DS9 Document EFTA01121701

G I o Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Peopared I or SOV Ilvin Trust as ol August 30.1013 I) • MorgOn Secnr9 USPAMN 13 355 USDPIP 547.4 115004, 09306 XMAND USDLA MONO 1391138 102868 I0536 GRUSD EUOUSD USIYMY Isne 13718 oso WIPPT USDON. USDNOK Å.160 23201 61203 pne.lPK4CO4bMM1yrMM Ustod • Intr ß0n9 ONombee Pofe Dole 0202404 Con ll 20.13 Dnlr ITIWOTM Cool Omi. ISI Modret reelpe IS) Molen'/ing Hm Per* Norma Premoum Curreall etermurin MIM 2O/t011 Gaus 24.101.13 Gaul 01 ii91 1/112014 so (nenou 91 IDA 1991 519.833 S, m2, 5si 5 PO Co 58% CO 59.91 51047 51042 SM 00 (591 410.5073 Usled Option, MTM 520.884 IS3t611) 410,3461 Sltuth...Mtleta • Manual /1/2w.lou 114.1orq.u. lin.team Borde s.d rak., dsv Tiede Date Mstuaty //ae. Amount IomJ Deserlpten Cal Omis (I) Metal /Mus Cif mimest tecoma tnuy Prim Curront Prim (5) MIM INAPpl3 27.M.v.14 54pr43 2141pr.14 lobnational Rad Istopme Ii07470 IA00.000 sek PS Stop UP • 115% None • 59eCto • 2055L Mortrn. MONO Sinke 1 9619 WW Oft SteP UP • 85% Burne • S% <Co • 28 5% Metro leutel Smke 2 0035 • 'sind) hione oLsfibernboo 31,0310:0 vo.cono:et 5114 eo, 1331102 50 SO 51(000 51(000 $71.45 $1395 Mode DM. Matt.r.ly Iatu amovol 14402 sist Ratrnq CuriencY Coup.. Praopal Gable) Makel V.ulme UI Total IM. Atuumi IS) Y.MI to Wont {niry Pate Cumnli Inte ILould) 0.9.0 MIM Zekhb.I3 0240ov/017 044m13 02410e2012 1.500.020 1.600.010 horerem De VOMIuM15 B USD Peuor pof De Vcoetocro B USD 8.500% 8.500% 111,10110.0t 1$999.COP 1809107 5891.903 442,500 543411 137614 11.7644 tco Co se 8149 20 49 452.6021 130 4631 Ustod 3303Pn. Csarent PrO. fl ade Oste Metvrhy Mn. Cempurry Snoant209 Pat Ameunt Coupon Pernopel Cest IS) 1.Astkel V.Iwe (5) Ohliftet Rettend IS) Yekt In Wend (1.040 (totall MIM I I.M. I) Pepeloni $7,104 AR I towann( (CC* P • 525.00 0501: 31,2449101 5).533920 511,114 S69% 23,14 2491 518.0) Mrword Coobacts • Amm messe] retodm Item 8bombroo Current Spot Curnent A.Lin teade Date Value Date Rauet Salti NM/0W raOale Contra« Spot CoMr.bal ferwald Rate ro-word MIM 294.4.13 23.51Pde uSI) 9719460 laD Z503.030 19-5.40-13 0,77830 0171 0772AØ 0,7714340 511.907 29Aug'13 94eprI3 050 1.788.000 AUD 2004C00 an. 0M4)7 0891 0350200J 03397970 13,401 ForwadalContr4K14 MTM 524.402 EX Opslono Tible Dete Rsornoon Direction Cmrene I Tmo Currenry U 2 ollonal Spike Curresey 2 TyPo Onmem Curnere Merrum Promom 153 2440313 23..1W.I. Sold USD Pur )0.00/003 012 NZD 331 10 •Are5 •7(00.103 5925300 117.896) $74.1(14 1440143 343m44 Sold USD Pur INOCOA00 es, APO Call 510%4K0088 59%350 ($10.173) min 2540143 2443443 Sold uso CMI 3~0 OP) 044 50084 3.0.520 (8102.6011 15592811 Z9401-13 21-3an-I4 Sold JPY CMI 5.002400 9500 PM KI 0944 KO 0101 $71.250 019.141) 5)2309 {.Men (144ob.M Sold USD Pur 2/20:400 OP) tm K00.77 $11.180 151.913) $134.87 64wg-13 CerrebrN Sold JPY CMI 3.000400 9500 USD 1111 1(0•99.35 5215200 (818.954) 59206 %Pell 064812.10 Sold 050 Pul 5.000.010 1.21 OP CRI 610 1.5851 1(00 153 $09.148 1149.0791 5775 8.4,0 241,.14 Sold USD CMI 4300400 0.0) AUD Rot RINDOOF Pro 0.876 uni.' 991) $43.655 (154.520) 114.3915I 90,0.13 921d CAD CMI 4.502400 1/92 USD PM 1%500 426.2811 532216 Options Mim 4448 472 (5170.2401 .1114.11 60110 R/SP 410.598) (5AMS) $421 46.3931 0 10.127) IRMA» 2012 307* Opon MIM SO R "so SO 50 SO 40.1•4•410pen MIM 11468.164) NO1ST 50 50 ui DIIIntlel. 014.120 131.00 S176.130 YlD Change in Oper, MTM 11468.164) Altormolvo $0 50 SO 201.3Clorod 823.4113 Other/MIscellannous SO 50 50 Touls 15043.160 525.693 1$442.401) 20 13 Mn Podomunos 11042.11) 313014 .132atenCh.04 (Co EFTA01121701 G I O Global 2 mønt Opberanieln Trade Date Symbol 19.Mar.13 HEP 2DMar13 MODN 20-Mar.13 HE 21.Mar.13 ENTA 22.Mar.13 GPK 26Mar.13 GMT 28-Mer-13 TUMI 3-Aw.13 ARCC Equity Ph lewity Syndicade IA Global Investment Opportunities Group Account Position and MTM Summary (2013 Closed Positions) Prepared for Southem Trust as of August 30. 2013 J.P. Morgan Securities LEC. Skares Company Currency Industry Dividend `field COst Basu (5) Market Value (5) Closing Dato Entry Price Closing Price (.ocil) (Lord) øL 4,000 Nelly Enemy Partners Lp USD Energy 5.46% ($163.200) 5160,101 19.14ar.13 40.80 40.03 ($3.099) 900 Model N Inc USD Tahnology 0.00% (113450) 118.234 20.Mar.13 15.50 20.26 54.284 4,000 Mayatiara tkane Indt USD Utilities 4.96% ($107.000) 5107,398 20-Mar.13 26.75 26.85 $398 400 Enanta Pharmaceuticals Inc USD msumer, Noncyclic 0.00% (15.600) 14324 21.Mar.13 1400 15.81 $7.24 3,000 Graphic Packaging Holding Co USD Industria! 0.00% (121400) 121,210 22.Mar.13 7.00 7.07 5210 3,000 Calu-net Speraelty Products USD Energy 8.96% ($112500) 5111,178 26-Mar13 37.50 37.06 (31,322) 2.803 Tuml Holding‚ Inc USD »Isomer. NOncyclk 0.00% (542.200) 541,899 28-Mar-13 21.10 20.95 (5301) 3.503 AI% Cephal Corp USD Financial 8.65% (561.635) 561,214 3-Apr-I3 17.61 17.49 (5421) 5471 5471 lated PrelArredi Trade Date Malwity 15-/Aar-13 Perpetual 19.14..13 Peseto.' filted Preferrech Listed Preferreds Syndicate ForwardCentrals Trade Dat*. Vrik.. Date 23./ul-13 25-M-13 24-A613 25./41.13 2.Aug.13 26Aug.13 21-Aug.13 26Aug.13 21-Aug.13 26449.13 28.Aug.13 30449.13 28.Aug.13 34Aug.13 28.Aug.13 meo-13 22-Aug.13 3-Sep-13 22-Aug.13 3-Sep-13 21-Rug-13 23-Sep-13 22-Aug.13 3-Sep-13 Forward Contra«. PA. FX Opijani Trade Date Explration 25-1u413 M.Oct-13 26-Aal-13 26.4.00-13 24-A4-13 24.1an-14 26-A4-13 26.4.00-13 FX OPtieab PR Total 2013 PA Snares Company 58P Reting Par Amount Coupon Principal Ccbt (5) Markel Valne /S1 Dividende Received (S) Clofirg Date Entry Price »cal) Chning Prior ((ocal) PE 45400 40.000 ‚Nells Fargo B Company Gligroup Inc 1388r 8B 12500 12500 5.25% 580% 1/1.125000/ (SI.000.000) 51.121,825 5996.778 28-Mar13 3-Apr-13 25.00 25.00 24.93 24 92 (53.175) 113.222) (åfi 398) (åfi 398) Bought Nol ion. i Sold Nolional Fix Dali, Contract Spot COM.« emneard Clcbing Date ClcAing Pate Rl USD 1,514670 NID 1400.000 24-M-13 0.7993 0.7993 24-/ul-13 0,80015 151.615) USD 1,521,900 PUD t.sex000 24441.13 0.801 0.801 24-A613 040015 $1,615 USD 395,850 PUD 500,000 25.Aug.13 0.793 0.7917 22.Aug.13 0.7834500 54.125 USD 1,573,186 PUD 2400.000 25.Aug.13 0.786593 0.786593 22.Aug.13 0.7834500 $4286 USD 1,799,236 41.0 2,000.000 25.Aug.13 0.899618 0.899616 22.Aug.13 0.9015000 ($2.264) USD 1,554600 PUD 2.000,000 28Aug»13 0.7773 0.77)3 28~3.13 0.7772600 5200 USD 894300 AUD 1.000,000 28Aug»13 0.8943 0.8943 28~3.13 0.8942.700 3100 USD 777,095 NID 1.000.000 30-AUSI-13 0.7773 0777095 28-Aug.13 0.77.09 (5995) USD 1,802.000 AUD 2.000.000 30.409-13 0.901 0.901 29-Aug.13 0.8943700 113,260 USD 1,559.213 G8P 1400.000 30.409-13 1.5995 1559213 29-Aug.13 15492800 19433 GBP 1000.000 USD 1.563.633 19-Sep-13 1564 1563633 29-Aug.13 15490%0 1514.641) USD 1,957.500 nap 2.500.000 30.409-13 0.783 0.7,33 29-Aug.13 07780903 512,275 519,217 Direction Currrncy I Type CurrPrAy 2 National Strik.. Currency 2 Typ.. ~ing. Date Origmal Pimmium (5) Clo•ing Prymium (5) Prt Sold USD Call 2.000,000 OSO H20 Put IC00.84 8/14013 528480 ($55.440) (526.560) Bought ItS0 Put 2.000.800 0.78 HID Call 8/2/2013 (512246) $17,160 /4.914 Sold CAD Call 14000.000 102 (250 Put K1471.005 KO•1.055 8/7,2013 591.000 1549.080) 542,000 Bought ItS0 Put 3000.800 0.78 HZ» Call 8/23,2013 1518.3691 110413 (57.956) 517.398 $25.6113 KI 20)3 Irnorsan<bme 6 C EFTA01121702 GIO Global Investment Opportunities Group Account Position and PA_ Summary (Disclaimer) Prepared for Southern Trust as of August 30. 2013 J.P. Morgan Securities ILL IMPORTANT INFORMATION uro.no (SU usoosure...r.morgan It a Lo. aim its annum. ao nix pierce[ advise. 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