DS9 Document EFTA01252367

*UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056439451 11 5 Y2 Y1 0 Resource Management Account November 2015 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHiSLANE MAXWELL Friendly account name: Ind CasNSaving Account number. Your rinandal Advisor- SCOTT STACK MANILYLE CASRIEL Phone: Questions about your statemeet7 Call your Rnancial Advisor or the Value of your account RMA Resourcetine at 800-RMA-1000, account 029323575. on October 30 (5) on November 30 (5) Your assets 3,847,398.37 4,057,096.22 14sIt our websIte: www.ubs.corntfinancialservices Your liabilities 0.00 0.00 Value of your account 53,647,398.37 $4,057,096.22 Sources of your account growth Tracking the value of your account S lhovi.ancs during 2015 value of your xenon t at year end 2014 54,20069.81 4,2089 4057.1 Net deposits and withdrawals 4154,725.68 9- 3.84' 4 Your nveStinent return. Dnidendarxl interest income 96,445.16 Change in market value 43,493.07 Value of your account on Nov 30, 2015 14057.096,22 DK 2014 Oft nis Nov 2115 SDNY GM 00023052 PA•mbor SIPC CNP7000S005643445 NP7000197349 00007 CONFIDENTIAL Page 1 of 8 EFTA_00 133672 EFTA01252367 SUBS Resource Management Account November 2015 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 555,582.39 13.69% C Equities 0.00 a00% D Fixed income 3,501,513.83 86.31% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $4,057,096.22 $4,057,096.22 100.00% Account name: GHISLAINE MA,AN ELL Friendly account name:Ind:CasPiSaving Account number: Your current asset allocation I 0 Eye on the markets Index Percentage change November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Your A modal Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% CNP70003005613446 NP7003190349 00037 11 I 5 030575004 CONFIDENTIAL M_0002309Y0 2 of 8 EFTA_00133673 EFTA01252368 SUBS Resource Management Account November 2015 Change in the value of your account November 201 5 (31 Year to date (I) Opening account value $3,847,398.37 $4,208,869.81 Deposits, including investments transferred in 507,936.76 1,376,240.24 Withdrawals and fees, including investments transferred out -300,00000 -1,530,965.92 Dividend and interest income 1,761.09 6,445.16 Change in market value 0.00 -3,493.07 Closing account value $4,057,096.22 34,057,096.22 Account name: GH1SLAINE MAXWELL Friendly account narne:Ind.CaShiSaimng Account number. Dividend and interest income earned roe cuiposts of its slaterneni, ra.an:ity of 'nines! an) doden0 income n.Y. been (*leg/Inflect than a US tar repotting percprdne. gaga upon the resident, of the account holder, account type, or product two, some interest ardor dvidend payments may not be subject to United Staes (US) ardor Puerto Rico (FR) Income tares. The (tent month)/ statement is not intended lo be used and (wool be reeed ubOn fa lac purposes. Clients should refer to the asxlictle tar reporting loam they recent. from 185 annualy, such as the franc* 1099 and the PCOnS 480, fOr tac reporting information it IS the practice of U85 to file the exegetic, tar reporting forms with the US interne Revenue Sennce and PR r«asury Department and in such forms accurately ossify diu*nct ardor interest &siert exempt or to able incur. Plea, consult your indeduel tax prepare( November 2015 (l) Year to date 13) Taxable dividends 1,761.09 6,443 52 Taxable interest 0.00 1.64 Total current year $1,761.09 $6,445.16 Total dividend & interest $1,761.09 $6,445.16 Summary of gains and losses Yaues reported teicw exclude products for which gain anO iosses are not classified. Realized gains and losses Unrealized November 2015 (1) Year to date (1) gains and losses (3) Your Pi vandal Advisor: SCOTT STACK MANYLYLE CASRIEL Short term 0.00 0.00 -3,493.07 Cash activity summary See Affoont ettnrty thrs month for dela IS Elniar(eS in your SveeDOPitiOnS are includedin the opening and C1C6ing booms yaw. FDIC insurance apPleS Curly 10 depOsits a U8S Bank VSA., not to CepO9TS at 1185 AG. Stamford Band) or bank deposits paucithrourp the UBS inteinanorta Deposit Account progarn. SIPC protection applies to money market sweep fund hddirgs but rot bank *posits. See important inSomnahon aboat your statement on the tint two pages a( this document for eetals. November 2015 (3) Year to date (1) Opening balances $0.00 $0.00 Addittons Deposits and other funds credited 507,936.76 1,376,240.24 Dividend aid interest income 1,761 09 6,445 16 Proceeds from investment transactions 300,000.00 5,130,972.45 Total additions $809,697.85 $6,513,657.85 Subtractions Other funds debited -300,000.00 -1,530,965.92 Funds withdrawn for investments bought -509,697.85 -4,582,691.93 Total subtractions -S809,697.85 -$6,513,657.85 Closing balances $0.00 S0.00 C eiP7C009305643947 NV7003193349 00037 11150305790041 CONFIDENTIAL SDNY GM 00023054 Page 3 of 8 EFFA_00133674 EFTA01252369 *UBS Resource Management Account November 2015 UBS Bank USA Deposit Account APY Account name: r3HIS AINE NiA'+1h'Etl. Your Knandal Advisor friendly account narne:Inl Ca.."-Jcavng srf-71 STACY P.V.MrLYLF ,TACk EL Account number. San. Interest nem() Oct 7 - Nov 5 Opening UBS Bank USA Deposit balance Oct 7 $178,483.70 Closing UBS Bank USA Deposit balance Nov 5 $0.00 Number of days in interest period 30 Average daily balance $0 .02 Interest earned $0 .00 Annual percentage yell earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income 8, caPital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. CNP7ODC0305643448NP7OCOIS034903C07 INS 030575004 CONFIDENTIAL GM 00023Age 4 of _ _ EFTA_00133675 EFTA01252370 SUBS Resource Management Account November 2015 Your assets Account name: GHISLAINE MAXWELL friendly account narne:Ind.CashSawng Account number. Some prices, income and current vaues shown may Ise approximate. AS a result. galas sidlosses may riot be accurately reflected. Set smporunt inkvenanon atrout your statement a the end of ths cticumem fOr mote information_ Cash alternatives Money market funds Money market funds are neither insured ror guaranteed try the Feder$ Oeptisil Insurance Corporation (x any Other gOke share. ins possible to lose money by investing in these funds, rotas reinvested is the tots cr d reinvested dvdtnds II does rot include any cash drAcends. n Is not a tar lot fa the purposes of determining bard rg periods or cost basis. The shares you receive each ',cc* you reinvest d %Mends become a separate fax Id Cost bases is the tots purchase cost of the security. inducing reinvested d odends mire cost basis may need to be Oustedfor return el capital payments in order to determine the Aimed coil barn for tat recortirg purposes eutChlik prefer NwrOer Average price Hddng cf shoes per share (1) U8S SELECT PRIME INSTITUTIONAL FUND 555,582.390 1.000 EAl. 4500 Current yield 009% Client Investment (1) 555,592.39 Fixed income Mutual funds Total eernvested is the total d as reinvested dvidends n does not include any cash dwdends. It is not a tar lot for the ourtoSeS Of detenninng hcircing periods or cost basis. The shares you receive each time you relinest dwdendS becamea separate tax at. Cost bases is the tali purchase cost of the security. inducing ronvesteddudends The con basis may need tO be °lusted for return d capital payments in order 10 deft/Moe the °lustedcost basis for tat retOrting imposes. Hddng PLCFNAM SHORT CURATION INCOME FUND Y Purchase pied Number /tempt once of shares per share (t) Client investment (S) Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL 'went agency. Although money market fundS Seek 10 areseive ire value of your in‘estrnent at Si 500 per Uneesized pax) gam oe loss is the titrereme between the current value and me con basis ad would generally be your taxed e gan or loss if the leeway was sold on this date. The unrealized ear) gan or loss may need to be acEusted for red Len of cared pompNs in order to determine the reaTred gain or loss for tax reposing Purposes Investment corium n the current value minus the .;mount you invested does not include share; that are not reflected on your laterbeM, indud no shares that have been *aired as either a gain or alas. R aso ctes not 'novae cash clAdenC6 that were no reinvested Cost Price per share basis (S) on Nov 303/ 555,582.39 value on unrealized Nov 30 (S) on or loss (S) 1.000 555,582 39 Investment itching return (5) period Onreakzed (ridge., or foss is the dfference between the current value and the cost basis and wairld generally be your tactile gain or loss d the security was soldpiths date. The unrealized Rad Gan Cr loss may need to be ads/sled for return of capita PERMentS In order to determine the realized gan or loss fa lac reporting purposes_ investment return is the current value (onus the amount you Invested. I does me Include ShareS that zre no reflected on your statement, inducing shares that hare been realized as either a gan Or a toss. It also noes not include cash dgdends that were not reinvested Cost Price per shoe basis (S) on Nov 30(S) Value on Unrealized ea•) imestment Nadi"; my 30 (1) gsin or loss (S) return (Si period continued next page SDNY GM 00023056 CelP7C003305643949NP7003197349 OOCO7 NIS 030579004 Pane S of 8 CONFIDENTIAL EFTA_00 133676 EFTA01252371 UBS Resource Management Account November 2015 YOLK assets Fixed income . Mutual funds (contrived) Hddng Symbol: PSDVX Trade date: Jul 20, 15 Total reinvested EAI: $21,295 Current *Id, 0.61% Security total Your total assets Account name: GHISLAINE MAXWELL Friendly account name: IndCashrSaving Account number: Your Amanda Advisor. SCOTT STACK MAN LYLE CASRIEL IAlaner ot :hare: Purchase price Average pece per share (1) Client rneestrnent (5) Cost Prxe per share basis (l) on /Soy 30 (5) Value on Noy 30 (5) On/edited Oen) grins or loss (S) inwstment Hddng return (5) period 348.605 578 10.040 3,500,005.25 3,500.005 25 10.030 3,495,513.95 .3,491.30 sr 498.493 10.033 5,001.65 10.030 4,999.88 •1.77 349,104.071 10.040 3,50000525 3,505,006.90 3,501,513 83 -3A93.07 1,508.58 Percentage ol Cost Estimated UrvealiZe0 value on Now 30(5) your account town (51 annoy inane (S) 9On or loss (5) Cash alternatives Money market funds i5xed income Mutual funds Total Account activity this month Deposits and other funds credited Dividend and interest income Taxable dividends 555,582.39 13.69% 555,582.39 500.00 3,501,513.83 86.31% 3,505,006.90 21,295.00 -3,493.07 $4,057,096.22 100.00% $4,060,589.29 $21,795.00 43,493.07 Crate Actinty Description AMOunt (I) Nov2 Transfer JOURNAL FROM VI 23570GHISLAINE MAXWELL 126.78 Nov 2 Transfer JOURNAL FROM Y I 23571GHISUsJNE MAXWELL 231.56 Nov2 Transfer JOURNAL FROM Y1 23572GHISLAINE MAXWELL 2,104.18 Nov2 Transfer JOURNAL FROM VI 23568GHISLAINE MAXYVELL 392,08632 Wu, 2 Transfer JOURNAL FROM VI 23574GHISLAINE MAXWELL 113387 92 Total deposits and other funds credited $507,936.76 Oat nanny Descry:mon Amount (5) Nov2 Cwidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 10130(15 1,704 20 Nov 30 Dvdend UBS SELECT PRIME INSTITUTIONAL FUND 56.89 Total taxable dividends Total dividend and interest income $1,761.09 $1.761.09 Cote Actiely Desorption Annurl (S) Nov 20 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Haddon, Morgan -50,000.00 and Foreman, AT WELLS FARGO BANK, NA Other funds debited continued next page CtIF7C0C0305643950 WOG° i S0349 COCO? 1115 000230JMe 6 of 8 CONFIDENTIAL EFTA_00133677 EFTA01252372 SUBS Resource Management Account November 2015 Account activity this month (contrived) Date Other funds debited (continued) Actinty Account name: GHISLAINE MAXWELL friendly account name: Ind:CasNSawng Account number. Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Description AMISH (5) Nov23 Transfer JOURNAL TO VI 28776 GAISLAINE MAXWELL -250.000.00 Total other funds debited .5300,000.00 levestment transactions For more I Monition about the price/value shown for restricted securities, see Important information about your statement M Me end of this clxunent. Date Acthity Description Quantity Yale CS) nice CS) Proceeds Iran investment Transactions (S) Funds witbdown fp Accrued investmentsNaar (s) I merest CS) Nov2 Reinvestment PUTNAM SHORT DURATION INCOME FUND V 169.910 • 1,704.20 DIVIDEND REINVESTED AT 10.03 NAV ON 10/36/15ASOF IC/30I1S Nov3 Bought UBS SELECT PRAVE INS1T/UTONAL FUND 507.936.760 -507,93676 Nov 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -50,003.000 50,000.00 Nov23 Sold MS SELECT PROVE INSTITUTIONAL FUND -250,000.000 250,003.00 Nov30 Reinvestment 1.185 SELECT PRIME INSTITUTIONAL FUND 56.890 -56 89 DIVIDEND REINVESTED AT I.00 NAV ON I If 30115 Total $300000.00 -$509,697.85 Date ActMty OescrtsbOn mrount Money balance activities Oct 30 Balance forward $0.00 Nov 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Novo Withdrawal OBS BANK USA DEPOSIT ACCOUNT AS OF 1 V03/ 15 -250.000.00 Nov30 Closing UBS Bank USA Deposit Account $0.00 The UBS Bank USA Cepopt Account is your primary sweep coon Oct 90 Balance forward $0.00 Nov 3 Deposit UBS AG DEPOSIT ACCOUNT 257,936.76 Nov 4 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 11103/15 -257,936.76 Nov 30 Closing UBS AG Deposit Account $0.00 me UBS AG Deposit Account is you secondary sweep °plot OriNY GM 00023058 CNP7000S00564.3951 NP7000193349 00007 1115 030575004 CONFIDENTIAL Page 7 of 8 EFTA_00133678 EFTA01252373 *UBS Yournotes CONFIDENTIAL EFTA,B36, EFTA01252374 Important information about your statement U3S Financial Semites M. the F im or UBS Amami* Services), is a merrter of all orincbol scarily, ammo* and cptcris exchages. 1.036 Financial Settees and LES Bank USA at rdrect abdomen of LES AG and anilines of LBS Se:train U.C. The Fin,'. Glenda' statement is available upon reopen. The Firn's adage.* off ices am a: Finincul Seeneet 1200 Harbor Eitulward Weehawken, NJ 07086 This statement represents the cc* official reccrd of you 1.85 Feircial Semites account. Other war* rapt official tar doarnents. containing confided data shot* rot be relied Ian If youbedew there is an emx or emission please capon h immediately n **mg to the Iffinch Manager el the *ice soaring your account. Mktg, al Figures shown are ntended to be accurate. statement data shxdd not be used for tar purposes Rely solely on yeatend lax SCOTUS. Form 1009 5498. 10425, etc.) whin preprigyour tar return. The Finn required by low toreport to tie IRS all taxabk Maiden* report** raktaicable cluidends and gable Meng end en Pasties Feld nye., roost, net proceeds on sae transactors, and cog Lod on certain covered mart in. Comentnications with the Fire • Please re-confitm any oral corm-km*03ns in wring to fuller protect your rips, MIAng your rapt, index the Sodritin Investor Protection An (SEA) • B the f Max ial fentition an the tcp lets of Me pant of this statement is not LBS Fnaxbl Servkes, LGS Financial Services canes you account as Mang broker byma-gement well the ticketed ingauton We *Mimed you of the radon** when you opened this OCCOJII. In hi cask your kr& arid seosities are located a UBS financial Semites and rot re froolcig broker, and you matt mace a report of ay emx or emission to both firms. All account statements shall be cleaned ccenOte and accurate t not objected ton twiii-g within 60 days. • Please divot customer complaints or tickies to he Fim'sClem Relations Depavnent a 201.352.1699 or toll-free at 8C0-3S4-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in *Mfg to U3S Peened %Nees Ix., Client Relations DePatment, P.O. Box 766 Union City, NJ 07087. • hum of errors or chrestirs about an electronic funds transfer f&T bt psyment cr UBS Vodeclebit card transactions, call 800-762-1000, a wife to UBS Fe-uncial Services lx., 1000 Hata Bic*, 6th floor, Vikehankert NI 07086, Attrc Ret103SA Sew*. Cal cr "nee as loon at ye* car if you *Mk you statement or receipt 4 wrong or if you need more frIonnatiri dxut a transfer on the nnement or wept The Firm or Card bsuer (as ipplmbld must hear from you no Int can 60 days after tie aim sent you tie fig statement on *WM the error or prcbkrn Eipered. - r nattr nt,-rror rrj — Mate the error or tie kande( you at umure abota, and explain as clay as you cal shy you bairn t is an error cr why you need more 1-demotion — ProMde the dollar amotnt of the suspected CfrCr• The Firm or Cad Issuer wil Menge,. Jour ampairt and MI correct any error prompter. I see take nom ton ICS business dad to do iht. we wit credi your accomt For the mount you their 6 hem* so tat you will haw Meuse of the matey dring the tine h takes us to complete our fumigation. Fleas" make all *yds payable to the Fim or kw thenctal id:tut:on rdcated on tie front of this statement hag:kir to regal., accost fees meant, may be subject to mai-mono lees, charges for late mammy for warkin purchases and chums kr unpaid area is n cash accounts. Accounts that at hardened to other institutions may be subject to a trawler fee. UBS Sweep Optima MSS offers cptiass kr simpfg cash balances, Winces to ba-A deposits at UBS Bak USA and UBS AG Starricrd trench (Bank Sweep Programs), money market mutual bra (Money Fula) rdthe Meng *nal Depose Accoum (1)Arct customers with an international Remote Management Account. Through tie Bank Sweep Programs. cash balances ere swept to 11135 Bak USA up to an established knit ad then to UBS AG Stanford Braids a a Money Fund. Deposits at U85 Bank USA are FDIC inured in accordance with FDIC nat. For core ilennation pease kit wrmidic Deposes at LES AG Stanford Bra-ch aid shams of Matey Funds at rot inbred by the FDIC. Through the OA, arailable ton* Wirers are swept to depose accounts a UBS AG Hew Yak Branched LBS AGC wan Brad-. These deposits are not Mitred by tie FOC. Balances held at the LES AG Cayman Branch ate temporally imposed to the sovereign irk of the Carron "lands, and Mete is no gwartee a other *Coition of LES AG to repay Me balances while cash, LES Cayman's Brach's books. Deposits at MS Bait USA and each UBS AG Branch are not protected by SIC. Money Find shoes are protected by SIPC See '3135 Ftoncial Services Account Thotecticnt bebw. Upon yam: regret, balances in re Bad Sweep Programs a OA may be withdrawn and shorn of a Money Find may be liquidated, ad the proceeds returned to you or your searties amount. Fitter Holm** about available sweep optiant, inflating arent unrest rates and Welcl available at wymudosoontweepdeld, from your Froncial Advisor or by eating 800-762-1000. LES Financial Senior account protection The Fire e a member of the Sectrilin Investor Protection Corporation 151K). *lath protects 'acuities awards of As members up to 5500,C00 (ncludng 5292,000 for ,rt: for cash). The SIPC asset protection limits al)02f0 yl accuts Mat you hold in a panictitim capacity. The Finn, together with certain affiliates, ha alto pathos* wppbrnental protection. The megrim mount mire to el eIgige clams, colecleery coder this protection is 1500 millon as of (*center 10, 2013. Wont rode poky corditons ad Imitations, cash the Firm is totem protected for tp to %I 9 million el the ammigate for all dour amounts held in a partimlar capacity. A fta copy of tie poky wading is mailable Up011 The SIPC protection and the supplemental protection both do not tank' to' • Certain financial assets controlled by (and ticludd n your account value) WI held away Morn UBS imaginal Services (e.g., remain (0 cosh at LBS Bark. (i) cab at LES AG Suamliad bunch, (id i-turame Froelich, including variable annunin, and 00 Mores of mutual finds where such shares are registered drectry n the nane of re ammo" holier on tie bock, ad records of re applaud* Mau or transfer agent), • Certain rmnImeed contracts or irractrued intermit (eg., limited panneerhix and private placement.) tat ere rot registered under the Securnes Act of 933; ad • Cornnoditaes contacts (e.g , foreign "charge and prec tus metal caged* including futures contracts ad commodity option f f The SIPC protects* and dm suppkmental protection do not apply to these asset es, if Sty otherwise appear on du Materna*. The SEC ototecien ad the sdPakerrental protection do not prefect agent changes in the malim vabe of your investments (whether as a result of market monerment, issuer brkruptcy cr Ph/rickey More id orrrotion is maitre iron reamsf Yoo may obtain more information about SIPC, holding the 51K Brochure, by contacting SICC at /02-3738300d by twig the SIC *Otte ariontw.alptoop Dividend Reiwertment Program (DRIP) The price reflected is an mere?. price You may obtan the actual price from you Financial Advisor. Orty whole darn re putchnediadm DRIP; partial theses will be cod ad the each wff be deposited M your account. TM rkeiderd reinvestment pricesupplied byte issuer may Offer from the market price at Moth tie partial shares ye sold Cadelelieu Crib' whole units may be held n yotr account. if you at entitled to a paid unit as a result °far:Gilded payment • amermse, the Firm *11 ether sell panal Wt, at model prke a [apt an amount determined ler a reggemel closing army, andcredit you mart Investment objectives The mewled Mecum ad nsk profile am speck to each account and may my Cavern Please adene the firmworry*/ in wing of am sicniltar* change in you financial siturcn or rwestmert objectives. Foe each CONFIDENTIAL account Mkt, you choose one of the following imesment objectirer • Prague Current/mom.. minim as sedng the generation of income only. • Mist* Opt*, Approciatan: Iniontrnentt making yowl" of prncpal rather than the gen/ration of nose e. • Produce Combination of erten' and Capital of seektg both the generator of noon* and go:mho' Owen risk profiles • Comstwatid. Seeks to matitin ntuH prinepat with low risk and volatility to the amount owral, e'en if dig means the account does not generate signetcant mom a mum aid may rot keep pace with inflation. • Madmen Wiling to accept some risk to pincaol ad *lure some votatAty to seek hgher returns. • Apprespie: Wiling to accept high rise to prnopal and hi/awl:stay to seek highreturns over tine. Statement Imuseholdne We may consoldre al related account statements with UV sane address n the SIITO eurebm. OCC0J115 may be related Ice this purpose bemuse they have owners who ako maintain gilt accost relaionships with other chink at the same address. This Draftee 6 known as • hatelroldrg 'Ilya; prefer to receire tdbedual statements mated n separate envebms — you may decline hauseholding by calling parr Fhancial Ackitor. Friendly account name The Friendly account mane reflects int °maim that you entered cat the firm's online services veggie. It a a ciatornitable tnielrierm • chosen by you to mkt yea with your recordkeeping it has no legal effect an your account. You can change yea Riendryaccomt names. thwugh Orre Services a by contactrg you Fina-cial Achisor. Acuson overview • trate accountipordoko Net of moats and • Atka loofas eyelids cash balances. vales l or restricted storey lest), and Global Free Deposits, wreaked marks to market, and revisit assets not held by to Fim. Does rot include unmated motile/assets at the end of the pior and norm statement periods, or pane vented stock options and 'amenable stock options • Liakkies Include, debt Winn edge-ding rnagn loaf, credit rev, 001 accord batmen. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bak USA deposit es,LBS AG Stamford (ranch depose balances and money market Mahal fund sweep bin at the axe of the ;teemed period. Noroccennodry free credit balances in your account are rot segregated from other balances ad tie Fire miry use any of these funds in the ordinary touts" ce itsbusiness. these funds re payable upon your domed. This total is included in Mie cumnt period closig value. SONY_GM_00023060 EFTA_00133680 EFTA01252375 Important information about your statement (OW1 tenued) Lending thionnation Fa delayed informatim on the Fim's lending practices and &dam, refer to yos Client Relate:n*1in Agnomen' or Aare Agnomen' and the General Tram and Conditions UBS Ratan of Credit Pram ices avarldole in agreement andDixtmares at www ant romboardn'titiwea. YON Sett You award ii•mkes securities and other sewn held in the rant at the and of the stannic period. You may as for dekrery of lialy paid securers at r time. You may recent sectrities toed as loan collard after any balance due on them. Ally *cooties RD to the Fim citing the statenwnt period are Medal market value as of the end of the staement peritict • Cost bads. In damming the cost barns of the sates included in this statement where indcated with the abet 'I,' LOS financialServices An relied co informatim ebuined from sources other than US$ Fiumial Sevin. including Ole: manna Irian another fine or that you may have provided to you Financial Addsor. The Firm does not indepeaceft wily et guarantee the accur valday of ary Womution Provided by wines Old than LISS Fiuncial Services h eallert atthough LOS Financial Sates general& updates this information at it is rooked. the Tim does not provide ary assuances the the inforenalion under "Cost basis' and "Unealced gal to is actuate as of the date of this statement. As such please do not read on this Information to make paths* a sale decisions, for um p.rposes otherwise, Accounts Oar-intend to the chin may ref kia gareloss informatim onft for the period cf tire they are held at the Fenn More historical Malabo can be wiled by your Financial Advisor. • Unrealised geheilinses Man data is available. estinated urrealized gine losses are circulated foe nclorial warty lots. The transaction data for mivial lots may or may not ram conmssions, chord Rohr security reorginieaten events. Divided and other reinvestment lots and systematic pa chas? lots we each ccerbned to display one 9,4f 9rd lot The • Trade dale' count prestos the orgima transaction trade date. • Callable securities Bends ad preferred stock that the issuer cats for ea redemption wit be selected /martial& by lot Iran rag all soothes Or that issue held in our mane or n nominee name la oa clients Call team Mcnnsicn is obtained from third pries and is acctracy is not guaranteed. Other call featues may oust whch couli affect yiekt tterplete information will be provided upon request • Certificates of deposit (ma). COs are 10K noted up to $29D.000 in «MPS and accrued interest per depostet at per deposing:Iva/ore in accordance with FDIC rules. • Priceivalue Pas displayed for marina and oltr progacts mar be higher or lower than the ;Ow that you warkl amok; we...anther market Feces we obtained Iran valeta theca paty sources which we before to be reliable, but we do not guarantee the. stodgy. — We fitrtrall use th• desire) ante when avabbio or the mean of the bid rd ask prkes fa fisted securities and colons or onft bid prices to OTC securities. — Less actieeft traded securities my be priced using a valuation model a the mon recent pie we Waned at may not reelect an actual rrwket price et what. — Certain pceitions may appear without a price and will show as 'prke was not avalable• Awe are umiak to obtain a price for a warily — Deposits or sweeties denominated Pt omencies other than U.S. dolLas se reflected at the &change rate as of the statement date. - For certain wanes racing n noncenkang denaminahms. price Aral CluartitY (Ire TAPS may have been adeated to f Medal. «Wm vabatoni To obtain anent owtatims, wIwn mien*, coma vota Financial Adds«. • Private thvesbnente and structamed produds. Private investment secuiftes (ix Wing dikct panicpatian proyans and real estate imestmerd rust secuilies)ercl strucued prodacts are generalft lief* algid. Centel structured ;redacts have not been registered with the Securities and Exchaw Corrmissim a Odder ay state securities laws. We «mid. estimated vane for private investment secuities and strums«) parts to international FontrOses only. Accuracy is not guaranteed. — Thew values may air Substantial/ Inn prices if any at Wide a pale invearnerd salty or Revived prodscl may be bought a send rd do not necessarily represent the yak* year my receive soon liquidation - Aid pry estrum:is of rake re as of a cortan date and ate applied to UBS Fnancial Services on a regale bast by an independent valailian I ern. - Issuer general vain or sponsor estimated values, if any aro supplied to the Fim by the our, oneral partner Cr sponsor and may be calculated based or. dfferem nletmation ban that used by third parties to derive the. minuted yaks. - Toucan °teen additiorul Sonnet«, regarding the methodology used to determine the mina* of value and the date of the tstormatim that is the basil°, the estate by contacting your Financial Advisor. - Aid petty estinked vale es may be reflected as 'Na pied' be several when an independent valances Inn has nee supplied «m unable to Jahr a vake, when we become acre that a material event has occurred Mat may call a previeusly reported velar Imo question a when a value Acust be hiahli speculative file to the ate of the Weeny - When flans, an Muer, general partner a' sponsor estimated vain net a thrd-perty estimated valor is prove:led, the value of the security *A be different from is purchase PM- — 'DmIrtedions to date' may icicle return Ot capital, income or both. — 'Ccgnatint site' represents the .naval along price per sort and myna MOM Ins cost basis • Restricted marines. Res td sedriftes genera* are not await eligible for µdl salt LOS Financial Services uses the mate, peke of tte unrestricted stock of the sate 6Wer as in opted value for the restricted sock forpurposesonhis Mennen' my. To the extent that rewind securities are eliabb to sale, the yakn mend may be Sibstankalft less than the inuied value Axon • a (ertimeted) Became, cement yield. and rates. An connate of anal income is based on current dmidend and Merest rates, assuming the leashes will be held for wen Iran statement date et wail maturity. This estinate is any a guideline, accuracy ard continued income we not guiranteed — Eetinwed amuse income and curia MIO for Cretan Wei of seosittes could include a relun of prricpal or rapt.' gains n which case the est income (irKI current yekOwould be overstated. — Fonuted anal income and °rent yield and the actual imam and yield night be tangy higher than the estmaed amounts. — An estate of actualized ixonse (dividend and« interest) divided by the nowt market megawatt', balance i based on the as addend or Merest Payment made by the issuer and awns the sear desedmosts *Abe held for one yew loom the statement date ix until matuoy. Accuracy rd continued yield se not guaranteed • Assets not held by UK Financial Service,. Certain assets are rol Ineld by the Fir and no wthn the Fan's possesscn or control. These assets are deptwed on yds statement for informational pram only. Positions and values presented we provided by the issuing fem. LOS Financial Services is not responsbk for this inf «nut«) and does not guarantee is accuracy. these assets are rot protected by RFC a the Tints applemental Slit coverage. • Revenue shoring and additional compensation — In addition to commission on sales and 12b1 lees received n cotnecton vie* the chstritctice of rival finch to our deems we and«tar af fare make enema tiring Paseneres from dirtribulen antler advisees of the mutual finds that we sell. These arnawls are baled on two often.; components (I the amount of sales by UPS of a pankulw mutual fund (rift to our dents, and (*) the asset value of a particular mutual fund lamiys shires held at the fern — We and or Abate ate receive nemdkng and albs processing lees is denderaton kr transfer agent swims that we while to to mutual funds These f eve generally are pad from imestor assets h the mutual fu-d and are a fad doter amount based on the natter of accounts at the Inakendealer holdng mated Iwo* of that fund family CONFIDENTIAL - h acklitim to commrsskns received in connection ads the sale or distrtedion of annady contrals and sat investment stet units loots dents, we ancfce Oct affiliate wane rennin Manly compernalicn Dan arty of the Murano companies undetweing the arruity {overacts. all Oates of the insurance («wanesor sponsors of the unt Meant bunts we dor tote. — Cur affiliates alsonen trading mernesions and other compensate:often resat funds and insurance companies whose products we — We receive an nal fee horn LOS Bat USA and UM AG Stinted Brandt of up to 115 per account sweeping tithe bares under the UBS Bank Sweep Program. Activity heornutionregardng conmesCen and other charges inctried n correction with the execution of trades, incldng option transacteans has been included en anliatIons venous/a' furnished to )ou. at sell be provided to you pomptly on request. Skirt Slims f you an engaged in shoe selling a security, you may incur a dirge a to certain botrowirg costs farther parl Cuter security. Open at Regarding Ohm CC crocitilcalcollee «dim that were not coated by the stamen date. open buy ad sell slop ordets are reduced by the ant of carder& a 'IOU on an wavidends a <weights thee unless instructed otherwise by you. You re responsible. la orders that we hated due to your failure to cancel testing open orders. Privacy To obtain a copy of our current Client Pricey Notice, please contact you Fnancial Advisor a vise of webse• at wewuMrontlegivervtalev UBS ftruncia Seams is not a bat. The RMA, Busiest Services Account BSA and IRMA an brokerage acards which µon% access to baling services and products through arrangements with dilated barks and other thrd-party barns, and provides access to nsurarce and annuty products issued by wall dieted thrdparty inwranc• companies through treurance agency subsidiaries of UBS Financial Services lx. nsurance. rd &many products: Not FDIC rand • No lark guvantee• May la vibe RMA. Resource Management Account Bueiness Seeks Account EGA AMA and ntematioral Resource Management Accord are registered service marts of UBS financial Semites ax Visa *PALO s a moored service mark of visa Innationa LOS Visa Signature aedt cads and LES Vise debt cards are issued by 1.8$ Bank USA with perinsion from Vna USA Ikon:waled. USS Financial Semites Inc. Rev. 201511 SDNY_GM_00023061 EF1'A_00133681 EFTA01252376 ;It UBS UBS Eniancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ENP7008C05119 121 5 X12 Y1 0 Resource Management Account December 2015 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHiStANE MAXVVEU. Friendly account name: Ind CasNSaving Account number. Your financial Advisor- SCOTT STACK MANILYLE CASRIEL - Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, account 029023575 On November 30 (3) on December 31(4) Your assets 4,057,096.22 6,144,731.58 Walt our websIte: www.ubscomffinancialservices Your liabilities 0.00 0.00 Value of your account 54,057,096.22 $6,144,731.58 Tracking the value of your account 5 'Inc r03111$ Sources of your account growth during 2015 Value of your account at year end 2014 $4,208,869.81 6,144.7 Net deposits and withdrawals 31,930,277.26 4,2C S9 Your ilveStentelt rebore Dbidend and interest income Change in market value 49,077.58 -33.493.07 Value of your account on Dec 31, 2015 $4144731.58 Dec 2014 Nov 2015 NC 2015 Momber SIPC ENP70C0400E075119 NP7000311137600007 1215 03057503, CONFIDENTIAL SDNY GM 00023062 Page 1 of 10 EFTA_00 133682 EFTA01252377 SUBS Resource Management Account December 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 2,010,294.62 32 72% B Cash alternatives 630,387.85 10.26% C Equities 0.00 0 00% D Fixed income 3,504,049.11 57 02% E Non-traditional a co 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $6,144,731.58 56,144,731.58 100.00% Account name: Friendly account name:Ir 1 Account number: Your current asset allocation Eye on the markets Index Percentage change December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -a 39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Your ll asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VEI5 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP70C04.308075120 rie7030311$7600:07 1215030575001 CONFIDENTIAL 00023I3me 2 of 10 EFTA_00B3683 EFTA01252378 UBS Resource Management Account December 2015 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account haene:Ind:Cashoaving Account number. December 2015 (S. Year to date (5) Opening account value 34,057,096.22 $4,208,869.81 Deposits, including investments transferred in 2,215,176.00 3,591,416.24 Withdrawals and fees, including investments transferred cut -130,173.06 -1,661,138.98 Dividend and interest income 2,632.42 9,077.58 Change in market value 0.00 -3,493.07 Closing account value $6,144,731.58 $6,144,731.58 Dividend and interest income earned For purposes of !Ns statement, ta.sti:ity of clefts] ant clinden0 income tt,Y, been determined from a US tas repotting perspective, Bud upon the residence of the account ken, account type, or product type. some interest ardor dvidend payments may not be subject to United Staes (US) ardor Puerto Rico WO Income level The (lent monthy Statement is not intended to be used and camot be need csoon for las purposes. Chem; should Fetes to the apt:kJ:re lac reporting forms they recent. from 185 smugly, such as tie Points 1099 and the ROMS 480. fa free reporting information it IS the mulct Of U85 to file the dsolicatle tac reporting forms with the US intend Revenue Service and PR Treasury DePaitment. and in such forms accurately &vary cliaCknct an:Yet Interest as las exempt or indvdtol tax prepare( December 2015(1) income. Pleat consult your Year to date (f) Subtractions Other funds debited Taxable dividends 2,003.45 8,446.97 Funds withdrawn for investments bought Long-term capital gains 628 73 628,73 Total subtractions Taxable interest 024 1.88 Net cash flow Total current year 32,63242 $9,077.58 Closing balances Total dividend & interest 3243242 39,077.58 Summary of gains and losses Values reported telow exclude products for which cons and losses are not classified Realized gains and losses Unrealized December 2015 (51 Year to date IS) gains and byes (5) Your Mandel Adviser: SCOTT STACKMANLYLE CASRIEL Short term 0.00 0.00 -3,493.C6 Cash activity summary Ste Account <fanny tha month for dell IS. BalanCeS in your *teen 006 (X6 are ind noted n the opening and CIOSing booms vat*. FDIC insurance apmes 0(410 dep)913 at U85 Bank USA, nOt to deposits at U85 AG. Starriord Branch of bank deposits paced throuo the UBS Intetnaond Depose Account progarn. SIPC protection apples to money market sweep fund hddings but rot bank deposits. Steimpoaant information 'tout your statement an the unt two pages d this document for deists. Opening balances Additions Deposits and other funds credited 2,215,176 00 3,591,416 24 Dividend and interest income 2,632 42 9,077 58 Proceeds from investment transaction.-. December 2015 (5) Year to date (I) $0.00 $0.00 Total additions ENP7OCO4C090751 21 NV7030311876 00007 1715030575001 CONFIDENTIAL OW 5,130,972.45 $2,217,808.42 $8,731,466.27 -130,17306 -1,661,138.98 -77,340.74 -5,060,032.67 -$207,513.80 -$6,721,171.65 $2,010,294.62 $2,010,294.62 $2,010,294.62 $2,010,294.62 SDNY GM 00023064 Pager 3 of 10 EFTA_00 I 33684 EFTA01252379 *UBS Resource Management Account December 2015 UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 80 .00 Closing UBS Bank USA Deposit balance Dec 6 874,708.56 Number of days in interest period 31 Average daily balance $13,985.21 Interest earned 80 .24 Annual percentage ye Id earned 002% Account name: G6-119_AINE MAYANEll friendly account name: intCazNSav ng Account number. Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your retrain objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consderatton None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out. Your Ignancial Advisor. SCbt•r STACr MarirtyLE (7Asp EL EtiP7OCO4C0e075122 NP70003118760CCO7 1215 030$751:04 CONFIDENTIAL GM_00023tifie 4 of 10 EFTA_00 133685 EFTA01252380 *UBS Resource Management Account December 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account nome:Ind:CashiSaving Account number. Scene pnces, Income and tyrant values ShOnn May be EpprOxerre. AS a testa. galas andlOsses may rot be accuralely reflected. See smporuntintontaaon about your statement a the end of ths Oxumem for more information. Cash Cash and money balances Cash and mora=y balances may indleae avalkie cash banditti, UBS Bank USA del:oat account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vat n applicable limits, but are not paneled by SPG UBS AG Stanford Brant h deposit account bziantes are not insured ty FDIC and am rot protected by StiC Money market sweep batances are protected by sac bin are not insured by the FDIC. See the Important information about your statement at the end of this document for detain about those balances. Opertng &lance Closing Ware Nice per sha:e Average Driekncl Interest Dam Fri Hddng on Dec 1 (I) on Dec 31 (I) to Dec 31 ID ate peeled period Cap amount 11) Cash 0.00 -50.000.00 MS BANK USA DEP ACCT 0 00 250.000 00 250.000.00 WS AG DEPOSIT ACCOUNT 0.00 1,810294 62 Total $0.00 $2,010.294.62 Your II nodal Advisor: SCOTT STACK MANYLYLE CASRIEL Cash alternatives money market funds Money market funds are neither insured nor guaranteed by the Peck ral Deposit Insurance Corporation a any other goverment agency. Although money market funds seek to peseta the value cif your investment at 51.00 per share, it is pantie to lose money by investing in these funds. Total remvestul rs the total rat a reinvested thrdendt II does not include any easel Ordends. I IS not a la lot for the purposes of determining &Mr.; periods or cost bash. The shares you receive eah here you reinvest chidends become a separate tax lat Con truS is the 1014 &inhale toll of the security. Inducing reinvested Ow:lends The cost basis may need to be aclusteci for return of ca :114 payments in order to determine the a:lustedcost basis for tax reporting papaws. Hddng LeS SELECT PRIME INSTITUTIONAL FUND Purchase price' NfaMber Average price Client ce shares pet shave (5) Investment (5) 630,387.850 I COD 630,387 85 tarreautddarOgan a less is the afft WIC< between the current value and the cost basis and would generally be your fanatic* gen or loss if the security was sold on this date. The unrefined Oar) Ion or loss fray needle be alsnled for ret urn of captd payments in order to determine the rested gain or Ion for tar reporting purposes lervtifetene return is the current value menus lie route you invested a don not Include shares 1NI are not reflectedonyour statement. int] ud ng shares that has been rained as ether a glen a a recs. Salo des not include cash dr& nds that were not reinvested Cost Price per share bans (S) on Dec 3I (5) 630,387.85 Value on Unrealized Dec 31 (S) gain or losS (S) 1.000 630,387 85 Mwstment Honing return IS) period contakoeci next page SDNY GM 00023066 ENP7000aC08076123 HP7030311876 00007 12150305750:H CONFIDENTIAL Page s of 10 EFTA_00133686 EFTA01252381 SUBS Resource Management Account Your assets Cash alternatives Money market funds (continued) Hddng EAI: S1,009 Curent yield:0 16% Nuntei d shoes Account name: GHISLAINE MAXWELL Friendly account narne-Ind.CaselSaving Account number: turner prica Aserage price Cent per there (5) investment (5) Cost Pnce ;et share Davi (5) on De< 31 (f) Value on Dec 31 (5) Your tinandal Advisor: SCOTT STACK MAMLYLE CASRIEL Unrealized gen or loss (S) investment ticidng return IS) Petite/ Fixed income Mutual funds Total reinvested is the total d at reinvested d Wolends II does not include any cash thickrods. it is not a tar lot for the purposes of deermin ng hdckng periods or cost bass. The shares you receive each time you retchest dudendS ttCOrne a separate tax lot Cost basis is the total purchase cost of the security. indudng reinvested d Wends The cost basis may need to be adusted for return ct capital payments in order to determine the ad rated cost bass (or tax reporting imposes. Purchase Wei NKrber AverSX pxe Wang of snares per share (S) PUTNAM SHORT DURATION INCOME FUND Y PSDYX Trade date: Sul 20, 15 348,605.578 10.040 3,500,005.25 3,500,00525 10.030 3,496,513.95 .3,491.30 ST Total reinvested 751.263 10.032 7,536.93 10.030 7,535.17 -1.76 EAI: 418,865 Current yield: 0.54% SeUrity total 349,356.841 10.040 3,500,005.25 3,507,542.18 3,504,049a 1 -3,493.C6 4,043.87 Your total assets Percents-, of Cost Esnmated Unreaned value on Dec 31 (1) your account basis (3) annual Income (5) gin or loss (5) Cash Cash and money balances 2,010,294.62 32/2% 2,010,294.62 Cash alternatives Money market funds 630,387.15 10.26% 630,38776 1,009.00 Fixed income Mutual funds 3904,049.11 5782% 3607,542.18 14865.00 -3,493.06 Total $6,144,731.58 100.00% $6,148,224.65 $19,874.00 -$3,493.06 Client investment Unmake:1 (tax)gasn or loss is the dlference between t he current value and the cost basis and world generMy be your tacade gain a loss if the security wa sold on ths date. The unreaued ftax)9ad a loss may need to be &lusted for return of Capita PErfinents in order to determine the realized clan or loss foe tar reponing purposes tovestraent return is the current Ira ue (emus the amount you invested. t does not include shares that are not reflected on )out statement, Ind udng shares that here been reSded as diner a darn ce a toss It 550 does riot include cash dvdencts that were not reinvested Cost Once Der share basis) on Dec 31 (S) OK 31 (5) gain or loss (SI value on UnrealizedOM investment I-Iddng return (5) period ENP70C0400E075124 Melo:0)311876 OCCO7 1215 030S75COS ski:4023e*, 6 of 10 CONFIDENTIAL EFTA_00133687 EFTA01252382 SUBS Resource Management Account December 2015 Account activity this month Cate Mindy Descripelon Account name: GHISLAINE MAXWELL Friendly account narne:Ind:CasNSaving Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Amount (I) Deposits and other fends audited Dec I Transfer JOURNAL FROM Y1 23570GHISLAINE MAXWELL 28.90 Dec 1 Transfer Dec 1 Transfer Dec 1 Transfer Dec I Transfer Dec 17 Transfer Lbac 22 Transfer Dec22 Transfer JOURNAL FROM VI 2357IGHISIAINE MAXWELL 725,408.32 Dec24 Transfer JOURNAL FROM Y1 23568GNISLAINE MAXWELL 121,610 97 Dec24 Transfer JOURNAL FROM Y I 23572GHISUNNE MAXWELL 153,113.00 Dec24 Transfer JOURNAL FROM VI 23572GHISLAINE MAXWELL 673.29 JOURNAL FROM Y I 2357IGHISUNNE MAXWELL 685.36 JOURNAL FROM YI 23568GNISLAINE MAXWELL 98,152.90 JOURNAL FROM 1' I 23574GHISUNNE MAXWELL 5,167.87 JOURNAL FROM VI 2357IGHISLAINE MAXWELL 141,162.20 JOURNAL FROM VI 23570GHISLAINE MAXWELL 949,541.95 JOURNAL FROM Y I 23574GHISLAINE MAXWELL 19,631.24 Total deposits and other funds audited Date Actlrfry Description $2,215,176.00 Amount (I) Dividend and interest income Taxable drute.=r iz Dec I Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 11130(15 1,506.55 Long-term canal gaols Taxable interest Dec 10 St Cap Gain UBS SELECT PRIME INSTITUTIONAL FUND 9.56 Dec 31 Dividend UBS SELECT PRIME INSTITLMONAL FUND 87.34 Total taxable dividends $2,003.45 Dec 31 U Cap Gain PUTNAM SHORT DURATION INCOME FUND Y LONG TERM CAPITAL GAIN Total long-term capital gains Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12104'15 628.73 628.73 0.24 Total taxable interest Total dividend and interest income $0.24 $2,632.42 Date Actibity Descdpbon Amount (S) Dec 4 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -30,000.00 Dec 28 Transfer JOURNAL TO 'II 23692 116 EAST 65TH STREET LLC •173.06 Dec 28 Transfer Dec 31 Transfer Other funds debited JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -50,000.00 JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -50,000.00 Total other fends debited 4130,173.06 ENPI0004038075125 NP700031187600007 1215 030$75C04 CONFIDENTIAL SONY GM 00023068 Page 7 of 10 EFTA_00133688 EFTA01252383 SUBS Resource Management Account December 2015 Account activity this month (ccotruied1 Investment transactions Account name: GNIISLAINE MAXWELL Friendly account name: Ind:CastilSaving Account number: For more I nforrnaion about the price due shown for restrktecIstcueltles, see Important information about stye slateraent at the end of IM doctment Date Actilfty Description Quantity Value (5) Price (1) PrOCeedS from investment transactions (I) Funtf6 vAthdrami for investmentsbought (5) Accrued interest (5) Dec I Reinvestment PUTNAM SHORT DURATION INCOME FOND Y DVIDEND REINVESTED AT 10.03 NAV ON 11/30/15 AS OF 11/3015 190.065 -1,90655 Dec 9 Bought U8S SELECT PRIME INSTITUTIONAL FUND 74,708.%0 -74,708.56 Dec 10 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND SHORT TERM CAPITAL GAIN AT 1.00 NAV ON 12r10/ 15 9.560 -9.56 Dec 31 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1 00 NAV ON 12131115 87.340 -87.34 Dec 31 Rein sestment PUTNAM SHORT DURATION INCOME FUND `ir LT CAP GAINS REINVESTED AT 10.03 NAV ON I212W IS 62.685 -628.73 Total -S77,340.74 Dale ACtisrity Amount (S) Money balance activities Nov 30 Balance forward S0.00 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 104.708.32 Dec 7 Withdrawal WS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 -30.000.00 Dec Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 12/04/ 15 0.24 Dec 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 12/09115 -74,708.56 Dec 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 141,162.20 Dec 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 108,837.80 Dec31 Closing UBS Bank USA Deposit Account The UBS Bent USA Deposit Account Is your ornery sweep colon Nov 30 Balance forward $250.000.00 $0.00 Dec 23 Deposit UBS AG DEPOSIT ACCOUNT 1,566,112.47 Dec 28 Deposit U135 AG DEPOSIT ACCOUNT 294,355.21 Dec 29 Withdrawal UBS AG DEPOSIT ACCOUNT ASCf 12128115 .50,173 06 Dec31 Closing MIS AG Deposit Account S1,810294.62 Your %Rancid Advisor: SCOTT STACY, MANLYLE CASRIEL The U135 AG Deposit Account is your secondary siren opti en. ENP7OCO4C08075126 HP7000311876 00007 1215 03057 CONFIDENTIAL Gm ixicintes* * of 10 _ _ EFTA_00133689 EFTA01252384 SUBS Resource Management Account December 2015 Account name: GHISLAINE MAXWELL friendly account name: Ind.Cashe Saying Account number. Summary of approved payees and recurring payments Based on you; instnxtions the follomng pares and reeurong payments are considered 'approved payees'. As a result (t)you Ray authorize addRiOndluanskes torteesepayees ye/babyend (2)you are no longer receiving Indaddual confirmations fOr payments to these payees Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The payees and retuning payments tiled below do not include Bill Payments Electronic Funds Transfersand wren other transfers between accounts at MS If ycea Nye additional payees ardfor recurring Instructens on file you we recehe separate Centarmatbns (torn your finenoal Arida re update or cancel any of thece instructions please contact your financial Advaor Paste dtscripaco Osbuisement amount (S) Method TyixrEvem Frequency Stan date End date Last wed dale Y123574 varied Transfer Payee on file Upon request Na Na Apr 15,15 Y123576 varied Transfer Payee on file Upon request Na Na Sep 10, IS Y1236% varied Transfer Payee on file Upon request Na Na Oct 01,15 Y123692 varied Transfer Payee on file Upon request Na Na Dec 28, 15 Y125339 varied Transfer Payee on file Upon request Na Na Sep 23, tS Y128704 varied Transfer Payee on file Upon request Na Na Sep 21, IS SDNY GM 00023070 EN0700040O8075127 riP7C00311876 00007 1215 0305750)e Page 9 of 10 CONFIDENTIAL EFTA_00133690 EFTA01252385 *UBS Your notes -- 17,7,==n;:-d"EM 71-'''''" '° °' ' CONFIDENTIAL EFT,00133691 EFTA01252386 Important information about your statement LE6 Francis' Stokes H. the F im or UBS Financial Senekes), is a merrter of all orincthal sxlily, mono* and cencins exchanges. LES Frartial Semites and LEA Bank USA we redact Hostages of LW AG and affiliates of LBS Seckritin U.C. The Fim's financial statement is available upon realest. The Fart's exclaim offices re a: WS Finnan' Since, H. 1200 Harbor Boulevard Weehawken, NI 07086 Itis statement represents the only official record of you LES Financial Swann account. Other made, watt official the documents. co taring corilksiydw Maid rot be relied won If you bedew there is an emx or emission please capon h immediately n *Nog to the &inch Manager of the off ice mania you account. Atlyagn al lions shown are Intended to be accurate. statement data staid not be used kr tat purposes Rely sae& onyea-end lax loons, Form 1098. 5498. 10425, etc.) whin preprigyour let return. eFimi nn required by law to copal to tie IRS all to able divided. report*le nontaxable den:kinds and tattle interest eared an acuities hid n Nis acramt, net proceeds an sae transactors, and Cog ban on certain covered Sea-rain. Conentthications with ins Fin • Please re-corIinn any oral corm-Arcata* in swing to fuller protect your rips. irclaing your ripe, under d-e Sautes Inestor Protection Are (WA). • t thefinatil holution on tie tcp lets oft. ham of this statement is not L.65 Francill Services, L6S Financial Sakes caries yaw account a cleamg broker hyenagen-era with the nckated nekton We Horned yep of the restore hp when you opened this accost. h tat cast your lads and stashes are located a UBS financial Services and rot the irosodarg broker, arc) you nut mace a report of error or cminion to both firms. All account statements shall be boned ccionpbte and accurate a not objected to in micro within 60 days. • Please died customer complaints or agreesto he Fim's C hem Relations Depavnent a 201.352.1699 or toll.free at 8C0.354-9103, BOO A.M. to 6:00 P.M FT Monday through Friday, or in micro to U3S Financial Service, Ix., Client Relations DePatmenk P.O. Box 7C6 Unon City, NI 07087. • h me of errors or gentians afoul an electronic hods transfer WO, bi psyment or UBS Vaedebit card transactions, call 990-762-1000, certif.to UBS Financial Services Ix., 1000 total's*. 6th floor, Vileehaveken. NI 07086, Etre RIAAESA Sevres. Cal a sett as loon m yor care if mu ihrk tar statement or receipt 4 swag or W tauneed more rikemation data a transfer an the statement or ratio'. The firm or Card bear (as apploald must her from you no law then CO days deer the Fim sent you the fist statement on whit. the are or problem xpexed. - Nyie, !rnznrad n tpri-ot t — Mute the error or the nosier you nature abet, and explai. as <leak as you cal shy you belies t is an error a why you need more information — Preside the dollar arnorit of the suspected enter. The Firm a Cad Issuer MI imenigate your ampaairt and MI correct any error prompt. I vie take now tan '0 tures: dad to do ha wit will modi your acoant for the meant you thiti 6 ham, so tat you will have the use of the morey drag the tine it takes us to complete ow imestgation. Please mato all chocks payable to the thin or the franca' insttution rdcated on he front of this statement hat:Mir to regula accent fees, awants my be abject to inattentive lee-s., charges for late paemmt for marlin purchases and chums kr unpaid arrcknts ri Cash accougs. Accounts that me trarderred to other InStalati0nS may be subject to a b-awler fee UBS Swap Optima URS offers options kr weeping cash balances, balances to bank deposits at UBS Bak USA and LBS AG Stanford branch (Bank Sweep PrOgratng, money market mutual funds (Money Fs*) ad the Interne coal Depose Maui (Editor customers with an Imenatimal Renece Managemert Account. Through tie Bank Sweep thorns, cash balances re swept to 11135 Bak USA up to an estattsteed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC hued in accordance with FDIC rules. Fa mare Harnatim pease kit swmfdic got. Deposes a LES AG Stanford Branth aid shares of Monty Funds ay rot hared by the FDIC. Through the Ok mailable to task baron are swept to deport accounts at UBS AG New Vol. Eanchard U8S AGC wen Brach These deposits are not roared by the FOC. Balances held at the LW AG Cayman Brat ate tempiranly exposed to the sovereign tak of the Cann bands, and theta is no gene or other obligation of LES AG to repay the balances what <tithe WS Cayman's Brachss books. Deposits at WS Bait USA and each UBS AG Branch are not protected by SIPC, Money Fund shoes are protected by SIPC See #L135 Financial Senates Account Thotecticri- bebw. Upon tar raciest, balances in to Bari Sweep Prorons a CA may bee withdrann and shares of a Money Fund may be liquidated, ad the proceeds retuned to you a your sautes account. Father Remotion about available ramp *pliant, inckaikig orrent rawest rates and yelds, i available at enawabscorrisweepyikk horn your Francial Advisor or by callng 800-762-1000. LES Financial Server Account protection The Fhn is a member of the Stosites Investor Protection Comoratim 151K), Math protects 'aunties meant of As members up to S500,000 (ncirdn9 4214000 for claim for cash). The SIPC asset protection limits and. i9 all amount that you hold in a panicutg- capacity. The Frm, together with certain al/Wales, ha also purchased otophrrantal protection. The moans,' amount partle to sleigh. clones, coleakek uder this praection is 1500 millon a of December 10, 2013. Sibiect to the poky corditons ad Imitations, cash a the limn is father protected fa w to tl 9 million el the aggregate for all 'our amounts head in a partkular opacity. A ha copy of tee poky wadig is mailable upon regUeSt. The SIPC protect en and the suoplemmli protection both do not apply • Certain financial assets controlled by (and hoaxed n your account value) but held away from WSFinancial Services (e.g., amain (i) cash at LBS lark, (ia oat, at WS AG Stamford bunch, (id inmate imam; including variable annuities. and 60 sherd of rrulut fads where such shares are registered drecthr in the nane of the account holder on the books ad records of to applicable taw a harder aged). • Certain immune( contracts or immanent interests (eq.. limited partnenhjos and priest placements/that are rot registered under the Securities Act of I933; ad • Cormnodities contacts (e.g , foreign ',charge and pre ids metal catrats). includig futures contracts and commodity option contracts. lh SIPC protecton and die supplemental golecton do not apply to these ageti eben 4 they Weemse appear on you slaterneed. Ile SEC protection ad the sarthareentalprotedion do not anted mann changes in the mates vale of you investments (whether a a result of market mosernent, issuer batiruptcy or otherwid More information is avaltie tom reopen You may obtain more information about StC, rcliding the 51K Broths*, by contacting 51K a 202.371.8300a by viserig the sot website armsw.s.cang Dividend Rothviertinont Program (DMP) The cree reflected is an Hear price You may obtan the actual price from yes Fnancial Advisor. Or whole threes re putchand Leda DRIP; partial shuts wil to sod ad the cash will b riposted h your toccata The &aided reinvestment pricesuppled byte kaar may Offer horn the market price at which the partial shares act sold Caidetalieu O9 whole units may be held in yoke nark if yea ere ended to a partial unit as a result of a cividerd payment a otherwise, the NM will ether sell panal snits at minx sake a accept an mount determined by a manned closing man ', and credit tar morn Investment objectives The riestmert *nane, ad nsk profile ay speck to each account and may Hy Mennen Please aday the Firm prompter in ming of any dailicart change in yaw financial situation or Hectored objectives. For each CONFIDENTIAL account 1.41, you choose one of the following Hesment *leaner • Prod*. Cureentbocome. I mob rer as seang the generation d income cr.. • Actin* °peat Appreciatetn: Investments waking yowls of prncpal rather than the generation of reoce e. • Produce Combination Olean. and th e I-vestments 'yard both the generates of income and goarth of pritiod. Overall risk polies • Conservative: Seeks to mat tain nhii prirciat with low risk aid "oldility to the a-cou-n owtrat even cat means the accost does not generate kali' cant ream or returns and may rot keep pace with inflation. • Moderate Warp to accept scene risk to pincPal ad tokraie some sobtairty to yet hgher returns. • townie*: Wiling to accept hit rid. to pri-opal and hip volatility to seek high returns over time. Statement liouseholdhe We may consolidate at related account statements with the sane *dress n the Same &Wel**. Account may be related Ice this purpose Howse they have owners who also mainain gist accost relationships with other climes at the sane address. This practice 6 known as •householdrg t you prefer to receive rdisedual statements mated in separate envelopes— you may decline Huseholding by /bang yOUrF handed Aokitor. Friendly account name The Fiend& account name reflects information that you entered cn the Finals online services "rebate. It a a ctatorniuble *niclrarne • chosen by you to mit 1,0J nkh pots recordkeeping it has no legal effect an your attar. You can Mannar RienoMaccotrt names, thou*, Ogre Services a by contactrg tar Finacial Adeisor. Actomit overview • Vaem Gime anThantortthro. Net of assets and 'Abilities. • Alma Inclas sealable Cash balances, vales fa restricted seary lest), and Global tine Deposits, u-realied maths to make', and caftan mats not held by tit Fern. Does rot include unpreced secuaka assets at the end of the prior and anent statement periods, a prima irarearrents, kr-Nested stock option and einceable stock options • Liaeltios Includes debt bilecm oat/a-ding mar Ions, credit IS, dnas account balance.. • CashAtoney balances. Taal of uninvested available cash balances, plus UBS Bak USA deposit barri-es,UBS AG Stanford Bench deposit balances and money market mutual fund sweep bilancets at the axe of the stamen period. Norscatrenotty See credit balances in your accost are rot segregated from other balances and the Nen may use any of these funds in the ordinary course of itslaziness. These funds a* payable upon your domed. This total is included in te current period closing value. SONY_GM_00023072 EFTA_00133692 EFTA01252387 important information about your statement (con Issued) Lending information Fre Mated informal:di on tie Erin's lending practices and «xi:muss. refer to you Cent Relate:mato Agreement or A«esne Agreement AM the General Team ant Coedit ons UBS Stalenwe of Creed Franke, amiable in Armee* ale Crixfosures al wane obi rom/am rryfrekronor Yew SOU You statement Somas securities Ind other assets held in the avant at the end of the statement period. You may ask for deer* of lolly paid sec-unties at ay tine. You may recent sectrities used as loan collateral after prying any balance tae on them. Any seaman IlineMPRI to the lirnskrin the natant perkid are Medal market vain as of the fad of the armament Pena • Cost bads hdetemrling the cost baus of the feasts ixtuded in this statement where Sacred with the nab. 'I,' VAS f angel Services has relied informatim cbuined from sources other than UBS Saks. Mating information Iran another tim or that you may have provided to you Fnancial Meat The Fim don not andtpenatly nay cc guarantee the /aura a May of are Womation provided by lanes am than LAS Fiuncial Semites h /though LOS Financial awes general& plates that idornution as it is received, the aim does not provide my ass...Antes that the infonnation under "Cost basis' and "Urevalced garilofi is wand as ad the date of this statement. As such phase do not re St on this Manakin to make mrchise a sale decisions, for tat p.rposes «Nowise. ',Accounts Mint tend to the firm may ref kaa gailloss infarnatim onS for the period et Erne they are held a the Mn Mae historical raktemalvn can be added by your Anoxia Advoor. • Unrealised gals/as When data is arable. estimated ureataed gang Rises are calculated for savidual sent* lots. The transaction data foe orkvittel lots mayor may not read cormassicrisa chicon XXIV "'tufty reorganarahm names. Die:WM and other reinvestment lots and systematic «schwa" Sots are each cartned todadaist one averaged lot The • Trade Are came presents the original trarnaction trade date. • Callable amities Bends and raved slid* that the issuer cats foe eat redefinition era be selected aortal& by lot Irons among all secumes of that issue held in our name or in nominee new la or <limit Call bare infamaticn is obtained from third parties and n =Ufa, is not guaranteed. Cher call teams may exist whch could affect yiekt carded Marmite) will be provided upon regal • Cana-Mm of deposit (a). COs are FOK inured up to S.2%.000 n periciul and accrued Mend per depositor ad per deposing :wavier in accordance with FDIC rules. • Priadvalue Pawn «spina lor iortrit4s and other «cads may be hasher or lower than the Sake that you wouldaced,/ were n themarket Feces ere obtained from vat third patty sources which we beat to be reliable, but ere do not %sante the. wavy. - We gerty* vie the dosing dice when maga or the mean of the bid and ask prices fee laded SeCtOCOS ad %tons or oriS lad pekes la OTC smutted. - Less Meet' traded %murk in maybe priced using a valuation model or the most recent peke we cbtaed ad may not react an actual market prke a saw. - Certain petitions me:yapper without a price and will show as 'ark* was not avertable' ft were unable to obtain a price for a warty - Deposits or societies denominated in twenties other than U.S. dotes are reflected at the exhange rate as of the statement date. - For cairn sashes rang in noncenkemng dentenindims cae ant grartitY(face value) may have been adested to f militate proper valuation. To obtain current adaptations, am amiable, coma mar nancial Adana. • Private krembnento and struchad products. Mate redstart seosilies (ix lading dee« partkpation program and real estate trammed trust securitin) ad strucued palms OM generally hej* algid. Caws structured Inducts have not been -egidered with the Securities and Excha-w Corrmissim a tray am date securities laws. We amide estimated vases for private investment wallies and structued products for into r matcoal Pigmies only. Axonp is not garroted. — Thew sass maydiffer substantially from pr ices if any, at *hitt a private rivestrnent Peaty id Moved prod « may be Wade or odd and do not necessarilyrepresent the yak* you may receive upon liatidation. — lhid panyestinges of rake a as of a torten date and are applied to UBS Financial Serviced an a regular basis by an independent vaistion limn. btu, general panne a salsa estinsted values. if eery. are suppled to the Ann* the our, ward parade a sponsce and may be calculated based on darer* itormation ban that used by third petits to derive they etiolated values. — You (main additional ialonnation regarding the methodologyused to determine the ntinaw vale end the date of the acemation that is the basis for the minute by contacting your Financial Athena. - Arid party estanwed ass may be reflected as 'Not ;eked' in several situations: vshen an independent valuation Inn has nor SuPOWd a is unable to antra a rake, when we became aware that a material event has occurred that may call a pre*usly reported valid into questos or when a value scubl be hghyspecula* clue to the name id the sicutity. - When neat* an *suer, general pater a sponsor estimated vain nee a thrd-perty estimated value is provided, the value of the security wit bedifferent Mtn et northern0We- — IDetrtuions to date' may not?* return ol ca det. aux er both. — •Cr one unt we' represents the initial offering pike sea rot and may inOt reflect your cost bass • Restricted securities Garda Starint, recall( av not currently eligiblefor public sale. CBS Financial Seevces uses the metal price of the unrestricted stock of the erne issuer as en imputed value la the restricted dock for purposes of that statement o*. To the esters that nntritted securities' are dada to sale, the wake feSeised may be stbstadIS less than the impeded value shoran • Ea hastirnetad) interns, catmint yields and rota An mina of arms/ income it based on current dnidend and interest rates, awning the securities will be held fce one year from statement date a trail matuity. Ibis estimate is only a guideline, accuracy ant contanued meant ;re nal guaranteed — Estimated anal income and cur* yield for certain has of washes could include a Man of pupalor captalgains n which case the est. income Ord cummt wag would be overstated. — Eginated anal Mane and came yield and the actual kw* and yield might be lower or higher than the estmad amounts. — An estimate of a-iodized income (di deed ado intent) ended by the <serene market %dot am*. balance is based on the last dividend or mega Parent made by the issuer and *sums the seashadeposes will be hell for one year from the statement data until manly. Accuracy and continued yield renal gerrantend. • Assets not hat by UK Financial Services. Certain assets an not held by the Firm and not wain the Ends possession or control. These assets re depleted on your statement foe infOimatonal pupae, only. Posies and values presented we provided by the 'twang fem. UBS Financial Services is not respdale for tes informant) and does not guarantee its accuracy. These assets are rot protected by Seta*. Finis supplemental SAC coverage. • Revenue sharing and additional compensation. — In additice to CerfaliSSCed On Saks and 12t-1 lees received n cametton ma tie chstratitan of mewl Ma to CV okra we motor Our game receive revenue sharing Pawn from detributen ands advisors of the mutual funds that ere sell. These amounts are based on two deferent components (I the amount of sales by COS of a pankular maw' fund family to our domes. and SO the mot value of aa/Macula metal fund fanikrs shy.s held a n fkm — We and cm AMU also receive new:eking and cents protesting lees in consideration for transfer sax swam that we provide to the mutual krds Thew fen generally are pad from investor assets in the mutual turd and area food doter amount based on the ranter of accounts at the Mar dealer holding mad lords ol that I untl family CONFIDENTIAL - h acklan to commesskns received in comedian wth the sale or &Abadan of aunty contracts and one natant most units to our clients, we anat. al affiliate mew restos shrug concernsion from marry of the insurance commas uncles-sorting the art uity{overacts. all Mtn of the insurance ccerpanies or sponsors of the in ineestinent Mats we dottier — Cur aftkites also mat trading corrensans and other compensator from rival hada and insurance companies mina Prcdats ate arlastle — We receive n anroal fee boon LOS Bank USA and UM AG Staradd Brandi ol up to $25 per acme sweeping to the banks undee the UBS Bank Sweep hograms. /wady hkerrwhonregardng «0111VISCelf and otter charges insured n correct«, wth the executers of trades. incldng oreion transactions hat been included en «intimations dhoti* furnished to you. and ell be provided to you promptly on request. Shat selling t you re engaged in shim selling a sanity, you may holm a charge Ow to <eine'', baroarg costs for that pal kular security. Open cedars Regarding open cc • soadajacancellee ceders that were not eared by the dream date. open toy and sell stop orders are reduced by the moue of di.dends or rights on an exavidends Cr' *rights date unless immacted otherwise by you. You re responsible fa orders that re caused due to your failure to cancel eMlin9 open Ordeal Privacy To obtain a copy of as *sent Cl,yt erefacy Notice. please Contact your Financial Achim- or visit err webst• at drew ohs (0011644Wanitain UBS rewicial Services is not The RMA Business Services Accost* BSA and IRMA re brokerage accounts which provide access to baing smites and products through aragemneenswin area barks and other thed-party banks, and provides access to insurance and annuty product, issued by snafloliated thrdpany :Issuance companies through Munn« agency subsidiaries of UBS Financial Services tic. Ineestmen, erase. ad annuny products: Not FDIC rand • No balk guarantee* May lose value RMA. Resource Management Account. Business Sakes Account 85A. AMA and international Resource Management ACCOrd are registered service marts of UBS Mamie avian PC Visa Signatures a registered service mark of airsa Ineerrutiona LOS Visa Signature «ea cads and U3S V* debt cads are issued by LAG Bank USA with omission horn via USA evaporated. UBS Financial Services Inc Rev 201511 SDNY_GM_00023073 EF'FA_00133693 EFTA01252388 *UBS 065 Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171-0032 CNP70056999370116X1 YI 0 Account name: GHiStANE MAXWELL Friendly account name: Ind CastiSaving Account number Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. Resource Management Account January 2016 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, on December 31 (1) on kanuay 29 (S) account 029323575 Your assets 6,144,731 58 6,098,382.56 tisk our websItic Your liabilitreS aoo aoo www.ubsoomlfinancialservices Value of your account 16,144,731.58 16,098,382.56 Tracking the value of your account S The janc$ 4.2Ce 9 G I 44 7 6,099.4 Dec 2014 pecans Pin 2016 Sources of your account growth during 2016 V Sue of your account at year end 2015 96,14/,731 .58 Net deposits and withdrawn -145,376.40 Your 11%461:M9AIreturn DOidendard interest income 92,523.10 Change is market value -33.495.72 Value of your account WI Jan 29,2016 9409838856 GM 00023074 Member SIPC ChIPT0001005699937m7000187084 00007 MI6 03057500 Page 1 of 8 CONFIDENTIAL EFTA_00133694 EFTA01252389 SUBS Resource Management Account January 2016 Your account balance sheet Summary of your assets Value on January 20 (14 Percentage of your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 2,595,665.41 42.56% C Equities 0.00 a00% D Fixed income 3,502,717.15 57.44% E Non-traditional 0.00 0.00% F Commodities 0.00 000% D ( G Other O.CO 000% vramesurso\ Total asset 46,098,382.56 100.00% Value of your account $6,098,382.56 Account name: GHISLAINE MAXWEU. Friendly account name: Ind:CaslYSaying Account number: Eye on the markets Index Percentage change January 2016 Year to date S&P 500 -4.96% -496% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 00,70003005689938NP7000 187084 00007 0116 030575e_GM_000230,59d 2 of 8 CONFIDENTIAL EFTA_00133695 EFTA01252390 *tills Resource Management Account Change in the value of your account January 2016 (S; Year to date (I) Opening account value 36,144,731.58 36,144,731.58 Deposits, including investments transferred in 2,146.36 2,146.36 Withdrawals and fees, including investments transferred cut -47,522.76 -47,522.76 Dividend and interest income 2,523.1 0 2,523.10 Change in market value -3,495.72 -3,495.72 Closing account value $6,098,382.56 $6,0911,392.56 Account name: GHISLAINE MAXWELL Friendly account name:Incl.CashiSaving Account number. Dividend and interest income earned for Collapses of ins statement, ra.ab 'cly of 'nieces] and (linden° income has been determined Corn a us tar repotting perspective. 8..ed upon the residence of the account holder, account type, or product two. some interest ander dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income lactS The tient month], statement is not intended lo be used and camel be reled upon for lac purposes. Clients should refer to the apdcaple tar reporting forms they recent. from U85 annualy, such as the forms 1099 and the cams 480. fa lacc relpOlbnig intorrnabon It it s the Make of OS to file the aspinatie tar reporting forms enth the US intend Revenue Strace and PR fleaSury Delclactrnent and in such Corms accurately cisiify ducknct ardor Interest as tax exempt or taabSe income. Pleat cornett you indedual tax prepare( January 2016 (S) Year to date (I) Taxable dividends 341.64 341.64 Taxable interest 7.73 7.73 Total current year $349.37 $349.37 Prior year adjustment 2,173 73 2,173 73 Total dividend & interest 32,523.10 $2,523.10 Summary of gains and losses Varies Peporled glow exclude products for which gain and losses are not classified. Realized gains and losses Unrealized January 2016($) Year to date (1) gains and b55es (4) Your Handal Advisor: SCOTT STACK MAN/LYLE CASRIEL Short term 0.00 0.00 -6,988.79 Cash activity summary See ACCNinf attryclytten month for dealt. BclanCe$ in your sweep ootior6 are indudechn the %tang and closing balances yaw. FDIC insurance applies Only 10 departs at U85 Bank USA, n0110 depO9TS at U85 AG, Stardoid Eranch or bank deposits placed torou(p the MSS internenoria Depose Account program SiPC protection applies to money matt sweep fund hddings but rot bank deposits. Seeimportanr insotmenan about your statement an the last two pages d this document for deists. January 2016 (S) Year to date 3) Opening balances $2,010,294.62 $2,010,294.62 Additions Deposits and other funds credited 2,146.36 2,146.36 Dividend and interest income 2,523 10 2,523.10 Proceeds from investment transactions 525.11 525.11 Total additions 35,194.57 $5,194.57 Subtract/ons Other funds debited -47,522.76 -47,522.76 Funds withdrawn for investments bought -1,967,966.43 -1,967,966.43 Total subtractions -$2,015,489.19 -$2,015,489.19 Net cash flow -$2,010,294.62 -$2,010,294.62 Closing balances $0.00 $0.00 noci llY GM 00023076 W C 70303005683939 W7003187084 COCO'? 0116 0305 Page 3 of 8 CONFIDENTIAL EFTA_00I33696 EFTA01252391 *UBS Resource Management Account January 2016 Account name: GHIKAINE MAXWELL Friendly account namo:Ind:CashoSaving Account number: UBS Bank USA Deposit Account APY Your account instructions Interest period Dec 7 - fan 7 Opening UBS Bank USA Deposit balance Dec 7 $74,708.56 Closing UBS Bank USA Deposit balance Jan 7 $250,000.98 Number of days in interest period 32 Average daily balance 8151,726.10 interest earned 82 72 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS AG Deposit balance Dec 7 $0.00 Closing UBS AG Deposit balance Jan 7 S1,762,457.70 Number of days in interest period 32 Average daily balance 8854,697.03 Interest earned $14.98 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important inkmation about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary moderate Investment eligibility consderation - None selected Your Knencial Advisor: SCOTT STACK MANLYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. 0470008005669940NP7000107084 00007 0116 030575004 CONFIDENTIAL GM 000230894* 4 of 8 EFFA_00133697 EFTA01252392 *UBS Resource Management Account Jai 2 - 1 . Your assets Account name: GHISLAINE MA (WELL Friendly account name: Ind.Cash'Sasing Account number. Some pnces, income and current eaves Shorn may te approximate. AS a les UR, gam aidlossesma/ not be scuralely reflected. See smpoaar inkismoson Stour your steamer, a the end of ths dxumem for more infornason. Cash Cash and money balances Hddng Cohering tidanCe on /an I (S) C109119 batriCt Price Per share Average Oak:fend Interest DayS In on /an 29(S) on In 29 ft) rale period period Cap amounl (5) Cash -50,000.00 0.00 UBS BANK USA CEP ACCT 250.000 00 0.00 250,000.00 UBS AG DEPOSIT ACCOUNT 1,810,294.62 0.00 Total 52,010294.62 5.0.00 Your flnandal Advisor. SCOTT STACK MATILYLE CASRIEL Cash alternatives money market funds Monty market funds art neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although money market funds seek to preserve the value ce your investment at $1.1:0 per Share. It is pabitle 10 lose money by Infesting in these funds Tote reinvested is the iota d at renvesteddvxlends a does not 'nolo& any cash derfends. R is notate< lot for the purposes of determining hoed ng periods or cost basis. The shares you receive can tore you wows? dudend become el separate lax sot. Cost Casa is the total purchase cost of the security, indudng reinvested cludena Ire cost basis may need to be amusted for return d cap tal payments in order to rkterinne the ale usted cost taus for sac reporting purposes. Hddng Nurnter d shales itirthate pricer Average cote per sham (S) Client imestment (S) 1.65 SELECT DRIVE INSTIFUTIONAL FUND 2.595,665 410 1 CCO 2.595,665 41 EM: 47,008 Current yield 0.27% Unteakzel (taxi gain or loss is the drIfetence between the current vane and the cost basis md would generdly be your taxalde gan or loss if the security was sold on this date. The unrealized (tap) pan or loss (my need lo be at:Suited for let Len of captcl Metre nts in order to determine the realized gain or loss for lax reporting purposes. /averment return is the curie m value 'anus the amount you invested. R does not include shares that are nd reflectedonyour statement, inducing shares that have been realized either a On or alas. a aiso does not Include cash dntdends that were not reinvested. Cost NM per share basis (S) on Jan 29 (S) Value on fan 29 (S) Unrested hues/rent Melting gan a las (S) return (S) Period 2,595,665.41 1.000 2.595,665 41 GM 00023078 Cele70009305669SM1 NV7003197084 00007 0116 030579001 ►aya 5 of 8 CONFIDENTIAL EFTA_00133698 EFTA01252393 *UBS Resource Management Account January 2016 Your assets (continued) Account name: GHISLAINE MAXWELL Friendly account name:Ind.CashISavng Account nuntber. Fixed income Mutual funds Total recnversted is the told cll at leavened onaends does not include arty cash dsailench. n is Mt a tax lot for the purposes of deierminng hating periods or cost basis. the shares you receive each tine you reinvest dvdench breome a separate tax lot. Cost base a the tad purchase cost of the security. inducing renveSted d Wen& The cost basis may need to be adusted fa return CI Capital payments in order tOdetemne the ail usted COst oasis for tax reporting papas... Your Ilnandal Advisor, scan STACK MAN LYLE CASRIEL Unseat/zed frattlgato a loss is the dfference between t he current value and Iht cost basis and wOuld genersy be your taxable on a loss if the security was sold on this date. The unedited flax) ban a loss may need to be &grated for return ol capted payments in order to (*torrent the reeked grin or bss for lax reporting purposes avatar ear return is the current vaue menus the amount you invested. a does na include shares that at not reflected or your statement, inducing shares that bane teen eta ded es either a gain Cr a loss it also Wes na include cash dsidteds that were not reinvested leching Number of shares Purchale DRS Average pace per share (S) Client investment (S) Cost basis (S) Pace per seise on tan 29(7) value on len 29 (S) unrealized Oar coinMIMS (5) wenn-ern ircicirg return ft Celled PUTNAM SHORT DURATK)N INCOME FUND Y Symbol. PSDYX Trade date. Jul 20, 15 348.605 578 10.040 3,500,005.25 3,500,005 25 10.020 3,493,027.89 -6.977.36 ST Total reinvested 966.992 10.031 9,700.69 10.020 9,689.26 -11.43 (Al: 319,226 Current yield 0.55% Security total 349,572.570 10.040 3,500,005.25 3,509,70594 3,502,717.15 -6,568.79 2,711.90 Your total assets 'taut on Jan 29(S) Percentage of your [(fount Cost Estimated bass (S) annual inCCMe (S) Unrested grin or IOSS (t) Cash alternatives Axed income Money market funds Mutual funds 2,595,665.41 42.56% 3,502,717.15 57.44% 2,595,665.41 7,008.00 3,509,705.94 19,226.00 -6,988.79 Total Account activity this month Date Aditrly Description arrount IS) Deposits and other funds credited Jan 4 Transfer POURNAL FROM Y1 23568GNISUsJNE MAXWELL 92.72 Jan 4 Transfer JOURNAL FROM VI 23571 GNISLAINE MAXWELL 690.51 Jan 4 Transfer JOURNAL FROM Y1 23570GHSLAINE MAXWELL 821.65 Jan 4 Transfer JOURNAL FROM Y1 23574GNISLAJNE MAXWELL 541.48 Total deposits and other funds credited $2,146.36 $6,098,382.56 100.00% $6,105,371.35 $26,234.00 -$6,988.79 CNP7C008005669942 W7000187084 00007 0116 03057 CONFIDENTIAL C 100n0I4 00 6 of _ _ EFTA_00133699 EFTA01252394 4ti)UBS Resource Management Account January 2015 Oak &linty Account name: GHISLAINE MAXWELL Friendly account norne:Ind:CasNSaving Account number. Your finandal Advisor: SCOTT STACKMANLYLE CASRIEL Oescrption Amount (5) Dividend and interest income Taxable c mdends Jan 29 Ovidend LISS SELECT PRIME INSTITUTIONAL FUND Total taxable dividends 1341.34 341.64 Taxable in terea Jan 8 Interest US$ AG DEPOSIT ACCOUNT AS OF 01107116 6.75 Jan 8 Interest UEIS BANK USA DEPOSIT ACCOUNT AS OF 01107/16 0.98 Total taxable interest 37.73 rocrnk.n.,O, c Jan 4 Dvidend PUTNAM SHORT CURAMON INCOME FUNDY AS OF 12/31/15 2,163.76 Other funds debited Jan 4 Interest US$ AG DEPOSIT ACCOUNT AS OF 12/31/15 823 Jan 4 Interest OBS BANK 1.15A DEPOSIT ACCOUNT AS OF '2131/15 1.74 Total misorlleneous 32.173.73 Total dividend and interest income 32.523.10 Date MUM). Jan 12 Transfer JOURNAL TO VI 23576 GIEStAINE MAXWELL -4301.97 Jan 15 Transfer JOURNAL TO VI 23576 GHISLAINE AtAXWELL -95.68 Jan 15 Transfer JOURNAL TO VI 23656 TERRAMAR PROJECT, INC. -10.coace Jan 19 Transfer TO Y1 235687100 -1030.00 Jan 19 Transfer TO Y1 235687200 -30,000.00 Jan 19 Transfer Jan 20 Transfer Jan21 Transfer TO Y123571 7100 Jan21 Transfer TO Y1235709100 Jan 27 Transfer JOURNAL TO lel 23576 GHISLAME MAXWELL DMOSPOOn Anmull TO Y1 23574 1100 JOURNAL TO VI 23679 POT & KETTLE, LLC -1,600.00 -500.00 -0.05 -0.06 -25.00 Total other funds debited -$47,522.76 Invesbnent transactions Fa more Information about the plicdiedue shown br restrkteds«uitles, see Important Information about your statement at the end or out dor unent. Cate Acting Jan 4 Reinvestment Descipbon PUTNAM SHORT DURATION INCOME FUND DVIDEND REINVESTED AT 10.03 NAV ON 12/31/15 A5 OF 12/31115 Proceeds /rpm Funds intestrnent withdrawn for Accrued Ouanilty vtlue (S) Pnce fit rianimucos (S) muniments bcoont interest (S) 215.729 -2,163.76 Jan 20 Bought LIBS SELECT PRIME INS1TILYITONAL FUND Jan 21 Sold WS SELECT PRAVE INSTEP/TONAL RIND -500.000 500.00 1,965,461.030 -1,965,461.03 DIPT004:030568990 P /070001870:8400007 01I6 030S CONFIDENTIAL coatroom' next page SDNY GM 00023080 ►age 7 of 8 EFTA_00133700 EFTA01252395 *UBS Resource Management Account January 2016 Account activity this month (Contrived) Investment transactions (continued) oat Aanily Descaption Quantity Um (S) Price (S) Proceeds Iran imesbnent transactions CS) Funds withdrawn fa Accrued imestmentsboucfit (5) merest Jan 21 Sold UBS SELECT PRIME It/STRUM:NAL FUND -0.110 0.11 Jan 27 Sold U85 SELECT PAW( INSTITUT:NAL FUND -25.000 2800 Jan 29 Reinvestment U8S SELECT PROS( INST81.810NAL FUND DVIDEND REINVESTED AT 1 00 NAV ON 01? 29y I6 341.640 -341.64 Total 5925.11 41,967,966.43 Date Activity Destro:4m Account SS) Money balance activities Dec 31 Balance forward $250.000.00 Jan 4 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 12/31/15 1.74 Jan Withdrawal UBS BANK USA DEPOSIT ACCOUNT •1.74 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF OU 07/16 0.98 Jan 11 Withdrawal 085 BANK USA DEPOSIT ACCOUNT -0.98 Jan 21 Withdrawal IBS BANK VSA DEPOSIT ACCOUNT AS OF 01120/16 -250,000.00 Jan 29 Closing UBS Bank USA Deposit Account WOO Account name: GHISLAINE MAXWELL Friendly account namo:Ind.Cash/Savin Account number: Your lq sandal Advisor. SCOTT STACK MAMLYLE CASIVEL The U85 Bank USA Cep0Sit ACcOunt Is your primary sweep option. Dec 91 Balance forward 91.810.294.62 Jan 4 Withdrawal 085 AG DEPOSIT ACCOUNT ASOF 12/31115 -50,000.00 Jan 4 Deposit 085 AG DEPOSIT ACCOUNT AS OF 12131115 8.23 Jan 5 Deposit 085 AG DEPOSIT ACCOUNT 2,146.36 Jan 5 Deposit UBS AG DEPOSIT ACCOUNT 1.74 Jan 8 Deposit UBS AG DEPOSIT ACCOUNT AS Cf 01/07/16 6.75 Jan 13 Withdrawal 085 AG DEPOSIT ACCOUNT A5 0F ON 12/16 -4,300.99 Ian 19 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 081516 -10,095.68 Jan 20 Withdrawal 085 AG DEPOSIT ACCOUNT AS CE 01/1916 -32,600.00 Jan 21 Withdrawal U8S AG DEPOSIT ACCOUNT AS Of OI/2016 -1,715,461.03 Jan 29 Closing UBS AG Deposit Account $0.00 The U85 AG DepOW Account is your seconckry sweep option CSW70009001689944 W7000187084 00007 0116 COOPS Gm nrw yigit B of 8 _ _ End of statement for account number CONFIDENTIAL EFTA_00133701 EFTA01252396 Important information about your statement U3S Financial Services yr. the F im or UBS Anemia! Sakes) is a nerd:ea of all ['Finkel stony, canna" and cptb exchanges. LES Financial Senices and LES Bank USA at rdrect stbsidiares of LES AG and anilines of LBS Secisitin U.C. The Fein's Hannah statement is available upon reopen. The Fin's meanie off ices a a: LES Plural Sanas 1200 Harbor &alined Weehawken. 111 07086 This statement represents the ally official record of yet. U35E-uncial Seam account. Other warek rapt official to donnas. containing calicleg data should rot be relied ran If you bate there is an emx or emission please upon a immediately n kiting to the Branch Manager of the office servng gout account. AThetati al figures ;howl are ntended to be accurate. statement datasnub not be used kr to purposes Rely sdeb on waend lax loons, (i.e., Form 1099, 5498, 10425, etc.) whin preargyour a return. The Fim 6 required by law to regal to in IRS all taxabk dividends aortae rentable *ands and table eta earned on woollies Feld n you mccen, net proceeds a sale transactore, and cost taus on certain covered swain. Canwanications with the Pim • Please re-content eery oralcorm-mat:ores in wring to luther protect your rips, ironing your reps ader the Sara' Investor Protection An (WA). • t the f ;nem ial institution an the top left of a front of this statement is not U3S Fenanciel Strokes, (.25 Financial Sakes caries yea account a clearng brcker by anangerrent wish the nckated ensoknon We irdonned you of the reletorehP when you opened this OCCOMI. In ti case, your dads and seediness* lasted a U85 financial Services and not tie it:dam broker, ad you rat mace a repon of ay einix or amain to both limn. All accant statements shall be cleaned cceryobte ad accurate a not objected to in rang within 60 days. • Please died customer complaints or repeies to he FiksC lin Relations Depanent at 201.352.1699 or toll-free at 803.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in rang to U3S Financial %Nees hc, Client Relations Dena-anent, P.O. Box 7C6 Union City, N107087. • h caw of errors or patens about an elationic hods transfer WM bit payment er UBS astable card transactions, call KW-762-1000, certif.to UBS financial Senices ex., 1000 Hater Blvd., 6th floor, Yikehawkert NI 07086, Attrc RIAACESA Senates. Cal a ate as won a mu cat if you ihrle gar statement or receipt 4 wow or if you need more rilamation daut a bander en the Paean or recess. The firm on Card ewer (as epplcablM must hear from you no Int that CO days alter to Fine sent you tie fin statement on which the tar or prcblern gipeatri. - r rintr Fri n tprrot t - Mate the error or One trawler you ae inure Ent, and explah as dab as you cal shy you bele. t is an error a why you need more nekotion - Provide the dollar amant of the suspected emu. The Firm a Card Issuer a negligee. your arnairc and MI carat any eller promo*. I we take mae tan 10 tarots dap to do chit we wee creed' your access* For the akin you the* 6 near, so tat you will have the use of the morey clang the tiara it takes us to complete Our nestigation. Flagman all cloaks payable to the Finn or tie racial instaution rdeated on tie front of to statement ha:deinto regular accost fen awards my be subject to manatee lees, envoys for late payment for earns purchases and chums kr unpaid annns icr cash accoats. Accounts that at turderred to other instaeons may be subject to a trawler fee. UPS Sweep Options URS offers options kr sweeping cash balances. balances to ba-A deposits at UBS Bak USA and 1165 AG Stanford trench (Bank Sweep Programs), money market mutual fads (Money Fe.n) rdthe Merest anal Depose daunt (OA)1a customers with an internitional Refar0. Mamma Account. Through tie Bank Sweep Programs. cash balances TO swept to 1185 Bak USA up to an esti:tined knit ad then to UBS AG Stanford Branch a a Money Fund. Deposals at 085 Bank USA are FDIC enured in accordance with FDIC rules. For mere rdcrinatia 0400 kit wrmidic got. Deposes a LES AG StanfordBrant and shores of Money Funds at rot inared by the FDIC. Through the Ok wadi* bead, buena are swept to depoU accounts at UBS AG New Yak Branch ad U8S AGCaaran Brash These deposits are not axed by the FOC. Balances held at ihe LES AG Cayman Brach are tempera* apostolic, the sovereign a of the Celan bland% and Nero is no wa ke. a other caganon of LES AG to repay a balances while cashes LES Cayman's Brach's books. Deposits at U135 Bat USA and each UB5 AG Branch are not protected by 5IFC . Money Find shoes are protected by SIPC TU35 Financial Services Accetnt Thacker bebw Upcn yeas recast, balanose in to Bak Weep Programs a OA may be withdrann and shawl of a Money Fund may be liquidated, ad the meads returned to you a your seem es account. Rata it imatian about available nap *pions, inckerkw anent newt rates and alelv k available at antra. cartsweeppelok from your Financial Advisor or by callng 800-762-1000. UPS Financial Service' amount protection The Fim e a manbdr of to Searles Investor Protection Cabala (51PC). which reads securities roans of As members up to 5500,C00 fncludng 4297,000 for claim for cash). The 5 RIC asset protection limits arclyto all actrits that you hold in a patina- capacity. The Fern, togear with certain al/ hates, ha also purchased e.ppbrrantal protection. The mann anoint mat to al •Igbie ants, coktaeb Le-der this praecien is 1500 millon a of (*center 10, 2013. Skeet to the poky corditons ad Imitations, cash at the Firm is lona protected fa Lp to tl 9 million ei the axregate For all our amounts herd in a particular capacity. A hi copy of tie coley wading is available Liptl request. The SIPC protect en and the supplinordi protection both do not apply to* • Certan financial assets controlled by (and extra n your account value) bat held away f corn U85finaxel Services (e.g., amain (i) cosh at LBS Bark. (i) cash at LBS AG Stamford bun* (id i'turne poicts, including ad* annuli.. and Off shares of natal finds where such shares are registered drectb n the nane of to account holder on the books ad reads of a applicable iaaer a barter agent). • Cain anima contacts or annent interests linked pannertios and prime placeants) tat ae rot registered under the Securities Ace of I933; ad • Commodities contacts (e.g, foreign exchange and prec asmetal candt.t including futures cancel ad commodity option contracts. The SIPC protection and to suppemental protection do not apply to these (Met *ben 4 Sty othatuase appear on you Paternal. The SEC peotecia and the sakerriental protection do not protect agent change. in the maker vats of you investments (whether a a result of market movement, issuer baltruptcycr wawa) More information is avalable Ian recast You may obtain more information about SITC, near* the 5IPC Brochure, by contacting 51fC a 202-371-8300a by earwig the SIC *rebid. ariontw.alptoop Dividend Renverbrient Program (DRIP) The an reflected 6 an average price You may obtan the actual price from you Fnancial Advises. Orsly whole Mares re purchased ate DRIP; pall shares wil be Font ad the cat wff a deposited n your rearm The 6viderd reinvestment pricesuppled byte isuer my rarer barnthe market pice at each to partial tares are sold Csalealieu Lint/ whole units may be hekhn pa account. if you a abed to a partial unit as a result of a &Wird pkrnent a eternise, the Firm call other sell panal tilts at menet pike a accept an amount detained by a regared dozing agency. and credit your acme Investrnent objectives The natmert olmeams ad ask profile ae speck to each account and may aybetween Please scat the Firm pork* ;n ran; of any significant change it gar financial situan or ntestmert objectives. Fa each CONFIDENTIAL account aka you choose one of U. following nesment awakes' • Padua Cunentencome. luau.. as sang the generation et income any. • AcInt• Appradnita Investment( seeking yowl" of prncpal rather than the generation of e. • Produce Combineton of income and Capital Appreciaton nesiments seekrg both tie generator of income and 'pot plitO11. Overall risk pales • Conservative: Seeks to maritin heal prircPai, with law risk ad volatility to the account wall even that means the accost does not generate PTAcant name or returns and may rot keep pace with reflation. • Modeearec Willing to accept same ride to pinepal and tolerate some totality to wek hirer returns. • Agressne: Wiling to accept high ride to principal and high kited* to seek high returns ma time. Statement toweholdne We may consolidate at related account statements with the sane address n the sea enabe. Accosts may be related Ice this purpose Lease they have owners who also maintain joint roost relationships with other clan at the sane address. This oracle. 6 known as •householdreg ' II you prefer to receive rditedual statements mated n separate envelopes — you may decline hauseholdng by titling Jour Fhoncial Adeisor. Friendly accaurt name The kierdb accent rune reflects eV amnia that you entered cn the firm's ordne services websee. It a a customizable 'nick-arm • chosot by you to pa yeti with your recordkeeping it has no legal effect an your account. You fan Mace war FnanAraCCOL01 Minn, trough Oa* Services a by contactrg your Financial Adieux. A.X007% overview • Vale akaaccount/porta Net of mutts and • As,et Inclas avast* cats balances, saws tar restricted sea* (est and Global Tine Deposits, u-realzed marks to market, and caftan assets not held by tee Fim. Does rot include unwired walkedassets at the end of the pior and anent statement periods, Or pirate iwestrrents, averted stock options and wawa stock anions • Lialarkes Includes debit ascendingrnagn hors, credit lie, Olson nature (maces. • CashAeoney balances. Total of uninvested available cash balances. plus UBS Bak USA deposit bans, UBS AG Stanford &arch depost balances and money market itutud lund sweep Ways, at a claw of the stamen period. Norman-nod* bee credit balances in your accost are rot segregatedfrom other balances ad se Fin' may use any of these funds in the ordinary course cd itslowness. These funds a* payable upon your domed. This total is included in a pant period closing value. SONY_GM_00023082 EFTA_00133702 EFTA01252397 important information about your statement (Cal lanueG) Landing information Fa Maned informal:et on the Fin's lending practices and saxkarts. refer to yaw Cent Relatinthip Agreement or A«ant Agreement and the General Team and Cordit ons UBS Statesmen of Creed Iran ices mailable in Amer ems and Dial:lures al wane Sr cataract,. w irTirarr Yaw ants You statement bonus securities end other assets held in the mount at the end of the statement period. You may ask for dean& o/ hay paid securities at art! time. You may recent sectrities used as loan canal after paying any balance dim on them. Any semen tree re. IUJ to the Fin Brig the statenwnt period are limed at market vain as of the end of the staement period • Cost bad. In dean-riming the cost basis of the seances induded n this statement, where indoated with the ameba 'I,' LOS Sinitic Services hen relied alinformal:et obtained from sources other than UBS Ramie' Sakes. rehAing neon/pica Iron another fin or that you may haveprovidedto you fnancial Adoiser. The Finn don not independently may or guarantee the situarya midi& of ant nlomution Povided by tomes Ow than LEES Froncial Swam h reallians attlxugh LOS Financial Stances general& plates this informutian as it is race:wed, the fins does not provide at envenom this the infonnaGon trader "Cost basis' and "Urrealced gait loss- is acute as a the date of this statement. As such please do not re& on this egonnalion to make pasha a sale dmisians, for las purposes otherwise. Accounts transf tend to the fin may ref kin oarless Hamm in on& for the period et teu they are held a the Mn More historical nlamatcn on be added by you Anita Adam • Unrealised gairafiones hewn data 4 available. estinated usual:zed gain losses are calculated for relividual semi/lots. lhe transaction data for exkviatal lots mayor may not relied commissions, charm Arida- vacuity reorganiratin events. Dierdind and other reinveamem lots and systematic puchase km are each contend to0ispayone averaged lot. The • Trade date colam presents the original uansacoon trade date. • Callable nowides Bends and Maud dark that the issuer cats for ta redemption war be selected mensal& by lot Iran among all smacks of that issue held in our name or n nominee nee la err clients Call bum infonnenn is obtained from third parties and is accuracy is not guaranteed. Cher call leaves may exist which could affect yield conalett Somalian will be provided upon request • Certificates of deposit (Ceta). COs re FOIL rimed up to 1250.000 in piscine and accrued interest per depose.« and per depositoryIMOLA-rat inaccordance wash FDIC rules. • Pricervalue Prim displayed far lottritYs and other predicts mar be higher a lower than the pia that am wok, mem& recent n the market Pnces we obtained ban Yana tend party mates Sikh we beam to be reliable, but we do not guarantee they accuracy. — We taw* roe the dairy pica when nal* or the mere of the bid rd ask prices fee lined SettiritiEl ad meatsor on& bed prices la OTC securities. — Less acne& traded securities maybe priced using a vaLution model or the mon recent pie we cbtarvid aid may not reflect an actual market price a wan. — Certain positions may ewer mina a price and will *low as 'price was not avalable• Awe me rouble to obtain a price for a manly — Deposits a societies desxminted as currencies other than U.S. doltis are reflected se the exchange tae as of the statement date. - for mean secteities tracing in nortecinfaming demninakent pte ad quarvitY 0 ace naked may havebeen adiated to f militate pour valuation. To obtain tunes dacha:ens, Mien avaiabk, contact your . f eternal Advisor. • Private Membnante and structared product.. Private imisenwa marina (jibing died partionatian program and real estate investmern bug securities) m4 stucued prodicts are generally Mfg" adid Cron structured indicts haw not been registered with the Securities and («chary Comnissim a on* ay state securities laws We provide estimated vases for private meslmam securities mid strums«) predicts for informatmal Meows only. Accuracy is not guaranteed — These values nsay differ substantial,/ from prices, if any, at *hilt a private entharnenl beauty a' sauteed product may be boaatt a sold and do not necessarilyrepresent the mkt/emu 'Illy receive upon limitation. - lhid parlyestinges of yak* are as of a torten dale and are applied to UBS Fnancial Services on a meal( basis by an independent valation Ism. Issue', general paints a spmsa nitrated values, if arry. are supplied to the remit& the our, pneral parries a sponsor and may be calculated based on diferna iternaban ban that used by third omits to derive their eslmaeed values. - You cm Man addekrul eiformahan regarding the methodology used to Mannino the Mina of value, and to date of the formation that is the bailor the mingeby contacting your financial Advisor. - thid party est:need values may be reflected as 'Not pried' n several seuaticris: seen an independent valuation Inn has nor suppleda if unable to emir a vat*, when we become await that a material event has oared that may call a perviusly reported yam ineo quest:art or when a aka wcts1/41 be hlahlespeculatini die to the name <4 the storey ▪ When ether as mune general palm a sponsor estimated vain nor a died-party estimated valor is provided, the value of the security willbedifferent Iran is purchase Pie — 'OblrbiAions to date' may a-chatMunn of canal axone a' bah. — 'Crignaturg sin' represents the mita offerer; price per unit and may MI reflect you cost basis • Restricted secenties Regrind marines general& are not army eligble for public sale. CBS Piqued SaVia. uses the market price of the unrestricted stock of the same aver as me fl uted value fa the rethicted stock few purposes of Ma statement onar To the esters that restricted searities' are eliabb to sale, the wake received may be substantial& less than the inmeed value sham • a (estimatad) inorne, cement yield, and rata An mina of arrual income 4 based on currant dnidind and eitereg rate, awning the securities will be held for ore year from statement date a well maturity. This mime is only a guideline, accuracy rd continued insane are nol guaranteed — farmed anal income and amen yield for certain tapes of sashes could node a (Man of pricpal or capitalgains n 'Ankh case the est. intone (aril cummt yield/ would be overstated. — Eginated anal accrue rd cutest yield and the actual intone and yield nigh be lower or higher than the Mewed amounts. — An eganate of a- malted:um (dividend ander intemosaided by the anent market vita avante balance is based on the last dividend or micron Perm, made by the issuer and assures the seas beidepouts will be hell for one year from the statement detect until matey. Accuracy and continued yield are not ¢Arattetd. • Assets not held by UK Financial Services Censer assets are not held by the Fin and no wen the Fenn possesscn or control. These assets are depleted on yam statement fa infolmational purposes only. Positions and values presented are provided by the 'mho firm. lin Financial Services is not rev:table for ths intonnawn and does not guarantee its accuracy. These assets are not protected by Seta*. simis supplemental Slit coverage. • Revenue sharing and additional compensation — In addition to atfaliSS441S on sibs and 12b1 lees received n comedon unth the distrtAion of maul finds to our oat we ands all aflame make mime sharing penile frorn distribute(' ands advisors of the mutual funds that we sell. Ibis* mourns are based on two deferent components 0 the amount of sales by LOS of a penury mutual fund lenity to our clients. and 40 the abet value of a destitute. mutual fund fmiys shy.. held a the lint — We and cis afloat, also receive nem:eking and errnta processing lees in consideration for transfer agent sakes that we provide tote mutual fads Thew fees decimally art pad from investor assets in the mutual had and area fend dear amount based on the muter of accounts at the lakadealer holckvg name ands of that fund f allay CONFIDENTIAL - h acenso to commeskns received in comedian with the sale or distrtution of an-ody contracts rid sat nentrunt trust wins Mow clients, we enact cur enlist* lecke reweave stueng compensation from awry of the inseince conpates undenwein the aunty contacts. alldates ol the irourece ccenpanies or sponsors of the um imminent tugs we «suttee. - Cur aft bates also man trading cornet:ins and other compensate° from mutual huh and insurance companies whose products we olgralula - We receive at nil fee horn LOS Br* USA ad UBS AG Surreal Branch ol up to 115 per amine sweeping to the banks uncles the UBS Bank Sweep Stumm. Adinty hIcaruhanreparelng canmesscen and other charges inctrred n corned«, well the meanan of trades, ireldng option transactions has been included on conlianstions ;avow& furnished to you. ad will be provided to you pimply onrepast Slat you are engaged in shoe seance a cavity, you may nos a charge die to cenanbareag costs forthat pan kula security. Open at Regarding oval 'ecocaliacancelled- ceders that were not hauled by the gatemen date. open Weald sell stop orders are reduced by the anoint of cadenzas or signs on an exavidends or aright date unless tumid otherwise by you. You we responsble fa orders that we executed due to you failure to cancel eMtin9 open orders. Privacy To obtain a copy of our Met Client Privacy Notice, please contact your Fnancial Achim a visit our websim at saw ohs! Om/diva-vs.:Wry UBS retaxiel Services is not a bark the RMA Business Services Account BSA and IRMA are brokerage acoards which provide access to bracing services and products though arra-sauna net al dated barks and other thrd-party banks, and provides access to entrance aid annuty modish issued by unaffiliated thither& insurance companies through name* agency subsidiaries of UBS Financial Services W. Ineestinnt nsurance. ad annuny products: Not SDK rand • No lark guventen May lose vitae RMA. Resource Management Amami. Business Semis Accord 850. IRMA and ettemanonal Resource Management Access at registered service masts of UPS Nana Services ac Visa Signature is a (wagered service mark of Vasa International LOS Visa Signature (red* cads and WS Vera debt cards are issued by USG ea USA with pensmon from yea USA Ur:maned. UBS financial Services Inc Fey 201511 SDNY_GM_00023083 EFTA 00133703 EFTA01252398 *UBS UB5 Financial Senices Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057492030216X1 YI 0 Account name: Gl-liStANE MAXVVEU. Friendly account name: Ind CasNSaving Account number. Your Pi nandal Advisor: ≤C011 STACKMAN/LYLE CASREL Pnoie Resource Management Account February 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, on January 29111 on February 29 (1) account 029323575 Your assets 6,098,382.56 6,245,837.55 Visit our websIte: Your liabilities 0.00 aoo www.ubscomainancialservices Value of your account 36,098,382.56 $6,245,837.55 Tracking the value of your account Tbc Lr..anG5 4,2C(9 9 614.17 6,2964 62450 • Dec 2014 Dec 2015 !!-an 2016 Feb 2016 Member SIPC CNP7000E005749103 W00020227? C0007 0016 030575004 CONFIDENTIAL Sources of your account growth during 2016 Value of your account at year end 2015 $6,144.731.58 Net deposits and vathdranals 399234.21 Your nveStnent returrc ()Wend ard interest income 35,367.49 Change in market value -33.495.73 Value of your account on Feb 29. 2016 64245.837.65 SONY GM 00023084 Page 1 of 8 EFTA_00133704 EFTA01252399 UBS Resource Management Account February 2016 Your account balance sheet Summary of your assets Value on February 29 (1) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 2,741,013.48 43.89% C Equities 0.00 a00% D Fixed income 3,504,824.07 56.11 % E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $6,245,837.55 56,245,837.55 100.00% Account name: G.C.PNIE V. ELL Friendly account name:1nd CasNSavng Account number: Your current asset allocation Eye on the markets Index Percentage change February 2016 Year to date S&P 500 -0.13% -5.09% Russell 3000 -0.03% -567% MSC I - Europe, Australia & Far East -1.80% -889% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Your Financial Advisor: Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CW7001:6005749204 NP7000202277 00037 0216 030575004 CONFIDENTIAL GM_000230t580 2 of 8 EF1'A_00133705 EFTA01252400 Resource Management Account Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name:Ind.CaShiSawng Account number. February 2016(s) year to date (1) Opening account value $6,098,382.56 $6,144,731.58 Deposits, including investments transferred in 268,225.15 270,371.51 Withdrawals and fees, including investments transferred cut -123,614.54 -171,137.30 Dividend and interest income 2,844 39 5,367.49 Change in market value -0.01 -3,495.73 Closing account value $6,245,837.55 $6,245,837.55 Dividend and interest income earned cor cylpOst$ of 'by statement, raiebidy of interest an] dadeno income ha; been determined ben, a US tae ropctling percpedire. 8.020 upon IM residence of the account holder, account type, or product type, sane interest ardor dvidend payments may not be subiect to United States (US) ardor Puerto Rico (PR) income tarts. The (lent monthy statement is not intended to be used and (amen be refer:1 upon for lac purposes. Clients should refer to the apdcade tar reporting loom they receise Iran 185 annualy, such as the FORM 1099 and the FOwtS 480, for tar reporting information It IS the Make Of U85 to file the ttpticatle tar reporting forms with the US MternN Revenue Semce aid PR Treasury OefaaMoent aid in such fOnels accuiatety da.ury duCknct anif of Interest as tar exempt or tacSie income. Pleat comult pail indedual tax prepare( February 2016 (5) Year to date (1) Taxable dividends 7,831.05 3,172.69 Taxable interest 13.34 21,07 Total current year $2,844.39 $3,193.76 Prior year adjustment 0.00 2,173.73 Total dividend & interest $2,844.39 $5,367,49 Summary of gains and losses Values reported below exclude products for which gam and losses are not classified Realized gains and losses Unrealized February 2016(11 Year to date (1) gains and losses (I) Your Mandel Advisor SCOTT STACK MMILYLE CASRIEL Short term 0.00 0.00 -6,988 79 Cash activity summary See Account Manly the month for dela IS EcaanCeS in your SveeDOCIOPIS are includedin the openng and CIOSingoaancts yaw. Fiat Insurance 8001eS Only 10 deposits a U8S8ank USA. not 10 depOSITS at U85 AG, Starriord &anch of bank deposits placed throurp the USS internalona Depose Account progarn. SIPC protection *pries to money market sweep fund holdings but rot bank deposits. See important insorrnabon about your statement on the tint two pages d this document for deists. February 2916(5) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 $2,010,294.62 268,225.15 270,371 51 Dividend and interest income 2,844.39 5,367.49 Proceeds from investment transactions 123,614.54 124,139.65 Total additions Subtractions Other funds debited $394,684.08 $399,878.65 -123,614 54 -171,137.30 Funds withdrawn for investments bought -271,069.54 -2,239,035.97 Total subtractions -$394,684.08 -$2,410,173.27 Net cash flow Closing balances CelP7C003005749205 NV7003702277 00007 0216 0305 CONFIDENTIAL $0.00 -$2,010,294.62 $0.00 $0.00 SDNY GM 00023086 Rage 3 of 8 EFTA_00 133706 EFTA01252401 SUBS Resource Management Account February 2016 Account name: GNISLAINE MAXWELL Friendly account name:Ind:Cask/Saving Account number: Your linencial Advisor: SCOTT STACK MAI0LYLE CASRIEL UBS Bank USA Deposit Account APY Interest period fan 8 - Feb4 Opening UBS Bank USA Deposit balance Jan 8 Your account instructions • Your account cost basis default closing method is KO, First In, First Out. 10250,000 98 Closing UBS Bank USA Deposit balance Feb 4 $0.00 Number of days in interest period 28 Average daily balance 5116,07153 Interest earned 81 .82 Annual percentage mid earned 002% UBS AG Deposit Account APY interest period fan 8 - Feb 4 Opening UBS AG Deposit balance Jan 8 81,762,457 70 Closing UBS AG Deposit balance Feb 4 $0 .00 Number of days in interest period 28 Average daily balance 8751,793.97 Interest earned $11.52 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can End a full description of the alternative investment objectives in important in6ormation about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected CNPTC00030S749206NPF00O202277 00007 0216 030575004 CONFIDENTIAL GM 000230ibfle 4 of 8 _ _ EFTA_00133707 EFTA01252402 Resource Management Account *UBS FeL Go. Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind:CashiSaving Account number. Some pnces, income and current vanes ShOnn May tetppioxinme. Asa ream. gam aidlOssesoW nol be ttcurately reflected. See /mportarit infosmafrOn about your statement a the end of the dxurnem for more Infernal on. Cash alternatives Money market funds Money market funds are neither insured rOr guaranteed ty the Federal Deposit Insurance Corporation or any other gyre share. it is possible to lose money try imesting in these funds. Totalreinvest& is the tout dal reinvested dv4ends it does not include any cash diAdends. n Is rot alai lot for the pumoses of determining hold rg periods or cost basis. The shares you receive etth tere you reinvest didends become a separate tax lot. Cost Atm is the toll purchase cod of the security, Ind udng fenvested d Wends Tee cost basis may need to be alusted for return ca recital payments in order to determine the at{ tined cost basis for tat reponirg purposes. Purchase Ow Number Average Vice Chem Hddng d shoes per share (9) Investment (5) UBS SELECT PRIME INSTITUTIONAL FUND 2,741,011480 EAl 39.0(15 Curtin! yield: 0.33% Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL foment agency. Although money market hinds seek to cresenie the vase ol your instsiment at Si 03 per Unrealized (ra4 gem or loss is the dfference between the current vane and the cost basis and would ge ne idly be your taxed e gan of loss if the security was sdd on this date. The unrealized (tair) gain or loss may needle, be aciusted for ret tin of cazita payments in order to determine the real zed gain or loss for tax reporting purposes investment (atom n the cur xi nt value minus the amount you invested doe; rot include shares that are not refleded on your statement, includng shares that have been waxed as either a grin or alas. I aso does not include cash gni:tends that were not reinvested Cost Price per share Ways (S) on Feb 29 (9) 'Motion Feb 29(9) Unrelated Investment Hddng on or loss (9) return IS) period 1.000 2,741,013.48 Fixed income Mutual funds Total earthiest& is the toll dal reinvested dvidends n does not include any cash dvidends. n is not a tar lot for the ourizoseS Of determIn no he (*hods or con basis. The shares you receive Path time you (tithest dvdencn become a separate tax lot. Cost basis is the total patchease cost of the security. indudng reinvestedof edends The cost basis may need to be adjusted horeturn d cacital payments in order to determine the &lustedcost basis for tat retxvting purposes. Hddng PUTNAM SHORT CURATION INCOME FUND Y Purchase price' Number Average pare of shares pet share (5) Client investment (1) 2,741,013.48 1.000 2,741,013.48 wreaked eray)gat or kos is the dfference between t he current value and the cost basis and wodd generally be your ISOM gain a rocs d the Security was sow on this dale. The unrearzed (tor) yen Cr loss may need to be agusted for return of capital barnents In older to determine the realized gan or loss la tax reporting putposes maestri:4' return is the current value minus the amount you Invested K does not include shares that are not reflected on yow statement, indudng shafts that hare been teaW.6as either a gan or a toss. It asocOeS fKt India cash dui:lends that were not reinvested Cost Puce cer stint basis 31 on Feb 29 0/ value on Unrealizedea-0 imestment Hddng Feb 21 (9) gain or loss (S) return (9) period continued next page SDNY GM 00023088 del/n:003305749207 Ne7003202277 00007 0216 030579001 Pap S of 8 CONFIDENTIAL EFTA_00 I 33708 EFTA01252403 UBS Resource Management Account February 2016 Your assets . Fixed income . mutual funds (continued) lathing Hunter of sNmes Purchase puce' Average price per sham (S) Client investamt CS) Cost bads (1) Price per share on Feb 29(1) Value on Feb 29 (5) unedited Goa spin orlon (S) investment Hddng plum (S) period Symbol: PSDYX Trade date: Jul 20, 15 Total reinvested EAI: $19,938 Current yield: asr% Security total 348.605.578 1,177.264 349,782.842 10.040 10.029 10.040 3,500,005.25 3,500,005.25 3,500005.25 11,807.62 3,511,812.87 10.020 10.020 3,493,027.89 11,796.19 3,504,824.07 -6,977.36 • 11.43 -6,98839 4,818.83 St Account name: GHISLAINE MAXWELL Friendly account name:Ind:CasHSaving Account number: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your total assets Value on Feb 29(S) Percentage at Cost SIMMS your account DOW (S) annual Intone (Si Urged' Zed gain or lOsS (S) Cash alternatives Money market funds 2,741,013.48 4339% 2,741,013.48 9,045.00 Fixed income Mutual funds 3.504,824.07 56.11% 3,511,612.67 19,936.00 4,988.79 Total $6,245,837.55 100.00% $6,252,826.35 $28,983.00 46,988.79 Account activity this month Date Adlary DeSOSPIIOn Arrount (I) Deposits and other funds aedited Feb 1 Transfer JOURNAL FROM VI 23568GHISLAJNE MAXWELL 57,913.64 JOURNAL FRCSA VI 23572GH1SLAINE MAXWELL 128,168.21 JOURNAL FROM VI 23574GHISLAINE MAXWELL 82,143.30 Feb 1 Transfer Feb 1 Transfer Total deposits and other funds credited 6266.225.15 Lae Aclitity Deicnotion AMOUnt (1) Dividend and int.:nitincome Taxable dividends Taxable interest Other funds debited Feb 1 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 01/29/16 2,106.93 Feb 29 Covidend UBS SELECT PRIME INSTITUTIONAL FUND 724.12 Total taxable dividends $2831.05 Feb 5 Interest UBS AG DEPOSIT ACCOUNT AS OF 02104/16 11.52 Feb 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210416 1.82 Total taxable interest Total dividend and interest income Descapeon JOURNAL TO VI 2369, 1 16 EAST 65TH STREET LIC -50,000.00 $1334 62344.39 AMU', continued next page CNP70000005749208 NP70002022 77 00007 0216 03057 5°Cbl ili CI023 6 of 8 CONFIDENTIAL EFTA_00133709 EFTA01252404 *UBS Resource Management Account February 2016 Account activity this month (continued) once ActIaty OeStstitiOn AM0011 Other funds debited (continued) Feb 4 Transfer JOURNAL TO VI 2396 GHJSLAINE MAXWELL -597.20 Feb 10 Transfer JOURNAL TO VI 23576 GIISLAINE MAXWELL 866.88 - Feb 10 Transfer JOURNAL TO VI 23576 GHISLAINE MAXWELL -1,440.89 Feb 11 Transfer JOURNAL TO VI 23576 GHISLATIE MAXWELL -70957 Feb 11 Transfer JOURNAL TO VI 23576 GHISLAINE MAXWELL -50,000.00 Feb23 Withdrawal FEDERAL FUNDS COIVPUMENTARY FED FUND WIRE TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA -20,000.00 Account name: GHISLAINE MAXWELL Friendly account nernesInd.CashiSawng Account number. Your Pt sandal Advisor: SCOTT STACK MANLYLE CAMEL Total other funds debited Investment transactions For mare information about the outerralue shown for restricted secunttes, we Important information oboe your statement at the endot this dortment Oae tensity Desception Chiamity Vdue Price (1) puxerchftcm In‘estrneni transactions (5) Funds withdrawn la accrued imestrneMs boucht (5) imeresl (I) Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10,02 NAV ON 01/2916450F 01(29116 210.272 -2,106.93 Feb 3 Bought WS SELECT PRIME INSTITUTIONAL FUND 268225.150 -268,225.15 Feb4 Sold UBS SELECT PRIME INSTITUTIONAL FUND -50,000.000 50,000 00 Feb 4 Sold MS SELECT DM* INSTITUTIONAL FUND -597.200 597.20 Feb 8 Bought UBS SELECT PRIME INSTITUTIONAL FUND 13.340 -1334 Feb 10 Sold UBS SELECT PRIME INSTITUTIONAL FUND -1,440.890 1,440.89 Feb 10 Sold UBS SELECT PRIME INSTITUTIONAL FUND -866.880 866.83 Feb IT Sold OBS SELECT PRIME INSTITUTIONAL FUND -709.570 709.57 Feb 11 Sold L8S SELECT PRIME INSTITUTIONAL FUND -93,000.030 50,000.00 Feb23 Sold UBS SELECT PRIME INSTITUTIONAL FUND -20,000.000 20,000.00 Feb 29 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT I 00 NAV ON 02/2916 724.120 -724 12 Total 9123814.54 -9271,069.54 SDNY GM 00023090 C 070009305749709 NPT00O202277 00607 0216 030579304 ►age 7 of 8 412961454 CONFIDENTIAL EFTA_00133710 EFTA01252405 *UBS Resource Management Account Fi?hri..4ri 20 Account activity this month rCOnInuedl Date Actmty Description Arrount IS) Money balance activities Jan 29 Samar forward $0.00 Feb2 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Feb4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 02)03116 -250.000.00 Feb8 Deposit UBS BANK USA DEPOSIT ACCOUNT 13.34 Feb9 Withdrawal U85 BANK USA DEPOSIT ACCOUNT ASOF 02/08116 -1334 Feb 29 Closing UBS Bank USA Deposit Account The VBS Bank USA Dep39t ACCOUnt Is your primary Sweep Coign Jan 29 Balance forward $0.00 $0.00 Feb2 Deposit UBS AG DEPOSIT ACCOUNT 18225. IS Feb4 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 02/01116 -18225.15 Feb 29 Closing UBS AG Deposit Account $0.00 Account name: -,.-0-i.tarNE MAXWELL Friendly account name: it CasHSavino Account number: Your ABanda' Advisor: SCOTT STACK MANLYLE CASRIEL The UBS AG Deposit Account is your secondary sweep coda,. CNP7000800574921 0 NP700O202277 00802 0216 030575004 End of statement for account number CONFIDENTIAL GM 000230049e of 8 _ _ EFTA_00B37 I I EFTA01252406 Important information about your statement LBS Financial Services yr. the F im or UBS Anemia' Sonakesy is a merrter of all orinciml sexily, ammo* and colons wohages. LBS Frerxial Settee and LEG Bank USA we rdrect wielder os of LES AG and affiliates of LBS Searitin U.C. The Fim's financial statement is available upon reopen. The Fen's exclaim off ices are a: UBS ennui Since, ly. 1200 Harbor Boulevard Weeheviken, NJ 07086 This statement represents the alb official record of you U3SE-uncial Services account Other words rapt °flick to docunents. cortahing conflicting data 'held rot be relied tan If youbelieve there is an error or emission, please report h immediately n wrung to the drench Manager of the office %mho your account. Athacti al figures shown are offended to be accurate. statement data sMuld not be used kr to purposes Rely sae& on we-end tax Icons. Form 109S. S488. 10425. mcg whin prepriwyour lax return. The Fim 6 requiredby law to repel to the IRS alterable dividends repaid* rentauble dttidends and tattle interest end m vacuities Feld n you accent, net proceeds co sale transactors, and cost basis Ca certain covered 'acuities Garantnications with the Fain • Please reconfiim arty oral cormancations in wring to limner protect your ripe. irclang your rapes wit the Scar eies Ina-Star Protection An (Say • the' finay ial tathation on the top left of the front of this statement is not LGS Finance' Straka, LGS Financial Services carries yes account as cbaring broker by ana-gerent with the ndcated instance+ We interned you of this ration:MP whenyou opened this accost h his case, your Ss% and stashes are located a U85 financial Services and rot the illtdactg broker, and you mat mare a repeal of ay ma or emission to both firms. All accost statements shall be deemed complete and accurate i not objected to in writtg within 60 days. • Please diect customer complaints or impkies to the Fim's C tem Relations Deponent at 201.352.1699 or toll.free et 803.354-9103, 8'00 A.M. to 6:00 P.M ET Monday through Friday, or in wing to UBS Phancial Services Ix., Client Relations DePatmente P.O. Box 766 Union City, NJ 07087. • h cox of ems or questions about an electronic fu-ch transfer (FIT. bi psyment or UBS Voedebit card transactions, call 930-762-1000, or arite to UBS Rwanda' Services ex., 1000 Bator 8Ivd, 6th floor, Weehawken NI 07086, ALM RIAACESA Servces. Cal or cane as loon as yea can if you the+ yar statement or receipt 4 warp or if you need more iffentation dxut a transkr onthe statement or recept. The firm or Card loser (as *percale) must hear from you no Ike, thin 60 days slier the Pim sent you the fist Parma an which the error or pabkn fl exed. - Thor de oath rr nL, t aver - Mate the error or tie Vander you nu -cure $0.1, aid explah as dem& as you caw why you Wine t is an error or why you need more infornution — Pronde the dollar arrest of the suspected 990h The Firm or Cad Issuer era irmaigate your compeirt and MI correct any error promptly.. I we take 'nye then IC) Warts days to do the. we wit creel your account for the anent you thlic 6 in error, so tut you will have tie se of the matey cling theta* h takes us to complete ow thiestgation. Please make all cloths payable to the Fin or tie Thencial to-Out:on rdcated on the front of the statement haddtcnto regita Mart fees, avant, my be subject to mai-centers lees, charges for the payment for statues purchases and charges For unpaid amens in cashaccrues. Accounts that are varderred to other institutions may IN subject to a trawler fee UBS Sweep Options URS offers options For gimping cash balances, balances to bat deposits at UBS Bait USA and CBS AG Stanford trench (Bank Sweep Programs), money market mutual Ards (Money Ftn%) and the intern% cnal Depose Accent (OA)1a customers with an international Refare.• Management Account. Through the Bank Sweep Program. cash balances are swept to 11858a-k USA up to an estrtAshed knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Mired in accordance with FDIC nubs. For rare tdernatim peaty hash wrmfdic goy. Depose a L(6 AG Stanford Bra-ch ad 'haws of Morey Finds are rot nosed by the FDIC. Through the OA, araileble to nett balance are swept to depot/ accounts at UBS AG New Vol. Etanchard LBS AGC wen Bramh These deposits are not ;maid by the FOC. Balances held at the LBS AG Cayman Branch ate tempi:wanly imposed to the sovereign rift of the Capron blends, and theta is no guaureee a other dothation of LBS AG to repay the balances while cash. LIES Cayman's Brach's books. Deposes at U135 Bait USA and each UBS AG Branch are not protected by SIPC, Money Fund shays are protected by SIPC #U35 Fa-uncial Services Accent Thotection- bebe. Upon poor unmet, balances in the Bari Swam Propene a OA may be withdrawn and sham of a Money Fund mat be liquidated, ad the prated' returned to you a your sautes account. hither tioimatien about available sweep *pions, nearing anent hatred rates and WALL t available at "moth corrieweethaelth, from your Fonda Advisor or by eating 800-762-1000. UPS Financial Senior wan protection The Fin, e a member of the Swarths Investor Protection Coleman 6IPC). Mach protects securities accost of its members up to SS00,0:0 (ncladng S293,000 for dams for cask. The SIPC assel protection knits apply to all amounts tut you hold in a paniaea- ca acts. The FM% together wth certain Mediates, he also purchased axplarnental protection. The ntirrun anoint padre to al elgble claws, colateeb order this protection is 1500 millon a of Dictator 10, 2013. Slope to the poky corditons ad Imitations, cash at the Firm islunette protected for Leo to SI 9 million el the axregate for all our accounts heed in a particular capacity. A ILA copy of the poky wading is available spell request. The SIPC protection and the supplemental protection both do not apply to' • Certan fruncial assets controlled by (and induced n your account value) bat held away from UBS Financial Services (e.g., undo (i) cash at LBS Bark. (i) cash at LBS AG Stamfordbrand\ (id Murree proems, including variable annuities, and de shams of metal finds where such shares are registered drectb n the nene of the account holder on the books ad records of the applicable hose or transfer agent). • Certain investment contracts or imminent interests (eg.. Grated prtnenhix and private placements/that are rot registered under the Securities Ace of l933; ad • Commodities contacts (e.g, foreign exchange and pre Ms metal co ), includtg futures antracts ad commodity option contracts. The SIPC protects:en and the supplemental kolection do not apply to these asset, e'en 4 they °them% appear on you Materna*. The SEC ptatecien ad the suPPlarientalprotenion do not protect against changes an the melee vale of your investments (whether as a result of market moierneth, thee( brkruptcycr otherwite) More id orrrution is Estate wen rawest You may obtain more htemition about SIC, ticketed the 5IPC &ochre, by contacting 51K at 202.371.8300a by ',nanothe sot *abide sr tinew.sewasig Dividend Reiwortmont Program lore) The eke reflected is an average price You mar obtan the actual price from you Fnancial Advisor. Only whole awes ate puiehmed wafer DRIP; partial stores wil be sold and the cash wM b %soothed h your mount The eviderd reinvestment pricesuppled by thee'er may offer from the market mice at which the partial sheet are sold Csabialieu Crib whole urns may be hekhn ate accent. If you are waled to a petit wit as a result of a &Wird pnrnent et otherwise, the Firm tell either sell petal units at menet tyke cr accept an mount determined by a regotered clorng agency. and credit your accord Invest sent objectives The rwastmere °Menem ad nsk profile ay speck to each account snd may vary between. Please advise the Arm prorrptly.n sew of any significant change in your Snack situamn or rwestmert objectives. For each CONFIDENTIAL account Me, you choose one of the following tiresment objectirer • Produe Conant/axone. imbue as seekng the generation of income crib. • Mist* Opt*, Approciatan: Investments seeking growth of prncpal rather than the peroration of p. • Produce Combination Odom% and t ie Capial Appreciation: lwestments seeking both germatcn of imam and goo/that pritptl. Overall aids penis • Conservative: Seeks to mantain Mk weeps, with low risk and volatility to the amoint oweall even that means the accost does rot generate signd cant name a nevem red may rot keep pace with inflation. • Moderart Wiling to accept sane ridt 10 pincOal and tolerate some volataity to seek hirer returns. • Apptessne: Wiling to accept hip risk to precipal and hip volatility to seek highreturns over tine. Statement Thouseholdthe We may %midst, at related account statements with the sane address n the sin* envtape. Accosts may be related la this purpose baste they have owners who also maintain Pm accost relationships whh other dents at the sane address. This pracke 6 known as • hotatholdreg'R you prefer to receite edam:kat statements mated in separate etwebpes — you my decline Mumholding by sating yOUF Fhancial Aerator. Friendly accourt name The Friendly %awl name reflects information that you entered on the firm's onine services mkt.. It a a organizable *niclnerm • chosen by yea to auk you web your recordkeeping h has no legal effect coyer account. You can change yet Then* accotnt name, through Orem Services Or by contactrg year Finamial Advisor. Acumen overview • Woe *favor accormacordoeo Net of assets and • Asset. Inclues avail* cash balances, wakes le restricted sea ts lest), and Global tine Deposits, u-roaired mats to market, and contait mats not held by tie Fim. Does rot include worked worked assets at the end of the pi or and on-eat statement periods, or private rwesurents, worsted stock options and wercoake dock options • Lidelitos Include, debt betakes, wet/I-ding irirgen Ion, credit Pre, clue account balinces. • Cashaeonee balances. Total of unimested available cash balances, plus UBS Bak USA deposit berries, AG Stanford Bench deposit balances and money market MALI tun sweep bilances, at the awe of the statement period. Noncom/v(4 Pee credit balances in your accost are rot segregated from other balances and the Fan rthw use any of these funds in the ordinary coursed its deans. funds a* payable upon your demard. This total is included in the <went period closing value. SDNY_GM_00023092 EFTA 00133712 EFTA01252407 important information about your statement (con Issued) Lending information Fre Maned informal:di on tie Finn's lending practices and «xi:nuts. refer to you Cent Relslcntip Agreenwni or A«esne Agreement AM the General Tiers ant Coedit ons UBS Stalerawe of Creed Franke, amiable in Aram?* ale Crixfosures al wane obi retitled, rryfrekronor Yew SOU You statement Somas securities Ind other assets held in the avant at the end of the statement period. You may ask for deer* of hAy paid sec-unties at ay tine. You may recent securities used as loan collateral after ppryng sayy balance dare on them. Any seaman IlineMPRI to the lirnskrin the natant perkid are medal market vain as of the fad of the armament Pena • Cost bads hdetemrling the cost baus of the feasts ixtuded in this statement where Sacred with the nab. 'I,' VAS f andel Services has relied information cbuined from sources other than UBS fi males. information Iran another tim or that you may have provided to you Fnancial Meat The Fim don not andtpenatly nay cc guarantee the /aura a rawly of ary Womation provided by lanes am than LAS Fiuncial Semites h /though LOS Financial awes general& plates that idornution as it is received. the aim does not provide at ass...Antes that the infarnation under "Cost basis' and "Urrealced gars to is wand as ad the date of this statement. As such phase do not re St on this Manakin to make mrchise a sale decisions, for tat p.rposes «Nowise. 'Secants Mainlined to the firm may ref kaa gailloss infarnahm onS for the period et Erne they are held a the Mn Mae historical raktemalvn can be added by your Anoxia Advoor. • Unrealised gals/as When data is arable. estimated ureataed gang Rises are calculated for rendual sent* lots. The transaction data foe orkvitaal lots mayor may not read cormassicrisa chicon rota "'tufty reorganarahm names. Die:WM and other reinvestment lots and systematic «schwa" Sots are each cartned todadaist one averaged lot The • Trade Are came presents the original trarnaction trade date. • Callable amities Bends and raved slid* that the issuer cats foe eat redefinition era be selected aortal& by lot Irons among all secuwes of that issue held in our name or in nominee new la or <lento Call bare infamaticn is obtained from third parties and t =Ufa, is not guaranteed. Cher call teams may eszt whch could affect yiekt carded Marmite) will be provided upon regal • Cana-atm of deposit (a). COs are FOK inured up to $293.000 n periciul and accrued Mend per depositor ad per deposing :wavier' in accordance with FDIC rules. • Priadvalue Pawn «spina ter iortrit4s and other «cads may be hasher or lower than the Sake that you wouldaced,/ recent n themarket Feces are obtained from vat tied party sources which sw beat to be reliable, but act do not %sante the. wavy. - We genera/ we the dosing dice when maga or the mean of the bid and ask prices fee laded SeCtOCOS ad %tons or oriS lad pekes la OTC smutted. - Less Meet' traded %murk in maybe priced using a valuation model or the most recent peke we cbtaed ad may not react an actual market prke a saw. - Certain petitions me:yapper without a price and will show as 'ark* was not avelable• ft we re unable to obtain a price for a warty - Deposits or societies denominated in twenties other than U.S. dotes are reflected at the exhange rate as of the statement date. - For cairn sashes rang in noneenkemng dentenindims cae ant grartitY(face value) may have been adested to f militate proper vabston. To obtain current adaptations, Men amiable, coma mar Fnanncial Adana. • Private krembnento and stuttered products. Mate inestant see-riles (ix lading deed partkpation program and real estate trammed trust securitin) ad strucued praxes are generally hej* algid. Caws structured products have not been -egistered with the Securities and Excha-w Corrmissim a trade. am date securities laws. We amide estimated vases for private investment wallies and structured products for into r matcoal Pigmies only. Axonp is not garantea — Thew sass maydiffer substantially am pica if any, at *hitt a private rivestrnent Peaty id averred prod « may be Wade or odd and do not necessarilyrepresent the yak* you may receive upon liatidation. - lhid panyestinges of rake a as demean date and are applied to UBS Financial Serviced an a regular basis by an independent vaistion I Wm. btu, general panne a salsa estinsted values. if army. are suppled to the Ann* the our, ward parade a sponsce and may be calculated based on darer* itormation ban that used by third panics to derive they etiolated values. - You (main additional ialonnation regarding the methodologyused to determine the ntinaw Yalr end the date of the derma:en that is the basis for the minute by contacting your Financial Athena. - Arid party estanwed ass may be reflected as 'Not ;eked' in several situations: vshen an independent valuation Inn has not SuPOWd a is unable to antra a valet, when we became aware that a material event has occurred that may call a perecusly awned valid into questos or when a value wend be hghysleculaY* clue to the name id the sicutity. - When neat* an *suer, general pater a sponsor estimated vain nee a thrd-perty estimated valet is provad, the value of the smutty wit bedifferent Mtn et northern0We- — IDetrtuions to date' may noir* returned ca det. Mane eat both. — •Cr one unt we' represents the initial offering peke per rot and may inOt reflect your cost bass • Restricted securities Garda Starint, recall( av not currently eligiblefor public sale. CBS Financial Services uses the metal price of the unrestricted stock of the erne issuer as en imputed value la the restricted dock for purposes of Mir statement o*. To the esters that nntritted securities' are dada to sae, the wake received may be stbstadIS less than the Wedded value shoran • Ea hastirnetad) interns, catmint yields and rota An mina of arrual income it based on current dnidend and interest rates, awning the securities will be held fce one year from statement date a trail maturity. Ibis estimate is only a guideline, accuracy ant contanued meant ;re nal guaranteed — Estimated anal income and cur* yield for certain types of washes could include a Man of pupal or captalgains n which case the est. income Ord cummt wag would be overstated. — Eginated anal Mane and came yield and the actual kw* and yield might be lower or higher than the estmad amounts. — An estimate of a-roaleed income (dividend ado intent) ended by the <serene market vat eram*. balance is based on the last dividend or marred payment made by the issuer and assures the sear bedews., will be hell for one year from the statement date a until Manly. Accuracy and continued yield renal gerrantend. • Assets not held by UK Financial Services. Certain assets an not held by the Firm and not wain the Ends possessim or control. These assets re depleted on your statement foe infOimatonal pupae only. Positions and values presented we provided by the 'twang fem. UBS Financial Services is not respdale for tics informant) and does not guarantee its accuracy. These assets are rot protected by Seta*. Finis suplmental SAC coverage. • Revenue sharing and additional compensation. — In additice to CerfaliSSCed On Saks and 12t-1 lees received n cametton ma tie chstratitan of mewl full to CV <ken we aloe Our game receive revenue sharing Pawn from detributen ands advisors of the mutual funds that are sell. These amounts are based on two deferent components (I the amount of sales by COS of a pankular maw' fund family to our domes. and SO the awn valuer of aa/Macula metal fund fanikrs shye held a n farm — We and cm AMU also receive new:eking and cents protesting lees in consideration for transfer sax services that we provide to the mutual krds Thew fen generally are pad from investor assets in the mutual turd and area faced doter amount based on the rumber of accounts at the Mar dealer holding mad lords ol that I untl family CONFIDENTIAL - h acklan to commesskns received in comedian wth the sale or distrtution of an-uat contracts and vine natant most units to our clients, we anat. al affiliate mew restos shrug carcernsion from marry of the insurance commas uncles-sorting the arruity {overacts. all Mtn of de insurance ccerpanies or sponsors of the in ineestinent Mats we dottier — Cur aftkites also mat trading corrensans and other compensator from rival hada and insurance companies mina Prcdats ate arlastle — We receive an anroal fee boat LOS Bank USA and UM AG Staradd Sandi ol up to $25 per acme sweeping to the banks under the UBS Bank Sweep hograms. /wady hkerrwhonregardng «0111VISCelf and otter charges Marred n correction wth the executers of trades. incldng oreion transactions hat been included en «intimations dhoti* furnished to you. and ell be provided to you promptly on request. Shari selling t you re engaged in sham selling a sanity, you may ixur a charge der to <eine'', baroarg costs for that pal kular security. Open cedars Regarding open cc • soadajacancellee ceders that were not exect,eed by the dream date. open toy and sell stop orders are reduced by the anoint of disideawb or rights on an exavidends Cr' *rights date unless immacted otherwise by you. You re responsible fa orders that re caused due to your failure to cancel eMlin9 open Ordeal Privacy To obtain a copy et as cur* Clue t erefacy Notice. please Contact your Financial Advisor or visit err webst• at drew ohs (0011644Wanitain UBS rewicial Services is not The RMA Business Services Accost* BSA and IRMA re brokerage accounts which provide access to Nang smites and products through arravernents wi n dialed barks and other thed-party banks and provides access to insurance and annuty product, issued by snafloliated thrdpany :Issuance companies through Munn« agency subs diodes of UBS Financial Services hc. Ineerstmen, erase. ad annuny products: Not FDIC rand • No balk guarantee* May lose vat RMA. Resource Management Account. Business Sakes Account 85A. AMA and international Resource Management Actors are registered service marts of UBS Mamie avian PC Visa Signature as a registered service mark of Visa Interrutiona LOS Visa Signature tech cads and t V* debt cads are issued by LAG Bank USA with omission horn via USA evaporated. UBS Financial Services Inc Rev 201511 SDNY_GM_00023093 EF'FA_00133713 EFTA01252408 (SUBS U85 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7C055031990316X1311 0 Account name: GHIStAINE MAXWELL Friendly account name: Ind CastiSavng Account number Your Nonracial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. Resource Management Account March 2016 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA eesourceline at 800-IIMA-I000, on February 29 (1) on March 31(5) account 029023575 Your assets 6,245,837.55 4,815,922.95 VisItour webslte: Your liabilities aoo 0.00 www.ubtcomainancialservices Value of your account 56,245,837.55 $4,815,922.95 Tracking the value of your account Thousands 4.208.9 Souroes of your account growth dining 2016 Value of your account at year end 2015 $6,144,731.58 Net deposits and 6 144 7 6,MS13 withdrawals -51,337,366.20 4.8t 5.9 Your nvestment return: Dnidend and interest income 38553.03 Chance in markot value 94.54 Value of your account on Mar 31, 2016 14115.922.95 Dec 2014 Dec 2015 2016 htar 2016 SDNY GM 00023094 Mamba SIPC CNP20001006518199 NP7000309989 00005 0316 030575004 Peg* 1 of 8 CONFIDENTIAL EFTA_00133714 EFTA01252409 SUBS Resource Management Account March 2016 Your account balance sheet Summary of your assets Value on March 31 (5) Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 1,305,154.28 27.10% C Equities 0.00 0.00% D Fixed income 3,510,768.67 72.90% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $4,815,922.95 100.00% Value of your account $4,815,922.95 Account name: GHI$LAINE Friendly account namo:Ind:CasPiSaving Account number: Eye on the markets Index Percentage change March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% Your Finandal Advisor •J. VIE CASRIEL all oti ll oon 2 of otafs 8 _ _ CNP700C6005518200NP7003303989 00005 0316 030575004 CONFIDENTIAL EFTA_00133715 EFTA01252410 SUBS Resource Management Account March 2016 Account name: GHISLAINE MAXWELL Friendly account narne:Ind.CasN Saving Account number. Your Pi medal Advisor: SCOTT STACK MANLYLE CASRIEL Change in the value of your account March 2016 (S) Year to date (I) Summary of Whits reported telow exclude gains and losses products for which gain and losses are not classified. Realized gains and losses Unrealized Opening account value $6,245,837.55 $6,144,731.58 March 2016 (9) Year to date (1) gains and bsses (S) Deposits, including investments transferred in 13,393.59 283,771.10 Short term 0.00 0.00 -3,488.52 Withdrawals and fees, including investments transferred Cash activity summary cut -1,450,000.00 -1,621,137.30 Dividend and interest income 3,185.54 8,553.03 Change in market value 3,500.27 4.54 Closing account value $4,815,922.95 $4,815,922.95 Dividend and interest income earned For popcorn of ins siaterrieni, raiab:ity of 'fetes] isni cloidenci income Nm been determined from a US tat repotting perspective. eased upon 1M residence of the account both!, account type, or product type. some interest ardor dvidend payments mar not be subject to United States (US) ardor Puerto Pico (PR) income tares. The nen' month,/ statement is not intended to Ise used and carried be (eked uPOn for lac purposes. Chenls should refer to the applcaple tar reporting fonts they recent. tram 185 annualy, such as the forms 1099 and the Fonts 480. for tae rePolbn9 information It is the practice of U85 to file the zbblicatie to teporung forms with the US internd Revenue Senile< and PR Treasury Ofaatrnent and in such forms accurately asti fy chodenct ardor interest as lax ererrpt or Moab* interne. Pleat consult your irdvdual Lax prepare( March 2016 (S) Year to date (9) Taxable dividends 3,185 49 6,358 18 Taxable interest 0.05 21.12 Total current year $3,185.54 $6,379.30 Prior year adjustment 000 2,173 73 Total dividend & interest $3,185.54 $8,553.03 Ste ACCOunt &thirty MG month for dela IS. Banes in your 8weeDOPtiOnS are ind tided in the Opening and ClOning oaances yaw. wit insurance apples Only toe:let:09LS a U85 Bank USA, rot to dtP09IS al U85 AG. Starriod faanch or bank deposits placed throuo the UBS intetnehorsa DeposR Account progarn SIPC protection spokes to money market sweep fund hddirgS but rot bank depCnits. Ste IMpOrtrnt lolormotion about your stMemerg en the Unt two pages d this document for detals. March 2016 (3) Year to date (f) Opening balances Additions Deposits and other funds credited $0.00 I 3,399.59 $2,010,294.62 283,771.10 Dividend aid interest income 3,185 54 8,553 03 Proceeds from investment transactions 1,450,000 00 1,574,139.65 Total additions Subtractions Other funds debited $1,466,585.13 -1,450,000.00 $1,866,463.78 -1,621,137.30 Funds withdrawn for investments bought -16,585 13 -2,255,621.10 Total subtractions -$1,466,585.13 -$3,876,758.40 Net cash flow Closing balances S0.00 $0.00 -52,010,294.62 $0.00 SDNY GM 00023096 CHP7C003005518201 NP70033099439 COCOS 0316 03057%04 Page 3 of 8 CONFIDENTIAL EFTA_00133716 EFTA01252411 *UBS Resource Management Account March 201E UBS Bank USA Deposit Account APY Interest Period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 $0 .00 Closing UBS Bank USA Deposit balance Mar 6 $13,399.64 Number of days in interest period 31 Average daily ba 13nce $2,161.22 Interest earned $0.05 Annual percentage raid earned 0.03% Account name: Friendly account name:I, : Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you FE:uncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in impogant inbmation about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: onmary Moderate investment ehgthr!!ty consvieral,on None se!erted Your account instructions • You account cost base default closing method is FIFO, First In, First Out. Your Ileencial Advisor: SCOTT STACK MAN LYLE CASRIEL 0470308006510202 NFI0C0303389 00005 0316 03057 CONFIDENTIAL 53.34 1 000230949e 4 of 8 — _ EFFA_00133717 EFTA01252412 *UBS Resource Management Account March 2016 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:Ird:CasNSaang Account number. Sane prices, income and current vaues ShPen may to approximate. Asa *sue. gam did losses may not be accuralely refkcled. Set Andorrans inloseierron about your stateneem a the end of the dxumeM f0r mote information. Cash alternatives Money market funds money market funds are <either insured rot guaranteed Of the Federal Deposit InsuralCe Corporation a any other gene share, it is cosside to lose money by investing in these funds. Total reinvested is the foul d el reinvested dvKlends n does rot include any cash ORdends. II Is rot a la lot for the purposes of determining hotel rg periods or cost basis. The shares you receive etch tare you reinvest d idends become aseparate tax lot. Cost Oasis ti the Iola purchase cost of the security. Ind udng reinvested d udendS Tee cost basis may need to be alusted for return d capital payments in order to deter nine the Minted cost bays for tat reporting outposts etirCherSe price/ Norther Average pace Client Hddng a' &hats per share (S) investment(!) MS SELECT PRIME INSTITUTIONAL FUND 1,305,154.280 EAI: 14,568 anent yield: 0.35% 1.000 1,305,154.28 Fixed income Mutual funds Total reroveste is the Iota of ea reinvested d Mends n does not include any cash civIdends. It is not a tat lot for the purposes of detembn ng hcidng perods or <011 basis. The shares you receive each tirre you reinvest dvdends Wane a separate tax lot. Cost basis is the total purchase cost of the security. indudng remvesteddsidends The cost basis may need to be °lusted tor return d CaOtal payments in order to determine the &lustedcost Pasis for tat rebcwing Nooses. Hddng PUTNAM SHORT CURATION INCOME FUND Y Purchase piker Number Average price of shares per share (S) Client investment 01 Your flneadal Adelson SCOTT STACK KO/LYLE CASRIEL rrwent agency. Although money market CondiS*0410 preserve the value d your investment at $1.00 per Wiresized earl gam or loss Is the drifferen« between the current value and the con basis and would generally be your taxed e gan or loss if the security was sdd on this date. The unrealized ea) gan or loss may need to be adusted for retun of caoita garments in order to determine the reared gain or loss for lax reporting purposes. imestnient falcon is the curwm value minus the anal re you invested it does rot include share: that are not reflectedon your statement, incrudng shares that haw teen 'faired as en, her a gain or alas. Rasta dm, not Maude cash dividends that were nee reinvested Cost WIC, per share tones (S) on Mar 31 ell Value on Unrealized Mai 3i (1) on or loss (S) 1.-305,154.28 l.000 1,305,154 28 Investment Helping return (5) period Unrealized (Wyatt, or foss is the dfference between the current value and the cost basis and woad genes* be vow Wade 9341 a loss d the Security was sold on this dale. The unrealized (tax) On Cr loss may need to be &lusted for return of cats Payments in order to determine the realized gan or Osstm tax reporting au/poses tovestoent return K the current value mous the amount you Invested aloes winner* shares that ate no reflected on your statement, inducing shares that hare been teaReda either a gan or a tbs It a50 COPS not include cash declends that were not reinvested Cost Pricey 'hat basis ell on Mar 31 (S) value on UnrealizedRad imestment Hddng Mar 31 (1) gain or loss (a) return (5) period continped next page SDNY GM 00023098 CHP7C003005518203NP7003 COCOS 03 l 6 030575004 Page S of 8 CONFIDENTIAL EFTA_001337 IS EFTA01252413 *UBS Resource Management Account March 2016 Your assets . Fixed income . Mutual funds (continued) Hddng wrest of shares Purchase price/ Aveiag paCt Client pet share (S) investment (S) Cost Price per shoe Owls (S) co Mai 31 (1) Value on Mar 31 (5) unrealized Oats/ gain or loss (5) irnestrnent Hddng return (1) period Symbol. PSDYX Trade date: lul 20. 15 348,605 578 10.040 3,500,005.25 3,500,005.25 10.030 3,496,513.95 .3,491.30 sr Total reinvested 1,421.209 10.028 14,251.95 10.030 14,254.73 2.78 EAI: 421,002 Current yield' 0.60% Security total 350,026 787 10.040 3,500,005 25 3,514,257 20 3,510,768.67 -3,488.52 10,763.43 Your total assets Pexenuige 01 cost aunwed llfeeeletcl value on Mar 31 rsi your OCCOunl basis (S) ennui 'name (S) gfin or loss Cash alternatives Money market funds 1305,154.28 27.10% 1,305,154.28 4,568.00 Kxed income Mutual funds 3,510,768.67 72.90% 3,514,257.20 21,002.00 -3,188.52 Total $4,815,922.95 100.00% $4,819,411.48 $25,570.00 -$3,488.52 Account name: GHISLAINE MAXWELL Friendly account namesindCasHSang Account number: Your II sandal Advisor. SCOTT STACK MAMLYLE CASRIEL Account activity this month Date Actiety Description AMOuni (5) Deposits and other funds credited Mar I Transfer JOURNAL FROM Y1 23572GHISLAINE MAXWELL 1,930.78 JOURNAL FROM Y1 23568GH1SLAJNE MAXWELL 2)52.99 JOURNAL FROM Y1 23574GHISLAINE MAXWELL 9,315 82 Mar I Transfer Mar I Transfer Total deposits and other funds credited 613,399.59 oat Atllely Dexretion Amove (I) Dividend and interest income Taxable dividends Mar 1 Ovidend PUTNAM SHORT DURATION INCOME FUND Y AS OF 02129/16 2,444 33 Taxable interest Mar 31 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 741.16 Total taxable dividends 63.18519 Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0304r 16 0.05 Total taxable interest $0.05 Total dividend and interest income 83.185.54 lute Actioty DeSCIVIOn amaunt IS) Other funds debited Mar 1 Transfer JOURNAL TO Y1 23692 1 16 EAST 65TH STREET LLC -50,000.00 Mar 23 Transfer JOURNAL TO Y1 28776 GHISLAINE MAXVVELL -400,000.00 CNP70305006518204 NP7000wrx19 00005 0316030575004 CONFIDENTIAL continued next page GM_000230efiftv 6 of 8 EFTA_00B3719 EFTA01252414 SUBS Resource Management Account March 2016 Account activity this month (continued) Date Other funds debited (continued) Actraty Centurion Account name: GHISLAINE MAXWELL Friendly account naine:Ind.CaShiSaving Account number. Your finandal Advisor: SCOTT STACK MANILYLE CASRIEL Arnow' (1) Mar 29 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUNO WIRE TO CargoMetrics -1,000,000 CO Compass Fund L AT BANK OF AMERICA, N.A., NY Total other funds debited Investment transactions For more Informalon +stout the pricer value shown for restricted Sectlties, see Important information about your statement at the end of this i7Xisnent Owe Acetate Description Ouantity vita (S) Proceeds Iron transactions n Prue tit transactionsons (51) Funds witndranm Ice Accrued imesirrents bcocht (S) interest (5) Mar 1 Reinvestment PUTNAM SHORT DURATION ilCOME FUND Y DIVIDEND REINVESTED AT 10.02 NAV ON 02/ 29/16 AS OF 02/29/16 243.945 .2,444 33 Mar 1 Sold U8S SELECT PRIME INSTITUTIONAL FUND -50,000.000 50,000.00 Mar 18 Bought LIES SELECT PRIME INSTITUTIONAL FUND 13,399.640 -13,399.64 Mar 23 Sold IRS SELECT PRIME INSTITUTONAL FUND -400,000.000 400,000.00 Mar 29 Sold U8S SELECT PRIME INSTITUTONAL FUND • 1.030.000.000 .000,000 00 Mar 31 Reinvestment VBS SELECT PRIME INSTITUTONAL FUND DIVIDEND REINVESTED AT I 00 NAV ON 03131/16 741.160 -741.16 Total SlAS0.000.00 -316.585.13 Date Activity oescreticn Amount (5) Money balance activities Feb 29 Balance forward 50.00 Mar 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 13.399 59 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/04/16 0.05 Mar 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/18/16 -13399.64 Mar 31 Closing UBS Bank USA Deposit Account $0.00 -$1,450,000.00 The UBS Bank USA Depoat Account is your primary sweep Wen GM 00023100 CNP7000B006518705 NP7000AMm9000050316030575004 Page 7 of 8 CONFIDENTIAL EFIA_00133720 EFTA01252415 *UBS Your notes cu,,o.00ss,ezo,anoo, 000.c8,.o,,,,,, , -..o,,,,,,00 t of 8 End of EFT,00B3721 EFTA01252416 Important information about your statement U35 Ft-uncial Services no. (the Firm or UBS Fearcial Steckel), it a menet of all principal washy, ccmrrodey and opters 'whelps. UBS Financial Seniors and U135 Bank USA re i-died subsilones of UPS AG and affiliaes of U3S Sautes LLC. The Filth Inane' statement h available upon recivest. The Fnl ewe nee cakes we a. U85 Fina-knal Sante, Ix. 1200 Harbor Bedewed Weehawken. ffl 07086 This 'ate come represents the only official record of you' LBS Financial Sethces account. Other records, erupt official tic dxunents. contanng conflicmg daa should net be relied Lvov II you bedew there 6 en ma or omission please report it immediately n ming to the Brandi Manager of the office wag your accent. Althoup einem.' sheen are intended to be accurate, statement drlarecukl not be wed kr tie disposes Pay 'deb on yerend tax kirms. (Le Form 1099. 5498. 10425, etc ) when prepamg your lax return. The Finn requiredby law to repcn to the IRS anisette Medina, teportabb rontarable Siena and mask- Merest ended on securities held n mu- account net proceeds on see tramactions, ma con basis en certain covered seo.raies. Cartradatkno widish(' Firm • Meese retort km try oral cormoncabons in writg tofurther protect your ritts mdudrg your rota under the Seo_dies Imenor Protection Act (SPA) • It the financial Saitution um the top left of the front of this statemed knot LBS Nine Strokes, LBS Firancial Senn carries you vacant as dieting broker by arrangement win the edcated institutor: We in you of this relarcnshie mantra) opened this axon. h the cast your era and marines tre located at UBS financial Services and rot die imcdtcrg broker, rd you nut make a cowl of any error or omission to both firm. As descrted in the accent ac yeerrents, you must notily us of any errors or laud Swishing theca reflected on your %tetanal within 30 days after t was mailed or made coca lide All staterrems shall be deemed complete a-d acme*, ei ad other respects rot objected to in wring within 60 days. • Please digit a.donwr candled. or irwuilis to to Fire's C lent Relation Ogee-Mere at 201.352.1699 or toll-free at 8C0-354-9103, 8:CO A.M. to 6 CO P.M ET Monday through Frday, or in *meg to U3S Fiwncial Seines Pc.. Client deletions Depinnent, P.O. Box 766 Union Cy, NJ 07037. • h case of errors organ-time about an electronic Kruk transfer (EFT), bi pared or UBS Visedebk card transactions, call CO-762-1000, or nee to UBS financial Service, ix, 1000 Hata 814, 6th floor, Ylkehmen NI 07086, Atte RMASSA Series Cal or write as soon as you can, if you tile your statement or receipt 6 wrcrg or 4 you need more ankmuten tail a tweet on the atoned or remise The Firm or Card Issuer (as eltPicable)mott her IrontyOu no later than 60 clays alter the frm un you the list statement on which the erns or Freblem nerd - Primode your name ad aunt Metter (d any)) - Cesabe the error or the trawler you an inure about, a-dee:Min as duly as yeu cm why you believe it is anent a why rya need more Hermann - nidethe doter anent et to suspected era. The Firm or Card Issuer wa noesigste you cor:dais and MI coned a-y 'nor promptly. For alleged errors iwolvivg UBS Vise Mobil ca-d ha-Gni:re if we take more than 10 as less days to els this, we MOcredit nos noun for the amount you think 6 in error, so that you wi hive the use money dump...nine it takes us to complete our iwestiptien. Please made all checks payabb to the Firm or the Irina& insteutian Malted on the front of tha statement In addition to regaar wan' Ins, accounts may be abject to maivena-ce fees. chaps for late parnint id securities purchases and charges kr unpaid amounts n cash aceants Accounts that we transferred to other instnens my be subject to a bander lee. UB6 Sweep Options U65 offers options kr sweepig cash Waxes balances to Oat deposits at UBS Bat USA aid IS AG Stamford branch (Bark Sweep Progans), money algal mutual rude Noney Funds) rd the International Depose Anvil Manor customers with an International Racine Management Account. Through the Bat Sweep Program; cash balances we swept to MBank USA up to an established knit bid then to UBS AG Stamford &inch. or a Money fund. Deposits at LBS Bank USA an FCC hared in accordance whh FCC nibs. For more durnaticn cease nit wmvfdic goo. Deposes A LM AG StamfordBranch ad Sores of Money Furls are rot instred by the FDIC. Through tie DA, wattle torah balaxes we swept to depose accents al UBS AG New Yak French and U35 AG Carron Branch These deposits are not insured by the FCC. Banes held at the LIBS AG Cadman Branch are tempera* nposed to the memoir rids of the Cabman Nan*, and there is no garrotte or other obligation of UBS AG to repay de balaxes '64' 4 °nthe UK Cayman's Brach's books, Deposes a 1.66 Bark VA and each UBS AG Ranch are rot protected by SIPC. Money Fund shares we protected by SIPC. See 'S. Financial Services Account Protector,' below. Upsn your request, baron in to Bank Sweep Programs or DA may be withdrawn arid shares ce a Money had may be ligatated, and the proceeds returned to you or eats sea on moan. Fibber itiormalcb about available sweep options, nthirg cured interest rates and y-elds, s mailable at wmv.ubscorrineepyalds, from your Fnancial Advisee a by calling 800762.1000. Mb flannel Services aCCOWit protection The Fin, is a member of the Seuthe, hien bolecbon Corporatim (WI which protects mania acceu-ns of its members up to 5500.003 (including 5250,000 ice claim for cash). The SIPC asset protection limes apply to an none that you had a panic tihr capacity. The Fern, together web cectain attains, ha also purchased suppinntalprotoxtion. The rnytirrun amount payable to al elgble cants. mama* u-de this protect:enis 1500 Slim a of Demote( 10, 2015. Sebject to the policy mann bid limiuticon, cash a the firm is further protected for up to $1.9 million h the aciffegate for adios accounts held in ape-limier caucity. A f W copy of the policy wodig is nil** upon request. lb. SIPC protection and the abplermntel protection both do net nail TO, • Certain financial nets controlled by (and ectickd h your account value) but held away from U85 Fina-cd Sete na g., certain 0) cash at UBS Brk USA, lib cash at LBS AG US.bard-in, 68 ratan* mead; including gnat* enmities, and (k) shares of MAW tenth where such sharesereregistered drealy in the name of the account holder on the books and wadi of the applicable issuer or tuner agent), • Certain raystmerd contract, or intestensed interest, (e g., limited partnerships ad private placements) that we rot regaered under he acuitiesAct of 1933; end • Commodities cornets kg, foreign exchange and erectus metal co-grata inclucirg futures contacts ad commodity:0:n contracts. The SIK protecton and d-e supplemental proteclon do not apply to these assets wend they otemse appear on pa statements. The SVC protection aid the applemental protection do not protect aging? changes in Be made vale of your investments (*tethered) resort c4 market movement issuer ba-kruptcycr ethernet More information is avalanit wen repast. You may obtain more intension about 5K, incising the51PC Brochure, by contacong5IPC at 202-37143300 or by wring the SIC website aeisw.apfosy Dividend Rearmament Program ONIIP) The peke reflected tan average price. You may obtain the actual vice hum you Marcia Advisor. 0* nth* shames are putchased under DPW; dermal shoes wil be sold ad the cash will be deposited is your mown, The dvidend ronnestrnere pice applied by tee Gam' may Me from the market peke at which the partial shares are sold Cadeinku Cnb whole °Ott May be held io you accant. If you are entitled to a partial unit a a result of a dividend payment or otherwise, the Fern will ether sell pastel trots at market tree or tempt an anus determined by a registered clwri-g agency, rd credit yar ware Investment objectives The nvestment objectives and risk profile are spechc to each account and may vary between ps nouns Plea advke the firm worms& in waning of ry CONFIDENTIAL skpilcant change nests financial situation or ingstment objectives. Foe each accord hekt you choose ore of the folentrg investment objectives: • Prorate CorrensIncarne. prat ira as seeking the generation of iv.ome crib. • Aenieve Capaal Antedate& Ina-Aeneas seeking growth of princpal rather them the generation of incorre. • Procke• Cora(sCsation of Mono and Gotta( Appreriansm Ingstne-4s seeki-g both the generation of mane and growth of prixtal. Overall risk profiles • Consonomm Seeks to mantain hied prixisail with low hie rd notedly to the acco.rit comae even if that men the accost does not generate signnica-e incorre a reams and may not keep pace with inflation. • Moderate Wiling to accept new tisk to prinopal and tolerate same volatility to seek holler return,. • Aggressim: Wiling to accept hit. risk to pinapal ad high volatility to seek ugh returns overture. • Investment Etgataty Convderation: If selected a portion d the porthole. for the account may include complex stra egirs. tinted liquicky and stealer vobtiky. SW.ament thoramholding• We may consolidate M related account statements with the sari? address n the same oreeekpe. eg, because they have owners who ako maintain join account mationshiss Nth other dents a the Sarre address. If you prefer to reccee individual statements mailed S. sepaate emelopes, you may deck. houtholing by calrg your Ft -uncial Ikkeor. Friendly amount name The Fondly account name is a custorneable *niiiname chosen by you to assist you with your word( eepin; It has ns legal effect on your account Yot ca-i change your friendly actors names, through Online Services a by contacting you F franca' Adgsa. ACCOLNI• overview • V al• of you saoamtnaorn'acs Net of nets and liAilees • Asia Includes available cash balance; vales f or restricted securry gat and Global Tine Deposits, unreaind math to market, and certain onsets not held by the Fim. Does rot include unseen wookidaseets at the erd of the pion and anent statement praods, or pridat• insments. unrested stock ObbOeS and eerceabie sled( options • lianas Stan debt banes, cutstardeg nwrgin poet, credit line, short account balances. • Cash/money balances. Total of uninvested avalabb cash balances, Pia &Oat balances at UBS Bank USA, UBS AG U.S. Branches end =hey market inroad find sweep balance; at the cbse of the statement period Non.corrmodity Ire. crock bala-bes in yon secant sow not wooed from other balances and the Fin. may use any of these finis in the ordina-y course of its busress. Rest funds we payable tool your demand. This total is ix Lded in the anent period doting wen. SDNY_GM_00023102 EFTA_00133722 EFTA01252417 Important information about your statement (continued) Unclog information Fa deleted etormetion on the Fines lending rate's and diadostres. refer to your Clem Relatirmarp Agreement or Accost Agreement ad the General Isms aid Conditions. LES Statement of Credit Practices Babble in Agreement andDisclosurn at yagn ueornmterrouneterlormh. Yew wet Your statement Semites aortas ad other assets heti tithe armed at the end of the staternert period. You may at. for &hay of lay paid termini at ry lime. You may receive securities pad as loan collateral alter paying any balance de on them. My securities tenanted to the Fins ckrng the statement period are listed at market vale as of the end ol the straw/ period. • Cart bad. In deter ring the cost basis of tie seareies included in this Pawner& where indicated win the taunter 'I,' LES Fnancial Services has relied conformation obtained from sources other than LES Fhanual Service% including Ho/motion tram another fin or that au mw have provided to your Financial Ackisor. The Firm does rot indePerdently verify Cr gaunt.e the rank, a yak* of ay irdonnation provided by soarss other than IBS Financial Senates. h addniol. although LESFkarcel Makes cartralle ridges this rdcrmaticri as it is recant the Firm does not previa any agates tat the information order 'COSI base rd "Unrealised ger/lose is accurate as of to date of this statement. As such Please dorm rey on this nformation to make tad-ese or sale decisions. fataepuposesar °Itemise. Account transferred to tie Fro, May reflect gal oss itrinnian only for tie period el the they re hold at the Fire More hixorical inkrmation can be added by you- Financial Advisor. • UnrealInd ganarlosees Vann data o aniliok. *sunned unedited gairrilossea n calculated kr hailer mosey lots The transaction data for I-caudal lois may or may nor reelect commisPons, anchor security reorganizat on events fitd and otter reinvestment lob ad systematic pintas* tot are each combined todeploycoo averagedlot he 'Trade date' colann pritomts the aging sanction trade date. • Callable settrities Bonds and ;referred stock that the seer calm for wry redermion veil be selected impartial& by lot from arnag all mutes of that ewe held hour name or in nominee name for ar <lents. Call leatre information is obtained from third parties and its accuracy is not gparanteed. Other call leases may east which could affect weld ccmpkie Hymnal en will be provided upon request • Certificates °Edison' (CIN). CDs are FDIC retired la to $250,000 n principal aid accrued interest per depotter red per depository institution ire accordance wit. WIC rules • Pete/value Pro's displayed fa securities and otter proacts may be higher or bar that the price that you would 'dusty receive in the caner. Prices a-. captained from serious third party sources whit we believe to be reliable, but a* do not genes they accuracy, — We gererae use the closi-g price when avakibk the mean al the bid and ask taxes to lined searitks ad option a only bd prices la OTC martin. - Less ache* traded secunties may be priced using a valuation model a the mod recent price we aatined and may not reflect an nal Uinta price a valet - Certain poutere may appear wilrmA a price and will dxw as •prke was not avertable' awe re unable to Wan a price for a severity. - Deposits or securmes denominated ncurrercies other than U.S dollen se ref hued at the ectunge rate at of the statement date. — For actin townies racing in nokconf ormkg denomnationk price a-cl qua-ay(face glue) may have been adjusted to facilitate proper valuation To akin anent quotations, when aniapbb, contact your Rost& Achiscr. • Private investments and structured product. Private rwestrnent smote, (ncLcirg Orect participation program and real estate investment eat swarms) and stivolised ;redacts are gnwaly highil AXIAL Orlin struclued prodxts have not been registered with tie Securities and Ea, Commoner, a alder Wry Wile Seruntiritss. We prormeeurnated vases for pirate investment acuities avol tut ured products for nlormatisral puposis oat. Amory snot guaranteed. — These lag-les may differ tbstirdialy 'Iran pekoes, il any, at Reath a re Mate eaMSWIleitSe011iy a slaktUred product may be bought Of sold and do rot noconibr retTratril the vat* you may receive upon liquidation. — Third patty *noires of vaLe are as of a certain date and at supplied MUM initial Sakes on a regular bans by an ander:ender. natation lime. — Rea, general pane. orsponor ertimated rapes, try, are Applied to the Fen by the issuer, general partner or sponsor and mai be reheated based on carer* informaton Ran that used by died parties ter cloth* their estimated values. — You can obtain additional ithamatto regardig the methodology used to determine the estimate of value ad the date of the igormalon that is the ban, fa the estimate bycontacting your Mandel Adria. — Third patty eninated vans may be reflected as *Mg pnced' in several "Writs: when an rckperdent valuation Ire has not waked or triable to assign a vela, when we become aware that a matinairmnt hat °caned thee maw call a meanie reported value into question, or when a value would be highly speculative due to the nature or the security. — When neither an issuer, general parer or sponsor estimated value nor • thalearry estimated ,vela is provided the taw of the ;easily will be diHereg from its puchase Price. — taistributicos to date' may indude rerun of capita income or both. — • horst Lot see' represent the initial off erng price per une and may not reflect year cost basis • Restricted severities Restricted searitin general4 ere rot Crafterflif etigbk torpubric sale. UBS SF ServIses uses to maket price of the Lnrestnsted stook of the sane *suer as an mpeited value for the restricted stack for purposes of rah statement only To the extent tat restricted warriors are 'liable fa- sale, the value receked mai be sabstantialle less than the imputed value town • Eat. (aehmeted) harm. current yields and rasa An minute of annual Mortoe is based on current tricked ad interest rates, assuming tee waits will be held for one yen from statement date or Loh nutunty. The estimate is any a gudelne, accuracy ad continued income art not guaranteed — Estimated anal income and curent yield for certain toes of secures could Include a ram of pmcval or capital gars n which case the est income (ad anent yell would be overawed. — Estimated areal tearer and anent yield and the actual 'rime ad Pell might be lower or higher than the estmated amounts. — An estimate of smelled income (dividend odor interest) divided by the await market van/average bargee based on the lad dividend or interest payment made by the issuer and assumes tie sear thesrdepyscs will be held f or ore yea ban the statement Site or until !warty. Accuracy ad continue:IOU are not %warmed • AIMS not held by WS Financial Stevie's. Certain assets aw rot held by tie Fite and nor vahn the Mama possession or corwol. These awns re deployed on yos statement for informational purpose; only. Rations and values presented are provided by the sung fare. LIES Fkuncial Services is not responsible for tea formation and does not gusantee es accuracy. these bleb at rot protected by WC or to inns supplemental MEC towage. • Revenue sharing and atational ampensatica — In addotion to commisvons on sales and I 2b. I lees received in correction weds the distribution rrutLul bade to our cants we ander our aflame receive revenue sharing payments dixdbutors ad or advisors of theMAUI/ funds that we sell. These arrant are based on two &went comxnents 0 the armeal of sales by UBS of a particular mutual fund I amiy to our client and (0) the asset value of a particula- metal fund amiVs shares held at the fon — We and cur glare ale real* netwoking and ormbus protesting lees in consideration for tra-efer agent gown that we provide tothe mutual lira. These fees generally are pad from investor assets n the metal kind and are a fond dada arount based on the number of accounts at the brokendealer holdngmutud Irma al that fund family CONFIDENTIAL — h addition tocommissionsreceived n connection with the sale a dstribution of smutty contract a-d ure igesaineM but ;nit tools cleat a ridor Qv affiliate acme rennue sharm compensation from many of the Ingram. companies Lrmerwrag the amity contracts, a Tates of the insu rare* empress or eponsas of dictum nerstment rata we astkote. - Ott ail diates also receive trading commorms and other compensationfrom mutual Adds and anaemia companies whose product we daubs. - We main an annul fee horn Ba-k LEA and UBS AG Stamford Ranch of tv to $75 For account tiveeprg to the bats under theUM Bark Sweep Pregame. Activity Information regardngamirmastos and otter charges incurred in correction wth he exermen of wades, inducing option transactions ha been induad on confirmations pre oust' funned to you, and ;WI be provided to you promptly a rearm. Shan selling II you are engaged in short selling a w.unty, you may incur a Charge dLie to entrain borrowing costs for that pall:tat septhry. Open orders Regarding open or *gocatillacanceke orders that were not executed by the statement date, open buy and tel stop cyders a-9 red.aced by the amount oi &dent or rights on an wedividerds or ebrigits date unless instacted otherwise by yae. You are responsble for orders that are executed da to year 'elute to cancel reeling (pen odes. Privacy To obtain a cope of ar current Client Airway Notice. please anted you F nansial Advisor a nit or waste as immeohayoadayMeimorea UBS Financial Sates s rot a back The BMA Business Services Acaul BSA and IRMA a-e brokerage acorns which provide access so batingservices arm products though arraignments with d dated bat and other third pay bales, and provides access to itheraxer and thorn products issued by unaffiliated third-pry taring conpanies through a-aura-ice agency absinthes of LBS Financial Services Inc. Investment, ;nuance, arid a-ruttyproducts. Not FDIC Owed • No bank gurantea May bse value RMA. Resource Management Ann, at Business Services Account BSA. IRNIA ad international Resource Ma-warmth Account a-e registered service marks of UBS Mira Sakes lx Visa Salviae is a registered sonic* man of Visa Intrmationat MIS visa Saran cede cards rd 185 Visa debt cads are issued by UBS Bag LSA with permission from Yea U.SA Incorporated. UPS Finandel Services Inc Rev 201E SDNY_GM_00023103 EFIA_00133723 EFTA01252418 SUBS 1)65 Financial Senices nc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056751370416 V1 0 Resource Management Account April 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE maxvvEu. Friendly account name: Ind-CashcSaving Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call your Finarchse. Advisor or Value of your account RMA Resourcetine at 800-RMA- '000, account 029323575 on March 31 (5) on April 29 01 Your assets 4,815,922.95 18,955,082.77 Visit our websIte: vnew.ubstoraffinancialservices Your liabilities 0.00 0.00 Value of your account $4,815,922.95 $18,955,082.77 Tracking the value of your account Millions 190 Dec 2014 Dec 2015 Mar 2016 40i 2016 Itambar SIPC CNP70001005675137NP7000191096 00005 0416 0305 CONFIDENTIAL Sources of your account growth during 2016 Value of your account at year end 2015 16,144,731.58 Net deposits and withdraw& $12,794,446.43 Your nveStrnent return. Din lend interest income 112,397.40 Chance in rnarkot vaue 33.507 36 Value of your account on Apr 29, 2016 $111965.012.77 Y GM 00023104 Pegs 1 of 8 EFTA_00133724 EFTA01252419 UBS Resource Management Account April 2016 Your account balance sheet Summary of your assets Value on April 29 (1) Percentage of your account A Cash and rrxmey balances a co 0.00% B Cash alternatives 15,438,248.43 81.45% C Equities 0.00 0.00% D Fixed income 3,516,834.34 18.55% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 11%955,082.77 $18,955,082.77 100.00% Account name: GNISLAINE MAXWELL Friendly account name:Ind:Cash/Saving Account number: Your current asset allocation Eye on the markets Index Percentage change April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% 0.38% 3.43% You rignancial Advisor. SCOTT STACK MANLYLE CASRIEL CNP700C6005675138 NP7003191098 00035 0416 030575a. Y_Git0002 11— ge2 of8 CONFIDENTIAL EFTA_00133725 EFTA01252420 Resource Management Account titIS Change in the value of your account April 2016 (SI Year to date (I) Opening account value $4,815,922.95 $6,144,731.58 Deposits, including investments transferred in 14,261,795.27 14,545,566.37 Withdrawals and fees, including investments transferred out -129,982.64 -1,751,119.94 Dividend and interest income 3,844.37 12,397.40 Change in market value 3,502.82 3,507.36 Closing account value $18,955,082.77 $18,955,082.77 Account name: GHISLAINE MA (WELL Friendly account narne:Ind.CashiSalinng Account number. Dividend and interest income earned For rorpor,r,r. of Os staterneni, tart 'ay of interest and disidend Income has been determined Corn a us tar repotting perspective. eased upon the residence of the account holder, account type, or product two, some interest ardor dxidsndP3Yments may not be subject to United States (US) ardor Puerto Rico (FR) income tares. The intnt monthae Statement is nos intended to Ce used and CarnOt be need upon for tar purposes. Clients should refer to the apdicaale tar reporting forms they recent( from 185 annualy, such as tie fOrrnS 1039 and the FOrMS 480. (Cr 140 rePdhrg infOffilatiOn It Is the placate or uss to file tht typh(aUe tar reporting forms Wen the US internN Revenue Senile< and PR Treasury Department, and m such forms accurately cfsrify docknct ardor interest as tar exempt or to able income. Please comult your lodvdtral tax prepare( April:016W Year to date IS) Taxable dividends 3,844 26 10,202.44 Taxable interest 0.11 21.23 Total current year 33,844.37 $10,223.67 Prior year adjustment 0 00 2,173.73 Total dividend & interest $3,844.37 $12,39740 Summary of gains and losses Values reported below exclude products for which guns and losses are not classified Realized gains and losses Unrealized April 2016 (1) Year to date (1) gains and byes (S) Your PI sandal Advisor: SCOTT STACKMAN/LYLE CASRiEL Short term 0.00 0.00 14.29 Cash activity summary See ACtOunt Matey the month for dela IS Eldan(eS In your *reel) OOP Ord are includedin the openna and closing seances vase. Kilt Insurance apprieS Only 10 deposits at U85 8ank USA, n0t to dep091S at U85 AG. Starriord Sancti of bank deposits paced throuds the us-simonize:pm Depose Account program. StPC protection applies to money market sweep fund hddirgs but rot bank deposits. Ste/mad:ant intoonation about your statement en the last tsmo pages d this document for detals. April 2016(1) Year to date (S) Opening balances Addtions $0.00 $2,010,294.62 Deposits and other funds credited 14,261,795.27 14,545,566 37 Dividend aid interest income 3,844.37 12,397 40 Proceeds from investment transactions 129,988 89 1,704,128.54 Total additions $14,395,628.53 $16,262,092.31 Subtractions Other funds debited -129,982 64 -1,751,119.94 Funds withdrawn for investments bought -14,265,645.89 -16,521,266.99 Total subtractions -$14,395,628.53 -$18,272,386.93 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 cmP7oxeciososl 39 NP7003191 098 00005 0416 0305 CONFIDENTIAL SDNY GM 00023106 7500a - 1/ 3 EFTA 00133726 EFTA01252421 UBS Resource Management Account April 2016 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $13,399.64 Closing UBS Bank USA Deposit balance Apr 6 $0.11 Number of days in interest period 31 Average daily babnce $5,006.70 Interest earned $o Annual percentage we'd earned 003% Account name: Friendly account name: ir : Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate Investment eltg tbthty consderanon None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Kneed.' Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C008005675I 40 NP70C0191098 00005 0416 030579304 CONFIDENTIAL GM 00023004 4 of B _ _ EFTA_00 133727 EFTA01252422 *DUBS Resource Management Account Apol 2C IC Your assets Account name: GHISLAINE MAXWELL Friendly account narne:Ind:CaINSamng Account number. Some prices, income and current values Show' may be approximate. AS a tent. gam ardlOsses may not be excurately reflected. See ;worsens intomnaton about your statement a the end of ths docurnem for more Informsaon. Cash alternatives Money market funds money market funds art neither insured nOr guaranteed by the Fedete Deposit Insurage COrpOrali on or any Olher gene share, it is posside to lose money by investing in these funds. Total reinvested is the tots d d reinvested dvidends n does not include airy cash chtdends. n Is not alb lot for the purposes of determining hold rg periods or cost basis. The shares you receive etch time you reinvest didends berme a separate tax led Cost AH4 is the iota purchase cost of the security. Intl udng reinvested d Wends ire cost basis 'nay need to be alusted for return d capital barren's in order to detemine the ad 'Med cal basis for tax reporrirg purposes. Hddng 1.135 SELECT PRIME INSTITUTIONAL FUND Purchase DOW Number Average puce Client d shoes per share (S) investment (5) YourRunde/ Adelson SCOTT STACK MAHLYLE CASRIEL indent agency. Although money market funds seek 10 Deserve Ire value d your investment at 11.03 per Unseated dodgem or toss is the drfre ten« between the current yaue and the cost basis ad would generally be your taxede gan or loss if the security was sad on this date. The unrealized ma) gain or loss may need to be ac*Inled for roan of (aorta paiments in order to determine the reared gain or loss for lax reporting Purposes investment return is the current value minus the amount you invested lanes nor include share: that are not reneged on your statement, inciudng shares that have beers *aired as either a gan or a las. Ras° does not Ind nee cash dihrdenC6 that were not reinvested Cost Pnce per share tutus (1) on Apr 79(1) Value on bare/Sized Investment Hddng Ape 29 (5) On or loss (I) return (5) Period 15,438248.430 1.000 15,438,248.43 15,438248.43 EAI: $58,665 Current yield: 0.38% Fixed income Mutual funds Total reinvested is the total dal reinvested dvidends n does not include any cash cindencis a is rot a to lot fin the purposes 01 cletenninnci hddng periods ot cost bats. The ShartS you receive each time you dithest dvdends become a separate tax 101 Cost bow is the total purchase cost of the security. indudng reinvested d %clench The 0351 basis may Depot() be Oustedtor return ct cxital payments in circler 10 Creteonne the all toted (OR bats for tar reporting pilCOSeS) Hddng PUTNAM SHORT CURATION INCOME FUND Purchase pried Number Average once of shares per share (S) Client investment 0/ 1.000 I 5,438,248 43 toreaszeo (ray) gain or foss is the dfference between the current vaue and the cop basis and woad generally be your lavetile pew) d loss d the security was sold on this date. The unrealized (tax) gam Cr loss may need to be a(uVed for return of Capra) Payments In order to deterMine the reedited gan or loss fa lax reporting purposes_ Investment return is the current value minus the amount you invested. R does not Include shares that are not reflected on your statement, inducing shares than hare been reacted as either a gan ce a loss It also does rial include cash duclends that were not reinvested Cost Price per shoe basis(!) on Apt 29(1) Value on unrealizedOa)) imestmerrt Hddng Apr 29 (S) gain or loss (S) return (S) period C NP7C00300567S 41 NP7003I9i 098 COCOS 0416 030579004 CONFIDENTIAL continued next page SDNY GM 00023108 Rage 5 of 8 EFIA_00133728 EFTA01252423 ;It UBS Resource Management Account April 2016 Account name: GH1SLAINE MAXWELL Friendly account name:Ind:CaslISavin Account number: Your linandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Fixed income a Mutual funds (continued) Purchase price; FAArtier Average put Hddng of shares per share (I) Client investment fli Cost bask (s) Prue per share cn Apr 29(1) Value on Apr 19 Cl) unrealizedOat) gain or loss (S) irnestment Pohang return ft) Pined Symbol: PSDYX Trade date: Jul 20, 15 348.605 578 10.040 3.500.005.25 3,500.00525 10.040 3,500,000.00 -5.25 ST Total reinvested 1,676.727 10.028 16,814 80 10.040 16,834.34 19.54 EAI: 122,068 Current yield, 0.63% Security total 350282 305 10.040 3,500,005.25 3,516,820.05 3,516834.34 14.29 16,829.09 Your total assets Value on Apr 29 (t) Percentage your xcounl COP basis (5) estimated annual inCorne (Si Unretisted pain or loss (1) Cash alternatives Money market funds 15A38,248A3 8145% 15,438,248.43 58,665.00 Sired income Mutual funds 3.516,834.34 18.55% 3,516,820.05 22,068.00 14.29 Total 518,955,082.77 100.00% $18,955,068.48 $80,733.00 514.29 Account activity this month Date ACliely Description Amount (0 Deposits and other funds credited Apr I Transfer JOURNAL FROM Y1 23574GNISLAINE MAXWELL 436.07 Apr I Transfer JOURNAL FROM Y1 23572GHISLAJNE MAXWELL 1,395.83 Apr I Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 2,072.89 Apr 12 Transfer JOURNAL FROM Y1 28776GHISLAINE MAXWELL 0.88 Apr 20 Transfer JOURNAL FROM VI 23692116 EAST 65TH STREET RC 14,194.596 49 Apt 27 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 809.14 Apr 27 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 1276.61 Apr 27 Transfer JOURNAL FROM VI 23572GHISLAINE MAXWELL 61,206 36 Total deposit and other funds credited 514,261,795.27 Date ACtiiity De crayon AMOtest (1) Dividend and interest income Taxable dividends Taxable interest Apt I Dindend PUTNAM SHORT DURATION INCOME FUND Y AS OF 03131/16 2,562 B5 Apr 29 Dvidend UPS SELECT PRIME INSTITUTIONAL FUND 1281.41 Total taxable dividends $3.84426 Apr 7 Interest VI* BANK USA DEPOSIT ACCOUNT AS OF 04/0916 0.11 continued next page CNP70X0305675142NP70C0191098 00005 0416030575004 CONFIDENTIAL GM 000231We 6 of 8 _ _ EFI'A_00133729 EFTA01252424 (SUBS Resource Management Account April 2016 Account activity this month (continued) Date Arinin DtxrpLmt Anoint IS) Dividend and intemstincome (continued) Taxable interest (continued) Total taxable interest Total dividend and interest income Drat ACtialy DeS(Aptuan $0.11 $3.134437 tumult (S) Other funds debited Apr I Transfer JOURNAL TO VI 23692 1 16 EAST 65TH STREET LLC -5.36821 Apr I Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -30.00000 Apr 12 Transfer JOURNAL TO VI 23576 GHSLAINE MAXWELL -718.75 Apr 18 Transfer JOURNAL TO VI 23576 GHISLAINE MIONVELL -95.68 Apr 19 Transfer JOURNAL TO VI 23679 POT & KETTLE, LLC -70000.00 Apr 20 Transfer TO Y1235687100 -1,51000 Apt 20 Transfer TO Y I 23574 1100 -2290.00 Apr 28 Transfer JOURNAL TO VI 23576 GleSLAINE MAXVVELL -20,00000 Total other funds debited .$129.982.64 Account name: GHI9.AINE MAXVvEU. Friendly account narne:Ind:CashiSaeng Account number. Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL Investment transactions For mare IntOrMENOn about the Dritelualue shown for restricted Serwities. see Important oformation about your statement at the end of this 03tcment Date ACtaity CieSreptein Quantity Vaut (I) Prue (1) Proceeds non inwstrnent transactions es) Funds withdrawn fcr Accrued tn‘estrnentSONC01(T) 'Meted eg Apr I Sold U135 SELECT PRIME INSTITUTIONAL FUND -5368.210 5,368.21 Apr 1 Rein sestmen t PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.03 NAV ON 03/31/16 AS OF 03(31116 255.518 -2,562 85 Apr I Sold MS SELECT PRIME INSTITUTIONAL FUND -30.003.000 30,000.00 Apr 6 Bought U135 SELECT PRIME INSTITUTIONAL FUND 3,905.790 -3,905.79 Apr 12 Bought IL035 SELECT PRIME INSTITUTIONAL FUND 0.110 -0 II Apr 12 Sold MS SELECT PRIME INSTITUTIONAL FUND •725.000 725.00 Apr 14 Bought UBS SELECT PRIME INSTITUTIONAL FUND 7.130 -7.13 Arai 18 Sold 1.185 SELECT PRIME INSTITUTIONAL FUND -95.680 95.68 Apr 19 Sold UBS SELECT PRIME INSTITUTIONAL FUND -70,003.000 70,000.00 Apr 20 Sold ti85 SELECT PRIME INSTITUTIONAL FUND -3,803.000 3,800.00 Apr 25 Bought OBS SELECT PRIME INSTITUTIONAL FUND 14,194,596 490 .14,194,596 49 continued next page SDNY GM 00023110 C TIF7COCE005675143 Ny7003191098 COCOS 0416 030575004 Pare 7 of 8 CONFIDENTIAL EFIA_00133730 EFTA01252425 UBS Resource Management Account April 2016 Account activity this month cacti-K*6 Investment transactions (continued) Dar ACtmly Descapbon Proceeds from inwstment Quantity Vane (S) Pnce (S) transactions (S) Funds withdrawn fa Accrued imestmems bought (0 Unrest (1) Apr 27 Bought UBS SELECT DRIVE INSTRUTIDNAL FUND 63.292.110 -63,292.11 Apr 28 Sold UBS SELECT PRIME 1NSTITVDDNAL FUND -20,000.000 20,000.00 Apr 29 Rein wstment UBS SELECT DRIVE INSTITUTIONAL FUND 1281.410 -1,281.41 DIVIDEND REINVESTED AT 1.00 NAV ON 0429116 Total 5129,96829 -S14.265,64529 Otte ActMty Orgreben Arnaunt (I) Money balance activities Mar 31 Balance forward 50.00 Apr 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,905.79 Apr 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0410916 -3.905.79 Apr 7 Deceit UBS BANK USA DEPOSIT ACCOUNT ASOF 04/06116 0.11 Apr 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 7.02 Apr 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/ 14/ 16 -7.13 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Apr26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04251 16 -250,000.00 Apr 2g Closing MIS Bank USA Deposit Account $0.00 The UBS Bent USA Depot Account Is your primary Sweep %Mon. Mar 31 Balance forward $0.00 Apr 21 Deposit UBS AG DEPOSE ACCOUNT 13,944,596.49 Apr26 Withdrawal UBS AG DEPOSIT ACCOUNT AS OP 04/25/16 -13,944,596.49 Apr 29 Closing UBS AG Deposit Account $0.00 Account name: GHISLAINE NIAXWEU. Friendly account namo:Ind:CastISthin Account number: Your 15 sandal Advisor: SCOTT STACK MANYLYLE CASRIEL The UBS AG DeP3Sit Account is your secondary sweep ODOOn. CNP7000B003675144 NP7000191O9B 00005 0416 030575001a0MY_GM_000231h90 B of 8 End of statement for account number CONFIDENTIAL EFTA_0013373 I EFTA01252426 Important information about your statement U3S Fremont Services ix. (the Firm or UBS anemia Strokes), is a mutter of all principal many, annialty and option; exchanges. UPS Financial genic", and LES Bank USA re i-dien subsilenes of UPS AG and ate ihaes of U35 Season LLC. The Fim's I refloat statement 8 available upon regast The Font exeo.nice off kes are at: UPSFine-ma Same, It. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the only official record of your LBS Fhancial Sences account. Other records, exept official tr. Oxunents, contanng contlicong data should rot be relied its II you beer" there 6 an ma a &Moon please report it immediately n "nog to the Brand" Mannar of the office sequin your accost. Altar el fires shown re Mended to be actuate, statement datashoud not be wed fa to proposes Rely kWh on yea-4nd tax lams. fie , Form 1099. 5498, 10425, etc ) when orepamg your lax return. The Fim required by law to repon to he IRS all taxable dMdets menthe rontaable dentin and stable Merest end en acuities held Myst/ atcant, nit peened, on see brisaclais, aid cost basin:neaten catered skulks, Ceatliteliaillatle with the Plan • Pleaueresodinn sty oral corretakations in wring to further protect your rights. inducing you refits trader the Sentries Investor Protection Act (SCA). • B thefinancial Mtdutioncnthe top left of (be Irad of this stamen snot LBS F rang Strokes, LBS Financial &mien carries yea account as dewing broker by arra-gement wits the a-pleated insitution We informed you of this relatonShio when you opened this accost h the cast your leant and stories a* located a LOS financial Services and rot the be-cdrcrg Orders ad you min make a repert of any error or omission to both firm As described ihe account agreements, you must no* us of ay errors or kind twoheng chedcs reflected on your staterront warm 30 clays sated was mailed or made available. Antigens's shall be deemed compleo and accent. n all other respects if not objected to in wring ecthin 60 dots • Please dna customer complaints or names to to FM'', C lent Retsina (*oatmeal at 201.352.1699 a toll-free a 903.354-9103, 8:03 A.M. to 6 CO P.M FT Monday through Friday, or in wring to LES Florida' Semites Ix., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037. • In case of <Mari or I:menials about al electronic funds transfer (W1), bat pryer a UBS Vatokbit cad transactions, call K0762-1008 or mite to UBS Fannin' Semites Irx., 1000 harbor Blvd, Wimp Weehankert NI 07086, Afire RIAAfeCA Senn& Cal cr write as soon ow :wean, drawn+ year staternert a receipt is mono or if you need more narration abut a transfer on the statement or receipt. The Firm or Cad Issue (as ippleable)must her I rom you no leer then CO days slier the Nen sent yOu lint trst 'teener" on which the eta or problem nand. - ProVde you' rare ad axon ranter Of any) - Decal:. We !MX Of the transfer you aeiroure about, ind explain as <km& as you cin why you believe a is an error a why you need more rifonment - Fronde the dolar aniant of the suspected error. The firm or Card Issuer vii iscestiote your compote and we correct aw error promptly. For alleged sots reviving UBS Vetatrdebil cad broad in, if we take may than 10 businnsdays to der ten we will credit par accord for the norm youthink is in error, so tat you vier hove the use of the money during tie tine it lakes us to complete our revestiortion. Please mire all checks payee to the Fern or tie Sena instanin notated on he front of tin statement In addition to regular await fees, accounts may be abject to mantenrce ten, &man for lite parent kr securities purchases and charges for unpaid amounts n cash accosts. Accosts that at transferred to other linear, may be subject to a transler tee. UBS Sweep Oreicins LES offers options for sweeten cash balances. balances to bat deposits at UM Back USA and LES AG Stanford branch (Ba-k Sweep Prooprr4 moneymeta mutual fads (Money Fang an the InternationalDepose Accost Okla cuetaners watt n Interutional Roane Llanagerrin Account, Though the Bat Sweep Programs, cash balrices re swept to LESBank USA to to an estabashed emit an then to UM AG Stanford Branch, or a Money fund. Deposits at UBS Bank USA are FDIC inured in accord.-or wit MK rues. Formore itormatian please nail wwwfdic Deposes at LES AG Stanford Bra& ad shares of MoneyFunsare rot hated byte FDIC. Through tie DA, (mailable to cad" balances are swept to depose acorns al UBS AG New Yak Branch and IBS AG Cayman Ranch Them deposits are not enured by tie FCC. Barnes held at the UDS AG Carman Brandt are tempi:rely Noosed to the sovereign met of the Caren ida-dc, and Mere is no raceme or other obligation of UBS AG to repay Me banes belIff an the LEG Cayman's Brach's books. Deposes at WS Bat USA and each UPS AG Branch ate not protected by SIK. Money Fund three are protected by SIPC. See 'LOS Financial Services Accost Protection' Slow. Ups ain requen, balances in to Bare Sweep Program or DA may be vethdraras and shares of a Money Fad may be liquidated, ad the proceeds returned to you or your sectraies KCCUIL Puts normadon about available sweep optcree nclpkg cument it Brest rates and yells.5 amillble at wmvubscornfweeemeekb, from your Fnancel Advisor a by calling 800762-1000. UN Financial Service. account protection The Se. s o mentor cr eh, (on re tae P-esem Nommen Corporation (SIK), and" protects 163-rlieS accostsof its minters up lo $502000 (including 1.250,003 kr dais: for cask" The Slit asset protection limits ;POI, to all accosts that you hold in panoply cattily. the Fen, together int certain aft iliates, has also purdand applemental protection. The ("adman amount payable to at eligible diet, CONKlink under this protection is S500 maroon a of December 10, 2015. Stbra to the poky orditons at lmi actions, cash the km is further protected fa up to SI .9 million n the aggregate kr all your accounts held n a patiouler opacity. A fie copy of the poky wading is wailibk neon request. The SIK protection ad the supplemental protection both do not apply to • Cain Inner assets controlled by (end trolked n your account value) bat held away from UPSFinancial Services (e.g., certain( cash at UBS Bat L6.5., 00 cash at Les AG U.S.Nanrhes, (4 it erate point, including variable annutries, and 60 darn of initual funds whore such tins are moistened dray in the name of the accost holier on tie books ad records of it* applicable 'sear a transfer agent), • Cabin nwsb-nent contracts or inwsiment interests (e.g.. lirnited partnerships erd pine placements) that are rof regitened scar titSecurities Act of 1933; ad • Commodities contacts (e.g, foreign exchange and octopusmetal contracts), incluarg futures contacts and commodity option contracts. The SIK protection and te supstemstel protectiondo not apply to these assets even if they otherwise appear on you statements. The SIX protection and the 942Plennental protection do, not protect agara changes as the market vela of yar investments (whether as 4 result of market movement, issuer ba-kruptcy or °Menke) More nonnation is /ratable upon request raj may ran mote inionnationaboul SIPC, nclud41 the SIPC Brochs. by &needing SIPC at 202-3711303 or by visiting the SIPC websee af ameterptorg Dividend Reentrant& Program pun The pen reflected it an average trice. You may Wan the actual price banns F racial Antra* whole tarn aro purchased under DRW; panel shores wit be sold ad the cash wd be deposited nye& account. The cividerd rernstment price applied by the agar may 61 I er from the mead price at "nth the partial shun me sold Castitrliou CnV whole unts may be held in par acona. If ku entitled to a petal sit a s nesult ol a cbiderd paymera or Otentoile, the Film will either all partial sib at marlin price a accept an /mare determined by a regiaered cleettrg agency, art credit you accord. Investment objeanes She ilattlmer1 objectkin and risk profile ar spec IN to each account and mw may between yea accords Phase advs. the Firm raptlyin wreing of ay sg-iticant change in per loancial situation or investment &lectern For each wane held, you choose ore& the followin instmnnit objectives. CONFIDENTIAL • "moat Cunene bscome: hiestments *Arlo tie generation of income onh. • Ankie, Capital Appreciation. Investments seeing poet of precise' rather then the gerersais of /come. • Produce Consbauten et Marne aid Capital Appreoitton. Nemo:fits seeking both the generals of /acme rd growth el ;nand. Overall tide profiles • ConsemeOrt. Seeks to martin ntii pi-cipal, with low risk and volatility to the accost owrat even if that means the roan does not generate sign B rant ices/. or Morn ri d my flat feep pate with • Moderate. Mang to accept sane lips to pence:el and tolerate some +/Slaty to seek higher returns. • Aggnsatte: wiling to accept high art to pampa and high volat lily to seek highreturns oar time. • M. *sumer Etgalutio Constletation:t Hinted, a PCMCin of the portfolio, for oat account may ixale complex strategic, tented Haack and rater vohtiky. Statement heureholdier We may concordats a related account statements with We sane altess in the same en elope, e.g. because they have owners who a10 mailan jore account meal crektos with other dents a the same address." you Feeler to recent individual statement' marled in separate 'mottoes, you may decline hat,eholdng by calling pot( linnet Achhor Friendly ecoatrit name The Fro-der account wane is a custanadolo 'manner chosen by you to assist you with your r"conikeeona his no legal effect an your account You can change Friendly &COSA names, though Online Services a by conic' rg your Financial Adnor. Account overview • Vote of poet acroconontrolo. Net of assets and Rabat-in • Asset IncLides avalebte cash balances, vetoes fa restrkted securely lest ), and Global Tim Deposit, urea zed corks to ma-ket, and <San assets not Feld by the Finn Does roe include raked seositinassets at the end of the prig and anent statement penods, or pritate rwesenena invested stock options and earcerebte stock options • Labiatries. Includes debit balalces, cutstarding merge' bans, credit Ere, shot accost balances. • Cathheoney balances. Total of uninvested available cash balences, plus deposit telexes at UBS Bank USA, LES AG U.S Branches an money market mutual fund sweep Warns, at the One of tie senrrent period hinconwedity free deck balances in you wan are not sergaed from other balances and t Fin mw use ay of these lads li the Ordiney course of As businne These funds sr et payable ran your dined. This total is "'chided in the arrant period <keno Vain Lending nfonnation Fp cleated information an the Firm's drone pr cures and dacha'''. refer to yes Client Rebtion ip SDNY_GM_00023112 EFTA_00133732 EFTA01252427 Important information about your statement (COnlifleted) Agnment or ACCOn Ai" etterli and the General Tenns ad Conditions U3S Statement of Credit fraction available in Agreements endear/mores alt yaw tin ramiateevorntrinto met Yew nests Your statement itemizes securities end other assets hell at the assn at the end of Ow &timers period. You may ask for deiverY Of Sulk paid seas es al ane time. You my receive securities used as ban collateral after paying an balaxe dm on them. Any securities transfetted tote Firm Brig the Itattalialt period are heed at market value as of the and of the eaten* period. • Cost basic h detemining the cost basis of the securities attacked in this statement, where indicated wih the number " l, • WS F nonce& Services has relied VI information obtained from sources other than luES Feencial Semites. including irdormation fran another tint a that you may have voided to yes finaxial Adam. The Film does not irdeperckntly verty sera-We the acaracy a vanity of ry Wormation provided by sans Car than LESSi-uncial Senesce. In xenon although UPS Reiriciel Services go-walk Is:dates fhb nformatin as il is recerve4 the firm does not provide any assurteces eve to illOTIlatiatl =lit 'Coat bate and ^Unrealized gait loss' is accurate as of the date of this statement. As such please do not rear on this narration to make cutest or sale decistons la taxi:apexes a otherwise. Accounts tra-dned to be Fim may reflect gear loss infamatin only for tie period of tine they are herd at tie Fim More historical Hofmann <abbe ailed by yar Fnaxial Advisor. • Urnedind galisrlosees %teen data n arailsbk. ominated unthind aindlown are eta &ed la havilial smut lots. The transaceon data for edvilial lots may or may not rates commissions, rZ der security reap-Xenon events an d and otter reinvestment lots ad systematic pinhaal In are each combined to dithley one awraged lot The 'Ira* date' ratanpresentsthe agiul transaction trade dale. • Callable securities Bonds and prelecred stock that the lane cats for era reclenprven wit be 'elected MDatuar by la from among all sauces of that ate held is Gomm& or ei nomne name for os dents. Call tease rikernaten s cbtaned from third parties and as accuracy is not gysantsed. Oter call loaves may nest whin carts affect weld camerae ericrrnaten will be provithd upon request • Certificates of deposit (CDG. CDs are HNC awed me to 5284,000 in principal and accrued intone per depositor ant per depository inaituixt in accedence with FDIC rues. • Peke/value Prices displayed f or secuntes and oiler pecans may be higher or lower than the price that )OJ would actually receive in the nuke. kits are obtained from varbus bid pny sources whit, we bites* to be reelable, bit we do not garnet thek accuracy- - We germ* tee be closing price when svidthe cr to mean of the bid rid ask prices for hued scaskin ad optima or only bid prices for OTC searkies. - Less actereb traded securities may be priced useg a valuation model a the most recent prce we deemed ad may not reflect in acttul market price a wire - Certain positions may appear wito_it a price and will noes as 'vice was me ayalable• d we are unable to otAan a price for a scanty. - Deposits a securities &nominated in tunnies otter thin U.S dollars are reflected at the (whinge rate as of the annual date. - fa eirtain wanes rading n non-conformng denornnetions, price and quality (lace gam) may have been adjusied to &kits paper valuatbn To cbuin arnent ginta hro. when available, contact ybr tea-col ort • Private imesonerne and etructured products. Nivate rneslmM war nes (sic Laing Mat participation program ad real estate immanent inn steatitic) and structred proins are antral, highly mead. Celan sena-tiered pada& have not been regotered with the Securities and Excha Commission or undo. ay slate securnetes. We Provide estimated Yam for private investment searabs ird structured products for erlamatisul purposes cny. Marary ant guaranteed. - These vitas may differ absurd* from prices, il any. at which a pnen &marten thy structured product maybe bought or sold and do trot nests/tiara:reseed the vamp& may maim cyan lialidatin. - Third party esimmes of rata are es o4 a amain date rd an supplied to UBS loaded Services on a realer basis by an independence satiation firm. - baser. general Damn or sponsor estimated calms. ary, are applied to the Ems by he issuer, genwal partner or sponsor and may be tabula/4 based an dff went information fran that used by third parties to &sive their manned values. - You can obtain additorel normation regardi-g the metodolagy used to determine the estimate of value ad the date of the ilamminthat is the basis fa the estimate by contemn) your Feunrial Advisor - Third party eslmaed vales may be reflected as 'Not priced' in several situations: when an hdeperdent valuation lire his not &than a it knellt to emir a vain. when we become snare that a material bent has calmed that may call a wevousay repned vase no question, or when a value would be highk *toast:re due to tie nature c4 the security. - When miter n bow general partner or sponsor estiTuted value nor a third-pal/ estimated vale is worded, the vita of the smutty will& deferent Iran itsperches* price. - •Daributions to date' may indude retun of capital ncome orboth. - 'Original ma size' represents be hkial offering price per unit axial., not reflect gots cost bass. - DIP ad whiled REn wastes are rot listed on a rational securities exchange. and aro goner* liquid and own if they can be soil, beak. received may be lei than the per shore estimated vain provided n the accost statement, • Restricted securities. Reseeded margin generalb are nol current, arable to public sale. U8S Financial Services user to mane prima the unrestricted stock of the sane issuer as an inputed value for the restricted Oak (apogean" chin statement or* To the extent bat resaned seorkies are elgbb to sale, the value received may be tbstanualb less thanthe imaged vabe town • Ea. (eserneted) income. arrant yields and rates. M estivate of amual income is based an current thiderd ad interest rates, assurvng tie searees will be held for one yes from statement date or until maturity This elfin*, Monk a gudolne; accuracy ad continued ncome are not guntheed - Estimated anal income aid curiae yield for certain types of leant,' could rickele a retun of prima:dor capital gains in which case the est income (ad curry, yell would be overstated, - Estimated anal income and cement Weld ard tie actual norne asdyiea nal be lower or higher than the estimated &aunts. - An *stint* of wronged income (divklend antra interest) divided by the current market vaberaverage balance is based on the Last dividend or interest payment made by tie aver and names he searcieSdepons will be held for one year learn the anew( date or until mettrity. Accuracy rd continued yell xe not guaranteed • Assets not held bytes Financial Services. Certain assets are rot held by the Fan arena *whin the Fern's posansin or control. These assets are deployed on loos statement for informational purposes only. Positions and values presented we provided by to asu'rg fern. UBS Inancial Services is not ref:cable for this information and does not guarantee es accuracy. These assets are not protected by WC or to Fin, s supplorneresISEC coverage. • Revenue shoring and additional compunratim. — In athation to commissions on sin and 1.1b.1 lees received n tarecticrt with be distributim rrulual finds to our dent we theta our gran receive rwerloo ton) payments from diknbutors ardor athisas of the mien funds that vie sell. Thaw amounts are based on two tWerme corrponents (a the amard of ales by UBS of a Patter mutual fund I amib to our clients: and fri) the asset vakie of a pacticu lac crutual fund famifr's shores held a the trm — We and as allAate ako receive networking and comber, processing fees in consdoration for transfer agent SOYCVS that we poste to the rrutalltret These fees generally are pad from investor assets el the Nubia I lured and &centred dills amount based on the iambs, of octants at the broker.dealer holing mutual funs of that fund fanity CONFIDENTIAL — h adolaion to <amnesic& received n connection with the sale or &trbution ol awry contracts endue in but ern tools clients. we anda our affiliate ranee newer& awing compersaion frommarry of the insuance companies undenwang the amity contracts, aft Twin ate &tear& ecerpanies or spumes of tetra irmestmmt tugs we disabuse. - Our affiliates abo meek, trading common& ad ober congensinceifran nasal Arta and State companies whose products we &abut - We receive an mall fee from UM Hire USA ael LES AG Stanford Ranch of to to 425 per a-can sweeping to the barks under the UBS Bank Sweep Program. Activity Hammen regardng commksins and other chars eared in connection with tie exeonn of trades, had® option transations has been incb&d ant imaticre pre...swab !unshed to you. rid &I be provided to you promptly on redone Short selling H you ate engagedin short selling a security, you me/ is:unhorse dee to cateinbarowag costs for that &Oboist stony. Open omens Regaling open or *gxcktillecancelled* aders tat were not noosed by the StattaltIV date, open buy and al slop orders aro radioed by the mount eh dividends a rig-nen an ex-dividends a re-ram date unless eignxled otherwise by p.a. You are responsbk for orders that are executed dee to your lelure to cancel • ig open orders. Meow To obtain a copy of as current Client PrivacyNan. pleat contact nos F &caul Athiscr or von our wank at maw. oat rambvittnentea 1,85 Financial Senkes O not a bale The Mg Business Services Account ESA and IRMA are brokerage accounts vends provide excess so banking services end podiats tea* arangenwrits nth af kW bales and other Ihniparey bares, ad provides muss to i-ocra-ce arid anouta [roans band by unabiliatedthid-party eisurece conpanes through nurace agency subsdianes of UBSFinamial Services Inc. abouneed, nura-ce. aid a-ruily products, Not FDIC nand • No bank guaantee• May bse vale RUA. Resource Management Arm nt, Business Services Account BSA, IRMA and intonational Resource Management Accore ad registered service maks of IRS Fnancii Services Fat Visa Signature is a mattered Unite nwk. 01 Vial FNMAI:nal LOS visa &pane ode cards and IBS Visa debt cards ere issued by UBS Bare USA with P eall590a Iran Visa U SA Incorporated. UBS Pirundal Union Inc R. 201604 SONY_GM_00023113 EF1'A_00133733 EFTA01252428 SUBS UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700558314t 0516 V1 0 Resource Management Account May 2016 Account name GHiStAINE MAXVVEU. Friendly account name: Ind CashiSaving Account number Your Unsocial Advisor- SCOTT STACK MAN/ LYLE CASR Et OHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Phone1 Questions a bout your statement? Call your Financial AdviSO; Or the Value of your account RMA Resourcetine at 800-RMA- 1000, account 025023575 on April 29 (S) on May 31 (5) Your assets 18,955,082.77 16,475,002.07 Malt our websIte: wrive.ubS.ComilinanCiaiSeeviCeS Your liabilities 0.00 0.00 Value of your account 518,955,082.77 316,475,002.07 Sources of your account growth Tracking the value of your account S duriag 2016 Value of your account at year end 2015 56,144,731.58 Net deposits and 19.0 16.5 withdrawals 510,307,208.06 Vow MeSlinent return Dividend and interest income 519,555.08 Chance in market value 33.507 35 42 m...ms6.1r00000°°°°ss°°°°°°°°a • Value of your account on May St 2016 614476002.07 Dec 2014 Dec 2015 Apr 2016 may 2016 Member SIPC 75004 1iii GM 00023114 CNP20009305S93141 NP70C0191995 00005 C616 0305 Pegs 1 of 8 CONFIDENTIAL EFTA_00133734 EFTA01252429 SUBS Resource Management Account May 201 r. Your account balance sheet Summary of your assets Value on May 31 ($) Percentage of your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,955,415.31 78.64% C Equities 0.00 0.00% D Fixed income 3,519,586.76 21.36% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 516,475,002.07 100.00% Value of your account 516,475,002.07 Account name: CitAiNE V. ELL Friendly account name:it-id-Cat/IPSavo!, Account number: Eye on the markets Index 58P 500 Russell 3000 MSC1- Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% Yourignandol Advisor. SCOTT STACK MAII LYLE CASRIEL Percentage change May 2016 Year to date 1.80% 3.57% 1.79% 3.41% -0.78% -0.75% 0.03% 3.45% CNP70003005590142 N1,700019199500005 0516 030575004 CONFIDENTIAL GM 000231! 2 of 8 EFTA_00133735 EFTA01252430 *UBS Resource Management Account May 2016 Change in the value of your account May 2016 (S) Year to date (S) Opening account value $18,955,082.77 $6,144,731.58 Deposits, including investments transferred in 63,983.30 14,609,549.67 Withdrawals and fees, including investments transferred out -2551,221.67 -4,302,341.61 Dividend and interest income 7,157.68 19,555.08 Change in market value -0.01 3,507.35 Closing account value $16,475,002.07 $16,475,002.07 Account name: GH1SLAINE MAXWELL Friendly account narne:Ind:CashlSaving Account number. Dividend and interest income earned roe purposes of INS statement, tai.itbty of 'nines] and dedend income rat been determined beim a US lay reporting perspirdice, Based upon IM residence of the account holder, account type, or product twat, some interest ardor dvidend payments mat not be subject to United Staes (US) ardor Plano Rico (PR) income tares. The (Mint monthly statement is not intended to be used and (amen tie eked upon for tar purposes. Clients should refer to the appletie tar reporting towns they recene from185 annualy, such as the FORM 1099 and the Faros 480, fOr tan rePalIMO informaxon It IS the Pa(Re Of U85 to file the vpicatle tat reporting forms with the U5 merry Revenue Semce and PR Treasury Deart/ ent. aad rn sueAron accurately cl.Stify duoknct ardor interest as tar exempt or tacabSe income. neat consult your INCIVthal tax prepare( May 2016(5) Year to date IS) Taxable dividends 7,142 12 17,344 56 Taxable interest 15.56 36.79 Total current year $7,157.68 $17,381.35 Prior year adjustment 000 2,173.73 Total dividend & interest $7,157.68 $19,555.08 Summary of gains and losses Yaws mooned below exclude products for which gain and losses are not classified Realized gains and losses Unrealized May 2016(5) Year to date (1) gains and kisses (3) Your Pi nandal Advisor: SCOTT STACKMANYLYLE CAMEL Short term 0.00 0.00 14.28 Cash activity summary See Account &teary that month for detals. EtciaNOPS in your 9weel)00tions are indudechn the %tang and closing balances Mee. FDIC Insuiawe apples Only 10 deposit at U85 Bank USA, not 10 del)09IS at U85 AG. Starriod ()ranch of hank deposits paced throuo the ues Internanond Depose Account progeny SIPC potection apples to money market sweep fund hddirgs but rat bank deposits. Ste important inSotmenen about your statement co the tat two pages d this document for deists. May 2016 IS) Year to date IS) Opening balances $0.00 $2,010,294.62 Additions Deposits and other funds credited 63,983.30 14,609,549.67 Dividend and interest income 7,15768 19,555 08 Proceeds from investment transactions 2,550,221.67 4,254,350.21 Total additions $2,621,362.65 $18,883,454.96 Subtractions Checks and bill payments -2,500,000.00 -2,500,000 00 Other funds debded -51,221 67 -1,872,341.61 Funds withdrawn for investments bought -70,140.98 -16,591,407.97 Taal 9J.DIracrri)5, -$2,621,362.65 -$20,893,749.58 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 Y GM 00023116 CelP7C009305930143 NV70[0191995 00005 0616 03057,404 Page 3 of 13 CONFIDENTIAL EFTA_00133736 EFTA01252431 *UBS Resource Management Account May 2016 Account name: G4I9P ENE MA V, El Friendly account name: en:SIN-no Account number. UBS Bank USA Deposit Account APY Your account instructions Interest period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 $0.11 Closing UBS Bank USA Deposit balance May S $1,390.79 Number of days in interest period 29 Average daily balance $34,626.87 Interest earned $0.28 Annual percentage yield earned 001% UBS AG Deposit Account APY Interest period Apr 7 - May S Opening UBS AG Deposit balance Apr 7 $0.00 Closing UBS AG Deposit balance May 5 $0 .00 Number of days in interest period 29 Average daily balance $1,923,392.62 Interest earned $15.28 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Enancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Plummy Moderate Investment eligibility consideration - None selected Your financial Advisor SCOTT STACK MANLYLE CASRIEL • Your account cost basis default closing method is FIFO, First In, First Out. CNP7C00030558:044 M7000191995 00005 0516030575004 CONFIDENTIAL GM 000231q994 4 of a EFTA_00133737 EFTA01252432 taUBS Resource Management Account May 2016 Your assets Account name: GH1SLAINE MA (WELL Friendly account narrie:Ind.CaShiSawng Account number. Some Prices, income and current values Shona may teepprOverlene. ASS kat cairn didlOSSes may not be &widely refkaed. See important infomafrOn atiout your statement a the end of this Pt curneM fOr mote infornason. Cash alternatives money market funds Money market funds are nether insured rOr guaranteed tot the redera Wool Insurance OM:Oration or any other gene share. it is possible to lose money by investing in these funds. Total reinvested is the tote d d reinvested Ow:lends II does not include any cash diAdends. I Is rot a Ia lot for the purposes of determining hoed ng periods or cost basis. The shares you receive etth tore you reinvest didends become a seParale fax lot. Cost tops is the toll purchase cost of the security. Inducing ternestedduclends Ire cost balls may need to be Oustedfor return ca capital payments in order to deternine the ad rested cost taus for tar reportirg purposes. Purchase pow Number Average price Client Hddng cf shoes per share (S) investment (S) MS SELECT PRIME INSTITUTIONAL FUND EAI: $50,526Current raid: 0.39% Your Pi donde' Advisor: SCOTT STACK kilANLYLE CASRIEL /went agency. Although money Markel fund5 seek to presenreltre value of your investment at Si .1;(3per Unrealized Rs elgem or loss Is the cifterence between the current value and the cost basis and would generdly be your taxade gan or loss if the security wassdd on this date. The unrealized nag gan or loss may need to be adjusted for roan of (aorta pain-rents in order to determine the retied gain or loss for tar rel)3sainegnr Se urn ° ret 5 swerm n the current value minus the amours you invested does rot include share:Inn are not reflectedionyour statement, inducing shares that haw been *aired as en her a gain or a loss. R 4so thn not 'nave* cash dui:lends that were not reinvested. Cost Price per share boos (S) on May 31 (5) 12,955,415.310 1.000 12,955,415.31 12,955,415.31 Fixed income Mutual funds Total reinvested is the toll d li reinvested OnCknds II does not include any cash dudends. n is not a tar tot for the purposes of detemtin no hriGng periods or cost basis. The shares yOu receive each time yOu reinvest 'Judea Ceti:intoseparate tax lot. Cost basis is the toil purchase cost of the security. inducing reinvested d sidends The cost basis may need to be Oustedfor return or caon8 payments in order to determine the al usted COSI teal (or tar remold.; paposes. Hddng PUTNAM SHORT DURATION INCOME FUND Y Purchase prod Number Average pnce of shares per share (1) Client investment (S) Vatic on Unrelizeci Mal 31 (S) gan or loss (i) 1.030 12.955,415 31 investment Hddng return (S) POW Unreakzed (rod gain or )oaS is the deference between the current vlue and the cost basis and world generally be your tactile gain or 1055 rf the security was 1010 on this date. The unrealized Oa:00nd loss may need to be eluded for return or tidal 0Wments in order t0 determine the realized gan or loss fa tar reporting purposes. Investment return is the current value minus the amount you Invested. R does not include shares that are not reelected of your statement, inducing shares that hare been leaned as either a gan Or a toss it EasOCOes nol include cash duclends that Kett not reinvested Cost Price per shat basis (1) on May 31 (I) Value on UnrealizedRag imestment Hddng May 31(S) gain or loss (5) return (S) period contvwed next page SDNY GM 00023118 C1.0700030059301 45 NP7003191995 00005 0516 030579004 Paso S of 8 CONFIDENTIAL EFTA_D0133738 EFTA01252433 UBS Resource Management Account May 2016 Your assets . Fixed income a Mutual funds (continued) Hddng Number of shares Purchase pace' Average peke pr share (S) Client inyestrnmt (S) Cost bash (S) Pike per share on Mei 31 (1) Value on May31 (1) unedited Rae pin or loss (S) imestmem Hddng return (5) period Symbol: PSDYX Trade date: Jul 20, 15 348,605.578 10.040 3,500,005.25 3,500,005.25 10.040 3,500,000.00 -5.25 ST Total reinvested 1,950.873 10.029 19,567/3 10.040 19,586.76 19.53 EAI: 523,137 Current yield: 0.66% Security total 350,556.451 10.040 3,500,005.25 3,51 9,572.48 3,519,586.76 14.28 19,581.51 Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cast-6min Account number. Your Pi sandal Advisor: 7 SC TT STACK MANI VI F CASRIFI Your total assets valve on May 33 (5) Percentage al your accost COP taws 0) ES1Mdted annual Interne (Si thliretaNd on or loss CS) Cash alternatives Money market funds 12,955,415.31 78.64% 12.955A1531 50,526.00 I5xed income Mutual funds 3,519,586.76 21.36% 3,519,572.48 23,137.00 14.28 Total $16,475,002.07 100.00% $16,474,987.79 $73,663.00 514.28 Account activity this month Dale Activity DeSNIPIIOn May2 Transfer JOURNAL FROM VI 23558GHISLAJNE MAXWELL May2 Transfer JOURNAL FROM VI 23 574GHISLAINE MAXWELL AAay 12 Transfer JOURNAL FROM VI 23574GHISLAINE ivIAXWELI. Total deposits and other funds credited Amount (5) Deposits and other funds audited 83.75 1305.76 62,592.79 $63,913.30 CNN MINN DetCnptiOn AtnOusri (3) Dividend and interestincome Tatabfe dividends Taxable interest Pill payments May 2 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 04)2916 May 31 Dvidend UBS SELECT PRIME INSTITUTIONAL FUND Total taxable dividends May 6 Interest UBS AG DEPOSIT ACCOUNT AS OF 0905/16 May 6 Interest Lin BANK USA DEPOSIT ACCOUNT AS OF 090916 2,752.43 4,389.69 57.142.12 '5.28 Total taxable interest Total dividend and interest income Date Actiuty Description May 3 Withdrawal Total bill payments 0.28 $15.56 $7.157.68 Amount (0 ACH TO Scott Borgerson AT OWENS BANK, NA •2,500,000.00 42,500,000.00 CNP70009005580146NP7000191995 00005 0516 030575004 CONFIDENTIAL GM 000231 6 of 8 EFTA_00133739 EFTA01252434 *UBS Resource Management Account May 2016 Account activity this month (corarrued) Date Other funds debited May 6 Withdrawal Actialy May 26 Transfer Total other funds debited Account name: GHISLAINE MAXWELL Friendly account name:Ind.Cash'Saving Account number. Your ft vandal Advisor: SCOTT STACK MANLYLE CASRIEL Disunion Amami (3) FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO RANK, NA -50,000.00 JOURNAL TO Y1 23692 1 16 EAST 65114 STREET LLC -1,221 67 -$51221.67 Investment transactions For more Information about the pricervalue shown for restrictedsecurities, we important inlormatbn above your statement a the end of this document Dive Actwity Desolpbon OuaritIty vdte (I) ProKeedS Iron mestment Price (S) trarriachans Funds vathdrawn lor Accrued inwsiments bou01 (S) interest (S) May 2 Reinvestment PUTNAM SHORT DISIATION INCOME FUND Y CW1DEND REINVESTED AT 1 0 04 NAV ON OS 2916 AS OF 04(29116 274.146 -2,752.43 May 3 Sold UBS SELECT PRIME INSTITUDONAL FUND -2,500,000.000 2,500,000.00 May 6 Sold UBS SELECT PRIME INSTITUTIONAL FUND -49,003.000 49,000.03 May 1 1 Bought LES SELECT PRIME INSTITUTONAL FUND 406.070 -406.07 May 12 Bought UBS SELECT PRIME INSTITUTIONAL FUND 62,592.790 -62.592 79 May 26 Sold UBS SELECT PRIME INSTITUTIONAL FUND -1221.670 1221.67 May 31 Reinvestment UBS SELECT PRIM( INSTITUTIONAL FUND DIVIDEND REINVESTED AT I 00 NAV ON 0931116 4,389.693 4,389.69 . Total $2,550.221.67 -$70,140.98 Date Activity Description AMOunt (I) Money balance activities Apr 29 Balance forward $0.00 May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1390.51 May 6 Deposit UBS BANK. USA DEPOSIT ACCOUNT AS OF 0905116 0.28 May 9 Withdraws UBS BANK USA DEPOSIT ACCOUNT As Of 0906116 -984.72 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 09 11116 .406.07 May 31 Closing UBS Sank USA Deposit Amount $0.00 The UBS Cant USA Knout Account is your primary sweep option CNP70303305513014 7 NP7003191 995 00005 0516 03057 CONFIDENTIAL SONY GM 00023120 SONS -- page EFTA_00133740 EFTA01252435 *UBS Your notes -,..rn . ,-O, ,L.,..,..,:c ,„„. ..o2,,Nge 8 of 8 sutemmt account CONFIDENTIAL EFT,00B3741 EFTA01252436 Important information about your statement U3S financial Services tic. (the Firm or UBS Fatal' Straka°, is a member of all principal uctsily, canmodey and optiressehreges. UB5 Financial Semler, and CBS Bank USA re (diet subsidiaries of UPS AG and *ilexesof U35 Seamen LLC. The Fim's Mandel statarnert C available upon rectest The Font exeoais calkos am at: UPS Finriel lances It. 1200 Harbor Boulevard Weehawken, 11.1 07086 This statement represents the only official record of you' UBS Financial Senates account. Other records, exept official ts.drounents. contanng conflictingdata should rot be relied Lis II you bele* thee is an mot a omission. pleat. report t immediately n mites; to the Brandt Manager of the office serving your accost. Althea:ft al limes shown re intended to be accurate, statement data should not be wed fa to proposes Rely soled on yea-4nd tax forms. de , Form 1099. 5498, 10425, etc ) when prepamg your lax return. Is Fim 5 retired by law town to to IRS enterable dividends, roportakae ma-rouble diriihrut and 'sable avant end en amities held nyeu scant nee minds on see frataclice, aid cos* basis on certain wowed seines. Carolltalinallatli with tha Man • Pleasresets sty oral cornmaniations in *ring to further protect your right irdurrn9 you rit order the Searles Investor Protection AO (SCA). • t theMa-KS institution on die top leit of die front of this statement snot CBS f ranch Strokes.. LOS Fe-andel Smites carries you account as doming broker by arra-gement with the rdtated ensitutin We in you of this relatOIMIntoiollen yW opened this accost h the cast your leant and mates ate located a LOS financial Services and rot the i-Medecig Orders ad you nut make amps of ray error or omission to both firms As described to account agreements, you must natty w aF ay errorsor Pseud Theacing chedcs reflected s your staterrem wenn 30 drys alter le was mailed or made available. Alinement shall be donned comples and accurate n all other respects if not objected 10 in wrung within 60 days • Please died wRomer complaints or Ownes to to Figs C lent Reborn Cropatnent at 201.352.1699 a tolltreo a 9/13.354-9103, 8:03 A.M. to 6 CO P.M FT Monday through Friday, or in writ hq to LES Ronda' Services Ix., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037. • In case of errors or gantiss about an electronic funds transhr Olt lea payer a UBS Voandebit cad transanOns, call K0762-1000, or write to UBS Fiendal Services Irc., 1000 astir Blvd, 6th floor. Weehawkeh NI 07086, Mtn RIASBOA Servies. Cal a write as soon /ny:wean, su tit you deterring a receipt is wrong or if more idonnatin abort a transfer on the statement or receipt The Firm or Card Stec (as applicable)musl her from you no In then CO days slier to Can sent yOu the trot staters...a on which the error or intim amend. - Proade your rum ad zoom screws Of any) - Decals We Mei Of the translene_i nureure about, indeplain as <km& as you can why you believe a is anerror or why you need more nformatin - Ns:dethe doter anoint et the suspected error. The firm or Card Issuer vii h•estigete you tcompaht and wet correct at error prompty. For alleged mots reolving UBS Veendebit cad tra-nad in, if we take mote than 10 bus mess days to &Oro, we willcredit par accord for the amount youth:* is in error, so tat you vii have the use ol to money during to tine it takes us to complete our mestigetion. Please mire all checks payeb to the Fern or tie Inuncial oslincn radiated on he front ot statement In addition to regular acccut fees, accounts may be abject to mantenarre ten, chrtges for lite parent for securities purchases and charges for unpaid amounts n cash accents. Accosts that re transferred to other instrutins may be subject to a transfer tee. UK Sweep Options LES offers options for sweeping cash balms balances to bat deposits at UM Brit USA and LES AG Stanford branch (Ba-k Sweep Progarra), moneymake( mutual hats (Money Fu a) and the internetional Deposit Accord (0)111orcurtanecs with Sri IltanitiOnal Ream? Smarming Account trough the BSc Sweep Programs, cash balms re swept to LESBank USA La to an estabashed limit and then to UM AG Stanford Etna, or a Money Fund. Deposits at UBS Bank USA are FDIC Owed in accorda-or wit FCC roles. Formate information please inset wwwfdic Deposes at LEG AG Stamford Brant ad shares of Money Fends are rot Owed byte FDIC. Through tie DA, (mailable to can balances an swept to depose scants at UBS AG New Yak Branch and LDS AG Cams Ranch Tow deposits are not loured by to FCK Balances held at the UD5 AG Carman Branch ale tomparray noosed to the rovereign Irk of the Calms Wads, and there is no guitars* or other obligation of UBS AG 10 repay the balances while an the LEG Cayman's Brach's books. Deposits at LBS Bat USA and each UPS AG Branch are not protected by SIK. Monet Fund three are protected by SIPC. See 'COS Financial Services Account Protection' Slow. Ups you request, balances in the Bar* Sweep Program or DA may be vothdraerc and shares of a Matey Fad may be liquidated, ard the proceeds returned to situ or your seosties Weald. Fader nrormaton about available sweep optearn, nolearg curs/ interest rates and Stitt it available at wmvubscorrostreeprelt from your Fna cul Advisor a by ceiling ECG762-1000. UN Financial Serritee account protection The Firm rr a manta, itf to ( e.e. plot I--emeo• PrOrarmei Corporation (51K), whit protects Searles tate% ol its renters up lo $500,000 (inchding 5250,003 kr dains for call The Slit amyl protection limits ;PM to all most that you hoed a particular caoacity. the Fen, together with certainaffiliates, has also purromed appkmenta protection. The Madman anoint paeabee to a oIgie• rfieet, CONKlie• ado. this protection is S500 Mein a of Decent*, 10, 2015. Stbra to the poky ordelons ani cash the firm is further protected fa up to SI .9 million n the aggregate kr all your accounts held n apse:Wm wait. A ha copy of the poly wading is salable uPon request. The SIK protection ad the supplemental protection both do not apply to • Celan trancial assets controlled by (end inclaid n your account value) but hell away from WSFinancial Services (e.g., certain( cash at UBS Bat L6.5., (id cash at Les AG U.S.Santes, (4 routers mixt including writhes annuities, and Gk tarn of WOW! funds when such tags are countered dread it the name of the accost holier on the books aid records ot to applied* Suer a transfer agent). • Latin mesh-nen contracts or iniesiment interest (e.g.. levied penniships ad pewee placements) that are rot regitened under tie Securities At of 1933; and • Commodities contract (e.g, foreign excha-ge and mowsmetal contracts), including futures contracts ad commodity option contract,. The SIK pram on and to CupF4Wrienlal protects do not apply so these assets tend theyotherwise appear on you statements. The StC protection aid the 549lennental protection d, not protect avoid changes n the market vela of mat imestments (whether as result of market movement, issuer bankruptcy or othenage) More irlonnation is avaable taw request roams Man more inionnateOn about WC, including the SIPC Broths% by contacting SIPC at 202-371-8300 or by visiting the SIPC wrodee at smear°, Dividend Reimestment Program pun The pie reflected it an hada pike. You may °bean the actual price ircm you Emmet Attar. Ory shares are purchased under DPW; petal taw will be soli ad the cashwi be deposited in your account. The chiderd reinvestment price applied by the dear may MI° from the watt once al which te partial shoes re sold Cadte-ielieu Cnhichole urns may be heed en yes accw-d. If you at entitled to a petal sit a s nests ol a eniderd payment or Oht1153e, to Film will either sell panel sit at modal ark* a accept an !Man deronnined by a regiaered cleitig agency, and credit you accord. Insetment objectives The rionimart objection and risk profile :teepee Is to each account and may maybetween year wards tease advs. the Firm most& in wining of ter sgticant change in roes Inancial situation or investment &proves For eachscant held, you choose or* of the Litwin ;marmot objectives CONFIDENTIAL • Produce Cunene income: hvestmeres seekng ter generation of itomo any. • Aches Capra! Appnalation. Inwstrrente seeing crown of principal rather than the generation of 'recant • Produce Coleanutoo al Incase and Capital Appreciates. Imornints seeking both the gentrotin of income rd growth of prittal. Overall aids profits • Conserv/6w. Seeks to mental-, nitiN pritipal, with low risk and volatility to the account owrat event tat means the mart does not generate signelkart item, or Mum; and may rot temp pa with elation. • Moderate Willig to accept sane ripe to pinciti and tolerate some notatirty to seek higher returns. • Aggress*: wiling to accept high Ms to pampa and high obit lily to wok highreturns o'er time. • Ins ',neve' E‘ridire Constdmation: f Whaed, a portion of the portfolio for het account may itiale complex strategic, tented liquidly and rater Statement Theuteholdier We may arcordose all related account statements with We sane adaess in the same ernetve, e.g. because they have owners who a10 maintain bre account relarorehos well other dunes a the wow addressee yet peeler to mono ediwdual statements marled n separate envelopes, you mad decline hotr,eholdng by calling yak financed Ackdor Friendly damn name The Fr e-di/ accent nano is a custom:We 'nickname' chosen by you to assist you with your recomiteeona his no legal effect Ca your account You can <hinge tar Friendly aCCOLMI narnel. though Online Service, a by contacting your Fe-uncial Adwor. Account overview • Ms* of sea acrowayosfroko. Net of meets and • Amer naiades sad* cash balances, slues fa merited securdy lest), and Global Tis not by mats to ma-ket, andcertain assets not held by the Fins. Does rot include unpriad sectritiePassets at the end of the pia and cement statement periOdb. Or primate iwestmentb untested stock options and earesable stock options • /Abates. Includes debit balances, cutstarding margin ban, credit lire, ton axon balances. • Cathimoney balances, Total of unimested available cash balances, plus deposit telexes UB5 Bank USA, LES AG U.S Branches and money market mutual fund sweep balatos, at the cite of te aiorrent period Ntn-ccarredio free ant st m balances in you oat are rot secfegaed from other balances and the FM mai IA! Sly of these lads lithe Ordiney course of its Texfunds in myth Lawn your demard. This total is ridded in the arrant period closing Vibe Lending information Fix Waned information al the Firm's trrldirXICes and dockwes. refer to rut Client Ration ea SDNY_GM_00023122 EFTA 00133742 EFTA01252437 Important information about your statement (00118110ed) Agmenent or ACCOLII Agreement aid the General Temn yard Conditions CBS Statement of Credit Practices available in Agreements indeed:sures a yawtin ramiateevorntrinto met Yew nests Your statement itemas securities rid other assets hell h (hear-ant at the end of to natemers period. You may for deiveri Of Sulk paid sentries al and time. You mar receive securities used as ban collateral after paying any balance der on them. Any securities translated to the Firm eta-9 the Italtlitallt period are listed* market value as of the ended the lama* period. • Cost bask h deter-Ming the cost basis of the securities Madded in this statement, where indicated wih the number " l, • WS F nate' Services has relied On information obtained from sources other than LES Fe-antral Senicesi including information fan another inn a that you may tattegroaided to yes Inertial Masa. The Firm does rot indeperantly yerty gaarentee the accuracy a meaty of ry idormation provided by WOOS other than 1.8S Fa-antral Sonnet ▪ addetiers although UPS Financiel Services general& updates fit nfcrmatin as it is recent), the firm does not provide an/ Asturias the, tie illOTIlatiatl =tit 'Coat bate ard ^Unreabed gad loss' is accurate as of he date of ha statement. As such please dons rek on this rdermlion to make penhese or sale decision' fa tax purposes a otherwise. Accounts tunderred to be Fim may reflect gal loss ilamatin only for the period et tine they we held at the firm Morehistorical rilcrmaten can be aided by yea Friaxial Advisor. • Laweelind gas/loam %ten data n arailsbk. manatee antaind ainelomes are cat Weed la invited stony lots. The transadon data for havilial lots may or may not reflect commissions. rZ der security reagent:Mon events an d and otter reinvestment lots ad systematk video loll are each combined macaw ore awraged lot The 'Trade date' colann presents the origins' transaction trade dale. • Callable monies Bonds rand preened stock that the aver cals for ern rocknp1mn wit be 'elected Menai, by lot from warng all senates of trul issue held nourwnea in nominee name for as dents. Call tease rannticn ebtaned horn third parties and h accuracy is not gasanical. Other call loaves may eel whin tamed nod weld candle rilarnation will be proviad upon request • Certificates of deposit (CDs). CDs are HNC nsured up to 5250,000 in principal and accrued irterost per depator ant per depository inobsixi h scadance wit, FDIC rinks. • Prim/value Prices doplayal f or secuntes and other packets may be higher or lower than the price that yOa would actually receive in tie nude. Atm are obtained from .areas tad party sources whit, we briew to be relable, but we do not garnet thee accuracy - We germs* see he closing price when avalhka the mean of the bid and ask prices for listed martin and opara er only bid prices for OTC seardies. - Less actnek traded securities may be priced ustry a valuation model a the most recent pea we cbtaned end may not reflect en actual make price a vat* - Certain positins may appear without a price ad will new as 'vice was me available' d we are unable to ellen a ace for a mosey. - Deposits a securities denominated in currants other *an U.S dollars are reflected at the mohair rate as of the Oatelltilt date. - fa certain manes trading n non-conf canna denornnetions, price and quality rime rake/ may haw been adjusted to facilitate caper vatuaten To cbuin current clamant when availably, contact ybr Enamel ado arr • Private investments and otrucoared produces. !ovate nommen "Nu as (exLen? clittl panicipatin program ad realepate immanent trust soothes) and striated proins are aneraltr highly itinad. Celan stnstind pads% Nem not been registered with the Securities and fah Commission ce under ry note secureieltn. We Wan* minified valor! for pause investment searites ird structured products for ileematirol purposes crik. Accuracy ant guaranteed. - These vitas may differ absurdest* toes prices, il any. at which a Prirn ittetrtni riy structured product maybe bought or sold and do flat necessaikrecreserd the vat* yeu may receive upon licsidatin. - Third party soma's of vat* are as ascertain date ad we supplied to UBS InarciA Services on a realer basis by an independent imitation firm. - barer. general panne- of sponsor estimated velem ry, are suppled to the Finn by the *suer, general partner or tamer and may be calculated based an &twine information fro, tut used by third patties to derive their mrinated values. - You can obtain aeditord information regardrg the metablogy used to determine the estimate of valve ad the date of the a-dement:n0ot is the basis fa the estimate by contacting your Crimea' Advisor - Third party estmaed vales may be reflected as 'Not priced' in several situatins: when an Mean:lent valuation fim has not beaked a it trine to assign a vela. *Awn we become ware that a magnet event has occurred tat may call a prevougy reputed value no question, or ohen a value would be highk meant:et due to tie nature ot the security. - When neither an Muir, general partner or sponsor estriuted value nor angel-pant estimated vela is provided, the iota el the security write dilkerent Irony itspurchase price. - •Detributicas to date' may indude return of capita( ncome orboth. - 'Original unk size' represents tie initial offering peke per unit Adm./ not reflect gots cost bass. - OPP rd unlisted RUT saunas are rot listed on a main* wcurities exchange, and are germ* liquid and own if they can be sold, tie pre. received may be less than th• per chore estimated vain provided n the scant statement, • Restricted securides. Restated martin aneraltr are not currently erclak For public sale. U8S financial Swam wet the nasal priced the wirmtricted stock of the sane issuer as an Monied value for the restricted Pak iapaposes anis statement or* To the extent tut restrided secedes are elgbk to sale, the value received may be stbstantialy less nal the imaged vabe town • Esk destructed) income. anent yields and rates. M estimate of smug income 6 based on current dividend ad interest rates, assuming tie searites will be hell for one year from statement date or until maturity The Minn a onkyr egad:rine; accuracy ad continued income are not qua-anted - Estimated anal kerne and curets yield fa certain types of leashes add rickole a return of principal or capital gains in which case the est income (a-d tureen yield would be overstated. - Estimated anal income and anent yieldand tie actual inane and yield raft be lowers higher than the estimated amounts. - An **inn of nudged income (dirdend antra intend) divided by the current market vablaferage balance is based an the Litt die Pen or interest payment made by tie later and amines the seartetrdepaas will be held for a'e year tan the statement date or until maturity. Accuracy and continued yell se not guarameed • Assets not held bytes Financial Services. Certain mutt se rot held by the f inn arena worn the Fern's commis. or centrol. These assets ere drsplayed on loos statement for informational purposes onty Positions and values presented se provided by tie 6su'rg fern. UBS FrancaServices is not referable for dm information and does not guarantee es accuracy. Iberia assets se not protected by WC or the Perris supplemental SIC await. • Revenue sharing and additional compunratim. — In addend:4 to carmissions on sales and 12b-1 lees received n carecticri with be ditributim rrulual fads to ow dents we ander our affAate receive revenue shying Payments horn dianbutors ardor advisas of the rrubal funds that vie sell. These amounts are based on two cMermi corrpannts (a the amowd of IAN big UBS of a Palicutr mutual fund famik to eur clients: and 0i) the asset value of a particular rrutual fund famiWs shares held a the Inn — We and as allAate ako receive flanking and combs' iscaning fees in coralcration for transfer agent WYSE" that we prow* tattle rrutal lint These fees generally are pad from interior asses n the natal fund and area tred dollar amount based an the number of accounts at the broker.dealer holing mutual fads of that fund family CONFIDENTIAL — h addtion to cornrnissins received n connection with the sale or &tribution ol may contracts and test investment but win now clients. we andv our affiliate men newrue sharp carpe nation frommany of the insurance companies larderMing the rarity Centrals, affiates et dm insurance carpsien or warners of taunt irrrestmmt tun we disabuse - Our affiliates also recen trading commeskins rd other con pensator,fran natal tuna and Miran companies otiose predicts we derbute. ▪ We receive an anal fee from UBS Bat USA end LES AG Stanford Ranch Of 1.010 $25 per a-can sweeping to the barks under the UBS Bank Sweep Program. Adivity dogmata" regarcing canmksens and other charges inured n connectizn wth the exeonn of trades, had® option reactions has been inctictd on conlimatiere previously furnished to you. Ad cull be pendant to you prcrrptly on repast Short selling H you are engagedin short selling a security, you may har a charge date to cateintoanwag costs for that particular many. Open orogen Regaling open or • gxchtilhancelled* ceders tat were not minuted by the StattnitIV date, open buy and lee slop orders are radioed by the route of dividends a rants en an ex-avian:8 a earants ate unless ranxted cinema by yar. You are re for orders that are executed Ow to yair lalure to cancel eisteg VW. orders. Maw To <bean a copy of as current Client PrivacyNan. please contact yea 'maul Anna or von our websik at *taw oimi romitaivntrarev 1,85 Firmed Services e not a bate The WA, Business Services Account ESA and IRMA se tetkerage accounts Ankh provide access so banking services and prodsts am* avangenwrits will named bales and other Ihniparty banks. and provides access to itura-ce and emu* Predicts hand by unaHiliatedthid-party iturrice compares through insurance agency subsidiaries of UBS Financial Services Inc. trienment„ iturate. ad a -rty products, Not FOIC insured • No bank gusantew May lose maw RMA. Resource Management Arm nt, Business Services Account BSA, IRMA and intonational Resource Management Aware at registered service maks of UBS Nisei* Sierras Ix Vita Signaure it a featured0MM mink 01 ass Inamalinal LOS Vice Signature cede cards and CGS Visa debt cards ere awed by UBS Bart URA with INIVO59011 Iran Visa U SA hcorporated. UBS Financial Services Inc Pry 201604 SDNY_GM_00023123 EFFA_00133743 EFTA01252438 UBS U85 Financial Minces Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005505233 0616X1235 Y1 0 Account name: GfrliSLANE MAXWELL Friendly account name: Ind CashlSaving Account number. Your Pi nandal Advisor. Kell STACK N/ LYLE CA SR. Et Resource Management Account June 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Questions about your statement? Value of your account call your Financial Advisor or the RMA ReSourCeLine at 800-RMA-I000, on May 31 (3) on lune 30 (1) account 029323575 Your assets 16,475,002.07 16,274,758.15 Visit our websIte: Your liabilities aoo aoo vmw.ubscomIlinancialservices Value of your account 316,475,002.07 316,274,758.15 Tracking the value of your account Mill ons 16.5 163 • 42 Dec 2014 0tC X115 M•mbar SIPC May Jun 2016 Sources of your account growth during 2016 Value of your account at year end 2015 16,141,731.58 Net demon and withdrawals $10,103A53.36 Your riveStrneil I ran% Dindendarxl interest income $26.065.85 Change in market valus 33507 36 Value of your account on Jun 30.2016 $14274751.15 GM 00023124 0410001006606233 W00030961400005 C616 0305 ►age 1 of 8 CONFIDENTIAL EFTA_00133744 EFTA01252439 UBS Resource Management Account Your account balance sheet Summary of your assets Value on June 30 ($) Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 12,752,658.15 78.36% C Equities 0.00 a00% D Fixed income 3,522,100.00 21.64% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $16,274,758.15 $16,274,758.15 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Ind:CasIgSaving Account number: Your current asset allocation Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2016 One-month LIBOR: 0.47% Your K nodal Advisor. SCOTT STACK MANILA" CASRIEL Percentage change lime 2016 Year to date 0.26% 3.84% 0.21% 3.62% -3.32% -4.04% 1.80% 531% CNP70003005505234 NP700330351 4 00005 0616 030575004 CONFIDENTIAL GM 000231' 2 of 8 EFTA_00133745 EFTA01252440 SUBS Resource Management Account Jr Change in the value of your account itrie2016 (3) Year to date (1) Opening account value $16,475,002.07 $6,144,731.58 Deposits, including investments transferred in 8,364.56 14,617,914.23 Withdrawals and fees, including investments transferred cut -215,119.26 -4,517,460.87 Dividend and interest income 6,510.77 26,065.85 Change in market value 0.01 3,507.36 Closing account value $16,274,758.15 $16,274,759.15 Account name: GHISLAINE MAXVVELI, Friendly account n - ng Account number. Dividend and interest income earned for cull:hefts of Ins statement, taiati'ity of 'fittest 0016'1..10nd income rem been determined ffliell a US tax repotting perspedite. Bzed upon the residence of the account bolder, account type, or product type, some interest ander thidend payments may not be subject to United Slates (UA ardor Puerto Rico (PR) Income tares. The client months/ statement 6 not intended to be used and (moot be rota toon foe tar purposes. Clients should refer to the apt:Ice:le tar reporting loons they recent. Iran 185 annualy, such as the Forms 1099 and the PCIMS 480. for tar re0018n0 information It is the make of U85 to file the axial:it ten tenoning forms with the US intern.8 Revenue Semee and PR Treasury Deportment and in such forms accuratey &vary dwdenct arcYa interest an tax emit-at or tattle income. Pies/ consult your indedual tax prepare( June 20l6(4) Year to date (S) Taxable dividends 6,510.77 23,855 33 Taxable interest 0 00 36.79 Total current year $6,510.77 $23,892.12 Prior year adjustment 000 2,173.73 Total dividend & interest $6,510.77 $26,065.85 Summary of gains and losses Values reported plow exclude products for which gam and losses are not classified. Realized gains and losses Unrealized lune 2016 (1) Year to date 11) gains and losses (1) Your Ilnandal Adviser SCOTT STACK MAHLYLE CAMEL Short term 0.00 0.00 14.29 Cash activity summary Ste account attevaytha month for dela IS Eklan(eS in your SweeDOCillOnS are indudedin the %ening and CIOSing balances wane. FDIC insurance apples Only to departs a U85 Banc USA, not to deposts at 185 AG, Starr/old Bench or bank deposits paced throup the urn internacorta Depose Account progarn. APC protection applies to money market sweep fund hddings but rat bank deposits. See linpOrtant inforinabon about your sfatemert on the unt two pages d this document for Petals. /tine 2016 (5) Year to date IS) Opening balances additionss Deposits and other funds credited $0.00 8,364 56 $2,010,294.62 14,617,914 23 Dividend aid interest income 6,510 77 26,065 85 Proceeds from investment transactions 210,119 26 4,464,469.47 Total additions Subtractions Checks and bill payments $224,994.59 0.00 $19,108,449.55 -2,500,000.00 Other funds debited -215,119.26 -2,017,460.87 Funds withdrawn for investments bought -9,875.33 -16,601,283.30 Total subtractions -$224,994.59 -$21,118,744.17 Net cash flow Closing balances $0.00 $0.00 -$2,010,294.62 $0.00 CW70006006505235 Ne70003303514 MOOS 0616 030579304 CONFIDENTIAL SDNY GM 00023126 Page 3 of 8 EFTA_00133746 EFTA01252441 UBS Resource Management Account lure 2016 UBS Bank USA Deposit Account APY Interest Period May 6 -Jun 6 Opening UBS Bank USA Deposit balance May 6 $1,390.79 Closing UBS Bank USA Deposit balance Jun 6 $3,364.56 Number of days in interest period 32 Average daily balance $1,214.16 Interest earned $0 .00 Annual percentage yield earned 000% Account name: GH19.AINE kik.vV. Et l. friendly account narne:Ird-Cr-qSavng Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: Primary Moderate investment eligibility COnsderation • None slated Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Rnandal Advisor. SC= STACY PAP•irtyLE (7Asp.EL CNP7C008006505236Ne70C0309SI 400005 0616 030575004 CONFIDENTIAL GM 000231249e 4 of EFTA_00 I 33747 EFTA01252442 *UBS Resource Management Account Your assets Account name: GHISLAINE MA (WELL Friendly account name:Ind.CaShf Saving Account number. Some paces, income and current values shONn may be approximate. ASS kit*. gam aidlOssts May XI be accurately refkcled. See smporzort inforettett0n about your statement a the end of ths OxurneM far more infornsion. Cash alternatives Money market funds Money market funds are neither insured ror guaranteed ty the Federal DepoSil Insurance COr0OratiOn a any other gCne share. it is posutee to lose money by investing in these funds, rote reinvested is me total cis reinvested dwdends h does not include any cash cAdends. n Is not aim lot for the purposes of determining tad rg periods of cost basis The shares you receive etth titre you reinvest didends become a separate tax lot. Cost loses is the iota purchase cost of the security, Inducing renvesteddirdends The cost basis may need to be alusted for return d capital payments in order to ckterrrine the adt tilted cal bans for tat reccetirg purposes teddng UBS SELECT PRIME INSTITUTIONAL FUND Purchase Ow Number Average pace Client ct shares per share (Si irreestment (S) Your SI sandal Advisors SCOTT STACK MAHLYLE CASRIEL (went agency. Although money Markel funds seek 10 preserve the value of your investment at $1.03 per tioreetzed Rap gan or loss is the dfference between the current vale and the cost basis and would generally be your taxati e gan of loss de the security was sold on this date. The unrealized (tar) gan or loss may need to be alusted for net In of cazeta payments in order toclewmine the reared gain or Loss for tax reporting purposes invutment 'Own n the curieM value minus the encore you invested t does not include share; that are not reflected on your statement, inducing shares that have been *aired as en her a gan or alas, a also does not oldUCe cash Ouclends that were not reinvested Cost Prise per shore basis (1) on sun 30(S) Value on Untested run 30(S) gain or loss (S) Investment licidng return (S) Penisd 12,752,658.150 1000 12,752,658. I 5 12,752,658.15 EAI: 148,460 Current yield: 0.38% Fixed income Mutual funds Total remveste is the toui ch al reinvested dvidencis n dots not include any cash dvdends. h is not a tat lot for the purposes of determinng hdilng periods or cost basis. The sharhs yOu receive each time you request ch %Wends becameaseparate tax lot. Cost basis is the soli purchase cost of the security. inducing reinvesteddssdends The cost basis resat need to be °dusted for return id catital payments in order to determine the al usted cost basis for tar reporting imposes. Hddng PUTNAM SHORT CURATION INCOME FUND Y Purchase poen, Number Average rrxe of shares per share (Si Client I nvest men t (1) 1.000 12,752,658. I 5 Unreakzed (rad gat or loss is the dfference between the current vaue and the cost basis and woad generally be yOur taxable gan a loss d the Security was sold on Ins date. The unrealized Rao Gan Cr loss may need to to Ousted for return or (vital Payments in order to determine the reamed gan or loss I or tax reporting purposes rovestnrent Worn is the current value minus the amount you Invested. I does nor Include shares that are not reflected on your statement, inducing shares that hare been reacted as either a gain Ce a loss It also COPS not include rash dgclends that were not reinvested Cost Price cot shale basis (I) on Jun 30 (1) value on Unrealized Rai) imestment elddred jun 30 ay win or loss (1) return(!) period C HP70303306505737 NP700030951 4 COCOS C616 0305 CONFIDENTIAL continued next page SDNY GM 00023128 75001 8 EFTA_00 133748 EFTA01252443 *UBS Resource Management Account lune 2016 Your assets . Fixed income . Mutual funds (continued) Meng Number of shares Purchase once' Average price per share (S) Client investmmt CS) Cost OasisCS) Price per share on run 30 (1) value on sin 30 (S) LThreanned0401 gain or loss (S) imestrnent Hddng return (5) period Symbol: PSDYX Trade date: Jul 20, 15 348.605.578 10.040 3,500,005.25 3,500,005.25 10.040 3,500,000.00 -5.25 ST Total reinvested 2201.195 10.031 22,080.46 10.040 22,100.00 19.54 EAI: $24,206Current yield: 0.69% Security total 350,806.773 10.040 3,500,005.25 3,522,085.71 3,522,100.00 14.29 22,094.75 Account name: GHISLAINE MAXWELL Friendly account name:Ind:CashiSaving Account number: Your A Asocial Advisor SCOTT STACK MAW LYLE CASIVIEL Your total assets Valve on Jun 30 (5) Percentage your AcCont Cost baus (S) ESImated annual Income (St UrretaZed On or IOSS (t) Cash alternatives Money market funds 12,752,658.15 78.36% 12,752,658.15 48,460.00 15xed income Mutual funds 3,522,100.00 21.64% 3,522,085.71 24,206.00 14.29 Total $16,274,758.15 100.00% $16,274,743.86 $72,666.00 $14.29 Account activity this month Odle Activity DeSCrICAIOn Jun I Transfer JOURNAL FROM VI 23568GHISLAJNE MAXWELL Jun 1 Transfer JOURNAL FROM VI 23572GHISLAINE MAXWELL Jun I Transfer JOURNAL FRCAA VI 23S74GHISLAJNE MAXWELL Total deposits and other funds credited amount (SS 2,213.05 3,451.51 2,700.00 Deposits and other funds credited Oat ACIInly Oercnotion $8,364.56 AmOunt Dividend and interest income Taxable dividends Jun 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 05731/16 bin 30 Dividend URS SELECT PRIME INSTITUTIONAL FUND 2,513.23 3,997.54 Total taxable dividends Total dividend and Interest income Date ACtinly Jun 6 Transfer JOURNAL TO `lel 23692 116 EAST 65TH STREET LLC Jun 6 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC Jun 13 Transfer JOURNAL TO 'el 23679 POT & KETTLE, LLC Jun Id Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA OeSCrptiOn 66,510.77 $6,510.77 Amount (S) -4,923.40 Other funds debited .76.60 €0,000.00 -150,000.00 conthicred next page CHP703CO3C6505238NP70003095I 4 00005 0616 03057a_ GM 000231DIJM 6 of 8 CONFIDENTIAL EFTA_00133749 EFTA01252444 *UBS Resource Management Account June 2016 Account activity this month (contrived Date Other funds debited (continued) Jun 23 Transfer AzIntly Account name: GHISLAINE MAXWELL friendly account narne: Ind:CastiSaving Account number. Your PI sandal Advisor: SCOTT STACK MAN/LYLE CASRIEL oescepeon Amount 0) JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -119.26 Total other funds debited 4215,11926 Investment transactions For more InformaIon about the price value shown for restnced secunties, see Important MO:maim about your statement at the end of this dxtment. Date Acthity Desolphon Quantity taut (S) nice (S) Proceeds Iran investment transactions CS) Funds withdrawn fa Accrued investnems loop (5) Interest (S) Jun I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y CWIDEND REINVESTED AT 10.04 NAV ON 0931/16ASOF 0931116 250.322 -2,513.23 Jun 13 Sought MS SELECT FRIA INSTITUTIONAL FUND 3364.560 -3,364.56 RIO 13 Sold US$ SELECT PRIME INSTTIUDDNAL FUND -60,003.000 60,000.00 Jun 14 Sold ($5 SELECT PRIME INSTITUTIONAL FUND -150,000.000 150,000.00 Jun 23 Sold UBS SELECT FRIA INSTITUTONAL FUND •119.260 119.26 Jun 30 Reinvestment 2165 SELECT PRIME INSTITUTIONAL FUND CW1DEND REINVESTED AT 1.00 NAY ON 06/ ?GI 6 3,997.540 -3,997.54 Total $210,110.26 -S9,075.33 Date Activity Descrialcn Amount If) Money balance activities May 31 Balance forward $0.00 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,364.56 Jun 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06106/16 -5,000.00 Jun 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/13116 -3,364.56 km 30 Closing UPS Pant USA Dimwit Account $0.00 The USS Bart USA Depost Account is your primary sweep cption. SDNY GM 00023130 CNP70009306505239NPT00030951 COCOS C616 03057500i ►age 7 of 8 CONFIDENTIAL EFTA_00 133750 EFTA01252445 t3,UBS Your notes C,88,0880..388.08880,8803,1, 00003.180881 G. .02,,,, 8 0l 8 End of 8,8.8 8,8 for account numbed CONFIDENTIAL EFTA,013375 I EFTA01252446 Important information about your statement IS Fiuncial Services ix. (the Firm or UBS Finercial Servkas), is a morrber of all principal cecvay, comrtothey and options exchrges. UPS Fisancial Semler, and LES Balk USA re (died subsiiones of UPS AG and affihaes of IBS Season LLC. The Fin's thence' statement C available upon regxest The Font nista& oft km ere at 685 Financial Sentef K. 1200 Harbor Boulevard Weehawken, NJ 07086 This Stattmtrit represents the onk officialrecord of you' LBS fiuncial Serves account. Other records, except official es. Oximents, contanng contlinng data should rot be relied won II you beine thee is an me a Omi9POn please report it immediately n sunny to the Brand Manage( of the office strung your accost. Alticup al Ogres shown se Mended to be accurate. statement data shuU not be wed fa to purposes Rely sokik on yethend tax forms, Oa. , Form 1099. 5498, 10425. etc ) when prepamg your lax return. The From s required by law torpor) to to IRS all taxable addends, report/Lb nordeeble denied and =able Mato end as swathes held hyenr ware net steeds on see brisactire, rd cost bashescertain corned martin, Cavallatileallen. with the Finn • Pleaurrecortinn wry oral commit/tens in wring tofurther protect your ristitsi inducing your rit coder tee Seculies Investor Protecbon Act (SCA). • B the financial iatitution on the top let of te ford of this stammer* snot U36 F motif ServCei LBS Fi-andal Sonic* carries you =aunt as clearing broker by arra-gement with the rdcated inslaution We in you of this relatOnShia when you opened this accost h the cast your kits and stories a* located a LOS financial Services and rot thr naccieng broker, ad you nut metre a report of any error or omission to both fink As described tie account agreements, youmust no* w of ay errors or fraud roofing chedcs reflected on your staterrent wain 30 Sys alter It was mailed or made available. Alinements shall be deemed combo and accurate n all other respects if not objected so in wrong within 60 days • Please died outomer oomplants or no-West° to Fifth C lent Reborn ()tonne* at 201.352.1099 a tolltroe r. 903.354-9I03, t.00 A.M. to 6C0 P.M FT Monday through Friday, or in wring to LES Fiencial Senices ex., Client Relations Depalment, P.O. Box 766 Union Cy, NJ 07037. • In ease of errors Or <unions about al electronic knob transfer (EFT). bit permit a UBS Veathdebit card forewent, call 911762-1000, a wire to UBS Fnendal Senates Ix., 1000 Barbs Bled, 6th floor. Weehawken. NI 07086, Ann RIAA(855. Series. Cal or write as soon *symptom 4 mu hit mos staternst a receipt is mono or if you need more ndomation ter a transfer on the statement or receipt The Firm or Card ester (as asicable)must hear from you no Int tan CO days after the Fern sent you the int statenwre on which the error or pkblem append. - Nona? your run,. rd axon number Of any/ - Dew& tee error or tie transter you revere about, and explain as <km& as you cal why you believe a is al env a why you need more nikenreten - Radethe dolar anoint d the suspected MX. The Firm or Card Issuer vii hastigate put compait and wet correct rat; error promptly. For alleged mots necking UBS %teakdebit cad bread km, if we take mom the-old bus isms days to do this, we Will audit your accord for the amount youthit is in error, so that you wi have the use of the money during to tine it takes us to complete our rerestignion. Please mire all checks payee to the Fern or the Ineencial Ogaden Skated on to front of the statement In addition to regular accon fees, accounts may be abject to maisonette Int changes for We paned kr securities purchases and charges kr unpaid anuses n cash octants. Accosts that re tranSterred to other instiatcns may be subject to a tangier fee. UK Sweep Option LEG offers options for sweepin cash balances. balances to bat deposits at UM Bak USA and LEIS AG Stanford trench (Ba-k Sweep Progarrs), money matte mutual hats Money Fends) ad the internotional Depose Auct.nt (04)10r CIMCMCCI with an International Roane Llanagerrine Account Though the Bat Sweep Programs. cash balms we swept to LESS:ink USA tio to an estabashed limit ad then to UBS AG Stanford Brand\ or a Money Fund. Deposits at LES Bank USA are FDIC inured in occorda-ce with MK mobs. For more ithormation pkwe vet wwwidic Deposes a LEG AG StamfordBrads ad shares of Morey Firds are rot Oared by the FDIC. Through tie DA, meilable to cash balsas are swept to depose &cants at UBS AG New Wet Branch and LBS AG Carman Ranch thew deposits are not teured by the FCC. Baines held at the LES AG Cayman Branch are tempasay exposed to the sovereign Sc of the Cayman lands, and there is no guarantee or other obicistion of UBS AG to repay We Waxes while is the LEG Cayman's Bath's books. Deposes a LES Bat USA and each UBS AG Branch are rot protected by SIK. Monet Fund chaos are protected by SIPC. See 'L66 Financial Services Accent Protection' below. Ups your request bale-on in the Bore Sweep Program or DA may be withdrawal and shares of a Many Put may be liquidated, ad the proceeds returned to you or your smarties Walt 'Whir nkrmadon about available sweep optont, nclick-g cumin interest rates and Welds. it available at wmvubscordsereeprel* from your Fnancial Advisor co by calling 800 762-1000. UN Financial Sarkis attain protection The Fir r. a monturSF to<on rriur U•enro• Pr0tortrn Corporation (SiK), which protects wastes traa-rUS 01 its renters up to $500,000 Oncl,dirg 5250,003 kr claims for rata The Slit asset protection limn aPPIY to all worts that you hoed h a particular wacky. the Fnm togethee kWh certain aft iliates, has also purchased tialplellentelplOteCtiOn. The madman amount payabb to al Miele dirces, foitclireb side this protection is 5500 (nation a of Decent* 10, 2015. Stbrd to the poky cations ad linitations, cash the km is further protected fa up to 51.9 million n the aggregate kr all your accounts held n spate:Wm csaity. A VIA copy of thepoky wordike h arailabk uPon request. The SIPC protection ad the supplemental Protection both do not apply to • Cretan Unseal assets controlled by (and nelded n your account value) but hell away from MS Financial Services (e.g., certain( cash at UBS Bat USA, (id cash at LES AG U.S.Wanrhes, (4 Murano *edam, including vritb annuities, aid 00 thorn of MALI funds when such sham are registered teak it the name of the account holder on the books and records of to apple** essay a twister agent). • Certain nesb-nert contracts a inesiment Merest (e.g., kneed patnerships at private placements) that are nal reddened ender te Securiite Act of 1933; ad • Commodities arrays (e.9, foreign eXthrge and preccus metal contracts), including futures anfacts ad commodity option contracts . lh•SIPC protection and the supplemental protection do not apply so these assets event toy otherwise appear on yon statements, The SEC protection twice the se:Plernental protection do not protect aganst changes as the market vale of yore imestments (whether as result of market movement, issuer bankruptcy a othenke) More irtormabon is amiable son resest. You mo rotas more irdonnation SSW SIPC, alcluang the SIPC Broths% by contacting Silk at 202-371-83GO or by Wing the SIPC iwbsite at wnwarptag Dividend Reinvestment Prograrn (ORP) The pre reflected is an average IA' ice. You may oblan the actual price tern you Frurcial Advisor. Grit wept shares re purchased under DRIP; palial than will be soli ad the cash MI be *posited is your want The ROSA reinvestment price applied by the issuer may • ffer from the market price al with the partial shun re sold Castetelieu Roy whole wets may be head n yam accout. If you we entitled to a pat* sit as a result ol a chiderd pekmera or Ohlith" the Firm well ether sell partial sib at market price a accept an amain detantined by a regiaered dearng agency, ad credit yor accord. Investment objectives lhe nenlmeN *Meth* and risk profile re spec ik to each account and ms may between yas =Culls Please advise the Firm *cyst& in wining of ay sgsticant change in met I(scial situation or investment &panes For each accost held, you choose a* of the folowng inseams objectivity CONFIDENTIAL • trodure Cunene income: hiestments seekng the generation of Mom> onk. • Achkie Capital Anew:Won. Investments seeing gosh of *noise' rather than the gate ersais of ixam. • Produce Conabaubbn et incase end Capital Aporeoaton. Itesments seeing both tie generation of nccme and orOtAh of prikkal. Overall ride profiles • Cont./fah*. Seeks to monied iftel pieip& with low risk and eobtility to the acorn ova* then if that means the accosts does not generate sign it Cant Mane CO return, rd may rot hoop pre with ?dation. • Moderate Wiling to accept sane ride to pirtnal and tolerate some voktlity to seek hgher returns, • Aggressed: Wiling to accept high int to *impel and high solar lily to seek 1.4hreturns or tin**. • lowstnen Egoaaire Consideration: I alerted a OaliOn of the portfolio for that account may Mb* casks/ strateges, Grated liguicity and rater volatiky. Staternent•hataholdirr We may corsordrie all related account statements with the same adiess in the sane enmetve, e.g. because Ituy have owners who ako mantan 001 account nes crehips well other dents a the same address* you peeler to wein indnichal statmunts marled n separate envelopes, you mat dcclre har.eholdng by ceiling wow finned Acheot Friendly eaten name The inertly accou-4 name is a (ottani:Role 'nickname' chosen by you to assist you with your recomIkeeong has no legal effect on your account You can change tar triendk aCCOull Oboes., though Ontne SeneiCeo a by context Og your Fnandal Account overview • Value or you attounSonfatio. Net of stets and • Amt hcludes avalrbfe cash balances. vetoes fa restrkred sturdy lest), and Global tire Deposit, crreared marks to ma-ket, and <San assets not held to Fem. Does rod include unpriced seculkdassets at tie end of the priorand arrent statement tX410di, or prate imasamena invested stock options end °rouble stock options • Lis, Includes debit betakes, outstanding magi, bins, credit lire, short mark balances. • Cashhooney balance,, Total of unimested aver able cash balances, plus deposit Slates at UBS Bank USA, LEG AG U.S Branches ad maty maker mutual fund sweep Warmc at the time of tie staerrent period Normairredik free credt balances in you account are not segigaed torn other balances and to fnnmy ea ay these hods athe ordnay COune of is • i ota i s funds a potable war your darned Tte total is eckided in to anent pored dosing vain Lendng information For desired onforination an the Film's itfldiriCttes and deckers. refer to you Client Ration rip SDNY_GM_00023132 EFTA_00133752 EFTA01252447 Important information about your statement (0011tIllUed) Agreement or ACCOLII ATM... MI and the General Temn and Conditions U3S Statement of Credit Practices available in Agreements indeed:cures at yaw tin cnnuanev entrant. ees. Your assets Your statement itemizes securities and other assets hell h. the ascent at the end of to datemers period. You may ark for delverY d lay paid sentries al erg time. You may receise securities Used as loan collateral after paying any balance ite on them. Any securities transheind to tie Firm Brig the Paltritent period are toted at market value as of the end of the stational period. • Cast base. In detemining the cost basis of the securities Goaded in this statement, where indicated wih the number " l, • WS F name& Services has relied On information obtained from maces other Wan t.85 Fnencial Semites, including information Wm another film a that my traVegrovided to yea f denial Athesor. The Finn does not irdeperoknely vereya awry* the acaracy vaklity of ary Wormation provided by sources other LES Pi-uncial Services ▪ adduct although UPS Finrical Services wont& Lgadates Wis nformatim as it is reamed the him does not provide art, associate that tie illennali0t1 =Pr 'Cost bate and ^Unrealized gat/ loss' is accurate es of the date of ha statement. Pe such please do not rep on this Marmtion to make punzhase or sale decistont (a tax purposes a otherwise. Accounts tianderred to the per reflea gen/loss infamatiri only for tat period id tine they are held at tie fim More historical rilamaton can be aited by you' Fnaxial Advisor. • Unrealind gas/Iona %teen daa a arailsbk. *deflated urn:SUM suindlown are calciated la naval& smut lots. The transaction data for relvilial lots may or may not reflect ccmmissicns, rZ andor security reap- Galin 'wets cl and otter reinvestment lob rd systematk puchau lots are each combined to diepley ar swaged lot The 'Trade date' colinn presents the again transaction bade dale. • Callable sewrWes Bonds arid prefaced stock that the ever cab for way rodenvion wit be selected Frflanolia by lot from among all seaman of ha Ste held in outman& a in nominee nacre for or dents. Call tease nice ma is cbtaned horn third parties and as accuracy is not gasanteed. On. call Naves may exist which mull afoot mkt condone interrelation will be provided upon related • Certificates of deposit (CDs). CDs are HNC enured Lp to $2b),000 in principal and accrued irtenni per depositor ad per depository intik-ekes in scordenct wan FOX nabs • Prize/value Prices displayed f or secunties and otrer paellas may be higher or lower than the price that yes would actualY receive in the make. Ikkos are obtained from varkus shid party sources Atikh we beteve to be actable, bit we do not gara-itee thei accuracy. - We weak use he closiw price when oak/A a the mean of the led rd ask prices for listed raccritin ad opticro cc only bd prices for OTC wearies. - Less actirey traded securities may be priced using a valuation model a the most recent pace we obtained ad may not reflect an actual market price a take - Certain positions may apes witoi a price ad will Maw as 'price was not meelable• d we are triable to obtan a poke for a Nosily. - Deposih a securities denominated in noway otter thin U.S dollars are reflected at the moony rate as of the flaterneM date. - fcr certain wadies fading n non-conformng denornnations. pace and quantity (face vita) may have been adjuded to facilitate raper vatuatkri To obtain einem gicabris, when available, contact arcei ederxr • Private investments and otrumared Foams. royale remora* saunas (erckdng died pankipatian program rd real mute investment bust washes) and structred proixls are ginaralb highly ditrid. Celan stnirtesed pactsts have not been registered with the Saurian and Exdol Commotion or under act date secuntietva. We provide estmated valuta fee plicate investment searites irdstrixtured productsfor ides matkral purposes my. Marary is nor guaranteed. - These votes may differ tbstantiset ban prices, il any. at which a Pr*, Pmerlrnerd riy structured product maybe bought or sold and do rot necessitiyressesern the vats you may receive spat lictidatiat - Third pow *amass of vain are as ascertain date rd an supplied to UBS fascia Services on a refills basis by an independere ligation firm. - bwa, general panne- or sponse estimated vales. nt ay, are staled to the Rim by the issuer, general partner or sparsor and may be calculated based an di( erent information tan that used by third parties to derive altar 'deflated values. - You can obtain additoral information regardtg tie metcoblagy used to determine the estimate d value and the dale of dr iicemackn that is the basis kr the estimate by contactirg your Financial Advisor - Third party 'sanded vales may be reflected as 'Not prise in several situatians: wean an independent valuation Jim has not cedlaked a is triable to mar a vela. when we become snare that a material event has cauced tat may call a wevousk reported vitae into question, or Wien a value would be highy speculate. due to tie nature of the comity. - When niter en Muer, general partner or wonsor estknated value nor allied-pa-ay estimated glue is providat, the %Placate smutty wilt* dethrone trent its caches* price. - • Daributicas to date may-include return of capital, ncome orboth. - 'Original unit size' represents tie initial offering peke per snit r d may not reflect you cop basa. - OPP rd unrifled REP' sautes are rot listed on a national securities exchange, and are goner* liquid and erne they can be sold, tie peke received may be IOU than dr per Mare *armed value provided n the accord statement. • Restricted securities. Resin-led securities generals, are rot manly eligble for public sale. U8S financial Seneca uses the mats priced the unrestricted stock of the sane issuer as an imputed value for tie restricted stock Wrougaceses °IMO statement otmy To the extent tut restkled searities are elgbk to sale, the vale received new be tbstanualy less thanthe imaged vale Mown • Esb (estimated) income. ascent yields and rata M estimate of amual income is based on current dividend rd interest rates, assurung tie seosites will be had for <roe yea from statement date or until maturity MO Minato a onY a gudelne: accuracy and continued income are not guaranteed - Estimated aerial kerne and cument yield for certain types of leashes cculd ricksle a reties of prinks:dor capital gains n which case the est income (a-dcurrem yield would be ownetated. - Estimated anal income and anent Weld ard tie actual ?cane andyield roicfit be lower or higher than the estimated amounts. - An *Sinn of smudged income (dadend ander interest) divided by the current market valet average balance is based an the last dividend or interest paiment mode by tie si suer and mums tie seosteidepasts will be held for ores year ban the stakerient date or until matrity Accuracy and continued sell se not guarameei • Assets net held bytes Financial Services. Certain sacs are rot held by the f im arena *whin the Firm's pownsim or carot. These assets at displayed on yes statement for informational purposes only Positions and values presented se provided by tie Ssu'rg fem. UBS Inancial rvices not recce-able for das information and does not guarantee its Ansley. Mese assets are not protected by SRC or to Firers supplemental9PC coverage. • Revenue sharing and additional compunratica - In addition to commissions on ales and 12b-1 lees received n correction with tie destributim rrulual Suds to our dents we rider our SCR*, receive revenue FhlON) payments from didnbattors at advisors of the mast funds that vie sell. These amens are based on two &fermi corrpononts (a dr amard of Ulf, by UBS of a Palicular mutual fund I amiY to our clients: and 0i) the asset value of a particular rrutual fund famiy's shares held a the fro - We and as MIAs* ako receive networking aid combs' procaming fees in ea-adoration for transfer agent WYSE" that we provide to the rrultal lint These fees generally are pad from investor asses n the nutua taunt' and are a heed dials amount based an the amber of accounts at the broker-dealer holing mutual funds of that fund forty CONFIDENTIAL - h addtion to coarnisskrts received n connection with the sale or destitution ol arrvey contracts and wet investment but tails toms clients, we andcr our *aide acme reserve Ming compensation frommany of the insuance companies Orderaf OW the amity COntrads, Mises et to Mums caymnes or sponsors of tract investment ads we diartute. - Our affiliates also receive trading commssions rd dim conversationfrom maul kids and Mutate companies low products we derbute. - We receive an arnmA he from UBS Bat USA ad LES AG Stanford Ranh 01 w to $25 per accoher sweepng to debarks under the UBS Bank Sweep Program. Adivity kiecemaiknregardngammksisns and ogler charges hired in connection wth tie exeoika of trades, hcl.drig option transactions ha been incbctd on conlimatiore premusy fuinished to you, and yell be provided to you aversely on repast Sewn selling II you are engaged in short selling a seventy, you may mar a charge die to entrain borrowing costs for that partkularseasity. Open aided Regarding open or • gasktill-cancelled* aden gut were not worded by the state rem date, open buy and soul stop orders are redaced by the anourt of diva:lords cr mesa an ex-divider.* or rerrhis date unless i-stnxted othenvise by pi. You are responsbk for orders that are executed Oa to yOur ladurt to cancel wising open orders. Pang To obtain a copy of as current Client Privacy Wake. please cadet you FnartialAchiscr or vat our welysik at mew .4.i rnegeriveovenfre kJEG Financial Services a not a ba-k The WA, Business Services Account ESA and IRMA are brokerage accounts Wady provide access so barting services And ;roasts tea* acangenwrits wth Masted lurks and other Ihniparty bads, and provides access to norsate and anmuktlf Prodsts issad by unaHiliated third-party iterate <anuses through insurance agency subsdianes of UBSFinamial Services Inc. tient-nent, imura-ce ad rawly products, Nat 10K insured • No bank gusantem May lose vote RUA. Resource M trent Asa nt, Business Services Account BSA. IRMA and intonational Resource Management Accord se registered service marks of UBS Fnacid Services Fx WS Signalise la regetsedaaviCe Milk 01 VILE Memel knal LOS Yu Stands, cede cards and IBS Visa debt cards see awed by UBS Bare USA wilh Pear109011 from Visa U SA hcorporated. (AS Financial Seevicea Me Rev 201604 SDNYGM_00023133 EFFA_00133753 EFTA01252448 ca`UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York IQ' 10171.0002 CNP70056542710716 V1 0 Resource Management Account July 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name GHISLANE MAXWELL Friendly account name: hid Cash/Saving Account number. Your Knancial Advisor: SCOTT STACKMANILYLE CASRIEL Pnone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeline at 800-RMA- 1000, account 029323575 on June 30 (3) on July 29 (S) Your assets 16,274,758.15 15,623,167.44 1,4sIt our websIte: www.ubscomainancialsennces Your liabilities 0.00 0.00 Value of your account $16,274,758.15 $15,623,167A4 Tracking the value of your account S Sources of your account growth during 2016 Value of your account at year end 2015 $6,144,731.58 16.3 15,6 Net deposits end withdravals 3%438,892.48 Your nveStMnit return Dhiclend and interest income 532,525.64 Change in market value 47,017 74 42 6.1 Value of your account on full 29, 2016 615.623.167.44 SDNY GM 00023134 Dec 2014 Dec 2015 Jun 2016 161 2016 Member SIPC CNP70009305654771 NP7000 %I 85 00035 0716 03057500 Page 1 of S CONFIDENTIAL EFTA_00133754 EFTA01252449 SUBS Resource Management Account July 2016 Your account balance sheet Summary of your assets Value on July 29 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 12,095,232.89 77.42% C Equities 0.00 a00% D Fixed income 3,527,934.55 22.58% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $15,623,167.44 $15,623,167.44 100.00% Account name: GHISLAINE MAW, ELL Friendly account name: Ind:CasFiSaving Account number: Your current asset allocation I) • Eye on the markets Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL Index Percentage change My 2016 Year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% BarclaysCapital U.S. Aggregate Bond Index Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% 0.63% 598% CW70006009364272 NP7000195185 00035 0716 030575004 CONFIDENTIAL GM 000231 2 of 8 EFTA_00133755 EFTA01252450 Resource Management Account *UBS i]. Change in the value of your account July2016(1) Year to date (S) Opening account value $16,274,758.15 $6,144,731.58 Deposits, including investments transferred in 8,379.11 14,626,293.34 Withdrawals and fees, including investments transferred out -669,93899 -5,187,400.86 Dividend and interest income 6,459.79 32,525.64 Change in market value 3,510.38 7,01 7.74 Closing account value 515,623,167.44 515,623,167.44 Account name: GHISLAINE MAXVVEU. Friendly account narne:Ind.Cashr Saving Account number. Dividend and interest income earned rot purposes of ins statement, raob:ity of 'nieces] ano chidend income has been determined Ban a US tat reporting percpwiinv ezed upon the residence of the account holder, account type, or product two, some interest ander dvidend payments mat not be subiect to United Stales (US) ardor Puerto Rico (PR) Income tams The Chtnl month statement is not intended to be used and tomtit be ford upOn for tat purposes. Cheats should refer to the applictile tar reporting Como they recent. 1nom 165 annually, such as the 40CMS 1099 and the Pains 480, for lac reporting intormation It Is the moire of 1185 to lire the tppliCatit tas reporting twins with the US intern.6 Revenue Senge and PR neasury Depactrrent, and in such forms accurately &vary dedenct ardiee interest aster exempt or tatabfe Mccno. Pleat cumuli year indvdual tax prepare( July 2016(5) Year to date 11) Taxable dividends 6,459.79 30,315.12 Taxable interest 0 00 36.79 Total current year $6,459.79 530,351.91 Prior year adjustment 0.00 2,173 73 Total dividend & interest $6,459.79 $32,525.64 Summary of gains and losses Vitas 'tooled below exclude products for which gam and losses are not classified Realized gains and losses Unrealized July 2016(1) Year to date (1) gains and lasses CS) Short term 0.00 0.00 43.40 Long term 0.00 0.00 3,481.27 Total $0.00 $0.00 $3,524.67 Your Pi nandal Advisor: SCOTT STACK MANILYLE CASNEL Cash activity summary See Account acteay the month tot dela Is &lances In your Sweep Opbons are includedin the cpenng and closing balances 'But. FDiG insurance gopies only to deposits at UBS Bank USA, not to deposits at LOS AG, gawked Er <Inch or bank deposits paced t mooch the UBS internetiond Deposit Account program PPC protection applies to inorwy market sweep fold hddings but not bark deposits. Seeimportant inearmation *Tut your statement on the last tyro pages d this document for decals. July 201613/ Year to date IS) Opening balances $0.00 $2,010,294.62 Additions Deposits and other funds credited 8,379 11 14,626,293 34 Dividend and interest income 6,459.79 32,525.64 Proceeds from investment transactions 667,380.36 5,131,849.83 Total additions $682,219.26 $19,790,668.81 Subtractions Checks and bill payments -500,000.00 -3,030,000.00 Other funds debited -169,939.99 -2,187,400.86 Funds withdrawn for investments bought -12,279.27 -16,613,562.57 Total subtractions -$682,219.26 421,600,963.43 Net cash flow $0.00 42,010,294.62 Closing balances $0.00 $0.00 CUP70303005654273 NP70031951 85 00035 0716 030575004 CONFIDENTIAL SONY GM 00023136 Pap 3 of 8 EFTA_00133756 EFTA01252451 SUBS Resource Management Account UBS Bank USA Deposit Account APY Interest period Ain 7 - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 $3,364.56 Closing UBS Bank USA Deposit balance lul 7 $5,819.48 Number of days in interest period 31 Average daily balance $1,374.58 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: Friendly account name: it Account number: Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment dorlity consderatton None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL CNP7OXE005654274 NP70C0I95I85 00005 071603057 CONFIDENTIAL 5°04 002315Ina 4 0;3 _ _ EFTA_00133757 EFTA01252452 *UBS Resource Management Account Your assets Account name: GHISLAINE MAXWELL friendly account narne:Ind.CaShiSavng Account number. Sole prices, income and current eaves shorn may Pe approximate. M a ream. gam and losses may nol be &weakly reflected. See tmporum intonnanon about your sfetentent a the end of this dacumem for more informs on. Cash alternatives Money market funds Money market funds are neither insured nor guaranteed ty the Feder/ Deposit InsurenCe Corporation Or any other 9)i* seam ins posside to lose money by investing in these funds. rotas reinvested the tour ci die ronwsted dv4ends n does not include any cash dvidends. n Is rot a len lot for the purposes of determining hddrg periods or cost basis. The shares you receive each tyre you reinvest didends become a separate tax lot. Cost Costs is the toll purchase cost of the security, Inducing reinvesteddwdends The cost basis may need to be alusted for return cf capital payments in order to detemine the a:iusted cost bags for to reccetirq imposes Purchase pricer Nuerber Average price Client Hddng d Ones pet shaft (S) investment (1) 1..85 SELECT PRIME INSTITUTIONAL FUND EAI: Sd7,17 I Current yield: 0.39% Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL nwent agency. Although money Markel lunch seek 10 creserve the value of your investment at 11.(X)per ()tweeted (too gam or loss is the atteren« between the current yaw and the cost basis arid would ge ne idly be your taxed e gan or loss if the security was sdd on this date. The unrealized Oa) On or loss may need to be alluded for ret Len of raced pbments in order to determine the refired gain or loss for law reporting purposes kwestment return is the current value menu: the amour you invested. I does rod include shares thai arc not reflected on your statemem, inducing shares that have teen *aired as en, her a pan realms gas° tae's not induCe cash dvdene6 that were no reinvested Cost Price per share bans (S) on Jul 29(1) 12095,232.890 1.000 12,095,23189 12,095,232.89 Fixed income Mutual funds Tour rerovelf eel is the toll d reinvested dvidends n does not include any cash dndends. n is rot a tar lot for the purposes Of detenninng hddng periods or cost ban The Otani you receive each time you request d %Wends becomes separate tax lot. Cost basis is the total purchase cost of the security. inducing reinvested dwdends The cost basis may need to be °lusted for rear in d capita payments in order to dettemne the altestedCOSI bees for tar retorting mitoses. Hddng PUTNAM SHORT CURATION INCOME FUND Y Purchase pricer Number Average pee of shares per share (1) Client investment (1) Value on NI 29 (5) I.030 12,095,232.89 unrealized Investment Hddng gan or loss CO return IS) period Unrealgel (early/to or loss is the dfference bemieen the current value and the cost basis and woad generaly pie )our Useable gain a toss d the security was sold on this date. The unrearzed (tax) gain Cr loss may need to be ac usted for return of capita Payments In order to detemv ne the realized gan or loss la tar reporting putposey Investment return is the current value menus the amount you Invested n does not Include shares that are not relieved on your statement, inducing snares that hare been tea ize0 as either a gan a a loss n also Coes not include cash dgclends that were not reinvested Cost Price per share basis (S) on JO 29 (1) Value on Unrealized0,bl imestment Hddro Jul 29 (S) gain or loss (1) return CO period continued next page SDNY GM 00023138 CelP70303005654275NP7003‘95185 COCOS 0716 03057500Miagra of 8 CONFIDENTIAL EFTA_00133758 EFTA01252453 SUBS Resource Management Account Your assets . Fixed income . Mutual funds (continued) Hcidng ?aunties of shares Purchase pricer Average Free per sham (S) Client investment Ca/ Cost basis (s) Ace per share on Jul 29 (S) Value on Jul 29(5) demi/IndOM spin or loss (5) Investment return (5) Holdng period Symbol: PSDYX Trade date: Jul 20, 15 Total reinvested EAI: 424,924 Current yield: 0.71% Security total 348.605 578 2.432.686 351,038.264 10.040 10.031 10.040 3.500.005.25 3.500.005.25 3,500.005 25 24,404.63 3,524,409.88 10.050 10.050 3,503,486.06 24,448.49 3,527,934.55 3.480.8t 43.86 3,524.67 27,929.30 LT Account name: GHISLAINE MAXWELL Friendly account n • I sing Account number: Your linandel Advisor: SCOTT STACK MAMLYLE CASRIEL Your total assets Viut on lel 29 (a) Percents, of your .xcouni Cost t,asa (5) estimated annual interne (5) lIfirealZed gain or loss (S) Cash alternatives Money market funds 12,09523229 77.42% 12.095,232.89 47,171.00 Kxed income Mutual funds 1527,934.55 22.58% 3,524,409.88 24,924.00 3524.67 Total $15,623,167.44 100.00% $15,619,642.77 $72,095.00 $3,524.67 Account activity this month Date ACtiaty Description Amount (S) Deposits and other funds credited Jul l Transfer JOURNAL FROM VI 23568GHISLAINE MAXWELL 2,133 03 Jul 1 Transfer JOURNAL FROM Y1 23572GHISLAJNE MAXWELL 5,810.08 Jul 1 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 436.00 Total deposit and other funds credited $8,379.11 Date AUixly DeXeCitiOn AMOullt (1) Dividend and interest income Taxable dividends Jul 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 0930/16 2,324.17 Jul 29 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 4.135.62 Total taxable dividends Total dividend and interest income Date Actiiity Desorption Jul 27 Withdrawal ACH TO T4ewood LLC AT CITIZENS BANK, NA •500,000.00 Total bill payments -$500.000.00 $6A59.79 66,459.79 Amount IS) Bill payments Other funds debited Date Actinty Jul 5 Transfer JOURNAL TO YI 23692 116 EAST 65TH STREET LLC -76.60 Des option AMOLS11 continued next page CNP7C005005654276NP70C0195185 00005 0716 03057 CONFIDENTIAL GM 000231%P 6 of 8 _ _ EFFA_00133759 EFTA01252454 SUBS Resource Management Account July 2016 Account activity this month (contrived) Date activity Onreption Nrounl Other funds debited (continued) Jul 7 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -2,483.03 Jul 15 Transfer TO Y1 235687100 •1,600.00 Jul I5 Transfer TO Y1 23574 1100 -2,203.00 Jul 18 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -80.36 Jul 20 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -3,500.00 Jul 27 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANE, NA -160,003.00 Total other funds debited .S169,93999 Account name: GHISLAINE MAXWELL Friendly account narne:Ind:CashiSaving Account number. Your Mnandd Advisor SCOTT STACK MANLYLE CASRIEL Investment transactions For more Information stops tne once' value shown for restricted Wueties, see rmporunt intounetkin about your statement al the endof this Oacunent. Date Activity °escalation Ouantity vise (S) Price (S) eeds fran in*stcnent transactions Funds withdrawn fcr Accrued wnestcneMs bou t (5) interest (S) Jul I Reinvestment PUTNAM SHORT DURATION INCOME FUND DIVIDEND REINVESTED AT 10.04 NAV ON 093096 AS OF 0030116 231.491 -2,324.17 Jul 14 Bought 1.85 SELECT PRIME INSTITUTIONAL FUND 5.819.480 -5,819 48 Jul 15 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3800.000 3,800.00 Jul 18 Sold WS SELECT PRIME INSTITLIDONAL FUND -80.360 80.36 Jul 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3,500.000 3,500.00 Jul 27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -500,000.000 500,000.00 Jul 27 Sold LES SELECT PRIME INSTITUTIONAL FUND -160,000.000 160,000.00 Jul 29 Reinvestment U85 SELECT PRIME INSTITUTIONAL FUND DVIDEND REINVESTED AT 1.00 NAV ON 07129/16 4,135.620 -4,135.62 Total 666738036 -$12279.27 tete Activity Descriprocn amount (0 Money balance activities Jan 30 Balance forward $0.00 Jul 5 Deposit Jul 6 Withdrawal Jul 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT 8,379. I 1 UBS BANK USA DEPOSIT ACCOUNT AS OF 0710916 -76.60 UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07116 -2,483.03 continued next page Y GM 00023140 CeiP700033056542774W7003195185 00035 0716 030575004 Pegs 7 of 8 CONFIDENTIAL EFTA_00133760 EFTA01252455 cat UBS Resource Management Account July 2016 Account activity this month kOntnveth Oate Money balance activities (continued) Jul 15 Achvey Withdrawal Account name: GHISLAINE MAXWELL Friendly account nametind:CashiSaving Account number: Your Finandul Advisor: SCOTT STACK NIANYLYLE CASIVEL Descrobon Amount (I) UBS BANK USA DEPOSIT ACCOUNT ASOF 07114116 •S,819.48 Jul 29 Closing MIS lank USA Deposit Account The UBS Bank USA CeT09t healhht is your primary sweep coon $0.00 CW70009005654278 M7000195185 00005 0716 030575004 End of statement for account numa CONFIDENTIAL Y_GM_000231049* 8 of 8 EFTA_00133761 EFTA01252456 Important information about your statement Francial Services Pc. (the km or UBS Snivel' Straka°, is a strap' of all principal acuity, ccmrroda and cobra 'shaves. UBS Financial Semis., and LES Bank USA re i-died subsilones of UPS AG and aft ihaes of UBS Sedates LLC. The Fen's auntie statement e available upon regtest The Font exeo.nis altos re a. ISSFina-cel Serves Ix. 1200 Harbor Boulevard Weehawken, NI 07086 This statement represents the only official read of you U3S Fhscial Services account. Other records, este office lactocunents. contanng conflictingdata should mgt be relied tow II you bane there is an tiler a Omic9On please report it immediately n mess to the Branch Manager of the Wire aryls; your accent. Shoop a figure shown are intended to be accurate. statement Statieuld not be wed fa to purposes Rely desk on yeasnd tax forms. 6e, Form 1099. 5498, 10425. etc ) when prepamg your lax return. Tee Fen a required by law to resin to tie IRS enterable dividend, mportatb ronsuble cistittind and tactile Serest erred an securities held rimy scant, not steeds on see tra-eadera, rd cos* basis on certain corned seculies Caeolitslleatkine with the Finn • Pleas recordinn a.° oral corerrunkations in waking tofurther protect your rind. inducing you refit carder the Seasities Investor ProtectionAO (SBA). • II the financial Satiation cn the top let of Au insrd ol this seams isnot U3S F mince Strokes, LBS Francial Soren carries you accaint as clearing broker by arra-gement wS, the ideated instituters We informed you of the refallM5h0 when SI opened this accost h the cast your kra and stoats re kcated a LOS financial Senesce and rot the isociacrg broker, rd you mist midue angst of my ma or omission to both firma. As described du account agreements, yOU must IV* IA day errors or fraud invoking chedcs reflected a your statement Shin 30 Sys We it was mailed or made available. All statements shall be, downed con-pies and accurate n all other respects if not objected to in vertiu within 60 days • Please dkect deomer complaint or rashest° to Fines C lent Resto-rs Oepatnent at 201.352.1099 a tolltroe r. 903.354-9I03, (c03 A.M. to 603 P.M FT Monday through Friday, or in writ u to LES Financial Service ex., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037. • In case of ellen or denials about an electronic knob trends MU. ba payment a UBS Voseckbit card vantactions, call K0.762-1005 a wit to UBS Frencialanices re., 1000 tater B14, Gth floor. %Shanks-eat 07086, AMR RIAAfeGA Serves Caeca wile as soon o you can, if you hit par staler's-a a receipt knweng or if you need more rdomatisn axed a transfer on the statement or recast The Firm or Card Seer (as awkable)must her from you no later than CO days slier tie ken sent yOu the tre statenurd on which the ever or problem spend. - horde your name ad score number (4 am) - Decals the error Of the trirecler you ere inure about, ind *slain as cbaik as you cal why you believe a is al error a why you need more idensan. - Pith:dethe doer arrant d the suspected IOU. The Firm or Card Issuer vii Kunio% put comsdaht and eel correct my error pommy. For alleged emus reeving UBS Via debit cad tweedirk if we take more than 10 bus mess days to data% we willcredit par accord for the amount ytuthiik is in error, so tat yeu are Nye the use al the money during tie tine it lakes us to castee our mestigation. Please mice all desks papule to the Fan or the fianwl insteren rested on tie front of the statement In addition to regular acccuit fees, accounts may be abject to manganese lent, ranges for the pigment For securities purchases and charges kr unpaid ands* nn cash accoenis. Accounts that re transferred to other instiutens may be subject to a transfer tee UK Sweep OpAierni Offen options kr sweeping cal, banes. balances to bat deposits at UM Bak USA and LEIS AG Stanford branch (Bak Sweep Pregame), moneymaker mutual kr& Money Fund) redthe anterrutional Depose Award (Days c wanes with an Intensional Reduce Mandiernerd Account Though the Bad Sweep Programs, cash balms re swept to LES Bank USA to to an estabeshed knit ad then to UPS AG Stanford °ranch, or a Money Fund. Deposits at CBS Bank USA are FDIC mud in arcade-or with FCC nabs. Formore informaten please sit wwwidie re. Deposes at LEG AG Stanford Brrch ad shares of MoneyFindsare rot insured by the FDIC. Through the DA, &Stable to cadi balances are swept to depose scants al UBS AG New Yak Branch and LE6 AG Caimm Ranch Thew deposits arena inured by the FCC. Baines held at the LEG AG Carman Brandi are tempi:say reposed to the sovereign lit of the Calms bra, and there is no guitars* or other oblgetion of UBS AG to repay the brims whiff Rel the LEG Cayman's Brach's bodes. Deposes at LES Bad USA and each UBS AG Branch are rOl protected by SIK. Mona Fund three are protected by SIPC. See 'LOS Financial Service Account Protection' below. Lamyour mount bahron in the Pare Sweep Program or DA may be withdrawn and ;hates of a Mcney Furd may be liquidated, rd the proceeds returned to you or your seesees account Author Harm/don about available sweep *Mont ncladrg wrens interest rates and hilt, i imitable at nwrivubscordsweepmeld from your Fnadol Advises a by Sling 801762-1000. UN Financial Service' amen protection The 5,t-n rt a manta, ci to<c.' ran< 1--enee• Plelecire. Corporation (WC), which protects IYOSlieS scowls ol its merrben up to $511,000 (tithe:ling 1,250,003 kr SS, for cash). Taw Slit asset prewar, limit, ;SY to all scouts that you hoed in a particular capacity. The Fnn, tog*er wth certainaffiliates, has also purchased epektnentel protection. The mailman amount payabb to a *foible diet, CONIClink udee this erasion is ZOO maroon as of Decent*, 10, 2015. Sebrd to the poky orditoris ad lmi actions. cash the firm is further protected fa up to $1.9 million n the aggregate kr all your accounts held n a pateuld capacity. A fJ copy of thepoky wading is salable uPon request. The Slit protecten ad the suppkmental protection both do not apply to • Cretin Wanda assets controlled by (end itracted n your account value) but held away from LOSFinance Services (e.g., certain( cash at UBS Bark USA, 60 cash at L.8$ AG U.S.aanrhes, (4 Sears point including viable mute's, and 60 tare. of mewl funds where such 'hags re moistened desk h the name of the account holier on the bodes rd records of to applicasb aktra a Ureter agent), • Certain nieb-nent contracts or innesiment interests (e.g.. limited partnerships and private placements) that ant rot red's-aced viler **Securities Act of 1935 and • Commodities contacts (e.g, to-eign schwae and preccus metal contracts), including futures contacts ad commodity (pion contract. lh•SIPC protect inn and ihe supplemental protectiondo not apply so these assess nen if they otherwise appear on you statements. The StC protection aid the saiellernental protection do not protect against (lunges n the market vale of you investments (whether as result of market movement. issue ba-kruptcy or °think.) More irtormation is sable lawn request. rooms Wien more inionnation about Slit, ricluddl the SIPC Brodst by contacting SIPC at 202-371 -83C0 or by oath the SIPC saee at wmeseep.org Dividend Reinvestment Rowan pun the eke reflected b an at* rage trice. You may °bun the shoal price hunts Preexist Adds. Onk *hoe shares are purchasedunder DRIP; palial thanes will be soli ad the cash WI be deposited your ascot The civickrd reinvestment price sashed byte ister may idler from the make price al which the partial shires re sold Carattritrliou Criherhole uses may be hea yos acos If t. me au entitled to a petal wit a a nesult da ceriderd parent or OhltiOdife, the Firm will Sher sell panel wins at mortared rim a accept an /mord destined by a regiaere cleiriu agency, rd credit you' accord. Invanment objectives The idesimere objection and risk profile are speck to each account and may vay between you accords Piss advise the Firm pronely in wining of ay sg-Scant change in you' I nova sworn or investment Wyche. For eachaccord held, you choose one cA the folbwrg insemnst objectives. CONFIDENTIAL • Prods Currant income: hittlments seeng tie generation ol income onk. • ASS. Cepa, Appreciation. Inwornentt seeing growth al principalrather than the gerersaen of ream. • Produce Combaubbn a Marne end Caistal Apatioaton. Imednents seen? both the genseaten of (cane and grOtAh of prixhal. Overall ride profiles • Conservarve. Seeks to mental ate precipe with low risk and uobtility to the accord overat even if that means the accost does not generate sign iloart Sam or returns rd may rot asp pre with • Moderate. Willing to accept some rid to prircPal and tolerate some nobility to seek hcher returns, • Aggreass: Wiling to accept hit rut to pincesal and high ,old lily to sea bpreturns ow time. • In. • anent Edgrbarire Contarration: I Hinted, a patron of the portfolio for that account may exalt canplex strategic, lotted 'Sticky and Teeter volatiky. Statement leauseholdier We may <chords all related sesta statements with the sane duns 0 the sine envetpe, e.g. because they have owners who alio maintain pre account relateress well other dents a the time address. If you peter to recent mthodual siatmunk mailed in separate histories, you mar dedre arir,eholdng by caning you.: astral echoer Friendly asset name The Frxrdk acccu-4 nano is a custom:Mit 'nickname chosen by you to assist you with your recositeeen5 his no legalelect ayou account You can change yak friendly accord named through Onthe Services a by canticle-9 your 5i-ilnoal Athnor. Account overview • Value of your accounSonfolo. Net of assets and • Amer Includes wale* cash balances, Sues fa restricted wady bet ), and Global Tire Depots, trreased marks to ma-ket, andcertain assets not held by to Fint Does red include unaked seositieeassets at the end a the prior and carent statement periods, or await istrnents. wonted stock options and *womb* and options • albibes Includes cleat balaxes. cutstarding margin loans, credit lire, short accord balances. • Cathgeoney balances, TOW of unimested astable cash balances, plus deposit telexes a UBS Bank USA, LES AG U.S Branches rd money made mutual fund sweep balms. at the chose of tie statement period htn-conwedia free cede balances in you account are rat secogaed from other balances and the fine mai tat any of these lads in the ordinay course oties brained These funds re pestle wan your Sensed. This total is eluded in the trent period closing Vibe Lending information kr detained 'of eireallen on the Firm's letting puttees and Wastes refer to yak Client Rebtionas SDNY_GM_00023142 EFTA_00133762 EFTA01252457 Important information about your statement (P011811Utd) Aweernent or ACCO-il Agreeiteill aid the General Timis ad Conditions U3S Statement of Credit Practices available in Agreement indeed:sures al may tin mulberry iniWerhe elec. Your ants Your statement lemon mount*, end other assets hell h (hear-ant at the end of to statement period. You may ark for deiven of fag paid seariies al anytime. You my receive securities used as ban collateral after paying any balance cke on them. Any securities transforted tote Firm ctreg the tilemeM period are lend* market veto as of the end of the stab:moll period. • Cast bats. h detemining the cost basis of the securities incbded in this statement, where indicated wih the number " l, • WS F nonce' Services has relied an information obtained from sources other than LES Feencial Senices, including hformation from another Urn a that sumer NW* grovided to yea financial Advisor. The Film does not irdeperckntly verty gyarentee the acaracy a eaklity of try tiormation provided by sauces Other than LESPi-uncial Senses, xklticrt although UPS Risricel Services general& sedates this nfcrmatim as it is recerved, the firm does not provide any nuances tut tie iikrrnaliM caller "Con basis^ ard ^Unrealized gain loos is accurate as of the date of this statement. As such please dons retsc on this nommtion to make punzhase or sale decisions fa tax puposes a otherwise. Accounts turderred to tie Fan may reflect gel-floss infamatith only for the period cid tine they at held ate firm More historical Odometer, can be aided by you Fhaxial Advisor. • Untested gansalowes %teen data n arailsbk. intinated unfired groin flames are calcined la hfivitial stout lots. The transaction data for idviis& lots may or may not reflect commissions. dwges andssecurity reorgatizatcn events deiZ ands d and otter reinvestment lots rd systematk pi:chafe lots are each combined to display one awraged lot The 'Trade date' colon presents the aegis,' transaction trade dale. • Callable securities Bonds rid preferred stock that the isluer cats for wry recleineen wit be selected IMMO, by la from among all swishes of tat sit held ournamecr n non**t naive for or dents. Call leave elanutich s cbtaned from third parties and as accuracy is not queened. Other call loaves may eat which coull atm yield came& eilarriaticn will be provi*d upon request • Certificates of deposit (CDs). CDs are HNC nsured Li, to 42 00,000 in principal and accrued ireenni per depositor ard per depository inoitens in accedence wit, FDIC ntes • Price/value Prices displayed f or securities and other prods my be higher or lower than the price that you would actually receive in the murky. Rica are obtained from variax had party sources whit, we &foie to be relable, bit we do not gara-itee thek accuracy- - We gerwak we tie closing price when avalhka the mean of the bed ad ask prices for hued seculties and opficre or only bet prices for OTC seardies. - Less acterey traded securities may be priced usty a valuation model a the moss recent farce we &toned aid may not reflect an motel make' price a vest - Certain positizns may appear witoi a price arc' will ?tow as 'vice was me avalable• d we me unable to otAin a price for a 'foxily. - Deposits a securities denominated nommen otier than U.S dollars are collated at the octanes. rate as of the Paterieflt date. - fa certain wanes rading n non-conform rig denornnations, price and quality (face cute) may have been adjusted to facilitate papa vatuaten To obtain arrem queens. when available. contact y ,,p Fir e-cei AOntCr • Private investments rend etructored produas. royale rroolmere w<vnk> (gici4n9 drtt1 participate., program aid realnute investment rest searing) and structred proixts are week, highly Itintd. Celan stactred pantries have not been regretted with the Securities and falsest Cammesion cc under ay nee seeweiarn. We provide estmated values for private investment cousins ird structured productsfor erkenuterui purposes cry. !sconce is not guaranteed. - These vitas may differ tbstweisb/ from prices, il any. at which aeries Seilrnerll thy structured product maybe bought or sold and dt rot necessaly represent the vat* you may receive teat liceidatith. - Third pity inmates of rata are as ascertain date and an supplied to UBS Filarski Services on a rapier basis by an independent satiation firm. - baser. generalpanne or sponsor estimated vales try, are applied to the Fins by he issuer, general partner or .pa for and my be calculated based an &I went information fran that used by third parties to &rive ft* eainated values. - You can obtain additorel information regardeg the metccblogy used to determine the estimate d value ad the dale of the ilamninthat is the basis fa the estimate by contactiG your Refloat Advisor - Thirdparty 'singed vales may be reflected as 'Not priced' in several swath-it when an Meson:lent valuation fim has not %serried a it treble to emir a vat*. %Own we become ware the a matenal event has warred that may call a wevousay reported vase eits question, or Wen a value would be highy speculatrie due to tie nature ct the security. - When niter n Muer, general partner or sponsor estauted wen nor a thrd-paly Minuted wake is wooded, the oak* d the nutty be diberent Iran its pschase price. - •Daribution to date' may indude teem of capital, ncome orboth. - 'Original weft size' represents tie hkial offering price per Lnit &rime/ not reflect your con bass. - GIP ant unlisted RErt manes are not listed on a national securities exchange, and are goner* liquid and own a they can be sold. he prn received may be ISIS than th• par thee estirreted vale provided n the accost statement, • Restricted sieramides. Rendes' searities gtheralb are nal currency elgble tor public sale. U8S financial Soo/ice:use: the mere priced the wirestricted stock of the sane issue as an inputed value for de restricted Oak riwougxnes °lens statement orik To the extent tat recited sea/dies are elgbb for sale, the value received may be Abstanualy less thinthe Mowed vaketcwn • Ea. (estimated) income. anon yields and rates. M estivate of amual income 6 based eats current dniderd ad interest rates, assarung be laxities will be held for an year from statement date or call maturity This Mina eon/ a gudolne; accuracy ad continued income are not du warned - Estimated shut icon and °trent yield for certain types of leashes could rickuie a retun of price:dor capital gain in which cage the est income (a-d curroc yiell would be overstated, - Est/meted anal income and anent yield and tie actual Marne and yield rkicfit be lower or higher that the titillated aribeuntS. - An *Sinn of sneaked income (dedend antra interest) divided by the current market valesiaverage balance is based an the Let dividend or merest payment made by tie Over and .109-MeS tie sectrtetdemas will be held for one year from to statement date or until movie. Accuracy ad continued well we not guaranteed • Assets not held bytes Financial Services. Certain assets ore rot held byte f im arena wenn the Fern's possessith or control. These assets are dnphyed On loos statement for informational purposes orgy. Positions and values presented we provided by to Ssu'rg fern. UBS Inancial &races S not reucroble for ass information and does not guarantee es accuracy. Thee assets are not protected by SEC or the Cirri's supplemental SIPC coverage. • Revenue sharing and additional compensate.. — In addition to commissions on sans and 12b-I lees received el correction with tie distributim rrulual furls to ow dents we seta our affibate receive revenue trim) payments from denbutors at salsas of the 'utast funds that we sell. These amounts are based on two cMeren corrponents (a the mown of YIN by UBS of a Patickar mutual fund f amiY Co our clients: and 8) the asset vakie of a particular rrutual fund famiy4 shares held a he Irrn — We and as MIAs* abo receive networking aid onnba praestin9 fees in consdocation for transfer agent SOVCeS11-0 we punk to the rrutuffirct These fees generally are pad from investor assets an the mute I lured and are a feud dodo amount based on the amber of accounts at the broker.dealer holing mutual lust of that fund fanity CONFIDENTIAL — h addaion to cornrnissim received n connection with the sale or &tribution d arruey contracts and wet investment but knits tows clients, we ands( our affiliate reran Parana sharp compensate:en frommarry of the issuance companies ardent leg the arriuity COntraCts, if/rates ct de imams corrprnies or sponsors of Ile wit irrirestmmt tugs we diartete. - Ourilea*, abo receiee trading commosens rd oller compensationfrom maul has& and Mira& companies otiose products we thartute. - We receive an anus fee from UBS Bat USA and LES AG Stanford Bunch of to to 425 per a-can sweeping to the barks under the UBS Bank Sweep Program. Activity Hammen regardng commksiths and other chases farted n connecke with tie &auk:not trades, nctdng option Vansactions has been inctictd on continual:ins presrousy furnished to you, rid veil be presided to you promptly on repast. Share selling you are engagedin short selleg a security you may nos a charge der to cateintanoweg costs for that particular sectriy. Open arden Regaling open or • gni-till-canceled' orders tut were not awaited by the Sternal* date, open buy and sou slop orders are nand by the mount of dinderds a rklescn an modividends a enr/es date unless eanxted triunese by p.a. You are responsbk for orders that are executed Oa to your lalure to cancel e.istig opt orders. Mow To obtain a copy of as current Client PrivacyNan. pleat contact you F menial Achiscr or von our websik at tvom mm/mbyntentey IRS fiend Seekes is relabels The WA, Business Services Account WA and IRMA are brokerage accounts nhich provide access so banking services and prozlas tea* arangenwrits with &Rated lurks and other ihniparty banks. and provides access to mace and annum/ [rotes istied by unabiliatedthid-party rouraxe canpanes through icurate agency subsdianes of UBS financial Services Inc. Imennen Murate. ad aasaly products, Nat FOIC insered • No bank guaunten May lose vitae RUA. Resource Management Arm, at, Business Services Account BSA. IRMA and intonational Resource Management Accord we registered service mats of UBS friancii Services Ix Vila Signalise is a regetered Wren Milk 01 Visa Herne ithal LOS visa Signets. cede cards and IBS Visa debt cards ore issued by UBS Bart USA with PerrrISSIOn from Visa U SA incorporated. lie Financial Services Inn Rev 201604 SDNY_GM_00023143 EF1'A_00133763 EFTA01252458 SUBS On Financial Senices Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CM-700563384r 0616 VI 0 Resource Management Account August 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Ind-CastiSaving Account number: Your Financial Advisor- SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call yoa Financig Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029323575 on July 29 (S) on August 31 (S) Your assets 15,623,167.44 15,638,190.65 1fislt our websIte: www.ubscomainantialservices Your liabilities 0.00 0.00 Value of your account $15,623,167.44 $15,638,190.65 Tracking the value of your account Sources of your account growth clarion 2016 Value of your account S kliltions at year end 2015 36,144,731.58 Net deposits and 15.6 156 • withdrawals 39,447,655.15 Your nvestment return( Midendarxl 6.1 interest income $387136.18 Change in market vStia 47017 74 Value of your account Dec 2014 Dec 2015 Jul 2016 Aug 2016 on Aug 31. 2016 615,63/1190.65 Minter SIPC GM 7500, 0023144 CNP70009305633041 NP100019706 00005 0816 0305 Page 1 of 8 CONFIDENTIAL EFTA_00 133764 EFTA01252459 SUBS Resource Management Account Your account balance sheet Summary of your assets Value on August 31 ($1 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 12,107,608.44 77.42% C Equities 0.00 a00% D Fixed income 3,530,582.21 22.58% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 51 5,638,190.65 $15,638,190.65 000% Total assets Value of your account 100.00% Account name: GHISLAINE MAXWELL Friendly account naminInd:CasIVSaving Account number: Your current asset allocation Eye on the markets Index Percentage change August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Your Pl modal Advisor- SCOTT STACK MAN LYLE CASRIEL Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% CNP70003005f33842 NP700019719800005 OBI 6 030575004 CONFIDENTIAL Y_GM_0002312059. 2 of 8 EFTA_00133765 EFTA01252460 $UBS Resource Management Account :I I Change in the value of your account August 2016 (5) Year to date (5) Opening account value $15,623,167.44 $6,144,731.58 Deposits, including investments transferred in 8,762.67 14,635,056.01 Withdrawals and fees, including investments transferred out 0.00 -5,187,400.86 Dividend and interest income 6,260.54 38,786.18 Change in market value 0.00 7,017.74 Closing account value $15,638,190.65 $15,638,190.65 Account name: GHISLAINE MA (WELL Friendly account name:Ind.CaShiSating Account number. Dividend and interest income earned For cutpoes of Ins slaternenf, fait sty of 'nines] aM cliftderfo income has been determined (ran a us tax reporting perspedne, Bzed upon the residence of the account holder, account type, or product type, some interest ardor dyidend payments mat not be 'utak-et to United States (US) ardor (keno Rico (PR) income tarts. The (lent month)/ %Seinenl is not intended to be used and carrot be (tied upon for IM Nurses. Clients should leer to the at: Octet tar reporting forms they recent. Iran U8S annualy, such as the COM15 1099 and the (CM 480, fa tat tePomn0 intormason It is the Dome or U85 to He tht my/gable tar mooning forms with the US internm Revenue Sew< and PR Tieteury DeratIrrent end in such (own accurately usury ducknct arcYce interest as lax exempt or tacstae income. Mae consult your IncIVOlial tax prepare( August 2016(3) Year to date IS) Taxable dividends 6,260.54 36,575,66 Taxable interest 0.00 36.79 Total current year $6,260.54 $36,612.45 Prior year adjustmen1 000 2,173 73 Total dividend & interest $6,260.54 $38,786.18 Summary of gains and losses Varies reported telow exclude products for which gam and losses are not classified Realized gains and losses Unrealized August 2016(5) Year to date (1) gains and bnx...eS(S) Short term 0.00 0.00 42.09 Long tens 0.00 0.00 3,482 59 Total $0.00 $0.00 $3,524.68 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See account actnrty the month tot deists &lances in your Sweep Options are indudedin the opening and closing balances tau.. FDIC insurance *on only to deposits at DEIS Bank USA, not to deposits at u8S AG. Stanford Ranch or bank deposits placed thtous0 the UBS intemetiond Deposit Account picgram. SIFC rxotection applies to matey market sweep hold holdings but nal bar* deposits Ste important information about your statement on the last two pages c( this document for <kJ:82016 is) Auguu year to date IS) Opening balances Additions $0.00 $2,010,294.62 Deposits and other funds credited 8,762 67 14,635,056 01 Dividend and interest income 6,260 54 38,786.18 Proceeds from investment transactions 0.00 5,131,849.83 Total additions $15,023.21 $19,805,692.02 Subtractions Checks and bill payments aoo -3,000,000.00 Other funds debited 0.00 -2,187,400.86 Funds withdrawn for nvestments bought -15,023.21 -16,628,585.78 Total subtractions -$15,023.21 -$21,815,986.64 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 Y GM 00023146 GIPPC009305633843 NM000197198 COCOS 0816 03057%04 Pap 3 of 8 CONFIDENTIAL EFFA_00133766 EFTA01252461 SUBS Resource Management Account August 2016 UBS Bank USA Deposit Account APY Interest Period Ail 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 $5,819.48 Closing UBS Bank USA Deposit balance Aug 4 $8,762.67 Number of days in interest period 28 Average daily balance $1,872.94 Interest earned 80 .00 Annual percentage ye Id earned 0.00% Account name: GRISLAINE MAXWELL friendly account nano: Ind CathiSaving Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Volt account cost basis default closing method is FIFO, First In, First Out. Your Mounds' Advisor: SCOTT STACK MANLYLE CASRIEL CNP703C0305633844NP7OCOI97I98 00035 OBI 6 030579304 CONFIDENTIAL GM 00023111494 4 of 8 _ _ EFTA_00 133767 EFTA01252462 *UBS Resource Management Account Au~c„f.CIC Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind.CaShiSawng Account number. Sane pnces, income and current vanes shown may Pe approximate. AS a its UR. gam and lOsses may m.1 be accurately refkcled. See unportant inforntaaon about your statement a the end of this dourneM fOr more Infornaaon. Cash alternatives Money market funds morey market funds se reinter insured ror guaranteed Di the Federal Deposit Insurance COPOraliOn a any other gene share. it is possitre lo lose money by investing in these funds. rotas reinvested n the told d di reinvested dwdends II does rot include any cash chldends. rt is not a la lot for the purposes of determining racing periods of cost basis. The shares you receive each time you reinvest didends become a separate tax lot. Cost tom is the Iota purchase cost of the security, indudng ronvesteddvdends The cost basis may need to be alusted for return cf capital payments in order to detemine the Awed cost bases for tar reccetirg purposes ttirCht6e WO/ Number Average price Client Hddng of shoes per Share (S) Investment (S) 1.035 SELECT PRIME INSTITUTIONAL FUND FA1 'IQ 377 Cur•ent yeld: 0.35% Fixed income Your ?I nandal Advisor: SCOTT STACK MANLYLE CASRIEL invent agency. Although money market funds 520(10 preserve the value 0 your investment at Slipper Vroresized dal )gan or loss is the dffe more between the current vague and the cost basis and would gene Idly be your taxed e gan or loss if the security was sold on this date. The unrealized Oa) gan or loss may need to be /dusted for ret urn of captor paprents in order to determine the reached gain or loss for tax reposing °noses Investment return n the curer value inns the amount you invested. It does not include share: that are not 'Waded on your statement, includng shares that have teen *aired as either again or alas. R also clan not induce cash dridends that were not reinvested Cost Price per sheet basis (S) on Aug 31 (S) 12,107,608.440 1.000 12,107,608.44 12,107 g08.44 Mutual funds 70,4; fe.freette4 is the toll dal reinvested dvdends II dots not include any cash dvdends. It is rot a tar lot for the tourPOSeS Of dettnnin ng licking periods or cost basis. The shares you receive each time yOu kinkst dvdendSIXCOme a separate tax lot. Cost basis is the tote purchase cost of the security. indudng reinvested d sedends The cost basis may need tO be °dotted fOr return of (EOM payments in order to determine the aril usted (Olt Oasrs for tat retorting purposes Hddng PUTNAM SHORT CURATION INCOME FUND Y Purchase prictl Number Average rote of shares per share (1) Client Investment d) value on Unrealized rmestment Hddng Aug 31 (5) gain or loss (S) return (S) period 1.000 12,107,608 44 unreaszeo (rad gain or loss es the dfference between the current vaue and The cost basis and would generaly be your lsctIe gain Cr loss d tse security was sold co this date. The unrealized (taint:ince loss may Imo:note aduseci for return of CeCoal Darner% in order to deems re toe recited on or loss fa tax reporting purposes_ tnuestnient return is the current value Pious the amount you invested R does not I ncl We shares that are not reflected on your Paltment, inducing shares that tiare been real deo as either a gan or a loss. It also does hid include cash dvdends that were not reinvested Cost Price per shae basis (I) on Aug 31 (5) Value on unrealizedea.) imestment Hddng Aug 31 (S) gain or loss (S) return (5) period continued next page 7,40 11( GM 00023148 CelP7C0C0305633845NPTOCOI97198 COCOS 0816 0305 Page 5 of 8 CONFIDENTIAL EFTA_00133768 EFTA01252463 SUBS Resource Management Account August 201 6 Account name: GHISLANE MAXWELL Friendly account name: IndCasNSaving Account number: Your Ilnandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce Number Average prat Hddng of shares per share (I) Client rnvesirnenl(S) Cost basis (l) Prue per shoe crs Ara; 31 0/ Value on Aug 31 (1) unrealizednag On or loss CS/ imestrnent Halting return ft/ period Symbol: PSDVX Trade date: Jul 20. 15 348,605.578 10.040 3.500.005.25 3,500005.25 10.050 3,503,486.06 3.480.81 LT Total reinvested 2,696.135 10.033 27,05229 10.050 27,096.16 43.87 641: 425,996 Current yield: 0.74% Security total 351,301.713 10.040 3,500,005.25 3,527,057.54 3,530,582.21 3,524 68 30,576.97 Your total assets Value on Aug 31 (5) Percentage of your account Cost Dam CS/ Esbmated annual income CS/ Urveribred gain or loss CO Cash alternatives Money market funds 12,107,608.44 77.42% 12,107,608.44 42,377.00 Pixed income Mutual funds 3.530.582.21 22.58% 3,527,057.54 25,996.00 3,524.68 Total $15,638,190.65 100.00% $15,634,665.98 $68,373.00 63,524.68 Account activity this month Cate AcIlssty Description Amount (0 Deposits and other funds credited Aug 2 Transfer JOURNAL FROM XI 23572GHISLAINE MAXWELL 682.17 Aug 2 Transfer Aug 2 Transfer Total deposits and other funds credited 58,762.67 JOURNAL FROM Y1 23568GHISUsJNE MAXWELL 1,758.81 JOURNAL FROM Y1 23574GHISLAINE MAXWELL 6,321.69 Oat Achuly OeXhaion AmOunt (5) Dividend and interest income Taxable dividends Aug 1 Ovidend Aug 31 ()Mend U8S SELECT PRIME INSTITUTIONAL FUND Total taxable dividends Total dividend and Interest income PUTNAM SHORT DURATION INCOME FUND Y AS OF 0712916 2,647 66 3,612.88 $6.260.54 66260.54 CNT7COCEOC6633846 NP7000197198 00005 CEO 6 03057" G I I 01 X211% I 6 of 8 CONFIDENTIAL EFI'A_00133769 EFTA01252464 *UBS Resource Management Account August 2C I,_ Account activity this month (continued) Account name: GHISLA1NE MA (WELL Friendly account name:Ind:Cash/Saving Account number. Investment transactions For mare Information stout tne price/value shown or restricted securities, see unnortant Information about your statement a the end of ttns hoc urnent Die ACtiVily Desciption Preceed5 ((Oil investment Ou.nuity +Mut( It Price CS) flan-actions (5) Funds withdrawn I cc Accrued inwilments bcolu (5) i merest CS) Aug I Reimestment PUTNAM SHORT DLRATiON INCOME FUND Y C*VIDEND REINVESTED AT 10.05 NAV ON 0712916 AS OF 07/29'16 263.449 -2,647.66 Aug 30 Bought MS SELECT PROVE INSTITUTIONAL FUND 8.762.670 .8,762 67 Aug 31 Reanestment UBS SELECT PRA/1E INSTITUTIONAL FUND DIVIDEND REINVESTED AT I.00 NAV ON 08/31/16 3.612.680 -3,612.88 Total -S15,023.21 Your Ilnandal Advisor: SCOTT STACKMANLYLE CASR1EL Oat Admit Des< rOlicn ATOVII (5) Money balance activities MI 29 Balance forward $0.00 Aug 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,762.67 Aug 31 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 08130/16 -8,762 67 Aug 31 Closing MIS lank USA DepositAccount The UBS Sant USA Oepogt Account is your primary sweep colon S0.00 GM 00023150 CT1P7C0030305S3847 NP7000197198 00005 0816 030575004 Peg* 7 of 8 CONFIDENTIAL EFTA_00133770 EFTA01252465 *UBS Your notes ""—====,—Gim_—_.60.... 0l 6 CONFIDENTIAL EFTA_00133771 EFTA01252466 Important information about your statement U3S Financial Services Pc, (the Firm or UBS Fnarcial Servkas), is a merrber of all principal acuity, cannotty and cohorts exchanges. UBS Financial Semler, and LES Bank USA re rdied subsilones of UPS AG and athhaes of U3S Secants LLC. The Fames Morsel statement a available upon request The Font execute off kes are at: UBSFinricel SO-MPS Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This Statement represents the only official record of you LBS Financial Semites account. Other records, ecept official ts.dxwments. contanng conflictingdata shout rot be relied wan II joubele* that is an env a omisoen please report a immediately n wring to the Brand litanacoc of the deice serving your account. Allthcafi al figs.' shown re Mended to be accurate, statement dela *cut not be wed fats purposes Rely MAP on yethend tax forms. (Tie , Form 1099. 5498, 10425, etc ) wben prepamg your lax ream. The Fim requited by law town to the IRS all taxable dividends, mportakie nontaxable denim,* and tsable it-West end an squabs, held hyena. scant, rut peceeds on see tramad ad, ad cos* basis cn certain covered seat*Rs. Caralltelledelliall with the them • Please rimortinn sip oral corrimmeations in wring to further protect your rig tt ine105179 you ittits train the Smelts Investor Proterbon Ad (SEA) • t the financial institution cn the top left of the had of this stamen snot LBS en:red Strokes, LES Financial Semite carries you stoat as dewing broker by arran-gement wan the rdcated instatdon We informed you of this eela10115h17e$0 yW opened this accost h the cast your kart and swathes tee bated a LOS financial Services and rot the itedaci9 Order, ad you nut malt* a rep:ei of any error or omission to beth firm. As described in Ihe account agreements, you must potty US Of Ty errors or fraud rwobig chedcs reflected cn your starter* wain 30 din alter t was mailed ot made available. Alinements shall be deemed corrplse and accurate n all other respects if not obiecled 10 venting within 60 dory. • Please died cu Romer complaints or rashes t° the Fin's C lent Ilebibm Depatnent at 201.352.1099 a toilet* a 903.354-M03, 8:00 A.M. to 6A0 P.M ET Monday through Friday, or in wing to LES Financial Senices It., Client Relations Department, P.O. Box 766 Union Coy, NJ 07037, • In cote of errors or ordain about an electronic funds transhr Olt lea parent a UBS Votebbit cad transactions, call K0762-1000, of write to UBS Financial Semites It., 1000 fluter Blvd, &beton. Weehawken NI 07086, Ann RIAA(86.5. Series cr write as soon mystical, 4 you hi+ you statement a receipt is wrong or if you need more rdamaten tor a transfer on the statement or receipt. The Firm or Cad Isar (as applicablejmust her from you no In thin CO days slier Pekin sent yOu the lea staenwra on which the arc( or peblem spend. - hoOde your run* ad a-cora number Of any) - Desate the Omer Or the trans* you we urgure about, and explain as <kr& as you can shy you believe a is an error a why you need mote Ma me:xi - Pistethe doter an-unn d the suspected rota. The Firm or Card Issuer en' hoestigate your compaht and eel camel err; error promptly For alleged mots twokrig UBS Via* debit cad breaden% if we take mom than 10 buskinsdays to obi*, we will credit nos octant for the annum ytuthilk is in error, so tat yod we have the use ol the money during the tine it takes us to cantede our noestigution. Please mire all checks payable to the Fern or the fianwl inste.den edited on he bent of the statement In addition to regiaar accost fees, accounts may be abject to mantenarce ems, throats for late parent kr securities purchases and charges kr unpaid arrares n cash accidents Accounts that at trell$1911e0 to otter notations may be subject to a rangier tee UM Sweep Options UM offers options kr sweeping cash balances. balances to bat deposits at UM Bat USA and LES AG Stardad bunch (Bank Sweep Ficcfarra), moneymaker mutual fads Money Fit and the international Depose Accord (Mica custanas with n IltallitiOnal Assn Managernerd Accost Though ihe Bat Sweep Program, cash balms we swept to LES Bank USA w to an meal:Shed knit and then to UBS AG Stanford Branch, or a Money Fund. Deposits at UBS Bank USA ate FDIC insured in accorda-ce withFCC mules. Format id ormaten please Mit wwwfdic rt. Deposes at LEG AG Stamford Bra-ch ad shares of MoneyFadsam rot bared by the FDIC. Through t DA, milable to cach bola es are swept to depose stints al UBS AG New Yak Branch and LBS AG Cayman Ranch thew deposits are not educed by the FCC. Bale-ms held at the UD5 AG Carman Brandi are tempasy reposed to the sovereign erk of the Calms larch, and there is no guitars* or other obigation of UBS AG to repay IFe Waxes MI4 ehe LEG Cayman's Brach's books. Deposes at LEG Berk USA and each UPS AG Branch ate rot protected by SIK. Monet Fund chres are protected by SIPC. See' LOS Financial Services Account Protection' below. Upri your request balates in the Bari Sweep Program or DA may be vathdramn and sans of a Matey Fad may be liquidated, ad the proceeds returned to you or jourseosities accost. Fats( ekernalon about available sweep optcre, ncleirg tumid interest rates and Pica Breath* at wmitubscordstreeppeka from your Fnancial Advert a by calling ECG762-1000. UN Financial Servits amount protection The Fire e ene-rkor ef the Con runs h-te-,ter reeteetrn Corporation (aPC), while protects stares acta-01Sol its minters up to $920,000 (inckcling 1250,003 kr claims for cashi. The Slit and protection limits with to all accants *et you hold h a particutr tomtits,. the Fna together win certain aff iliates, ha abo purchased appkmentalpiotection. The madman amount arable to al efyible dare, coitclieob u-dec this protection is $500 milion a of Docents 10, 2015. Stbpd to the poky orditons at limitations, cash a the fitm is further protected fa up to 51.9 million n the aggregate kr all your accounts held n apse:dm opacity. A fot ccpy of thepoky wording is available uPon request. The Slit protsten ad the suppkmental protection both do not .91:9 to • Conan financial assets controlled by (end rated n your account value) but hell away from MSFine-col Services (e.g., certain( cash at UBS Bark USA. 80 cash at Les AG U.S.branrhes, (4 Murree poacts, including vigil:bit annuities, and 00 darn of mrtud funds whore such rims are registered dried& it the name of the account holier on tie books ad records of to Aoki* Suer a transfer agent), • Certain nwsb-nent contracts or iniesement interests (e.g.. limited partnnthips ad /skate placements) that ant rot regitered under it Secuthes Act of 1933; ad • Commodities °reads (e.g, foreign exchange and pricey, metal contracts), includirg futures contacts ad commodity option contracts The SIPC protect ion and ike supplemental protectiondo not apply to these assets then if Reelererwise appear on you slatements. The SIX protection at the 94:Planwntal protection do not protect against changes n the made vale of you interments (whether as 4 result of market movement, issuer bats or attendee) More irtonnation is a-ratable upon reject. YOki May rotas c mote Monnation about Sit, mato) the SIPC Bths% by contacting SIPC at 202-371-8307 or visiting the SIPC websie at smeapearg Dividend Reimestment Program pun The pie reflected is an au re.y trice. You may Wan the actual price hem you F racial Adviser Ony whole shares re purchased under DPP; palial sham will be soli ad the cash wi be deposited ki your account the evicted] reinvestment price applied byte deter may Meer Nom the mead price al whch the partial shires re sold Caleitlieu any whole urns may te held yea accost. If you entitled to a petal ail a s nesult ol a raided parse or otherwiw, the Film will tether sell penal an at market price a accept an /OVUM determined by a regiaered clearrg agency, and credit you accord. Inmetnient objectives The nommen objective's and risk profile respects to each account and mai vay between yea accost Please advs. the Firm moldy in wining of ay scrificant change in par Inancial situation or investment obscures For eachscant held, you choose one of the foloweg investment CONFIDENTIAL • Woolen Cuneneincome: iselments seekng the generation ol icon* ony. • Acid.. Capital Apeadation. Inwstments seeing croak of principalrather than the tereraten of iron*. • Produce Contbauttin af Masse art Capital Appreoeton. Nemo:fits seeking both the generates of income and growth of trincyal. Overall rids profiles • Consoivaiint Seeks to mentain SIN orcipal, with low risk and volatility to the attar mint tient tot means the roan does not generate sign it kart 'mane or arum and my rot Sep pa with hilation. • Moderate: Wiling to accept sane Si to pircidui and tolerate some ',Watley to seek hirer returns. • Aggress/4: Willing to accept high nth to enflame and high Skit lily ID seek 19hreturns owr time. • tn. enot•nr E•plutio Conservation: t selected a P717iOn of the portfolio for that account may exalt canplex strategic, tared hoick and rater vobliky. Stalamentshasmitoldier We may corsoldate al related account statements with the sane tires tithe same en-lel:ye, e.g. because they have owners at* a10 maintain jots account ram crehips path other clews a the same address. le you Feeler lo recent incthrdual samunts marled is separate envelopes, you may decline hys,eholing by calling yak Financial totter Friendly soon name The handy aeccu-4 mane is a custanctle 'nickname' chosen lea you to assist you with your recordlieoni has no legal effect co your account You can change tat itiendy exam names. through Online Services a by centre rg your Financial Athisor. Account overview • Value of you accountgonYolo. Net of meets and • Assets hates salt* cash balances, values fa restrkted warty (esi ), and GlobalTim Deposit% amazed marks to ma-ket, and certain assets not held • the Fem. Does rot include worked sectritiebassets at the end ot the prior and anent statement pentads, or primate noes:mem aerated stock options and namable stock options • Libbirthies. Inds* debit balance% cutstarding math ban, credit Ire, short account balances. • Cashhooney balances. Total of unimested available cash balinces, plus deposit balances a UM Bank USA, LBS AG U.S Branches at money make mutual fund sweep Wares at the <Me of tie sinners ape Mtn-earn:6w free credt balances inners account are rot segegaed born other balances and the Font mai IA! Sly of these lads ether ordinay course dl is businew These funds me parable won your ared. This total is included in WO anent period closing Vibe Lending information For detated information an the Firm's letting Foams and disclosure% refer to yors Client Rebstiottehip SDNY_GM_00023152 EFTA_00133772 EFTA01252467 Important information about your statement (00111111068) Agennent or ACCOn Ai" etterli and the General Tan red Conditions U3S Statement of Credit fractio•s available in Agreements and Oafs:urn a yaw tin rnmiatent **trim. on*. Warmest. Your statement itemizes *curettes end other assets hell kith* account at the end of as statement period. You may ask for &hen of by pad searkies at anytime. You my receive securities used as Man collateral alter paying any balance de on them. Any securities transferred to **Firm Brig the Itattalialt period are listed* market vas as of the end of the stamen period. • Cost balm let detaining the cost basis of he securities incbded in this statement, where indicated wih the number" l, • WS F runnel Services has relied VI information obtained from sources other than LES Fancial Senices, including if amnion hem another fist a that you may have groaided to your financial Adam The Film does rot *deuce-ant& nay a gauntry the accuracy a valley of ry *formation provided by sources Car than LES Pi-oncial Sakes ▪ atItion although UPS Anna Sakes general& updates his Samoan as it is received, the firm does not provide any Asturias tut the item:akin ceder 'Cost basis" ard *Unrealized gain lose is accurate as of the date of he statement. As such please dons re& on this nbaration to make purchase or sale decisions fa tax pisposes a otherwise. Accounts turdemed to he Fim may neat gaif loss hamar" only for the period c4 tine they are held at the firm Morehistorical erIcematcn can be aided by yar Fwaxial Advisor. • Unrealind ganillowee %ten data n srailsbk. minted arearired &inflates are calcated Ice naiad smut lots. The transaction data for had& lots may or may not ref lett commissions, ;1= enclar security &argil-Oaten events d and otter reinvestment lots ad systematk pinhaal lots are each combined to display ore awraged lot The 'Trade date' colan presents the agiul transaction trade dale. • Callable securities Bonds rid preferred stock that the lane cats for we& redwatern wit be selected by la from among all secursin of an issue held in ourname a in nomite nine for of dents. Call leave namatien is obtained from third parties and is accuracy is not guantead. Otter call fealties may end which could Awl 'mkt canplole ericrrnatkn will be provitd upon request • Certificates of deposit (CDs). CDs are HNC nsured up to S25),000 in principal and accrued irtenni per depositor aid per depository institute, n accordance witt FDIC rinks. • Price/value. Woes displayed for securities and oiler precasts may be higher or lower than the price that )0J would actual& receive in the matt has are obtained from varkus aid pity sources ankh we &ten to be reliable, but we do not garatee thek accurxy. - We gnat* we he closing price when wake a the mean of the led and ask prices for listed avian and optecrs ce only bet prices for OTC seardies. - Less active& traded securities may be priced usiG a valuation model a the moss recent ace we clamed end may not reflect en ackul make' price a was - Certain positions may amen wittrod a price arc' will awe as 'vice was me ayulable• d we are unable to obtain a price for a swag - Deposits a securities &nominated in currweies otier thin U.S dollars are reflected at the mar& rate as of the Patensent date. - fa certain tarries fading n non-conformrig &cremations. price rid quality (face sake) may have been adjusted to facilitate prefer valuation To Win current @taxa when available. contact ycy tou-cei Actrocr • Private invesUnenta and atrwared **oda= Nivate rionlmem seas nes (mien? died participation program and realnate inseam& tact soothes) andstructured proirts are itneralb highly • Celan structured poach have not been regotered with the Securities and E.dage Cammesion or under my slate rr securtites. We provide atmated vases for private investment seances irdshaured products for intersatial purposes crib.. Mance snot guaranteed. - These vitas may differ absurd* from aces, il any. at which a Pria needrnerd riy structured product maybe bought or sold and do rot necessaly represent the &spa may recta Lan kadatien. - Third party *amens of rate are as ascertain date aid an supplied to UBS fnarcisl Services on a regaar basis by an independent satiation firm. - baser. general panne- or sponsor estimated vales. wry, are supping to **Fat by the issuer, general partner or spa-nor and may be eakulated based on dif went information fran that used by third parties to &rive tar wanted values. - You can obtain additoral information regarding the metscblogy used to determine the estimate ot value ad the dote of tht ifamatnn that is the basis fa the enimate by contacting your f *uncial Advisor - Third party tanned vales may be reflected as 'Not priced' in several situations when an *dependent valuation lire has not &tried a it triable to antra a &a awn we become ware that a matenal event has occurred tat may call a wevousay reported vase no question, or Arlen a value would be high& spec fare due to tie nature the smurity. - When needier an issuer, general partner or sponsor estimated value nor a third-pay estimated vas is provickel, the vita of tit smutty wilt* &tenni lean its arch& price. - •Datributicen to date' myindrde return of capita name orboth. - 'Original weft size' represents to hkiel offering peke per Loh axial./ not reflect you cost beta. - OPP al unlisted RUT sashes are rot listed on a national 'donne, exchange. and an goner* liquid and own if they can be sea, tie peke received may be IOU than the per share estimated vase provided n the accost statement, • Restricted securities. Restricted securities generalb at not currenty erclok for public sale. U8S financial Service: use: the mate) priced the unrestricted stook of the sane issuer as an imputed value for the restricted sleek foroogases °lad statement or* To the extent tut restricted sea:ties are elegbk to sale, the vals received may be substantial& less thin the imputed vatae drown • Est. (est/ratted) income. anent yields and rates. M estivate of amun income is based cn current &Wird ad interest rates, assuming rw searites will be held for as war from statement date or rail maturity This Mina bony a gudelne; accuracy ad continued income are not guaranteed - Estimated ars& income and cumin yield for certain types of leashes acid inckuie a reties of unapt or capital gain is which case the est income (a-deurren all would be overstated. - Estimated anal income and anent yieldand tie anal crane andyield ntrignt be lower or higher than the estimated await. - An *stint* of arrualaed income (deadend ander interest) divided by the current market valsiaverage balance is based an the Litt dividend or interest payment made by tie Over and mantes the searteadepenes will be held for one year Iran the statement date or until maturity. Accuracy al continued all me not guara-deed • Assets not held bytes Financial Services Certain assets are rot held by the f im arena wean the Fern's possession or central. These assets ste &played on Ins statement for informational purposes only. Positions and values presented are provided by ft Ssu'rg fern. OBS Friancial &races not remenale for tie information and does not guarantee es aecuivey. These assets are not protected by VC or ft Cirri's supplementaISIPC mane. • Revenue sharing and additional compunratia. — In edition to commissions on sans and 12b.1 lees received n cernectieri with he distributia rrulual fads to ow dents we anchor our grate receive revenue trim) Payments Iran di:tabula, ardor advisers of the maul heads that we sell. These amounts are based on two caeren corrponats (k the acted of Salt, by UBS of a Palate mutual fund famirto our clients and 0i) the asset value of a particular rrutual fund famiy's shares held x the tan — We and as MIA& ako receive networking and combs processing fees n corndoration for transfer agent 1420CVS that we amok to the mutual ant. These fees generally are pad from investor astern the *Lae I fund and are a bud dells amount based on the nianber of attains at the broker.dealer baking mutual lint of that fund family CONFIDENTIAL - h adoltion to cormaissions received n connection with the sale or &tribution ol may contracts and art investment but writs tone clients. no ander our affbak recta reserve sharing ampensation fromrunty of the insurance companies undenweing the aresety contracts, aft/motes cd me harearia carpet or sponsors of tie ant imestmmt lusts we &trate - Our affiliates also recei.e trading commosions ad other compensationfrom naiad Ant and Marrs manna whose products we dataute. - We receive en anal fee from OBS Bat USA and IRS AG Stanford Ranch ot IR to 425 per acccAse sweeping to the barks under the UBS Bank Sweep Program. Adivity Idamaharegarcingconaksias and oar chats *oared in connection with tae exewlia of trades, itlang option transactions has been indad on cant imagers arenas& furnished to you. rid will be profiled to you prcrretly on repast. Short selling you ate engagedin short selling a sea* you may ease a Mary Su to cateintoyoweg costs for that partkular security. Open orders Regarding open or • gaol-till-canceled' aden gut were not nandbythe StattaltIV date, open buy and wit slop orders are redad by the moors of dividends a rigtscn an ex-dividends a antils date unless trawled othersvise byp.a. You are responsbk for orders that are executed els to yOur Wort to cancel mist it; open orders. Privacy To <bean a copy of our current Client PrivacyNat. please coact yorenarkial Adviser or vat our waste at maw rambvivntria0 1.85 Fnancial $400S a not a ball The WA, Business Services Account ESA and IRMA are brokerage accounts aria provide access so banking services and pralcts Net* avangenwrits with aft Sated barks end other thniparty bares, and provides access to iturace arid anrketY products Wand by unalfilaed tad-party natant conpanes through *curate agency subsdianes of UBS Financial Services Inc. areserent. Murata and warty products, Not VIC insured • No bank guarantee. May lose vats RUA. Resource Mina :r ent &en nt, Business Services Amount BSA. Maria ad intonational Resource Management Accord we registered service mass of UBS fnancii Services Inc WS Signalise it a 'eget...de:Mite nwk. 01 Vial evernal knit LOS Vise Signature cede cards and IBS Visa debt cards as inued by UBS Bart USA with Peall590a born Vna U SA Incorporated. WS Financial Services Me Rev 201604 SDNY_GM_00023153 EFTA_00133773 EFTA01252468 4tUBS Financial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70061547670916X13 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Incl*CastiSaving Account number. Resource Management Account September 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Your financial Advisor SCOTT STACK MANI LYLE C SR Et Phone Questions about your statemett? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA- I 000, account 029023575 on August 31 (4) on September 30(4) Your assets 15,638,190.65 15,551,348.76 Vlsitour website: www.ubstomilinancialservices Your liabilities 0.00 0.00 Value of your account $15,638,190.65 $15,551,348.76 Tracking the value of your account sources of your account growth during 2016 Value of your account 11401 oris at year end 2015 $6,144.731.58 Net deposits end 156 15.6 • Wthdravals 39,354,314.02 Your kiveStMent return: Diedendarxl interest income 345,285.41 4 Change in market value 37,01775 Value of your account Pe( 2014 0tc kts nu92016 sepiois on Sep 30. 2016 $15.351.340.76 SDNY GM 00023154 Member SIPC CNP70305006454767 NP7000306144 00005 0916 030575004 Y123575550101000 Page 1 of S CONFIDENTIAL EFTA_00 133774 EFTA01252469 SUBS Resource Management Account September 201,=. Your account balance sheet Summary of your assets Value on september 30 (14 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 12,018,102.32 77.28% C Equities 0.00 0.00% D Fixed income 3,533,246.44 22.72% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $15,551,348.76 $15,551,348.76 100.00% Account name: GHI$LAINE MA, AN EL. Friendly account name:Ind:CadYSaving Account number: Your current asset allocation Eye on the markets Index Percentage change September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC I - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Your Finandal Advisor -7 STACK PAAMYLE CASK]. Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% OIP70003006454768NP7003X61 44 0:035 C916 0305750ary_Gm_ 0002309e 2 of 8 CONFIDENTIAL EFTA_00133775 EFTA01252470 SUBS Resource Management Account September 2016 Change in the value of your account September 20'6(31 Year to date (S) Opening account value $15,638,190.65 38,144,731.58 Deposits, including investments transferred in 6,658.87 14,641,714.88 Withdrawals and fees, including investments transferred cut -100,000.00 -5,287,400.86 Dividend and interest income 6,499.23 45,285.41 Change in market value 0.01 7,017.75 Closing account value $15,551,348.76 315,551248.76 Account name: GHISLAINE MAXVVEU. Friendly account narne:Ind:CaShiSaving Account number. Dividend and interest income earned For poiposts. of Ins stateMenl, 'Job Sty of 'Metes] aril dos-lent, income ts.r. been determined flan a US tar I orating perspedire. erred upon the residence of the account hoidet account type, or product twit, some interest ardor dvidend payments mat not be subject to United Slates (US) ardor Puerto Rico (PR) Income tares. The tient montof statement K not intended to be used and (alma be reed upon for lac purposes. Chen% should refer to the amlicaple tar reporting forms they recent. Iran 165 annually, such as the forms 1099 and the cons 00. for lac reporting information. n is the palace of LIE15 to Ilk tht zpplicatre tar tenoning forms vein the US internm Revenue semce and PR Treasury OePartn'eot and in such forms accurately (tastily dtusknct anttlot Interest as lac exempt or tasibk income. Pleat consult yolt inclvdixel tax prepare( September 2016 (Sl Year to date IS) Taxable dividends 6,499.23 43,074 89 Taxable interest 0.00 36.79 Total current year $6,499.23 $43,111.68 Prior year adjustment 000 2,173 73 Total dividend & interest $6,499.23 345285.41 Summary of gains and losses Values reported tercet exclude products for which gam andlosses are not dassitied Realized gains and losses Unrealized September 2016 (1) Year to date (I) gains and loses (S) Short term 0.00 0.00 39.06 Long term 0.00 0.00 3,485.62 Total $0.00 $0.00 33,524.68 Your linandal Advisor: SCOTT STACK MANLYLE CASNEL Cash activity summary See account actatty the month for detals &lances In your Sweep Oak CCIS are Ind udedin the opening and closing balances ratio. FDIC insurance apples only to deposits a UPS Bank USA, not to deposits at LOS AG, Starreord ranch or bank deposits pared inmost, the UBS Internaiond Deposit Account plograrn. PPG rxoteclion applies to twenty market sweep fund holdings but nal bank deposits. Seaimportant inSarmation abOut your Staletaeat or, the last two pages ci this document for petals September 2016 (1) Year to date (S) Opening balances Additions Deposits and other funds credited 30.00 6,658 87 34010,294.62 14,641,714 88 Dividend and interest income 6,499.23 45,285.41 Proceeds from investment transactions 12,207,608.44 17,339,458.27 Total additions Subtractions Checks and bill payments $12,220,766.54 0.00 $32,028A58.58 -3,000,000.00 Other funds debited -100,030.00 -2,287,400.86 Funds withdrawn for nvestments bought -12,120,766.54 -28,749,352.32 Total subtractions -$12,220,788.54 434,038,753.18 Net cash flow Closing balances $0.00 $0.00 42.010204.62 $0.00 SDNY GM 00023156 Cele70309305454769 NP7003305144 00005 0916 030575004 ►age 3 of 8 CONFIDENTIAL EFTA_00133776 EFTA01252471 UBS Resource Management Account September 2016 UBS Bank USA Deposit Account APY Interest Period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 $8,762.67 Closing UBS Bank USA Deposit balance Sep 7 $6,658.87 Number of days in interest period 34 Average daily balance $7,618.23 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: ; Friendly account name: it ; Account number Your investment objectives: You have identified the Following investment objectives for this account IF you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: unmary • Moderate investment eligibt5ty consderatton None se!ected Your account instructions • You account cost ba56 default closing method is FIFO, First In, First Out. Your Ignanrial Advisor: SCOTT STACK MAMLYLE CASRIEL 0070305006454 770 ne70C0305I44 00005 0916 03057 CONFIDENTIAL M L000ndi999* 4 of EFTA_00 B3777 EFTA01252472 *UBS Resource Management Account September 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ind:Cash'Sawng Account number. Sane prices, income and °Oren! values ShPin may tetropiddinale. AS a *al A. gars atiosses may xi be eccutalely reflected. See stnportant intomtabon &Gout your statement a the end of ths dxumem for from inforrwson. Cash alternatives Money market funds money market funds age neither insured for guaranteed to the Fedecef Nixon Insuraice Corporation or any other vie share. it is oxhide to lose money by investing in these funds. Toter reinvested is the tots d d reinvested dindends II does not include any cash drAdends. R Is not a la lot for the purposes of determining hold rg periods or cost basis. The shares you receive each hoe you reinvest didends become a separate tax lot. Cost bests is the tots purchase cost of the security, Inducing reimesteddodends The cost basis may need to be alusted for return d capital payments in order to detemine the Ousted cost toasts for tar repzetirg purposes. Hddng U3S PRIME RESERVES FUND PurCheek pricer Number Average price Client d shoes pet share (S) investment (5) Your Mandel Advisor SCOTT STACKMANLYLE CASR1EL inn-en agency. Although money market tUngS seek to vestre the value of your imesirnent at Si .03 Per (Inreelted Re )grit a loss Is the dire ten« between the C tat fent value and the cost basis and would generaly be your taxatle gan of loss if the security was sod on this doe. The unrealized dad gin or loss may need to be acitnted for set an of (aorta parents in order to determine the re.ffized gain or loss for tax reporting Purposes investment return lithe curer value minus the amount you invested it does not include shares that are not reflectedonyour statement, inducing shares that haw teen *aired as en, her a can maids. Rasa dual not Ind nee Cash Ovidends that were not reinvested Cost Pore per share tutus (S) on Sep 30 (5) Value on lime/Mad investment Hddng Sep 30(S) on or loss (5) return (S) period 12,018,102.320 1.000 12,018,10132 12,018,102.32 EAl, 448,125 Current )veld: 0.40% Fixed income Mutual funds Toot renweste4 is the total d as reinvested clodends II does not include arty cash dvidenns. it is not a tar lot for the DurITOSeS Of dettnninng hedging periods Or COSI basis. The shares yOu receive earn time yOu reinvest dudes a become a separate tau lot. Cost basis is the rota purchase cost of the security. inducing ronvesteddsidends The cost basis may need to be °lusted for return of cacital payments in order 10 deternine the adlustedcOrt basis for tar retxding pticoses. Hddng PUTNAM SHORT DURATION INCOME FUND Y Purchase price' Nureber Average peee of shares per share (1) Client investment (5) 1.000 12,018,102 32 vnreaszed (raid gain or loss is the dfference between the current value and the con basis and wood generally be sOur taxable gan d Id% if the Security was soil co Ibis dale. The unrearzeil dad pan a loss may need to be ac usted for return of (vial Payments In order to detemlne the realized gan or loss to( tar reportingpurposes. tneestnient return is the current value minus the amount you invested, lords not indite Shares that ale 001 reflected on rnir statement, inducing shafts that hare been leanedas either a gain or a Ids. It 550 does no include cash chadends that were not reinvested Cost Price per shoe basis (S) on Sep 30 (S) Value on llereafired ftaf) imestmen Hddng Sep 30 (5) gnn or loss (S) return (5) period continued next page SDNY GM 00023158 CHP7C003006454771 NP7003305l 44 COCOS 09'6 030575004 Page S of CONFIDENTIAL EFTA_00 133778 EFTA01252473 SUBS Resource Management Account September 2016 Account name: GHIS.LAINE MAXWELL Friendly account name:IndCashiSaving Account number Your A nuncio' Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce/ wooer Averaft pee Hddng of shares per share (1) Client investment (S) Cost basket) Price per sheet on Sep 30(S) Value on Sep 30 (1) unrealized0M gain or loss (S) investment Felton (5) Holdng period Symbol: PSDVX Trade date: Jul 20. 15 Total reinvested EAI: 427,422 Current yield: 0.78% Security total 348.605 578 2,961.232 351.566.810 10.040 10.035 10.040 3.500.005.25 3,500,005.25 3,500,005.25 29,716.51 3,529,721.76 10.050 10.050 3.503,486,06 29,760.38 3,533246.44 3.480.81 43.87 3,524.68 33241.19 LT Your total assets Value on Sep 30(S) Percentage Cl your as( ounl Cost tor (S) Estimated annual intone IS) llreeerZed On or loss (5) Cash alternatives Money market funds 12,018,10232 77.28% 12,018,10232 46,125.00 Kxed income Mutual funds 3,533,246.44 22.72% 3,529,721.76 27,422.00 3.524.68 Total $15,551,348.76 100.00% $15,547,824.08 $75,547.00 $3,524.68 Account activity this month Date Actisgy Description Amount (0 Deposits and other funds credited Sep I Transfer JOURNAL FROPM Y1 23568GNISLAINE MAXWELL 1347.33 Sep I Transfer Sep I Transfer Total deposit and other funds credited $6,658.67 JOURNAL FROM VI 23572GHISLAJNE MAXWELL 2,410.86 JOURNAL FROM VI 23574GHISLAINE MAXWELL 2,900.68 Ode Achuly DeXo000A AmOunt (3) Dividend and interest income Taxable dividends Sep I Ovidend PUTNAM SHORT DURATION INCOME FUND Y AS OF 08/31116 2,664.22 Sep 14 ()Mend U8S SELECT PRIME INSTITUTIONAL FUND 1.316.27 Sep 30 Cwidend Total taxable dividends Total dividend and interest income URS PRIME RESERVES FUND 2,518 74 66,49923 $649923 Dale Actiuly DeScrption Amato) (5) Sep IS Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -100000.00 BANC, NA Total other funds debited .$100,000.00 Other funds debited CHP70308006454772 NP7OCO3C6I 44 COCOS 0916 030575004 GM 000231W10 6 of 8 _ _ CONFIDENTIAL EFTA_00133779 EFTA01252474 *UBS Resource Management Account September 2016 Account activity this month icontrued) Account name: GHISLAINE MAXWELL Frie nd ly accou nt nome:Ind.CashiSamng Account number. lovet:ment Uansactions for wort Information scout the priceiyalue showis for restncted secunties, we froportant informoion obytt your f/sergens at the end of this doc irnent Dato Actr.Ny Rett eptron Ouantity yduo ($) Price (1) ProCeecIS Iran nvestme ni ransactiont (S) runds withdraven fa Att rued ‚ruesiments bceacjit (S) internt ($) Sep I Relnvestment PUTNAM SHORT DI-RATION INCOME FUNDY DIVIDEND REINVESTED AT 10.05 NAV ON 08, 3 Il 1 6 AS OF 08'3616 265.097 -2,664.22 Sep 14 Sold URS SELECT PRIIVE INSTITUTIONAL FUND -12,107608.440 12,107,608.44 Sep ta Bought U65 RWE RESERVES FUND 0.440 1.000 Sep 14 Bought UBSPRIME RESERVES FUND 12,107,608.000 1 000 -12.107,608 44 Sep I S Sold UBSPRIME RESERVES FUND -100,000.000 100,000.00 Sep 29 Bought 1.)35 PRIIVE RESERVES FUND 0.140 Sep 29 Bought U65 PRiME RESERVES FUND 7,975.C® -7,975. 14 Sep 30 Rewnestment UBS PRIMS RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON Og 30 16 0.740 -0 74 Sep30 Renvestment U8SPRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 0930'16 2,518.000 -2,518A0 Total $12207608A4 412420366.54 Patt Actmly oestroco Arrount Monty bielano activities Aug 31 Balance forward $0.00 Sept Deposit UBS BANK USA DEPOSIT ACCOUNT 6,658.87 Sep IS Ogłosi( UBS BANK USA DEPOSIT ACCOUNT 1)1617 Sep30 Wothdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09,29/16 -7875.14 Sep 38 Closing U8S Dank USA Deposit Mamut S0.00 Your Financial Alvisor. SCOTT STACK MANLYLE CASRIEL The URS Bant USA Apett Account it your Omary sweep <plon SDNY GM 00023160 C NP703033064S4 773 W700330514400025 0916 03057500 CONFIDENTIAL Page 7 of 8 EFTA_00133780 EFTA01252475 *UBS Your notes ""—=';'=11 ' —'!"" ' °' 8 CONFIDENTIAL EFT,00B3781 EFTA01252476 Important information about your statement Fivocial Services Pc, (the Firm or UPS Finarcial Strokes), is a merrber of all principal washy, ccmrroda and options exchanges. UBS Financial Services and LES Bank USA re i-diect subsilenes of UPS AG and athhaes of UESSectrain U.C. The Fun's I refloat statement h available upon reetest The Fins exeosee alias re a. 1.135 Financial Seroces 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the onk off icial record of you' LBS Fractal Services account. Other records, esept official lac doosnents. contanng conflictingdata should not be relied tan II joubane thee is an ea a Omn9On please report it immediately n wring to the Branch Bandon of the Win wrung your accost. Alltotegie a levies shown re intended to be accurate. statement data slicuk1 not be wed fa to prates Rely seek on yeamend tax forms. Ge Form 1099. 5498, 10425. ete)wbenorepamg your tax return. The Farm 5 required by law town to tie IRS all taxable dividends, reportabb nontaxable cabala and bauble rarer end en steadies held ennui scant net proceeds on see tramactire, ad ace bash oncertain covered seines. Carnlitsliankielltrieh dm Finn • Please reecodinn sip oral corrrninations in twang to further protect your rights. inducing your 1415 carder the Se:trines Investor Protectron AO (W) • II thefinancial aviation es the top let of die here of this statement isnot CBS F andel Serykes, LBS Financial Sanas carries yeas account as clearing broker by arra-gerrent wt. the ideated enstartore We informal you of this telatOn5h54 when VW opened this accost h the cast your kits and wadies are boated a LOS financial Seneca and rot thr immeacig broker, rd you meat make a reps of am ear or omission to bode firms As described en to account agreements, pa must natty IA c4 a errors or fraud iwohnig chedcs reflected a your statement *thin 30 CItyl alter It was mailed or made available. All statements shall be donned arras* and accurate n all other mush if not objected to in veittg within 60 days • Please diva ataomer complaints or tathes to to Farr, C lent Retsions °teamed at 201252.1699 a tolltroe r. 903.354-9I03, 8.03 A M. to 603 P.M FT Monday through Friday, or in rang to LES Financial Semites Ix., Client Relations Department, P.O. Box 766 Union Cly,14.1 07037. • In case of errors or cessions about al electronic fu-de ands 031). be pawn a UBS Votabit card tractions, call (02762-1000, a write to UBS f anent Senices Ix., 1000 arta (114, 6th floor. Weehawkery NI 07086, Ann RIAA(855. Sakes. Cake write as soon o you can, if you hit your statement a receipt k wag or if you need more reamation tote a transfer on the statement or receipt The firm or Card arc (as spleable)must her I rom you no later thin CO days slier **km sent yOu the leist statement on which the eaCior problem appered. - Proide your name rd accost number Gef am) - Decal:* the eiTer Of the Winder you Yet-MUM about, rid spleen as ckaik as you cal why you believe a is senor ex why you need more Haman - ProMde the dolor arrant d the suspected error. The Firm or Card Issuer vii hoestigate put compeaht and ail correct rat; error prompty. for alleged mob rnolving UBS Via debit cad tramadiro„ if we take mote Rim 10 Wsassdays to Mlles, we will credit yas accost for the snout ytuthilk is in error, so tat las wi have the use of the money during tie tine it lakes us to complete our mestigution. Please mite all checks payek to the From or tie I euncial instead, rdeated on he front of the statement In addition to regular accost fees, accounts may be abject to mantenarra Ines, tangos for late parent kr securities purchases and charges kr unpaid amines re cash accosts. Accounts that re transferred to other inhalers may be subject to a transler fee UM Sweep Oreitene LIES offers options for sweeping car Waxes. balances to bat deposits at UM Brk USA and LES AG Stanford [ranch (Eta-k Sweep Proofarre), money maket mutual krds (Money Fit red the InternationalDepose Aboard 004forouitanon with an International Masco Management Account. Though the Bak Sweep Program cash batmen we swept to LES Bank USA tp to an established knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposes at LES Bank USA am FDIC insured in accords:* withFCC wiles. Forman information please visit wwwidic got Deposes at LES AG Stamford Brrch ad shares of MoneyFindsare rot nand by the FDIC. Through to DA, treatable to cash balsas an swept to depose roosts al UBS AG New Yak Branch and LES AG Cayman Ranch Thew deposits arena fl uted by the FCC Balaxes held at the LES AG Carman Branch are lemponny reposed to the sovereign vat of the Calms dads, and there is no guarani** or other obigation of UPS AG to repay the balances hM,kasthe LES Cayman's Brach's books. Deposes at LEG Birk USA and each UBS AG Branch are not protected by SIK. Money Fend three are protected by SIPC. See 'LOS Financial Services Accoutre Protection' below. Upon your request batences in the Ban Sweep Program or DA may be sethdraes and shams of a Menet Ford may be licsidated, ad the proceeds returned to you or your seosties accost. Rate idormalon about available sweep optcn noising omen: ireerest rates and B MA, 5 imitable at Armtrubscordsweepmetb. from your F realm! Advisor or by along KO-762-1000. UPS Financial Serekee scan protection The Fr-n r. a rruntor dF the (en rant 1- enter rettertrn Corporation (BIKE which protects starves taCcntS 01 its mentors up to $502000 (inohding S250,003 kr darts for cat The SIPC asset protection limits atria to all accost that you hold hi a partitive- twdry. The Fkm, together with certainaffiliates, has also parch/ad uspktnental potation. The madman amount pajabee to at engin chili, CONKlink under this protection is ZOO milion as of Detente, TO, 201S. Stbra to the poky orditons ad limitation, cash a the am is further protected fa up to fel .9 million n the aggregate kr all your accounts held n spate:Wm opacity. A (IA copy of theepoky wading is available uPon request. The MK protection ad the suppkmenUI protection both do not aPPN16 • Cerlin financial assets controlled by (and totad n your account value) but hell an/ from LOS Financial Services (e.g., certain( cash at UBS Bat USA. 00 cash at LES AG U.S.aanrhes, (4 heurene palm, including minable amain, and 06 tarn of Maud funds where such shoes re registered dewy is the name of the account holier on the books ad records of the appliciA aster a Ureter agent), • Certain rmsb-nert contracts or inwsiment interests (e.g., alined partnerships ad private placements) that are rot regitered under ter Securities Act of 1933; and • Commodities contacts (e.g, kreign Pane and preccus metal contracts), include-9 futures cowacts ad commodity option contracts The SEC protect On and IN comities-nal protection do not apply so these assets rent they otherwise appear on yea statements. The SEC protection aid the ,{:elemental protection do not protect against changes n the market vale of your inflamed> (Metar as result of market movement, issue ba-kruptcy aterterke) More irtonnation is sidable iron recast. 'mums cbtan more 44°nm:wonabout MK, ricluden9 the SIPC Brochse. by contacting SIPC at 202-371 -83C0 or by visitisp the SIPC webae at amtapc.orp Dividend Reimestment Program (DRS) the ate reflected is an swage pow. You may obtan the actual price banns F roast Advise Onk whole sham are purchased under DPW; initial shaves end be sold rd the cash wi be deposited te your account The civickrd renvestment price applied by she tear my offer hem the mead price at which tee partial tires re sold Ceateiolieu CnV whole pas may be held n you. acccust. If yarn entitled to a petal trail a s result <else:Ward parent or Othentite, the Firm will ether sell panel din at market price a accept an shard determined by a regiaered dewing agency. and credit year taard. Investment objedives The tionimere objection and risk profile are spec to to each account and may may between year =ants Please advs. the Firm promptly in awing of ay sq-dicant Mane in you I nmcial snatem or investment olwebves For eachward held, you choose areal the folbwi-n inwarrent objectives. CONFIDENTIAL • &oda Cuneneincome: Iweshneres seekng tee generation of income onk. • Artnee Centel Apentdation Inwstments seeing otrova of principalrather than the generation of iam. • Produce Combauthe or Wane and Capital Awes:non Ivesinents seeking both the pervasion of name and grosthol penal. Osten risk profiles • Conservative. Seeks to maven nilial pri-cepd with low risk and volatility to the accost °mak men if that means the scan does not generate signdant Corm or returns rd may rot keep pre with illation. • Moderate Willing to accept scene ride to piroPal and tolerate some variety to seek higher returns, • Aggressen: Wiling to accept high nic to pnncpal and high ad lily to seek high returns oar time. • In. anahmr (dandier ConseArtation: I Hinted, a Pttlion of the portfolio for tat account may aisle canplex strategic, Wised Hauck andante volatiky. Statement 'household:yr We may consolidate all related account statements with the same alias in the same enmetve, e.g. because they have Ortntri who aho manta joril account •efit craps well other clients a the same aadressif you peeler to wont indnechal statements mailed is separate ernelcoet you may dedre hotr,eholdng by ceding yes Fennel Ad soh Friendly award name The Fara/ aoccu-4 name is a custom:Ste 'nickname' ohoun by you to assist you with your recoolteePre2 has no legaleffect on yOur account You can change pad triendk scov,t natio. through On Services a by canticle-9 your FiVnctal Athnor. Aosourie overview • Value of nor accantgon(olo. Net of assets and liabilities • A>wb tol.des salt* cash balances, vdues Ia restricted warty fest ), and Globaltime Deposit, treated marks to ma-ket, and certain assets not held by to Fim. Does rot include unread sectritiMassets at tie end d the prior and arrent statement periods, or prate imestmenit divested stock options and ennotable stock options • alpikes Includes debit bairns outstanding morph bans, credit lire, sheer accord balances. • Ceshenoney balances. Total of unimested avalabie cash balances, plus depose telexes at UDS Bank USA, LBS AG U.S Branches ad money market mutual fund sweep batons. at the c Me of be statement period Nowsearroday free creek balances in aces account are rat segegsed from oche balances and the Timmy tae any of these lords rh the Cutlery course ol As business these funds separable yam your downed. This total is included a to anent period closing Vain Le dog Mfonnation For cleaned onlontlatIOn a the Firm's lerclisg attires and decades. refer to you. Chen Rebtiontip SDNY_GM_00023162 EFTA_00133782 EFTA01252477 Important information about your statement (0011811Utd) Ageonent or ACCOn Ai" etterli and the General Timm rd Conditions LeRS Statement of Credit fraction available in Agreements and Oinssures yaw tin ramiateevorntrinto met Yew assets Your statement itemises securities and other assets hell h the account at the end of the deemed period. You may for debut d icy paid seariies al anytime. You my receive securities used as ban collateral after paying any balrice de on them. Any securities transferted to the Firm ctri-g the Itaitlittllt period are listed* market vitro as of the end of the stab:moll period. • Cost balm In determining the cost basis of the securities incbded in this statement, where indicated wih the number " l, • 1.85F nancial Services has relied On information obtained from sources other than LES Financial Semites, including information hem another Urn a that you may tattegroaided to aeJ financial Adam The Firm does not indeperantly yertya gaunt** the accuracy a valley of ary idormation provided by WOOS other than LES Frencial ▪ aaltion although UPS F twickl Services general& updates Sas nftrmation as it is receeved the firm does not provide am, assure-cm eve illOTIlatiatl =tit 'Coat bate rd ^Unrealized god lose is accurate as of the date of this statement. Po such please dome rekso on doe.dandion to make puthase or sale decisions fa tax pesposes a otherwise. Accounts tranderred to be Sim may reflect gai loss information only for the period tine they are held at tie firm Morehi:take] Hamann tribe died by yar Fr-axial Advisor. • Unrealised gans/loame %teen data is srailibk. enervated ermined &imitates are &Nand la invitee] stony lots. The transition data for haviltal lots may or may not ref lett commissions. dwges da security reorganization events derZ an d and otter reinvestment lots rd systematic otavhaat lots are each combined to dinky one awraged lot The 'Trade date' colan presents the agiul transaction trade dale. • Callable meanies Bonds rid preened stock that the ever cats for eat rodonprven wit be selected InDasulk bin from arrong all seasees of Moat issue held n ourname a in nominee name for os clients Call tease ntanuticn m cbtaned fromthird parties and as accuracy is not guano:ed. Other call features may eon which mull nod yield comae& intormaticn will be provi*d upon request • Certificates of &posit (CDs). CDs are HNC nsured cep to 5250,000 h principal and accrued irtenni per depoekor ard per depository inane-ekes in accordance win FDIC Ries • Price/value Prices displayed f or securities and other profs may be higher or lower than he price that yOa would actually receive in the nude. fikes are obtained from areas hid party sources whit, we &Sew to be relable, bit we donor garnet thek accuracy- - We germs* we he closim; price when avalhka the mean of the bed and ask prices for limed sautes and opara or only bid prices for OTC seardies. - Less acterek traded securities may be priced usty a valuation model a the moss recent ace we canned and may not reflect in actual market price a vase - Certain positions may appear wittoa a price arc/ will now as 'vice was me awelable• d we are unable to ocean a pen for a wink - Deposits a securities denominated in nannies other than U.S dollars are reflected r the ',charge rate as of the gamed date. - fa certain searnes hiding n non-conformng denornnations, puce and quality (face sake) may have been adjucted to brans proper valuation To cbuin current ointa bris. when available, contact ybr tee-col Ado orr • Private imesunente and drummed premium. !ovate rummer* was tin (ex bag clittl participation program ad real spate immured mist soothes) and structred proins are generalb highly tided. Celan stnstend pones base not been registered with the Securities and Excha Commission a under wry slate seerstertn. We Croak ostmated Valuta for private investment secants ard &Inured products for telamatkrul purposes crib.. Marary knot guaranteed. - These vitas may differ abets-tidy from prices, il any. at which a akin ittetrtni structured product maybe bought or sold and do flat necessarily represent the ratty& may receive upon lickeidation. - Third party esimates of rata are as ascertain date and are supplied to UBS Found Services on a reg,Jr basis by an independent satiation firm. - baser. generalpanne- of sponsor estimated vain ary, are applied to the Fm by the issuer, general partner or sprier sulmiy be calculated based an &twine information from that used by hid parties to delve their estimated values. - You can obtain aednorel information regarded tie mensoblagy used to determine the estimate of value ad the date of the hi:amain that is the basis fa the estimate by contactig your ftuncial Advisor - Third party estenSed valets may be reflected as 'Not priced' in several situations: when an ideardent valuation fim has not %darn a it enable to assign a italat sawn we become ware that a matenal event has occurred tut may call a prevousay reported value no question, or eon a value would be high speoilatim due to tie nature • the sonny. - When neither an Muer, general partner or sponsor estimated value nor a thrd-paly estimated vala is promded, the vita of the smutty Mk be different ham its purchase price. - •Ddribution to date may indude return of capital, income orboth. - 'Original unk size' represents the noel offering price per unit axial., not reflect gout cost bass. - DIP rd unlisted REn mashes are rot listed on a national securities exchange, and are wordy liquid and own if they can be sold, tie orb. received may be kin than the per tare estimated oath provided n the accost statement, • Restricted securities. Restated martin generalk are nal (wren, elglak for public sale. U8S fins-col Seances uses the motet price d the ummtricted stook of the same issuer as an imputed value for the restricted Oak (aoudads athrs statement oi* To the extent Tat restided seines are elegbk to sale, the value received may be sebstamaly less nal the intend vabe town • Est. (estirnetect) income. anon yields and rates. M estimate of amual income 6 based on current rd interest rates, assuming tie laxities will be held for are yew from statement &te or ants maturity This estimate bonny a gudolne; accuracy ad continued alCOMt are not gu warned - Estimated anal icon and cured yield for certain types of leashes cad noble a return of pencil:ler capital gains in which case the est income (a-d currem yield would be overstated, - Est/meted anal income and anent yieldand tie actual tame and yieLl Mott be lowers higher then the estimated swats. - An estimate of arrualized income (dkidend ander interest) divided by the current market vaberaverage balance is based as the Last dividend or need pgrnent made by tie bsuer and mantes he securesetdeans will be het/ for one year from the statement date or until maturity. Accuracy rd continued sell am not guaranteed • Assets net held bytes Financial Services. Certain nets are rot helot by the fern ad not *whin the Fein's posnessin or ascot. These assets are displayed on Ins statement for informational purposes on* Positions and values presented re provided by dal bang fern. UBS Inancial Services is not reucroble for his information and does not guarantee es aecurroy. thew assets ere not protected by SEC or Pe Cirri's supplemental SIPC coverage. • Revenue sharing and additional compunratices. — In edition to commissions on sales and 12b.1 lees received m correction with be distribution of rrulual fads to ow clients we anchor our affair, receive revenue than) Payments from diantutors ad or salsas of the mast funds that we sell. These amounts are based on two cMeren corrpanents (a the amoad of Ulf, by UBS of a Palicar mutual fund famik to our clients and 0i) the asset vale* of a particular rrutual fund famiVs shares held a the Urn — We and as allAate ate rooter, networking end onribm accosting fees in consderation for transfer agent SOYCVS that we made to the rrutusl kr& These fees generally are pad from investor assets n the nutua leak' and are a feud dais amount based on the number of accounts at the brokerdealer holing mutual fads of that fund fa-nity CONFIDENTIAL - h addakin to commissions received n connection with the sale or &thbution ol may contracts and art in but ails tows clients. mo andor our affiliate acne reserve sharp compensation from many of the insurance companies Undefined the amity CONCUR, &ins a the &urn carphies or glamors of ne unit irrirestmmt ousts we &nun - Our affiliates abo recen trading commoskins rd ate compensator, front maul kr& and Munroe companies otiose Fronts we darbse. - We receive art areal lee from UBS Bart USA aid LES AG Stanford Ranh Of 1.010 $25 per a-can sweeping to the barks under the UBS Bank Sweep Programs. Adivity Hammon regardng cammksins and other throes tarred in connecke with tie exeonn of trades, hcl.dng option transactions has been encb&d on corif irreatin presousV furnished to you. rd mill be provided to you promptly onrepast Short selling you are engaged in short selling a security, you may ears a charge der to cateintarowhg costs for that Wiwi:runny. Open aided Regaling open or *gatchtilkancelled* orders tut were not wormed by the statement date, open buy and ma slop orders are radioed by the amount of dividends a rig-tan an ex-dividerds a rorg-els date unless tanxted °tunny* by yds You are responsbk for orders that are executed da toyes& lelure to cancel • ig open orders. Mead To obtain a copy of in current Client PrivacyNai e. please contact you FnarkealAdviser or vat our websne at *taw oimi romitaivanararea 1,85 Finned Sirens e not a ball The Mg Business Services Account ESA and IRMA are brokerage accounts ankh provide access so banking services aid prodsts ihnee*seangenwrits with allttend bias end other Ihniparey banks, rid provides access to Susie arid amity [roans toted by unaHiliated thid-party iturrice &musses through insurance agency subsdianee of UBS Financial Services Inc. horesmerd, Bunco. aid a-ruity products, Nat MC insured • No bank guaantem May Sae vase RUA. Resource Mina :r ent Arson rm, Business Services Account BSA, IRSAA ad intonational Resource Management Accont am registered service mats of UBS fogad Sierras Fx Vita Signature is a reused Senn mink 01 Inumalinat LOS Visa Signature coda cards and CGS Visa debt cards are issued by UBS Bare USA with PrIVISSI011 Iran Visa U SA incorporated. tie Pirundel Services Ins Pry 201604 SDNY_GM_00023163 EFFA_00133783 EFTA01252478 SUBS Financial Strikes Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account October 2016 CNP70055918471016 Y1 0 GHISLANE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Account name: GHISLANE MAXVVEll. Friendly account name: Ind-Cash/Saving Account number: Your Financial Advisor: SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement? Call your Eirlanaal Advisor or the Value of your account RMA ReSOUrCOD ne at 800-RMA- 1000, account 029323575 on September 30 In on October 31 (1) Your assets 15,551,348.76 15,699,173.12 Visit our website: v•ww.ub5COMIlinanCialStrnaCOS Your liabilities 0.00 0.00 Value of your account $15,551,348.76 $15,699,173.12 Tracking the value of your account Sources of your account growth during 2016 Value of your account S Millons at war end 2015 46,144,731.58 Net depositi and 15.6 157 • withdrawals 59,494,321.09 Your kivestmmt return Dividend and 6.1 interest income 153,102.71 Change er market value 37,017 74 Value of your account Dec 2014 0ec 2015 Sep 0•16 Oct 2016 on Oct 31, 2016 $15.699,173.12 SDNY GM 00023164 Member gniP7000930559t 647 NP1003193559 C00C6 1016 03057500 Pap 1 of 8 CONFIDENTIAL EFTA_00133784 EFTA01252479 SUBS Resource Management Account October 2016 Your account balance sheet Summary of your assets Value on October 31(1) Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,163,133.48 77.48% C Equities 0.00 0.00% I) D Fixed income 3,536,039.64 22.52% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets $15,699,173.12 100.00% Value of your account $15,699,173.12 Account name: iNE D. A 1A ELL Friendly account name:Ind Cask Savng Account number: Eye on the markets Index Percentage change October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Your K medal Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% OIP70003005591848 WT003193559 00035 MI6 0305750N GM 000231 2 of 8 CONFIDENTIAL EFTA_00133785 EFTA01252480 UBS Resource Management Account Change in the value of your account October 20I6(41 Year to date (I) Opening account value $15,551,348.76 $6,144,731.58 Deposits, including investments transferred in 194,507.07 14,836,221.95 Withdrawals and fees, including investments transferred out -54,500.00 -5,341,900.86 Dividend and interest income 7,817.30 53,102.71 Change in market value -0.01 7,017.74 Closing account value 515,699,173.12 $15,699,173.12 Account name: GHISLAINE MAXWELL Your /9nandal Advisor: friendly account name- ng I S SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned for r vipcnts of ins statement, tait:ity of 'nitres] and dim:lend income hat been determined tint, a US tar repotting perspedire. Based upon the residence of the account bolder, account type, or product type, some interest ander dyidend payments may not be subject to United St*es (UA ardor Puerto Rico (PR) Income tares. The cent mom* statement is not intended to be used and carrot be felled upon for tar paroses. Clients should refer to the apiglictie tar reporting forms they recent. from 165 annualy, such as the f0m1S 1099 and me Fermi 480, for tar reporting information It IS the make of U85 to file tht =heat* tar reporting forms with the US interny Revenue Service and PR Treasury DeParm'ent. and in such forms accurately da t fy dndenct ardor interest as tar exempt or to tale income. Mese consult your Indvdual tax preparer. October 2016(8) Year to date IS) Taxable dividends 7,817 30 50,892.19 Taxable interest 0.00 36.79 Total current year $7,817.30 $50,928.98 Prior year adjustment 0 00 2,173.73 Total dividend & interest $7,817.30 153,102.71 Summary of gains and losses Yaws eporled Below exclude products for which gain and losses are not classified. Realized gains and losses Unrealized October 2016(4) Year to date (1) gains and loses (4) Short term 0.00 0.00 35.66 Long tens 0.00 0.00 3,489 02 Total $0.00 $0.00 $3,524.68 Cash activity summary See Account ectivey the month for dela Is &lances in your Sweep Options are induCed in the wenn; and closing balances etlue. FDIC insurance 420101 only to deposits a ups Bank USA, rot to deposits at LOS AG, Starriord Ranch or ham deposits placedthrough the UBS Internet ion* Deposit Account program. SiPC protection applies to money market sweep fund holdings but not bank deposits Ate important information Offeat your statement en the last two pages d this document for deters October 2016 (9) rear to data IS) Opening balances Additions $0.00 $2,010,294.62 Deposits and other funds credited 194,507 07 14,836,221 95 Dividend and interest income 7,817 30 53,102.71 Proceeds from investment transactions 0.00 17,339,458.27 Total additions $202,324.37 $32,228,782.93 Subtractions Checks and bill payments 0.00 -3,000,000.00 Other funds debited -54,500.00 -2,341,900.86 Funds withdrawn for investments bought -147,824.37 -28,897,176.69 Total subtractions -$202,324.37 -$34,239,077.55 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 041'70303305931849 NP7080‘98559 00035 1016 030575004 CONFIDENTIAL SONY GM 00023166 Page 3 of 8 EFTA_00133786 EFTA01252481 *UBS Resource Management Account October 2016 UBS Bank USA Deposit Account APY Interest perrod Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $6,658.87 Closing UBS Bank USA Deposit balance Oct 6 E0.00 Number of days in interest period 29 Average daily ba bnce $5,457.38 Interest earned $0 .00 Annual percentage paid earned 0.00% Account name: G414AINE MA WELL. friendly account narne:Irvt Ca,NSavng Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current inccene & capital appreciation Your risk profile: Primary moderate investment eligibility consderahon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Nnandal Advisor srerr STACY t.lt,•ItYLF CA Sk.EL CHP7C0C0005591850 NPMCOI93559 COCO 1016030575004 CONFIDENTIAL GM 000231tne 4 of _ _ EFTA_00 B3787 EFTA01252482 *UBS Resource Management Account Your assets Account name: GHISLAINE MA (WELL Friendly account naryie:Ind.CaSIVSaving Account number. Some Vets, income and current vaues shorn may he EpprOxiffsble. AS a itsult. OM and losses map not be acurately reflected. See enporrear inrorararron about your statement a the end of this docurnem Oki more infornason. Your Pi medal Adelson SCOTT STACK MANLYLE CASRIEL Cash alternatives money market funds Money market funds are reitner insured ror guaranteed by the Cede id Dep391 Insurance COrpOratiOn or any Olher 9:AVM-erg agency. InStrtunOna prIMe and Institutional rnuncip.4 funds must flOnt then net asset values (NAV) per share to the nearest V100Th of a cent (e.g.., SI 0000) Government and foal money market funds wIllcontinue to transact al a sine $1.03 net asset value. although money rnaiket funds seek to pesenre the value of your investment at 11.00 per share It 4 possible to lose money by infesting In these funds rota, reinveded 4 the total d S reinvested dedends n doers not include any cash dedends n is not alas lot for the purposes of determining hold ng periods or cost basis The shares you receive eah time you reinvest dwdends become a separate tax icil Cost bias is the total wetnesse cost of the security. includng reinvested d Mundt The cost basis mw need tote alusted for return of capital payments in order to determine the ad usted cost basis for tax reixetirg purposes. kidding UBS PRIME RESERVES FUND (Al: $51,392 Current )ield. 0.42% Purchase pricer Number Average price Clem el tildes pet share (S) investment ft) i2,I 63,133 480 ---This information was una va Fixed income Mutual funds rotas termed& is the Iota d et renvested d Wends n does not include any cash d4cte oda n is not a la lot for the puipOSeS of dere/minno binding pencils or cost teat The OWN you receive each tine you reinvest 41w:fends tecorne a separate tax lot. Cost basis is the iota purchase cost of the security. Ind udno ionvesteddvdends The (051 basis mat neeplots alibied for return d capita payments in order to (*tem-me the ad usted ost bat for tar reoccur.; purposes. Purchase pricer Number Average pnce Ncldng of Shares pet share (I) PUTNAM SHORT DURATION INCOME FUND Y Client investment CP 0nreSced Oax)ges oc bz is the difference between the current value and the cost basis at would generily be your taeale gain DI loss if the security was sold co this dale. The unrealized dad din or loss rnay need to be adusted for ret inn of capta pyre nts in order to determine the realized gain or loss for tax reporting purposes. investment adorn is the current value mous the amount you invested. n does not Include shares teal are not reflectedonyour Statement Enduing shares that have been *ego as erther a pan m 81055. rasp, does not include cash dedends that were nee reinvested. cost Price per share basis 3) on Od 31 (I) Value on unrealized Oct 31 ($) gain or loss CD 1.0000 12,163,133 48 investment wiring return (S) period ertreeleed dodgem or kips is the dfference between I he current vane and the cost basis and bored general). be >Our tarade gan ploSS if the secunty war sold On INS date. The unreaded (tax) gan Cr IOSS may need to be &lusted for return of capita payments in order to deteninne the rested donor I:6S foe tax spoiling putposs Investment return is the current vauernnus the amount you invested h does not include shares that ale not reflected on your statement, inducing shares that hare been tea ized a either a gan or a los& It also toes net include cash dedends that were not reinvested Cost Puce per share basis (SI on Oct 3t (3) Value on Unrealized dal Imestment Holdrog Oct 31 (3) gain or loss (SI return (5) pennd continued next page AMY GM 00023168 CelP7C0C0305591851 NP7003l97559 00005 1016 030575004 CONFIDENTIAL ►age S of 8 EFTA_00 I 33788 EFTA01252483 SUBS Resource Management Account October 201 , Account name: GHISLAINE MAXWELL Friendly account name: Ind:CastiSaving Account number: Your II sandal Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Fixed income . Mutual funds (contrived) Purchase pool Number Average price Hddng of slates pi I Shalt (i) Clt investment 1) Cost basics) Price per stare on Oct 31 (l) value on Oct 31 (s) unmerited0as/ gain or loss (5) investment Hdclog return (5) ptriod Symbol. PSDYX Trade date: Jul 20. 15 348,605 578 10.040 3,500,005.25 3,500,005.25 10.050 3.503,486.06 3.480.81 LT Total reinvested 3239163 10.036 32,509.72 10.050 32,553.59 43.87 EAI: 428,851 Current yield. 0.82% Sect-city total 351,844 741 10.040 3,500,005.25 3,532,514.97 3,536,039.64 3,524.68 36,034.40 Your total assets value on Oct 31 (5) Percentage 44 your account Cost bass 0/ estmatea annual interne (f) Watt/Ned grin or loss (I) Cash alternatives • Money market funds 12,163,133.48 77.48% 51,392.00 Nxed income Mutual funds 3.536.039.64 22.52% 3.532.514.97 28,851.00 3,524.68 Total • Missing toss basis olonnalicn $15,699,173.12 100.00% $3,532,514.97 $80,243.00 $3,524.68 Account activity this month Clete Aclhaty Description Amount (1) Deposits and other fends audited Oct 3 Transfer JOURNAL FRCM YI 23572GHISUNNE MAXWELL 1.644.14 Oct 3 Transfer JOURNAL FROM Y 23568GH1SLAJNE MAXWELL 2,133.03 Oct 3 Transfer JOURNAL FROM YI 23574GHISLAINE MAXWELL 459.54 Oct 4 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 46250.00 Oct 12 Transfer JOURNAL FROM YI 23679FOT & KETTLE, U.0 14,481.13 Oct 12 Transfer JOURNAL FROM Y123692116 EAST 65114 STREET LLC 129,539.23 Total deposit and other funds audited $194.507.07 Date Acti*ty Deicnplion :moult (5) Dividend end interest income Taxable dividends Oct 3 Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 09130116 2,793.21 Oct 31 C.vidend U8S PRIME RESERVES FUND 5,024.09 Tout taxable dividends $7,81730 Total dividend and interest income $7.817.30 CNP7C0C030W31852 NP7000190559 00035 1016 03057 5°134 11 fi Ct 00231§W 6 of 8 CONFIDENTIAL EFTA_00133789 EFTA01252484 SUBS Resource Management Account October 2016 Account activity this month (contrived) Date AclSty CescepeOn Amount (II Other funds debited Oct 17 Transfer TO 111 23572 5100 -700.00 Oct 17 Transfer TO VI 23568 7100 •1,550.00 Oct 17 Transfer TO Y1 23574 1100 -2250.00 Oct 17 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, A7 WELLS FARGO BAMC, NA -50.000.00 Total other funds debited 454,500.00 Account name: GHISLAINE MAXWELL Friendly account name: Ind:CasN5aving Account number. Your Finandel Advisor: SCOTT STACK MANLYLE CASRIEL Investment tnnsacdons For more Information about the prkeiralue shown for restrkted securities. see Important information about your statement at the end of this Oxunent. Date Actisity [inception Oueintlty WI ue (S) Price CS) Proceeds Iron investment tramacticos (S) Funds Wthdrawn fcr irnestrnents bought Accrued ',serest CS) Oct 3 Rennestment PUTNAM SHORT DLRATiONOCOME FUND CWIDEND REINVESTED AT 10.05 NAV ON 093016 AS OF 09'3016 277.931 -2,793.21 OCt 4 Bought UBS PRIME RESERVES FUND 0.710 Oct 4 Bought UBS PFMVE RESERVES FUND 50,486.000 -50,486.71 Oct 27 Bought LIBS PRIME RESERVES FUND 0.360 Oct 27 Bought UBS PRIME RESERVES FUND 89,520.000 -89,520.36 Oct 31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 103 V16 0.090 -0.09 Oct 31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 1031/16 5,024..300 -5,024.00 Total -$147,824.37 Date Activity Omen:Mon mount 0) Mossy balance activities Sep 30 Balance forward $0.00 Oct 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 4236.71 Oct 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/04f 16 -4236.71 Oct 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 144,020.36 Oct 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1017116 -54.500.00 Oct 28 Withdrawal LIBS BANK USA DEPOSIT ACCOUNT AS OF 10/27/16 -89,520.36 Oct31 Closing UBS Bank USA Deposit Account $0.00 The UBS Rant USA Depctut Account is your primary sweet, option Y GM 00023170 007000SOOSS91853 NP7000193559 00005 1016 03 CONFIDENTIAL Bags 7 of 8 EFTA_00133790 EFTA01252485 *UBS Your notes 0. ,000.0”....aaaata9.5900.,0,6 aaaa,a0. E. of ..., ent ........1..... S5 CONFIDENTIAL GM o00231949< B of a EFT,00B3791 EFTA01252486 Important information about your statement U3S Fkuncial Services Pc. (the Firm or UBS Finercial Seirekias), is a member of all principal acuity, comrroda and soh:restage,. USG Financial Semler, and CBS Bank USA re i-diect subsidanes of UPS AG and athhaes of UBS Seattle, LLC. The Finis ffranoal statement h available upon re4Lest The Font exeosis alias re a. CBS Fine-03154mm, no. 1200 Harbor Boulevard Weehenten, NI 07086 This statement represents the only official record of your CBS Fiascial Senates account. Other records, esept official lac doosnents. contanng contain data should rot be relied Los II youbelieve thee is an tiler a OmiSPOn please report a immediately n vaiteg to the Branch Manager of the o lice strung your accost. Stoup a tigers shown are ntended to be accurate. statement Stash oukf not be wed fa to purposes Rely soak on yerend tax lams. (Te , Form 1099. 5498, 10425. etc ) when prepamg your fax return. The Fim 5 required by law to resin to tie IRS all taxable &Sends, sport/kb nontaxable cisikkna and tsable niers erred is senates held juts scant rut retake as see tratradkre, rd cost basis on cetan catered scuts Carallardealkall with the Finn • Pleas recodinn srl oral crerrninkations in wring to further protect your rishts. inducing your Intot Wen the Seculies Investor Protection Ad (SCA). • II thefinancial iatitution cn die top let of tu hat of this statement isnot U36 F natal Sautes, LEG Fi-andal Sorties carries yea acccont as dewing broker by arra-gement wet the rdcated insitution We inforrntlysw of this rtiall,S5his when you opened this axon. h the cast your Kra and meshes are bated a LOS financial Services and rot tie istreaciu broker, ad you nut make amps of any iscr or omission to bode firms As described du account agreements, Su must natty to of ay errorsor fraud Thokkg checks reflected cn your statement wain 30 Sys alto t was mailed or made available. Atonements shall be defined corrplse and accurate n all other raison if not objected to in vetag within 60 days • Please divot utomer complants or ay-test° to Fen's C lent Retstin Depatnet at 201252.1699 a toll.freer m 903.354-9I03, 8:03 A.M. to 6a) P.M FT Monday through Friday, or in vaing to CBS Financial Services hc., Client Relations Department, P.O. Box 766 Union Cry, W 07082 • In ease of errors Or quellOrn about al electronic knob transfer (61), bas tern a UBS Votolebit card transactions, call K0762-1000. or wile to UBS FtrancialSenices Irk., 1000 Harbor 814, 6th floor. Weehawken NI 07086, Ann PA4855. Senn& Cal ce write as tom in yew can, if you hit rod- Solemn a receipt's:rig or if you need more atamation Scut a transfer on the statement or receipt The Firm or Card ester (as askable)must hear from you no In tun CO days slier taken sent you the int staleness on which the eta or problem *pored. - Proide your name rd non number (i any) - Decals tie !MX Or tie derider you are inure about, ind *slain as clerk as you cal why you believe t is as error a why su need more infammis - Nos:dethe dolt arrant ca the suspected errs The Firm or Card Issuer we brestigate your compdaht and vdl correct try error tromp*. For alleged mob aricking UBS Via debit cad tra-naci ions, if we take mote that 10 buskinsdays to da this, we willcredit pas accost for the amount yr:utast is in error, so that yea MI hive the used money clang tie tine it lakes us to casket our instigation. Please mire all checks payek to the Fan or tie Sind& kisleAkri ackated on to front of the statement In addition to regular accost fees, accounts may be abject to mantenne Ins, tangos for lee payment kr securities purchases and charges kr unpaid awes ri cash accosts. Accosts that re transferred to other instiunrs may be subject to a transits fee. UBS Sweep Options LEG offers options kr sweepng eat balsas. balances to bah deposits at UM Brit USA and OBS AG %walked trench Nta-k Sweep Procjarre moneymaker mutual Arch (Money Funa) aid the interrutional Depose Accent (Mier c sans wit in Interutionel Retrace Manserrient Account. Through to Bads Sweep Programs, cash balms we swept to LES lank USA is to an established irk ad then to UBS AG Stanford Branch, or a Money Fund. Deposes at UBG Bank USA are FDIC inured in aecorda-ce wit FPS win. Formate tiormatian palate Mit wwwfdie Deposes at LEG AG Stanford Brach ad shares of MoneyFindsare rot eared by the FDIC. Through tie DA, astable to each balances an swept to depose scants al UBS AG New Yak Branch and LEG AG taint Ranch Wes deposits arena roused by tee FDIC. Baines held at the UDS AG Carman Brandi are tempi:rank reposed to the sovereign lit of the Calms link, and there is no guaranis or other obagation of UBS AG to repay tie Saxes while a, the LEG Cayman's Brach's books. Depose, at LEG Bark LISA and cab UBS AG Branch are not protected by SIK. Money Fund shares are protested by SIPC. See 'LOS Financial Services Accost Protection' below. Upon yew request balances in tie Bank Sweep Program or DA may be vathdrawn and chases of a Money Furd MS be lisidated, ad the proceeds returned to you or your seesties accost. Bate kdormalon about available sweep outwit main; (want interest rates and Sit , 5 available at wmtrubscornisweepselt. from your F nasal Adwor or by tiling 805762-1000. UN Financial Serene amours protection The Fr-n rt rruni-or <eel rnovI•teen, Prrirrtirs, Corporation (SIPC), which protects 163-rlieS hatcrlIS 01 its monitors up to $502000 (Wks:ling 1.250,003 kr dams for casli. The Slit asset protection limits aped to at accosts that you hoed n a particutv csacky. Tice Fnu together with certain aft ewes, has abo purchased SiSplellental SONORA. The madman amount proaber 10 M *Site dolt, collectink ender this erasion is ZOO matron as of Docents 10, 2015. Stbsd to the poky orditorts ad limitation, cash a the him is further protected fa up to SI .9 milbn n the aggregate kr all your accounts held n apse:Wm csaity. A fii copy of thepoky wading is salable UPOO request. The Slit protection ad the suppkmenUI protection both do not apply to • tenon Saki.' assets controlled by (end ixlabd n your account value) but hell away from LOSFinancial Services (e.g., certain( cash at UBS Bat LTA. IN cash at Les AG U.S.aanrhes, (4 triturate saixts, including variable annuitiee, and 66 Aare. of Maud funds whore such shoes re registered dread it the name of the accost holier on tie books ad records of to applicistr Bus* a trader agent), • Certain rnsb-nent contracts or iniesiment interests (e.g.. 'kneed partnerships and private placements) that are rot regitened seder tie Securities Act of 1933; and • Commodities arrays (e.g, foreign silage and preccus metal contracts), includirg futures contracts aid commodity option contract. The SIK protectOn and dos supplemental protection do not apply so these assets ewn if they otherwise appear on yes statements. The StC protection aid the oatisiernental protection do not protect agant changes n the market vela of yrs investments (whether as 4 result of market movement, issuer bankruptcy a °think.) More irtonnation is astable iss request. You mu cbtan more irionnaton about Sit, riclutn9 the SIPC etch. e. by co-meting SIPC at 202-371 -83C0 or by sting the SIPC wean at wentatitorg Dividend Reinvestment Program pun The pat reflected is an average price. You MN Oblan the &hal price Iran yes Fe-seta Advixr.Onk whole shares are purchased under DRIP; palial twin will be soli ad the cash wi be deposited al your ascot The &Mend renvestment price applied by the ester may • ffer Ism the nate peke al which tie partial shies a, sold Cattenlieu Cnk Sole urets may be head in yam acccest. If sun entitled to a petal tat a s result totem:Wiwi payment or oterwis the Firm will ether sell partial u-it at marlin price a accept an snore determined by a registered cleirag agency. ad credits, acco.rt. Invanneint objecting The i-idtstmerif cashes and risk profile an spec1k to each account and mer may between yes accosts Nease advs. the Firm prosily in venting of a-y sm-if gent change in par Coaxial situation or investment obscures For eachwant held. you Moos or* of the following investment objectives. CONFIDENTIAL • Socks, Cunene income: nunneries seekng tie generation of krona shy. • Aches Cape*, Antoci:0On Insoments seeing oath of unwise' rather than the geaerstion of Scant • Produce Car:about:no of income aol Capital Appreoaton. Ivesinents seise.? both tie generation of exalt tad groat of Fascist Overall ea profiles • COliSetVA*. Seeks to manUn 1St ptcipat with low risk and volatility to the accost ovirall eerie that means the accost does not generate sir it rare 'mono co Muni and my rot keep pas with • Modern. Wiling to accept sane etc to pircPal and tolerate some stalky to seek hgher returns. • Aggnsases: Wiling to accept high tit to pampa and high valet lily to seek 1.4hreturns or tint. • Crw•ammt (Wok, Consdaution: f WIntecl, a Garton of the portfolio for tut account may ixixle canny strategic, fatted hoick enigmas voktiky. Statement •haureholdier We may catroklate al related account statements with to same astass it the sane enmetve, e.g. because they have owners who ako mamas join account relaarehips well other darts a the same address. If you Feeler to receive mdiudial statements mailed in separate envelopes you may dicta atr,eholing by citing yam Metal Adsor Friendly anted name The Fixeclk scant name is a cusianctle 'nickname' chosen a you to assist you with your recordeeePao has no legalellen ton your account You can change rdi.r ririend9 at:CO.11r Oboes, though Onine Service, a by cantata-9 your Fisancral Athoor. Account overview • lithe of you attosstatonfolo. Net of assets and • Aria trcLides wattle cash balances. values fa restrited sturdy ), and Global Tine Deposit, snared marks to ma-ket, anderten assets not held by ix Fan. Does rot include unitized sensitieR assets at the end ot the ;nor and carent statement (anode, or private Ivens:nem smelted stock options and exactable stock options • Lianas Inducts debit beta-cu. outstanding mrlg bins, credit lire, chat accost balances. • Cadvanmey balances. TOUI of unimested aunts* cash balances, PIUS depose Relaxes al UBS Bank USA, LEG AG U.S Branches ad money make mutual fund sweep balms. at the thus of tie statement ;Sod Nxiccarredity free nit Saxes in yos account are rot segegaed born other balances and to Fimmur •ae add these finds kr the ordnay course ol is basins, These funds re path son your Oxnard. Ten total is misled in the want period closing Valle Lensing attenuation For &tared information on the Firm's lerdiu Incites and timeless,. refer to yin Client Rebtionis SDNY_GM_00023172 EFTA_00133792 EFTA01252487 Important information about your statement (0011811Utd) batman or ACCOLII Ai" etteni and the General Tenns rd Conditions U3S Statement of Credit Fraction available in Agreements endear/mares a &gay in ramlatent orMrtrinto vet Your assets Your statement itemizes securities and other assets hell is the maul at the end of to slaemers period. You may ark for deaverY Of by paid sentries al ay time. You may receise securities used as loan collateral after paying any balance ids on them. Any saurian translated to tee Firm ctri-g the itslemmt period are lied* market value as of the tract the stab/nal period. • Cost bask let detention° he cost basis of the securities incbded en this statement, where indicated wih the number " l, • .55 F natal Services has relied al information obtained from sources other than LES Financial Senices, including if amnion fran another rim a that sumo/ have grovided to yea finaxial Adam The Firm does not irdeperantly verty gaunt** the aco_racy a valley of ary /formation provided by fans car than LES 4i-uncial Seneca In section although UPS Prireal Seances general& Lgodates fhb Si:emotion as e is received, the firm does not provide any associate that the iitcomalion =ler 'Coot bzi^ and ^Unrealized gar/ loss' is accurate as of ter date of the; statement. As such please do not reef on this nfanotion to make ardese or sale decisions fa tax puposes a otherwise. Accounts tea-dared to he Fim may ref ea gain loss ilamation only for the period c4 tine they we held ate fim More historical relormation cube anted by Nes Friancial Advisor. • Unrest/Ind gent/lose Yellen data n arailsbk. unmated Lrasalired gain/Iona are colt Weed Ice havitial teary lots. The transaction data for renvilial lots may or may not ref len commissions, rZ ardor security reaps-Nation ewnts d and ate reinvestment lots ad systematk pschase lots are each combined to dale, one averaged lot The 'Trade date' colan presents the algal aansactron trade dale. • Callable nominee Bonds end reelected stock that the issuer cats for wry redenpan wit be selected mammal& by lot tom among all monies of tat nsue held a our name cr n nomite nateo for ow dents. Call tease reformation is obtained lions third parties and ere accuracy is not guano:yd. Other call footway may eon *Nth could ad oat weld complete information will be provi*d upon request • Certificates of deposit (CDs). CDs are HNC nsured is, to 5250,000 re principal and accrued ireenni per deposit ad per depository ins/tubes in accordance with FDIC riles • Price/value Woes dryplawd for securities and otter protasis may be higher or lower than the price that you would actualY receive in tie maw. Rica are obtained from various hid party sources whits we beleve to be reliable, bit we donor garantee then accursy. - We germ* we he cloak; price when avadalak Ow mean of the bed ad ask prices for lined sensities and *pane a only bid prices foe OTC searties. - Less acterey traded securities may be priced ushg a valuation model a the most recent ri ce we clamed ad may not reflect in anise man price a value - Certain positions may aqua widt&A a price and will tear as 'trice was not avalable• it we are unable to obtain a ace for a seamy. - Deposits a securities denominated in cuirercies other thin U.S dollars are reflected at the 'whence. rate as of the Paternal date. - fa certain seariles fading n non-conf wrung denornartions, puce and quantity (face sake/ may have been Maud to Leanne pampa valuation To obtain curers guotatiora when amiable, comae am, Faeaeeal Adrisa. • Private Investments aid stnacesired produces. Trivet* investment worths (iaLdrg deed pankipation program and real estate investment hest washes) and structred pro:facts are general highly Rigid. Celan sensitised watch have not been regotered with the Securities and Exch ge Commission ce under any slate seastileTern. We amrde estmated values for ix nte investment searkes ird nnstured products for ilannetional purposes cny. Sontag Scam guaranteed. - These vibes may differ absureisy from prices, il my. at which a aria asestrnerrl ritY structured product maybe bought or sold and do, rot necessaly represent the vas you may maim ryas lice/dation. - Third arty estmess of vats are as ascertain date ad we supplied to UBS InarciA Services on a repair basis by an independent solution firm. - baser. general panne- or sponse estimated vales. ary, are appled to Hahne by the issuer, pineal partner or sparsor and may be calculated based on deferent information frown that used by third parties to dente tar eninated values. - You can obtain aednorol ilormation regarding the metcoblogy used to determine the estimate value ad the data of the ilcemaska that is the basis fa the eaimate by contactiG your f Advisor - Third party 'sinned vales may be reflected as 'Not priced' in several situations: neon an independent valuation lino has not salafed a is enable to 'wigs a van. awn we become ware that a matenal event has coasted tat may call a prevousy reported vats no question, or then a value would be highy specula:it due to tie nature ot the security. - When neither an nun; general partner or sponsor estimated value nor a third-paly estimated vas is parka the sofa d the seanty write deafen:at Iran its arches* price. - •Daributian to date' may include retun of capital, name orboth. - 'Original oft size' represents he sisal offering skew Lod Adm./ not relied you con bases - OPP rd unlined REn stomas are rot listed on a national securities exchange, and are germ* liquid and even f they can be sold, he peke received may be len than the per tore estimated vats provided n the scant statement . Restricted securities. Reacted searnies generals, are not wanly eigbk for public sale. U8S fins-col Sane, use: the masa price a the unrestricted stook of the sane issuer as an imputed value for IN restricted stock Neoax/Nads statement oi*. To the extent tat restricted seculies are elgbk to sale, the value recei.ed may be stbstanualy less than the imaged vabe town • Eft. (estinetted) income, arrant yields and rates. An estimate of anual income ii based as current dividend aid interest rates, assuring tie sautes will be held for ore war from statement date or coda maturity This "Sinai no* a gudelne; accuracy aid continued income are not qua-anneal - Estimated antral kerne and current yield for certain types of secules could sable a retun of prinks:dor capital gains in which case the est income (a-d curial all would be own:sated. - Est/rated anal income and anent yield and tie actual ?cane and yield Mgt be lowers higher than the estimated amounts. - Are *seine* of artualized income (daidend andcr inured) divided by the current market vale/average balance is based an the tut dividend or ideal paiment made by tie asuer and amines tee sectreseldeases will be held for ore year Wain the lattermost date or until matrity. Accuracy al continued well am not guaranteed • Assets not held by WS Financial Services. Certain ands are rot held by the f im arena *wigs the rims possession or control. These assets ate displayed on yar statement for informational purposes only. Positions and values presented re provided by to asu'rg fern. UBS Inancial services is not resperwble tor tee information and does not guarantee es accuracy. Thew amen rot protected by SRC or tee Firris wale-natal 61PC °were • Revenue shirrs and additional ownpueesatica. — In addition to commissions on saes and 12b-1 lees received n correction with the distribution a mutual ftrds to ow dents we anchor our Ariake receive revenue sharing Payments from dianbotors ardor advisors of thenatal fads that we sell. These amounts are based on two cMerent corrporents (a the amoat of tries by UPS of a Paliculs mutual fund famikr to our clients: and 8) the asset value of a particular mutual fad famikes shores held a tie Urn — We and as MIAs abo receive networking and combs praosOn9 fees n consideration for transfer agent Seroces that we pack to the mutual tads These fees generally are pad from investor asses ri the Baia I lured and me a fad data amount based an the nuriber of accounts at the broker-dealer holing mutual fads of that fund fa-nify CONFIDENTIAL — h acklaion tocommissionsreceived n connection with the sole or ciotroution al array contracts and an investment but Let tow clients. no andcr our affilia ranee reserve short ampensalian from many of the instance companies anaemia; the trolly contracts, aff Asa a to rousts corroales or enamors of tee ale irriestmmt tuts we disttote. - Our affiliates abo receive trading commoskins ad other compensatorsarm mutual knots and retrace companies whose products we dadaist. - We receive an arrest he from UBS Bat USA ard LES AG Stanford Rand, Of IR to $25 per scare sweeping to the barks under the UBS Bank Sweep Programs. Activity hkemanon regarcing commksions and other charges hatred in connection wih he exeoaka of trades, rclisfrg option transactions has been inceactd on cord ashore roesiou*luirenhed to you, ad toll be practised to you promptly on regal. Short selling you are engaged in short selling a securey, you may cos a char.?) dm to cabin boroverg costs for that particular sectary. Open widen Regaling open or *gxchtillerancelled* alas tot were not °emoted by the Senn date, open buy and la slop orders are refixed by the route d clinched a Stetson an ex-dividerkb a err-retch date unless ranxted °Manta by pi. You are re for odes that are executed ds to your bdure to cancel biting open orders. Mosey To obtain a copy ol as current Client PrivacyNara. please contact you F antral Acessce or vent our *ante at wsw ennfrgivr•pmter IRS Prima/ Semkes is not a bait The WA, Business Services Account ESA and IRMA are brokerage accounts which provide access so barking services and protests trot* arangenents with dl Rated bales and other Ihniparty banes. rod provides access to inane arid rum/ Proolans stied by unaHiliatedthid-party insurance conpames through rourate agency subsidiaries of UBS finnan Services Inc. reentapa Horace. ad amity products, Not FOC tined • No bank guaantee• May lose value RUA. Resource Management Ain, at, Business Stakes Account BSA. IRMA and intonational Resource Management Accord at registered service maks of UBS Fnaxit Servas sx WA Signalise it a regainedservice milk of Visa Hemel bast LOS Yu Sgnatwe cede cards and IBS Visa debt cards ere issued by UBS Bart URA with Perrn5SIOn Worn Visa U SA Incorporated. WS Financial Seevicaa Me Rev 201604 SDNY_GM_00023173 EFFA_00133793 EFTA01252488 UBS U8S Financial Services Inc Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056355531116X13sY7 0 Resource Management Account November 2016 GH1SLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: InclCasilSaving Account number: Your Financial Advisor- SCOTT STACK MASULYLE CASRla Phone Questions about your statemeet? Value of your account Call your Financial Advisor or the RMA ReSourceline at 800-RMA-1000, account 029323575 on October 31 (1) on November 30 (1) Your assets 15,699,1 73.12 1,468,134.79 Visit our vaebsIte: swirw.ubstornainancialsewices Your liabilities 0.00 0.00 Value of your account 515,699,173.12 $1,468,134.79 Tracking the value of your account S ktiliwns Soarers of your account growth duriag 2016 Value of your account at year end 201S 16,144,731.58 Net deposit' and 15.7 withdravals -$4,744,10&00 Your nvestment return Dividend and 6.1 interest income 160,493.47 42 Chance in 1.s market value 47.017 74 VrJue of your meow& CRC 2014 Ott 3015 00 2016 142v 2016 on Nov 30, 2016 Ste614134.79 SDNY GM 00023174 Momber SIPC CNP703C030553SSS3NP70C0106219COCC6 11160305 • • Pap 1 of 8 CONFIDENTIAL EFTA_00133794 EFTA01252489 SUBS Resource Management Account November 2016 Your account balance sheet Summary of your assets Value on November 30l$) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 1,468,134.79 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets Value of your account $1,468,134.79 $1,468,134.79 100.00% Account name: GHISLAINE MAXWELL Friendly account nama:Ird:Ca¢JSaWng Account number: Your current asset allocation B Eye on the markets Index Percentage change November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond index -2.37% 2.50% Your Ilisandal Advisor: SCOTT STACK MAMLYLE CASRIEL Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNP70303001535554 NP7000185219 0000S 1116 030575004 CONFIDENTIAL Y_GM_000231,439. 2 of 8 EFTA_OOI 33795 EFTA01252490 UBS Resource Management Account November 2016 Change in the value of your account November 2016(S! year to date (1) Opening account value 315,699,173.12 36,144,731.58 Deposits, including investments transferred in 11,570.91 14,847,792.86 Withdrawals and fees, including investments transferred out -14,250,000.00 -19,591,900.86 Dividend and interest income 7,390.76 60,493.47 Change in market value 0.00 7,01 7.74 Closing account value 31,468,134.79 $1,468,134.79 Account name: GHISLAINE MAXWELL Friendly account naerse:Ind:CasNSaving Account number. Dividend and interest income earned For purposes of ass statement, tatabSty of Interest and dindend income has been determined Iran a US tax reporting perspective. Bald upon the residence of the account hokle5 account bye, or product lye, some interest ardor cleidend payments may not be subject to United States (UA ardor Puerto Rico (PR) income tall. The lent moll* gatement IS not intended 10 Pe used are canto be Pied upon to ten corpses. Clients should refer to the mica, tax reporting loans they receive Iran UBSannualy, such as the Forms 1099 and the Fan 480. for tat reporting Information n is the mace of u85 to lile the aPplicatie tag reporting forms with the US interred Revenue Stall and PR Treasury Deterrent. end in such forms accurately denary dvidends ardfor interest as tax tempt or tan Interne. Please comet your Ind VdtiOi tax preparer. November 2016 (S) Year to date (S) Taxable dividends 7,389.93 58,282.12 Taxable interest 0.83 37.62 Total current year $7,390.76 $58,319.74 Prior year adjustment 0.00 2,173.73 Total dividend & interest $7,390.76 $60,49347 Cash activity summary Your Meandd Advisor. SCOTT STACKMANLYIE CASRIEL See Account mateyMe month for details Mantes In your Sweep Options are Indudedin the openng and closing balances value. FDIC insurance rpgies only to deposits at UBS Bank USA, not to depoats a UBS AG, Stamford crams or bank deposits placed througt the UBS Internanond Depose Account progam SIPC Protection applies to money market sweep fund headings but rot bank deposits. Si/Important information about your statement c m the last two pars cf this document for deters. Novernber 2016 (S) Year to date (5) Opening balances $0.00 $2,010,294.62 Additions Deposits and other funds credited 11,570.91 14,847,792.86 Dividend and interest income 7,390.76 60,493.47 Proceeds from investment transactions 10,711,496.79 28,050,955.06 Total additions aibtractions $10,730,458.46 $42,959,241.39 Checks and bill payments 0.00 -3,000,000.00 Other funds debited -10,711,496.79 -13,053,397.65 Funds withdrawn for investments bought -18,961.67 -28,916,138.36 Total subtractions -$10,730,458.46 -$44,969,536.01 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 GM 00023176 Cerr70303005$35555 NV7003185219 COCOS 1116 03057%CM Peas 3 of 8 CONFIDENTIAL EFTA_00B3796 EFTA01252491 *UBS Resource Management Account November 2016 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0 .00 Closing UBS Bank USA Deposit balance Nov 6 $0.00 Number of days in interest period 31 Average daily balance 847,834 OS Interest earned $0 .83 Annual percentage yield earned 002% Account name: Friendly account name: : Account number: Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Francial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate In vestment efigibi rty consderabon None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNP7C006005535656NP7OCOI852 I9 COCOS 11 16 03057 CONFIDENTIAL Your rinandd Advisor: SCOTT STACK MAULYLE CASRIEL scroondiPrie 4 of a _ _ EFTA_00133797 EFTA01252492 UBS Resource Management Account November 2016 Your assets Account noire: GHISLAINE MAXWELL Friendly account norne:Ind.CashiSasing Account number. Sane pnces, income and cuttent vaues Shona may teeppiOnfirsene. AS a noire. gam and losses ma/ ma be accutaiely reflected. Set important intonitation atiout your statement a the end of ths dacumem for more Inloenson. Your Pimedal Advisor: SCOTT STACK MANWLE CASRIEL Cash alternatives Money market funds M3rrty market funds ale reline/ insured roc guaranteed by the Pedet 020091 Insurance Corporation a any Olher gentrrvrent agenCy. InStautiOna prime and nstit utiOnal municipal fundS must moat their net as set vaueS (NAV) per share to t he nearest It 1001h of a cent (e.g., SI 0000 Government and fetal money market funds well continue to transact al a matte $1.03 net asset value. Although money mane' funds seek lo pesenre the value et your Investment al Si CO pei share. is Is possible to lose money by intesting In these funds Total reinvnted if Ike total dal reinvested clUdonds n does not include any cash daidends n is not alai lot for the purposes of determining holdes3 periods or con basis. The shares you receive eah time you reinvest dwdends become a separate tax 101 Cost bas is the Iola ',archaise cost of the security. inducing reinvesteddvidends The cost basis may need lobe agusted for return cif carital payments in order to clef emine the al until cost burrs for taw reportiro purpose. Pugh,* p11(6 Maybe( Average price Clem Hddng d shams set share (S) investment (S) U85 PRIME RESERVES FUND EAI: $7,327 Curent yield: 0_50% Your total assets I A68,134 790 Unreeind (7ax)gain a bz is the difference between the current vnue and the cost basis and would generally be your taxatle gain or loss if the security was sad as this dale. The unrealized am) yen or loss may need to be &lusted for ret tin of captel payments in order to determine the re &Zed gain or loss for tax repotting purposes- Investment return is the current value menus the amount you invested. it does net Include shares UM are not refiecied On your Statement. inducing shares that have been **fed as either a gan o 81055, Ra50 not indude cash iiedends that were no reinvested. ••-This information was unavailable.•• value on Nov 30 (1) Cost Price per snare tool (S) On Nov 30(S) Percents?, of your xcounl value on Nor 30 (S) 0030 1,468,13a 79 Cost bass (S) Umeilized insestment HoicIng gin or loss CD return (5) period Estimated unrealized annual intone (5) On or loss (S) Cash alternatives * Money market funds Total • Missing cost basis information 1,468,134.70 100.00% 7.327.00 Account activity this month Oat Adinty Deposits and other funds credited Nov 1 Transfer $1,468,134.79 Dexmotion JOURNAL FROM VI 23572GHISUsJNE MAXWELL 100.00% $7,327.00 Arrount (5) 83.29 Nov I Transfer JOURNAL FROM Y I 23568GHISLAINE MAXWELL 8C6.52 continued next page Thool=n lit GM 00023178 cflP7C003305S3SSS7 NV7003185219 00035 11160305 Page S of s CONFIDENTIAL EFTA 00133798 EFTA01252493 *UBS Resource Management Account November 2016 Account activity this month (continued) Date &thirty Deposits and other funds credited (continued) Account name: GI-IISLAINE MAXWELL Friendly account name: Ind:CasketSaving Account number Your II sandal Advisor. SCOTT STACK MANY LYLE CASRIEL OexrOdom arrount (S) Nov 1 Transfer Nov9 Transfer JOURNAL FROM VI 23679POT & KETTLE, LLC 0.05 Nov9 Transfer Total deposits and other funds credited $11,570.91 JOURNAL FROM VI 23574GHISIAJNE MAXWELL 10,680 70 JOURNAL FROM VI 23692116 EAST 65TH STREET LLC 0.35 Date Acthity Dennoti0n Amount (Si Dividend and interest income Taxable dividends Nov 1 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 10131(16 2,463.57 Nov 30 Condend UBS PRIME RESERVES FUND 4,926.36 Total taxable dividends $7359.93 Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I II04,16 0.83 Total taxable interest $0.53 Total dividend and iaterest income $7,390.76 Date Athaly De, clipbOn AmOull (I) Other funds debited Nov 21 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -50.000.03 BANE, NA Nov 28 Transfer TO YI 3 6512 2100 Total other funds debited Investment transactions For more Information and the prke %slue shown for restricted securnin, see important inlotmetiert about your sterernere at the end of this dot urem One Activity Desciption Proceeds Iron investment Quantity Vase (S) Price (1) transactions (5) Funds withdrawn la Accrued investments boor (0 interest (5) Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND V CWIDEND REINVESTED AT 10.05 NAV ON '0131/16 ASCE 1031116 245.131 -2,463.57 Nov3 Bought US$ PRIME RESERVES FUND 0.510 Nov3 Bought U6 S PRIME RESERVES FUND 11,570.030 -11,570.51 Nov9 Bought VSS PRIME RESERVES FUND 0.830 Nov9 Bought UBS PRIME RESERVES FUND -0.83 Nov10 Bought LES PRIAM RESERVES FUND 0.400 Nov10 Bought UBS PR9v£ RESERVES FUND -0.40 -10,661,496.79 -$10,711A96.79 continued next page C NP 70X030553555$ NP 7000 852 19 00005 116 03 GM 000231ise 6 of 8 CONFIDENTIAL EFTA_00 I 33799 EFTA01252494 *UBS Resource Management Account November 2016 Account activity this month (continued) Investment transactions (continued) Date scanty Nov21 Sold DeSteCiti0n U8S PRIME RESERVES FUND Account name: GHISLA1NE MAXWELL Friendly account narne:Ind.CashiSaving Account number. Outoiny vdue Prkt Your Fi nandal Advisor: SCOTT STACK MAN/LYLE CASRiEL Proceeds from Funds Investment vAndrann lcr Accrued tiarcactions (I) uuesvnenls nougat (1) i Nero (1) -50.000.000 50,000.00 Nov 28 Sold LES PRIME RESERVES FUND -0.790 N0v 28 Sold LES PRIME RESERVES FUND -10,661496000 10,661 A96.79 Nov 29 Transfer PUTNAM SHORT DIAATION IKOME FUND Y TO •352089.872.3,538,503.21 VI 36512 2100 Nov30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON 1113a16 0.360 -0.36 Nov30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 4,926.000 -4,926.00 REINVESTED AT 1.00 NAV ON 11130,16 Total Securities transferred out $10,711,496.79 -$18,961.67 43.538,50321 Date Activity Description Amount IS) Money balance activities Oct 31 Balance forward $0.00 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 11570.51 Nov 4 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11103/16 -11,570.51 Nov 30 Closing UB3 Sank USA Dogma Account me UBS Ban USA Deport Account Is your primary sweep colon $0.00 SDNY GM 00023180 CmP7C003305535659NP70031135219 00075 1116 03057%04 Pegs 7 of 8 CONFIDENTIAL EFTA_00133800 EFTA01252495 *UBS Your notes 08,008.0"38.088,00,8.,8008,,,80881,8 ....,,,,, 8 o, 8 End .1.8.8ent for account „..t., CONFIDENTIAL EFTA_00133801 EFTA01252496 Important information about your statement IS Fiscal Services Pc. (the Firm or UBS Finn-cid Servbet), is a member of all principal acuity, ccmrrodity and coterie exchanges. UBS Financial Semler, and 1.85 Bask USA re i-diect subs:lanes of UPS AG and affihaes of US Sautes LLC. The Finis I hanoal statement C available upon regtest. The Font tutor:re cakes re a. LESFinanced Services he 1200 Harbor Boulevard Weehawken, 111 07086 This statement represents the only off icial record of you' U3S Fhancial Services account. Other records, skeet official tax documents. contanng conflictingdata should not be relied Iran II joubase thee is an toot a OmiS90n phase report it immediately n sang to the Branch Manager of the afire wrung your accost. Alltioxfi MI 'isms shown are intended to be month statement etas slicuLl not be wed fats poppets Rely sated on yemend tax fowls. ge , Form 1099. 5498, 10425. etc) when Drepamg your lax return. The Film required by law torepel to he IRS all taxable di:Mends, mportrie rontauble datitkna and uxtk :vertu erred en secinties held nyous reara ran posed, on see trawactere, aid cos* basins certain covered seculars- Carnlitseilableall with the Finis • Please Nordin, sty oral commune/hens in twang to further protect your rishtt inducing Ma rit ender the Seculies Investor Protectron Ad (StA) • t thefinancial :saltation on the top left of dna Inst of this statement is not CBS F natal Strikes, LBS Financial &mires carries yes roost as clearing broker by an-a-gement writhe edcated naluten We informed you of this rela1M5h0 when you opened this accost h the cast your ke-a and smiles are located a LOS financial Senates and rot the eatcdreg broker, rd you mat mate a oset of my error or omission to both firms As described the account agreements, you must natty US a arty errors or fraud roofing checks reflected on your statement wain 30 days alter It was mailed or made available. All statements shall be deemed corrplse and accurate n all other respects if not objected to in venteg within 60 days • Please dhect ouRomer complaints or rip hes to to FimYC lent Kasten Depatnea at 201252.1999 a tongs al 903.3M-9103, 8:03 A.M. to 603 P.M FT Monday through Friday, or in veiti-g t01.85 Financial Services Ix., Client Relations Department, P.O. Box 766 Unon Coy, N1 07037. • In case of errors or wallet about a, electronic had, transfer (EFT). bit smolt a UBS Voiedebit card vantactions, call 912762-1000, a write to UBS Financial Senices Ix., 1000 harbor 814, 6th floor. Weehawken NI 07086, Aare lt MACES& Sakes. Caller write mann b you can, t you hilt year staternme a receipt is mono or if you need more edomatis ter a transfer on the statement or receipt The Firm or Card thus (as askable)must her from you no later than CO days after %herrn sent yOu the test statenora on which the Wa or problem apposed. - ProUde your name rd rcost number Grf ark) - Desalw the elm, Of the Weider you revere about, ini captain as <kaki as you cal shy you believe * is an we a why ye.. need more infamaten. - ProOde the icier arrant d the suspected era. The Firm or Card Issuer ani hoestigate pout compdaht and nil correct my error promptly. For alleged mots imokring UBS Via debit cad tramad in, if we take more than 10 bus bess days to dohs. we will credit yam accost for the amount ytuthiik is in error, to tat you tent have the use of the money during tie tine it takes us to complete our rewstigetion. Please mire all checks payek to the Fern or the femoral insteris relcated on tie front of the statement In addition to regJar maul fees, accounts may be glakot to maintenarke lees, dons. for late paned kr securities purchases and charges kr unpaid enacts n cash accents. Accounts that at transferred to other instiutens mar be subject to a Vanier Ise. UBS Sweep Op40M LEG offers options for sweeping cash brawn balances to bait deposits at UM Bak USA and LEG AG %pinked branch (Balt Sweep Hocjarrs), money rnatet mutual lads (Money Funds) awl the International Depos4 Monad ODAy or c uatanen with ash Intarutional RescvCO Llanatirrionf Account. Though the Bak Sweep Programs, cash balances we swept to LES Bank USA to to an estabashed knit ad then to UPS AG Stanford Branch, or a Money Fund. Deposits at 185 Bank USA re FDIC inured in accorda-ce with FCC ores. Format information pleas Oat wwwidic goer Deposes at LEG AG Stanford Berth ad shares of MoneyFadsare rot insured by the FDIC. Through the DA, salable to cash balances are swept to depose roosts at UBS AG New Yak Branch and 185 AG Cayman Ranch Tow deposits arena educed by to KC Baltic's held at the LES AG Cayman Brandi are tompasey reposed to the sovereign far of the Colman Wm*, and there is no guaranue or other obigation of UBS AG to repay Saxes whiff as the LEG Cayman's Brach's books. Deposal at LEG Bak USA and each UPS AG Branch are not protected by Slit. Money Fund sham are protected by SIPC. See 'LOS Financial Services Account Protection' below. Upon yew recluse, balances in tie Bank Sweep Program or DA may be withdrawn and shares of a Money Furd may be liiidated, ird the proceeds returned to you or your seorfies accost. Bate itormalkin about available sweep optcn nothing anent ireerest rates and yields, 5 <scribble at wmvubscordsweeprekk from your Fnexial Advisor a by calling 802762-1000. UBS Financial Services astern protection The Grin rt u rro-nrturof the Teo Tau< ',wort Crutortion Corporation (SIPC), which protects le0-rlieS mamasal its members up to $970,000 (including 12 50,003 kr daims for cash. The Slit asset protection limits arty to all accosts that you hoW h a partici:a csacity. The Fran, together with certain aft &sates, has also purebred strakenentalmotection. The madman amount payable to at eagiNe diet, CONKlink adee this protection is ZOO milion as of Docents, TO, 201S. Stbpd to the poky orditord ad lmi ations. cash a the km is further protected fa up to $1.9 million n the aggregate kr all your accounts held n a pateulac sweity. A fJ copy of thepoky wading is available uPon request. The SIPC protecten ad the suppkmenUI protection both do not may to • Cedin financial assets controlled by (and ittriad n your account value) but held away from LOSFine-kir Services (e.g., certain( cash at UBS ark USA. 00 cash at LES AG U.S.banrhes, (4 Hutted poixts, including variable aorta et, and (it Sues of initud funds where such 'ham re registered divot& n the name of the accost holder on the books ad records of the Asher* Pam a trawler agent), • Certain rmstrnent contracts or investment riterests (e.g., lirMed partnerships ad prime placements) Int are rot regitered ado the Securaies Act of 1933; and • Commodities corlials (e.g, foreign exchange and preccus metal contacts). including (awes contacts ad commodity option contract,. the OK prate ten and the supplemental protecten do not apply so these assets even if they otherwise appear on yes sUtements. the StC protection rid the thlallernental protection do not protect agara changes n the market vale of yrs investments (whether as result of market movement, issuer baltruptcy or °Menke) More irronnation is astable les request. You may °Nan more tionnation about Sit, including the SIPC Brochre. by smutting SIPC et 202-371 -83C0 or by visiting the SIPC swbate of ammeters Dividend RS:seamen* Program pun The peke reflected is an ate by price. You may obtan the actual price Iran yes F moist Advisee. Onk *hoe shares re purchased under DRIP; palial Mann will be sold ad the cash wi be Sposfted your account the Sicked reinvestment price wished by the Misr may • ffer 'tom the melee rice al which the partial awes re sold Cadtritlieu Cnk whole urns may be heed n you account. If you we entitled Nap:Mal irk a s result ol a ekriderd payment or cthenvis, the Firm will either sell partial tenth at market price a accept an anoint determined by a registered cleireg agency. ad credit you' accost Intannoint °bistros The a-moment objectiou and risk profile :store err to each account and may maybetween tar =curt Please Wow the Firm pimply in writing of a-y sg-ilicant *change in yes fnancial sketron or investment &octaves For each secant held, you choose one of the following in:tarred objectives CONFIDENTIAL • Produce Current income: rewolments serng the generation of income unk. • Achrie Capita Apenadation. Inwarrantt seek eg crown of principalrather than the gerersaim of ecane. • Produce Contbauban ot Mayne and Capital Appreciation. aveninents fern? both the generates of name and growth of prixpul. Overall risk profiles • Conservative. Seeks to mantan Oita prekipal with low risk and volatility to the roost carat even if that means the accost does not generate sign 'leant 'roam or return% and may rot beep pace with Hlation. • Moderate. Willing to accept some risk to pirkewl and totem* some sotathly to seek hither returns, • Aggress/we: Wiling to accept high or to pnncpi and high toil lily to seek highreturns owe time. • Inn Moot Eitecar Connahotion:I selected, a Potion of the porHoliy f or tat account may ixIsle cask% straeges, linked lisicity and rater mirky. Statement eheseheldier We may cordadme all related account statements with the same adaess h the same enmetve, e.g. because they have Wale's who abo manta( 1:411 account ram arrays well other dents a the am* addressif you reefer to recent ndiwdual statmunts mailed in separate envelopes, you may dare hotr,eholdng by calling yes finatol Achwor Friendly mown name The Fins* amou-4 name is a (us:am:rile nicknemo' chosen by you to assist you with your recomffeePeu has no legal effect OrlyOur account You can change pams iriend9 aCCOUll names., though Orikle Services a by estate-9 your Feenual Adasor Account overview • Value of dos accountrion(olo. Net of meets and • Amer toledes salable cash balances, values fa restrkted security lest), and GlobalTine Deposita, cm-reared marks to maker, and certain assets not held by the Fern. Does rat include marked seositieP assets at the end a the poor and anent statement penods, or avale iseemenk tnvested stock options and *womb* stock options • Othilans Includes debit balances. °Standing margin loins, credit Ire, tat account balances. • Carthemney balances. Total of unimested available cash balances, plus &pout braces at UB5 Bank USA, LES AG U.S Branches awl money maker mutual fund sweep batons, at the Owe of to strerrent period Ns-ccarrodity free creek balances in yos account are rWi secogred from other balances and the Fine may Lae Sly of these lads in the ordnay course of As brains, These funds re pestle son your downed. Ths total is included in the arrant period calling Vain Lending information Fe' detared infermslln on the Firm's larding peaces and Selman refer to yin Cheni Rebtionis SDNY_GM_00023182 EFTA_00133802 EFTA01252497 Important information about your statement (idtllittUed) banned or MCP-MAT eafitall ad the General Tames ad Conditions LBS Statement of Credit Practices available in Agreements indeed:sures al &gays* mmlateric entrant Tor. Yew sets Your statement itemizes *curiae and other assets hell lithe award at the end of she clanensere period. You may ark for deiverY of by paid startles al arg time. You my receive securities used as ban collateral alter paying any balance dare on them. Any securities tranaired tote Firm cited the Italernent penod are listed at market vabe as of the end of the staternal period. • test heals. h deterining the cost basis of the securities incbded in this statement, Were indicated wih the number" L • .55 F natal Services has relied an information stained from sources other than LES Feancial Semites. including information fran another fern a that sumer have provided to you hamlet Adam The Firm does not irdeperantly stray a %want** the acaracy a vastly of ry ire °matron provided by souses other than LES Peancial Smith h abreast *hough UPS Fivrical Sakes general& sedates this nftrmation as n is received, the firm does not provide any assurteces the tie illCallatian caller "Con bans^ ard "'Unrealized god loss' is accurate as of the date of he statement. As such please do not red on this aceralion to make pahne or sale decisions for tax puposes a otherwise. Accounts tiardemed to the Farm may reflect gait loss ilarruan only for de period tine they are held at tie fim Morehistorical eflormatcn can be added by yoke Friedel Advisor. • Unrealized gain/Iona Kan data is swath. *singed Lenard ainalown ere calcaafed for seculy lots. The transaction data for hakes] lots may or may not rakes commissions, ardor security reorganization events dei"Zd and elver reinvestment lots ad systematk tatalgal loll are each combined to Gamy one averaged lot The 'Trate date' colan presents the ordeal transaction trade dale. • Callable securities Bonds arid pretend stock that the nIeler cats for eat rocknpan wit be selected SYValulk by a from among all secisein of tat Sale held ei Guam& or in nominee nine la or dents. Call leave ilteraten is obtained Isom third parties and h accuracy is not gummiest Other call bares may eon which could afoot weld concha interrelation will be provithd upon request • Certificates of deposer (CDs). CDs are HNC nsured asp to S2RD,000 in principal and acmcd interest per depositor ad per depository invasion in accedence, win FDIC nales • Pelee/value Was displayed for secunues and other packets may be higher or lower than the price that you would actually receive in the max fan are obtained from varkus tad pity sources whith we blew to be relable, but we donor garantee thek accuracy- - We await we the closed price when svislable the mean of the bid and ask prices for hued secuitin and option a only bid prices for OTC seareits. - Less acterek traded securities may be priced usid a valuation modal a the most recent pace we aimed ad may not reflect in saw' make price a vabe - Certain positions may appear wit cast a price aid will ads as 'vice was nut avalable• d we are unable to obtain a pa for a away. - Deposits a securities denominated in curates otier than U.S dollars are reflected ar the ',cargo rate as of the gatellant date. - fa certain searnes rading n non-conformng denornations. puce and quality (face vibe) my have been adjuad to IaiGxe peeper vetuation To obtain arrom @nix& when available, contact aidericr • Private inveatinenla and drummed peoSuos. royale ragmen awls (vex bring died participation program aid real estate imago-rem act soothes) and structred prolocts are generalk highly Certain seat-and poach have not been regetered with the Securities and Each Commission ce under wry gate secuitleTwn. We sonde enrnated vakses for private investment searites zed Matured productsfix iltematexal purposes cny. Atarary is la guaranteed. - These vitas may differ absurd* km prices, il any. at which a Pate elentrneril riy structured product maybe bought or sold and cb rot necessaikrepresern the vase you mynaive aces licwidata. - Third petty *grates of rata are as ascertain date rd an supplied to UBS InarciA Services on a regitar basis by an independent satiation firm. - baser. general panne- of sponsor estimated vales. ark are applied to the Fm by the issues general partner or spamor and my be takuleted based on dif went information frown to used by third parties to delve their 'deflated values. - You can obtain addnorel nformation regarded the metiocblogy used to determine the estimate d value ad the dale of the iicanafin Oar is the basis fa the esimate by contacted your feancial Advisor - Third party 'singed vales may be reflected as 'Not priced' in several situations: when an Mean:lent valuation lire his not stated a is trial* to assign a vela awn we become ware that a matenal event has coasted tut may call a mow* reported vase no question, or when a value would be high speculative due to denature the wady. - When neither an issuer, general partner or WOnSOr estimated value nor alkyd-pay estimated oaks is pada, the vats of the se sywnkbedneren Iran its carcase price. - •Dbeributims to date' mwindude Mum of capital ncome orboth. - 'Original ma size' represents the natal offering priceper IAA Kama, not reflect gots cog bass. - OPP ad waded RES gashes are rot listed a a national securities exchange, and aro gaudy liquid and even a they tan be sold Ste peke received may be lea than the per chore estimated vats provided n the accost statement, . Reetricted securities. Resided smiles generally are not currently elgla for public sale. U8S Financial assist: uses ate mad price d the unrestricted stook of the sane issuer as an inputed value for the restricted lock througainsathe statement or* To the extent tut relined seethes are elgbte to sale, the value received may be tbstanualk less thin the imposed vabe gown • Est. (estinated) income. anent yields and rates. M ideate a smug income 6 based can current dividend ad interest rates, assurung tie secretes will be had for ore year from statement date or until maturity This ntinate 6o* a gudelne; accuracy ad continued income are not gu awned - Estimated anti hcane and Parent yield for certain types of salsas could titbit a fetish of packetor capital gains in which case the est income (e-d cumin yield would be overstated, - Estimated anal income and anent yieldad the actual ?acorn and yield miott be lower or higher then the estimated amounts. - An ening* of marked income (dividend andcr intend) divided by the current market vaberaverage balance is based on the tut dividend or interest payment made by tie Over and amines he sectraldepaas will be held for one year Iran the statement date or until mataiy. Accuracy ad continued all we not aura-need • Assets not held bytes Financial Services. Cents assets are rot held byte f im arena wean the Fern's possenen or control. These assets we &played on yea statement for informational purposes onik Positions and values presented re roweled by tie Sea'rg fern. UBS &uncial not mixable for the infomution and don not guarantee its accuracy. These Mans at rot enacted by SRC or tie Finds sualanglal SIP( °me r e • Revenue almag and additional ownpunsatica — In edam to commissions on sales and Mil lees received n correctionwith to distribution of mutual finds to ow dents we anchor our greats receive stymieshying Payments Ian dianbutors ardor advisors of the maul funds that we sell. iheu amounts are based on two Menne corrporents (a IN emote-ht of Ulf, by UBS of a Palicar mutual fund I amik to our clients: and ft) the asset vabe of a particular mutual fund famiks shares held a he fern — We and as Alga ako receive networking and combs processing fees n cornaration for trader agent Serael 11-at we pack ti the mutat lint. These fees generally are pad from investor asses n the revalue lased and seethed dale amount laded on the nudge of accounts at the brokerdealer holing mutual hand of that fund Fmiy CONFIDENTIAL — h addakin to commissions received n connection with the sale or atribution d arruey contracts and use investment but tnits to ow okras, we anda our affiliate receive reserve sharp tompensaion frommany of the instance companies unidentified the amity Centrals, affixes et Ha aura& ccerpmes or thonsort of tie ant irriresimmt tugs we distrtute. - Our affiliates abo receive trading commesions ad oiler condensationfrom naiad ads and ethers companies whose prodatts we deaute. - We receive an arrest fee from UBS Bat USA and LES AG Stanford Rant% Of la? to $25 per award sweeping to the barks under the UBS Bank Sweep Program. Adivity klamaanregardngoommksas and caner charges eared in connection with the execute:a of trades, eoLdng option transactions has been incb&d on tont a/am uneasy quashed to you. cod al be provided to you promptly on repast. Short selling H you are engagedin short selling a seturey, you may in:Leached, dot to eaten tonowid costs for that partkulsr seas*. Open °Men Regaling open or • gacatillesnoelled' orders that were not weeded by the StlittnitIV data open buy and sea stop orders aro rerixed by the mount of dividends a riglan an adividerds a antes ate unless egnated othersvise byVW. You are re for orders thatare executed Os to your failure to cancel wising open orders. Paw To obtain a copy of as current Client PrivacyNam please canal you Freidabaste or von our atilt at mew 0), erventivr•imrtirev L.% Fine-cif Sakes 6 not a ba-k The WA, Business Services Account 854 and IRMA are brokerage accounts Mid' provide ace's so banking services awl wads dough arangenwrits with df Sated barks and other Ihniparty bares, ad provide" access to mum arid anus* [roars Wad by unaHiliated tad-party naurace canes-es through insurance agency subsdianes of UBS Finanial Services Inc. lanment. esurace. ad amity products, Not 10K instred • No bank guawntew May kite vats RUA. Resource M anaorrent *v. a Business Services Amount BSA. IDA ad intonational Resource Management Accord we registered service maks of UBS bland Sorokin Ix WS Signature la registered Orate mask 01 Vial lama ions CGS Visa Sigmas coda cards and IBS Visa debt cards a-e issued by UBS Bak USA with Manager, from Visa U SA hcorporated. UN Financial Seniew Inc Rev 201604 SDNY_GM_00023183 EF1'A_00133803 EFTA01252498 44)UBS yes Financial Services Inc. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70078411071216X12 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Ind CasfiSaving Account number. Your 15winc') Advisor- SCOTT STACKMAN/LYLE CASRIEL Phon e Questions about your statement? Call your Financial Advisor or the RMA ReSOureline at 800-RMA-1000, account 029023575 Resource Management Account December 2016 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Value of your account on November 30 If/ on December 30(4) Your assets 1,468,134.79 991,429.60 Visltour websIte: Your liabilities 0.00 0.00 www.ubscomtlinancialservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WNW. annuakreditreportcom. Value of your account 11,468,134.79 $991A29.60 Tracking the value of your account Sources of your account growth during 2016 Vzdue of your account Thousands 6,144.7 at year end 2015 46,141,731.58 Net deposits and withdravals -$5,2230256.50 4,206.9 Vow 11%42019AI return Dividend and interest income Change in market value 163,535.78 47,017.74 1,468 1 991.4 Value of your account on Dec 30. 2016 6991A29.60 DK 2014 pet 2015 N0.2016 Dec 2016 SDNY GM 00023184 Member SIPC 01P7001C007641 107 NP7000310136 00005 1216 03057500a ►age 1 of 8 CONFIDENTIAL EFTA_00133804 EFTA01252499 4tUBS Resource Management Account December 2016 Your account balance sheet Summary of your assets Value on December 30 (1) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 991,429.60 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account 3991,429.60 $991,429.60 100.00% Account name: ltC AINE MA .1A ELL Friendly account name: it 1 CasNSaymg Account number: Your current asset allocation B Eye on the markets Index Percentage change December 2016 Year to date S&P 500 1.98% 11.96% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Your A nodal Advisor: SCOTT STACK MANYLYLE CASRIEL Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CNP70010007841108NP70C0310136 00005 1216 03057 CONFIDENTIAL GM 0 00023 8e 2 oi 8 _ _ EFTA_00133805 EFTA01252500 SUBS Resource Management Account December 2016 Change in the value of your account December Z0I 6 (3) Year to date (5) Opening account value $1,468,134.79 $6,144,731.58 Deposits, including investments transferred in 0.00 14,847,792.86 Withdrawals and fees, including investments transferred out -479,748.50 -20,071,649.36 Dividend and interest income 3,043.31 63,536.78 Change in market value 0.00 7,017.74 Closing account value $991,429.60 $991,429.60 Account name: GHISLAINE MAXWELL Friendly account n arne: Ind.CaShi Saving Account number. Dividend and interest income earned for purposes of tun slaternenl, taisb:ity of 'Metes] and clinden0 income Nm been determined Iran a US tat repotting perspedire. Bata upon the residence of the account bokfer, account type, or product type, some interest ardor thidend payments mar not be subiect to United States (UA ardor Puerto Pico (PR) income tares. The c7ent monthly statement is not intended lo be used and cantos tie (teed upon for tar purposes. Clients should refer to the applictrie tar reporting forms they recent. Iron 165 annualy, such as the COM1S 1099 and the cams 480, fa laic rePtimn9 information It IS the make Of U85 tO idle the appircatte tar reporting forms with the us interna Revenue Semce and PR Treasury Denali/lent and in sue h town accurately classify dudenct ardor interest as las exempt or tattle income. Mese comet your indudual tar prepare, December 2016(i) Year to date II) Taxable dividends 3,043.31 61,325.43 Taxable interest 0.00 37,62 Total current year $3,043.31 $61,363.05 Prior year adjustment 0 00 2,173.73 Total dividend & interest $3,04331 $63,536.78 Cash activity summary Your N sandal Advisor: SCOTT STACK MANLYLE CASRiEL See account activity tho month tot deist: Bdances in your Sweep Doom are induCedin the °peony and closing haances vitt FDIC Insurance opies only to depots at U85 Bank USA, not to deposits at U8S AG, Stamford Er anch or bank deposits paced throuch the UBS International Depose Account plogxn. SHFC raotection applies to money market sweep fold hOdings but rot bank deposits tan your statement on the tat NM pars of this document for ole1815 December 20161S) See Important information Year to date (S) Opening balances $0.00 $2,010,294.62 Adchttons Deposits and other funds credited 0.00 14,847,792.86 Dividend aid interest income 3,043.31 63,536.78 Proceeds from investment transactions 479,748 50 28,530,703 56 Total additions $482,791.81 $43,442,033.20 Subtractions Checks and bill payments 0.00 -3,000,000.00 Other funds debited -479,748.50 -13,533,146.15 Funds withdrawn for investments bought -3,043.31 -28,919,181.67 Total subtractions -$482,791.81 -$45,452,327.82 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 CelF70310007841109 NP70033 10136 COCOS 1216 030579004 CONFIDENTIAL SDNY GM 00023186 Pan 3 of 8 EFTA_00133806 EFTA01252501 *UBS Resource Management Account December 2016 UBS Bank USA Deposit Account APY interest Period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 $0 .00 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 30 Average daily balance $33.53 Interest earned $0 .00 Annual percentage yeld earned 000% Account name: GH1SLAINE MAXWELL Friendly account name:Ind:CashilSming Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you &uncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate In vestment eltg batty COnWeratton None selected Your account instructions • You account cost bash default closing method is FIFO, First In, First Out. Your linandel Advisor. SCOTT STACK MANYI.YLE CASIVEL CHP70310007841110NP7060310136 00035 1216 030575004 CONFIDENTIAL Y GM 00023044 4 of 8 EFTA_00133807 EFTA01252502 UBS Resource Management Account December 2016 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind:CasN5meng Account number. Sole pnces, income and current vanes storm may be approximate. AS a mut gains and losses may iv be &croakily reflected. See important informafron about your statement a the end of tits dxurnent fOr more Information. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives Money market funds MOney Markel funds Sc neither insured roe guaranteed As the Federal DtpoRt Insurance COrpOrallOn Or any Other geriernirent atenCy. InStitutOna prime and Institutional Mumopa funds must ROM tier net asset values (NAV) per share tone nearest Is100Th of a cent (e.g., SI 000Ct Government and real money market funds vallcontinue to transact al a dale 51.00 net asset value. Although money market funds seek to preserve the value cri your Inksarent al 11.00 per share, II rs possible to lose money by ingesting In these funds. Total reinvested is the d y reinvested dividends II des riot include any cash cindery:is n is not alas lot for the purposes of determining hokf rg periods or cost basis The shares you receive emh time you reinvest civic:lends become a separate tax sat Cost basis is the total purchase cost of the security. includng minvesleddvd•n&. The cost basis may need to be adusted for return of catital payments in order to determine the ad usted cost basis for tar moortirg pirptnes. Purchase Price' Mate( Average price Clem sicking ct chfres pet shate (S) investment (S) U8S PRIME RESERVES FUND EAI: $5,949 Curent yield: 0.60% Your total assets Cash alternatives Total • Misting cost brit Prdarnirlica 991,429 600 Unroof:or, OJX)goin or bas• is the difference between the current value and the cost basis and would generaly be your taxable gain of loss if the security was sold an this dee. The unrealized Ran gin or loss may need to be ("lusted for ret Lan of (via payments in order to Petemine ate reared gain or loss for tar reporting purposes. investment return is the current value rnnus the amount you invested a does riot include alarms/at are not reflecied On your statement, Enduing shares that nave been reared as mine a gan or 81055. Pao Mei not incur* (ash Ondends that were no 'mounted. •--This information was unavailable• • Cost Price per share basis (S) on Oec 30 IS) Value on Dec 30 (S) 10000 991429 60 Unrealized investment ircidng gain or loss CD return (5) period value on Dec 30 (Si ',green:age of Cost your xcount tans (S) Estimated Unrealized annual morn? (S) gain or loss (I) * Money market funds 991,429.60 100.00% S.949.00 $991,429.60 100.00% $5,949.00 Account activity this month Den Aditity DtSalOtiOn Anatol (I) Dividend and interest income Taxable dividends Dec 1 Dwdend PUTNAM SHORT DURATION INCOME FUND Y AS OF 11/30/16 2.462.33 continued next page SDNY GM 00023188 C HP703100078411 i 1 NP7000310136 COCOS 121603057`004 ►age S of 8 CONFIDENTIAL EFTA_00133808 EFTA01252503 SUBS Resource Management Account December 2016 Account activity this month (COntintred) Date Acthity CreeeCelOn Dividend end interestiacorne (continued) Taxable dividends (continued, Dec 12 St Cap Gain UBS PRIME RESERVES FUND 4 12 Account name: -HISLAINE MAXWELL Friendly account name: it 1 CasNSming Account number: Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL Amount (S) Dec 30 Dvidend UBS PRIME RESERVES FUND Total taxable dividends Total dividend and interest income 57666 $3.04331 13.04331 Dale A( linly DeSeeplion Arnewil (5) Dec 2 Withdrawal FEDERAL FUNDS TO Withers Bergman LLP AT HSBC BANK USA, NA Dec 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA Dec 28 Transfer JOURNAL TO Y1 23680 ELIMAX, LLC -100,000.00 Other funds debited -9,748.50 -370000.00 Investment transactions For more intorrnaton sat ire place your statement at the endof thn Date ACtnIty Total other hinds debited vat* shown be reunctecisecuatles, see important meormatiort about cbconent. Desorpton Quantity Vtli.e (S) este (S) Prateds fron imestment transactions (0 4,479,748.50 Funds wittgrami for Accrued investments00KM (5) Interest (S) Dec 2 Bought I.035 PRIME RESERVES FUND 0.330 OK 2 Bought UBS PRIME RESERVES FUND 2,462.000 -2,462.33 Dec 2 Sold UBS PRIME RESERVES FUND •10,000.000 10,000 00 Dec 6 Sold UBS PRIME RESERVES FUND -0.500 Dec 6 Sold UBS PRIME RESERVES FUND .369,7403.000 369,748 50 Dec 12 Reinvestment U8S PRIME RESERVES FUND SHORT TERM CAPITAL GAIN AT 1.00 NAV ON t 2112116 0.120 -0.12 Dec 12 Reinvestment UBS PRIME RESERVES FUND SHORT TERM CAPITAL GAIN AT 100 NAV ON 12112116 4.000 -4.00 Dec 28 Sold LES PRINE RESERVES FUND -100,000.000 100,000.00 Dec 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON I 2f 3Cf 16 0.860 -0.86 Dec 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND REINVESTED AT 1.00 NAV ON t 713O 16 676400 476.00 Total $479.74850 -$3,043.31 CNP7C010007841112 NP7000310136 00035 1216 030575004 •i u! ,00n AV 6 of 8 CONFIDENTIAL EFTA_00133809 EFTA01252504 SUBS Resource Management Account December 2016 Account activity this month icontnued) Oat< 4(.nis Des<rolion Amount (S) Money balance activities Nov 30 Balance forward 60.00 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,462.33 Dec 5 Withdrawal UBS BANK USA DEPOSE ACCOUNT ASOF 12/02/16 -2210.83 Dec 7 withdraw UBS BANK USA DEPOSIT ACCOUNT AS OF 12106/16 251.50 - Dec 30 Closing DIM Conk USA Deposit Account S0.00 Account name: GH15LAINE MAXWELL Friendly account narne:Ind.Cash/Saving Account number. Your Finandal Advisor: SCOTT STACK PAANILYLE CASRIEL me means USA 0e0Crat Account is your primary sweep coon Summary of approved payees and recurring payments eased on your instastions the foNoweg payees and recurring pa)m ents are considered 'approved payees' Ai a result Wyatt may authorize addeipeal transfers to there pasts vedday and (2) you are nO longer recavong tdroldual confirmations for payments to these payees. The payees and recurring payments Idled !Wow do not include Bill Payments EsettrOnic Funds Transfea and (erten other transfers Mmeen accounts at tr8.5 If you have additional payees and/or recoiling Instructs:yrs on At you wit recene separate COPlif07,3tOM from your financial Achssor. To update or cancel any of these instructions. please contect your financial Advaor Pais cnscripscn Dstursement Amount (S) mettcd lyfralvent Frequency Stan date End dale tau used dale CargoMetrics Compass Fund LP BANK OF AMERICA, N A., NY varied Federal Funds Payee on filo Upon request ilia Na Mar 29, 16 Haddon, Morgan and Foreman, P.C., COLTAF Trust Account WELLS FARGO BANK, NA varied Federal Funds Payee on file Upon request rya Na Dec 06, 16 Scott Borgerson Citizens Bank, National Association varied ACH Payee on File Upon request ria Na May 03, 16 Tdewood U_C Citizens Bank, National Association vaned ACH Payee on file Upon request Na Na Jul 27, 16 Y123576 varied Transfer Payee on file Upon request rya Na Apr 28, 16 Y123656 varied Transfer Payee on file Upon request Na Na tan 15, 16 YI23679 vaned Transfer Payee on file Upon request ',fa Na Jun 13, 16 YI23692 vaned Transfer Payee on file upon request rya Na Jul 20, 16 Y128776 vaned Transfer Payee on file Upon request rYa Na Mar 23, 16 CHP70310307841113NP7003310136 00035 1216 030575004 CONFIDENTIAL SDNY GM 00023190 Page 7 of 8 EFTA_00133810 EFTA01252505 *UBS Your notes CNP)001000)81111<.,....8080. f21803n, GM 000,1,, 9e 8 o, 8 End of s.........n, nun, CONFIDENTIAL EFT,00133811 EFTA01252506 Important information about your statement IBS Financial Services Pc. (the Fern or UBS Fhercial Servbes), is a member of all principal acuity, comrroday and &tire exchanges. UBS Financial Semites and U135 Bank USA toe i-died subsilenes of UPS AG and affiliatesof U3S Secuties LLC. The Fim's financial statement e available upon recluse The F Mrs exthaire off kes re a. LBS Gina-eel Sante, IT. 1200 Harbor Boulevard Weehawken, NJ 07086 This state ntra represents the only official record of you UN Financial Services account. Other records, wept °Nicol lax dxunints. contanng conflidng data should not be relied Lean R youbeen* there 6 an ea a omiedon please noon it immediately n writing to the Brandi Manager of the office saving your account. Altexep al 'ivies Moon are Mended to be accurate, statement dstatkukl not be used kr tar purposes Rely solely on yeatend tax krms, (re , Form 1099. 5498. 10425, etc ) when prepamg your lax return. The Finn required by law to rain to tie IRS alterable dnidenct mportakie rantarabk &ben& and taxable Merest erred on %Martin held in you accost net proceeds on see tramactixe, and cost basis on certain covered sakes. Catereasketems wide dm Firm • Please reconfirm eery oral corrinthcatons in wring tofurther protect your rills. mdudrg your rights under the Seo_kies Imestor Protection AC (SPAT • If the financial ithitution on the top telt of to laces of this stamen knot LBS hind Sevres, LBS Fhancial Senices carries you =aunt as dewing brisker by arca-gement wS, the edcated instituters We informed you of to relatonshio Weeny& opened this axon. h the cast your exit and smiles are located at UBS financial Streets and rot the ritolaci-g broker, and you neat make arepal of ay nor omission to bode firms As described in the account agreements, you must notify US Of an/ errorsor taud &obey coeds reflected on your statement widen 30 days alter d was mailed or made available. All staternenis shake deigned complete and accurate n all other respects if not inbred to in wring within 60 days • Please deed cuRomer complaints or ilaleRS to tie Fim's C lent Retook Department at 201.352.1699 toll.froe r. 903.3544103, 8:03 A.M. to600 P.M. ET Monday through Frday. or in entigto LES Financial Senices Inc., Client Relations Department, P.O. Box 766 Union C iy, NI 07087. • Fa TTY aerates Call B44-612.0986 or to, cols.& the US.; Cal 201.352.1495 • to caw of erron or denim about an electronic funds gander (EFIT, bit parried or UBS Viseckbit card transactions, call &O -762-1000, or wee to [truncated]