorrow. Conrad 10/12/09 E-mail re Investment Doug Mhaack5 ["Buddy"] PRODD Mr. Halle is very liquid. Vol. 6 2098-2099 Meeting Ivan Rodriguez 20 EFTA01106694 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description From Bates Nos. Notes (baseball player) for lunch re investing. Doug responds they can meet at his house. AJ comments "this will eventually sell itself.," Conrad Vol. 6 10/12/09 E-mail re Investment VonAllmen; Dean AJ PRODD 2100-2102 Agrees on D3. Help from investors would be great for these nick ones. Conrad Vol. 6 9/28/09 E-mail re Latest version of Clockwork Presentation 9/28/09 Dean PRODD 2103-2104 Good. Nice job, Liz. Conrad Vol. 6 10/7/09 E-mail re Logo Samples for your review Al, Dean VonAllmen PRODD 2105 Liz to choose the logo — he doesn't care. Conrad Vol. 6 10/7/09 E-mail re Logo Samples for your review VonAllmen, Dean Al PRODD 2106-2107 LLC has been formed and working on operating agreement, Conrad VOL 6 10/11/09 — 10/12/09 E-mail re Misc. AJ; Dean VonAllmen PRODD 2108-2110 Scott is very upset w/people saying they can fund and they don't. We must tell him the truth about deadlines. He thinks we are scaring people away by offering such outrageous returns. Dean responds the numbers come from Frank, not him. VonAllmen responds Scott was upset with Barry, not them. Al responds everyone needs to get on the same page. Conrad Vol. 6 9/16/09 — 10/1/09 E-mail re More on Nova Al, Dean Parrish PRODD 2111-2112 Darren Tymchyshyn think these people are very bad. Nova is a very sh-tty bank. Dcan asks Parrish if he is raising any cash. Conrad Vol. 6 10/6/09 — 10/9/09 E-mail chain re New York Rapetti; Mazzeo, Dean AJ PRODD 2113-2119 Results of meeting with Fred Drasner — his questions. 21 EFTA01106695 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 10/4/09 E-mail re Office Dean AJ PRODD 2120-2128 Square footage needed for office. Costs. Conrad Vol. 6 10/9/09 E-mail re Out Outlined all 4 deals VonAllmen; Dean AJ PRODD 2129 One date to complete all four deals. Conrad Vol. 6 10/13/09 E-mail re Razorback Documents I Dean, Al Hale PRODD 2130-2131 Documents received. Conrad VOL 6 10/10/09 E-mail re [blank] AJ Podaras PRODD 2132-2136 Ask Rothstein for bank activity documents and discuss office space. Conrad Vol. 6 9/29/09 E-mail re Revised Summary of Terms Mazzeo, et al. AJ PRODD 2137 Comments on changes. Not changing management fee. Need to clarify we are taking expenses plus 4.85% of profit post 20% APR. Conrad VOL 6 E-mail re PRODD Conrad VOL 6 E-mail re PRODD Conrad Vol. 6 9/29/09 E-mail re Revised Summary of Terms Mazzeo, et al AJ PRODD 2138 In other words, 20% pref on debt — not bad. Conrad Vol. 6 10/5/09 E-mail re Scott AJ, Dean VonAllmen PRODD 2139 Met with Scott. Asks if you can raise $48 million next week and $60 million the following week? AI responds "depends on the economics." Conrad Vol. 6 10/6/09 E-mail re Single Deal AJ; Preve Rothstein PRODD 2140-2141 Has a single deal on a sex harassment case he just settled. Sexual assault on girl just turned 18 — was a minor when attack occurred. She is giving up huge money — wants attacker out of her life. Deal is fund 18m, Roi 12m, 6 months. AJ responds he needs a funding date and 22 EFTA01106696 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes paperwork. Conrad Vol. 6 9/4/09 E-mail re Status with Comments Fisher, AJ, Dean PRODD 2142.2143 Answers to deal questions. Conrad Vol. 6 9/29/09 E-mail re Subscription Agreement Mazzeo, et al. AJ PRODD 2144-2145 George has agreed to deal. Needs legal team to send documents. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Mazzeo, et al. AJ PRODD 2146-2148 There is no collateral account — it is going to be cash. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Peters, Mazzeo, et al. Dean PRODD 2149-2152; 2161-2169; Loan is $32m. George 20% and Razorback 80%. References to bulls and heifers. Conrad Vol. 6 9/28/09 — 9/29/09 E-mail re Revised Summary of Terms — Final Revisions AJ, Mazzeo, et al. Peters PRODD 2153-2155 All monies are cash in one form or another. Issue is what accounts the cash goes into. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Mazzeo, Al, et al. Jeff Berman PRODD 2156-2160 Marked version of SOT. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions i Mazzeo, et al. AJ PRODD 2170-2172 First page of settlement agreement has whistleblower act case re defendant denies all liability — may provide guidance on qui tam. Conrad Vol. 6 10/8/09 E-mail re Technology Proposals for Clockwork AJ, VonAllmen, Dean Podaras PRODD 2173.2177 Mr. McCarthy conference call. Conrad VOL 6 9/29/09 E-mail re Terms AJ Dean PRODD 2178-2181 Send dots. Conrad VOL 6 10/5/09 E-mail re Today Rapetti, AJ; Dean AJ PRODD 2182 Dinner. Conrad Vol. 6 10/7/09 E-mail re Updated Clockwork Presentation AJ, Liz, Dean, Friedland VonAllmen PRODD 2183-2187 D3 Capital Club presentation. Conrad Vol. 6 10/3/09 E-mail re Wire Reference Number for $1.5mm and $500k Fitzgerald Dean PRODD 2188-2189 Fisher's $1.5 and Price's $500k. Conrad Vol. 6 10/1/09 E-mail re [blank] Dean Al PRODD 2190 "Keep raising bro. Were jamming" — Dean responds "Fm working on it." Conrad 10/2/09 E-mail re [blank] Fisher Dean PRODD TD buying Commerce 23 EFTA01106697 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 2191-2192; 2195-2196 Bank causing issues with wires. Chris said ok to put him on account. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 2193-2194 Wiring 3mm. Still needs to deal with larger Clockwork issues. Conrad 10/5/09 E-mail re [blank] AJ Dean PRODD Tickets or Passes? Vol. 6 2197-2200; 2204-2207; Conrad Vol. 6 10/9/09 E-mail re [blank] AJ Fisher PRODD 2201 CS has a group that likes to lend against litigation assets. They like 12% returns but may go lower. Conrad Vol. 6 10/9/09 E-mail re [blank] Fisher; Dean Al PRODD 2202-2203 Great resolving everything yesterday. Still going 1000 miles an how. Conrad 10/9/09 E-mail re [blank] Fisher Dean PRODD He is not stepping on toes. Vol. 6 2208-2211 All cap providers are needed. 90-day slot schedule. Conrad 10/9/09 E-mail re [blank] AJ; Dean Fisher PRODD Give me directions or task. Vol. 6 2212-2213; Happy to roll up sleeves. 2218-2231; Conrad 10/9/09 — E-mail re [blank] AJ, Dean Brent Hale PRODD Thrilled to introduce his Vol. 6 10/10/09 2214-2215; 2232-2235; rolodex of high net worth investors. Conrad 10/10/09 — E-mail re [blank] Al Dean PRODD Office space. N/A. Vol. 6 10/11/09 2216-2217 Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 2236-2237 "You can assure your investors that my credibility with my family and father is everything. Doug will be on the flow of monies trust me." Conrad Vol. 6 10/10/09 E-mail re [blank] Podaras, Dean, VonAllmen Al ' PRODD 2238.2239 Bank activity requested — office space. Conrad 10/11/09 E-mail re [blank] Al; VonAllmen, Podaras, Rothstein PRODD Will take care of office Vol. 6 Preve, Dean 2240 space and will have 90-day chart later today. 24 EFTA01106698 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date [ Description I To From I Bates Nos. I Notes Conrad Vol. 6 10/11/09 E-mail re [blank] Al; VonAllmen, Podaras, Preve, Dean Rothstein PRODD 2241 Finished meeting with qui tam attorneys. Will have 30,60 & 90-day projections in the morning. Will have capital needs on a week-b -week basis. Conrad Vol. 6 10/12/09 E-mail re [blank] Hale PRODD 2243 Send me all info re funding due diligence re Razorback. Dean, Al Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 2244 Only Dean and Podaras on account. Conrad Vol. 6 10/8/09 E-mail re [blank] Podaras, Mazzeo; Dean Al PRODD 2245-2246 All doing everything they can. Dean is emptying his liquidity — send wire info to him. Conrad Vol. 6 10/8/09 E-mail re [blank] Mazzeo; Dean Podaras PRODD 2247-2248 Wires need to go to RRA's Account, not Razorback's. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 2249 Will wire 3mm. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 2250-2251 Still need to deal with larger Clockwork issues. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 2252-2253 Call to discuss if Dean's dad is interested in giving his thoughts. Conrad Vol. 6 10/3/09 E-mail re [blank] AJ, Dean PRODD 2254; 2257-2258; Need Kirshenbaum number. Conrad Vol. 6 10/8/09 E-mail re [blank] Stuart Katzoff; dean Al PRODD 2255-2256 Will pay $5k for 2 seats for Dean's parents charity event Conrad Vol. 6 10/4/09 E-mail re [blank] Al Dean PRODD 2259-2260 Agrees with Scott that better to office in Scott's building than Banyon's. Conrad Vol. 6 10/4/09 E-mail re Re-Formatted Spreadsheet Al; Dean liZ@CIOCkWOrk PRODD 2261-2262 Formatted to one page - Settlement spreadsheet amounts over 5 months. Conrad Vol. 6 9/15/09 E-mail re Revised Overview Al, Dean jim®clockwork PRODD 2263 n/a. Conrad 9/29/09 E-mail re Revised Summary of Al; Peters, et al. Mazzeo PRODD Changes made to SOT 25 EFTA01106699 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. 1 Notes Vol. 6 Terms 2264-2303 attached. (many pages unintelligible). Conrad Vol. 6 9/29/09 E-mail re Subscription Agreement AJ; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 2304 Initial Draft re purchase membership interests in Razorback Funding. Conrad Vol. 6 9/22/09 — 9/23/09 E-mail re Summary of Terms AJ, Jim, Mazzeo; Berman, Mazzeo Roman PRODD 2305-2308 Two SOTs — one for PE fund, the other for hedge fund. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions. Subscription Agreement AJ; Peters, Liz, Jim, et al. Mazzeo PRODD 2309-2316 Will be finalized and sent to prospective investors today. Conrad VOL 6 10/10/09 E-mail re [blank] Brent Hale Dean PRODD 2317-2318 Looking forward to having you on board with us. Conrad VOL 6 9/29/09 E-mail re Summary of Terms — Final Revisions Peters, Mazzeo; AJ, Liz, Jim, et al. Dean PRODD 2319 N/A. Conrad Vol. 6 10/7/09 E-mail re Updated Clockwork Presentation VonAllmen, AJ, Dean; Friedland Liz ©clockwork PRODD 2320 Updated to include VonAllmen's bio. Working on logos. Conrad Vol. 6 10/2/09 E-mail re Wire Reference Number for $1.5mm and $500K AJ, Dean; Fisher Fitzgerald PRODD 2321 Fed Ref #s for Fisher's $1.5 and Price's 500K. Conrad Vol. 6 6/29/09 E-mail re [EPAM Systems] A new file has been uploaded Basecamp Admin, et al. van Belle PRODD 2322 LOGO design instructions. Conrad Vol. 6 6/29/09 E-mail re [EPAM Systems] New rules Kretschmar Lenard PRODD 2323-2324 Milestones will be defined for every goal to be met. Conrad Vol. 6 6/29/09 E-mail re [EPAM Systems] Your account has been created Kretschmar Lenard PRODD 2325 Conrad VOL 6 9/18/09 E-mail re AJ is at Mesiter Selig and will call you shortly Kaplan Kretschmar PRODD 2326 Conrad VOL 6 10/1/09 E-mail re Banyon Payment VonAllmen Kretschmar PRODD 2327 Due today or tomorrow? Conrad Vol. 6 7/22/09 E-mail re Call Dean Kretschmar Julia Smith Prijatel Kretschmar PRODD 2328 Conrad Vol. 6 9/28/09 E-mail re Cell bill Strasser Kretschmar PRODD 2329-2393 $1,537.43 — contains call details for ICretschmar's phone #s for 4/29/09- 5/28/09 Conrad 9/29/09 E-mail re Clean Updated Strasser Kretschmar PRODD 26 EFTA01106700 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes Vol. 6 Version of My Response to Kris 2394 Conrad Vol. 6 10/5/09 E-mail re D Squared Kaplan Kretschmar PRODD 2395 Can we get docs finished and signed today? Conrad VOL 6 10/5/09 E-mail re Dinner on next Monday night VonAllmen Kretschmar PRODD 2396 With Fred Drasner, AJ. Conrad Vol.6 9/17/09 E-mail re Fw Clockwork deck VonAllmen; Rapetti; Kretschmar PRODD 2397-2412; 2413-2428; Clockwork Capital Presentation Conrad VOL 6 10/1/09 E-mail re Fw Clockwork/Razorback Funding Documents Kretschmar PRODD 2429-2506 Attached settlement funding docs: 1 - transaction flow description; 2-flow chart; 3-summary of investment terms; 4-subscription agreement; 5-operating agreement. Conrad VOL 6 10/1/09 E-mail re Fw Final Revised Documents Kretschmar PRODD 2507-2594 Attached is $32M raise. Currently have 24M "with my dad at 16M." Conrad VOL 6 9/15/09 E-mail re Fw Revised Overview AJ, Dean PRODD 2595 Conrad Vol.6 10/6/09 E-mail re Fw Wiring Acknowledgement —Different than last time Strasser Kretschmar PRODD 2596-2599 Wiring into actual account. Conrad Vol. 6 10/1/09 E-mail re Investment Deal Strasser Kretschmar PRODD 2600-2646 Attached Razorback settlement funding docs: flow chart, summary of investment terms, operating agreement. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Jim Kretschmar PRODD 2647-2648 Nice job yesterday. Where are incentive fees? Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Jim, Antolik, Christ, Fisher Kretschmar PRODD 2649-2650 Increase of $25MM each month — did we agree to get $50MM of new capital each month? Conrad Vol. 6 10/5/09 E-mail re Today AJ, Al, Kretschmar PRODD 2651 Getting together for dinner. Conrad Vol. 6 10/1/09 E-mail re [blank] Dean AJ PRODD 2652 Call when you wake — don't forget AD wire, send 27 EFTA01106701 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes dots to your bro & sis. Conrad Vol. 6 12/8/08 E-mail re HF site Kretschmar PRODD 2653 new research site on hedge funds: hf-implode.com Conrad 5/18/09 E-mail re # for Scott Rothstein Dean I. VonAllmen (Mom) PRODD Phone numbers. Vol. 6 2654 Conrad 5/24/09 — E-mail re Its Dean Bekkedam Kretschmar PRODD Waiting on reply to his Vol. 6 5/25/09 2655-2656 raise from $7.5 million to $8 million investment. Money managers pay him a commission for bringing business to them. When does his interest start on his investment? Barry responds to Dean: there is a 1% fee on capital he brings, $8m all set, interest paid I/41y. Conrad Vol. 6 6/4/09 E-mail re fwd [blank] VonAllmen Barry PRODD 2657-2658 Article on checking background of financial managers. They used a former Secret Service Agent to check on Scott, George and everyone in George's office. In the process of doing an even more elaborate investigation to monitor Banyon. VonAllmen forwards e-mail to Dean. Conrad 6/5/09 E-mail re Banyon Draft 3 Parrish PRODD Banyon Income Fund, LP Vol. 6 2659-2663 — Opportunity, Investment Strategy, etc. Conrad Vol. 6 6/8/09 E-mail re our most popular offer ends soon Dean American Airlines PRODD 2664.2665 N/A - junk. Conrad Vol. 6 6/8/09 E-mail re this is a big secret Dean I. Vonallmen PRODD 2666 "Do not mention what I told you. Barry has not asked her yet..mom." Conrad 6/8/09- E-mail re travel schedule on Dean I. VonAllmen PRODD Family time. Vol. 6 6/9/09 Linda Lou 2667-2678 28 EFTA01106702 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. Notes Conrad Vol. 6 6/12/09 E-mail re Investors for Eil Wahrsager PRODD 2679-2680 Lists names. AJ forwards email to Dean fyi. clockwork Conrad Vol. 6 6/12/09 E-mail re Fw bios — long and short Dean PRODD 2681-2696; 2698-2707; 272302732 Plus new logos. Conrad Vol. 6 6/13/09 E-mail re WR Dean VonAllmen PRODD 2697 Don't say "hedge funds" — call it "diversified" strategies or securities. Conrad Vol. 6 6/14/09 E-mail re clockwork Christ PRODD 2708-2710; 27I3-2716; Revised pitch book and created a structure diagram. AJ forwards email to Goodman and ICretschmar. Conrad Vol 6 6/14/09 E-mail re Weds Dinner Eli Wahrsager PRODD 2711 Henry wants to meet and plan European road show. Very confident he can raise at least $250m. AJ forwards email to Dean. Conrad VOL 6 6/14/09 E-mail re Nantucket trip will be open Dean I. VonAllmen PRODD 2712 vacation Conrad Vol. 6 6/15/09 E-mail re [blank] Kretschmar PRODD 2717-2721 Call in to meeting by Peter Krupp, Partner, Skadden Arps. Conrad Vol. 6 6/15/09 E-mail re [blank] Andrew J. O'Connell; Dean PRODD 2722 Need to do a deep dive into Rothstein and Levin. Conrad VOL 6 6/17/09 E-mail re Hello from St. Thomas Parker; Dean Daswani PRODD 2733-37; 2740; Selling watches and Jewelry. Conrad VOL 6 6/17/09 E-mail re trip and Saint Louis Dean VonAllmen PRODD 2738-2739 Work it out with Barry and I will get you credit for the contacts. Conrad Vol. 6 6/17/09 E-mail re [blank] Dean, Christ PRODD 2741 You guys are going to be in business together, might as well meet since your both in LA tomorrow. Conrad Vol. 6 6/19/09 E-mail re AA Advantage Dean American Airlines PRODD 2742-2751 N/A —junk. 29 EFTA01106703 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 6/22/09 E-mail re Fwd CCF-I Options AJ Lupo PRODD 2752-2753 Logo re-designs. Conrad Vol. 6 6/24/09 E-mail re SPAM Fw Hedge Funds Contacts Dean AJ PRODD 2754-2757 Contact info. Conrad Vol. 6 6/24/09 E-mail re Hedge Funds Contacts Dean AJ PRODD 2758-2759 Can stack board of Clockwork with heavy names. Conrad Vol. 6 6/25/09 E-mail re Allen West for Congress Newsletter (numerous) VonAllmen PRODD 2760-2763 N/A —junk. Conrad Vol. 6 6/25/09 E-mail re Fw Banyon Dean, Rapetti AJ PRODD 2764-2765 Need name of person marketing on Scott's behalf. Conrad Vol. 6 6/29/09 E-mail re things Al Rapetti PRODD 2766-2767 Guys from Logic very interested in Banyon and have committed 100 mill. able to raise 500 mill+ for a fund. Rothstein acknowledged that his cases are legalized extortion. Al has put together a first class fund. AJ forwards email to Dean. Conrad Vol. 6 7/1/09 E-mail re SPAM re things Dean AJ PRODD 2768-2769 As close to extortion as you can get — but it is supposedly legal. Conrad Vol. 6 7/1/09 E-mail re SPAM re things AJ Dean PRODD 2770-2776 "If Scott Rothstein did that to me I would be bloody pissed." Al responds that Scott is making 20 high powered people a month very pissed. Conrad VOL 6 7/1/09 E-mail re Fwd CCF-2 DECK AJ PRODD 2777 Conrad Vol. 6 7/1/09 E-mail re Fwd Task List 2 Dean AJ PRODD 2778-2782 Revised task list Conrad Vol. 6 7/1/09 E-mail re Fwd Draft 3 Clockwork Overview Dean AJ PRODD 2783-2786 Attached. Conrad Vol. 6 7/1/09 E-mail re [blank] Dean AJ PRODD 2787-2788 with George — suit? 30 EFTA01106704 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. II Notes Conrad Vol 6 7/2/09 E-mail re Contracts Belle; Dean Tarkanyi PRODD 2789-2804 Attached software development services master terms & conditions between Group One Capital LLC and EPAM Systems Inc. Conrad Vol. 6 7/2/09 E-mail re Address Dean Rovin PRODD 2805-2807 Need mailing address. Conrad Vol. 6 7/10/09 E-mail re this is what we arc dealing with AJ Parrish PRODD 2808-2809 Article on Sen. Ensign money to mistress. AJ responds "Let's just make sure we are the tightest ship in the game." Conrad Vol. 6 7/16/09 E-mail re lawyer and firm indicted for theft Dean Al PRODD 2810-2812 Article re "Another Bad Lawyer Steals from Clients". (Steve Rondos). Conrad VOL 6 7/21/09 E-mail re Updated Logo Dean Al PRODD 2813-2815 Clockwork logo Conrad VOL 6 7/21/09 E-mail re Summary Document of Salient Points AJ, Jacqui Maduneme PRODD 2816-2817 Selling an asset class and management team independent of Banyon. Duties of Clockwork and Banyon. Conrad VOL 6 7/20/09 E-mail re Invoice #1026 PRODD 2818-2820 Boat. N/A. Conrad VOL 6 7/21/09 E-mail re Invitation AJ Vithanage PRODD 2821-2825 Sri Lanak Investment Forum. N/A. Conrad VOL 6 7/22/09 E-mail re Crime Policy for Starters AJ Taubin PRODD 2826-2827 Items needed for insurance. Conrad Vol. 6 7/23/09 E-mail re Clockwork Dean AJ PRODD 2828-2850 New logo. bank accounts Cayman feeder. "I hope Harry doesn't try anything funny." Conrad VOL 6 7/23/09 E-mail re Meeting with George Dean AJ PRODD 2851-2853 Review attached for your eyes only — Proposed business partnership with Clockwork. Conrad VOL 6 7/23/09 E-mail re Fwd Business Cards Dean AJ PRODD 2854-2856 Temporary and permanent cards. 31 EFTA01106705 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 7/27/09 E-mail re Fwd Double Dockage VonAllmen PRODD 2857 Boat is double booked in Nantucket and New York. Is dean going to use the boat? Conrad Vol. 6 7/27/09 E-mail re Invoice #1026 Todd Dean Todd Beckman PRODD 2858-2859 N/A. Boat. Conrad Vol. 6 8/4/09 E-mail re Discount Settlements Dean Al PRODD 2860-2867 Another group came to me about the product directly today. Conrad Vol. 6 8/4/09 E-mail re Fw Banyon — Clockwork Brief Dean Al PRODD 2868-2874 Call after your review — Summary of work performed to date. Conrad Vol. 6 8/6/09 E-mail re change of beneficiary Salgado; Dean Al PRODD 2875-2882 Personal info on Dean that Salgado needs. Conrad Vol. 6 8/7/09 E-mail re Notification of Disposition of Collateral Dean Al PRODD 2883-2885 It's your brother. I'm a fighter and a winner. We have a lawsuit against 3 parties on contingency. Conrad Vol. 6 8/8/09 E-mail re Rothstein Mom & Doug Dean PRODD 2886-2888 Make sure you are very careful what you say around Rothstein. He may be recording everything. He looks for people that have problems. This is his business. "Be very careful with this guy." Conrad Vol. 6 8/9/09 E-mail re [blank] Al Jeff Burde PRODD 2889-2890 Banyon missed/overlooked very fundamental issues both legally and structurally that would expose Clockwork management and potential investors to unacceptable risk. Conrad Vol. 6 8113:09 E-mail re [blank] Dean AJ PRODD 2891 No signed term sheet from George or Barry yet. Capital call needed. Be prepared to wire money in am. 32 EFTA01106706 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. [ Notes Conrad Vol. 6 8/14/09 E-mail re Banyon Documents Antolik, Dean AJ PRODD 2892-3008 Confidential Offering Memorandum with exhibits/attachments. Conrad Vol. 6 8/14/09 E-mail re Fwd Banyon Policy Antolik, Dean Al PRODD 3009-3054 Insurance team working on attached Chubb policy. Conrad Vol. 6 8/14/09 E-mail re Fw Meet Today? Antolik, Dean Al PRODD 3055-3058 Attached due diligence list, 7/19/09 Evolving Due Diligence — Clockwork Project — (Follow the Cash!) Conrad Vol. 6 8/14/09 E-mail re Fw Proten — Additional Information Dean Al PRODD 3059-3068 Earn All 5/31/08 Investor spreadsheet. Conrad Vol. 6 8/17/09 E-mail re Proten — Additional Information Dean Al PRODD 3069-3071 Insurance is great but we need to do some real due diligence on the characters in this — places more value in our own detective work. Conrad Vol. 6 8/18/09 E-mail re Meeting Frank Preve Al PRODD 3072-3076 Agenda for meetings with Frank, Mike and Scott. Conrad Vol. 6 8/18/09 E-mail re HEV — Term Sheet Howard, Manny Anthony Castano PRODD 3077-3080 Ready to execute HEV loan term sheet. AJ responds finally, it only took 5 months longer than expected. Conrad Vol. 6 8/18/09 E-mail re Overview Dean Al PRODD 3081 fyi — Jefferies Caim Overview. Conrad Vol. 6 8/18/09 E-mail re Fw Collateral Assignment for Dean Dean Al PRODD 3082 fyi - see attached (nothing attached). Conrad Vol. 6 8/19/09 E-mail re Fw Revised BevMax Engagement Letter Dean Al PRODD 3083 Lawyers comments. Conrad Vol. 6 8/19/09 E-mail re Fw Enerl Engagement Letter Dean Al PRODD 3084-3094 Corporate finance representative. Conrad Vol. 6 8/18/09 E-mail re [blank] Al; Dean Robin Shapiro PRODD 3095-3097 Directions to office for meeting. Conrad Vol. 6 8/19/09 E-mail re Fw Barry Dean Al PRODD 3098 Rapetti flying in tomorrow with Barry, Larry and Todd. Conrad 8/19/09 E-mail re [blank] Al Marc Taubin PRODD Want to take over as 33 EFTA01106707 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 3099-3101 broker of record. Attached general presentation PowerPoint (not attached). Conrad VOI. 6 8/19/09 E-mail re Fw Invoice $122.5 Dean Al PRODD 3102 Conrad Vol. 6 8/19/09 E-mail re Fw LOI V5 Christ, Fisher, Antolik, Dean, Parrish Al PRODD 3103-3116 Clockwork's LOI to Banyon with due diligence list. Conrad Vol.6 8/20/09 E-mail re Wiring Instructions Dean Al PRODD 3117 TD Routing. Conrad Vol. 6 8/20/09 E-mail re Clockwork email Christ, Antolik, Dean, Fisher; AJ canvas; Al clock PRODD 3118-3122 Email addresses. Conrad Vol. 6 8/21/09 E-mail re Hutchinson & Steffen Fisher, Antolik, AJ, Jim, Christ, Dean PRODD 3123-3125 Get a lawyer to resolve insurance binder issues. Conrad Vol. 6 8/21/09 E-mail re Hutchinson & Steffen Antolik, AJ canvas, AJ clock, Jim, Christ, Dean Fisher PRODD 3126-3129 Need a tier one law firm to handle issues. Conrad Vol. 6 8/21/09 E-mail re Hutchinson & Steffen Dean, Antolik, AI canvas, AJ clock, Jim, Christ Fisher PRODD 3130-3133 Need someone to be on top of the lawyers that has a world class legal background. Conrad Vol. 6 8/21/09 E-mail re Hutchinson & Steffen Dean Fisher PRODD 3134-3138 Looking forward to getting this closed. Conrad Vol. 6 8/21/09 E-mail re Hutchinson & Steffen Antolik, Fisher, AJ clock, Jim, Christ, Dean Al canvas PRODD 3139-3143 Agrees that a tier I law firm be involved to give investors confidence and comfort in them. Conrad Vol.6 8/21/09 E-mail re Hutchinson & Steffen Fisher, Al canvas, Al clock, Jim, Christ, Dean Antolik PRODD 3143-3147 What Adam states makes sense. Conrad Vol. 6 8/21/09 E-mail re Rothstein Auditor Al canvas, Fisher, Al clock, Jim, Christ, Dean Antolik PRODD 3148 Do we know who Rothstein's auditor is for his firm? Conrad VOI. 6 8/21/09 E-mail re 47k of 122,500 of expenses to be paid back on receipt of reimbursement Dean Al canvas PRODD 3149 Conrad Vol.6 8/21/09 E-mail re [blank] Fisher, Antolik, Dean, Parrish, Christ Al canvas PRODD 3150 Dinner plans tonight. Conrad Vol. 6 8/21/09 E-mail re Wire transfer —Need your response Dean; King Tabar PRODD 3151-3153 Savings account is no more due to Reg U violations. Conrad 8/22/09 E-mail re Hutchinson & Steffen Dean, Antolik. Al canvas, Fisher I PRODD Looking forward to 34 EFTA01106708 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description [ To From I Bates Nos. I Notes Vol. 6 AJ clock, Jim, Christ 3154-3159 meeting Dean's step-father Doug VonAllmen at meeting on Monday. Conrad Vol. 6 8/22/09 E-mail re Meeting with VonAllmen and Raquet Dean; Al canvas, Fisher, Christ, Antolik PRODD 3160-3165 How do you envision the meeting progressing? Conrad Vol. 6 8/22/09 E-mail re Clockwork Presentation Dean Parrish PRODD 3166-3189 Attached presentation for input from Adam and John. Conrad VOI. 6 8/22/09 E-mail re Clockwork Presentation Dean Parrish PRODD 3190-3194 Attached bios. Conrad Vol.6 8/23/09 E-mail re Financial Analysis for George? Dean AJ canvas PRODD 3195-3199 Percentages, earnings, etc. Conrad Vol. 6 8/23/09 E-mail re Financial Analysis for George? Fisher, Antolik, Christ, Dean AJ canvas PRODD 3200-3205 Wants to show George he will make more under our structure and keep confidentiality. Conrad Vol. 6 8/23/09 E-mail re Fw [blank] Dean AJ canvas PRODD 3206-3209 Clockwork Draft Checklist attached. Conrad Vol. 6 8/23/09 E-mail re Financial Analysis for George? AJ canvas, Antolik, Christ, Dean Fisher PRODD 3210-3126 Attached tables are generally correct. Percentage rates questions. Conrad Vol. 6 8/23/09 E-mail re [blank] Christ, Fisher, Antolik, Dean AJ Discala PRODD 3217 Dinner at his NY apt. Conrad Vol. 6 8/23/09 E-mail re Financial Analysis for George? Fisher, Antolik, Christ, Dean; Parrish AJ Discala PRODD 3218-3223 10% of GP is no longer — to bring his cost of capital down. Conrad Vol. 6 8/23/09 E-mail re Financial Analysis for George? AJ canvas, Antolik, Christ, Dean; Jim Fisher PRODD 32243229 With coinvest he ends up at same level of profits on a % basis and far more profit 5x. Conrad Vol. 6 8/23/09 E-mail re PowerPoint Antolik, Fisher; Christ, Dean, Jim AJ Discala PRODD 3230 Hotel — flight issues — meetings. Conrad Vol.6 8/23/09 E-mail re PowerPoint Antolik Fisher PRODD 3231-3234; 3235-3251; You can stay in my friend's apartment. Logistics. Conrad Vol. 6 8/23/09 E-mail re Fw [blank] Dean AJ Discala PRODD 3252-3255 Attached Banyon fund rate spreadsheet Conrad Vol. 6 8/23/09 E-mail re PowerPoint Dean AJ canvas PRODD 3256-3258 Revise PowerPoint as he made it sound more like 35 EFTA01106709 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes we are funding the purchase by someone else vs. just buying. Conrad Vol. 6 8/23/09 E-mail re Fw Tomorrow AM Dean AJ Discala PRODD 3259-3261 Topics for meeting in morning. We do not want this to get complicated. Conrad Vol. 6 8/23/09 E-mail re Fw Robin Dean AJ canvas PRODD 3262 Robin would be good for back office. Conrad Vol. 6 8/23/09 E-mail re Fw PowerPoint Dean AJ canvas PRODD 3263.3264 Agrees with changes made. Conrad Vol. 6 8/23/09 E-mail re Fw fyi Dean AJ canvas PRODD 3265 Spent 4 hours with these guys — we are in good shape — we got a good plan. Conrad Vol. 6 8/23/09 E-mail re [blank] Christ, Antolik; Dean AJ Discala PRODD 3266 Need new presentation for Dean to hand to his dad in morning. Conrad Vol. 6 8/23/09 E-mail re [blank] Antolik; Dean AJ canvas PRODD 3267-3268 Regardless of pending revisions, need Conrad Vol. 6 8/23/09 E-mail re [blank] Dean AJ Discala PRODD 3269; 3313-3314; Draft presentation will be ready — it has changes based on meeting with Rothstein. Hoott:Haadd Hol H H244//101 :HAL H HHaatiHit: ::::::::: Hit: HHHH :::::: HJJ HuHH: HHHH::: HHH: DDeesaii Hturririll 11 HH--HH: HH-HH: ..sss.sHini:H HHHH Hss HH HH11 — H.J111 HAHH: l'HH: H : Conrad Vol. 6 8/24/09 E-mail re [blank] Al canvas Dean PRODD 3281-3282 Hopes we have a presentation — are we ready? Conrad Vol. 6 8/24/09 E-mail re Financial Analysis for George? Jim, AJ canvas, Antolik, Christ, Dean Fisher PRODD 3283-3291 Spreadsheet sent. Conrad Vol. 6 8/24/09 E-mail re Financial Analysis for George? Fisher Dean PRODD 3292-3300 Spreadsheet received. Conrad Vol. 6 8/24/09 E-mail re Financial Analysis for George? Parrish, AJ canvas, Antolik, Christ, Dean Fisher PRODD 3301-3312 His numbers are the same as Parrish's. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean AJ canvas PRODD 3315-3316 Send 2 page brief on Banyon Clockwork. Conrad Vol. 6 8/24/09 E-mail re Fw [blank] Dean Al canvas PRODD 3317-3319 Read this (Banyon 36 EFTA01106710 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Clockwork brief). Conrad Vol. 6 8/24/09 E-mail re [blank Dean AJ Discala PRODD 3320-3323 Agrees with Dean's changes to brief. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean AJ Discala PRODD 3324-3326 Funds name is platinum. Conrad Vol. 6 8/24/09 E-mail re Draft Presentation Dean; AJ Discala, Antolik Christ PRODD 3327 Conrad Vol. 6 8/24/09 E-mail re [blank] Parrish, Christ, Antolik, Dean, Fisher AJ Discala PRODD 3337 Need to get master list refined so he can figure out who's doing what. Conrad Vol. 6 8/24/09 E-mail re Fw Checklist AJ, Parrish, Dean, Fisher, Antolik Christ PRODD 3338-3339 Need to refine task list, etc. Conrad Vol. 6 8/24/09 E-mail re [blank] AJ Discala, Parrish, Christ, Dean, Fisher Antolik PRODD 3340 Good idea to get master list refined asap. Target for initial funding date is Oct 1 or Nov I. Conrad Vol. 6 8/24/09 E-mail re [blank] Antolik, Parrish, Christ, Dean, Fisher AJ canvas PRODD 3341-3342 Oct. I is target date. Conrad Vol. 6 8/24/09 E-mail re [blank] Franks email, Dean AJ Discala PRODD 3343 Time for call. Conrad Vol. 6 8/24/09 E-mail re [blank AJ canvas, Jim, Christ, Antolik, Dean; Larry Fisher PRODD 3344-3345 A lot of master items list were done last night. Needs due diligence on money laundering and fiduciary duties for us to verify origin of Defendants' monies, etc. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean, Christ, Fisher, Antolik; Parrish AJ Discala PRODD 3346 Done with 3.5 hr meeting w/Knetzker. Jim was awesome. He truly can sell. Conrad Vol. 6 8/25/09 E-mail re [blank] Fisher, AJ canvas, Jim, Christ, Dean; Larry Antolik PRODD 3347-3351 Need to document what we accomplish and next steps. Conrad Vol. 6 8/25/09 E-mail re [blank] Parrish, Dean AJ Discala PRODD 3352; 3368-3369; 6916; Jot down what you think the gp should look like. has everyone doing it. Conrad Vol. 6 8/25/09 E-mail re Fw Fwd More Stuff on Firm Parrish, Fisher, Christ, Antolik, Dean AJ Discala PRODD 3353-3355; 7496-7497; Fried Frank firm bios. 37 EFTA01106711 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description [ To From Bates Nos. Notes Conrad Vol. 6 8/25/09 E-mail re Draft Presentation for discussion with Doug Antolik, Dean; AJ canvas, Christ, Jim Fisher 1 PRODD 3356-3357 Needs a copy. Conrad Vol. 6 8/25/09 E-mail re Draft Operating Agreement Fisher, Antolik, Dean; AJ canvas, Christ, Larry PRODD 3358; 7498-7502; Attached is (not attached). Conrad Vol. 6 8/25/09 E-mail re Draft Presentation for discussion with Doug Fisher, Antolik, Dean; Christ, Jim AJ Discala PRODD 3359-3360 Send it to everyone. Conrad Vol. 6 8/25/09 E-mail re Draft Operating Agreement Jim, Antolik, Dean; Al canvas, Christ, Larry, Sutton Fisher PRODD 3361 Cc Greg Sutton on this. Conrad Vol. 6 8/25/09 E-mail re Draft Operating Agreement Fisher, Jim, Dean; AJ canvas, Christ, Larry Antolik PRODD 3362-3363 "Clockwork finances the purchase of already settled confidential settlements. The monies are in a secure account at the time of finding." Conrad Vol. 6 8/25/09 E-mail re Draft Operating Agreement Antolik, Jim, Dean; Al canvas, Christ, Larry Fisher PRODD 33643365 Can't finance a purchase until it is settled. Whether this is kosher to say is a whole different issue. Conrad Vol. 6 8/25/09 I E-mail re Fwd [blank] WR, Dean, AJ clock VonAllmen PRODD 3366-3367 Lev interested in both deals. Conrad Vol. 6 8/25/09 E-mail re Fw LOI I Parrish, Dean, Christ, Antolik AJ canvas PRODD 3370-3371 Draft - did I miss anything? Conrad Vol. 6 8/26/09 E-mail re Fw LOI Parrish, Dean, Antolik, Christ AJ canvas PRODD 3372-3373 Final LOI. Conrad Vol. 6 8/26/09 E-mail re Fwd Fw Ban on 1030- 32 LLC — Pol Parrish, Fisher, Antolik, Dean, Christ AJ Discala PRODD 3374-3381 Insurance policy endorsement that covers Rothstein. Conrad Vol. 6 8/25/09 E-mail re LOI Preve Fisher PRODD 3382 Apologizes for delay in getting doc to him. Conrad Vol. 6 8/25/09 E-mail re LOI Dean AJ Discala PRODD 3383-3385 LOI is now final. Conrad Vol. 6 8/26/09 E-mail re Checklist Dean Christ PRODD 3386-3387 Christ went to school with Mike Manlin in St. Louis. Conrad Vol. 6 8/26/09 E-mail re Fw 711 Fifth Avenue Sublease Dean AJ Discala PRODD 3388-3405 Final executed copy of sublease between RBC Capital Markets and Clockwork Capital. Conrad 8/26/09 E-mail re Draft Operating Fisher, Jim, Dean; Al Antolik PRODD Great point re Can't finance 38 EFTA01106712 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes Vol. 6 Agreement canvas, Christ, Larry 3406-3408 a purchase until it is settled. Conrad Vol. 6 8/26/09 E-mail re If u can do half now that be great. Half tomorrow after does done. Thx. Call when can Dean AJ Discala PRODD 3409-3411 AD capital — TD Bank. Conrad Vol. 6 8/26/09 E-mail re Fw [blank] Dean AJ Discala PRODD 3412-3414 Play with these numbers (attached spreadsheet) ownership %, SU. Conrad VOL 6 8/26/09 E-mail re Fwd Dean Kretschmar letter PRODD 3415-3416 Print attached letter on WR Capital letterhead by Walter Raquet re Dean's employment. Conrad Vol. 6 8/26/09 E-mail re Fw Accepted 10:00 AM EDT Clockwork Conference Call Dean AJ Discala PRODD 3417; 3419-3424; Conrad VOL 6 8/27/09 E-mail re New address [blank] Diane Barnett PRODD 3418 Conrad Vol. 6 8/27/09 E-mail re Conversation at lunch today with FP Dean LVonAllmen (Mom) PRODD 3425 Tell FP this is very confidential. Conrad Vol. 6 8/26/09 E-mail re Accepted 10:00 AM EDT Clockwork Conference Call Dean AJ Discala PRODD 3426-3429 Getting an office Monday — is pumped! Conrad Vol. 6 8/26/09 E-mail re Fw New Bus Card from Liz Fisher, Dean, Parrish, Christ, Antolik AJ Discala PRODD 3430-3438 Conrad VOL 6 8/27/09 E-mail re [blank] Dean Lundy PRODD 3439 Meet in NYC 915. Conrad Vol. 6 8/27/09 E-mail re [blank] Dean, Christ, Bellamor AJ Discala PRODD 3440 Trouble with call in. Conrad Vol. 6 8/27/09 E-mail re [blank] Ballamor, Dean, Christ AJ canvas PRODD 3441 Call in #. Conrad Vol.6 8/27/09 E-mail re [blank] Dean AJ Discala PRODD 3443.3445 54 of the money will go out. Conrad Vol.6 8/27/09 E-mail re [blank] Dean, Christ, Fisher, Peters AJ Discala PRODD 3446-3447 Running 10 minutes behind. Conrad Vol. 6 8/27/09 E-mail re Banyon Proposal AJ canvas, Fisher Rovin PRODD 3448.3449 Proposal reflects conversation with George. Conrad Vol. 6 8/27/09 E-mail re Questions AJ clock; Dean VonAllmen PRODD 3450 Has list of investors. What amount do they need to 39 EFTA01106713 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. [ Notes qualify? To pay referral, need person with a securities license? Can investment be made without fees? Conrad Vol. 6 8/28/09 E-mail re George AJ canvas Ravin PRODD 3451-3453 George is thinking about it over the weekend. Conrad Vol. 6 8/28/09 E-mail re [blank] Dean, Liz AJ Discala PRODD 3454 Get in touch with our new office manager and graphic designer re your bio. Conrad Vol. 6 8/28/09 E-mail re Kids Trusts Dean, Steurer, Strasser, Ann VonAllmen David VonAllmen PRODD 3455-3456 Paying taxes for trusts. All money locked up in RBC. Conrad Vol. 6 8/29/09 E-mail re Revised Presentation Dean Liz Friedland PRODD 3457-3476 Clockwork Capital Presentation PowerPoint. Conrad Vol. 6 8/30/09 E-mail re Revised Clockwork Presentation Fisher, Parrish, Christ, Dean; Antolik AJ Discala PRODD 3477-3485 Needs their comments asap. Messaging needs to be a lot clearer. Conrad Vol. 6 8/30/09 E-mail re Pitch Book Liz email, Fisher, Antolik, Christ; Dean, Parrish AJ Discala PRODD 3486 Liz did all the work in one night Conrad Vol. 6 8/31/09 E-mail re Revised Clockwork Presentation Antolik; Dean AJ Discala PRODD 3487-3491 This is going to be a great thing for all involved. Start copying Mr. V on all emails. Conrad Vol 6 8/31/09 E-mail re Clockwork VonAllmen; Dean, Christ, Antolik, Parrish, Fisher AJ Discala PRODD 3492 Changes were made to pitch book. Scott is applying significant pressure to George to get deal done. Conrad Vol. 6 9/1/09 E-mail re Current Pitchbook Jim, VonAllmen; Al canvas, Christ, Fisher, Dean, Liz Antolik PRODD 3493.3494 (not attached). Conrad Vol. 6 9/1/09 — 9/2/09 E-mail re Current Pitchbook Antolik, VonAllmen; AJ canvas, Christ, Dean, Liz Fisher PRODD 3495-3547; 3550-3569; 3572-3573; 3575-3579; Comments by all for revisions. Conrad Vol. 6 9/1/09 E-mail re [blank] Dean AJ Discala PRODD 3548-3549 Chris Podaras bio. Conrad 9/1/09 E-mail re Clockwork(2).doe AJ canvas Ravin PRODD Revised proposal. 40 EFTA01106714 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks I Category I Date I Description I To From Bates Nos. Notes Vol. 6 3570-3571 Conrad Vol. 6 9/1/09 E-mail re This Weekend Dean Ziegelman PRODD 3574 Bimini — weather. Conrad Vol. 6 9/2/09 E-mail re Clockwork Dean, Parrish, Fisher AJ Discala PRODD 3580-3634 Proposal — close but still a way to go. Comments by all as to how best to get it done. Conrad Vol. 6 9/2/09 E-mail re Conference Call # 2:00pm today Fisher, AJ canvas, Dean; al@rapettigroup Parrish PRODD 3635-3638; 3654-3661; Dial in #. Scheduling. Topics. Conrad VOL 6 9/2/09 E-mail re 3:00pm Conference Call # al@rapettigroup; AJ canvas, Fisher, Dean Parrish PRODD 3639-3653; 3662-3683; 3690-3725; 3727-3741; Dial in #. Scheduling. Topics. Conrad Vol. 6 9/2/09 E-mail re Thoughts on Promote ' Fisher AJ canvas, an Parrish PRODD 3684-3689 % spreads — who pays what fees, etc. Conrad Vol. 6 9/2/09 E-mail re Kids Trusts Dean, Steurer, Strasser, Ann VonAllmen David VonAllmen PRODD 3726 Dad's answers to handling the money. Conrad Vol. 6 9/2/09 — 9/3/09 E-mail re Proposal for AL — Draft Fisher, AJ canvas, Dean Parrish PRODD 3742-3744; 3746-3777; Admin fees — who pays. Percentages. This must be handled delicately. Conrad Vol. 6 9/2/09 E-mail re Kids Trusts Steurer, Ann VonAllmen, Dean, David VonAllmen Carl Strasser PRODD 3745 Prefers to leave money in the investment and not withdraw it. Conrad Vol. 6 9/3/09 E-mail re Clockwork AJ canvas, Dean, Parrish Rapetti PRODD 3778.3779; 3781.3782; Loan to George, percentages. Conrad Vol. 6 9/3/09 E-mail re Kids Trusts David VonAllmen, Steurer Gregg, Strasser, Ann VonAllmen, Dean Julie Steurer PRODD 3780 Prefer to withdraw the money and manage it ourselves. Conrad Vol. 6 9/3/09 E-mail re [blank] Liz email; Dean AJ Discala PRODD 3783 Getting Dean's bio written. Conrad Vol. 6 9/3/09 E-mail re [blank] Dean; AJ Discala Friedland PRODD 3784-3785 Will be writing his bio for the Clockwork Pitch Book. Conrad Vol. 6 9/3/09 E-mail re [blank] Parrish, Dean, Fisher AJ Discala PRODD 3786; 6940; Digest the structure so we can have a meaningful discussion. Conrad 9/3/09 E-mail re Friday 11:00am NYC I Rapetti, Fisher. AJ canvas. PRODD To discuss proposed deal. 41 EFTA01106715 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date I Description To From Bates Nos. Notes Vol. 6 I time Conference Call Dean, 3787 Dial in It Conrad Vol. 6 9/3/09 E-mail re [blank] AJ Discala PRODD 3788-3793 Digesting it — not the best. Any idea how much George has? He must commit to pay legal / accounting fees. Conrad Vol. 6 9/3/09 E-mail re Income Taxes Steurer, VonAllmen, Strasser, Dean; Dow Accounting Services PRODD 37943795 Nancy Rock prepares the returns and he reviews them. Conrad Vol. 6 9/3/09 E-mail re [blank] Fisher, Dean AJ Discala PRODD 3796-3799 35 bps or actual documented expenses. Conrad Vol. 6 9/3/09 E-mail re Ft. Lauderdale Office Parrish; Fisher, Dean AJ Discala PRODD 3800-3801 It is key that Clockwork can put dollars raised to work immediately. Coinvestment and legal fees still an issue. Conrad Vol. 6 9/4/09 E-mail re Income Taxes Laura Strasser PRODD 3802 Hired PWC. VonAllmens Dean- Conrad Vol. 6 9/4/09 E-mail re Mozilla License Wolfgram, Sengupta; Kaplan, Dean Henry Van Belle ' PRODD 3803 Must adhere to the licensing agreement terms. Conrad Vol. 6 9/4/09 E-mail re Declarations Dean Lasater PRODD 3804 Response declarations? Conrad Vol. 6 9/4/09 E-mail re Tech analyst Dean Henry Van Belle PRODD 3805 Requirements at EPAM. Conrad Vol. 6 9/4/09 E-mail re LOI Revised Parrish, Dean AJ Discala PRODD 3806-3807 Read asap. Conrad VOL 6 9/4/09 E-mail re LOI Revised AJ canvas, Dean, Fisher PRODD 3808-3809 My comments, fees, need capital, etc. Conrad VOL 6 9/4/09 E-mail re LOI Revised 4J canvas, Dean, Larry Fisher PRODD 3810-3811 Agrees with Jim's points. Conrad VOL 6 9/4/09 E-mail re LOI Revised AJ canvas, Dean, Fisher PRODD 3812-3813 Should letter be addressed to George Levin? Conrad VOL 6 9/4/09 E-mail re LOI Revised S canvas, Dean Fisher PRODD 3814-3815 Letter should be addressed to Geo e. Conrad Vol. 6 9/4/09 E-mail re LOI Revised Peters, Fisher; Dean Al Discala PRODD 3816 Told Larry about a couple more hveelcs. Conrad Vol.6 9/4/09 E-mail re LOI Revised VonAllmen; Dean AJ Discala PRODD 3817 Waiting to hear his thoughts. 42 EFTA01106716 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes Conrad Vol. 6 9/5/09 E-mail re Revised LO1 Dean Parrish PRODD 3818 Three stage 250K charges may be more palatable to George and Barry. Conrad VOL 6 9/5/09 E-mail re Revised LO1 Peters, Dean; Parrish, Fisher, Rapetti AJ canvas PRODD 3820-3821 Interest accrual — clear descriptions — negotiations with George. Conrad Vol. 6 9/5/09 E-mail re Revised LO1 AJ canvas, Peters, Dean; Parrish, Fisher Rapetti PRODD 3822-3824 The minute we fund, we are 50/50 with George. Waiting on Mr. V's comments. Conrad Vol. 6 9/5/09 E-mail re Revised LO1 Rapetti, Peters, Dean; Parrish, Fisher AJ Discala PRODD 3825.3838; 3848.3865; Suggestions for revisions to letter of intent by all. Conrad Vol. 6 9/5/09 E-mail re 12:30 Conference Call AJ Discala, Peters; Rapetti, Dean, Fisher PRODD 3839-3847; 6953.6956; Dial in It - Scheduling. Conrad Vol. 6 9/5/09 E-mail re Fw Letter of Intent — Banyon Clockwork Fisher, Peters, Parrish; Dean, Rapetti AJ Discala PRODD 3866-3887 Suggestions for revisions to Banyon Clockwork letter of intent by all. Conrad Vol. 6 9/6/09 E-mail re Fw latest AJ Discala; Dean VonAllmen PRODD 3888-3891 LO1— Fund should never use bank loans — it raises capital from investors. Conrad Vol. 6 9/6/09 E-mail re [blank] Parrish, Fisher, Dean AJ Discala PRODD 3892 We keep monies in Ms for duration of exclusive w/5% carry. Our goal is to be Peachtree JG Wentworth of confidential settlements. Conrad Vol. 6 9/6/09 E-mail re [blank] Dean AJ Discala PRODD 3893-3894 Those guys aren't incensing us properly. Conrad Vol. 6 9/6/09 E-mail re Bank Financing Comment AJ Discala, Fisher, Dean Parrish PRODD 3895 Bank takes out role of Clockwork Advisors. Conrad Vol. 6 9/6/09 E-mail chain re Fw Latest Dean AJ Discala PRODD 3896-3915 LOI comments. Important all like and understand it. Conrad Vol. 6 0/7/09 E-mail re Kids Trusts Steurer; Strasser, Ann VonAllmen. Dean David VonAllmen PRODD 39 I 6 Need to ask Dad more questions and then will reply. Conrad Vol. 6 9/7/09 E-mail re Fw Clockwork Bekkedam; Rovin Rapetti PRODD 3917 Fees were agreed to per AJ. Conrad 9/8/09 E-mail re Fw 12 noon NYC Dean AJ Discala PRODD Join Us — Dial in H. 43 EFTA01106717 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category i Date i Description i To From Bates Nos. Notes Vol. 6 Time 3918-3919 Conrad Vol. 6 9/8/09 E-mail re Wire Transfers Dean; Tabar King PRODD 3920 Log of all wire transfers out of his personal accounts to TD Motorsports. Conrad Vol. 6 9/8/09 E-mail re LOI Dean AJ Discala PRODD 3921-3924 Rovin's comments on the LOI — his interpretation. Conrad Vol. 6 9/8/09 E-mail re LOI Ballamor, Barrys email, Rapetti; Parrish, Fisher, Peters, Dean AJ Discala PRODD 3925-3928 Rovin's reading of the LOI is absolutely wrong re fees, ca s. etc. Conrad Vol. 6 9/8/09 E-mail re LOI AJ dock, Bekkedam Rovin PRODD 3929-3934 Issuc on fees, taps, %s, etc. Conrad Vol. 6 9/8/09 E-mail re Fw LOI Dean, Peters, Parrish, Fisher AJ Discala PRODD 3934-3941 Attached blacklined letter of intent to Levin. Conrad Vol. 6 9/8/09 E-mail re jpg Dean, Fisher AJ Discala PRODD 3942-3944; 3956-3957; Very important business dinner picture (not attached). Conrad Vol. 6 9/8/09 E-mail re LOI AJ Discala, Fisher, Dean Parrish PRODD 3945-3955 Banyon income fund will cease to exist? Conrad Vol. 6 9/8/09 E-mail re LOI Dean AJ Discala PRODD 3958-3965 Trying to appease George. Conrad Vol. 6 9/8/09 E-mail re LOI Ballamor; Barrys email, Parrish, Fisher, Peters, Dean, Rapetti AJ Discala PRODD 3966-3970 Has accommodated all parties at the table (Ballamor, RRA, Levine). Conrad Vol. 6 9/8/09 E-mail re LOI AJ Discala, Rovin; Jim, Fisher, Larry, Deal, Rapetti Bekkedam PRODD 3971-3976 If my math is torrett, you will do exceedingly weil. Try to understand our sition. Conrad Vol. 6 9/8/09 E-mail re LOI Barrys email, Ballamor; Parrish, Fisher, Peters, Dean, Rapetti AJ Discala PRODD 3977-3982 Your people do better under our structure regardless of the math. Conrad Vol 6 9/9/09 E-mail re LOI AJ dock Dean PRODD 3983-3989 Let's see signed agreements to avoid conflicts. Barry will sec higher returns for his clients. Conrad Vol. 6 9/9/09 E-mail re LOI Barrys email; Fisher, Parrish, Dean, Peters AJ Discala PRODD 3990-3997 Presentation has been redone. Nothing in fund is 44 EFTA01106718 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes comingled. Conrad Vol. 6 9/9/09 E-mail re The Daily Motivator — Quiet Enthusiasm Dean AJ Discala PRODD 3998-3999 This (article) is great for what we have been going through. Conrad Vol. 6 9/9/09 E-mail re Clockwork-Levin-BIF LO1 Frank & Barry; AJ Discala, Fisher, Dean, Parrish, Christ Peters PRODD 4000 Clean final version of the LO1 with a redline copy (not attached). Conrad Vol.6 9/10/09 E-mail re [blank] Dean Al Discala PRODD 40014002 Distribution of signed dots. Conrad Vol. 6 9/10/09 E-mail re Howard Kaplan my atty Al canvas Dean PRODD 4003 Can Howard talk to your atty at Mitches re plan with AD Capital. Conrad Vol. 6 9/10/09 E-mail re Howard Kaplan my any Dean Al Discala PRODD 4004 Dsquared is Clockwork. Larry Morrison is our lawyer at MSF — cleaning the island asset for us. Conrad Vol. 6 9/10/09 E-mail re LOI Levin Al Discala PRODD 4005 Will be happy when he is ahead of capital needs by 3 months. Conrad Vol. 6 9/10/09 E-mail re LOI Al clock Levin PRODD 40064007 Always happy Looking fonvard to your group making me happier. Conrad Vol. 6 9/11/09 E-mail re LOI Dean Al Discala PRODD 4008-4011 Bro ain't so bad! Conrad Vol.6 9/11/09 E-mail re Kids Trusts Steurer, Strasser, Ann VonAllmen, Dean David Von Allmen PRODD 40124019; 4021-4023; 6961-6962; 6964-6968; 7649-7652; Latest round of questions and answers. Conrad Vol. 6 9/11/09 E-mail re [blank] Fisher, Dean Al Discala PRODD 4020 Triple play — not bad. Conrad Vol. 6 9/11/09 E-mail re [blank] Al Discala Dean PRODD 4024-4026 Get Howard insurance info. Conrad Vol. 6 9/11/09 E-mail re Clockwork Al canvas; Dean VonAllmen PRODD 4027 Congrats — LO1 signed. When is management company to be formed? Conrad Vol. 6 9/11/09 E-mail re Clockwork VonAllmen; Dean Al Discala PRODD 4028 We will make you proud and not let you down. 45 EFTA01106719 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. I Notes Conrad Vol. 6 9/12/09 E-mail re Pm Tax vs. Post Tax Sturman, Strasser Dean PRODD 4029-4031 Conrad Vol. 6 9/14/09 E-mail re Fw Overview Dean, Liz Jim, Al clock PRODD 40324054 Attached revised overview needs formatting Conrad Vol. 6 9/14/09 E-mail re Clockwork Presentation Dean; AJ canvas Liz Friedland PRODD 4055.4093 Attached most current version. Conrad Vol. 6 9/14/09 E-mail re Letter VonAllmen Dean PRODD 4094-4095 Letter was very well written. Will send revised pitchbook based on meeting today with Frank, Scott and Mike. Conrad Vol. 6 9/14/09 E-mail re Revised Clockwork Presentation Friedland, Dean; Al canvas PRODD 4096 This is working for me. Question re overcollaterization. Conrad Vol.6 9/14/09 E-mail re Fw Revised Clockwork Presentation Rapetti Dean PRODD 40974114; 6969-6998; Updated PowerPoint. Conrad Vol. 6 9/16/09 E-mail re 10:30pm NYC Time Clockwork Overview ? Parrish PRODD 41154130 "Guys and gals, this is the most current version of the Clockwork 'sales' overview." Conrad Vol. 6 9/16/09 E-mail re Fw 10:30pm NYC Time Clockwork Overview David VonAllmen Dean PRODD 41314148 Clockwork — confidential. Conrad Vol. 6 9/16/09 E-mail re [blank] AJ clock PRODD 4149 Look into Nova Bank in Florida asap. Conrad Vol. 6 9/16/09 E-mail re Nova Bank Dean Parrish PRODD 4150 Nova Bank not found in Florida. Found in Pennsylvania. NPAs — undercapitalized. Conrad Vol. 6 9/16/09 E-mail re Nova Bank Parrish; Dean Al clock PRODD 4151 That is the bank. Conrad Vol. 6 9/16/09 E-mail re Nova Bank Pennsylvania Parrish, Dean AJ Discala PRODD 4152.4153; 6681-6682; Brian Hartline runs it. Don't touch it. He should be running a gas station not a bank. Conrad Vol.6 9/16/09 E-mail re Business Cards Podaras, Jim, Dean; Al canvas Friedland PRODD 41544155; 6683.6684; Re-designing business cards. Conrad 9/16/09 E-mail re Fw Emailing 072709 Parrish; Al canvas Rapetti PRODD George never told Frank he 46 EFTA01106720 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 4156-4157 bought 24%? Conrad Vol. 6 9/17/09 E-mail re More on Nova AJ clock, Dean Parrish PRODD 4158-4159; 5147-5148; His friend thinks Nova is a very shi-ty bank. Conrad Vol. 6 9/17/09 E-mail re Fw Wire Instructions Dean AJ Discala PRODD 4160-4161 Would be great if you could do other half today. Conrad Vol. 6 9/17/09 E-mail re [blank] Shuster, Hotaling; Dean AJ Discala PRODD 4162 Send life insurance to Dean asap Have Larry call Howard to explain ad island play. Conrad Vol.6 9/17/09 E-mail re Fw Clockwork Deck VonAllmen Rapetti Dean PRODD 41634166 Current draft of Clockwork presentation. Conrad Vol. 6 9/17/09 E-mail re RRA — TD Bank Trust Restriction Letter Al canvas Preve PRODD 4167-4168 Fonvard to your attorneys. Conrad Vol. 6 9/18/09 E-mail re Wire Instructions AJ clock Dean PRODD 41694172 Will talk to Lou to get Howard what he needs. Conrad Vol. 6 9/I 8/09 E-mail re [blank] Al canvas, Schuster; Dean, Darcy Hotaling PRODD 4173 Send copy of life insurance to Dean. Conrad Vol. 6 9/18/09 E-mail re Duplicate Policy Darcy, AJ canvas, Schuster; Dean Bobby Hotaling PRODD 41744175 Can provide a statement of coverage. Not sure actual policy needed. Conrad Vol. 6 9/18/09 E-mail re Duplicate Policy Hotaling, AJ canvas, Schuster; Dean Darcy Alix PRODD 41764193 Attached summary statement of your policy. Conrad Vol. 6 9/18/09 E-mail re Fw [blank] Al clock Fisher PRODD 41944195 Logic and reason always win. We are a very strong team. Conrad Vol.6 9/18/09 E-mail re Fw Duplicate Policy Kaplan Dean PRODD 41964215 Attached policy summary information. Conrad Vol.6 9/18/09 E-mail re Fw management Co. Value Dean AJ Discala PRODD 42164219 Attached spreadsheet. Conrad Vol.6 9/18/09 E-mail re Dsquared Holdings, LLC. Dean PRODD 42204222 Congrats on forming new company. Conrad Vol. 6 9/18/09 I E-mail re [blank] Dean, Fisher, Liz email AJ Discala PRODD 4223 Put all info in one email and send it to entire mngt team. Conrad Vol. 6 9/18/09 E-mail re Dean's Info Fisher, Friedland Dean PRODD 4224-4236 Contact info. Conrad Vol. 6 9/19/09 E-mail re Everyones info Dean, Al canvas, Jim, Podaras, Fisher Friedland PRODD 42374239 Contact info. 47 EFTA01106721 Epstein v. Rothstein, File #: 80743 —JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. I Notes Conrad Vol. 6 9/19/09 E-mail re Ross Elgart and Andrew White AJ Discala, Antolik, Jim, Fisher, Christ Dean PRODD 42404243 Anyone know them? Conrad Vol. 6 9/19/09 E-mail re Loan Facility Agreement Mazzeo, Franks email; Parrish, Podaras, Peters, Fisher, Song, AJ clock, Dean Al Discala PRODD 4244-4245 Draft loan facility agreement based on LOI's terms — confidential. Comments on draft to be made only to Podaras, Al Discala and Peters, not to email chain. Conrad Vol. 6 9/19/09 E-mail re Ross Elgart and Andrew White Antolik Christ PRODD 4246; 7646; Heard of Midwest Investment but not of the two guys names. Conrad Vol. 6 9/19/09 E-mail re Loan Facility Agreement Dean AJ Discala PRODD 42474249 What happened yesterday? Conrad Vol. 6 9/19/09 E-mail re Clockwork Barry Note AJ clock Jim clock PRODD 42504251 Want to be responsive to your document request but legal team still tweaking the structure. Will need NDA signed before any production on a confidential your eyes only basis. Conrad Vol. 6 9/19/09 E-mail re Loan Facility Agreement Dean, Preve AJ Discala, Mazzeo PRODD 42524315 Attached draft loan facility agreement based on LOPS terms — confidential. Conrad Vol. 6 9/19/09 E-mail re Investment Proposal AJ clock Dean PRODD 4316 Company not formed yet — main guys are Ross Elgart and Andrew White. Conrad Vol. 6 9/19/09 E-mail re This email was returned yesterday — not sure why Barry, bcc: Dean Doug PRODD 43174320 Not putting any more money into Banyan — Needs to reserve money for other business deals. Leveraging Banyon. Consider NOVA. Conrad Vol. 6 9/19/09 E-mail re [blank] Dean AJ Discala PRODD 43214322 Conference call. Comments attachment (nothing attached). Conrad Vol. 6 9/19/09 E-mail re Clockwork Jim clock Barry Bekkedam PRODD 43234325 NDA being sent. Need 48 EFTA01106722 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes bridge investors. Conrad Vol. 6 9/19/09 E-mail re [blank] Al clock Parrish PRODD 4326-4327 Was email to aggressive? Conrad Vol. 6 9/20/09 E-mail re Business Flow 1.1 Al canvas, AJ clock Podaras PRODD 43284329 Transaction flowchart. RRA gets $80 — 40%; Plaintiff $84 — 30%; Clockwork $42 — 20%; BIF gets balance. Conrad Vol. 6 9/20/09 E-mail re Conference Call 10:00am Sunday clock, Podaras, Mazzeo, Larry, Jim Jim clock PRODD 43304331 Cant.. call to discuss Clockwork loan agreement. Conrad Vol. 6 9/20/09 E-mail re Clifford Chance AJ Discala, Franks email, Podaras Jim clock PRODD 4332; 6737; Jeff Berman is interested. Conrad Vol. 6 9/20/09 E-mail re Things Dean Rapetti PRODD 4333; 6738; Upset at lunch yesterday. Was up all night. Put myself in jeopardy. AJ does what he wants and can't keep his mouth shut. Is now overdrawn. Needs hel . "I am fu-kin mad." Conrad Vol. 6 9/20/09 E-mail re Loan Facility Agreement Franks email, Al Discala, AJ canvas, Parrish, Podaras, Peters. Fisher, Song Mazzco PRODD 4334-4335 Revised agreement. Terms, amounts, %,s, etc. Conrad Vol. 6 9/21/09 E-mail re Meeting with Chris and Jim Dean VonAllmen PRODD 4336 5:00 pm meeting with Levin's main u Frank. Conrad Vol. 6 9/21/09 E-mail re Business Flow 1.1 docx AJ clock, Jim clock Podaras PRODD 43374345 Changes you mentioned made to attached charts. Conrad Vol. 6 9/21/09 E-mail re Cw Dean AJ Discala PRODD 43464347 Rapetti wants to meet to discuss who is management, principals, founders, etc., and how pie is to be divided. Conrad Vol. 6 9/21/09 E-mail re Fw Clockwork AJ canvas Rapetti PRODD 43484349 Various observations and suggestions. Conrad Vol. 6 9/21/09 E-mail re Banyon Ravin, AI canvas Jim clock PRODD 43504351 Language in agreement covers pre-existing knowledge. Conrad 9/21/09 E-mail re Iblankl Podaras, Parrish, Dean AJ Discala PRODD Bet Frank McDonald's if 49 EFTA01106723 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. 1 Notes Vol. 6 4352 we got Clifford. Conrad Vol. 6 9/22/09 E-mail re Foe Proposal Dean, Podaras; Jim canvas AJ clock PRODD 4353-4356 AJ liked Berman's group the best. Conrad Vol. 6 9/21/09 — 9/22/09 E-mail chain re Let's meet at 9 Podaras, Dean; Jim canvas AJ clock PRODD 4357-4379 Discuss fee proposal. Conrad Vol. 6 9/22/09 E-mail re Bridge Financing AJ canvas Ravin PRODD 4380-4382 Side letter— put funds in Banyon and then send to Clockwork. Conrad VOL 6 9/22/09 E-mail re Wire Instructions Dean AJ Discala PRODD 4383 AD Capital LLC, TD Bank. Conrad Vol. 6 9/22/09 E-mail re I Wire transfer and 1 &IA Account money move to TD Motorsports King, Tabar Dean PRODD 4384-4385 Wire $85,000 to AD Capital and move $20,000 to TD Motorsports. Conrad Vol. 6 9/22/09 E-mail re Wire Instructions AJ clock Dean PRODD 4386-4389 Lou and Howard are good. Sent re uest for wire. Conrad Vol.6 9/22/09 E-mail re Dsquared Holdings, LLC. Howard David Zeigler PRODD 4390-4391 Congrats on forming new company. Conrad Vol. 6 9/22/09 E-mail re I Wire transfer and 1 BofA Account money move to TD Motorsports Dean, King Tabar PRODD 43944395 Bath requests processed. New savings account. Conrad Vol. 6 9/22/09 E-mail re Dsquared Holdings, LLC. Dean Harvard Sales Team PRODD 43964397 Thank you for choosing us for your corporate needs in Delaware. Conrad Vol. 6 9/23/09 — 9/24/09 E-mail chain re 40M Structure Dean AJ Discala PRODD 4398.4416 "Check this email chain out" Someone is shopping these qui lam deals in New York. Conrad Vol. 6 9/24/09 E-mail re Clockwork Dean AJ canvas PRODD 44174419 File certificate of formation re Linda Lou Loan SPE, LLC. Conrad VOL 6 9/25/09 E-mail re Clockwork email issues Solved! Jim, AJ; Dean PRODD 4420 Conrad Vol. 6 9/26/09 E-mail re $10mm Dean VonAllmen PRODD 4421 Am I investing with George? Conrad Vol. 6 9/26/09 E-mail re Time Line Dean AJ Discala PRODD 44224423 Preve needs pro forma of dates and amounts available to invest. Conrad 9/27/09 E-mail re Security Agreement Dean AJ Discala PRODD Updated version done by 50 EFTA01106724 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol.6 4424-4426 Mazzeo. Conrad Vol.6 9/27/09 E-mail re [blank] AJ Discala PRODD 4427 Agreement. Sign 3rd Party Marketing Conrad Vol. 6 9/28/09 E-mail re Gentry Al clock Dean PRODD 4428.4429 Gentry hooked him up with Hicks and Liverpool — huge! We need to go after Walter. Conrad Vol. 6 9/27/09 E-mail re [blank] Dean PRODD 44304432 Didn't know Al was going to send email re 3ai party agreement. You don't owe me anything. Conrad Vol. 6 9/28/09 E-mail re Gentry Dean Al Discala PRODD 4433.4437 "Think is someone you knew introduced money to our fund and u weren't involved and I didn't do the right thing. Would u be pist???" Conrad Vol. 6 9/27/09 E-mail re [blank] Dean gentrybeach PRODD 4438.4441 No need to mention to AJ. I will give you a fee break. AJ doesn't understand how my business works. Conrad Vol. 6 9/28/09 E-mail re Good Job AJ canvas Rapetti PRODD 4442 Congratulate you on great job you did on Clockwork. Conrad Vol. 6 9/28/09 E-mail re Fw Update Dean Al Discala PRODD 4443 Preve told George re difficulty with investor on bridge loan. Conrad Vol. 6 9/28/09 E-mail re Revised Summary of Terms Mazzeo, Podaras, Jim; Dean, Larry, Fisher, Roman, Preve AJ Discala PRODD 44444456 Changes made to name, loan amounts, etc.d Conrad Vol. 6 9/28/09 E-mail re Further Revised Summary of Terms Mazzeo, Podaras, Jim; Dean, Larry, Fisher, Roman, Preve Mazzeo PRODD 44574463 Attached version has Roman's comments. Conrad Vol.6 9/28/09 E-mail re [blank] Dean AJ Discala PRODD 4464 Need your bio for Liz to write. Conrad Vol. 6 9/28/09 E-mail re Flow Chart Podaras, Al clock, Jim; Dean, Larry, Fisher, Roman, Preve, Katzman Mazzeo PRODD 4465.4471 Revised re new structure. Conrad 9/29/09 E-mail re Wire Transfer King, Tabar Dean PRODD Wire $90,000 to AD 51 EFTA01106725 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description i To From i Bates Nos. i Notes Vol. 6 4472 Capital. Conrad Vol. 6 8/71109 Dsquarred Holdings, LLC., Limited Liability Company Operating Agreement. PRODD 4473.4509 Conrad Vol. 6 .—.. Unintelligible PRODD 4510-4896 387 pages of unintelligible html codes. Conrad Vol. 6 9/30/09 E-mail re Documents Dean VonAllmen PRODD 4897 Razorback docs are fine. Good return on money. Conrad Vol. 6 9/30/09 E-mail re Documents Dean VonAllmen PRODD 4898 Needs to know what deal is so he can plan. Conrad Vol. 6 10/3/09 E-mail re [blank] Dean VonAllmen PRODD 4899-4900 Meeting. Alan's ownership y,. Conrad Vol. 6 10/4/09 E-mail re Fwd Due D Information VonAllmen Lev G PRODD 4901-4902; 7201-7287; Two lawsuits against AJ Discala, Plaintiffs Newman and Brau (re American basketball Assoc.). Conrad Vol. 6 2/12/07 Verified Complaint Thomas Doyle, John Salley, AJ Discala, et al, Defendants Joseph and David Newman, Plaintiffs PRODD 49034921 USDC, So. Dist, Indiana, 07-cv.188. Conrad Vol. 6 2/21/07 Answer to Verified Complaint Thomas Doyle, John Salley, AJ Discala, et al, Defendants Joseph and David Newman, Plaintiffs PRODD 49224943 USDC, So. Dist, Indiana, 07-cv-188. Conrad Vol. 6 3/28/07 Stipulation for Dismissal with Prejudice Thomas Doyle, John Salley, AJ Discala, et al, Defendants Joseph and David Newman, Plaintiffs PRODD 49444948 USDC, So. Dist, Indiana, 07-cv.188. Conrad Vol. 6 10/5/09 E-mail re Dean Kretschmar 2008 Tax Return Katherine Keenan (PWC) Dean PRODD 49494956 Mortgage interest, investment amounts, etc. Conrad Vol. 6 10/5/09 E-mail re Wire Transfer King Dean PRODD 4957-4958 Wire $90,000 to AD Capital. Conrad Vol. 6 10/5/09 E-mail re Dsquared Holdings, LLC Dean PRODD 49594960 We serve as your registered agent. Conrad Vol. 6 10/5/09 E-mail re Scott AJ dock, Dean VonAllmen PRODD 4961 Can you raise $48 million next week and $60 million the following? Conrad Vol. 6 10/6/09 E-mail re New Worksheet AJ dock, Dean VonAllmen PRODD 4962-4965 Improved worksheet for aug tams. Conrad Vol. 6 10/6/09 E-mail re [blank] AJ dock, Dean VonAllmen PRODD 4966 Jason at RBC ready to show to his trading group 52 EFTA01106726 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes if we need serious mone . Conrad Vol. 6 10/6/09 E-mail re Accountant Al clock, Dean VonAllmen PRODD 4967 Provided info to his tax accountant in St. Louis. Make him a GP and he doesn't need a security license. Conrad Vol. 6 10/6/09 E-mail re Strasser Wire Dean; Chris Strasser PRODD 4968-4969 ? Conrad Vol. 6 10/7/09 E-mail re [blank] AJ clock; Dean VonAllmen PRODD 49704973 Corrected work sheet re investor paying the legal. Conrad VOl. 6 10/7/09 E-mail re D3 Presentation Cover Liz clock, VonAllmen, Dean; Friedland AJ Discala PRODD 49744975 Try more financial — conservative. Conrad Vol.6 10/7/09 E-mail re D3 Presentation Cover III AJ clock, VonAllmen, Dean; Friedland PRODD 4976 I think you'll like this one. Conrad Vol. 6 10/8/09 E-mail re Things to Resolve AJ clock; Dean VonAllmen PRODD 4977 Need to resolve fundamentals: ownership, taxes, etc. Conrad Vol.6 10/8/09 E-mail re Model AJ clock; Dean VonAllmen PRODD 49784989 Final version of model of deal. Conrad Vol. 6 10/8/089 E-mail re Banyon USVI (Del), LLC; Certificate Dean AJ clock PRODD 49904997 Certificate of insurance for Banyon USV Del LLC. Conrad Vol. 6 10/8/09 E-mail re Investor Money for Oct.xlsx Dean, Al clock Podaras PRODD 4998-5001 Attached spreadsheet re money received yesterday and what still needed. Conrad Vol. 6 10/8/09 E-mail re Club Returns Dean PRODD 5002-5007 Reformatted. Conrad Vol. 6 10/8/09 E-mail re Investor Money for Oct. xlsx AJ clock, Jim, Dean Podaras PRODD 5008.5012 Investor List spreadsheet. Conrad Vol. 6 10/9/09 E-mail re Clockwork NDA Form Ritchie; AJ clock, Dean PRODD 5013 (not attached). Conrad Vol. 6 10/9/09 E-mail re Clockwork Presentation — Updated Al clock, Dean PRODD 5014 (not attached). Conrad Vol. 6 10/9/09 E-mail re Out Outlined all 4 Deals AJ clock, Dean VonAllmen PRODD 5015-5018 Settlement spreadsheets cases 6425, G42XA, G24XB. Conrad Vol. 6 10/9/09 E-mail re New Outline Explaining 3D with new terms AJ clock, Dean VonAllmen PRODD 5019-5021 3D Capital Club purpose, invest in structured settlements that Defendants want kept confidential. 53 EFTA01106727 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes Conrad Vol. 6 10/10/09 E-mail re [blank] AJ clock; Dean VonAllmen I PRODD 5022 Need help raising money Scott needs very quickly? Conrad Vol. 6 10/10/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5023 We will pay for any help. You're the boss. We have the team. Conrad Vol. 6 10/10/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5024 Calling A.K. Conrad Vol. 6 10/11/09 E-mail re Misc. AJ clock; Dean VonAllmen PRODD 5025; 7417; Scott is very upset with people saying they can fund and don't. Scott thinks we are scaring people away by offering outrageous returns. Need to tone it down. Conrad Vol. 6 10/11/09 E-mail re Misc. VonAllmen; Dean AJ Discala PRODD 5026-5027 He has not promised Scott anything. The numbers came from Frank. Conrad Vol. 6 10/12/09 E-mail re Misc. AJ Discala; Dean VonAllmen PRODD 5028-5029 Understands Scott was unhappy with Barry and not us. Conrad Vol. 6 10/12/09 E-mail re Example David VonAllmen; Al clock; Dean Doug VonAllmen (Dad) PRODD 5030-5031 Attached spreadsheet re a longer payout settlement being worked on now = 47% IRR. Conrad Vol. 6 10/12/09 E-mail re [blank] AJ clock; Dean VonAllmen PRODD 5032-5035 Attached spreadsheet re deals with a 47% IRR. Conrad Vol. 6 10/12/09 E-mail re Large Investor Rothstein; AJ clock, Dean Doug VonAllmen PRODD 5036 Has a very big potential investor — can you meet him? Conrad Vol. 6 10/12/09 E-mail re Fwd: Large Investor AJ clock, Dean Doug VonAllmen PRODD 5037 Told investor about a 45% IRR. Conrad Vol. 6 10/12/09 E-mail re Fwd: Large Investor VonAllmen, Dean AJ Discala PRODD 5038 We can sell that return all day long! Conrad Vol. 6 10/12/09 E-mail re Large Investor VonAllmen; AJ clock, Dean Rothstein PRODD 5039 Get them to sign NDA's and he will be them. Conrad Vol. 6 10/12/09 E-mail re Large Investor Rothstein, VonAllmen; Dean AJ Discala PRODD 5040-5041 Everyone you see through us signs a ndn nc. Conrad Vol. 6 10/12/09 E-mail re Investment Doug Buddy PRODD 5042, 5045, Meeting 2 other men, 54 EFTA01106728 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes besides Halle, to discuss investment opportunities. Doug responds he will meet with him. Conrad Vol. 6 10/12/09 E-mail re Investment Doug Al clock PRODD 5043-5044 Deals to bend the economics on. Doug responds that Al can't change the structure of the deal every hour of every day. Conrad Vol. 6 10/13/09 E-mail re New Investors Al clock; Dean Doug VonAllmen PRODD 5046 Has friend that has 3 investors. Conrad Vol. 6 5/2/06 E-mail re Saturday Dean Barnett PRODD 5047 Two friends coming in from NY — can you squeeze them on the boat? Conrad Vol. 6 5/3/06 E-mail re [newsender] Deans email — Message is from an unknown sender Dean Barnett PRODD 5048-5053 Okay to bring 2 friends. Conrad Vol. 6 4/26/07 E-mail re 35th Court Dean Barnett PRODD 5054-5058 Invitation to her home. Conrad Vol. 6 12/30/05 E-mail re Fwd: Wireless Accessories - Closing Cash Management Accounts Dean VonAllmen PRODD 5059 Close accounts you do not need. Dean responds he is using the lock box and getting an account for loan increase. Conrad Vol. 6 5/1/06 E-mail re Boats VonAllmen Dean PRODD 5060 Choosing dates for cruises. Conrad Vol. 6 2/27/07 E-mail re Meeting with Brian Dubin BDasst Dean PRODD 5061-5062 Meeting time. Conrad Vol. 6 1/6/04 E-mail re Your Boat Trip VonAllmen Dean PRODD 5063 Meeting boat in St. Martin. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Al canvas, Antolik, Dean, Christ, Fisher Jim clock PRODD 5064-5066 Spreadsheet P. year projected revenues for the management company. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim clock; AJ canvas, Antolik, Dean, Fisher Christ PRODD 5067 Looks good — add the incentive fee. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Al canvas, Antolik, Dean, Christ, Fisher Jim clock PRODD 5068-5069 Incentive fees are for general partner; this is for the management company. 55 EFTA01106729 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim clock, AJ canvas, Antolik, Dean, Christ Fisher PRODD 5070-5071 Has model on incentive fees. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Christ; AJ canvas, Antolik, Dean, Fisher Jim clock PRODD 5072-5073 Easy enough to model incentive fees. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Fisher, Jim clock, Antolik, Dean, Christ AJ Discala PRODD 5074-5075 Goal is to get out of the LP business. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim clock, Antolik, Dean, Christ, Fisher AJ Discala PRODD 5076-5077 Wants to see all models. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ canvas, Fisher, Antolik, Dean, Christ Jim clock PRODD 5078-5080 We can only grow as fast as our assets or will quickly run out. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim clock, AJ canvas, Antolik, Dean, Christ Fisher PRODD 5081-5083 Enclosed internal spreadsheet re projected 1" year revenues for management company. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim clock, AJ canvas, Antolik, Dean, Christ Fisher PRODD 5084-5086 Layer in GP promote into the monthly cash flows. Conrad Vol. 6 8/26/09 E-mail re Email working? Dean Parrish PRODD 5087 Just checking. Conrad Vol. 6 8/27/09 E-mail re Clockwork Summary Term Sheet Rovin, AJ canvas, Fisher, Jim clock, Dean, Christ Antolik PRODD 5088 Summary of terms sheet that AJ asked him to forward. Conrad Vol. 6 8/29/09 E-mail re [blank] Jim canvas, Dean Arndt PRODD 5089 Clockwork Capital Presentation New ppt. Conrad Vol. 6 9/2/09 E-mail re Clockwork Cap Mgt Fees Dean Jim clock PRODD 5090-5091 Considering various accounting firms but wants to wait until deal is ready. Conrad Vol. 6 9/3/09 E-mail re Clockwork AJ canvas, Dean, Parrish Rapetti PRODD 5092 Loan details to George with Parrish's comments. Conrad Vol. 6 9/3/09 E-mail re Clockwork Parrish, Rapetti, AJ canvas, Dean Fisher PRODD 5093 Great result. Agrees with Jim re expenses but not ready to say yes yet. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Parrish, AJ canvas, Dean Rapetti PRODD 5094-5095 Deal terms that won't work for George. Conrad Vol. 6 9/3/09 E-mail re Clockwork Rapetti, Parrish, AJ canvas, Dean Fisher PRODD 5096-5097 George issue not ideal but may work if you take into account the coinvest. Conrad Vol. 6 9/3/09 E-mail re NY Times.com: Pfizer AJ canvas, Jim clock, Rapetti PRODD 5098 "guys, this is the prize we 56 EFTA01106730 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. I Notes pays $2.3 billion to settle marketing case. Fisher, Dean have to keep our eyes on with rothstein. this is his vision and it will overwhelm george and ballamor. this is a bonanza for clockwork." Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Parrish, AJ canvas, Dean Rapetti PRODD 5099-5102 Tried to balance ups and downs. We need to get going. Conrad Vol. 6 9/3/09 E-mail re Clockwork AJ canvas, Fisher, Parrish, Dean Rapetti PRODD 5103-5108 Still working on deal terms with George — coinvest is his hot button. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, AJ canvas, Parrish, Dean Rapetti PRODD 5109-5111 George — coinvest issue. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, AJ canvas, Parrish, Dean Rapetti PRODD 5112.5114 George has agreed to everything except equity — a deal maker or breaker. Conrad Vol.6 9/3/09 E-mail re Clockwork Rapetti, AJ canvas, Parrish, Dean Fisher PRODD 5115-5129 Lets all have a call to discuss — Scheduling. Conrad Vol.6 9/4/09 E-mail re Status AJ canvas, Jim clock, Dean Fisher PRODD 5130 No coinvest, terms, %s, etc. Conrad Vol. 6 9/4/09 E-mail re Clockwork Dean Fisher PRODD 5131-5133 Go with agreement — charge greater of 35bps or actual cost. Conrad Vol.6 9/4/09 E-mail re Status with Comments Fisher, AJ canvas, Dean Jim clock PRODD 5134-5135 Re no coinvest, terms. %s, etc. Conrad Vol. 6 9/15/09 E-mail re Revised Overview Al clock, Dean Parrish PRODD 5136 Clockwork Capital Presentation ppt Conrad Vol.6 10/1/09 E-mail re Fw AD— Wire Instructions King, Tabar Dean PRODD 5137 AD Capital TD Bank Account Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim clock, Antolik, Dean, Christ, Fisher AJ Discala PRODD 5138-5139 Where are the incentive fees? Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Christ; AJ canvas, Antolik, Dean, Fisher Jim clock PRODD 5140-5144 Revised revenue model — Clockwork Mgt and GP fees Draft xls attached. Conrad Vol.6 9/22/09 E-mail re 3:35 Clifford Chance Call Jim clock, AJ clock, Podaras; Roman Berman PRODD 5149-5150 Documents needed for meeting. Conrad 9/23/09 E-mail re Fund Dean; Sutton Fisher PRODD AJ asked me to send you 57 EFTA01106731 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 5151 all info on our fund. Conrad Vol. 6 9/23/09 E-mail re Fund Fisher, Dean Sutton PRODD 5152 Most recent investor letters. Conrad VOL 6 9/23/09 E-mail re Summaries of Terms AJ clock, Jim clock, Podaras, Dean; Berman, Mazzeo Roman PRODD 5153-5156 Attached xxx global funds pdf — 2 sets — commercial debt fund and hedge fund. Conrad Vol. 6 9/24/09 E-mail re Clockwork email issues solved Jim clock, AJ Discala; Dean clock, Dean Kretschmar PRODD 5157 Finally resolved all issues with Clockwork's email addresses. Conrad Vol. 6 9/25/09 E-mail re Clockwork Documents for your review Abbe, Rapetti, Fisher, Dean, Podaras, kraftatty, Peters; A1 clock PRODD 5158-5161 Term Sheet — Answers to deal questions. Conrad VOL 6 9/28/09 E-mail re Clockwork Mutual NDA Form Dean AJ Discala PRODD 5162-5164 Conrad VOL 6 9/28/09 E-mail re Financial Times — Hedge Funds Cashing in on UCITS Dean Al Discala PRODD 5165.5167 Conrad VOL 6 9/28/09 E-mail chain re False Claims Act VonAllmen, Dean, Rabbe, Mazzeo, Roman, Seaton Al Discala PRODD 5168-5171 Bringing in a qui tam expert. Conrad VOL 6 9/28/09 E-mail re Revised Summary of Terms AJ clock; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 5172-5177 Attached summary of terms — draft. Conrad Vol. 6 9/29/09 E-mail re Subscription Agreement AJ clock; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 5178-5179 Attached Razorback initial draft subscription agreement. Conrad Vol. 6 9/29/09 E-mail re Revised Summary of Terms Mazzeo; Larry, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman. Preve Al Discala PRODD 5180-5181 Not charging a management fee. We take expenses plus 4.85% of profit post 20% apr. Conrad Vol. 6 9/29/09 E-mail re Subscription Agreement Mazzeo; Larry, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Al Discala PRODD 5182-5183 George has agreed to deal. Asks legal team to forward new summary of terms, flow charts and other deal 58 EFTA01106732 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. [ Notes Katzman, Preve dots to him. Conrad Vol. 6 9/28/09 - 9/29/09 E-mail chain re Summary of Terms — Final Revisions AJ clock; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 5184-5214 If no comments, will be sent to prospective investors today — contains group comments. Conrad Vol. 6 9/29/09 E-mail re Flow Chart AJ clock; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 5215-5217 This version of flow chart has 20% equity contribution by Borrower. Conrad Vol. 6 9/29/09 E-mail chain re Terms between Discala and Preve AJ Discala, Preve Al Discala, Preve PRODD 5218-5219 Preve wants deal terms changed and AJ states not possible. Conrad Vol. 6 9/29/09 E-mail re Final Revised Documents AJ clock; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 5220-5316 Attached Razorback Operating Agreement, Summary of Terms, Flow Chart, Loan Agreement, etc. Conrad Vol. 6 9/30/09 E-mail re Fw AD — Wire Instructions Dean Al Discala PRODD 5317 Fonvarded from Persaud. Conrad Vol. 6 10/1/09 E-mail re Fw: SA'S Podaras, Larry, Jim, Adam, VonAllmen, Dean, Berman, Roman; Mazzeo AJ Discala; Preve PRODD 5318-5343 Attached [redacted] confidential settlement agreements and general releases and defendant's signature pages. $26,100 million and $40,600 million. Conrad Vol. 6 10/2/09 E-mail re Updated Examples Reflecting Actual Settlement Cash Flows Podaras, Mazzeo, VonAllmen, Dean; AJ Discala PRODD 53445345 Example of Bridge 1 million/total with settlement splits. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean, Al canvas Fisher PRODD 5346 Changes, cap on mgmt fees to 4 mos. Will fund 3m this am. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 5347-5348 Okay to put Dean (Doug's son) on TD bank account. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 5349-5350 Interested in his dad's thoughts. 59 EFTA01106733 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. I Notes Conrad Vol. 6 10/2/09 E-mail re Money is in your account t/ Preve, AJ Discala; Rothstein Podaras PRODD 5351 At bank to get wires out — problems with bank. Conrad Vol. 6 10/2/09 E-mail re Help Podaras, Al clock; Rothstein Preve PRODD 5352-5354 Sign up for Treasury Direct. Conrad Vol. 6 10/2/09 E-mail re Let's talk this weekend about this Dean AJ Discala PRODD 5355 Rich Abbe's request to be walked through the whole process so he can make a decision. Conrad Vol. 6 10/2/09 E-mail re Clockwork Dean AJ Discala PRODD 5356-5357 Funding, wires — nice job done by Chris Podaras. Conrad VOL 6 10/2/09 E-mail re Fw Wire Reference Number for $1.5mm. Podaras, Dean AJ Discala PRODD 5358-5359 Nice job re e-mail. Conrad Vol. 6 10/2/09 E-mail re Wire Reference Number for $1.5mm and $500k Al canvas, Dean; Fisher Fitzgerald PRODD 5360 Fed Ref #s for Fisher and Price wires. Conrad Vol. 6 10/2/09 E-mail re Clockwork Dean AJ Discala PRODD 5361-5362 Enough with him (Peters). Conrad Vol. 6 10/3/09 E-mail re Investor List Podaras, Dean AJ Discala PRODD 5363-5368 Attached investor list. Conrad Vol. 6 10/3/09 E-mail re Fred Drasner VonAllmen AJ Discala PRODD 5369-5370 Interested in meeting Fred? Conrad Vol. 6 10/3/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, VonAllmen, Dean, Levin, Al clock Mazzeo PRODD 5371-5372 Razorback loan agreement. Making progress on PPM. Conrad Vol. 6 10/3/09 E-mail re Final Loan Agreement Mazzeo, Preve; Rothstein, Podaras, VonAllmen, Dean, Levin AJ Discala PRODD 5373-5374 Appreciates Bob's firm's hard work. Conrad Vol. 6 10/3/09 E-mail re Final Loan Agreement Mazzeo, Preve; Podaras, VonAllmen, Dean, Levin, AJ clock Rothstein PRODD 5375 Loves group that never sleeps, never stops until job done and done right and never disappoint. Conrad Vol. 6 10/4/09 E-mail re Office Dean AJ Discala PRODD 5376-5377 Office space needed. Conrad Vol.6 10/4/09 E-mail re Razorback binder Cover Al clock; Podaras, Dean, Mazzeo Friedland PRODD 5378 Conrad Vol. 6 10/4/09 E-mail re Re-formatted Spreadsheet Al clock, Dean Friedland PRODD 5379-5380 Example of Bridge I million w settlement splits xls. Conrad Vol. 6 10/5/09 E-mail re Final Loan Agreement Mazzeo; Rothstein, Podaras, VonAllmen, Dean, Levin, Preve PRODD 5381.5382 No problem with changes. Okay to use fax signature 60 EFTA01106734 Epstein v. Rothstein, File #: 80743 - KA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To — 1 From Bates Nos. Notes AJ clock pages. Conrad Vol. 6 10/5/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, VonAllmen, Dean, Levin, AJ clock Mazzeo PRODD 5383-5384 Will send original closing does. Conrad Vol. 6 10/5/09 E-mail re Today Rapetti, AJ canvas AJ Discala PRODD 5385 Dinner. Conrad Vol. 6 10/5/09 E-mail re [blank] Rapetti, Dean AJ Discala PRODD 5386 Meeting Mr. V. Conrad Vol. 6 10/5/09 E-mail re Meetings AJ canvas; Dean Rapetti PRODD 5387-5391 Scheduling. Conrad Vol. 6 10/5/09 E-mail re New Deals AJ clock; Preve Rothstein PRODD 5392-5393 Received 7.1m wire. Clients tomorrow to pick up last of 32m. Need $48,100,000 funded for next week re 62 laintiffs. Conrad Vol. 6 10/5/09 E-mail re [blank] AJ Discala PRODD 5394 Fonvard pdf of binder to all ccd. cc: Rabbe, Mazzeo, Jackson, craftatty, Podaras, Liz, Dean Conrad VOL 6 10/5/09 E-mail re Razorback Binder Part I Liz; Dean Sherman PRODD 5395-5396 Conrad Vol. 6 10/2/09 Promissory Note Banyon USVI (Delaware) LLC, George Levin, Manager Razorback Funding, LLC. PRODD 5397 $32,000,000 — Ex. A. to Loan Agreement. Conrad Vol. 6 10/5/09 E-mail re Scott VonAllmen; Dean AJ Discala PRODD 5398 Raising $48 million next week and $60 million the following week? Conrad Vol. 6 10/6/09 E-mail re Important!!! Christ, Dean, podaras, Antolik, Rapetti, Gordon, Mazzeo, Liz; VonAllmen AJ Discala PRODD 5399 Never wants to ren into this commitments problem again. Need a group A investor list and a group B. Conrad Vol. 6 10/6/09 E-mail re Single Deal Rothstein; VonAllmen, Dean, Mazzeo, Podaras AJ Discala PRODD 5400-5401 When can I fund? When do I get paperwork? Conrad Vol. 6 10/6/09 E-mail re Single Deal AJ clock; Preve Rothstein PRODD 5400-5401 Has a single deal on a sex harassment case he just settled. Involved girl that just turned 18 involved in horrific sexual assault when she was a minor. 61 EFTA01106735 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. I Notes She is giving up huge money as she wants attacker out of her life. She and mom are moving the minute she gets the money. Deal is fund 18m, roi 12m, 6 months. Conrad Vol. 6 10/6/09 E-mail re Wiring Acknowledgement Dean AJ Discala PRODD 5402-5404 Fonvard form to your sister. Conrad Vol. 6 10/6/09 E-mail re [blank] Dean AJ Discala PRODD 5405.5406 Razorback Binder. Conrad Vol. 6 10/6/09 E-mail re Club Returns VonAllmen, Dean AJ Discala PRODD 5407 VonAllmen's worksheet re investor returns and return in the Club. Conrad Vol. 6 10/7/09 E-mail re [blank] VonAllmen; Rothstein, Podaras, Dean AJ Discala PRODD 5408 Can Mr. V join call with Ted's people? Conrad Vol. 6 10/7/09 E-mail re Updated Clockwork Presentation VonAllmen, AJ clock, Dean Friedland PRODD 5409 (not attached). Conrad VOL 6 10/7/09 E-mail re Logo Samples for your review AJ clock, Dean, VonAllmen Friedland PRODD 5410 Conrad VOL 6 10/7/09 E-mail re D3 Presentation Cover II AJ clock, Dean, VonAllmen Friedland PRODD 5411 More dynamic? Conrad VOL 6 10/7/09 E-mail re Logo Samples for your Review AJ clock, Dean VonAllmen PRODD 5412 Doesn't care — you choose the logo. Conrad VOL 6 10/7/09 E-mail re Updated Clockwork Presentation AJ clock, Liz, Dean, Friedland VonAllmen PRODD 5413-5414 Will work with Liz re D3 Capital Club presentation. Conrad Vol. 6 10/7/09 E-mail re Log Samples for your Review• VonAllmen, Dean AJ Discala PRODD 5415.5416 There will be a separate L.P. for each deal. Conrad Vol. 6 10/7/09 E-mail re Updated Clockwork Presentation VonAllmen, Liz, Dean; Friedland AJ Discala PRODD 5417-5418 Chris is working on D3 Capital Club presentation. Conrad Vol. 6 10/8/09 E-mail re Pending Transactions Rabbe; Dean AJ Discala PRODD 5419 Transaction Summaries. Conrad Vol. 6 10/8/09 E-mail re Technology Proposals for Clockwork VonAllmen, Dean; Podaras AJ Discala PRODD 5420-5422 Clockwork Capital New Network Proposal — Quote 1. Conrad Vol. 6 10/8/09 E-mail re Technology Proposals for Clockwork AJ clock, VonAllmen, Dean Podaras PRODD 5423.5425 For build out cost $130K. Conrad 10/8/09 E-mail re Today Dean AJ Discla PRODD Rapetti in trouble — needs 62 EFTA01106736 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. I Notes Vol.6 5426-5427 6k. Conrad Vol. 6 10/8/09 E-mail re [blank] Dean AJ Discala PRODD 5428-5429 Commerce Bank — RRA trust account. Conrad Vol. 6 10/8/09 E-mail re [blank] King, Dean AJ Discala PRODD 5430-5433 $400k wire needed to go out asap - Commerce Bank — RRA trust account. Conrad Vol. 6 10/8/09 E-mail re [blank] Dean Al Discala PRODD 5434-5435 Meeting. Conrad Vol. 6 10/8/09 E-mail re [blank] AJ Discala PRODD 5436 Fisher an investor, not on management team — bio error. Conrad Vol. 6 10/8/09 E-mail re Clockwork NDA form Belfiori; AJ clock, Dean Friedland PRODD 5437 (not attached) Conrad VOL 6 10/8/09 E-mail re [blank] VonAllmen; Dean Al Discala PRODD 5438; 5442-5443; VonAllmen's friend has $7mm to invest = 1m in Razorback and 6m in the 18m. Conrad Vol. 6 10/8/09 E-mail re Momentum!!! Mazzeo Podaras, VonAllmen, Preve, Rothstein, Dean Al Discala PRODD 5439 Need does for D3 transaction by Monday. Do on backs of Razorback dots. Raise will be 18m. Need to capitalize on momentum we have. Conrad Vol. 6 10/8/09 E-mail re Clockwork Presentation Updated Brent Hale; Dean Al Discala PRODD 5440-5441; 5444-5445 (not attached) Conrad Vol. 6 10/9/09 E-mail re New York Rapetti; Mazzeo, Dean Al Discala PRODD 5446-5452 Questions re meeting with Fred Drasner. Conrad Vol. 6 10/9/09 E-mail re [blank] Dean AJ Discala PRODD 5453-5454 AJ and Dean to be copied on any email re marketing. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5455-5456 Wiring funds to Scott and has fried who will fund last $6m you need. Conrad Vol. 6 10/9/09 E-mail re Fwd Wire Podaras; Dean Al Discala PRODD 5457-5462 Wire instructions, Sim to RRA Trust account from D&L Partners Acct. #4246. Conrad Vol.6 10/9/09 E-mail re Clockwork NDA Form Al clock, Dean Deborah Belfie PRODD 5463 Name is Belfie, not Belfiori. Conrad 10/9/09 E-mail re Fwd Wire Al Discala; Dean Podaras PRODD Discuss new deals —do we 63 EFTA01106737 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. I Notes Vol. 6 5464-5466 need new bank accounts? Need for meeting. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean AJ Discala i PRODD 5467 Is Clockwork eventually to be a lender to D3? Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5468 Can Clockwork lend money to D3? Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5469-5470 Capital is cheaper— BIF lending to Banyon at 15%. Conrad Vol. 6 10/9/09 E-mail chain re [blank] Fisher; Dean AJ Discala PRODD 5471-5491 Going 1000 MPH — need help managing all the balls. Fisher happy to help. Conrad Vol. 6 10/9/09 E-mail re Out outlined all 4 deals VonAllmen; Dean AJ Discala PRODD 5492 A week apart for all deals. Copy Dean on all e-mails. Conrad VOL 6 10/9/09 E-mail re [blank Hale, Dean AJ Discala PRODD 5493 "Boys meet over email". Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5494 "Your truly an honor to work for. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5495 Presentations are being cleaned up for your review. SR will be by this weekend to put your mind at ease. Conrad Vol. 6 10/9/09 1 E-mail re [blank] Dean AJ Discala PRODD 5496-5497 Is Penske's guest at races tomorrow — he wants to talk business. Conrad Vol. 6 10/9/09 E-mail re [blank] Dean AJ Discala PRODD 5498 Make a villa accommodation for St. Barth. Conrad Vol. 6 10/9/09 E-mail re D3 Dean. VonAllmen AJ Discala PRODD 5499-5501 Liz to help Lou with formatting. Conrad Vol. 6 10/9/09 E-mail re [blank] AJ and Dean Brent Hale PRODD 5502-5503 Thrilled to introduce you to my rolodex of high net worth investors. Conrad Vol. 6 10/9/09 E-mail re [blank] Hale, Dean Al Discala PRODD 5504-5505 tYhoe uare team.a great addition to Conrad Vol. 6 10/9/09 E-mail re Updated Status AJ clock, Liz clock Jim clock PRODD 5506-5511 Sent acceptance signature pages to various. Attached spreadsheet re investors that need to produce does. 64 EFTA01106738 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Categorv Date Description From Bates Nos. I Notes AJ responds "Chris cracks whips!!". Conrad Vol. 6 10/10/09 E-mail re [blank] AJ Discala PRODD 5512 Send Clockwork presentation — D3 being worked on. Dean Conrad Vol. 6 10/10/09 E-mail re [blank] Rothstein; VonAllmen, Podaras, Preve AJ Discala PRODD 5513 Need to look at office space. Conrad Vol. 6 10/10/09 E-mail re [blank] Podaras; Dean, VonAllmen AJ Discala PRODD 5514-5517 Bank activity. Conrad Vol. 6 10/10/09 E-mail re [blank] Hale Dean PRODD 5518-5519; 5654-5655; Flights to Ft. Laud. Conrad Vol. 6 10/10/09 E-mail re [blank] Podaras; Dean, VonAllmen AJ Discala PRODD 5520-5522 New deal. Conrad Vol. 6 10/10/09 E-mail re Happy your not here. More forme!! Podaras; Dean AJ Discala PRODD 5523 Be right there. Conrad Vol. 6 10/11/09 E-mail re [blank] AJ Discala; VonAllmen, Podaras, Preve, Dean Rothstein PRODD 5524 Will take care of office space search. Conrad Vol. 6 10/11/09 E-mail re Risk is Just Part AJ dock Jim dock PRODD 5525 He has risk expertise plus many more considerable talents. Conrad Vol. 6 10/11/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5526 Structure retums for next 3 identically fora rolling close. Conrad Vol. 6 10/11/09 E-mail re [blank] AJ dock; VonAllmen, Podaras, Preve, Dean Rothstein PRODD 5527 30, 60, 90-day projections and capital needs on a week-by-week basis. Conrad Vol. 6 10/11/09 E-mail re [blank] Rothstein; VonAllmen, Podaras, Preve, Dean AJ Discala PRODD 5528 Proposed rolling close structure to Mr. V. Conrad Vol. 6 10/11/09 E-mail re Misc. VonAllmen; Dean AJ Discala PRODD 5529-5530 Spoke with Scott about everyone getting on same page. Bob will send draft summary of terms. Conrad Vol. 6 10/11/09 E-mail re [blank] AJ Discala; Dean VonAllmen PRODD 5531 Has 4 investors at 95% retums. We could have as many investors at 35% or 45% retums. Conrad Vol. 6 10/11/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 5532-5535 The more investors, the merrier. Doesn't know Jim 65 EFTA01106739 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Dilworth. IRR % all discussions — nothing on Paper. Conrad VOL 6 10/12/09 E-mail re Important Berman, ROman, Mazzeo; Dean, Podaras, Jim clock AJ Discala PRODD 5536 Need to get moving asap. Lots of capital waiting on us. Conrad Vol. 6 10/12/09 E-mail re Latest draft presentation not for release I VonAllmen, AJ Discala PRODD 5537 Send latest draft Clockwork presentation to all listed. Berman, Roman, Dean, Mazzeo, Podaras, Preve Conrad Vol. 6 10/12/09 E-mail re Investment VonAllmen; Dean AJ Discala PRODD 5538-5541 "This will eventually sell itself" Have to bend economics. Conrad Vol. 6 10/12/09 E-mail re [blank] San, AJ Discala Brent Hale PRODD 5542-5543 Request for all funding due diligence re Razorback. Conrad Vol. 6 10/1/09 E-mail re Verification Preve Michael Szafranski PRODD 5544 Met with Rothstein and personally verified all original documents, wires, settlements, etc. Conrad Vol. 6 10/I 2/09 E-mail re Razorback Documents I Dean, AJ Discala Hale PRODD 5545.5546 Does received. Conrad Vol. 6 8/26/09 E-mail re Email working? Dean PRODD 5547 Working well. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher Dean PRODD 5550-5555 Promote of 10% not going to work for George. Fisher states it may with coinvest. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Parrish, Rapetti, AJ canvas Dean PRODD 5556-5564 Barry won't pay for expenses. We all need to meet and discuss. Comad Vol. 6 9/4/09 E-mail re Status Doug cell, Parrish Dean PRODD 5565-5566 Barry not paying start-up costs with legal and accounting. Conrad Vol. 6 9/4/09 E-mail re Clockwork Fisher Dean PRODD 5567-5569 What's your gut telling you to do? Conrad Vol. 6 9/22/09 E-mail re 3:35 Clifford Chance Call Dean PRODD 5570 What floor is office on? Conrad VOL 6 9/23/09 E-mail re Fund Fisher Dean PRODD 5571 All dots re our fund. Conrad Vol. 6 9/24/09 E-mail re Clockwork email issues solved! Dean PRODD 5572 66 EFTA01106740 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 9/25/09 E-mail re Fund Fisher Dean PRODD 5574-5575 Phone call. Conrad Vol. 6 9/28/09 E-mail re Latest version of Dean PRODD 5576-5577 Good job! Clockwork Presentation Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Peters, Mazzeo; AJ clock, Liz clock, Jim clock, Podaras, Roman, Berman, Adam clock, Doug cell, Katzman, Preve Dean PRODD 5578-5581 Peters note that George is back at putting 20% into the deal and Razorback 80%. Conrad Vol. 6 9/29/09 E-mail re Termsn AJ clock Dean PRODD 5582-5584 Send dots. Conrad Vol. 6 9/30/09 I E-mail re Office AJ clock Dean PRODD 5585-5586 Sq. footage cost pretty high. Conrad Vol. 6 10/1/09 E-mail re [blank] AJ Discala Dean PRODD 5587 Working on raising funds. Conrad Vol. 6 10/1/09 E-mail re More on Nova Parrish Dean PRODD 5588-5589 Raising any cash? Conrad Vol. 6 10/2/09 E-mail re Clockwork documents for your review Dean PRODD 5590-5592 Chris' cell #. Conrad VOL 6 10/2/09 e Call Dean Podaras Dean PRODD 5593 Conrad Vol. 6 10/2/09 E-mail re Chris' Info Dean PRODD 5594 Received. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 5595-5596 Podaras at bank — having issues. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 5597-5598 -"assure your investors that my credibility with my family and father is everything." Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 5599 Only Dean and Podaras on bank account. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 5600 Fisher wiring 3mm. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 5601-5602 Need to deal with larger Clockwork issues. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 5603-5604 Discuss Dean's father's thoughts. Conrad Vol. 6 10/2/09 E-mail re Clockwork AJ Discala Dean PRODD 5605.5606 Larry following up if it hit. 67 EFTA01106741 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Lleseription To From Bates Nos. Notes Conrad Vol. 6 10/2/09 E-mail re Clockwork AJ Discala Dean PRODD 5607-5610 Did my sister send wire info yet? Conrad VOL 6 10/2/09 E-mail re Wire reference number for $1.5m and 500k. Fitzgerald Dean PRODD 5611-5612 Fed Ref fis. Conrad Vol. 6 10/3/09 E-mail re [blank] AJ Discala, Liz@clock Dean PRODD 5613-5615 Need Allen Kirschner number. Conrad VOL 6 10/3/09 E-mail re Final Loan Agreement Rothstein Dean PRODD 5616-5617 Look forward to reising more cap. Conrad Vol. 6 10/3/09 E-mail re Fred Drasner AJ dock Dean PRODD 5618-5626 Vesting schedule — hold back. Conrad Vol. 6 10/4/09 E-mail re [blank] AJ Discala Dean PRODD 5627-5628 He and dad agree it is better to house the office in Scott's building then Banyon's. Conrad Vol. 6 10/4/09 E-mail re Office AJ Discala Dean PRODD 5629-5632 How much sq. II? Conrad VOL 6 10/5/09 E-mail re [blank] AJ Discala Dean PRODD 5633-5636 Passes not tickets. Conrad Vol. 6 10/6/09 E-mail re Fw Wiring Acknowledgement Dean PRODD 5637-5645 Acknowledgement forms attached. Conrad VOL 6 10/7/09 E-mail re D3 Presentation Cover II Dean PRODD 5646-5647 AJ wants presentation done with a little less flash. Conrad VOL 6 10/7/09 E-mail re D3 Presentation Cover III Dean PRODD 5648-5651 Like's it. Conrad Vol. 6 10/9/09 E-mail re [blank] Fisher Dean PRODD 5652-5653 Your not stepping on toes. All cap providers are needed. Conrad Vol. 6 10/11/09 E-mail re [blank] AJ Discala Dean PRODD 5656-5657 Are you napping in the truck? Conrad Vol. 6 5/18/09 E-mail re # for Scott Rothstein Dean L VonAllmen PRODD 5658 Contact info — he has a number for former FBI agents that do undercover work. Conrad Vol. 6 5/25/09 E-mail re Its Dean Dean Bekkedam PRODD 5659 1% fee for capita' you bring; $8m is all set; interest paid quarterly. Conrad VOL 6 6/4/09 E-mail re [blank] VonAllmen Barry Bekkedam PRODD 5660-5661 Forbes article on how to check background of financial managers. Barry 68 EFTA01106742 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes states he uses a retired Secret Service Agent and a support team of FBI, DEA, SS, etc., to search backgrounds of Scott and George. Conrad Vol. 6 6/5/09 E-mail re Banyon Draft 3 Dean Al Discala PRODD 5662-5666 Banyon Income Fund Overview 3.doc. Conrad Vol. 6 6/8/09 E-mail re Travel Schedule on Linda Lou Dean L VonAllmen (Mom) PRODD 5667-5673 Boating. Conrad Vol. 6 6/I1/09 E-mail re Budget — Launch and Development Dean AJ Discala PRODD 5674 Conrad Vol. 6 6/12/09 E-mail re Investors for Clockwork Dean AJ Discala PRODD 5675-5676 Lists names. Conrad Vol. 6 6/12/09 E-mail re Bios — long and short Dean AJ Discala PRODD 5677-5691; 5693-5701; 5716-5724; Logos. Conrad Vol. 6 6/1309 E-mail re WR Dean VonAllmen PRODD 5692 Don't call it hedge funds — say diversified strategies. Conrad Vol. 6 6/14/09 E-mail re Clockwork Goodman, Dean AJ Discala PRODD 5702-5705; 5707-5709; Revised pitch book. Conrad Vol. 6 6/14/09 E-mail re Weds Dinner Dean AJ Discala PRODD 5706 With Eli Wahrsager and Henry. Conrad VOL 6 6/15/09 E-mail re [blank] Dean AJ Discala PRODD 5710-5711 Call in to meeting. Conrad VOL 6 6/15/09 E-mail re [blank] Dean AJ Discala PRODD 5712-5714 Will introduce Dean as his partner in call in. Conrad Vol. 6 6/15/09 E-mail re [blank] Andrew J O'Connell; Dean Al Discala PRODD 5715 Need to do a deep dive into Scott Rothstein and George Levin Conrad Vol. 6 6/17/09 E-mail re Fwd: Trip and Saint Louis Dean VonAllmen PRODD 5725-5726 Will get him credit for business contacts. Conrad Vol. 6 6/17/09 E-mail re [blank] Dean, Christ Al Discala PRODD 5727 You guys should meet since you are going to be doing business together. Conrad Vol. 6 6/22/09 E-mail re Fed CCF-I Options Dean Al Discala PRODD 5728.5729 Business card options. 69 EFTA01106743 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. 1 Notes Conrad Vol. 6 6/24/09 E-mail re Fw SPAM: Hedge Funds Contacts Dean AJ Discala PRODD 5730-5734 Lists names. Conrad Vol.6 6/25/09 E-mail re [blank] Dean VonAllmen PRODD 5735 Friend starting a hedge fund. Conrad Vol. 6 6/25/09 E-mail re Banyon Dean, Rapetti AJ Discala PRODD 5736 Materials from Banyon Conrad Vol. 6 6/29/09 E-mail re Things Bekkedam Rapetti PRODD 5737-5738 Update on various things — Logic guys interested in Banyon. Conrad Vol. 6 7/1/09 E-mail chain re SPAM — Things Dean Al Discala PRODD 5739-5747 Close to extortion. Has so much to show him. Conrad Vol.6 7/1/09 E-mail re Fwd: CCF-2 Deck Dean AJ Discala PRODD 5748-5749 Time for last minute tweeks. Conrad Vol. 6 7/1/09 E-mail re Fwd Task List 2 Dean AJ Discala PRODD 5750 Revised task list. Conrad Vol. 6 none Clockwork Capital Pitch [brochure?] PRODD 5751-5754 Intro, Research, Investment Strategy, Analysis, Due Diligence, etc. Conrad Vol. 6 7/1/09 E-mail re Fwd Draft 3 Clockwork Overview Dean AJ Discala PRODD 5755-5758 Opportunity, Investment Strategy, etc. Conrad Vol. 6 7/1/09 E-mail re [blank] Barry AJ Discala PRODD 5759-5760 Need suit for meeting with George tomorrow? Conrad Vol. 6 7/2/09 E-mail re Address Dean Rovin PRODD 5761-5762 Need mailing address for Banyon does. Conrad Vol.6 7/8/09 E-mail re [blank] Dean AJ Discala PRODD 5763-5764 Howard Mickelson, Esq., out of office. Conrad Vol. 6 7/10/09 E-mail re This is what we are dealing with Parrish; Dean, Christ AJ Discala PRODD 5765-5766 Parrish believes story that 15-20 politicians do confidential settlements every week based on article in Las Vegas paper about Sen. Ensign's parents paying hush money to his mistress. AJ responds "Let's just make sure we are the tightest ship[ in the game." Conrad Vol. 6 7/16/09 E-mail re Lawyer and firm indicted for theft AJ canvas, Maduneme Parrish PRODD 5767-5768 Article re "Another Bad Lawyer Steals from 70 EFTA01106744 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. Notes Clients" — Steven Rondos, Brooklyn. Conrad Vol. 6 7/21/09 E-mail re Updated logo jpg Dean AJ Discala PRODD 5769-5773 Conrad VOL 6 7/21/09 E-mail re Summary Document of Salient Points AJ Discala, Jacqui Maduneme PRODD 57745775 Our asset class and management team is independent of Banyon Group, Clockwork funding, etc. Conrad VOL 6 7/21/09 E-mail re Invitation — Agenda Dean AJ Discala PRODD 5776-5779 Sri Lanka Investment Forum Conrad Vol.6 7/22/09 E-mail re Crime policy for starters AJ Discala Marc Taubin PRODD 5780-5781 Insurance policy needs. Conrad Vol. 6 7/23/09 E-mail re Business Cards Dean AJ Discala PRODD 5782-5787 Conrad Vol. 6 8/3/09 E-mail re Discount Settlements AJ Discala, Jim Robin Shapiro PRODD 5788-5791 Fonvards email from Emmet Haydel, a broker offering the same deal that they presented to him today. Conrad Vol. 6 8/4/09 E-mail re Banyon-Clockwork Brief Dean AJ Discala PRODD 5792-5797 Review attached brief. Conrad VOL 6 8/6/09 E-mail re Change of Beneficiary AJ canvas Lewis Salgado PRODD 5798-5803 Need Dean's address, DOB & SS# - what is relationship? Conrad VOL 6 8/7/09 E-mail chain re Notification of Disposition of Collateral Dean, Arndt AJ Discala PRODD 5804-5810 Notification filed today by McNally — UCC1. Conrad VOL 6 8/7/09 E-mail re St. Louis Restaurants featured in WSJ VonAllmens, et al Adam PRODD 5811 Conrad Vol.6 8/8/09 E-mail re Thames/Kretschmar Order L VonAllmen, et al. Dean PRODD 5812 Judge's Order re Dylan. Conrad Vol. 6 8/8/09 E-mail re Rothsttein Mom & Dad Dean PRODD 5813-5814 "Be careful with" Rothstein. I think he tapes everything — looking for people with problems' "this is his business". Conrad Vol. 6 8/8/09 E-mail re Rothstein Dean L VonAllmen (Mom) PRODD 5815-5817 Judge's Order re Dylan. Conrad 8/9/09 E-mail re (blank] AJ canvas Jeff Burde PRODD Banyon materials reveal 71 EFTA01106745 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. I Notes Vol. 6 5818.5819 they overlooked very fundamental issues legally and structurally which exposes Clockwork's management and investors with unacceptable risk. Conrad Vol. 6 8/13/09 E-mail re [blank] Dean Al Discala PRODD 5820 Kept him out of loop due to situation with his son. Will have a capital call tomorrow — be ready to wire funds. Conrad Vol. 6 8/14/09 E-mail re Banyon Documents Antolik, Dean AJ Discala PRODD 5821-5936 PPM SubDoc and LPA, revised; Banyon PPM Supplement. Confidential Offering Memos. Conrad Vol. 6 8/14/09 E-mail re Banyon Policy Antolik, Dean AJ Discala PRODD 5937-5982 Banyon crime insurance policy by Chubb. Conrad Vol. 6 8/14/09 E-mail re Meet today? Antolik, Dean AJ Discala PRODD 5983-5987 Evolving Due Diligence. Conrad Vol. 6 8/14/09 E-mail chain re Proten — Additional Information Dean AJ Discala PRODD 5988-6002 Investor Application Form. Conrad Vol. 6 8/I 8/09 E-mail re Coal Financing Transaction Dean; Auerbach Philip Tulimieri PRODD 6003 Canary Coal investor due diligence intro & summary. Conrad Vol. 6 8/18/09 E-mail re Meeting Franks email; Parrish, Fisher, Christ, Antolik, Dean AJ Discala PRODD 6004-6007 Agenda needed. Conrad Vol. 6 8/I 8/09 E-mail re Canary Coal Due Diligence Book Dean Tulimieri PRODD 6008 Corporate Pre-Advice of Pro-Forma Invoice. Conrad VOI. 6 8/I 8/09 E-mail re [blank] Shaipiro, Dean AJ Discala PRODD 6009-6014 Meeting time. Conrad VOI. 6 8/19/09 E-mail re Barry AJ Discala Rapetti PRODD 6015 Meeting with Barry, Larry & Todd. Conrad VOI. 6 8/19/09 E-mail re [blank] AJ Discala Joe Discala (Dad) PRODD 6016-6019 nla— Rocky Balboa quote. Conrad Vol. 6 8/13/09 E-mail re LOI V5 AJ canvas Preve PRODD 6020-6029 Edits to Clockwork Banyon LOI. Conrad Vol. 6 8/19/09 E-mail re Powerpoint Dean, Al canvas, Antolik Parrish PRODD 6030 Clockwork Capital Presentation. Conrad 8/20/09 E-mail re AIPRD AJ Discala Larry Morrison PRODD Need to start lawsuit asap 72 EFTA01106746 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 6031-6034 to knock out DJP's lien. Conrad Vol. 6 8/20/09 E-mail re Thanks Dean Christ PRODD 6035 Conrad VOL 6 8/20/09 E-mail re Clockwork email Jim, Christ, Antolik, Dean, Fisher; AJ clock AJ Discala PRODD 6036-6037 Addresses. Conrad VOL 6 8/21/09 E-mail re POP or IMAP email set up Christ, et al. Jim clock PRODD 6038.6039 Conrad Vol. 6 8/21/09 E-mail chain re Hutchinson & Steffen Antolik, Aj clock, Jim clock, AJ canvas, Christ, Dean, Larry Fisher PRODD 6040-6058 Need lawyer involved re debtor creditor issues are very complicated — liens require special knowledge. Conrad VOL 6 8/21/09 E-mail re Rothstein Auditor AJ canvs, Fisher, AJ clock, Jim, Christ, Dean Antolik PRODD 6059 Do we know who Rothstein's auditor is? Conrad Vol. 6 8/21/09 E-mail re [blank] Dean VonAllmen PRODD 6060 Lunch. Conrad Vol. 6 8/21/09 E-mail re 47k of 122,500 of expenses to be paid back on receipt of reimbursement Dean AJ Discala PRODD 6061 TD Routing ft. Conrad Vol. 6 8/21/09 I E-mail re [blank] Fisher, Antolik, Dean, Parrish, Christ AJ Discala PRODD 6062; 6888; Dinner. Conrad Vol. 6 8/21/09 E-mail re Wire transfer — need your response Dean; King Taber PRODD 6063.6065; 6889-6891; Savings account issue. Conrad Vol. 6 8/22/09 E-mail re Hutchinson and Steffen Dean, Antolik, Al canvas, AJ clock, Jim, Christ Fisher PRODD 6066-6070 Looking forward to meeting w/Dean's stepfather Doug VonAllmen. Conrad Vol. 6 8/22/09 E-mail re Meeting with VonAllmen and Raquet Dean; AJ Canvas, Fisher, Christ, Antolik Jim clock PRODD 6071-6075 Meeting with Dean's Dad. Conrad Vol. 6 8/22/09 E-mail re [blank] Dean VonAllmen PRODD 6076 Meeting location. Conrad Vol. 6 8/22/09 E-mail re Clockwork Presentation Dean Parrish PRODD 6077-6100 Attached Clockwork Capital Presentation. Conrad Vol. 6 8/23/09 E-mail re [blank] Dean VonAllmen PRODD 6101-6104 Meeting at Stark's Steakhouse. Conrad Vol. 6 8/23/09 E-mail re [blank Fisher, Christ, Parrish, Antolik, Dean AJ Discala PRODD 6105 Need to get "latest turn on deck" to Dean's Dad. Conrad 8/23/09 E-mail re Financial Analysis for Fisher, Antolik, Christ, AJ Discala PRODD AUM George Earns . 73 EFTA01106747 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. Notes Vol.6 George Dean 6106-6110 Conrad Vol. 6 8/23/09 E-mail re Financial Analysis for George AJ canvas, Antolik, Christ, Dean Fisher PRODD 6111-6116 Banyon spreadsheet — yield has gone up but will show George will make more money over time. Conrad Vol. 6 8/23/09 E-mail re [blank] Christ, Fisher, Antolik, Dean AJ Discala PRODD 6117 Dinner at AJ's apt. Conrad Vol. 6 8/23/09 E-mail chain re Financial Analysis for George Fisher, Antolik, Christ, Dean; Parrish AJ Discala PRODD 6118.6125 Bring George's cost of capital down, etc. Conrad Vol. 6 8/23/09 E-mail chain re Powerpoint I Fisher, AJ canvas, Christ, Dean, Jim Antolik PRODD 6126-6147; 6152.6153; 6157-6158; Edit comments & revisions; pitch book. Travel logistics of group to meet. Conrad Vol.6 8/23/09 E-mail re [blank] Dean AJ Discala PRODD 6148.6151 Banyon spreadsheet. Conrad Vol. 6 8/23/09 E-mail re Tomorrow AM Dean AJ Discala PRODD 6154-6155 Early morning meeting at AJ's apartment. Conrad Vol. 6 8/23/09 E-mail re Robin AJ Discala Parrish PRODD 6156 Robin will be good for back office. Conrad Vol.6 8/23/09 E-mail re fyi AJ Discala Fisher PRODD 6159 Psyched. We have a good plan. Conrad Vol. 6 8/23/09 E-mail chain re [blank] Christ, Antolik AJ Discala PRODD 6160-6163 Send new presentation for Dean to give to his dad. Conrad Vol. 6 8/24/09 E-mail chain re Financial Analysis for George Fisher, AJ canvas, Antolik, Christ, Dean Parrish PRODD 6164-6168; 6171-6184; Rough, draft numbers: AUM, return, George earns, Total George %s, profits, etc. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean AJ Discala PRODD 6169-6170; 6183.6184; Assures Dean they will have a presentation ready to go . Conrad Vol. 6 8/24/09 E-mail re [blank] Dean AJ Discala PRODD 6185 Send 2 page brief on Banyon Clockwork asap. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean Al PRODD 6186 Got it, nevermind. Conrad Vol.6 8/24/09 E-mail re Clockwork Banyon Brief Dean AJ Discala PRODD 6187-6189 Read attached and call me. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean AJ Discala PRODD 6190-6191 Agrees with edits suggested by Dean in Brief. 74 EFTA01106748 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. I Notes Conrad Vol.6 8/24/09 E-mail re Clockwork Banyon Brief Dean, Al Discala Christ PRODD 6192-6194 Attached. Conrad Vol. 6 8/24/09 E-mail re Important Al Discala Dean PRODD 6195 Issues with bios his dad pointed out. Conrad Vol.6 8/24/09 E-mail re [blank] Dean AJ Discala PRODD 6196-6197 The funds name is platinum. Conrad Vol. 6 8/24/09 E-mail re Draft Clockwork Capital Presentation Dean; AJ Discala, Antolik Christ PRODD 6198 Conrad Vol. 6 8/24/09 E-mail re Presentation for Today - Draft Dean, Al canvas, Christ Antolik PRODD 6199 Clockwork Capital Presentation Conrad Vol. 6 8/24/09 E-mail re Draft presentation for discussion with Doug Dean Antolik PRODD 6200.6201 Did you get it from Mike? Conrad Vol. 6 8/24/09 E-mail re [blank] Parrish, Christ, Antolik, Dean, Fisher AJ Discala PRODD 6202 Need master list refined so he can figure out who's doing what asap. Conrad Vol.6 8/24/09 E-mail re Checklist AJ, Parrish, Dean, Fisher, Antolik Christ PRODD 6203 Update task list and send to all. Conrad Vol. 6 8/24/09 E-mail re [blank] Al Discala, Parrish, Christ, Dean, Fisher Antolik PRODD 62046206 Master list being refined. Conrad Vol. 6 8/24/09 E-mail re [blank] Franks email, Dean AJ Discala PRODD 6207 Conf. Call time. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean, Christ, Fisher, Antolik AJ Discala PRODD 6208; 6915; Just did 3.5 hours with Knetzker — Jim was awesome!! — He truly can sell! Conrad Vol. 6 8/25/09 E-mail re [blank] 1 Parrish, Dean AJ Discala PRODD 6209; 6215.6216; Write what you think the GP should look like. Conrad Vol. 6 8/25/09 E-mail re Draft Presentation for Discussion with Doug Antolik, Dean; AJ canvas, Christ, Jim clock Fisher PRODD 6210-6212 Need copy. Conrad Vol.6 8/25/09 E-mail re [blank] VonAllmen Lev PRODD 6213.6214 Dinner. Interested in both opportunities. Conrad Vol.6 8/25/09 E-mail re LOI Clockwork Banyan Parrish, Dean, Christ, Antolik AJ canvas PRODD 6217-6218 Draft attached [no attachment]. Conrad Vol. 6 8/25/09 E-mail re Fwd: Ban on 1030.32 LLC — pol ti Parrish, Fisher, Antolik, Dean, Christ Al Discala PRODD 6219-6221 Endorsement that makes their policy cover Rothstein attached. Conrad Vol. 6 8/25/09 E-mail re LOI Clockwork Banyon Parrish, Dean, Fisher, Antolik, Christ AJ canvas PRODD 6222-6230 Attached final letter to Preve. 75 EFTA01106749 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes Conrad Vol. 6 8/26/09 E-mail re Checklist Dean Christ I PRODD 6231-6232 Christ went to school with Mike Manlin in St. Louis. Conrad Vol. 6 8/26/09 E-mail re If u can do half now that would be great. Half tomorrow after does done. Dean AJ Discala PRODD 6233-6235; 6926; AD Capital to TD Bank. Conrad Vol. 6 8/26/09 E-mail re Accepted 10:00 Am Clockwork conference call Dean AJ Discala PRODD 6236-6245 Adam, Larry Peters & Al Discala. Conrad Vol. 6 8/26/09 E-mail re New Business Card from Liz Fisher, Dean, Parrish, Christ, ANtolik AJ Discala PRODD 6246-6251; 6927-6929; Conrad Vol. 6 8/27/09 E-mail re New Business Card from Liz Dean, Fisher, et al AJ Discala PRODD 6252.6253 Conrad Vol. 6 8/27/09 E-mail re [blank] Dean, Christ, Ballamor AJ Discala PRODD 6254; 6930; Trouble with call in. Conrad Vol. 6 8/27/09 E-mail re [blank] Ballamor, Dean, Christ AJ Discala PRODD 6255.6256 Call in ft. Conrad Vol. 6 8/27/09 E-mail re blank] Dean AJ Discala PRODD 6257-6259 Dean states half of the money will go out. Conrad Vol. 6 8/27/09 E-mail re Questions AJ clock; Dean Doug VonAllmen PRODD 6260 Possible investors — fees, qualifications, etc. Conrad Vol. 6 8/28/09 E-mail re George Dean AJ Discala PRODD 6261-6262 Patience is a virtue. Conrad Vol. 6 8/28/09 E-mail re [blank] Dean, Liz email AJ Discala PRODD 6263; 6931; Get in touch with Liz — she will write your bio. Conrad Vol. 6 8/29/09 E-mail re Revised Clockwork Capital Presentation Dean Friedland PRODD 6264 Conrad Vol. 6 8/29/09 E-mail re [blank] VonAllmen AJ Discala PRODD 6265.6266 Doug is right about all his suggestions — revised proposal —thanks! Conrad Vol. 6 8/29/09 E-mail re [blank] Dean AJ Discala PRODD 6267-6268 "Your dad is really special guy. Very sweet very smart." Conrad Vol. 6 8/30/09 E-mail chain re Revised Clockwork Presentation Fisher, Parrish, Christ, Dean, Antolik Al Discala PRODD 6269-6277 Needs everyone's comments. Message needs to be a lot clearer. Conrad Vol. 6 8/30/09 E-mail re Pitch Book Liz email, Fisher, Antolik, Christ; Dean, Parrish AJ Discala PRODD 6278 Liz made everyone's revisions to the pitch book 76 EFTA01106750 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks [Category Date Description To From Bates Nos. Notes overnight. Conrad Vol. 6 8/30/09 E-mail re Revised Clockwork Presentation Antolik; Dean AJ Discala PRODD 6279-6281 Start copying Mr. Von all emails. Conrad Vol. 6 8/31/09 E-mail re Fw Revised Presentation Doug Dean PRODD 6282 Nothing attached. Conrad Vol. 6 8/31/09 E-mail re Clockwork VonAllmen; Dean, Christ, Antolik, Parrish, Fisher AJ Discala PRODD 6283 Changes made to pitch book. Conrad VOL 6 8/31/09 — 9/1/09 E-mail chain re Current Pitch Book Jim, Doug, AJ, Christ, Fisher, Dean, Friedland Antolik PRODD 6284-6337 Revisions and edits comments by all. Conrad VOL 6 9/1/09 E-mail re Fw Clockwork VonAllmen, Parrish, Dean AJ Discala PRODD 6338.6339 Rovin's revised proposal done with Barry re George. Conrad VOL 6 9/1/09 E-mail re Showboats Rendezvous for Boys and Girls Clubs Dean Diane Barnett PRODD 6340-6341 Would love to see you for dinner tonight. Conrad VOL 6 9/2/09 E-mail re Current Pitch Book VonAllmen; AJ canvas, Dean Jim clock PRODD 6342-6343 Doug feels it needs a major rewrite — Jim states them is room to improve. Conrad Vol. 6 9/2/09 E-mail chain re Clockwork Dean, Parrish, Fisher Ravin, AJ Discala PRODD 63446384 George's requested revisions to deal terms and everyone's comments to same. Conrad Vol. 6 9/2/09 E-mail chain re Conference Call at 2:00 PM Today (time moved) Fisher, AJ canvas, Dean, Rapetti, Parrish, et al. Parrish, Al Discala, et al. PRODD 6385.6429 Logistics, call in number, etc. Conrad Vol. 6 9/2/09 E-mail re Thoughts on Promote Fisher, Rapetti, AJ canvas, Dean Parrish PRODD 6430' 6433 Analogy %s to make George happy. Conrad Vol. 6 9/2/09 E-mail re Clockwork AJ canvas Ravin PRODD 6434 George's position on loan terms. Conrad Vol. 6 9/2/09 E-mail chain re 3:00pm Conference Call # Fisher, Parrish, Rapetti, Dean Al Discala PRODD 6435.6474; 6934-6939; Time of meeting keeps changing. George's deal terms, etc., discussed by all. Conrad Vol. 6 9/2/09 E-mail chain re Proposal for AL I - Draft Fisher, AJ canvas, Dean Parrish PRODD 6475.6506 Deal terms — asks everyone for their thoughts. Conrad Vol. 6 9/3/09 E-mail re [blank] AJ Discala Liz email PRODD 6507 Dean's bio. Conrad Vol. 6 9/3/09 E-mail re [blank] Dean; AJ Discala Friedland PRODD 6508.6509 Dean's bio for Clockwork Pitch Book. Conrad Vol. 6 9/3/09 E-mail re [blank] Parrish, Dean, Fisher Al Discala PRODD 6510 Set up call to discuss 77 EFTA01106751 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description I To I From I Bates Nos. I Notes I structure. Conrad Vol. 6 9/3/09 E-mail re Friday 11:00am NYC time Conference Call Rapetti, Fisher, AJ canvas, Dean Jim Parrish PRODD 6511 To discuss proposed deal. Conrad Vol. 6 9/3/09 E-mail re [blank] AJ Discala, Dean Fisher PRODD 6512-6514 George's deal terms — greater of 35bps or actual documents expenses. Conrad Vol. 6 9/5/09 E-mail re Revised LOI Jim, Rapetti, AJ canvas, Larry, Dean Fisher I PRODD 6515.6517; 6941-6952; 6957-6958; Lets not get too detailed in loi. Everyone discusses %s, amounts, deal terms, etc. Conrad Vol. 6 9/5/09 E-mail re Fw Letter of Intent — Banyon Clockwork Fisher, Peters, Parrish; Dean, Rapetti AJ Discala PRODD 6518.6524 Revisions. Conrad Vol.6 9/6/09 E-mail re Fw Latest Parrish, Fisher, Dean AJ Discala PRODD 6525.6526 VonAllmen's comments on LOI. Conrad Vol. 6 9/6/09 E-mail re [blank] Parrish, Fisher, Dean AJ Discala PRODD 6527 Response to Mr. V about deal but he is not copied in email. Conrad Vol. 6 9/6/09 E-mail re [blank] Dean AJ Discala PRODD 6528.6529 VonAllmen doesn't feel it is a good deal. Conrad Vol. 6 9/6/09 E-mail re Bank Financing Comment AJ Discala, Fisher, Dean Parrish PRODD 6530; 6959-6960; Bank takes out role of Clockwork. Conrad Vol.6 9/6/09 E-mail chain re Fw Latest Dean AJ Discala PRODD 6531-6557; 6559.6562; Latest deal terms with George, VonAllmen, etc. Conrad Vol. 6 9/7/09 E-mail re Clockwork Bekkedam, Rosin Rapetti PRODD 6558 Negotiations re fees. Conrad Vol. 6 9/8/09 E-mail re 12 noon NYC Time Dean AJ Discala PRODD 6563.6564 Join in conference call. Conrad VOL 6 9/8/09 E-mail re Loi AJ clock, Bekkedam Ravin PRODD 6565.6567 Different understandings of the LOI terms. Conrad Vol. 6 9/8/09 E-mail re Versace Party thisd Thursday for Vogue's Fashion Night Out Dean AJ Discala PRODD 6568.6569 N/A —junk. Conrad Vol. 6 9/8/09 E-mail chain re Loi Bekkedam, Ballamor; Parrish, Fisher, Peters, Dean, Rapetti AJ Discala PRODD 6570-6590 Regardless of the math, Barry's people do better under Clockwork's structure. Conrad 9/9/09 E-mail re Clockwork — Levin — Frank & Barry; AJ Discala, Peters PRODD LOI final version. 78 EFTA01106752 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes Vol. 6 BIF — LOI Fisher, Kretschmar, Parrish, Christ 6591 Conrad Vol. 6 9/10/09 E-mail re [blank] Dean AJ Discala PRODD 6592-6593 Final does for signature. Conrad Vol. 6 9/10/09 E-mail re Howard Kaplan my atty AJ canvas Dean PRODD 6594 Can Howard talk to your attorney about plan for AD Capital? AJ responds yes. Conrad Vol. 6 9/10/09 E-mail re Howard Kaplan my atty Dean AJ Discala PRODD 6595 Dsquared is Clockwork. Larry Morrison is our lawyer at MSF cleaning the island asset. Conrad Vol. 6 9/10/09 E-mail re Loi Dean AJ Discala PRODD 6596-6601 Levin looking forward to expanding business and AJ being happy. Conrad Vol. 6 9/11/09 E-mail re [blank] Fisher, Dean AJ Discala PRODD 6602; 6963; Triple play: Ross, Dean's Dad & Harmon. Conrad Vol. 6 9/11/09 E-mail re Clockwork AJ canvas; Dean VonAllmen PRODD 6603 Congrats on signed LOI. When will you form management company? Conrad Vol. 6 9/12/09 E-mail re Dean Dylan jpg. Dean L VonAllmen (Mom) PRODD 6604 Good pits of Dylan. Conrad Vol. 6 9/14/09 E-mail re Overview Dean AJ clock PRODD 6605.6645 Revised overview. Clockwork Capital Presentation attached — needs formatting. Conrad Vol. 6 9/14/09 E-mail re Revised Clockwork Presentation -2 Dean; Jim, Al canvas Friedland PRODD 6646-6680 Most current version for group to review and comment. Conrad Vol. 6 9/16/09 E-mail re Emailing 072709 Dean AJ Discala PRODD 6685.6686 George never told Frank he bought 24%. Conrad Vol.6 9/17/09 E-mail re Wire Instructions Dean AJ Discala PRODD 6687-6689 Can you do other half today? Conrad Vol.6 9/18/09 E-mail re Wire Instructions Dean AJ clock PRODD 6690-6691 Conrad Vol. 6 9/17/09 E-mail re [blank] Schuster, Hotaling AJ NDiscala PRODD 6692 Send life insurance to Dean. Have Morrison call Kaplan and explain ad island play. 79 EFTA01106753 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 9/18/09 E-mail chain re Duplicate Policy ' Hotaling, AJ canvas, Schuster; Dean Darcy Alix PRODD 6693.6709 Duplicate policy costs $25.00. Conrad VOL 6 9/18/09 E-mail re Transfer Amts. Dean King PRODD 6710 Conrad Vol.6 9/18/09 E-mail re [blank] Dean, Fisher AJ Discala PRODD 6711 Adam's info to be sent to Liz. Conrad Vol.6 9/18/09 E-mail chain re Dean's info Dean, Al canvas, Friedland Fisher PRODD 6712.6719 Not coming in this weekend. Conrad Vol. 6 9/18/09 E-mail re Everyones Info Friedland, Dean, AJ canvas, Jim clock, Fisher Podaras PRODD 6720 Fill in missing info. Conrad Vol. 6 9/18/09 E-mail re Fwd Investment Proposal Dean Parker PRODD 6721-6722 Dare Investment Proposal attached. Conrad Vol.6 9/18/09 E-mail re Ross Elgart and Andrew White Dean, Al clock, Antolik, Jim, Christ Fisher PRODD 6723.6725; 7718; Anyone know them? Conrad Vol. 6 9/19/09 E-mail re Loan Facility Agreement Mazzeo, Frank; Parrish, Podaras, Fisher, Song, AJ clock, Dean Al Discala PRODD 6726-6729 Only email Chris, Larry and AJ from here on re comments. Conrad Vol. 6 9/19/09 E-mail re Need to talk to you VonAllmen Dean PRODD 6730 Time for quick chat? Conrad Vol. 6 9/19/09 E-mail re Business Flow 1.1 Dean AJ Discala PRODD 6731-6734 Transaction flowchart. Conrad Vol. 6 9/20/09 E-mail re Conference Call 10:00am Sunday Dean AJ Discala PRODD 6735.6736 Dean to listen in on conference call to discuss Clockwork Loan Agreement. Conrad Vol. 6 9/20/09 ' E-mail re by the way Dean Rapetti PRODD 6739 Will email AJ in morning with comments after he calms down. Conrad Vol. 6 9/20/09 E-mail re Loan Facility Agreement Frank, Ms, Parrish, Podaras, Peters, Fisher, Song Mazzeo PRODD 6740-6741 Revised version of Loan Facility Agreement. Conrad Vol. 6 9/21/09 I E-mail re Meeting with Chris and Jim Dean VonAllmen PRODD 6742; 6747; Dinner Conrad Vol. 6 9/21/09 E-mail re Business Flow 1.1docx Dean AJ Clock PRODD 6743.6744 Changes made by Podaras. Conrad Vol. 6 9/21/09 E-mail re CW AJ Discala Rapetti PRODD 6745.6746 All need to meet to clarify who is management. 80 EFTA01106754 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. I Notes Conrad Vol. 6 9/21/09 E-mail re Clockwork AJ canvas Rapetti PRODD 6748.6750 Observations and suggestions. Conrad VOL 6 9/21/09 E-mail re [blank] Podaras, Parrish, Dean AJ Discala PRODD 6751 Frank got Clifford so I owe him McDonalds. Conrad Vol. 6 9/21/09 E-mail re Fee Proposal Dean, Podaras; Jim AJ Discala PRODD 6752-6754 $500k - Berman. Conrad VOL 6 9/22/09 E-mail chain re Let's meet at 9 Podaras, Dean, Jim AJ clock PRODD 6755.6776 Discuss fee proposal by Berman Conrad Vol. 6 9/22/09 E-mail re Fee proposal AJ Discala Mazszeo PRODD 6777-6779 Do does in house to keep fees down. Conrad VOL 6 9/22/09 E-mail re 1 Wire Transfer and 1 B of A Account Money Move to TD Motosports Dean, King Tabar PRODD 6780-6781; 7725; Both requests processed. Conrad Vol. 6 9/23/09 E-mail chain re 40M Structure AJ Discala Preve PRODD 6782-6794 Routing of funds. The qui tam deals are once in a lifetime — repayment terms of only 3.4 months — lender is out of hinds less than 80 days. Conrad Vol. 6 9/26/09 E-mail re Time Line Preve; Mazzeo, Podaras, Jim Al clock PRODD 6795.6796 Need proforma of dates and amounts available to invest. Conrad Vol. 6 9/26/09 E-mail re Charts in PPT format AJ clock Mazzeo PRODD 6797 Revised Liz's powerpoint for new deal. Conrad Vol. 6 9/26/09 E-mail re [blank] Podaras, Dean, Jim; Mazzeo AJ Discala PRODD 6798 Call w/Frank. Conrad Vol. 6 9/27/09 E-mail re Security Agreement Dean AJ Discala PRODD 6799-6800 Hooked up w/Liz and her hot friends. Conrad VOL 6 9/27/09 E-mail re Team Circling 4Im Podaras, Jim, Fisher, Dean, Larry, Mazzeo, Rapetti AJ Discala PRODD 6801-6810; 6999-7002; Putting together the 4Im. Conrad Vol. 6 9/27/09 E-mail re From one of my best friends. Team, I want us at the table. Great Story. Please keep confidential but I had to share Dean, Jim, Podaras, VonAllmen, Mazzeo, Fisher, Larry AJ Discala PRODD 6811-6813 T.W. Waitt worth 2.5b — Keep focused on the prize. Conrad Vol. 6 9/27/09 E-mail re [blank] Gentry AJ Discala PRODD 6814 Dean did you a solid —you should sign third party marketing agreement. Conrad 9/27/09 E-mail re Gentry Dean AJ Discala PRODD Tired of people taking 81 EFTA01106755 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 6815.6816 advantage of us. Conrad Vol. 6 9/28/09 E-mail re Good Job Al Discala Rapetti PRODD 6817 Conrad Vol. 6 9/28/09 E-mail re Update Al Discala Preve PRODD 6818 Conference with George re issue with investor on bridge loan. Conrad Vol. 6 9/28/09 E-mail chain re Summary of Terms VonAllmen, Dean, AJ Discala, Podaras, et al Mazza; Al, et al. PRODD 6819-6839 Razorback Funding SOT with group comments, edits. Conrad Vol. 6 9/28/09 E-mail re [blank] Dean AJ Discala PRODD 6840 Need your bio — Liz will write it. Conrad Vol. 6 9/28/09 E-mail re Flow Chart Jim, Mazzeo, Podaras, Dean, Larry, Fisher, Roman, Katzman, et al. Preve, Mazzeo, et al. PRODD 6841-6844 There is one master RRA trust account for all settlement proceeds. Conrad Vol. 6 9/28/09 E-mail re My cousin Dean Al Discala PRODD 6845 Nut kicker article on Mike - He is no joke. Conrad Vol. 6 9/29/09 E-mail re Dsquared Holdings, LLC. Dean; Louis Kaplan PRODD 6846 Revised Redline Draft Operating Agreement. Conrad VOL 6 10/2/09 E-mail re Wire transfer Dean David VonAllmen PRODD 6847 Wire was released. Conrad VOL 6 10/3/09 E-mail re [blank] Dean Doug VonAllmen PRODD 6848 Want to play poker? Conrad Vol.6 10/3/09 E-mail re [blank] Dean Doug VonAllmen PRODD 6849 Dean wants Doug to be the Chairman. Conrad Vol. 6 10/11/09 E-mail re Misc. VonAllmen; Dean AJ Discala PRODD 6850; 7418-7419; He did nothing to upset Scott. The numbers came from Frank — re promises made but broken. Conrad Vol. 6 10/12/09 E-mail re Example AJ clock, Dean VonAllmen PRODD 6851-6852 David and Nick may be able to raise funds. Offered David 10% referral fee. Conrad VOL 6 10/12/09 E-mail re [blank] VonAllmen; Dean AJ Discala PRODD 6853 Will have 10% equity from team, etc. Conrad Vol. 6 10/12/09 E-mail re Fwd Large Investor VonAllmen, Dean Al Discala PRODD 6854 We can sell the 45% IRR all day long! Conrad Vol.6 10/12/09 E-mail re Large Investor VonAllmen, Dean Rothstein PRODD 6855.6858 Get potential investor to sign NDA and he will make the appointment. 82 EFTA01106756 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date 1 Description [ To From I Bates Nos. [ Notes Conrad Vol. 6 10/12/09 E-mail re Investment Al clock; Dean VonAllmen PRODD 6859-6860 Why change deal structure now? Conrad Vol. 6 6/14/09 E-mail re Clockwork AJ canvas Mike Christ PRODD 6861-6854 Revised the pitch book and created a structure diagram. Conrad Vol. 6 6/15/09 E-mail re [blank] Andrew J. O'Connell; Dean AJ Discala PRODD 6865 Need to do deep dive into Rothstein and Levin. Conrad Vol. 6 6/17/09 E-mail re [blank] Dean, Christ AJ Discala PRODD 6866 You two should meet since you're in business together. Conrad Vol. 6 6/18/09 E-mail re [blank] Dean, Christ AJ Discala PRODD 6867 n/a. Conrad Vol. 6 None AJ Discala Clockwork Business Cards PRODD 6868 Conrad Vol. 6 8/4/09 E-mail re Delivered Dean AJ canvas PRODD 6869-6876; 6880-6886; 6892-6895; 6917-6925; Message was delivered to recipient. Conrad Vol. 6 8/18/09 E-mail re [blank] AJ canvas; Dean Robin Shapiro PRODD 6877-6879 Office meeting. Conrad Vol. 6 8/21/09 E-mail re 47k of 122,500 of expenses to be paid back on receipt of reimbursement Dean Al Discala PRODD 6887 TD Routing #. Conrad Vol. 6 8/23/09 E-mail re [blank] Fisher, Christ, Parrish, Antolik, Dean AJ Discala PRODD 6896 Need latest turn on deck so we can turn over to Dean's Dad. Conrad Vol. 6 8/23/09 E-mail re [blank] Christ, Fisher, Antolik, Dean AJ Discala PRODD 6897 Working dinner at this apt. Conrad Vol. 6 8/23/09 E-mail re [blank] Christ, Antolik; Dean Al Discala PRODD 6898 Send new presentation for Dean's Dad. Conrad Vol. 6 8/23/09 E-mail re [blank] Dean Al Discala PRODD 6899 Presentation being changed based on meeting with Rothstein and your Dad. Conrad Vol. 6 8/24/09 E-mail re Financial Analysis for George? Fisher, Al canvas, Antolik, Christ, Dean Parrish PRODD 6900-6906; 7484-7487; 7492-7495; Spreadsheet re George's profits, etc. Conrad Vol. 6 8/24/09 E-mail re [blank] Dean Al Discala PRODD 6907-6910 Send 2 page brief. 83 EFTA01106757 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Llescription j To From Bates Nos. i Notes Conrad Vol. 6 8/24/09 E-mail re Draft Presentation for Discussion with Doug Dean Antolik PRODD 6911-6912 Did you get it from Mike? Conrad Vol. 6 8/24/09 E-mail re [blank] Parrish, Christ, ANtolik, Dean, Fisher AJ Discala PRODD 6913 Need to get master list refined. Conrad Vol. 6 8/24/09 E-mail re [blank] Franks email, Dean AJ Discala PRODD 6914 Phone tall — approved law finn. Conrad Vol. 6 9/2/09 E-mail re Clockwork Parrish, Dean, Fisher; Rapetti AJ Discala PRODD 6932-6933 George's perspective is different than ours % wise. Conrad Vol. 6 9/30/09 E-mail re Dsquared Holdings, LLC — Contribution Agreement Dean, Kaplan PRODD 7003-7004 Send revised draft and confession of judgment. Conrad Vol. 6 10/5/09 E-mail re Morning Kaplan PRODD 7005 Send complete set of docs re $750k loan from Dean to AD Capital. AJ has retained counsel to put AD in Chapter 11. Conrad Vol. 6 4110/09 E-mail re Robbins Financial Obligations Dean PRODD 7006-7013 Confidential spreadsheet. Conrad Vol. 6 9/29/09 E-mail re Wire Transfer King, Tabar Dean PRODD 7014 $90,000 to AD Capital. Conrad Vol. 6 9/17/09 E-mail re More on Nova Dean AI dock PRODD 7015-7016 Darren Tymchyshyn's opinion that Nova is very bad people and a very shisty bank. Conrad Vol. 6 9/18/09 E-mail re RRA — TD Bank Trust Restriction Letter Al canvas heve PRODD 7017-7018 attached. Conrad Vol. 6 9/18/09 E-mail re Duplicate Policy Al canvas. Dean. Kaplan, Darcy Alix PRODD 7019-7024 sigr_ PM Policy ummary attached. Beneficiary designation. Conrad Vol. 6 9/18/09 E-mail re Syscon Collateral Assignment Executed Dean, Kaplan; AJ canvas PRODD 7025.7026 Executed Biax collateral assignment attached. Conrad Vol. 6 9/18/09 E-mail re Management Co. Value Dean AI Discala PRODD 7027-7028; 7064-7065; Attached spreadsheet Conrad Vol. 6 9/18/09 E-mail re Loan Facility Agreement AJ canvas, Parrish Mazzeo PRODD 7029-7063 Attached initial draft. Conrad Vol. 6 9/18/09 E-mail re Dsquared Holdings, LLC Dean, et al. PRODD 7066-7069 Congrats on forming new company by Harvard Management. 84 EFTA01106758 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. [ Notes Conrad Vol. 6 9/18/09 E-mail re Everyones Info Dean, Al, Jim, Podaras, Fisher Friedland PRODD 7070 Fill in any missing info. Conrad Vol. 6 9/19/09 E-mail re Clockwork Barry Note Dean AJ clock PRODD 7071 Waiting on legal team to clear overview dots and then will send to Barry. Conrad Vol. 6 9/19/09 E-mail re Loan Facility Agreement Dean AJ Discala PRODD 7072-7136 Marso's draft loan agreement attached. Conrad VOL 6 9/19/09 E-mail re Investment Proposal AJ clock Preve PRODD 7137 Business model not the same; theirs is litigation funding. Conrad Vol. 6 9/19/09 E-mail re This email was returned yesterday — not sure why Barry Doug PRODD 7138-7140 Will not be putting any more money in Banyon until 9/30. Conrad Vol.6 9/19/09 E-mail re [blank] Dean AJ Discala PRODD 7141-7142 Loan Agreement, Preve's comments. Conrad Vol. 6 9/19/09 E-mail re Clockwork Dean AJ Discala PRODD 7143-7144 Bekkedam's email that Larry will sign the NDA; need for bridge investors for Banyon. Conrad Vol. 6 9/19/09 E-mail re [blank] Parrish AJ Discala PRODD 7145.7146 Great email to Clifford — showed we are focused. Conrad Vol. 6 9/19/09 E-mail re [blank] AJ clock, Larry Fisher PRODD 7147-7148 95% of Frank's issues are collateral, holdbacks and distributions. Conrad Vol. 6 9/21/09 E-mail re Banyon Rovin, AJ canvas Jim clock PRODD 7149-7150 Agreement has language that covers pre-existing knowledge. NDA issues. Conrad VOL 6 9/22/09 E-mail re Bridge Financing AJ canvas Ravin PRODD 7151-7152 Side letter —short term bridge funding. Conrad Vol. 6 9/22/09 E-mail re Wire Instructions AJ Discala Persaud PRODD 7153 AD Capital to TD Bank Conrad Vol. 6 9/22/09 E-mail re Dsquared Holdings, LLC. Dean Harvard Sales team PRODD 7154-7155 Thanks for choosing us to form your new company. Conrad Vol.6 9/26/09 E-mail re $10mm Dean VonAllmen PRODD 7156 Am I investing with George? Conrad Vol. 6 9/26/09 E-mail re Flow Chart Dean AJ Discala PRODD 7157-7162 Show to your dad. We will know if George wants our deal tomorrow. 85 EFTA01106759 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description [ To From Bates Nos. Notes Conrad Vol.6 9/26/09 E-mail re Security Agreement Dean AJ Discala PRODD 7163-7164 Emails being sent to his dad. Conrad Vol.6 9/27/09 E-mail re Closing Mechanics AJ clock, Jim, Podaras,; Roman, Berman Mazzeo PRODD 7165-7166 Putting together a closing checklist Conrad Vol. 6 9/27/09 E-mail re Gentry Dean AJ Discala PRODD 7167 Always does the right thing. Gentry's position is bullsh-t! Conrad Vol. 6 9/27/09 E-mail re [blank] Dean PRODD 7169-7170 Will give him a fee break. Al doesn't understand how his business operates. Conrad Vol. 6 9/24/09 Certificate of Formation of Linda Lou Loan SPE, LLC. ? Delaware Secretary of State PRODD 7171-7172 Peter Katzman, Esq., incorporator. Conrad Vol. 6 9/27/09 E-mail re New Market Overview AJ Clock, Jim, Podaras Liz PRODD 7173-7174 Edits re page 8 about whistleblower and qui tam cases. Conrad Vol. 6 9/27/09 E-mail re Summary of Terms VonAllmen, Dean AJ Discala PRODD 7175-7187 Mazzeo's draft for all to review and comment on. Conrad Vol. 6 9/28/09 E-mail re Flow Chart Podaras, Jim, Dean, Larry, Fisher, Roman, Preve, Katzman Mazzeo PRODD 7188-7190 Revised the flow chart for all to review and comment on. Conrad Vol.6 9/30/09 E-mail re [blank] Dean VonAllmen PRODD 7191 Lee Todd, president of UK, interested. Conrad Vol. 6 9/30/09 E-mail re Fwd: Dsquared Holdings, LLC. Dean PRODD 7192-7198 Howard's changes to LLC Agreement were acceptable. Conrad Vol. 6 9/30/09 E-mail re Documents Dean VonAllmen PRODD 7199 New docs for Razorback are fine. Conrad Vol. 6 9/30/09 E-mail re Documents Dean VonAllmen PRODD 7200 Getting docs on same day money needs to be wired not way to do it. Conrad Vol. 6 10/5/09 E-mail re Dsquared Holdings, LLC. Dean Harvard Heather Garza PRODD 7288-7289 We formed your company and act as your registered agent. Conrad Vol. 6 10/5/09 E-mail re Scott AJ clock, Dean VonAllmen PRODD 7290 Can you raise $48 million next week and $60 million the following? Conrad Vol. 6 10/6/09 E-mail re Dsquared Holdings, LLC. AJ clock: Dean PRODD 7291 Company's address is Dean's Florida home. 86 EFTA01106760 Epstein v. Rottestein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Categon Date Description To From Bates Nos. Notes Conrad Vol. 6 10/6/09 E-mail re New Worksheet AJ dock, Dean VonAllmen i PRODD 7292-7293 Club Retums Conrad Vol. 6 10/6/09 E-mail re [blank] AJ dock, Dean VonAllmen PRODD 7294 Jason Spacek at RBC. Conrad Vol. 6 10/6/09 E-mail re Accountant AJ dock, Dean VonAllmen PRODD 7295 His tax accountant may have people interested in runding. Conrad Vol. 6 10/7/09 E-mail re Club Retums AJ dock; Dean VonAllmen PRODD 72964298 Corrected worksheet re investor paying legal. Conrad Vol. 6 10/7/09 E-mail re Clockwork Initial Board Resolutions AJ dock PRODD 7299-7327 Attached operating agreement too. Conrad Vol. 6 10/7/09 E-mail re D3 Capital Club, LLC. Dean PRODD 7328-7331 Congrats on forming new company. Conrad Vol. 6 10/7/09 E-mail re D3 Presentation Cover AJ dock, VonAllmen, Dean Friedland PRODD 7332-7335 Conrad Vol. 6 10/8/09 E-mail re Things to Resolve AJ dock; Dean VonAllmen PRODD 7336 Ownership of Clockwork, Club; Incorporation and taxes. Conrad Vol. 6 10/8/09 E-mail re Model AJ dock; Dean VonAllmen PRODD 7337-7339 Club Retums spreadsheet. Conrad Vol. 6 10/8/09 E-mail re Clockwork Presentation Dean Friedland PRODD 7340-7341 Conrad Vol. 6 10/8/09 E-mail re D3 Presentation Dean Friedland PRODD 7342-7343 Conrad Vol. 6 10/8/09 E-mail re Club Retums Dean Friedland PRODD 7344-7349 Spreadsheet attached. Conrad Vol. 6 10/8/09 E-mail re Banyon USVI (Del), LLC., - Certificate Parrish; AJ Discala, Podaras Preve PRODD 7350-7357 Certificate of Insurance for Banyon USVI (Del), LLC. Conrad Vol. 6 10/8/09 E-mail re Investor Money for October Dean, AJ dock Podaras PRODD 7358-7364; 7372-7379; xls attached re money received, coming in or need to get. Conrad Vol. 6 10/8/09 E-mail re Club Retums Dean Friedland PRODD 7365-7368 xls format. Conrad Vol. 6 10/8/09 E-mail re 3 D Explanation AJ dock; Dean VonAllmen PRODD 7369-7371; 7397-7399; Attached write up on 3D. Conrad Vol. 6 10/8/09 E-mail re Clockwork NDA Form Ritchie; AJ dock; Dean Friedland PRODD 7380-7381 Attached form. Conrad 10/8/09 E-mail re Clockwork Lou; AJ, Dean Friedland PRODD Review. 87 EFTA01106761 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 Presentation 7382 Conrad Vol. 6 10/8/09 E-mail re Clockwork Presentation — Updated Al clock, Dean Friedland PRODD 7383 Conrad Vol. 6 10/8/09 E-mail re D3 Presentation Al clock, Dean Friedland PRODD 7384-7385 Conrad Vol. 6 10/9/09 E-mail re Clockwork Presentation Liz; Al, Dean Louis PRODD 7386 Need latest drafts of all Clockwork does. Conrad Vol. 6 I 0/9/09 E-mail re Clockwork Presentation Lou; AJ, Dean Liz PRODD 7387-7389 Most recent versions of Clockwork and D3 does. Conrad Vol. 6 10/9/09 E-mail re Fwd: Out Outlined all 4 Deals Dean VonAllmen PRODD 7390-7396 Club Returns. Conrad Vol. 6 I 0/9/09 E-mail re Clockwork Presentation Liz; Al, Dean Lou PRODD 7400-7401 Subscription documents. Conrad Vol. 6 10/9/09 E-mail re D3 Capital Club, LLC. Dean Harvard Sales PRODD 7402 Formation documents. Conrad Vol. 6 10/9/09 E-mail re Clockwork Presentation Al, Dean Lou PRODD 7403-7407 Revised with comments. Conrad Vol. 6 10/10/09 E-mail re [blank] Al clock; Dean VonAllmen PRODD 7408-7410 Need help raising money Scott needs? Conrad Vol. 6 10/11/09 E-mail re D3 Capital Club Liz, Al, Dean Lou PRODD 7411-7416 Draft presentation attached. Conrad Vol. 6 10/12/09 E-mail re Example David VonAllmen Doug VonAllmen (Dad) PRODD 7420-7428 Example of longer payout settlement they are working on. Doug offered David a 10% referral fee. Conrad Vol. 6 10/12/09 E-mail re Large Investor Rothstein; Al, Dean VonAllmen PRODD 7429-7430 Has a very big potential investor. Can you meet him? Conrad Vol. 6 10/12/09 E-mail re Investment (Buddy) VonAllmen PRODD 7431 Meeting with Ivan Rodriguez and Marco Morijain — potential investors. Conrad Vol. 6 10/12/09 E-mail re Fwd: Investment VonAllmen PRODD 7432 Lunch. (Buddy): AJ, Dean Conrad Vol. 6 10/13/09 E-mail re NDA Liz, AJ, Dean Lou PRODD 7433 NDA sent to lroqouis. Conrad Vol. 6 10/13/09 E-mail re New Investors Al, Dean VonAllmen PRODD 7434 Neighbor has billionaire friend — meeting with him to explain our investments. 88 EFTA01106762 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. i Notes Conrad Vol. 6 6/10/09 E-mail re [blank] Dean VonAllmen I PRODD 7435 RBR to WR xlx — Market doing poorly. Conrad Vol. 6 8/18/09 E-mail re HEV — Term Sheet Parrish, Conde, Dean AJ Discala PRODD 7437-7444 Ayuda TS for HEV. Conrad Vol. 6 8/18/09 E-mail re Overview Dean AJ Discala PRODD 7445 Jefferies Caim overview. Conrad Vol. 6 8/18/09 E-mail re Collateral Assignment for Dean Dean AJ Discala PRODD 7446-7453 Brax Discala Kretschmar Assignment. Conrad Vol. 6 8/18/09 E-mail re Revised BevMax Engagement Letter Dean AJ Discala PRODD 7454 Lawyers comments. Conrad Vol. 6 8/18/09 E-mail re Enerl Engagement Letter Dean AJ Discala PRODD 7455.7464 Ltr w/signatures dated 6/23/09 attached. Conrad Vol. 6 8/19/09 E-mail re General Presentation ppt Dean AJ Discala PRODD 7 465-7467 Marc Taubin's edits. Conrad Vol. 6 8/19/09 E-mail re lnvoice $122.5 AJ Discala Persaud PRODD 7468-7469 Conrad Vol. 6 8/19/09 E-mail re Due Diligence Questions Dean, AJ canvas Parrish PRODD 7470-7473 Evolving Clockwork follow the cash due diligence document attached Conrad Vol. 6 8/20/09 E-mail re Wiring Instructions Dean AJ Discala PRODD 7474 TD to AJD Conrad Vol. 6 8/20/09 E-mail re Notice of Disposition of Collateral AJ canvas Larry Morrison PRODD 7475-7476 Meister Seelig & Fein letter. Conrad Vol. 6 8/20/09 E-mail re Clockwork Email Christ, Antolik, et al. Jim PRODD 7477-7478 New mini! addresses. Conrad Vol. 6 8/22/09 E-mail re Clockwork Presentation Dean Parrish PRODD 7479-7483 Bios. Conrad Vol. 6 8/23/09 E-mail re [blank] AJ Discala Christ PRODD 7488-7491 Due diligence check list. Conrad Vol. 6 8/26/09 E-mail re 711 Fifth Avenue Sublease Dean AJ Discala PRODD 7503-7520 Sublease and fumiture in entory report. Conrad Vol. 6 8/26/09 E-mail re [blank] AJ Discala Christ PRODD 7521-7522 GP Ovmership version 3 excel spreadsheet "play with these numbers." Conrad Vol. 6 8/27/09 E-mail re Contribution Agreement and LLC Operating Agreement for Dsquared Holdings, LLC. AJ canvas, Dean; Kaplan PRODD 7523.7581 Attached draft Discala, Kretschmar Clockwork Contribution Agreement and Operating Agncement 89 EFTA01106763 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Deseription i To From Bates Nos. Notes for Dsquared Holdings, LLC. Conrad Vol. 6 8/27/09 E-mail re Banyon Proposal Fisaher, Antolik, Christ, Dean, Parrish, Peters AJ Discala PRODD 7582-7583 Rovin's markup of Adam's =ting with George. Conrad Vol. 6 8/29/09 E-mail re [blank] AJ dock; Dean VonAllmen PRODD 7584 Comments on different structures for George. Conrad Vol. 6 8/31/09 E-mail chain re Current Pitchbook Antolik, VonAllmen; AJ canvas, Christ, Dean, Friedland Fisher PRODD 7585-7593 Revisions. Conrad Vol. 6 9/2/09 E-mail re Proposal for Al — Draft Fisher, AJ canvas, Dean Parrish PRODD 7594-7596 bps admin fees, Vos, etc. Conrad Vol. 6 9/3/09 E-mail re Clockwork AJ canvas, Dean, Parrish Rapetti PRODD 7597 Loan to George %s. Conrad Vol. 6 9/3/09 E-mail re [blank] AJ Discala Parrish PRODD 7598.7604 George's deal, comments. Conrad Vol. 6 9/3/09 E-mail re Ft. Lauderdale office Parrish, Fisher, Dean AJ Discala PRODD 7605.7606 Deal terms re George, etc. Conrad Vol. 6 9/4/09 E-mail chain re LO1 revised AJ canvas, Parrish, Dean, Fisher, Jim, Peters AJ canvas, Parrish, Dean, Fisher, Jim, Peters PRODD 7607-7645 Back and forth comments by all on terms on LOI, fees, %s, etc. Conrad Vol. 6 10/1/09 E-mail re Mortgage Interest Dean Tabar PRODD 7647-7648 Conrad Vol. 6 9/11/09 E-mail re [blank] AJ Discala Dean PRODD 7653-7654 Get Howard insurance info and syston stuff for his file. Conrad Vol. 6 9/14/09 E-mail re Revistid Clockwork Presentation — 2 Friedland Dean PRODD 7655-7656 Waiting on file. Conrad Vol. 6 9/14/09 E-mail re Letter VonAllmen Dean PRODD 7657 Letter weil written. Met with Rothstein and Szafranski today. Conrad Vol. 6 9/14/09 E-mail re Revistid Clockwork Presentation Rapetti Dean PRODD 7658-7690 Updated PowerPoint attached. Conrad Vol. 6 9/17/09 E-mail re Wire Transfers King Dean PRODD 7691-7693 Need TD Motorsports wire& Conrad Vol. 6 9/17/09 E-mail re Clockwork Deck VonAllmen Dean PRODD 7694-7695 Current draft of Clockwork presentation. Conrad Vol. 6 9/18/09 E-mail re Wire Instructions AJ dock Dean PRODD 7696 Can you do other half today? Conrad 9/18/09 E-mail re Duplicate Policy Kaplan Dean PRODD AJ Discala — PM Policy 90 EFTA01106764 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Seherer Disks Category Date Description [ To From Bates Nos. t Notes Vol. 6 7697-7709 ummary. Conrad Vol. 6 9/18/09 E-mail re Dean's Info Fisher, AJ canvas, Friedland Dean PRODD 7710-7717 Contact info. Conrad Vol. 6 9/19/09 E-mail re Investment Proposal AJ dock Dean PRODD 7719-7720 Boca Company NEWCO. Conrad Vol. 6 9/22/09 E-mail re D2 Holdings Proposed Transaction Altematives Dean PRODD 7721-7724 Conrad Vol. 6 9/22/09 E-mail re Wire Instructions AJ dock Dean PRODD 7726 Already sent. Conrad Vol. 6 9/22/09 E-mail re Dsquared Holdings, LLC. Kaplan Dean PRODD 7727-7728 Forming new company. Conrad Vol. 6 9/27/09 E-mail re Gentry AJ dock Dean PRODD 7729 Gentry hooked me up w/Hicks and Liverpool — was hu e. Conrad Vol. 6 9/27/09 E-mail re [blank] Dean PRODD 7730-7731 No idea AJ was going to sond his email. You owe me nothinn. Conrad Vol. 6 9/27/09 E-mail re Gentry AJ Discala Dean I PRODD 7732 Walter will pay and Gentry will help us. Conrad Vol. 6 9/28/09 E-mail re Update Kaplan Dean PRODD 7733-7735 How is it going on D Squared doc? Conrad Vol. 6 10/5/09 1 E-mail re Wire Transfer King Dean PRODD 7736 Wire $90,000 from AD Capital to TD Bank. Conrad Vol. 6 10/5/09 E-mail re AD Capital Note Documents Kaplan Dean PRODD 7737-7740 Take Lou off and keep AJ & 150/50. Conrad Vol. 6 10/7/09 E-mail re Clockwork Initial Board Resolutions Dean PRODD 7741-7742 Need full set of docs for Dsquared. Conrad Vol. 6 10/8/09 E-mail re Dsquared Holdings LLC Execution Documents Kaplan Dean PRODD 7743-7747 Send updated does. Conrad Vol. 6 10/8/09 E-mail re Club Returns Friedland Dean PRODD 7748-7749 Reformat and print. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ canvas, Jim dock Dean PRODD 7750-7753 Incentive fees? Conrad Vol. 6 9/15/09 E-mail re Revised Overview Dean Dean PRODD 7754 Conrad Vol. 6 9/30/09 E-mail re Investment Deal Strassers Dean PRODD 7755-7800; 7802-7889; Attached Razorback Operating Agreement, Summary of Terms and Flow Chans. 91 EFTA01106765 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 10/1/09 E-mail re [blank] Al clock Dean PRODD 7801 Feeling better —will call you. Conrad Vol. 6 10/1/09 E-mail re Outgoing Payment Preve Dean PRODD 7890 When does this quarters payment go out. Conrad Vol. 6 10/1/09 E-mail re Important Information for your Upcoming Trip Liz Dean PRODD 7891-7893 Date change for AJ's trip to Bahamas. Conrad Vol. 6 10/1/09 E-mail re Banyon Payment VonAllmen Dean PRODD 7894 Payment due? Conrad Vol. 6 10/1/09 E-mail re Clockwork/Razorback Funding Documents Dean PRODD 7895-7979 Attached transaction flow description, flow chart, summary of investment terms, subscription agreement and operating agreement END/jga 92 EFTA01106766