Valuations

Valuations 7/31/13 EFTA01119157 JEE and Ridded Entitles Investment Summary 7/31/13 Cash 8 EauWants Southern Financial LLC- (see note below) 14.612,680 J.Epstein 1,778,803 HAZE Trust 28.363 FT Real Estate Southern Trust Company 19.489.259 Jaspers 26.518.726 J.Epstein 1.01 Foundation 4,621,387 Total Cash 8 Egurvalerds 67,048,218 Less: Cash in Operetta) Accounts Cash Cr Foundations (1,284,884) (4.621,387) (5.906.271) Total Available Cash 8 Equivalents 61,141,947 JP Morgan Trading Account (cash, securities, Derivitives)- SFLLC ,P Morgan Trading Account (cash, securities. Derivitives)- HAZE .P Morgan Trading Account (cash, securities. Cenvitives). SIC L Ca moron Trading AccouM (cash, securities, Derivilives). STC Marketable Securities -(Invv) Investment American radii Harbor (per LE) Settlements Receivable -C432 Partnership Investments (see attached schedule) Total • See Note A 70,019,374 22510,490 5568,063 4,978,315 12,620,619 1,003,000 33,481,600 105,380537 316 720 965 Value Above 316,720.965 Adjustments: Operating Cash 1284684 Loans Receivable 2,096,916 Total ocr attached valuation schedule 320.102,765 ' Investment partnerships are subject to various restrictions on withdrawals and therefore, the timing of avaitabikty of funds will be so limited. 320,102,765 NOTE A: The JPM trading account was funded wet $75 Milton. coring July 2011 we vAllsdrew $ $2,478,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 16,535 Ailed Pharrreoeutkals & 2,095 Brogan IDEC on 5/22/12 the account was reduced by $1,330,000 for the purchase of 35030 shares of Facetook. In Augud 2012 the account received $349,402 from the sales proceeds ad 17„5030 sh of Facebook On 9/12/12 the account was reduced by $10mm for the transfer to Mort Inc. On 11/9/12 there was a transfer to JEE of $1,000,000 EFTA01119158 J. EPSTEIN S. RELATED ENTITIES VALUATIONS OAS HLIABILM ESAINESTMENTS 701/13 Sosthim Financial LLC C6/309 3 07/31/13 01471/13 YTI) July ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cain 14,591,497 14,612.680 JP Morgan Trading AcccuM 68,806,047 70,019,374 J P Morgan- &mutes 9984.820 11,094.391 NVESTMENTS TUDOR FUTURES 13,241,823 12,561,188 12,578,999 3.04% 12% HIGHBRIDGE CAPITAL 19,727,356 19,261.964 18,624,993 3.76% 0 18% BEAR STEARNS Asset Backed Securities (7/310) yak 331,882 331,882 Southern Trust Corroami J P MORGAN- Cash 24,572,2% 19,250,305 JP Magian Trading Account 5.589.671 5.588,083 Other Bank Accounts 174,157 237,954 Aden &a eons (at coat) 500.000 625,0:0 PM -Account Managed by Laurie Cameron Settlements JEEPERS 4,978,315 DB ZW FtN SPECIAL OPPURTUNITIES FUND 76,000,000 76,009003 see ragnOte S partite withdrawal payment reamed (42.518.400) (42.518,400) J P MORGAN- Cash 78,018,650 26,518,728 JP Morgan Trading Account 1,507.585 1,526.229 Jeffrey Epman INVESTMENT Amenmn Yacht Harbor 1.0%.0:0 1000,000 FT Real Estate - Investment in otshp at cost 1.503.833 1,508,833 CHECKING/SAVINGS ACCOUNTS 1,496,513 1,046,930 LOANS WE FROM INDIVIDUALS 1,866,915 1,996,915 CORE CLUB NOTE 109000 109009 BROKERAGE ACCOUNTS PM (Bear Steams) 666.933 666,979 J P MORGAN 56,839 56.850 Mott Inc Wixom (al cost basis) 10.000,003 100%0M (1,260233 shares of common. and 695.301 shares of Set 5 Phi) Butterfly Trust 8,044 8,044 HAZE Trust HIGHBRCGE CAPITAL 35629,667 35,893001 34404356 3.75% 0 18% KNG STREET 24,861,133 24.997,869 23.276,473 740% 055% JP Morgan Cash 28,361 28,363 JP Morgan-managed account 22,232,691 22,510.490 TOTAL 319483,312 320,102765 THESE AMOUNTS CO NOT INCLUDE HOUSES, APPUWE,FIXTURES & OTHER ASSETS EFTA01119159 Reconciliation of large Items Value 6/30/13 319,483,312 Partnerships (45,156) see below JPM Trading account- SFLLC (FTC) 1,213,327 JPM Trading account- HAZE 277,799 JPM Trading account- STC (1,588) Cameron Managed Account (21,685) Securities Dividends/interest Apollo Distribution 1,123,224 17,004 Change in loan account 130,000 cash spent : JEE (1,949,583) SIC (136,203) L Black Fee cash received BSABS 12,314 miscellaneous total 320,102,765 Value 7/31/13 320,102'65 Partnerships SFLLC TUDOR FUTURES SFLLC HIGHBRIDGE CAPITAL Haze HIGHBRIDGE CAPITAL Haze KING SWEET (280,635) 34,609 64,134 136,736 (45,15614 EFTA01119160 SFLLC JEE and Related Entices Cash Summery 731/13 JPM 14,612.680 14,612,640 JEE Bank accounts 1,046,930 JPM (Bear Seams) 666,979 JPM 56.853 Buttedly Trust (Bear Steams) 8,044 1,778,803 JEEPERS R Morgan 26518,726 26 518 726 HAZE Trust JPM 28.363 28 363 Southern rept Company JPM 19.250,305 Bank accounm 237.954 19 458 259 Enhanced Education 4621,387 4 P21.7,97 Total O38a 67,048,218 67.0461218 Ctrs does not include cash in JP Mown tracing account 1,264,884 EFTA01119161 JEE and Ro lutad EntOes Avedable Ecurty for I nvestrnents 7/31/13 Sn utförs Long ft Falt Market Valen Parcha 7/31113 603713 911M0314) 70.500 Asana Rigg SFLLC 1,345845 1,230,225 115,832 20,000 Bornberchor SFLLC 894133 85725 7,78(1 21,753 J9 140703/1 SFLLC 1,212295 1,145341 03,954 293,157 Apollo Global Management SFLLC 7,031,568 8,342088 889,487 17,500 Facebook (purchased 92292) SFLLC 844800 435400 208,803 16535 Anad Pharrnaomaroak SFLLC 307,220 289.197 18.023 2.095 Riggen ICEC SFLLC 458,902 450,844 8.138 151,212 SM FR Rate Fund Jeepem 4293 1,528,229 1,507,505 13,854 12.820.819 11,492405 1,123,224 kombnents go 791113 at Falr Market Vala SFLLC TUCOR FUTURES 12,9131,188 SFLLC HIGHBRIDGE CAPITAL 19.261,964 SFLLC ABS Trust (last valuatte 761.09 FTC recetwo mcothty Wolta« s) 331,882 HAZE HIGHBRICGE CAPITAL 35,893.801 HAZE ICNG STREET 24,9979139 Fr Real Estate 21 East Ma Street (al as) 920,500 FT Real Esteta Colombo Hotanos(at togi) 558,333 STC Adym Solorons (at costX1,142,857 sh of Ser A PN et 4375 per sn) 825,000 Mod inc Aliphoam (tost basa) (1,260333 sb common. 695.301 sh Ser 5 Od) DW. settlement Ino Is travad on thablowing assumptions: the Nrd will recognita e netdrawal *meom meble to Mopan reling $70 man ...moars manad an ireamst of G Dubbs Mana inbred maml at mamon $3 B milion MC a tackstop rant from G MOM egal to ma excess of $5 maml mer the ~nate nba of at drstibuto ro mmmd okn aspett lo On investment as of Sept 30. 2014 Jeepars MM rund Guan me amount of ony datb/tons resehed by Jeepars artar Mat date ural Duan ~Mn tack wy anmana maca to Japans MS Dubel S wada *hole Jeepem vall have no Obk18808 to nav Dublo JEE w1Y Nie SI MINIOR for 2w/ms intorest on artat JEE w91 ramiom all Olsaitmtkos wolo $2 mamo end Ma nernalmno detnbubons ma be OMOM 5050 Stew JEE and Um This egreernant haf ont been Malda] The vakne of Joopn4 parne ana interes (from G Duan porton k $1 762,174 an of 8730713 and $1 779 044 es of 5731/13) 70,000,330 5.000.030 1,000900 78 WO PM 10 000 000 105 380537 EFTA01119162 Southern Financial/0 Analysts d investimiale MI Hertz 12/15816 Investment FMV 7/31/13 unrealized GaIn(loss) 5.100000 distntertons 6011/06 (2.160021) distnbirban 12/11836 (580.038) distnbutons 7/26/07 (2,440.906) detnbutons 4/20/11 (1,292.352) distnbutons 12412/12 (1.308 976) (2 667 261) 3 673 ISS8 6 340 949 final date:Won BS ABS 11/29/06 10,080,003 dent...bons (3 943.339) 6.056.161 331 862 (5 724 2791 Hiphtpdge Captal Corp 1/11/01 25.030080 cesInbutens 2/2846 (23000.000) • 19 261 St34 19.261 964 This represents the total of mighteldspe Cagle Corp. and HB Mult-Strategy /4>Ongt Lai Tudor DB 2wim 113601 5.000.03) 1/14113 distibution (4 193 3001 806,700 12 961 168 12.154 488 JEIPERS 4/29102 invested 10,000,000 8730632 invested 10,000,030 1212102 invested 30,06.000 6/2703 invested 10.000030 113/06 invested 20.000030 12/21/12 ckstributen (6,541,292) 4/12/13 estnouten (9,811,938) 6/25/13 etinbutta (28 185.189) 37 481 SDI Balance receivable Rem Fortress $27,401,600 DIM- settlement The based on to a Won s ass r ors the hand MI remora* a withdraina. a m.o.. wets: to Jeopers totatrop $70 wan 70.000.000 Jeepers received an interest of G Detains ptshp interest valued at twos VI melee wt tackstop payment from G. Dubin equal to the excess of $5 make over the assorts value of all distnaJtons rsoolved win respect to this irreestmera as of Sept 30, 2014...leecers re4und Dube the exeunt of any disbitutions tecieiveid by Jostens after that date tool Dubin receives back any pigments made to Jitters. After Dubin b made whole, Jeopers cell have no Oblation to repay Dubin. 5,000.000 JEE vat pay SI !neon for Tens Interest in Corbin JEE w ll rercieve as *atone a $2 an 1,000,000 and the remaining Ostritubons will be divided 50/50 between JEE and 2wim Tres agreement has not been Ilnabzed. 7' Tie vs _e of Joe• is ainars^o 'rarest home Dubin Mon s S1 /62 993 as of 6/30/13 and 77 41 EFTA01119163 Haze Trust Analysis of Investments Investment FMV unrealized 7/31/13 Gaindoss) Highlondge Capital 4/20/99 10,041,666 35,693,801 25.652,135 This represents the total of Hoghbridge Capital Corp. and HB Multi-Strategy Holdings Ltd. King Street 11/1/99 10,000000 7/28110 50% redemption (20,060,787) (10,090,787) 24,997669 35,oes.es6 EFTA01119164 Sear Steams Mat Sacked Securities Cilstribaskee ~red FTC Taal Partnership& Trust Partnenhip Tryst 1/9/011 3/12/05 1/11/011 5/1e/0i 6/16/01 7/16/01 5/21/01 9/25/05 10/29/0$ 12/25/01 12/22/06 1/23/09 2/20/09 3/12/09 1/30/09 5/29/09 7/2409 Note A 5/11/09 9/11/09 12/2/09 IN» Waho 3/1/10 4/6/10 5/10/10 6/6/30 7/B/10 4110/10 9/6/10 10/13/10 zijaho 12/1/10 1/10/11 1/31/11 Note I 2/1/11 6/6771 4/011 5/9/11 1/9/11 7/8/11 5771 9/5/11 10/12/11 11/1/Z1 12/1/11 1/9/32 2/1/12 3/9/12 49/12 31772 5772 7/9/12 5772 9/11/12 10/52 13/ó/u 12/10/12 1/9/13 2/5/13 3/./13 415/13 51.113 1110113 7/6/13 Tad 141749400 434015» 147.70700 147.707.00 135,377.00 110,71100 110415» 110,57140 92.127» 15053.00 73,670.00 73470.00 73424.00 67,134.00 66.443.W 57.944.00 44.347,00 47,911.M 35,71300 5749400 1,047,291» 431.015» 144707» 147,707» 135,377» 110.711.00 110415.00 170,57400 92.127.00 15,93300 73,670» 73470» 74414» 17.43400 44,443» 57346.00 14,317.00 47,911» 34711.00 47,495.00 151373.30 25,073.30 31.073.14 31.07314 3340543 3343.63 22.613.71 22413.71 26,315.11 26,315.16 2534341 2424491 19341.45 19,961.45 22412.01 22,012.04 24449.61 24,915.61 2042491 20,527.91 23.13455 21,136.55 23734.17 25,234.17 2442391 24,613.91 25,703.17 25,79317 26,964.92 26,944.92 26,313.00 26,313» 21.11215 21,112.25 21.55716 2455496 1647474 1447474 16,690.35 14690.15 15.59649 15,396.19 1441042 1441022 15419.76 15.419.76 17,377.32 17,37432 17432.49 17432.49 »Ann 1401973 11,611.54 1/41156 19.767.40 19,767.40 17422.23 14622.73 16400.79 16400.79 17,401.50 17,40130 16,165.50 16,165.50 16402.96 16402.96 14472.40 14472.40 15445.11 15.445.41 1503604 1503401 14,204.21 14,20141 14,594.00 14.591.00 13»423 1341723 13,251.21 13351.21 12,213.45 12.223.65 12,436» 1243406 11,33652 11.31632 12,31345 12.313.51 3,943439.17 3.113,595.17 630144.00 FTC Insetted 510.500.060 in floor swarm Asset I ~unties on 11/2906 Olstributions are basal en inatunni assets NOTE (rweserk 2 monOts pee Cierethy Orloblryi NOTE S. (4041 adjustment In partnership) EFTA01119165 Opes FE OTC Op0o. Pationa 7/3 NO. OP GLL ET? Kars Date GLL GLL PWCall Re Option USD Current Rate Premlum MARK USD $ YALUt NET Pft SHARES tafle eeeratem I US Spot rype VALVE Stake USD (Pallirec 1,900 100 19 I 41/«.-14 GLL Pur s 90.0000 MT 9 9 172,900.00 9000G) 91.00 91.0000 $ 10.50 319,893 $997 $ 10.50 5 19.950 $ 10.00 $ 1.000 547) 65 1 I 18.1m-14 GEL PUT S 893030 PUT 90.00 91.0000 9 10.00 Emirs Date USEFAUD U9) PuttCall Ret. Option RIO KO Ganeel P0 Ptleo % Fremlom Marked to USDSALM % NET PA, Namal LSD National AUD US Spot TYP. Dinger Der Strikt USD eadrin 9,404000 (10,000,000) 24-1m-14 USD PUT S 0.9193 FtKUKO 0.9600 62800 034 0.8980 1.0250% 596,350 0.520% 9 48.880 317,470 Emirs Date USD.NZD USD Put/Call Ret Option RKI KO Gurrest 5Pot Prip % Prendum Marked to USD Market VALIDE NET PIL National USD National NZD US 5P01 »Po hlgptr 7178.1rt Stilke USD (tildyret 0200000 (10,000000) 23-Jan-I4 LEDPUT S 02000 ruargo 0.114$0 0.76110 0.8:2 0.7983 1.00% 592,000 108% 9 88.560 2400% $ 104,030 0.67% $ (24130) !SOG, tS131, X0.1 13043) (4,000000) 5,000000 25-0a13 USD CALL S 0.8103 KO 0.8440 0.80 0.7985 1.905% 572,200 3900010 (5,000,000) 16•Am•13 USD Ca I. 0.7947 078 I 0.7985 1 0.785% (530,615) Omen) Per: Expiry Date USD • CAD USD Put/Call Rat Option RIC3 KO Omina SPot Prim % Preinkm. Marked to USD Muhet YALLE NET WL National USD Notional CAD US Spot et» Dips Mein Strikt um Orten 10000,000 (1ß2O0,000) 2A-lan-14 USD Put 5 1.0300 RIZUKO 1.00511 L0550 LO2 1.0270 0.91% 991,003 1.11% S 114000 I%20.0001 Cutrabe Pair: Kapirs Date LED-JPY UM) Put/Call Rat Option AKI KO Corrent SP01 Pein % Preaum Marked to WO Market ULM bin WL Nottmal USD Notlund JPY US Spot en TOMer IHM« Stilke USD (Nidyne 5,000,000 (473,0011000) 294wel4 USD Put s 9201100 RKUKO MAO MAO 9500 972600 1.425% 571,250 135% 5 77,500 ($6.250) TOTAL CAPITAL einst,» ss.000mee _ (21,685011) 403.075.00 Total NET USD Short Option National 9 $30600,000 SO SO 309711,333 ' ß1l,015) lbtel USD Forward National 2013 Realhed Gala / (Lots) Marked to Market Unrealind Gab. / (Lom) 2013 Total Cash In /(Out) 2013 Net ameaut 2013 Performance EFTA01119166 11 Obsaralltatateesakeeteevaaarasel•la Global Investment Opportunities Group Account Position and WWI Summary (Open Positions) Proparycl for H.arc lrut.lt as of July 21. 200 J. Morgan loecuittles LIC. • Fa • COVIIITlid Ply retell. U9C 119N .60M5 V50041 12,7418 S.SOSS 11211 WAU1.60 USOLAR If5DCACI tss ISM GINS, fAl..40 U5071tY 1 1201 I 004 1 914 97 710 12766 5 4957 suucturve. kolas • Manual 000. slat 1PRb.O.A Investment Bent as of P-0'00 45.1 0140 Intorno • lab Pr v. Illoomb Trade Dare Maturny face A rnuttni SAP Pat pup Next Call Date Coupon Prettipal Cost Mantel Value Tolled Int A «ored Barley Mite Current Profs. 1/171A tsmarti 01.410.4016 1,202.000 Pta004y EMMY COM IS. WA 7 375% tit 36040, 1.166 40 S 9k 11 t In 5111 /I 1119895 2-0•1-12 1SMay.2018 MOM IPaYrWit Inc CCC. '150015 10250% 11645.00.1) 1400.620 Ittl. MA 191 CO 150 12 15,,c4) 241141 01-lon-2011 1.003.000 Kindred Neanlare Ina (/1/1014 8250% t1910210, 11.051250 IttA 511 199 41 1105 6) 5125.521 10.1401 Perpetual 3.000.090 /prrenpan Chase I CO SIB 4A<V2015 1500% ;SI ttt.950) 13.331,100 1577 325 till 27 101 05 15.20.4175 10.Mat11 Perpetual 3.001“00 Bank Of Aaron° Corp ISe snsoolo 125% 113,487.0-0) 13.373,020 554`,144 41099 4112 50 1527.734 • 'Sort end Asset Decked fir-de Oat. Maturity Or apnal FAO. Manual Ma eta Invesintunt Itottit SAP Raring NeviCallDm. Coupon Pt.m.palCott (SI Market Value 14.1 151 Entry Pore (legal) Current Pr Its itota to fa 1M 10.Mar 2 25-14.0-20/7 1. .000 10.1Asyt11 2035 1,501001 Our 2007-All) 4r 7005-51 81 B• n'XU1 74112022 4 989% 5.760% 1 725 971 42) 31.113.134 16) 1 W.766 11.013411 519s 10/ 1-4 147 B 50 97 44 78 21 11 91 32.495 15145,x9) longer sad Asset linked HUM 111.931.9001 51.543456 5307.170 (5157.11541 liatand Funds and Morse Market Trade Dale Symbol Units Company Cusiven4y Inilwl Com 15, Market Value IS) teaued MI Plateaued Entry NAV Guam! NAV ftocall (lora row Avg ',NSA 201. VA 41 Avg OHYFX 122,013.51 Nanorgan float Rate irp•Sa. Jpnagen Hot Yield-lel knO U50 —046 7)4.,, l2.465.221.30: 12.0 Of SI /2.614.071 10 Ontlle '00100 8 2768 to TO IV 12.0 .) 531.150 EFTA01119167 GIP _ajobal. uyest mentlIpportundiaGrOgr? Account Position and MTM Summary (2013 Closed Positions) tra0e Dr48 Mattayty Face Anyunt .11 10-lue513 3.4020.000 (eat 10 tang Dw0.pt•en enl C20 tattiest two lain (5) Male* Value Rocetreel 114 750 O. Morgan suurtou Ut. Otto, One entry Pill* I.) <tenni) PDC& (52 110000 S 11) let • • end Asset leaked had. D...n 115itut I ry Or 9.45919nye Dau. 57.8 0.33.no 1.1e•t CYl 0n. Intel int Couren 10.5.pel Cott 153 Meas. VI"' IS) Aca..d 101 Entry Dote Clomp Price <12..net Dot. (1•02,3) (Local et Y 2S 10n 2014 t.591•1100 25A09-12 11 0222035 6,100.000 MONS Pun. MA lightelltat u2004 Art Wttntn 1005111 6,..5 D. 011 54521016 SOPA% e`51, (it 11/.508) 0.70. I In in syy,“ 09 Din • 30 Are 11 AVO co :In )064"...o.• • Ca YolOSOI vSD 5050 2140 Si WO KO D,M• 2r 199 11 641 DI It tit i 509 1 32 50 5102.214 EFTA01119168 GÍO Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Preparael to. Soulhern Teun n ot luly 31. 1013 InOM1N , 11414 Ir.4.1..50 '124 19 411140 15104 11501% 91.190 USOArtS $ SO55 1,101A1 94t EVILIO 1234 U100/11. Vn uO0O11 0121 VSO4/p 9027S USOTRY 1314 USCSOIC 1.1/141 lyw trotst.. 041. int/2014 e• 9 'omen test bon IS/ 495. /Weke, Vala, IS) l'ird": " 4 St' IN.x• 591 02 oulue renculen 59 9 CuoantIoreeurn 110.0 MIM Put , n1/2014 O1 519491 41'1_021 19101 5104? SI .1 11120 ~Vet Ix • C tamedler Track. Dele 1yrnbol Cenijoace• M tl 14-Ju011 II VS Colt VS Structureel Mets lefla OM* INI•ewity I..trAn P. Morgan statwp 11G . 114.4e .an gewei...ment...ta nol e , 0 Con ere. (11 Mullen VAIW IS) inl•ret OeC9.ra0 lMyPn1HS) Current Ina 151 WON 11 4.44e 11 2, Mar 14 1.00010 IC IK 5440 UP II% Moe 5% Ct. • OR ManOkInetal 1919 1~4) 214,01.14 ~COO /60C 101Step Vp - OS% banier . Cao - 2311 arb~ Inga Set 25015 Intenutkierl Hal ineom • intra Pree ve a (S1,Wu0uU 1W.100 (51.Ig10o; ta29.100 1: 110Q Ja 110000 ml 1' fl / fl 'fade Pee Mater ty 1^<• An i 1/1141atlno Cwe•ncy nupon nte,p,to <,0 ei luw IS) ton int A woed voed to Went (11 E Mrt. Pe"..c• 04/tent Prior 0.04. 11 2/110.1.1 02 Nov 207 1.01020) •Me 11 01 Wo. 1017 1.030.COO ns Prefereren Petoereespe ~tintol 1,1/0401 D* Verictveta S 1:0% 119:014 151 400.0:0) (495.DÅ1 192).000 51540 111.764 o ?Ot 1011% 10000 99 $0 92 SO 91$0 I 1 Peten 026.210 leed. Dato leshoory Slutr• Co.np SAP lent.n9 Paf ~ene CAW01. gasteer Colt In Manna vue/ (51 D. ad.,05050N1 tnery ns« neren Prior 111 Veel/ to Went to.. „ (ISW/ is Pagetued St :04) stad reefer rd• ISI1M 1•460 Date tikpleat~ Direnen lele1.19 D4nit bid 0Hul-1l 24.14. 14 %eh, 14-A4.0 lemove Soli 2534.13 Yát-4 Solo leneve Solo AIIVItruncul lt • wP.4 1.9odeled.ea lecoorbe $1500 Cunnoty CLrren4v Tarn StrAke USD Art 10.001:00 014 USO lut 1(1010.0:0 044 COA Cal *000 101 VID Cali 5004002 OIO /IV CO $.004030 9000 9011.0 1.111 nis? 0.421.1.01 Oeps se win 10 un..un. taai se bI%elMl.e%eM4,0 te 44/1 (Kan 10 [repeated 5 times] 51.4441110) SO 4•1,9I Ciernity AVD 050 SID V5D Cali Put Ast not 41,9111 0421.5051 10 10 131.431 10 10 10 OLM° tail al 01.011110•1055 KOOS 10•141411101 16 . 4 Ontet] <ti. font Mien Non Prennuet, IS) .11 194350 111.00) 1/3.200 In" 2413 10. Open bene Oreert Open Pene TIO (Mien. in Open MIM keil Clone en 0191.5111 J0131".~0~4CO. I IJ firn twee °vin (5am) (51.9119 EFTA01119169 (tat 01'‘S IS. .0 (116.10411 C w tin tin otortt Ilt r tt eivo *e.s 546040 ten 10,01 *1014 60.50,) COW ones, onra Aar's. f lintlt lint "fit (t-WC (L *Plat I41 Pro.0.0 .10 Pe .5 lle, sPral?!.0 0 LOGO I MI 0 feVneat Oval540 Oa UM tte'ltt I5I anitA i4eItel 1040 0 5545 Wee.) 010.100011 (51045 tu e tteld lerett %WS %St tredrus) MVO. coo•oet CO CO tit lue54.4,4 ova elt• 155.44-4 4 4%. 'OCHS'S 41 Ivry 0.04.00 5 00on.frM su 405555 OVI <An ”ibsoa Noror ROM IL I^! W .^: St wow ...non .iarrispor3porrearol 41•14tuiy5pansapud ae En. palsy, go sd pellet ,ert II II .140 40 4,1 4144.1 44065 Fee..55 forms. Alnetrel Sd unigssiAs St la['. (.qv( let-In Sr li PI) •SIA 0 1.) -..01 oin 4,0) mos, ,o,v opric ooro Et ohm I.4. et 05 II (1 etelt Lorin :mem: %coo Powwow •Ilutnetil pin pal gerview was mai mint wow/oft r. LS' OrtS *Ott 401 a« 00 00 WI (I .Mt It 1-444elt IL SA It .InI's otrin rays ••••Lisl tonal 0:00s) %on no no zoos, 1•912.1.14 ••••••• 'mom. ocn GSA osn no.pam 'asps, wi.aqf o ,••••io on eirAIMINOINdel4•Ul Coro mot (0IP IMI, lid, Will It irnite( conotte Evnirett 'M s S CS 91 14.114 I eiefe0I 'Waif CCOWLII %Sty se/MM AlOPPACK, inn woutium .4,"*.e. MC 31.1 itirmillit rIC I'd WO/ 10 OP (WWI, *mid Shoo° %St am 415.11 051.4 Attu 54.1.401 wag) Su.son ofth11 11Y II rfrisr" ~VI OSC011 filtI(lt1) no) MUM %NI PleA M• IMO OSA oSA &weans, sui is Wen ti mann,. t0,u 1.1., Aura or." ON 0:0 I' etietS NOCM l letuttt II-1494.0t n.•••• eta OP•11 A5..1 Limns., 'Om sonones wompi Clot 'LE Alin I* fa &VIAL to,sismaS Jae panday (nlowsod postal) ELM Antmun5 win pue uomsod tuno),u itettranaMtinpodcitrp rW EFTA01119170 GI® Cleted entvennen reennentrie. onnent {XII Conienedny Min Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Pieptred for Southorn Fen.anmal Lt( n. of July 31, 7013 U5D81)04 1/504K5 USOOIf 12.7418 XAUUSD 132439 G1MGD 1.5206 5.5055 USOKRW 112321 1011150 13304 0.9251 USDCAD 1.0215 Welle 1.934 r. Morgan Socurien LLC. 1.7501PY u5DIRt USONOK 41.790 22766 5,9957 tradv Date Symbol 24. 13 144eb.12 14446-12 1 t.Ad-10 17 May.12 23-Apt.13 21663Yr-13 314u1-13 31.114.13 41114 5.6 DAG F0 GE %MO DEC VOW3 Share• • IM Pnti Cornpany Curronty huhitem 0.v,elentl td,a1c1 Cent 11) Market naht. 9,03 Arnd Phannacoutteeilfc WO • NPD cyc i, 030% 317%403) 167,220 7,535 Asled PhonnaceutIcals Inc USD snsurne, Non-cpar 000% (11146031 $140,00) 2,095 Nagen Idee Inc USD raunet Non-yogi 0,00% (5250.455) 5454982 50,000 Pen01113849ri Double lang USD Funds 030% (5352.550) $422,000 17,500 Foretook Inc.A LSD Commuricotions 030% (1665.0001 1644003 23,000 Genorol Electric Co USD Inantrio' 3.12% ($493.190) $560,510 54007 Senmau Ik4conces Inc 050 nsumet Non-cyclIc 030% ($420.214) $447.920 5,000 Jc Decouat So EUR ConanunJetIons 1.82% (1160.716) $160,444 700 Vdlovrecom ag-Pv et !UK Consurnite,Cydiol 139% (5167,01$) 5154.373 strunons Not.. . ',Jaflutlore. reue. • mirsoedunem Rank es of dwrda (an'r Price Curent Freie (tocal) (total 19.40 1321 119.55 7.05 31100 2133 8.40 2422 171.69 IS SR 3.5 211111 ó 44 16 65 2431 9 7•, 24.12 176.65 M1111 525400 52.6.327 $44450 (521.000) 165,320 167,294 (1340) (1645) Trad. Date Prattenty Face Arneeint tont) Dennuten Cord Baus (S) Maltet Value (S) Reteived Interen Entry eire IS) Cureent Prne (5) IYI1N1 63402-12 14-Feb13 5-Apr-12 24414y.13 2570-13 22 11ov-13 Mauela 16.4pr.15 Mauem 5.4uto14 (93 Plzrod Moors* harte 041v 141•tUr.ly Face AMOurel 11.14ecr 55 1141m9 Item Call Date Coupon Princrpal Cei11 Market Value Total et Acc rood yeeld to Worst Entry Pott Cutvont Pulte Mim 22.0a.12 01.Apn4019 1.0000:0 weinbarten Im cv2cK 7.625% .11,031.000) 51.075.00) 559.094 5.07% 5103•.n 5107.50 599.094 22-0n.12 1540.49.2019 400,000 FenNInk In( CCC4 521572015 8.573% f$4143200) 5393100 527,513 8.94% 5103.50 599.70 412313 23.041.12 15.44•91019 400000 !weint Im CCC. 5/192015 8475% (5619.300) $598.200 $41,121 8.94% 5103.25 199.70 519,121 1.0ct.12 01-Jun-2019 1,003.000 'ONfred Meelacere Inc 6/10014 8293% ($996,250) IUSOSO I44714) 4.56% 599.63 1105.63 1114750 11-Nor-12 01.1un-2059 1,0)4030 Pandred Heelthurre1n4 3- in/2014 11.250% (5970,000) $1.054250 $03271 634% 597.00 510513 1146,521 Mau.» 15-Feb-2020 1,501000 serekeemmer Compser e• 2/15/2015 8.000% (5139462g 55,466,250 $62.333 1145% 510628 397.75 (567.042) 25-Feb13 ISFeb-2020 1,000,000 Serricemerte Conrrenr 2/15/2015 8000% (51.070.000) $977,500 334,447 8.45% $10730 197.75 (357,831) 34.r-13 1040, 2023 300.030 lionieys Bank Mc 8•4 9102011 7.750% (530200% 5307,175 17.421 73.1% $100.05 5102.13 515,416 15-Jun-11 Pepeoal 2300,000 mrnenpn Oune 4 Co 888 4/30/2011 7.930% (52702425) 52,774250 $420.236 523% $108.10 $111.03 1494,061 15-Jun-11 Penntuol 2340,00) Jounorgan Ouse 5 Co 888 400/2011 7.900% (52202.425) 12.774250 $420.236 523% $108.10 5111.05 $494061 10-Jan.11 Perpoluel 2000300 Bank 01 Nora CorP 884 5/192018 8.123% ($2.081280) 12250030 1415,729 5.14% $104.06 511230 5584349 3044n.12 Pe4Petuel 3.1410.060 Souttem CM tdison 8111- 2/1/2022 6250% (12390170) 13.218.430 $281.250 5.18% $10030 $10728 1499210 $295,538 27•Jun.12 Peortuirl 2,003,000 Generol Elec CapCorp 6/15/3032 7.12% (12122920) 12,242303 $1549$8 525% $106.15 5113.13 29-744Y-13 Perpstuel I,4COCCO Grund Elec Clean, 6/1542023 5.250% (51.400000) 41.347.500 $12458 5.75% $ 11000 196 25 ($39.842) 22.Ni-13 Peeetual 750.000 iornorgan (14.4.e A 04 BBG 8/10021 6.000% 15750.0001 5744250 $1,115 6.07% 5100.00 $9950 (12,621) 1.003.000 1,000,1330 1.500300 2.600200 2.030.000 Co "rote 11/22213 Und To Minn Utd 85958orner. 5% Atm Cpn.22.9% Menrn MS mrla Plus IMIK -80% !KO Urne • 3.5% Con.Uncromed • Stiel laut 41.19 Mentor CIA 6200% 04,04/14/2015 Otd 04/192012 1984 CIM $931 • 80% MO borriera%con.17%Cop 1Mi.l teel :276421 SG Merket Plu W11 Oude 78.73% benier.10114244 Uncmprel • Intra PMi yl.gloan 1510000GO. ($1.900.000) (51,500.000) (32,000.025) (5;000003) 51,084000 $1,131,350 61.593,750 $1,988.260 52000,000 SO 10 569,883 SO $0 510000 $10840 354. 000 5100.00 $113.14 $181,250 5100.00 $10625 5163.658 5100.00 59941 (5I 1.80•0) 5100.00 510000 50 IM.rt•.tlen.l Pi.ed Trede Dato maturey rare Amot,nt issue S&P 1411.59 Currenty Coupon Pfeopal Con IS) Manet Value IS) Totahnt. Moued IS) Yeld to Worst Entry Pute ltoral) Current Price (loco» Mt IM 900.12 02.44oe.2017 500.000 pytrolee. Dr Venezuela 5 R 514 411 1014% 86 05 92.10 156,722 1 I 00(.12 02-Nor.2017 1,000,00) Petrolees De Venezuela 5 ••50 s00% 5915000 S(9.472 1074% 89 75 92•A $95,972 10-may.12 1804c-2021 1,500,000 Lloyds re Bart Pk mo 9 575% .1 l . 57.785008 1151,453 375% 108.50 11900 5330,953 EFTA01119171 GIO °lobo I I =VV.m.3v. Cionertsa mann Oarrwst P7( • Conwnadllly rafts 26440-12 15.04(.2035 7303,003 13.0040 1543ec.2035 10003,000 21.May.13 Penotuol 3,000.00) 124un.13 02.Nov-2017 1.000.000 • and Asset Reeked Teak Date Matwety Original face 24-mn 13 25-Aug-2029 9351,000 6.140-13 2043%.2032 5,701,000 23-4412 25-4,4,2033 3321.000 21144.w.12 254442037 6160,000 16.4pr.13 25.144r.2033 4.500000 30 Apn1) 25.40..2033 2.724000 10-Iul 13 25 Apr.2035 10,000,000 listed hehends Trade Date Maur dy Shares Company Sp Rating Par Amount Coup , Ar Pr io i Cost MI market Value M I Deaden:Is Received (SI Yield Wont Entry Mier (Local) Current Price (Local) ?ATM I -1• 12/122013 I. canaaMotees Co 550.00 4 75% 3400,0001 548,450 727% 50.00 49.94 7, 9-Dec-10 12/1/2013 61,000 General Mown Co 550.00 4.75% (13.115,973) 5399,520 53,146.220 $372,616 7.27% 5037 49.34 1333,063 1544013 2/1/2016 6,000 Offs Natural Anources WA 125.00 700% ($154000) $113,40) 13.392 19.71% 2.5.00 1130 534,200 224e412 2/15/2040 40.000 Grow Capital blast t CCCe.P. 32500 1.13% (11.112000) $2,124,000 $216,021 600% 2334 26.55 1459,221 3.Feb.12 Perpetual 44660 My rnandal Inc CCC. P • $21,00 8.50% (51,002226) 11,214114 $144,134 637% 21.51 36,14 5360,034 944042 Perpetual 10,000 My Financial Int CCC. to • 12500 0.50% ($1.71304C.0) 12.091,200 5244,611 637% 2225 26.14 5551.611 24.00.12 Perpetual 44000 Royal 014 Seating Gep Pk 00 125.00 725% (5911,400; $902,400 $42.292 11.04% 23.79 22.54 (56,9020 744.1.13 Perpetual 40,000 Royal It 5cotind Gap Pk 00 125.00 723% 15977.0071 1902,400 127.590 *06% 24.44 2254 (547,610) 1444n.13 Perpetual 44000 Royal 1k Scotind Grp Pk 1111 MOO 775% .Sins AV 5902.400 966111 11.06% 24.11 22.56 ($fA6190 Mutual Finds and PA Market 25-Apr.13 JETS% 49,504.95 lomorg4n Leh Arnenca-544 use 5876,238 SO 202000 (5123,712) 51 000,C(D 001 17.70 9.103.13 NM)( 71709.17 ipmorgen Vol ue AelYarrtilgerra le5D .52.030X0.01) S2.035,419 50 25.4160 2516 535,419 • Rates wowed ander from) be Forward Contracts Trade Dal. Vaitie Date Sought Nano-nal 'Sold Notional Ii. Odle Contract Spot Central Fa ward Current Spot Rate Current Allan forward MTM 6May43 8-Aug 13 CM/ 6,130000 CUR 5.0%,000 I.Aug•ll 12284 1.2276 423154 123181 312.I16) 23-May-13 II-AL.013 CUR .1.904.319 Oil 6,138.003 3.4•••13 1.25115 1.25155 173184 123152 15104,51D 23 May.13 28-Aug 13 JPY 744325,002 CAD 7.500.003 22-Aug-13 99.14 96.71 95 16950 95 07934 $278.454 I alun.13 2$-Aug-I3 CAD 2. 500$ 00 WY 242.025.000 22-Awy13 97.02 96.61 95 16950 95 07934 (544 2851 Global Investment Opportunities Account Position and MTM Summary Prepared for Southern fanonnal LLC as of July Group (Open Positions) 31, 2013 ,P. Morgan feamillien 1.1.0 1.00MXN 12.7411 MAAS 5.5055 U5001, 69259 XAULISO VSEIKRW V5OCAD 132439 112321 10275 GIP1.15D IURUSD 4/5(2114Y 1.5206 13304 1.934 USD"? USDNOK 97.790 22766 5.1957 Rep.olalk Of Argentina WA VW 0.000% (51,038.750) $607,500 1469,920 13 85 9.10 531670 Republic Of Argentina WA ARS 0.000% ($311,000) 1172,747 5311,000 12% 1 73 5172.767 1.0.2 C•Pet•lNa I Pk BB. USD *000% (53347.500) 13,120,000 $44661 7.25% 108 15 10400 (58.0.831) Petra°. De Venezuela 5 I WA I.500% (5425.0301 1925,60, 111369 0.34% S92 50 592.50 511,569 • Vintner Pegs. via Maroc • n revealment sank Issue SAP Paling Nest Call Dale Coupon Prineroal Cost IS) Market Value MI Total PrentrInt ISI Entry Parke Cunene Peke 11.04411 (Local) M176 Wan 2004.1 DM CCC 6/292013 1.090% (5562.273) 1579,957 $33,148 55 25 59 68 150,832 Stmt 11 III CCC WA 1.647% (1711,919) 1773,645 $35,706 73 75 7496 $27,512 Onal 20032611 &'292013 5.329% I.272) $1332,044 $211.1151 77.00 60.41 (S110,327) Chan 2001-1l2.44 CCC 6/25/2014 2719% (5)042009) 51,841.554 $391,505 *LSO 9507 $190,252 Onhl 20334 el 1125/2013 5.750% ($1,441.1103) 11,261,612 5205353 9530 9433 1111331 Sax 2003-10112 CCC 10/25/2013 6000% (31.076.713) 5%11,165 $144,640 100.00 94.12 (526.851) lawn 20054 1442 cc 1125/2013 0.923% (S1.092020 126.11.20 514,474 69.75 1.73 ($1,051.535) EFTA01119172 Position vet e at nadpm ponvi rto • Account 41921) n Summary Garry° (2013 6 Closed Positions) • Y.uwrcd for Southern F 'nand/II lt.0 as of July It 2013 P. Morgan Socurttfes lK }Holt 030 symna Co no. int 4.04 In erases vsloc ISO wiry Price Voting *toe C10002 Date 0.0(211 0.0420 CIMT Canal par Pt son VSD Inorgy II 15% MI /3940 01,452 84440 %RC 4.400 Soler Clopitol LW 030 Fesncial 727% (1143140/ 1105,40 1401) KW 3,200 Tam logistostp VS0 Energy 3.11% 013340/ 1134,909 154011 USAC 6,030 Ula 000.015100 Peeves 1p 100 !Mal& MK% (10000) 9104240 10.18.03 AMY 2.100 Alnytoon Phisonoceortkols Inc 050 moons Non-ern< 0.00% ($443.11 510.040 14401311 ROAN 4400 metroon Inc 250 oneomer. Nonoyclk 0.03% 1115.3401 164.125 11030.11 MOD 2,403 Mee Phannootiorn Inc 1.150 mamma, Nonoydic 0.00% (1111.000) 117399 17001 OM 1.100 Crt ROAM* tp IAD Energy 11.11% (5453001 145571 104441.1 0407 4303 Mornsop Inr 050 llosic Mania 0.00% 0103001 1111311 110.13 11014 1.100 Norvethers Cruise tine moltht 050 0500.055., COSS 0.00% (530.400) 1/9.10 108413 2411 5300 Nommen net newsy 050 Erni 1131% 0127.1911 1124149 144043 MIA 9,003 Mad loturnmovicsk inc USD onsurner. Monodic 0.00% 013400) 1174409 24401/ OK 4300 luctsys Pennon LP 1.051) Campy 5.90% 0210.100) 1208323 25-0413 WWI SOO Once 110.120% ForrilySoM 050 mums[ lecornyelk 0.00% al 1.00) 1114750 254011 1.0 2.500 14.717corp Inc 050 Ink Metyleh 0.00% 015300 117400 294013 MY 1500 P•000offl Nana Gat Co 050 utilities 1St% 02011.010 1207,410 3144413 1000( 1500 Kays llophonnicartak 050 consume. Nonoydic 0.00% 11137331 114110 31.1019 042 3300 Wilgus NI Natural Kourres 050 Energy 1.15% 097,4751 214143 3144443 in 25.000 Zonn Ira USD cane Nonoyek 0.17% 004003) 1784492 148101 00 1300 Chempooke Lodging Tara 050 Inn 419% 031,1251 131.559 14043 10.10/ 3,500 Arno. Madden Minn tp USD ientriel 11.71% 093251 144431 54•203 [PO 430 21•15conse Pecduals 200.5.1 USD Energy 4.19% (12111.00) 1214072 5413 KC IMO Odle Conk Co 050 Inhablol 000% 021.00) 121311 7.1011 KC /SOO Rohe Cascodito Co 050 inctrith 0.03% 043510) 10.113 14401.13 MR 29,000 Armour AniOretk.i Mil Inc USD Kinn , 18.43% ($1911,560) 119;141 1310-13 CI 3300 0114 Natural Iteletnits Inc 050 In Meterieb 3.01% 047.000) 181110 131013 141311 11.000 Melon Noldinr Mr 050 Connellots 2.39% 02403031 /240AM 131013 70 1303 Pinto Namal Romances Co USD Cony 0.03% 01240001 00.728 21.70.0 K011tS 20.000 Michael Ken leolaingo Ltd USD Connor. Cycicel 0.0% (11330300 $1,2131.111 21.1013 MAP 3.000 Knte Worn lion non USD Enemy 6.40% 0259,0501 1239.377 27.10.13 ASK 15,000 A.front.an Capita Army Co, USD Kendal ULM% (14744505 117/.939 2740.11 IOW 1350 Men, *open Ynort Inc USD Kornis! 1.0% 017113) Mal 201403 00 3.503 Droop Intsmet104 incsA 050 ono.. Nonoyelle 010% 0142.203) 1143.357 544•011 VIII 2710 Wiliam northers 13 USD Energy CU% (1115.135) 1134142 Ernst! MI 4300 Apoto Conenerdel Real KM U50 Finn 1.0% (10.203 2442341 4.14124.13 OOP SCO IAA Hornet Mt VS0 Consumes C0.00 000% 011350) 112.210 5.14013 0 2030 Realty 'noon Coop USD liftmen 3.02% 091413) 01.00 3/1013 0150( 1,500 Discovery Cennsonicationt< USD Cenaskelions 0.03% (197.125) 1103530 7.1003 (AR 1,500 Km Ameba Sense Inc USD Orna, Nenaydic 20% (129575) 1.29.234 740r.13 OM 500 tonkuniled inc USD Firthroith 2.79% 011.40) 112753 044003 KK 2.500 IturrmryCla Inc USD own. Nonoydic 0.40% (1B5.0:0) /231.313 124/ar.13 L1C1 2.°40 " 201110,14o/ty Trutt MO Ann 470% 152.3.103 123.319 12.1410.111 BMW 1,250 Airdal Inc 050 mama, NonCYche 000% (150.40* 149.949 134.0.13 WW1 610 ',sanest* immenationo in. 010 Oman, Nencyclic 040% 051010 152.05 'MAKI, 01.1 1300 tripthop molding; tell' Ado 050 COIWIWIlialkee ten 02430111 MAO, 11-1250, 13 %ILA 1,203 Tn.dis inc 030 C 000% ($29.7501 131.009 34opt.13 MCC 3.50 Ant Capital Corp VS0 %nano& 8.55% 011335) 141.3114 940.13 OR 430 Conlon Propene° Inc VS0 Financial 1.74% 041300) 142359 10003 1154C 1,500 Taylor Morrison On Cerro USD CrnstelsO 011404 0014 1133.0014 /34.734 114,41) RtGY 1.00 Realm noshing. corn USD Poundal 0.00% 11354,00) 031,119 11.4013 OK 7300 hainty Itarthaavtlab Ire VW noun, Nanoydic 0.00% 0300,0001 1309,70 12.4013 !KC 4000 Kin Inc USD mama., Nonicyclk 010% (1847000) 1.1430 12.40.111 Olt 1500 COftan10001.001.1%,%1W USD holostnol 010% (134.013) 193.059 11.Ap.11 a 2130 Met 145.00 ruiren 10 USD Cron 654% 117140:01 KAMA 111407-13 I IMO lanwo 5. USD Cemen05i0tOns 0.03% Ii16.030) 511401/ 110Apr-15 ROSE 1300 Rosetta Remoonart Inc USD !now 010% (142.500) OKAY/ 11.40-11 TAM 1300 Tonoinc* Corp USD Urn Inns 0.00% (115.00) 15400 11-02-11 TEl 0.500) 10.10130 1.04ponAdt USD COmmincitiOn. 000% MAIO (120.140) 134012 TV (391 Teiefonice /Moon Mt USD Communication. 000% 1401 (SOO) 1114144.13 SEAS 2.00) Sersorld Critertoinonern bm uSD Connor. CONN 2.11% 0540031 141,411 Karl! PLO 15.013 lotolmis Inc 00 /in 2.92% ($424.000i 1124114 1140011 KS MOO Mine Aniclontiol Corp 010 Vinare:el 000% (175.00) 17420 litapol) SINK KO 10ectranetics Corp USD Inn Nornoltho 009% MOAK)) 111.220 141013 SKI 4000 Sow* Kenn Goo* 4 MO Communicotorn 2.13% (1109.0%) 11043711 /12.5.1.3 31 11 11.135.11 2441 11013 4110 15.1251) WOO 1010.03 20.13 10120-13 9.10 17.14413 7513 17.Jan-13 23.00 10.0-11 1100 11-Jen-13 1/00 111.1en-13 24.41 24-1.03 13.21 24-1•411 5134 230-13 2309 1541-11 490 3040-11 3203 3140411 ILO 31.1013 2315 1-Feb13 2400 10103 2075 144403 1411 5.7.1411 $.414 4-Feb.13 21110 740-13 19.80 1410-13 414 15-10.11 29.00 13-1011 12.35 1540111 11110 2140.1) 4150 21.7011 11431 27./011 31.43 27.7013 14.21 1444.03 4013 SMar.13 9.14 Moolor-13 17.05 11-1.1•03 23.90 leMent 1 030 10411 all ?Kent! 1925 Ilalse.111 252$ 1.111013 640 12.1003 11.70 13.44013 100 130...13 8413 144444,2 24.0; 13400.13 2471 3-4011 1711 144013 1045 10.40-13 22.110 11.4p01 MOO 11401J 444 124013 20.00 124013 23.25 1640.43 SCCO 10-44.13 1103 184p.13 4250 144011 15.0 18003 20.05 14.440.13 12.52 19Apt.13 27.0 23.4pr.13 41,60 2440.13 1475 24.44.13 1400 2442,13 17,25 11l6 24 02 4211 17.71 19.115 10.01 7.41 2S.44 Ian 24.54 2424 1114 5311 2752 11.111 31.91 154 27.71 21.04 21.04 14.54 527 19.74 ILK 21.72 32.54 13033 004 1131 3139 5431 441 an 17.06 2402 4554 19.1 AM 3411 34.12 11.17 11136 2441 31.01 1733 1114 13.17 4437 41.17 2136 23.7; 3444 140 42.40 1411 13.10 13,00 30.71 4111 19.54 1170 27.22 151,171) 11319 1113401 11.714 1001) 101 (123431 18.931 (13043) /3730 (stun $2,751 0.430 0590 214155 04922 21311.442 1444 0440 0 500 1410 0201) (13.213) 10.149 1234 12314 (128.819) 1327 0410 ITS 11.152 02222 14 1440 (17271 13.313 1350 1130 DSO 060 051) Ins MOO 1%251 0210) $551, 11,754 ISA Is 141.711 15.01 5104 59.1444 (SLOW 041) 11120 41,110 050/ 27,414 034 15.210 1420 (1122) EFTA01119173 C CO rateumsousennal csaeame Global Investment Opportunities Group Account Position and MTIVI Summary (Open Positions) Prepared for Southern Finantial tt.0 as of July 31. 2011 P. Morgan Socwithe• LLC. Corneal Fa • CostormIlly IDOMIAN OSCARS VSOCtlf 12.7411 5.5055 0.9259 XAUUSD USOCRW USCCAD 1324.11 1123.211 1.0229 GlISAD IURUSO VSOTRY 1.5206 13304 1.934 USD/FY USOMU. uS0 97.790 2.2746 5.4957 rates • < ant • MTM Modelled o• Coombe Thoth. Oat° E•prrahon Orel t.on (i..ovoty 1 Coin.roy 2 Ploton.0 Sede ruin n, rI tiatrwt Ong.n.0 Currtnt Pn.mtven (5) 1.11M11 Lao; 12 06Dret.13 liougM MY Fut 10.000.000 10.90 coA Ca (134[.8091 51.458.115 11,11006 ItAug-11 09-0o.13 Sold WY Call 100:01:00 74.90 CAD AA hp m S 61.45 5347,909 SO 1.147•09 10-lun-13 10.5ep.13 SoM Yr Cell 3.000,010 97.25 USD Put tap Ki • 94.75 515,000 (145.849) SI9,151 10-lunt3 10-Se0-13 Bought Put 5,000.000 ICP300 uSD CPO (1121.500) 530.071 (183.421) 10-lun.11 I0-Sep LI Sold Iry r...11 4,761,901 105.00 tISO Call $36,500 (51.062) 534.4)8 P2 Options MfM eta, Return S • Trade Date Iffective Maturity Crate Crete tit Mar Underlying Shan. vat,. ijn• ad Ilw,1 N,Itoo IP Nar Ii 20-Mar.14. Kapi Transport EquIpmt 888,922 030% 11.999,999. Atinied oncent Entry Pi'cr (37,2401 2504.91 SO 51.448.983 61.049.983 Earned Cur•ent Pr .,o (Local) MTM 0.004.02 537,771 EFTA01119174 E OM._ Global Investment Opportunities$cou . Account, Position and MTM Sionmary (2013 Closed Positions) l. 11011114 $~1710.5 11C. 2-4413 /COO Inga Inc VOVA QNVI 4~13 1.000 ONN 001-400041 Adr 34413 cnv Il.oto onemosopsin ~Sa Ent. ~413 «n etocet Harte Geteem »dan, Inc 1414413 3.000 v.00k. inc • 0 A V7471 ~5 ~413 2205 Warbder Nnanclad Cat. 4~12 OF 23~ ~n fooda Ce 54~13 CVNI 1000 Cyan lok 14~13 0113 2500 ~na ena~5~~ Lp g-Maan HOI 1,000 ~Ia Care NR N< ~413 ta 4000 kit 11~~~1. at 14~13 Q 1,000 Quindlea 7~~401 Hold 11-4411 ral 200 Penevd~ firookial 5444 ~403 APO 40~ None Giebel 1.14~~t • o 0-44.13 la« 1~ Tonnior Nv ~411 ARE 2.010 Alexenekla ~I fatale ("41 51441-4 M511 20200 Nithen Holdings Nv ~413 SOM 1~ kaburban Praam 14~ 4 34~13 ~5 1300 Wodan Gra Part~ 111 4413 ~N 440 AP010 ifivOltmant COrP 54413 CV.. 4~ Cv! Rannia lp 44413 Pla 4030 Na Data Cap ~411 OOR «Ce) D* Corp 44413 ~I 750 Vedliarn lyon ~WO A 54~13 0.111 KO Cubk Cao 1444 TCP 2.~ Te 110.114 lp 224~13 VAN 4100 Cor ~tarn. 2244413 111)4 500 Mp. Plomoctuticals ok 2~413 IRIND 1.5C0 roonwors Nonnacikab Mc 2.501413 DUIN 1.001 514~' grande In< 2341413 530.7 2,5E0 Ilatans ~aam Tno-CI • »4~13 0174 4200 04~4 No OM A 44~11 ta 5~ Iaat Conop adat 23-40.111 OAK 1200 Odr1me ~kal Droop la n.eartu moa 2203 Ply Geon Nolarera lek 234~13 1003 1.304 ~ah ~das Inc WAS 1141 3~413 5200 44~ ~No Pannen 30~341 VIIII LOCO Vaaisd ~aal RePOCIll 3~13 CG 13000 Cradde Gaugerhir 4~13 KAR 2.50) Kar Maan ~44 lno 3~13 1140 35010 ~na rads alentin< 4 114413 AIS 2300 Adas Reakarce Pannen lo 124413 lael 3.030 ~and ~nl Clairk Co 11~13 COW 100) Coty Inc-CI A 13~13 frall $200 745coo Uw 134443 11/~ 2.~ laat Noncons10.4 Saird 7~15 ~D 2~ Thranne eidaer 5~41k Ine 114413 INV 2.003 Wayertualumo Co 131413 OLM 1.0:0 11~4 Illo rek 204~13 PTCT 1.00) Ta 71•0 4 40 Inc 21.1413 4011 520) Ata Corronardal Pal ha 214411 GOGO 2~ Gap Ina 11.1411 11-45 2.0t0 ~e laan Snerk ing 5~0or 254441 UW 503 Laaft ~ia Inc 25~13 Maa 6003 Nanortrla Tradadralai Ina 'Si) 140 2.500 0w~ lishet lohndfk Inc /74443 105 14000 Hd ivo* ~ 4~ Inc 27.1443 4IW 3.000 Cdot CoordDe 9-~13 Aai 1.250 Arnengn Parbararap 11-1411 104 1.000 14~4 laperla Inc 01413 AAP 2.500 Amoraps 10444 124413 MACK 2.000 marrhadt MWINCIWOCOI In 154415 PM 4200 14~0 Paan. Rale Ca 154413 ta 2~ leenIchaere 1.47/ 1~ Inc 174413 1~ 1203 Egt MiaMnare Pannen 4 1741413 11141 1203 Ralakey Holdings Cor. 134413 liroVMV 4010 1414~ ~a Co - 0 A ᧧00á§á§§§ágáág᧧§á§§á§§igágáá555i§ik§ái§§§§§§§§áá§á§ág§§i§á᧧§§ ananeal 0.13% I$33.0001 33.439 2~7.13 1150 Canrwanknant 0.00% 040001 $34.1311 3~1) 1720 Coimikánka tom 0.00% 030.2501 130141 34.441.13 275 0,00.~, 04,4<yd k 0.00% 051000 91315 74/413 2475 004"/ 7.4~ 000% (171210) 171215 Sart» 23.11 llancal 210% (1416001 44511 54.4t1) na Nonkydro 010% ($470.4501 44~ 14~13 15.111 C eneurner, COOP~Stionll 0.00% (11200) 510.010 31~13 114 astma Nonathe 542% 15535001 {MOM 11444a13 174 Nasaal 424% 1575,500 $73,554 3 1~ 13 75.4 ontwaak ~odia 01» 1171.1001 175,en 1444Y-13 1103 0.4~ Mon-cvdk 100% 0.10.0010 543,715 ~13 4103 NOLNICSI 0.00% 03.4ali 4334 3Merll 10.00 aantal 5.53% 01.030.100) 497303 1~413 25.00 010% (14225) 5~0) 104~13 15.15 OfaMbetf.Plan-eptlic 7104.4.41 110% 01472031 1071117 134~13 75.4 COMMIIII0ii0e11 231% (57002001 tes.test 134~13 3101 ram 7.13% (3120.400) 1111.310 134~13 alf Dam 3.45% 751529301 115134 1344413 51.15 Finarael tm% 1114.4401 53111» 154441) 1.40 Emmy 1111% (11µØ) $102194 1544413 30.75 (14~ 04% 11$45200) 1352733 nart I 1 11.50 /aantal 3.17% (175.400) 177.717 144413 1510 Gamma Calcal 020% 1111710) 14.702 15.4413 25.00 irdantal 04% U21.1153 WAM 14~13 45.75 Ensmy 430% 1547.703 Mae 174411 1315 lam lArIerldri 1013% 0 100.601) MAM 12~03 25.15 4~4 Naad« 0.0% 0 7.301 17.5/0 724~13 1433 ontue•W. Non-gat 0.00% 032.5031 133.574 7244413 13.00 Canna, cydal 0.00% <4.1.0001 43.015 -3 2140 coanne. Non-cydn 0.00% ($43.750) $45275 34~ 13 1510 laic Mangelt 0.00% 1310.0011 1.3.755 ~no lat/ 41~ 3.71% nozwo $21.735 3144y13 N4 nandoe 10.45% (551.500) 152351 -3 53 indaal*, 030% (5423103 NUIS 31~13 21.03 Gamma (raai 0.00% (13.1.003) 131119 a/03 1400 Erom 4.11% (4150.720) 1175457 04~13 412 enargy 1.15% (11121001 5151257 ~.413 2135 Farad 233% 113$1.000) 534159) 5~13 27.00 oma" Non-ordic 231% 1153.115) $51577 0~11 2125 IrOunrIal 02.145000 12310317 74411 75 .4 04% 1.4% tam 054.37,1 15434 11404 21.75 lancion 347% 143.503 41.151 12.0043 450 on~kras leanadk 010% 1110520» 1103.115 13~3 17.50 redvelegy CØ 112.30200) 124121 13400.13 MAM 0~~. ~04 000% 04 100) 545441 1340043 13.05 Irdund•I 0.44% nr.3.750i $215.521 15-1413 45.50 Knoedel 3.10% 035.5001 554.011 14~13 27.75 Onitimee, 11~ 1C 010% 1512~1 4544 Ilklun.13 17.00 Nonadas 010% ($15.000) 515210 204413 1100 ~urnen anencial 7.51% (147.503 144174 Meel) 13.50 Commonice bons 0.00% 142.5001 $35.45 21~13 1724 44111 handel 7.14% (146.000) 21.4013 2100 TokhocallY 0.03% (11.500) 15355 24~13 1720 Ofildallf, Nonadk 000% 050.000) 114244 2444.13 1410 irdononal 014% (1213.750) 5211~ 27.4413 0530 Consu~ CalkM 04% (1212.000) US1.430 274413 1100 Cornsunkaters 010% (Sa .0001 552.711 2744.13 17.10 Conan«, Cytfal 735% ($59.500) 151574 1.1-13 47.0) 1~~1 1.11% (151.000 4144 %%443 Corsonor, Cyclacal 74% 0119,1001 5112~ 10~13 CAO eneumer. hancydic OIO% (511007) KNO 1244.13 520 FIneocial 73714 (451.~ Min 1114413 1420 nownal0 4.57% 155230% 453.0 144413 sa (04%ry 3.31% (MUG% 544455 174413 4150 linomierl 000% 14411.503) 151.111 1744411 aso anamar. Maadlc 0.001$ 151043:0) 1111.5% 11545 17.75 15.22 f707 2.77 2433 2.3.74 2275 15.71 1007 vim 754 1517 4.72 11.2I 2433 1434 74.14 34.75 42.35 5035 145 3050 11.72 24.» 4515 4413 24.71 1504 1143 21.51 14.31 11- 4115 5254 agli 15.1$ 71.21 21.21 1143 115.17 21.74 )3.31 1711 4530 3.212 142) st..» 4.01 15.71 12.17 1534 :241 1.31 la •154 17.54 17.40 471 4.07 1334 25.71 4.1.44 51.12 (1141) 1131 1211 (4173 ($32) gel) D41) (140 ($411) 554. 0172) 13111 $4/ 152.9001 154 12317 114.544 02.03» 11551) 054 1) 151504 14.733 12217 11,032 1545 11.541 (11.14» $255 11.074 111 4.025 142423 4 2. 705/ DIM) taset 01113 ($1.26» (1114.1) 1440)) 4452 1511513) $24 4451 111.7123 (4a) 1541 11371 1545 KOOI 1710 02320 112500 Man 1755 113230 1145 0%0 11.7n (11124 145/ (111521 1160) 59511 14111 ts55 52.411 55,014 EFTA01119175 . e iteeou r.... Lnitnitessittioenriat nOdpporrtrousnuities_G • r Pwpated lor 5nuthern itnantial t t.0 at ulAdy )1. 1011 arry°14(2101 3 Closed Positions) 191411 19%013 2).13311 241443 24.131-111 2414-11 251441 2•131-11 25.14.111 15.14-13 31%413 SW 21.003 ORII 100 PLICP 300 Ati10 /.040 GRAM 7.000 101E 1.000 @CC 2,000 1019% 1.503 IM 1250 'KK 1.000 011 101:00 OUdy Pl. topurty Syn.:M.5w DI. tructured Metes SYnow. RreanchalCaep CISmort1 Iteeorb Wenettorte ITilles431 'Notw. Ult Agnat Pleten•ceutlab lx Grant 'I Moniere Sa . AS lens Uwe Inc - A 13.1.3 finde Co Tarnt imernaleral Ist Callukee CrOmIci Inlorrardo WO Conwenitia Ins Celltie DynamelM2211400 Woogat Stexattles LLC. 050 Doenclal 120% (1911 e% 134398 17131.13 3D9 120 12.933 USD Consumer. cy0401 0.00% 1412.610) 113.25E 111413 14.00 1423 1841 WO Inewy 0.00% (151.920) 114.470 2113613 23130 21 94 12310 1/50 onsunne.Noncycic 0 CO% 0113001 12%.940 2410-13 18.03 2194 110310 USO 013enllied 000% 111413101 1130312 241413 21.13 21.50 SIAM USD Energy 01:016 (110•030) 192541 2413313 15.03 1.22 053391 USO orduarlel 0.10% (354.01/0) 131711 2344.1) 21.03 26.84 0210 U1.0 Coneuerec CyclIal OMI% 1111.3131 194919 21/413 2125 20.64 öS/ USO twantIDNOPtyök 000% 0133031 113.013 2S-1413 12.00 10.44 (11.9251 USD Comunw. Cyclkel 0.00% (1153C0) 114.012 25%313 13.00 15 01 141 USO outemer. Nengeit 000% (1100,010) 1101.151 3114.13 10 00 1015 13.451 5115.5130 5107.2 11 Trude Pate Meturity ]ace A rnourn ony Deutetton Code Ono 151 Madur lt) 1tettiveri Clovog OUr Enny Prke 151 Clounq Pote IS) Dt. v.pn• 3 24.1•4,14 1.022CO3 1 ita 1, 1 rd ¶0 u.S.Fixed Intome Trede DAle 111.1101,4 14-Oct-1 e5 f 3152016 8.6133.11 014442017 17433.13 Perpetwl 13-614,13 2044371023 22.14312 11.44n 2018 17.414y•13 Neeine. ot to 500 .43.1wrInt 01/09/11 inetat unte s-• 0, I 000 0,x, 13“ AMOLIM Isney HP Anting wo Im 1 2303,000 Amenan WW • 41110 lt% 8 1003.00 /prrewe n Crew 4 Co 103300 PepobneGlptul Getane 8811 1.000010 Neg Enerw lex 88. 5.500,000 Zen 84ncorpou Ion 88 nein CallDut. Coupon edeopi1 tt Man ei VAlue WA WA 5/1/202.1 WA WA W11/1013 6 00% 1 PS% 5.150% 4.335% 1625% 561% 1.650.013 11375.000 11.015.000 1791600 11.150.013 11313.125 10 Total let At(inrel 122,17 52119.844 1/39344 1/89,344 4101321 111.-1 621/201 3 1.100 00 1100 CO Cloung P/te EnthPno ClotIng Prit• NI 'An 11 I utt.I3 17.1:313 12.143-13 1e May I 23-May 13 102 PO 1104 63 $100.00 194.83 3100.15 1100.00 tv 04 20.417 5103.03 12411211 1100.53 3/04.0•0 19070 1201.020 1115.1:0 1214422 1100. 131.000 Tränte Pate Maturky late •rnotet S&P Rating Conny coupon Pna4ii»I 0C.91 IS) Madig' Valu. C" 41.4Q0LU' el diall1.1 Cknin 0ne ernülrlogNAIr at Cicarl.ot alit7tne -NI& 3 05.Dee2022 12.000.000 15Mµ13 22413/3013 0 224.13)513 101400211 11350.010 1$•$4,03 1155/7071 25.000 Moll sehe esset eakned ton', Mt Entry INN e Clous. Prke Stadt Oase malten, OretInal Face Inue S&P Anl..y Nett Call Date Coupon Pv.Mipal Cont 151 &nimm Valse 151 Chstimei Onis 1tarued1S) 118411) (lesall 11.5eP 12 1119.12 14.Nen12 Arnee.414.34 tu, Oe (v A. NIL 884 Red Careeteret Ocree UI Nextera Enerw C343.31 8131 axn 050 1.14N 125 00 • WO% 3 950% 910% 500% lt, 0041. dl 111963945 /1%4.6321 11625 MO) 104+ C1A 4. 93.;00 V50,1.11.13 9>,,, 5705 12.904 $0 $13,002 16.11.13y 11 29.14er 1 3 Hurt 13 IC.5 15 44 50 !00 00 2,00 ,04 1/1 915 100 50 2016 52.34) $3.4.0 14.521 $3, sen PA. 1.124940 21-16.33.2012 1,150,0311 2s.Afetn33 mat.= e. Mord mreferr.O. trädt 120e CV Sinne, VI VW/ 1 1/152073 U211/100 PerPetual Perpetual Peru , ' Newreu& NeeTuttl Arpetual Perpetuel t5 Ttp 10.40 13.14» 47.212 21.020 12.10 8.510 1.030 11.430 10.020 MN 2005,2 11211 Gene 1404401 Inn 20521Mt 84. CCC CCC 105/2015 WA 2101011 o67)% 5250% 0135% (31454134/ It$113.401) (K165190) 11,595,2/2 $5511,710 11.2541.1M 1104141 183.350 164345 2/20/2013 3.1102013 5/23/2011 10 00 4.50 00.00 79 00 et 00 TO 11 521)005 t9.En 3114619 Con•nlrly SAP p,/ Annum Coupon Po/n.04i Cont 151 Menet Valzee ptutelennt «w.o ...., (3) ClöglIel O Air Encry /nee (total) Coung PIK/. 0.0(411 151. tute reftr9y orp 188. 25 CO 11330030/ 383.112 11.Mn 13 1500 25 21 3.112 Out* Enewy COW 52303 5.13% V1210301» 1279.3112 2.1.)0043 21.00 239 9.24 Gentual De< Cap Cerp 125.00 4.111% al12.5oco 1411,132 214005 25.0) 2434 156.) Wevergan 0033 • Co 8119 125.00 3.15% (stumme stimm 13-4S1) 13.00 21.13 (3•616) Imenute Peset • LiSIM INI 12500 3.1121 11413.000) 1424.451 1541.-13 23.00 2430 113142 nimorgan Chete 6 CO 1254 3.4536 11113700) 1110.137 22.10e15 25.00 24.13 (51.36» Anne Retidental Peil 11/A 125 00 7.10% 1/214.230) 3213.151/41 22443r13 2300 2192 den Goal Gros. Prepartio AR 125 00 alt 11115300) 1573,451 224.00.13 23.00 2425 ($1.540 Amor. Rentbetted NM 1210 700% 11215330) 1204.202 23.mar.15 23.00 2432 (HUI Rert Sce Trott 3 810 12500 3.1011 11300300) 1.410.57I 34. 43 33.00 3433 (Stein eteZSCSSS'S EFTA01119176 5041113 Penlawl 15.010 llapol3 Perpetual %LOW 2-Apt.13 revalue' 35003 WAro.13 Perpetual 12,000 17ww13 IWPWal 21,100 10-12m, 13 511V2033 WACO 17Don.13 Perpetual 900 15%4013 V15/X03 23.000 t%jul.13 Perpinuel 31,000 22-lul.13 Perpetual WACO elnbaLlnye.s paortunitiesGroO Account Position and MINI Summary (2013 Closed Positions) P.m:tared Iw Soulhorti Financial (LC as of Ally 31. 2013 PAW Slorape 1Ala Financial Inc Oltplts1 Pally Trott Inc Ant Istemalk Ilerter51 Pomade Realty Tast General Moe Cap Carp Vented° Real% Trust latelem energy Copitol WWI W19.1 Company Wrong AnMWI Corp WA R. 61% 133. AA. Is 425.00 52500 52.00 trite 12303 193 00 525,00 52503 425 00 in 00 5.20% 710% 5N% 5.10% SAO% 470% S00% S33% )6t% 31150001 (10)0.030) (5115.0c0) 3300.010) (1652.5031 (1590.0001 027.5031 (1125.0031 111; 5.20+0 %Ste, DX, 5375142 1101.902 0213.510 1250273 1.02.1,17 1510,111 toot 1913016 3173.135 1501 se siseels 25.00 10 17-Apt.13 2.00 SO 7.Pley.13 25.00 ID 74%O3 25 00 ID 1-May-13 2300 la 101.14M11 2500 SO 10.4w13 23.00 $0 3thol.13 11,40 SO 111.M.1) 2500 SO 21,14-1) WA 25 01 2506 2433 2491 2500 25.01 24.99 23.75 24.97 2503 $142 51.902 131A20$ 1173% $27 1111 1110) (131.324 (11,065) 01111 rain, Centr mt. te.,11.0.4,- valor. Ome Bought Notional Content Spot Contrail For wave 4.0ec.12 S.Jart.13 WY W. so: coo 10000000 Sian., 12416 12.2$ 1943m.12 214moll IOW 12.900000 UN 1.011121 Mann 127321 12.7492 17.14n.13 2246613 MPH 1/900.000 WO 1.022.439 22.1etr13 123129 12.4149 1449.12 fpitt043 CW 6025%00 tV11 5.014100 44•13.13 1.207 12051 2.14ev.12 6.1•12.13 C14 6.02%500 OA UMW) 64%413 1.107 1.2051 4.len.11 ILle..13 WV 993.402.000 CAD 10.030.003 2446, 13 99.17 41.04 7.F93.13 12.1Aani 1 WY 933.901100 CAD 10000100 1,44.6n13 93.49 13%141 ISMar-13 eapol 3 VY 109.300,000 CAD 10010100 2.Apr.1) 11039 9013 21-Magill 1 Way.13 WY 92%220000 CAD 10100103 2sA.-I3 12.0 1.521 brob-13 6-13.70 3 CHI 3.190.500 !UR t CO). CO3 1420513 12331 1.2141 2)-Apt-l) 213May•13 IPY 3.7.403003 CAD leoxi.00e 22Way.13 33.74 96.74 instst•Ill IR not•I3 SAD 5,000,000 OW 53111.750.1100 15-lurol3 111015 111031 IF ornma Contrail. P'L Cawood Ions trade One imp's...IA.0n Dwritison 12 10-14,12 19. AP.-11 19-AV-11 •a70 1/ Sell G8,114.61) lloaght 11./0.13 Boagni 11.141.11 504 Commodity Opt Teal Return )me fend* costs t " ct'''' Frnrean% Wooed wens, Vow, Pitt. U"derlyiag. 51,44•• Platt Spiced (PPS) NOtpprul entry P.n. Clown on iv Date Oat• mid Earned (Local) JI.mn.12 5140-12 5-40-11 Apple WE 000 lot 1®% 044.41210 I 3.9,-9) 56 31.1an.I1 WWI 31Wn.13 34ats13 3.7•3.33 Apple Mc 4420 3W. 100% 12017.02.39 194162) $45521 1244%13 31164111 31..len.13 3-106.13 540%14 Apple Mt 4.100 Pat IAD% 5205702.39 &LIM 134%).13 11141113 Comnyudtty • CON) 0001 (COI nn Nol.onal 1071 St7A¢ C one, rny hoopla, lype Put mcsl Calf 100,000 Call I®, COO Put 475 11.1110003 1.10C.CCO 1.750.000 Call Ilhat Can 4.20,.13 17..lan-13 2.14erril 39.201111 14%1%13 7440.13 444.13 2044e13 21.40'11 21.40, 111 13-May.11 14-tun.i3 $9 17 ( 733.3 12.311 113202 12All 133,1177) 1.20710 (4119044) 123910 11117.302) 93.5012 114).1.045) 51.027 1250.510 92.61220 (5173.7))) 9405000 (1.135.719) 1 Me 151.771 9902000 (1225.007) 1.12.20000 452.517 tiosing Date Original ClIciongreemnirri PternIum (SI IS) 06 fee.!) C{fet-li tl Sul-I) it 11/,CCO 11)27000; 1114.0001 1116.00) 52.10301e 10 327.000 00 10 )1127.000 no) tc (173.000 on) tc 11400,70, Pg. 05 )100 490371 41I11.511.47 17/.570 431.151) 1192.65% ateem One 40%. EFTA01119177