EFTA Document EFTA01275887

c;It UBS U85 Femncial Services tsc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account June 2017 0,70065845790617>0745Y1 0 GHISLAINE MAXWELL Account name: GfrilStANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your linancial Advisor- SCOTT TACKMANLYLE CASHEL Phone Questions about your statement? call your Financial Advisor or the Value of your account RMA IleSOtnCeline at 800-RMA- '000, accourn on May 31 (1) On lune 30 (1) Your assets 20,507.54 18,573.84 %Ask our websIte: Your liabilities 0.00 0.00 NW1W. Lbscornilinancia:services Value of your account $20,507.54 $18,57324 Items for your attention • for Information about our fees, charget and compensation, please see ubs.cornigukletofees and istos.comraccotardisclosures Tracking the value of your account Sources of your account growth during 2017 Value of your account S 76cusandS at year end 2016 143,932.84 716 Net ckpoorls and withdrawals -125,360.31 431 Wur investment return Dhidend and interest income Change in marker value 11.31 woo 70.5 18.6 1.9 • Value of your &corn on Jun 30, 2017 91157314 Dec 2014 Dec 2015 DK kl 6 May 7017 Ion 20'7 SDNY GM 00023496 Member SIPC CM100C0306%4579NP7000306428 00003 C617 0305750a tom) Page 1 of 8 CONFIDENTIAL EFTA_00134116 EFTA01275887 SUBS Resource Management Account June 2017 Your account balance sheet Summary of your assets Value on June 30 (1) Account name: GHISLAINE MAXWELL Friendly account na • Account number: Percentage of your account A Cash and rrxmey balances 18,573.84 100 00% Your current asset allocation B Cash alternatives 0.00 0 00% Total assets 518,573.84 100.00% Value of your account $18,573.84 A Eye on the markets Index Your Fi nancial Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VBS Bank LISA deposit account, VBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important formabon about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2017 One-month UlsOll. 1.22% Percentage change rule 2017 year to date 0.62% 9.34% 0.90% 893% -0.15% 14.23% -O.10% 2.27% CHF 703C0006584580 NP 7000305420 C0033 P5i7 0305793° IICgely 2 of 8 CONFIDENTIAL EFTA_00134117 EFTA01275888 Resource Management Account SUBS , Change in the value of your account lune207W Year to date (I) Opening account value $20,507.54 $43,932.84 Deposits, including investments transferred in 29,492.46 446,367.27 Withdrawals and fees, including investments transferred cut -31 ,426. 48 -471,727.58 Dividend and interest income 0.32 1.31 Closing account value $18,573.84 $18,573.84 Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheckJCar Account number: Dividend and interest income earned For proposes of tins statement, renglity of interest and dAdend income has been determined from a US tat lePatIrg perspective. Based upon the residence of the account holder, account type, or ptcdtxl type, scan interest ands dvidend payments may not be subject to United States (US) an /or Puerto Rico (PR) income taies. The teen monthly statement is not intended lo be used and cannot be retied upon for tat purposes. Clients should refer to the acisfratre to reponing forms they receive from MS annualy, such as the forms 1099 and the Forms 493, foe lac reporting information is the practice of UBS to file the cooker:it to reporting forms vAth the US InternM Rewrite service and PR Tler9SUry creparovent and in such corms accurately oeiv fy chodena Arad interest as la exempt or iamb* 'oxen* Please corsair your Ocher:WA tax preparer. line 2017 (3) rear to date (S) Taxable interest 0.32 1.06 Total current year $032 $1.06 Prior year adjustment 0.00 a25 Total dividend & interest $032 $1.31 Cash activity summary Your el nodal Advisor: SCOTT STACK MAN/LYLE CASNEL See account activity this month1Or detah. asancet in your Sweep000PS ate ind uded in the openng and closing haLsnces vote. FDIC Insurance *pies to dept.:itsat UBS Bast USA and ea balks participating in the UBS FDIC insured Komori' Progarn. R &es not apply to deposits at UBS AG. Stardold Er:arch of bank cfrponts placed through the U8Sinteinational Deposit Account program WC protection /Wits to money market sweep fund hoidrgs tut not bank deposits See Important Mformation about your statement on the lag two pages of this 0:Ktment for detain. lone 2017 (5) Year to date (1) Opening balances Additions Deposits and other funds credited $20,507.54 29,492.46 $43,932.84 446,367.27 Dividend aid interest income 0.32 1.31 Total additions Subtractions Checks and bill payments $29,492.78 -31,365.48 $446,368.58 -470,752.96 Card payments -61.00 -974.62 Total subtractions -$31,426.48 -$471,727.58 Net cash flow -$1,933.70 Closing balances $18,573.84 UBS Bank USA Deposit Account APY Interest period May 5 - Jun 6 Opening UBS Bank USA Deposa balance May S -S25,359.00 $18,573.84 821,288.54 Closing UBS Bank USA Deposit balance Jun 6 819,282 88 Humber of days in nterest period 33 Average daily balance $23,335.04 Interest earned 80.32 Annual percentage yield earned 002% SDNY GM 00023498 CelP70003306934581 MI003305428 00033 CEA 7 03057a0110 ►age 3 of 8 CONFIDENTIAL EFTA_001341I8 EFTA01275889 *UBS Resource Management Account June 2017 My Choice Rewards Points from UBS Account name: GH1SLAINE MAXWELL Friendly account n • ' Account number. Rewards pants are reflected as of the 26th of the month or the poor bus ness day if the 26th fah on a weekend h0110.6y Rovatct. point activity cetais can be lOund On minv.u6S.00o/OnNneteneire4 line 20'7 Year to date Opening balance 6,549 5,709 Points earned 193 1,033 Closing balance Your investment objectives: You have identified the following investment objectiires for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you" friandal Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected 6,742 6,742 Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. Your 1g sandal Advisor. SCOTT STACK MANYLYLE CASRIEL CHM:N:0306584592 W7060305428 00033 0617 03057500 .1Y_GM_000234Wie 4 of 8 CONFIDENTIAL EFTA_00134119 EFTA01275890 *UBS Resource Management Account JUI • ' Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indsv Cheek/Car Account number. Some ()noes, income and current vaues shorn may teEoproximene. As a result. gains astllOssesns 1101 be &easterly refkoed. See Aperient into/tenon abut your statement a the end of ths documem for more Cash Cash and money balances Cash and morel balances may include avalasie cash balances, UBS Bank USA depot account balances, UBS EDI( insured Rogan Bank Balances, UBS AG Stamford Stanch deposit account baasces and rroney Mate MUIUS Sid sweep balances. See the important information tout your statement at the endof this document for detain about those balances. stldng U8S SANK USA DEP ACCT Your total assets Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bast USA and al Uss FDIC Insured Program Bank deposit account tdaXes are insured by the FDIC within applicable lents, but ale not protected by 9FC. UBS AG Stanford Blanc hdepost account balances me not insured by NYC and are not protected by 51K. Money market sweep balances are protected by SIPC but are rot Insured by the FDC 0penng baexue Closing baance Pike per share Average Dnidend Interest Crays in on sun I(1) on fun 30 (1) on Ain 30 (1) rate ()tried PellOd Cap &nun' 01 20,507 54 18,573.84 250,000.00 Percentage of Cost Unmated UnreSatd Inoue on run 30 (5) your account bass (1) annual IneCme (S) gan or Ions (1) Cash Cash and money balances 18,573.84 100.00% 18,573.84 Total $18,573.84 100.00% $18,573.84 Account activity this month Date Acliety Description Amount (I) Deposits and other funds credited Jun I Transfer JOURNAL FROM HISLAINE MAXWELL 29,492.46 Total deposits and other funds credited $29492.46 Date *direly (sesc notion ArrOUS (5) Dividend and interest income Taxable interest hill 7 interest UPS BANK USA DEPOSIT ACCOUNT AS OF 0& 17 0.32 Total taxable interest Total dividend and interest income $0.32 $0.32 SDNY GM 00023500 CHP7C0030055E01683NP7003305428 00033 C6I 7 030579001 CONFIDENTIAL Page 5 of 8 EFTA_00134120 EFTA01275891 SUBS Resource Management Account lure 201 7 Account activity this month (contnuedi Check number Dale Description 001053 Am 21 INSURANCE OFFICE OF CENTRAL -347.00 Total chat 4347.00 Account name: GHISLAINE MAXWELL Friendly account n • inclisi rhPfkirTf Account number: Your dnandel Advisor: SCOTT STACK MANLYLE CASRIEL knowit Checks Oae Activity DeSCrlDh0n AM0unt (I) All payments Jun 2 Withdrawal ACH WITHDRAWAL UNTECHEALThIONE -556.98 Jun 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -39.94 tun 5 Withdrawal ACH WITHDRAWAL AMEX [PAYMENT -30.120.52 Jun 9 Withdrawal ACM WITHDRAWAL Saks Retail -301.04 Total bill payments -131.018.48 Card Items for your Attendon: The new U8$ Visa Infinite credt card is here, packed with exclusive trawl benefits, more rewards and more of what you lore. including ertraordinany personalized service. All sturriinglyclad in metal. Visit ubs<cm'uisainfinite or call us at 888-762-1232 to learn more tale ciesconcion Amount Card payments Jun 20 CREDIT CARD PAYMENT -61.00 Total card payments Mint-non Payment We Payment Due Date Crecll Inn 461.00 Ayala:it Croat line Outstanding biance lies Visa credit cards) payment information for July 23.2017 535OO Jul 23, 2017 135,00000 S34,807 20 4192.8O This Mgt cad is emoted in it BS Pay Credl Card feat ute and will autcmetcaty te paid from your account Your payment is scheduled for July 2Q 2017 We decide this information on you' Lin Visa vent card Sdely as a courtesy 10 you True 085 Visa credt cad and account ae issued ty U8$ Bank USA. UBS Bank USA send you the officid staernent for thus account and you should make your pia/men' accord ng to their instruct ats. We do not indult* your outstanding <fedi card bdance in the •aue of you. account with U85 Firianifie Services Inc ctai7C003305584594 Ne7000305428 00003 OM 7 0305750tal I tgryky_Gm_OOO235rAge 6 of 8 CONFIDENTIAL EFTA_00134121 EFTA01275892 (SUBS Resource Management Account June 2017 Account activity this month (COntriVedl Dale Acirvity DesctclOn Am0unt (0 Money balance activities May 31 Balance foniterd $20.50754 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 29,492.46 Jun 5 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 06/02117 -596.92 Jun 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF C6/0W17 -30.120.52 Jun 7 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 06106/17 0.32 Jun 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/09117 -301.04 Jun 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 06/20117 .61.00 Jun 22 Withdrawal U85 BANK USA DEPOSIT ACCOUNT ASOF 06/21117 -347.00 Ain 30 Closing UBS Bank USA Deposit Account $18.573.4 Account name: GHISLA1NE MAXWELL Friendly account name. Account number. Your Financial Advisor SCOTT ST AC KMAN I YIP CASFUEL The UBS tent USA woo &COM IS your primary sweep action SONY GM 00023502 0110 Pep 7 of 8 CNe7001X0065134585 NP7000306428 00033 0617 030579301 CONFIDENTIAL EFIA_00134122 EFTA01275893 *UBS Yournotes ---,== CONFIDENTIAL _ _oconften. . EFT,00134123 EFTA01275894 Important information about your statement U3S Fiuncial Services Pc. (the Firm or UBS Faint' Servbes), is a merrber of all principal washy, ccmrroday and optima exchanges. UB5 Financial Seniors and 1.85 Bank USA re i-dien subsistent, of UPS AG and *lathes of UBS Secures U.C. The FiMs theme' statement R available upon regent. The Fim's roomer off kes ere at UBSFina-col lances 1200 Harbor Boulevard Weehawken, RI 07086 This stattmirit represents the conk official record of you' LBS Financial Semites account. Other wads, except official tx dsurents. contanng coneliang data should MI be relied man II you believe there 6 an ma a omission. Pease report it "media* n writing to the Branch Manager of the office wvig your account. Althea)' al limits shown re intended to be accurate, statement dela take not be wed Ice ear purposes Rely meek on yeasend tax kerns, (1e Form:1099. 5498. 10425. etc) when prepamg your tax return. The Fim requiredby taw to (ism to he IRS alterable deaden* report/re nantarable drebkna and uxAsk interest end an secures held ni pv accour net proceeds an sit bread ore, rd cost basisancertain covered stories. Cram" onkel, with the Firm • Please reconfirm any oral arrnwnoatona in wining to further protect your rills, mdudrg your nthts under the Seosiies Investor Protection Ad (SPAT • If thefinancial ithitution m the top left of the bard of this stream* snot LBS Franca Senrees,U3S Financial &mien carries you account as dearing broker by arrathement wit the a-dieted instarin We informed you of this relatcnshil when you opened this accost h the cast your hide and Porkies a* boated aims financial Services and rot the imodrith brokers and you nun make a mon of ay error or omission to both limo. • As desisted in the account agreements yw rust roily us of any enors or 'Feud involving decks retlecled a lyote statement within 30 days after a was mailed or made avelabla. • Please di-octagon-4r complaith or ixreies to the Fim's C fent gelatins Derailment *201-352-1693 or tolUree at 8C0-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, a in *nig to UBS Fivnual Senior Pc., Client Retrials Deprimenk P.O. Box 766 Union City, NI 07007. • A 0 stamens shall be deemed complete and accuse if not objected to in writing within 60 days • Fa TT' services_ Call 1344-612.0986 or tan outside the US.: Cal 201.3521495 • In use of ems, or china:re Abair en electronic firth transfer WO. bR payment ce UPS Vorockbil card transadons, call KO-762-1000, or wile to UPS Fronual Ix., 10% Harbor Blvd, 6th floor, Weellah4.e% NI 07086, Atn RIANESA Sakes, Cal a mite as soon ammo can, if you tit yam statement a receipt is wag or 4 mu need more neomialon tat a transfer on the statement or resets. The Film or Cad Issuer (as amicable)mutt her IroMyOu ro later then 60 days alter the Fern um you the list statalialt on which the erns or Problem append, - Proved, yam name ad accant Metter (0 any) - Cesabe tie error or the node, yeu avuTiure about, atherplain as dearly rya can why you believe d is an acne a why yw need more dormrim - Proirde the demean arrant of the suspected era. The Firm or Card Issuer wet niestgete your carrion and MI coned thy enor promptly. For alleged "Iron roolving UBS Vire debil ca-dtransacliam. if we take more than 1014 Wets days to dotes, we MO credk you rant for the amount you that 6 in error, so that you wt brie the use of the money dunng the tine e takes us to cemplete our imestiption. Please mice all checks payabb to the Finn or the Irina& ingerian ndcated on the front of tha statement In addition to roods attest lar4 accoures ma/ be abject to mareenrce lees, chaps for late pasimint kr securities purchases and charges kr unpaid arnants n cash accotnts Accounts that are tansferred to other instnitins may be subject to a Vander tee. UBS Sweep Options LES offers options kr mewing cash balances to bals depose accounts al non-affiliated bats rd affiliated banks. money market mutualfunds (Money FLOW at the eternal:nal GIMP Locate (CA) for customers will as Internet:oral fenathe Management Accost. Deposit accent al UB5 Bak USA and nos-ablated banks panicipatng n the UBSFPCinstred Deposit Program re FDIC iimured in accordance wits HNC rules. For men idarnatin, pima wick wwwfdicom.Deposk accounts at UBS AG StamfordBranch and shires of MoreyFut are rot tared by the FCC Through the DA, cash Winces ere swept to deposit accounts at UBS AG New Yon Brand, a-d UBS AG Carnal Branch. These deposits are not inured byte FDIC. Palates held at tee LBS AG Cayman Branch are tenthsanly eposed to tux sovereign nett of the Cayman blends ad there is no aura-rtee or other obligation of UBS AG to repay the balances while on the UBS Cayman Branch's beaks. Bank deposits are not protected by SIPC . Mosepy Fund shires we protected by 51K. See "LOS Finarthel 541-ricth Account Protection' below. I4XriyOut request, balances n the bare deposits maw be wthdawn, ad shoes of a limey Ford may be liaidatect and he proceeds nand to you a your sentries accctre Further limner:a about available sweep options, ithrerg current interest rates and yields, is available at wenvubsoombweepygIM from your Friencial Adviser a by calling KO-762-1000. UBS Financial Senecas meant protection The Firm is a marten of the Searain tutees Protection Corp:ration Or/. Mach protects securities antomen of As merrters up to 1500,000 (eickidina 1250.0X/for chins for used. bobnathey brochre maitre upon req.sest or at mew spc.org The SIC asset protector. Min apply to all roosts tut you held in a orticulen capx the Fith. rn. together vrats certain satiates, ha also purchased srplemernahnesake The ma mum stipule pay kb to al elobe client, whom& utter this rotten:41 is 5500 million as cie December 10, 2016. Subject to the poky conditiss at limitations, cash a the Firm is further protected for up to 11.9 million n the aggregate for all you accounts held n a particular capacity. A hi spy of he poky wordng is erwilebk mon request. The SIPC protection and the supplemathl protection both do not apply to • Celan lruncial theta controlled by (and ridged ii your account value) but hell away from UBSFinancir Smarts (e g.. certain (I) deposes a affihaed and ron. ablated bats 00 nsurace products, naming variable errata's, and (6/ shares of mutual funds Mtn such tier are regained candy in the name of tie account hot:khan the books and records of the issuer or trawler agent); • "regiment contracts or nvestment reerests (e.g., kneed partnerships and private placements) tut are not registered under the Securities Act of 1933; and • Commodities contacts leg. f reign exchange and precious metal contracts), includny Mures convects and corm:mak option contracts. the SIPC protection and to supplemental protection do not apply to these amen ewes d ll-ayo•harvehe mom on spa statements. The SVC protection and the "pplerrental protection do not protect agarst changes in the mantel veer of mu investments (Melba as a result of market movement, issuer briouptcy a other...at) Dividend Reiwanment lerograrn (DPW) The price reflected 6 an average price. You may obtan the actual price fran tar financial Atext Only vrok sham re purchasedunder DRIP; partial alms voile be sold at the cash leer be deposited 'a your account The chictend reiwesbnent price aeplied by the Auer may 611e from the make price at othich the patial shares re sold Cash-raitu Only whole urds may be had n vas' recut If you are enlisted to a panel use as a result of a Perini payment or al-meows the Simi we ether sell pa-WILE-Ms at Market Cri:. Cr accept an arrant determined by a registered clevh) agency, at credit yar accord InItat&aent objectives The rmstmert objectives and risk profile ar• spec Rk to each anoint and may thy between you accounts Were adze the Firm prorrotbr in meting 01 Rot' sginf bent change in your Inancial silualon or inveitmeM cbactives. For each accant heti, you choose are al the following investment Mirth's: • PeocaxeCurnentincomt Investments seeking the gereratith of Mane only. • Achieve Capita Aporaiabon threstments seeking growth of principal caber tan the generation of income. CONFIDENTIAL • Paractute Combination of Income and Capital Ammerman Investments Mang both the generation of income rd growths" scribal. Overall risk profiles • Conteware. Seeks to manUin nitre prithsal with low rite ad volatility to the acorn overall even if the metre ea amain does not generate signif rani income a Nun and may rot keep pace with inflatith • Moderate. Wiling 10 accept some rids to pincipal at tolerate same volalety to seek eater returns. • Aggressive: Wiling to accept hit irk to pnnopal and high volatility to seek hobreturns our time. • rmestment Ebadidm Consideration: I selected a portion of the pOre101io f or that account may include corrplex strategies, I Mated 1i4ii6ty and gear volatilty. Sturtementehotaoholdier We may consoldate al related account statements with the sane address in the sure envelthe eg. because they have omen who also maintain jori scant rebtionahjin wen other dents a the same address. If you prefer to receive individual striments mailed in separateenvelopes, yo may decline householding by cailig your Femoral Admor. Friendly account none The Friendly account name is a cvskrnetee Man.-m.1 chosen by you io assist you with your recondkeeprig has no legal effect an your account Yea ca) ataxy your Friendly accost" names, through Onthe Services or by contacting you Fa-antral Advisor. Moped overview • Valet of you emounapsenteo. Net of assets axe Sabres • Asses Includes arab" cash balances vat es for restricted security (est ), and Global Time Deposits, unrealized marks to make, andcertain assets not held by tie Finn. Does rot induck unmated secuntiestassets at the end of the plot and assent statement periods, a pinata lemstmerrt . unmated stock options and exercisable cod options • List,//pea harks Mat Waxes, orstandith mato loths, credit lint short accant balances. • Casheironey balances. Total of uninvested arra* cash balances, pleas deicer balances at attained at nen-allileted banks, a-d mem motet mutual Ind swop batances, at the cbs• of tie statement period Non.cornmodily tree creek balances in yar accord acv not semegaied from other balances and tethrn may tau any of these fords in the ordnity cow. of is busier. These funds arepa/MA mon your demath. This total 6 nolded in tie curet period closing vakae. Linda's information For detaid hicrmalion on the Firm's MISR pricier ad dscbsures, refer to yes Cam Relationshg Agreement a accara Agreement and Iffe General Terms and Co tons. US Statement of Credit feather available n Agreements and Onclosures • ev,,uturnuney,,,uw., SDNY_GM_00023504 EFTA_00134124 EFTA01275895 Important information about your statement (000101rd) Year meta Your 'filament amen securities wroth.r assets held hike scant al the end of the statecraft we'd. You may ask forderery of fully pad seoslits at rer tine. You mar receive securities used as loan collateral ether paying sly balance do on them. bey securities tenderfeet to Ine Vim dairg the statement period are heed at war value as of the end of the sternal period. • Cart basis In deter ring te cost basis of te rashes included in this statement where indicated wit, the number 't• UBS Financial Services has relied on information obtained from sources other lhanURS Financial Smites. including Of a-motion from anothe- I im a that you may haw provided to you Fina-cial Adrisor. The Firm does rot indePerdently verify a gaunt** the accuracy a voklity of my iron...Lotion provided by coaxes other thri U3SFhancial Senices h Achim, although IBSFinancial Wakes generalgr updates he nkrmarn as ills reserved, the him does not provide any assurances thee the nfamation odor 'Cost base rd •Unrealced gar/ WC is accurate as of tie date of this statement. As such, pease do not rely on tie rriamition lo make puthase or sale decisions la tar purposes or Whinier Assounb twelemed to tie Fin may reflect gallon hfcrmatim only foe the period of tine they are had at tie Fin More hiaorkal tkanaltn can be added by you' biaxial Advisor. • Unrealised ganaleeses When data a wadable. estimated uroalind windlasses are cruised kr rdrvidal securey lots. The transaction data for imbibe lots may or may Oct reflect ammissica. chines andor security reorganizatian events. Dividend and one, reinvestmene lots and ystematic pudnase tats are each combined to (tatty re averagedlot The 'Trate date' totempresentsthe crqi-ol transaction trade date. • Callable securers Bonds and preferred sod thin the kerncats for cab redemption pail be selected impalialk by lot from arrorg all sashes of tot ewe held hour name or in nominee name for at clients Call lean nktmatin s cared from third parties and at accuracy it not %ennead. Other call ferns may enist which could affect yel4 °wrier Plormatitn Mete provided upon request • Certificates of deposit (0:11). COs are FDIC nsured nay to 1293,000 n principal and accrued interest per deposer ant per depository inaikern in accordance van FDIC etas. • Pricehalue. Prices die:dyed fa securities and Wee pod is may be higher or laser than the pike that you would 'drib/ receive in the meths Prim are drained from various tad party sources shin we tans to be crab*, lam we do not guarantee thee' accuracy. - We general & me the closing price when hark a te mean of the bid and a* prices kr listed searges and options ce ark bid prices tor OTC leashes. — In ace* traded *Oleos maybe paced usnp a valuator model or the mat recent price we obtained amid may not reflect an actual market price a vale — Certain positions may appear wilecul a pis. rd will now as 'price was 031 available • if we are unable to °been a axe for a stagily. - Deposits a securities derommated ncurrercies °her tan U.S dolls, re reflected at the @whinge race as of the statement date. — For certain searnes racing innon-cone onning denominations pnce and quantity (face vas) may hew been adjusted to Isobar groper valuation To Wan anent arta:aro, when mailable. contact 'cur Financial Acker • Private investments and structured products. Private nverment straits (rasing deed pansies ean program end martial, onsestment hat wailer and structured prodres are gowely highly hard Cerra strut-Cued amidst have not been registered with the Securities and Exchange CannleSien et under any state securities laws. We Fronde *treated vales for private incinerate secretes a-d structured products for Harrah:nil osmoses ink Accuracy isnot guaranteed. — These Sues may differ Abase" Iran prces, any, at which a prime iweserient security structured product rmy be basin. I or sold and ds rot neceswyrerreserri the value you may receive iscn licuidatcn. — Third party eslmatesol veldt re as of a twain dace std an supplied to UBS Weakest Services on a rears basis by art independent satiation firm. — IMP; generalpa-mei or sponsor estimated sass, ary, ate supplied to te f nn by the issuer, general partner or sponsor and my be caloSatal based on dfferent irdormat.on Iran fist used by tied prin to okra tier estimated values. — You can obtain +Waiter dowsing, regardig te met a:bloc! wed to determine the estimate of value ad the date of tie hommionths is the bash for the estimate by contstng your Financial Advior. — Third pity enraged vetoes may be reflected as *Not puked in several 'tuella-is: when an iidepee'dent valuation Inn hes not suppled a a ruble to astir • yeas, when we become snare net a materiel event ha; owned that may call a previousy reported value ink question, or yawn a value would te highk speoSetne due to tensor* oft* security. - When miner an bur, tamer al partner or sponsor ablated value nor a thirchpany estimated value is Fronded the aka of the salsify will be different horn torch:me Pate — 'Distributions to date' my include return of capita( income or both. - 'Original unit size' Wrath-ft tie niter offering Price per unit ad may not reflect your cost bast — DIP and unlisted BBBstashes are rot listed ma national swathes exchsnge and are genet* illayd and own a they can be sold, the price Meted mW be less Pan te per sham estimated value provided in the account statement. • Restricted sewers. Restricted securities general se rot (unfitly ebgble for public re. UBS Pinta& Seeman wave the maket price Ore unrestntted stock of she sane issuer as an matted value fa lee restricted stock lint...rano/ ma stamen( only. To the extent tut 'erected seo.rites are elgbe la sale, the ale received my be oLetantialb less than the imposed value Mann • S. (aetimated) income, anent yields and rata An estimate of arrual home based on crown dnidend rd interest raw, assuming to statue, will be held for one yew from statement date or until nitrify. This Wilms is al/ a gukleine; accuracy and continued income are not guirantee& — Estimated arrest i-come rd current yeld fir scream mpes of marries sour include a return of principal or capital gains in which case the est income fa-idcurrent yield would be overaated. — Estimated anal hane and current yield and the slur name ad yield might be lower a higher than the estimated annum. — An estimate of a-ruaked income (dividend ander interest/ dirtied by the current maket valefaverage balancers based an the last dividend or rarest payment madebythe emus and mama tie urcreirdepasits will be held for crs year torn te statement date orureil matuity. Accuracy rd continued yell are not guaranteed • AMU not held by LOS I' hergiel Services. Certain wets we not held by the Finn and not mini" the Ferns possnsbn or carol. These wets are dicsleyed on yos gatemen' for informational purposes only. Positions and values presented re provided by the issuing fern LEG Freesia Services a not rinproble for Ihe infamation and does not qua-antw its accuracy. These assets are rot protected by SWC or the Fars supplemental SIPC coverage. • Revenue sharing and additional campensetiew - h addhim to cornmarns cn tales and 12b1 lees w eird in cowrie:en with lee diserbAir of mutual An* to our cants we ardor our affiliate recede revenueshying payments tan distrturrs ands advisors of the mewl luta that we sell. These smarm we baud on two different comp:rent& (g the ware of sales by 12$ of a Parlitula- rululd Antifamily to ourclents and GO te asset ate of a particur rubel ford faniys shares her at he Inn. — We a-dour affiliate also receive networking2rd smenbus processrg fees in combust:riot twister agent services that m provide to te mutual( rands These fees gereralbi at paid from investor asset n ero mutual fund and are a red drier morn baud on the number ol scants at the brolier.dealer hoking masa funds of that fundfamily - h ackIdon to commare received in correction win the safe or Strbutionol annuity conked' and unit inweinant trust anti lo our clients, we ardor our Striate receive revenue taring compensation tornmany of tie route-Ice companies underrating to away conlracts atlases of the instance convenesor sponsors of the inn investment trusts re &tribute. CONFIDENTIAL — Our affiliates also recent using ccerenisecim end ohm compromise Iran mutual funds and Muerte companies whose products we rastetuto. — We wine n a-rualfee from L85 Bank USA and L61. AG Stanford Bunch of tpto QS per account sweeping to the bents uncle the LES Bank Sweep Program Activity Information regarding crimsons and other dunes incurred in canectai path return of Wades, inducing optir transactions he been included an con( irmsions preMoutki furnished to you, rd 'WI be provided to you promptly on worst Short selling If you re engaged in shot seer° a wurity, you may incur a charge due to certain byroweg costs for that Priors strata. Open orders Regarding open or 'geode ilkeincelbe aders tun were rot executedbythe stammer. date, open buy and sell stop orders are refixed by the amount of divde'ds or riges on an ex-dividends a a-r4its date unless Weiser chemise by you. You are tesponsble for orders tot are executed die to your (alum to cancel ea sting open orders. Priem To obtain a copy of as current Client Frivacy rake plow comact your Financial40.ra or vkit ar website le0Vailarefilgittharra2kCIP - LES Froncial reach a not a bank. The RMA, Business Services Account BSA and AMA are brokerage accounts which provide access to bating venire rid prodsb Ihmugh avangerrients with affiliated banks and other ihiotparty banks and Fronde' access to Insurance and annuity proicts issued by unaffiliaed nird-perty insurance orbit tart. instance kgrayotairkriel of I_ISS Financial Sentes Inc — hvestment inure-we rd arnuity p-ccbcir — Not FDIC hured• No bank guarantee* May bse vale - IMA. Resource Management Account, Burrs Services Account BSA, IRMA and retmational Resource tlabgement Account re registered service maks of LESFrential Semites lx. — VISA is a registered "redone& owned by Visa htemarknal Strike Aswcution ad used under kense The UBS Visa creole cads ad the UBS Visa debt cards am Muer by UBS Bank USA with permission from Visa US.A. Incorporated AR caw eadernaks, registered trademtets, with maks and regatered sense me-bare of their respect.* OCOnlanii2S LABS Financial Services Inc Rev. 201705 SDNY_GM_00023505 EFTA_00134125 EFTA01275896 *UBS ues fe+andel Services tic Private wealth Management 299 Park Avenue 25th Floor New York 1W 10171.0002 CNP700565430t 0717 VI 0 Account name GfrliStANE MAXWELL Friendly account name: 'nth Check/Car Account number Your financial Advisor- SCOTT STACK MAN/ LYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the RMA Re it GRMA-1000, account %Stour websIta: verdw.ubs.conYfinancialservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepott.com. Resource Management Account July 2017 GHISLANE MAXWELL Value of your account on June 30 (3) on July 31 (9) Your assets 18,573.84 40,683.50 Your liabilitieS Value of your account $18,573.84 $40,683.50 Tracking the value of your account S 7:6 Dec 2014 Dec 2015 Dee kl 6 Jun 2017 Jul 2017 Sources of your accent growth dudag 2017 Value of your account at year end 2016 143,932.84 Net deposits and withdrawals Yaw nvestment return, NW:lendand interest income Change in malign value Value of your become on Jul 31, 2017 SDNY GM 00023506 -$3252.27 12.93 90.00 84466.50 Member SIPC CHP7004:6005654301NPT000187303 00003 0717 03057SOSCOCO ►age 1 of 6 CONFIDENTIAL EFTA_00I34I26 EFTA01275897 *UBS Resource Management Account July 2017 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: GHISLAINE MAxWal.. Friendly account non• 114 r Account number Percentage of your account A Cash and rrxmey balances 40,683.50 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $40,683.50 100.00% Value of your account $40,683.50 A Eye on the markets Index Your Pi nandol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS FDIC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% Percentage Change *July 2017 Year to date 2.06% 11.59% 1.89% 10.99% 2.89% 17.53% 0.43% 2.71% CUP70003005€64302 NP7000187303 00003 0717 030575004 CONFIDENTIAL mix02351399e 2 of 6 EFTA_00134127 EFTA01275898 Resource Management Account Change in the value of your account July 2017 (S) rear to date (1) Opening account value $18,573.84 $43,932.84 Deposits, including investments transferred in 31,426.16 477,793.43 Withdrawals and fees, including investments transferred out -9,318.12 -481,045.70 Dividend and interest income 1.62 2.93 Closing account value $40,683.50 $40,683.50 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. Dividend and interest income earned For purposes of INS statement, tenablty of interest and dMdend Income has been determined ficM a US tax ItPoltirg Peradiar. Baud upon the residence of the account holder, account type. or product type, some interest ands dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR) income tares The tient monthi statement is not intended lo be used and cannot be (Ned upon for tat purposes. Clients should refer to the aoricatie tat reporting forms they recent from 165 annualy, such as the Comas 1099 and the Forms 480, for lax reporting information it is the practice of UBS to file the aantilatle tar reporting forms With the US Interf0 Flektnik SerYnCe and PR TleaSurf DepenTent. end in such lOrrns accuratsy das5ify cibsclenct ardor interest as la, exempt or tamable le4eale nease consult your inagdual tax prepaier. July 2017 (S) Year to date (1) Taxable interest 1 62 2.68 Total current year $1.62 $2.68 Prior year adjustment 0.00 0.25 Total dividend & interest $1.62 $2.93 Cash activity summary Your ?I modal Advisor: OTT STACK MANS YIP CASRiFI See Account activity thou month for dela Is Riances in your Sweep Options are ind uctd In the openng and closingbalances who. FDIC insurance /pipits to deposits at UBS Pant USA and an balls participating in the UBS FDIC Insured Deposit Rogan. n ores nor apply to deposits at UBS AG. stariord march or bank Omits placed through the U8Sinterriationa Deposit Account program SPC protection apples to money market sweep fund hod rigs tut not bank deposits See important informaton about your Oa:einem on the last two pages of this document for details. Opening balances Additions Deposits and other funds credited July 2017 II) $18,573.84 Year to date (1) $43,932.84 31,426.16 477,793.43 Dividend aid interest income 1.62 2.93 Total additions Subtractions Checks and bill payments $31,427.78 $477,796.36 -9,125 32 -479,878.28 Card payments -192.80 -1,167.42 Total subtractions -$9,318.12 -$481,045.70 Net cash flow Closing balances $22,109.66 -$3,249.34 $40,683.50 $40,683.50 UBS Bank USA Deposit Account APY Interest period Ain 7 - Jul 9 Opening UBS Bank USA Deposit balance Jun 7 $19,282.88 Closing UBS Bank USA Deposit balance 1u19 840,876.30 Number of days in Merest period 33 Average daily balance 822,160.33 Interest earned $1.62 Annual percentage yield earned SDNY GM 00023508 008% CPIP7C0C0305654303NP7003187303 00003 0717 03057500110000 Pap 3 of 6 CONFIDENTIAL EFTA_00134128 EFTA01275899 4t UBS Resource Management Account July 201/ My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account n • Account number: Rewards barns me reflected as of the 26th of the month or the once business day if the 26th fats on a weekend Wholay ReWada pOn1 Wanly oetals ran ct lOund on min,' u6SX0rofontintSent<eS July 2017 Yea, to date Opening balance 6,742 5,709 Points earned 89 1,122 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you, financial Advisor or Branch Manager. You Can find a full description of the altematwe investment objectives in Important information about your statement at the end of this document 6,831 6,831 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consdera tan - None selected Your account instructions . Yew account cost basis default closing method is FIFO, First In, First Out. Your llaanciel Advisor. SCOTT STACK MANY LYLE CASRIEL CNP70:O005654304 NP7000187303 00003 0717 0305750at Gitoonews 4 of 6 CONFIDENTIAL EFTA_00134129 EFTA01275900 UBS Resource Management Account S Your assets Account name: CHISLAINE MAXWELL Friendly account name:lndiv Checkkar Account number. Some prices, indoe and current vaues Sheri' may be approximate. AS a sea ut, gam dndlosses may nol be accurately reflected. See smporunt into:moon about your statement a the end of this Cecurnern tos more infortnanon. Cash Cash and money balances Cast> axl morey batances may include avalaile cash balances, UBS Bank USA eeriest account balances. UBS FDIC Insured Rogan Sank Mantes UBS AG Stamford Branch deposit account bdances and money market mututt fund sweep balances See the Important information tout nut statement at the end of this document for detaits ~Le those Mances. Hddng U85 BANK USA DEP ACCT Your total assets Cash Your Pi nandal Advisor: SCOTT STACK MAntLYLE CASRIEL UBS Bank USA and al UBS FDIC insured Progati Sank depOLI scant taaXes are insured by the FDIC within applicable lints, but ale not protected by SIPC. U85 AG Stanford Blanc h deport account balances see not insured by FCXC and are not protected by 5IPC. Money market sweep DVdaces are protected by SIPC but at not Insured by the FDIC 0penng bafiXe Closing bddxe Price per allege Average DnIden0 Interest Days n cold 1 (I.) on lul 3) Oa on Jul 31 (S) rate period period Cep amount (11 18,573 84 40,683.50 250,000.00 Percentage of Cost Estimated Unrealized vue on ltd 31 (5) your account COPS (S) annum incare genot IC45 (S) Cash and money balances 00483.50 100.00% 00.683.50 Total $40,683.50 100.00% $40,683.50 Account activity this month Date Adistly Description ~cunt (S) Deposits and other fends credited Jul 3 Transfer JOURNAL FROM HISLAINE MAXWELL 31,426.16 Total deposits end other funds credited 531.426.16 Date Adis:1y Description ArnOUrrt (i) Dividend and interest income Taxable interest Jul 10 Intereg UBS RANK USA DEPOSIT ACCOUNT AS OF 07/07/17 1.62 Total taxable interest $1.62 Total dividend and interest income $1.62 Date Actiuty Degnplon Amount Oa Jul 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8,528.40 Bill payments continued next page SDNY GM 00023510 C HP70303005654305 NP7003187303 000:0 071 0305na:000 Page S of 6 CONFIDENTIAL EFTA_00134130 EFTA01275901 SUBS Resource Management Account Account activity this month k0ntmued) Dote Adsly Bill payments (continur) Account name: GHISLAINE MAXWELL Friendly account name:Indic Check/C r Account number: Your Knanciel Advisor: SCOn LYLE CASRIEL Desciiphon Amowe (S) Jul 6 Withdrawal ACH WITHDRAWAL UNTECHEALTHON€ -656.98 Jul 6 Withdrawal ACH WITHDRAWAL UNTEDHEALTI-IONE .39.94 Total bill payments 49.12532 Card kerns for yew Attention: The new U85 Visa Infinite (refit card is here, packed with exclusie warel benefits, more rewads aid more of what you lore, including extraordinarily personalized service. All stunningly <lad in metal Visit ub5CCMPSainfinite or call u5 at 888-762-1232 to learn mare Date Description Amount (I) MI 20 CREDIT CARD PAYMENT -192.80 Card payments Total card payments 4192.80 Merman Pennen1 Cue Payment Due Dare Credi ine rvalade cacti line Outstanding Mulct. UBS Visa credit ca rd (s) payment information for August 23, 2017 135.00 Aug 23, 2017 135,00000 134,911 00 18900 This credt cad is enrolled in UBS Pay Credi Cad feature and hill autcmaticaty be pid from your &count Your payment is scheduled for August 20. 2017 We prance 1N s information on your UBS Visa credt tarot scleiy as a courtesy to you. The UBS Visa credt cad and account are rssued by U85 Bank USA. UBS Bank USA sends you the oflicia staement for this account and you should wake your payment accordng to their instructions. We OonotinduCe your 0ulstandino crew card toarce in the value of yOtr account watt 085 FirtanCia Services IrK Dee Activity Desorption Amount (S) Money balance activities Jun 30 Balance forward S18,57324 Jul 5 Deposit U115 BANK USA DEPOSIT ACCOUNT 22,897 76 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06117 -5%.92 Jul 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07117 1.62 Jul 21 Withdrawal 1.185 BANK USA DEPOSIT ACCOUNT AS OF 07/20/17 -192.80 Ail 31 Closing UBS Bank USA Deposit Account $40,683.50 the UBS Sank USA Depa9t Account is your primary sweep option Oile7C0C0301654306N1d0C0187303 0002 0717 030575004 Y12357655003My_Gtmc0235quige 6 of 6 End of statement for account numb.... CONFIDENTIAL EFTA_00134131 EFTA01275902 Important information about your statement 1.85 Faunae Services Pc. (the Firm or UPS lard' Sanaa.), is a member of all principel smithy, ccmrrodey and options exchanges. UPS Financial Semler, and 1.65 Bank USA are i-diwct 'ulna:Janes of UPS AG and *fibres of UBS Smarties LI.C. The FeMstnanoal statement 6 available upon rebus. The Fm, s extosee cakes ere a. UBSFina-cel SeniCeS lax. 1200 Harbor Boulevard Weehawken, RI 07086 This Statement represents the only official record of you' LBS Financial Senates account. Other records, meat official la. dxunents, contanng conalinng data should rot be relied Lan II you bete.* there 6 en era a omission. please report it immediately n writing to the Branch At anew of the olio wvrg your account. Allhocep al lipares titan re Mended to be accurate, statement testa *putt not be wed kr to purposes Rely 'deb on yeawnd tax kirms, (Le • Form 1099. 5498. 10425. etc ) when orepamg your tax return. The Finn required by law town to he IRS all eatable &Mena report/kb non-taut& daelisna and table Merest owned en seetaties held in pis account net proceeds ash sale brisact Sap rd con basis an certain covered stones. Cagermilallons wigs she Firm • Please recoil/km any oral sorrnwncateana in wring tofurther protect your rict4s, indudrg your rites tinier the Sto_elies 'menet Protection Act (5, A1 • If thefinancial alitution an the top left of to trona of this stems snot LBS Fnaze' Servees,U35 Financial Snits carries you lawn( as d•aring locker by arragerrent wit the iterated insieuton We informed you of this relatteMht, when you opened this accost h Ow cast your but and Porkies a* boated a Les financial Senates and rot the imacig braer. ad you nut make a npa of any a or omission to both firma. • As desisted tithe account agreements, you must roily us of any enors or fraud inputting d-ecks reflected 0 r Our statement within 30 days after t was mailed or made available. • Pleacediwn *sower complaras or ixpries to the Fists C fent Relations Department a 201.352.1699 or tolUree at 8C0-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, a in swing to WS Feuncial Seneca Ix,. Client Ratios Depaiment P.O. Box 766 Union City, W 07007. • A 0 sleements shall be deemed complete ad aconite if not objected to in writing within 60 days • Fa TIT services_ Call 844412.0986 or tram outside the US.: Cal 201.352.1495 • In term of *nets or coasters abase as electionic ftrds banger (6T), bR paymera or UPS Vortabil card transactions, call KO-762-1000. or wile to UPS Enema Gallas Ix., IMO Harbor Blvd, 611l1100r, WeehthAtiN NI 07086, Atn RIAANSA Sakes, Cal a write a soon asps can, if you ihnk par slammed a receipt is swag or 4 you need more hlomiatcn exut a transfer on the statement or recipe. The Film or Card boar Gs eglecable)fturst her fromyou no later then 60 days alley the fern um you the list statement on Mit. the error or Problem a:Pea-ed. - hosed, yotr name ad accant nutter (if any) - Cesate to error or tie trawler you at inure about, rd sagas as clearly as you ca why you believe d is annex a why yw need more nformarn - Provide the doter arrant d the suspected era. The Firm a Card bsuer wi noestgate sue complan and MI coned a-ry error promptly. For alleged *iron Moire-mg UBSVP•debil ca-d tea-each:re. if we take more than 10 Gs inns days to a this, we willcredit your mane for the mount yea theta in error, so that you wel hew the use of the money dunng the tine it takes us to complete our iwestiption. Please mere all checks payabb to the Fern or the Invicsal insist:on ndcated on the front of the stesment In addition to reggae accord lees, accounts ma/ be abject to mare:ea-co fees, Mayes for late pagnent kr securities purchases and charges kr unpaid anon; n cash accotnts Accounts that at tansterred to other instogcns may be subject to a transfer lee. UBS Sweep Options LES offers options ter swipesg cash balances to balc depose accounts al non-aff aged bales ad Abated banks, manes market mutual f unds (Money Fueds)and tee htematenal Deposit Accost (DA) fa euncrnon with an International Remora Management Accost. Deposit scant; al UB5 Bak USA and non-affiliated banks panicipatng n the UPS FDIC-hared Deposit Programs are FDIC iimured in accordance with (INC nabs. Fa more recnnatim, please visit *my fdic.gosi.Deposk accounts at UBS AG Stan, ord Brands and shafts of Morey Fuxe are not rend by the FCC Through the DA, cash balances re swept to deposit accounts at UBS AG New Yon Brag, and UBS AG Cabmen Branch. These deposits are not insured byte FIX. Balances held at tie LES AG Cayman Brands are tem:wady gassed to the sovereign rite of the Cayman blends. ad there is nog...rate* or °thee oblepern of LBS AGM repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See "UBS Finer-Kai Serects Accent Bosnia,' below. LAXn Jour request, batixes .1 the bare depositsmaw be wischawn. ad shoes of a Money mud may be gadded and he proceeds rend to you a put storees acct, e, Father ilamalca about available sweep options, incleirg cumin interest rates and yields, is available a wrmubscoldsweeppl* from your Frugal Advisor a by calling 920.762-1000. UBS Financial Semler amount protection The Firm e a mate of the Searain Muesli:if Protection Coloration (SIPC), Moth protects wastes =tomes of its merrters up to 1500,000 (including 1250.0X/for dams for ashi. Egftnatay brochre audible upon remits or at saw sec. Org The SIC asset protection knits apply to all scams tut you hold in a panatela capacity. The Fla together nth certain affiliates, ha also Purchased sgplemental inertia The ma mum seam! payable to at doable clients, cohesively under this protection is 1500 million as of December 10, 2016. Subject to the poky andel:re at limitations, cash a the Firm is further protected for up to $1.9 million n the agpegtee for all you accounts held in a partitular capacity-1M copy of the poky wordi-g is swath upon request. The SIPC protection and the supplemegal protection both do not apply to • Celan buncial assets controlled by (and incised en your account value) but hell away from UBSFinanciel Sakes g.. certain ft/ deposits a affiliged and non- affiliated balms 00 nsurroce products, eiCLKing variable arrubies, and (6) shares of mutual funds Mew such shuts are registered already in the nem of tie account hoe:bran the books ad records of the issuer or easier agent); • hiregamnt contracts or riVeStrnere Merests (e.g., limited partnerships and private placements) the are not registered under the Securities Act of 1933; a-d • Commodities caveats f reign incline and precious metal contracts), including figures contracts and ramie/day option contracts. the SIPC protection and to supplemental potation do not apply to these net own d they otherwise appear on spa gasmen's. The SPC protection end the gpplerrental protection do not protect egad changes in the martel vela of p., investments (Melba as s result of market movement, issuer badiruptcy a otherwise) Dividend Reiwettment Program (DPW) The price reflected 6 an average price. You may obtan the actual price Iran you. Financial Mast Orly weak sham are purchasedunder DPW; partial shahs sell be sold and the rah we be deposited ''a your account The cbrickind rerwegment price aeplied by the ester may differ home* maim price at which the partial shun re sold Cash-gaieu Only whole urns may be Field nps scant. If you are entitled to a panel us as a result of a Omani termini • cenewne. the Finn will ether sell paohnes at Market pike a accept an arose determined by a regiatered cleans agency, ad credit par accost. Invettbeent objectives The iwnimere objectives and risk profile aspen lc to each accurst and may my between per accounts Mae achge the Firm prorrotb in eating of are scrif Pant cringe ingot fnancial sigation or inveamem obadives. For each accost heti, you choose are of the following inurement objectives: • Palm Genentinromt Investments sears the preratim of ixane only. • Achieve CapitaAppreciabare teregments seeking growth of principal rather than the generation of income. CONFIDENTIAL • Ptodute Combination of Intone and Capra% Appreciator. Investments Wang both the generation of name rd growth of pi-egg Overall risk profiles • Conseivare. Seeks to manGin natal papal with low ra ad solitary to the accost °mat even if that man tin scan does not generate signifiers income a ran and may rot Peep pace with inflation. • Moderate: Vetting 10 accept sane risk to pincipal at tolerate sane Malay to seek honer returns. • Aggressive: Wiling to accept hen rile to principal and high volatility to WA high returns over time. • tnvestment apathy Consideration: t selected a portion of the portfolio f Or tat accent may include congest straegies, tinted licwidey and peeler volatilty. SterGmentilotseholdise We may consoldate at related account statements with the sent address in the same envie:tow eg because they have owners who also maintain joie avant rebtionshas wen other dents at the same adders. le you prefer to receive indisidual seaternals mailed in separate envelopes, you may decline householding by calig your Frienctal Anima. Friendly accoust name The Friendly account name is a CtIVIcenegete 'ramps' chosen by you to assist you with your recordkeepig. ha no legal effect an your account YOJ ca thaxy your Fringy arcane nays, through OnIne Sonices car by contactirg yam Francial Achiscr. Amount overview • vat of your amomrpoinfolo. Net of assets and liabiltes • Assreft Includes available cash balances. yaws for restricted security (est ), and Global Tim Deposits, unrealized marks to maim, and certain assets not held by tie Fenn Does not inceude waged secunticlassets at the erd of tie pnot and curtest statement periods, a private imitments. invested stock options ad mem:setae cock options • Liabilliass atlas debit balances, Oislanfr9 merge loan, credit lint shoe account balances. • Cash:moneybalances. Toul of uninsested wale* cash balances, peas cep Winces at affiliated and nmaff aged banks, and enrolmate mutual Sad swop balances, at the cbse of tie statement period Non.cornwodify Ire, creek balances in yar attars are not segegased km other balances and the F rm may use any of these finds h the ortAnity coulee of its bmitesi These funds areparte tan your dema-d. This total is exlided in the curet period closing vakae. Lending information For detaid reamation cn the Firm's bran, packet ad (Subsumes, refer to you Clam RelationshP Agrees-sent a Account Agreement and tee General Tema and Conditions UBS Statement of Credit ftactices available n Agreement; andOisclosuies a Stemviset menreetntneenvInwet SDNY_GM_00023512 EFTA_00134132 EFTA01275903 Important information about your statement (00011nUed) Yes assets Your riaarrent itemises securities it'd other assets held bre* axotnt al the end of the strews period You may ask fordeleiery of fully paid seostes at any lino. You may receive secuntin used as loan canner after paying sly balance dm on them. Any securities tranderred to to Fins olri-g the dalefnent period are lined at market vabe as of the end of the statement period. • Cart basin ter deafening the cost basis of tee rates included n this statement, where indicated wih the number 'I,• LOS Financial Services has relied on information obtained from sources other than IRS Financial %nisei'. including Of cention from another fir, a that you may have provided to you Financial Anna. The Firm does not indreerdently vet a %arra* the maraca a %Why of any :formation provided by soures other then U3SFinenrial Senices. aidlicm although UBEFinancial Sabres generalki updates this nIcrmaten as n is recnved the him does not provide my assurances that the nfamation ender 'Cott bate rd •Unrealoed gar/ lose is accurate as of the date of this statement. As such, please do not rely on this nlamition to make purchase or sale decisions. la to arposes or otherwise Accounts lard ered to tie :no may reflect gallon information only for the period of tine they are herd at the Finn More hiaorkal intension can be added by your Inertial Advisor. • Ureeslised gen/laeses When data a arailabk. earned arealized gunmen are ea/Sated la ihduidyl securey lots. The transaction data for Manual lots may or may Oct ref lest animas:xis, charges aorta security reoranitatisn events. Onlend and other reinvestment lots and systematic psdrese ter are each combined to disprey ore averaged lot The 'Ten date (visor, presents the orgiul transaction trade date. • Callable 'murkier' Bonds and referred etod the the necroses for earn redemption wil be selected inparlark by lot from arnag all seariries of that 6.,e held dour nor in nominee name foe as chants Canteen. nfamatcn ns obtaned fromthird parties and ac accuracy is not gummed. Other call leans may net which could affect *Id amberte inkematen rate provided upon request • Certificates of deposit (CDs). CO, are FDIC routed too 1293,000 n principal and accrued interest pat deposkor rd per depository insiitteisn eh accordance wits FDIC at, • Pricelvaere. (toes die:dared for securities and other proacts may be higher or twee than the price that yo would actually receive in the market. Prices ay drainedfrom various thid party sources *hitt we Mitre to be ankle, brat we do not guarantee thee accuracy. - We general & use the erasing price when aeilbka to mean of the bid and a* pinta listed searnis and options ce °nit bid prices for OTC leashes. — In actin* traded scathes maybe paced usng a valued en Model or the most ream* price we obtained and may not reflect an tour market price a Ma — Certain positions may appear wid-cul a price and will Mow as • peke was not availabb • if we are unable to chain a pixe for a acuity. - Deposits a stones derommated is turner ahem run U.S dollen re reflected at the enhange rate as of the statement date. — For certain searnes eking in non-conf orming denominations pnce and quantity Race Mr) may have been adjusted to facilitate gaper Munn. To *Urn current onetime, whin amiable. contact 'Ca Financial Aorta. • Private invent and structured products hint nveamene steadies (rcidig divot pannier im program end ravel estate enestenent Inn "rub es) and strucered wain are generally highly Colin structured procIrts haw not been registered with the Securities and Excharge C0rnritiT) or under any setae securities laws. We amble *anted valies fee pewee incasement wanes and structured products for Hamra-el purposes crib Acarag isnot guaranteed. — These makes may differ Matinee* Iran Aces, any, at which a pews iwtSerienl security 0 tortured produce may be baud +t or told and der rot necessrikrrepresent the value you mayreceive keasn liossidatcn. — Third party eamatesol raise re at el a certain date and we supplied to UBS Fancier Services on a marls basis by an independent Minion firm. — Issuer antral partner or sponsor estimated raises, dry, are epplied tote f rm by the issuer, general partner or sponsor and may be caloSated based on diferent information Iran tat raid by thid pries to okeire their estimated values. — You can obtain addireral ilormation regardig to meta:blow wed to determine the estimate of value and the date of the ilonnaton that is the basis for the estimate by conertng your Shancial Advi.or. — Third prey estimated vases may be reflected as 'Not priced in several Austin: when an independent valuation Inn has not suppled a ri stable to astir a veto, when we bran* snare that a material event has caused that may call a presioudy reported vatie Fero ...legion. or Mon a value would to highly speculates due to the nature of the Setlinty- ▪ When neither an kern general partner or sponsor titillated value nor a thrapasy estimated mak* is provided the ate of the skubyvatedillern Iran its purchase Ore.. — • Distributions to date may include roan of capita( income or both. — 'Original unit sire' eflorelealf to niter offering pie pie tnit ad may not reflect your cost bars — DIP ad unlisted PER seosities are not listed on a national stones exchange and are genera*, iticerd and ewes 1 they can be told the price Mewed mN be less eon tea per shah entreated value provided in the account statelier& • Restricted securities. Restricted SeCildies generaly we rot currently elgble for public sale. UBSFilWK.31 Services UM to makel price °free unrestricted nod of to sane issuer as an maned value fa the restricted stock hro domes of eta statement only. To the erred tot restricted seo.retes are 'table la sale, the ate received may be netantialy less than the erased value noon • Est. (estimated) income, aawent yields and Mee. An estimate of arrual name a based on cram dnidend end interest rates, assuming the session will be held for one yea from statement date or ace maturity. This Mien nay a arieine; accuracy and continued mon are not guaranteed. — Estimated annual :cane ad cured yeld fa certain types of recision could include • ran of principal or capital gads in which cage the est income (ad current yet* would be overaated. — Estimated anal dcane and curent yield and the aolual name ad yield mitt be lower a higher than the estimated norms — An estimate of a-rusk:red income (dividend ander interest) divided by the (anent market valsefaverage balance is based on the last dive:lend or ntern pyment made by the issuer and ant t* Nineteen:poses sill be held fee crie year from the statement date oruntil mashy. Accuracy and continued yield an not guaranteed • Ames not heel by UBS Pinandsl Services. Cement antes we not hell by the Fan and not *Min the Fern's possnsbn or control. These assets re dislayed on yam statement for informational purposes onkr. Positions and values presented re provided by the issuing fm. U% Frrincial Services a not importable for the incantation and den not guarantee its accuracy. These assets T9 rot protected by SIPC or to Finds supplemental SIPC coverage. • Revenue shoring and additional compensation. - h :Adana to crewmaam an salts rid 12b. I Nees maned in connectim with the distriar en of mutual tfnd to our clues we ardor our affiliate receive reveres sting paper tan distrtutas ands advisors of the maul lads that we sell. These !Mardi are bred on two different corfprenft: (0 to store of sakes by tenet a particular natal And family to ourclents and GO tie asset aka of a parlours- mutual krd lanais shares herd a the — We rid our affiliate also amine networkingadd cmnbus processing fees in comic/e t:sofa transfer agent retraces that we provide to the mutual funds These fees generally at paid from investor asset n as mutual Fund and are a feed drier meant based as the number of accents at the brolter.dealer heti:grant nob of that fundfamily - h addnon to arnmessims received in correction with the sale or Stributionol annuity enacts and unit in butt tit to as clients, we ardor ou afreaate receive revenue sharing corrpensaton torn many of the insurance companies undemaiting the annuityarenas Mints of theme:axe companies or sponsors of the harm investment trusts re &tribute. CONFIDENTIAL - Our affiliates also receive treeing cc:canister's add other comperarren Iran mutual funds end insane companin whose products we astrtute. - We wen n arrualfee from LES Bank USA and U3S AG Stanford Branchof kas to VS pen accent sweeping to the banks aide the LES Bad Sweep Program Aareity Information regatIng commesens and other clreges incurred in comet-ton with the executionof cadet inducing optim transactions he been included en confirmations wean* f urrished so you, and will be provided to you promptly darearal. Shen selling If you re engaged in short erring • 9Kunty, yOu my incur a charge due to certain towing costs for that Particular seam. Open orders Regarding open or "goodt ilkancelled ceders that were not nava/elbythe neon% date. open buy and se, stop orders are reduced bi the enure of dindends or rants on as eredividerds a ererghts date unless instructed other 's* by you You are responsble for orders tat an executed an to your lane to cancel existing men orders. Prism To obtan a copy of as current Client Privacy Nan please COMM ye: Financial Minor or vat as %incite Zeitailaragitirag092kra, - LES Fivncial Smites 6 rest a bait. The RIM, Business Services Account BSA and BMA are brokerage accounts which povida access to Orning services and preen th-ough rrangerrientt with affiliated banks and other ihid-party banks, and aortas access to issurerr.e and arnuety products issued by unaffilired third-piny heard's.e compases throutfi instance agency abraders of ties Financial Seetes Ian. — imentrront :curate, and arnuity accbcisi — Not FDIC ibured• No bank guarabee• May luxe retie - IMA. lesasce Management Account. Blanks Sereces Account BSA, IRMA and enemational Resource Management Account re registered service marks of LESFirondal Senior lx. — VISA is a registered alderman owned by Visa htemaknal Sent Ass:cation and used under kense. The UBS Visa crede cards and the UBSVM debt cards am issued by UBS Bad USA with permission from Visa US.A. Iroorporated M ctwe rackmaks, registered us:knots, servte mans and registered service marks are of their respect.* nomie, UBS enannal Services Inc. Rev. 201705 SONY_GM_00023513 EFIA_00134133 EFTA01275904 *UBS U85 Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056256050017 >2 Yr 0 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Check/Car Account number Your linancial Advisor- SCOTT STACK MAIWLYLE CASRIEL Fhon Questions about your statement? Call your Financial Advisor or the RMA DRMA-1000, accoun Resource Management Account August 2017 GHISLANE MAXVVELl. Value of your account On July 31 (3) on August 31 (1) Your .355e15 400350 37,710.99 Visit our website: Your liabilities aoo o.00 bwevtubtcomtlinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWW. an nuakreditreport .com Value of your account $40,683.50 537,710.99 Tracking the value of your account The tr...3fICS 7:6 Dec 2014 43 9 40 7 37.7 • Dec 7015 Dec kr& Jul i017 AUQ 2017 Sources of your account growth during 2017 Value of your account at year end 2016 143,932.84 Net deposits and withdrawals -16229.57 Your nvestment return Dividend and interest income 17.72 Chance in market value $0 00 Value of your account on Aug 31.2017 137.710.99 SDNY GM 00023514 Member SIPC CalP7000330567569SW000193470 00003 0317 0305 1 75001 Wo n CONFIDENTIAL EFTA_00134134 EFTA01275905 SUBS Resource Management Account Your account balance sheet Summary of your assets Value on August 3t ($) Percentage of your account A Cash and money balances 37,710.99 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $37,710.99 $37,710.99 100.00% Account name: OHISLAINE MAXWELL Friendly account na • iv h k r Account number: Your current asset allocation A Eye on the markets Index Your ri sandal Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS is Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tout statement on the last two pages of this statement for deta PS about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% Percentage change August 201 7 Year to date 0.31% 11.93% 0.19% 11.20% -0.02% 17.50% 0.90% 3.64% CNP70003005625696 NP7003193470 00033 08l 7 030575004 CONFIDENTIAL GM _000235,591 2 of 6 EFTA_00134135 EFTA01275906 *MIS Resource Management Account Change in the value of your account August 2017 (S, Year to date (I) Opening account value $40,683.50 $43,932.84 Deposits, including investments transferred in 9,316.50 487,109.93 Withd-awals and fees, including investments transferred cut -12,293.80 -493,339.50 Dividend and interest income 4.79 7.72 Closing account value $37,710.99 $37,710.99 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. Dividend and interest income earned rot purposes of INS Statement, tatablty of interest and Ontdend income has been determined from a US taw repotting tenPedise. Pieced upon the residence of the account header, account type. or product type, some interest ardor dvidend payments mat not Do subject to United States (US) are/ a Porno Rico (PR) Income tails The dent months' statemem is not intended to be used and cannot be race upon for lac purposes. Clients should refer to the aredetwe oft retorting forms 'hey recent from UBS annualy, such as the foam 1099 and the Forms 493, for lax reporting information his the practice of UBS to file the aponeatie tar reporting forms with the US mterr. ReWnue seance and PR neasurf oeoarorent and in such Writ accurately (Many chrdends ardrce Interest alert eserrpt or 'sable income Please consult your inagdual tax preparer, Cash activity summary Your Miranda' Advisor: SCOTT STACKMA:41),U CASRIEL See account a< tatty Eta month tot dela I: Biances in your Sweep Options are indudedin the cpenng and closing DaLsnces va,r. FDIC insurance zpvies to deposits UBS Sant USA and an balls p.micipating in the LIDS FDIC insured Deposit hrogarn. a does not apply %rap:ells at LIEIS AG. Stariord Er:arch or bank dodos pitted through the U8SinternatronS Deposit Account program SK protection ZPPMS to money market sweep fund hearings tut not bank deposits See Important information about your statement on the Iasi two pages of this 00<orment for detain. August 2017 (1) Year to date (5) Opening balances $40,683.50 $43,932.84 Additions Deposits and other funds credited 9,316.50 487,109.93 Dividend aid interest income 4.79 7.72 Total additions $9,321.29 $487,117.65 Subtractions Checks and bill payments -12,204.80 -492,083.08 Card payments -89.00 -1,256.42 Total subtractions -$12,293.130 -$493,339.50 Net cash flow -$2,972.51 -$6,221.85 Closing balances $37,710.99 $37,710.99 August 2017(s) Year to date (5) UBS Bank USA Deposit Account APY Taxable interest 4.79 7.47 Total current year $4.79 $7.47 Interest period Jul 10 - Aug 6 Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Jul 10 840,876.30 Total dividend & interest $4.79 $7.72 Closing UBS Bank USA Deposit balance Aug 6 840,266.24 Number of days in nterest period 28 Average daily balance 841,003.48 Interest earned $4.79 Annual percentage yield earned o 15% SDNY GM 00023516 critmoo33056256B7NP70031930000CO3 OBI 7 030579004 COCO ►age 3 of 6 CONFIDENTIAL EFFA_00134136 EFTA01275907 *UBS Resource Management Account August 201 7 My Choice Rewards Points from UBS Account name: Yourlqnuncial Advisor: Friendly account nam Account number: Rewards pants are reflected as of the 26th of the month or the prof business day if the 26th fats on a weekendMid:ay Remora porn activity delaIs (an be found on www.u0SX0MIONWStiteKeS August 2017 tea, to date Opening balance 6,831 5,709 Points earned 143 1,265 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager toucan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 6,974 6,974 Your return objective: Current income 8, capital appreciation Your risk profile: Primary Aggressive Investment eligibihty ccasderat:on None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. SCOTT STACK MANLYLE CASRIEL CNP7C000305625690NP7OCOIS0470 C00O3 MI 7 03057500 4Y GM of e 6 CONFIDENTIAL EFTA_00B4B7 EFTA01275908 *UBS Resource Management Account August 201 7 Your assets Account name: CHISLAINE MAXWELL Friendly account noose: Indiv CheckiCar Account number. Some prices, income and current vaues shorn may teEpplOxilnellt. AS a kite. gam and lOsses may nal be &moldy reflected. See enporiant intomeeon about your statement a ine end ol this dxurnem for more information. Cash Cash and money balances C3sh and money balances may include avalblecash balances, UBS Bank USA cbcoat account baances, UBSFDIC Mowed Progarn8ank Balances, UBS AG Stamford Branch Ceposh account (Dances and money market mut uel fund sweep balances. See the important enformetlon about nor statement at the end of this docurneM for details about those balances. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA and at UBS FDIC Muted Progan Bank deposit mcoJmblences are insured by the FDIC within applicable lamb, but are not protected by SIPC. U8S AG Stanford Branch deposit accourt balances are not insured by FDIC ands* not protected by SIPC. Money market sweep balances are protected by 9PC but are not insured by the FCC. °monoMame Closing baSsce Me per share Average wow; merest 080 in Hddng on Aug 1 (1) on Aug al (5) on Aug 31 (S) rate period period Cap amount (S) UBS BANK USA CfP ACCT 40,683 50 37,710.99 250,000.00 Your total assets Percentage et Cost Estimated Umetarecl value on Aug 31 (S) yOur account basis (S) annual intone (SI %Elinor loss (S) Cash Cash and money balances 37,710.99 100.00% 37,710.99 Total $37,710.99 100.00% $37,710.99 Account activity this month Date Activity Description Arrount (I) Deposits and other fends (edited Aug 1 Transfer JOURNAL FROM HISLAJNE MAXWELL 9,316.50 Total deposits and other funds credited $931650 Date Actitily DtiCiitiOn Arrount (S) Dividend and interest income Taxable interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF CODY 17 4.79 Total taxable interest 54.79 Total dividend and interest income $4.79 Date Misty DeXdPbOn AMMO (5) Aug 2 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -39.94 Bill payments continued next page SDNY GM 00023518 I 004 75004 ) CelP7C009305625699NP700019:470 00003 0817 030S CONFIDENTIAL EF1'A_00134138 EFTA01275909 *UBS Resource Management Account August 201 7 Account activity this month iconinveth Ode Adnity Aug 2 Withdrawal Aug 3 Withdrawal Aug 18 Withdrawal Total bill payments ail payments (continued) Account name: GHISLANE MAXWELL. Friendly account name:Indiv CheddCar Account number: Your Knanciel Advisor SCOTT STACK MANLYLE CASRIEL Description Anoint (S) ACH WITHDRAWAL UhITEDHEALTHONE -556.98 ACH WITHDRAWAL AMEX EPAY MINT 9,141 63 ACH TO Brian Yurastts AT CAPITAL ONE, NA -2,466.25 -$12,204.80 Card Items for your Attention: The new UBS Visa te credit card is here, packed with exclusire travel benefit, more rewards and more of what you love, including eetraordinari)/ personalized service. All stumirgly clad in metal. Visit ubs <cm/visainfinite or call us at 888-762.1232 to learn mote Date Descnorion Amount (S) Card payments Aug 18 CREDIT CARD PAYMENT -89 00 Total card payments Minmun Payment We Payment Due Me Ciedl the -$89.00 Available Ctedt Line Outstanding balance UBS Visa credit califs/ payment inhumation for September 23, 2017 $3500 Sep 23, 2017 135,00000 S34,856 66 9143.34 This credt cad is enrolledin UBS P4, Credl Cad feature and vAll automatically be paid Iron your accourt. Your payment is schediled for September 20, 2017 We provide this information on you UBS visa [root caret sdery at a courtesy toyou The uBS Visa crodit cad and account are issued by U8S Sant USA UBS Bank USA sends you the aide staernent tor this account and you should crake your parnere ac cori ng to their instructions. We do not indult your outstanding <tech card balance in the value of your account wen UBS Financial Services Inc Date Activity Description Amount (s) Money balance activities Sul 31 Balance forward $40,683.50 Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 9316.50 Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0802/17 -5%92 Aug 4 Withdrawal WS BANE. USA DEPOSIT ACCOUNT AS OF 08031 17 -9,14143 Aug 7 Deposit VBS BANK VSA DEPOSIT ACCOUNT AS OF 08104117 439 Aug 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 08/ 18117 -2,555.25 Aug 31 Closing MIS Bank USA Deposit Account $37,710.99 me UBS Ban) USA Deposit Accoure is your primary sweep option (HP70008005495700 NP7000190470 00003 OBI] 03057 End of statement for account numbe CONFIDENTIAL 5°aCM_00023,5 0MA of 6 EFTA_00134139 EFTA01275910 Important information about your statement O26 Financial Services inc. (the Fern or UBS Fnarcia Serval). it a member of all principal wain, canmodey and coterie exchanges. UBS Financial Semites and 1.8$ Bank USA we ached subsid:nes of UPS AG and *Saes of 1.85 Smarten LLC. The Files I refloat statemert a available upon regtest The Fines twos:re oft ices •-• at: WS Financial Sereces 1200 Harbor Boulevard Weeheseen, NI 07086 This watement represents the only off icial record of you' LEG Fhancial Services account. Other records, exept official lac docunenta contanng cornicingdee should not be relied tan H you bees* there is an woe or omiseon obese report it inenodiately n wring to the Branch Manager of the Witt wvig )out accoint. Aesop a 'ivies shown se Mended to be amine, statement ate *cad not be wed for tar prposes Rely sole& on yerend tax kerns, e Form 1099. 5499 10425. etc ) when orepamg your tax return. The Fier required by law to rexn to the IRS all tavable dividends, mportabb non-teak brand and utak inures end on smiles held n mer smart net proceeds an see traradkra, ad cost basisoncertain covered stases. Caverwrilatkme wide as Firm • Please newel iem ay oral correnensatens in wring tofurther protect your rides. mdudrg your rides titer tie Secants Imestor Protection Act (SPA) • If thefinancial ectitution cn the top lee of tie kern of this stamen snot OBS F tureen' Strokes, LES Finncial Sonia" carries you account as clearing baker by arra-gement wit the rocketed inslauhan We in you of this relalcnshio ninny%) opened this accost h the cast your tu-M and sepalties tre boated at LOS financial Services and rot the iweracig broker, and you mist make aspen of ray error or omission to both time • As deabed in the account adeements, you met romay us of any enors or 'Feud irreffsing decks reflected al your statement within 30 days alter t was mailed a made enable. • Pleas direct simmer complaims or names to tie Fien's C Tent Retatiris Department x 201.352.1699 or toll-free at 920-354-9103, 8:CO A.M. to 6 CO P.M. ET Mondry through Frday, or in wing to WS Fe-uncial Semites Ix,. Client Reads Depaiment P.O. Box 766 Union City, NI 07067. • A II sisements shall be deemed complete ad waste not cbacted to in writing within 60 days • Fa Dr services Call 044-612-0936 or from outside the US.: Cal 201.3524495 • ly cad eats or castes about Teledronic kra transfer OFT). bil parnera or UBS Wardebil card transact/0m, call 803-762-1000 a wile to UBS Frenoal $en,ces Ix., 1000 Harbor Blei, 6th floor, Weehawken NI 07086, eta RIASEGA Sena'. Cal a write as soon as you can, if you tea your stamen a receipt is wecrg or a you need more nknnaten teat a transfer on the statement or recta The Film or Cad bsuer (as aPlacablemukt tier IromyOu no later ten 60 days after the Frm sera you the list st Manure on ankh the ems or Problem a:Pend . - hoed, yotr name ad xcant welter (it Ty)) - Cesabe to error or the wander you seinure about, a-demean as chary as you CT why you believe I is anent a why you need more information - Providethe dolor amount ct the suspected mu. The Finn or Card bsuer wE imestgste mut compare and will coned any error lamp*. For alleged tenon Maven? UBS Vaal debit ca-dtransaclira. if we tan more than 10 tos Yess days to &this, we willcredit yds* LaCull for the amount you that 6 in ems, so that you MI hose the use of the money dialing the tine it tans us to conplen our imestiption. Please make all checks payabb to the Firm or the finitaal insteution rocketed on the front of the statement In addition to mods account feet accounts may be object to mai-smarm lees, chaps for We paserent is securities purchases and charges ice unpaid arnorn n cash accants Accounts that at transferred to other insloacra rep be subject to a Vander fee. UBS Sweep Options 1.85 offers options ter seeping cash balaxes to ba-k depose accants al non-affiliated barks at a tinted banks. merry owlet mutualfunds (Money Find) ad the imernatisnalDePoet Anson (CM) fa cuncenins web an International Resource Management Accost. Depose scant; al UB5 Bak USA and non-additted banks panicipatng n the UBSFDICanstred Deposit ?roman are 'Murmured in accordance with f DIC isles. Fa mow Yawns:an, plea* visit mew Mega Deposit accounts at UBS AG StanfordBranch and ohms of MontyFut are not trend by the FCC Through the DA, cash tonnes re swept to deposit accounts at UBS AG New Yore Brard a-d UBS AG Cayman Branch. These deposits are not ircured byte FDIC. Balances held at tie LES AG Cayman Branch are tempsaily missed to the sovereign refs of the Cayman aria and there is nog...wee or °thee obligaten of 1.85 AG lo repay the balances while onthe UBS Cayman Branch's take Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See 'WS Finance' Sitnaf docent noted:se below. W elsour request, helixes n the bare deposits me be telidawn, ad sham °foamy Fen may be lic1Ads4 and he proceeds nand to you a yout sectrkes accent. Father itmatca about available sweep options, inclidng culvert interest rates and Olds, it available were.ube corrawneepyikk from your Financial Advisor cr by calling 920.762-1000 UBS Fiunciel Senders aeon protection The Firm is a meter of the Sevilies Invests Protection Capaation (SIPC). Peach probed, mantic, customers of es members up to 1500,000 (aluding 6290X/for dens for calk Embnatay 'mocha* aesthete upon insist or at ate six org The SIC asset protean link apply to all scants toot you told in a particular capxity. The Fen. together veto certain affiliates, ha also Purchased miplementatinstrare The me mum a...wiper:Jae to at algae cheek coltecive& uner this protecton is 5500 trillion as of December 10, 2016. Woad to the pokey condkom at limitations, cash a the Firm is further protected for up to $1.9 million n the aneorte kr all your accounts held n a parikulat capacity. A fiat copy of the poky wordi-g is enable won request. The SIPC protection and the Su/plena-DI protection both do not apply to • Certain I :uncial met controlled by (and Main n your account value) bat hellawayfrom UBS Financial Services (e.g.. cenain (i) deposits at affiliated and non- affiliated bars 00 nsurroce products, alking variable arruees, and (ii) shares of mutual funds alum such thee; are registered droctly it the rump of the account honercr. the books and records of the issuer or trawler agent); • investment contracts or mese-nem Yeerests (e.g., limned partnerships Td private placentas) tat are not registered under the Securities Act a 1933; and • Corrmodites contacts 9.9. (reign exchange and precious metal contracts). includrg (sures contracts and commodity option contracts. the SIPC protect on and the supaernental protean do not apply to these mete ewn a flutyotherwise appear on you statements. The StC Preteelltn and the mookmental protection do not protect against changes in the motel vats of p.r investments farther as a result of market movement, issuer bankruptcy a otherwise) Dividend Reiwestment Program (DRIP) The price reflected is an average price. You may ottan the ockial price ran you Financial Adviser. Orly aide ewes are purchasedunder DPW; partial 'has veil be sold and the cash *1 be deposited ii your account The &Aden rerweanert price stpplied by toe Ester may ale Mom the make( price at which the patial shares re sold Cash-alieu On& whole unts my be hid n yos account. If wey ae entitled to a pain us as a result of a dreary:Deemed a cessewsie. the Firm we ether sell peal ines at flUlt.trii:40* accept an arroyo determined by a regatered clean agency, at credit yar accost. Inviable,* objectives The nivestmert objectives end risk profile an speck to each account and may wrybetween you accounts Please ache the Finn prone& in rating of any spa cat change in your fnancial sination or investment cbaceivek For each accord halt you choose one of the blowing amusement cbjetkes: • Prods* Currentincont Investments mai-nth, generation of axon only. • AchrweCaprtannoreciaboa Megments seeking growth of principal caber than the generation of income. CONFIDENTIAL • timbre Combination of Income and Capita( Appreciation Investments seeking both the generation of income rd wombat pri-cist Oren' risk profiles • Conseveine. Seeks to manan nitial (ericial with low ree ad volatility to the accost overall even that mere toe account does not generate signifiers income a ream and may rot keep pace with inflation. • Meant Willing to accept sane ride to pint:Mal at tolerate sane volataty to seek hogner returns. • Aggressive: Wing to accept high rile to pnnopal end high volatility to wok highreturns over time • kwestmentagbilny Consideration: t selected a Otetitio of the portfolio f or tat account may include corrplex strategies. tinted licsiday and geate volatilty. Sturtementlamosholdive We rnayconsoldate tA related account statements with the sane address in the sane envelope eg. because they have owners who ako manta joim accman rebtionsha web other dents a the same address. If you prefer to receive indiedual statements mailed n sepeate envelopes, pa maydecline householding by cailrg your Financial Ackaor. Friendly actowtt name The Friendly account none is a cusionwth *nidena-ne chosen by you to assist you with your reccedkeepig. has no legal effect on you account YOJ can chancy your Friendly scow* ante through OnThe Semites a by contacting yea Fronts' Achiscr. Award overview • Yale of MS BCCOuilti):041C40. Net of assets aid • Asnab Include, wobble cash balances. vales for restricted security est ), and Global Tine Deposits, unrealized marts to make, and certain assets not held by tie Fim. Does rot include waked securtielassets at the end of the poor and oneret statement penods, private iweetmente awned stock options and merckable cock options • (inaolus aides debit balances, o.Rstanfrg merge loan, lows, credit lint short account balances. • Cashinroney balances. Total of unimestei avalkle cash balances, alas depots balances at affiliated trek non-affiliated bails, a-demonmate mutual fun swop at the cbse of tie statement ',nod Non.cornendity free creek balances in yar ocean re not sergated from other balances and the may use any of these knds h the. oreSnity corns of its biskess Thew funds are pate won your doma-d. This total a irlidel in the curer period closing value. lancing information For amid hi011116011cn the Firm's loran, pradkos at (Subsume retecto you Gera RelationshP Agreellynt cr *cent Agreement and tie General Terms and Conditions OBS Statement of Credit Peaces &Vat& nAgmaeMs JadDiSdOSIOt3 at Strwwobir SDNY_G M_0002 3520 EFTA 00134130 EFTA01275911 Important information about your statement (00nillUtd) Year —eta Your stearrent itemises securities 'Sothic reset held late axant al the ado( the slaternere period You may ask fordovery of fulls pad searees at aar tin*. You may receive securities used as loan collateral after paying sty balance di: on them. bey securities transkned to to Firm dying the statement period are lifted at market vabe as of the end of the stamen period. • Cart basis let dietrrnning the cost basis of tithe scabies induded n this statement More indicated wih the number 'I,• LOS Financial Services has relied on information cbuined from sources other tient-SS Financial Semites. including Of a-motion from anothe- I km a that you may hawprovidedto you Fina-oial Adam The Firm does not indePerdently vet a gaunt*. the accuracy a vaidiry of ay ireornution provided by coaxes other than U3SPhancial Senices. aidlicri, although UES Financial Services gineraly updates fib nformati:n as t is received, the hem does not provide any assurances tut tie idamation srder "Cost base" rd "Unrealced ger/ bye is accurate as of the date of this statement. As such, please do not real on this rdamation lo make puffiest or sale decisions la to puppies or °things. Accounts turd erred to tie Film may reflect gallon recrrnatin only fa the period of tine they are held at the Fit More higorgal reartattn can be ailed by wax Inertial Advisor. • Ureweited gansileeses When dos a arailtbk. *striated u-realisred gainglosses are celcutatad la rdrvidal securey lots. The kr-enaction data for rilivisleal lots may or may Oct reflect animas:xis, chsrges andor security reorganization events. Diiidend and otter reinvestment lots and systematic pad ale bit are eachcombined todisplayre averaged lot The 'Trate date' alarm presents the crgral transaction trade date. • Callable seeuritiet Bonds and pretend god that the issuer oats for cab redemption wit be selected inpaglY by lot from anog all swishes of that apse held hour nave or in nominee nage for as clients. Call team nktmatal is cbtened from third parties and its accuracy is not iarranteed. Other call leans may eiist which could affect Weld amparmte inkrmatian Mate provided upon request • Certificates of deposit (030. CDs are FDIC nsured ra. to 1293,000 n principal and accrued interest pet &gator rd per depository institution hiaccordance wrih FDIC Ars. • Pricelvakie. Prias dig:deadlier securities and Other proarts may be higher or Saar than the price that you would actualY receiw in the market. Prim we drainedfrom various hid piny sources *hitt we teats* to be reliable, brat we do not guarantee thee accuracy. - Wegener)y use the closing price whena<altka **mean of the bid and a* paces fcr heed searbies and options c ones bid prices tor OTC searkes. — Less actin* tread 54.O.r 0.5 maybe pored using a valur on model a the most recent price an obtained and may not reflect an /stud market price a vela — Certain positions may appear wilecul a price ad vrill show as • irks was not avarlabb • if we are triable to °Min a pixe for a warty. - Deposits a securities denominated istuner-oh other than U.S dolls, at reflected at the crohmge rate as of the statement date. — for certain secedes racing in non-conf ormix) denominations pnce and quality (face vale) may have been adjusted to locileate proper valor at To cbian current greaten:re, when anniala confect 'car Financial dekko" • Private investments and structured products. Private neurone searches (rcidng dices partner on program ad real estate investment tat sant es) and *wired pedals are rarely highly Cain structued prodzas tun* not been registered with the Securities and Exchange CannleSiorl or under try state securities laws. We prorde estimated agar; fox private inveterate sectriles a-d structured products for Haman:rat arrows only Aatrary isnot guaranteed. — These alas may deter Abate" two pees, any, at which a prwale iwestmenl security a tortured product may be barfil or sold and der rot necessaibrrepresent the valueyou nay receive upon liguidaton. — Third party eslmatesol vela re as d a certain date and re supplied to UBS Financial Senrices on a rimer basis by an independent valation firm. — Issuer, general patner or sponsor estimated valas, ry, are applied to the Fen by the issuer, general partner or sponsor and may be calculated based on dfferent irioimeton Iran fat teed by tides-lies to derive their estinaled values. — You can obtain atlas: al ilormatioin repair9 the meficdalogy wed to determine the estimate of value ad the date of the ilommton that is the bash for the estimate by contecttg your Fioncial Advisor. — Third party estimated vales may be reflected as 'Not priced' in several Muslims: when an nitiperdent valuation Inn has not suppled a rruble to astir a was, when we bran* aware that a material went has occsered that may call a prehousa repined as haa question, or viten a value would to highly specie:gra due to tie main of the Wilily- o When miter an aura-, general partner or sponsor estimated value nor a thirdpany estimated vale is post the ala of the seasay will be dillerat Irons 6pm-chase price. - 'Distributions to date may include roan of capital exam or both. - 'Original unit size' represents tie hitid offering Price per unit ad may not reflect your cost bast - DIP ead unlisted BEI( stashes ore not listed as a national secumes exchange and are genera/1y Arid ad wen a they can be sold, the price marred ma be ten tan Ia. per sham estimated value provided in the accent statement. • Restricted securities. Restricted Sersrdies generaly re rot currently elgble tar public sale. UBS Fine-col Services wet the nuorkel price of the unrestricted stock of the sane issuer as an matted value fate restricted slack to domes of the statement only. To the talent tot redacted secretes are elgbie la sale, the ate naked may be otstantialy lets than the imputed value town • S. (stinted) income, anent yields and rata. An estimate of arrual riccme is based on carat dnidtrd rd interest fres, assuring to 'runes will be held for one yew from statement date or age meturity. This thins* k oribra gialeine; accuracy and continued mono are not guaranteed. - Estimated arnal arcane and anent yeld la certain types of saran could include • ram of principal or septet gains h which case the est income ( rof current WW1 would be overstated. - Estimated anal kart, and ctrrent yield and the actual rume ad yield mitt be lower a higher than the estimated amount... - An estimate of ay-waked income (dividend ander interest) deeded by the current maket valefaverage balance is based an the last diedend or rarest payment made by the iron and ammos to soorkimudesouls will be held for one year torn to statement date or until mataity. Accuracy and continued yell re not guaraaked • AMU not held by WS Pinandal Services. Certain assets re rot held by the Fern and not welsh the Fkrn's possession or control. These assets re dialtyed on yar statement for informational purposes only. Positions and values presented we provided byte awn? fern LEG Froward Services is not nurreible for to information and dos not qua-mw its accuracy. These assets re rot protected by SIPC or the Finn's supplemental SIPC coverage. • Revenue daring and additional compensation. - h addhan to camiisbm on ales and 12b'1 tees recessed I-Kunnas-6:n with do distrba On of mutual Anis to our chats we actor our affiliate receive ravensslang payments tan diatutas ands advisors of the mama lira that we sell. These rank we bared on two different rorrsaants: (a tie aware of sales by LAS of a Parboria- "Owl 1u-dimity to ourclents; and GO fie asset alai al a macula- mutual krd lama's shares held a to lent - We ad our affiliate also receive network rig rd omnbus processing fees in considerate:06x transfer opera 'awes firawprovde to the mieualfunds These fees generally re paid from investor assets n to mutual I und and are a ford dabs arrant bred on the numbed =ants at the brolter.dealer hoking mita fads a that lux:family - h addrIon to commissins received in correction with the safe or distributional annuity contracts and unit invesinont art .net to our clients, we ardor on afloat Waive revenue daring compensation ban many of tie harance companies u-denysiting the annuity contracts affiliaes of theink:axe camases or sponsors of the inn investment trusts we &trawl*. CONFIDENTIAL — Our all diates also receive treeing cornmissons rd offer compernatian frommutual funds and Munroe compares whose products we dstrtute. — We recent n a-rualfee from LESElank USA and U3S AG Stamford Burghof mato QS per accent sweeping to the banks ender the LEES Bari Sweep Programs Mitt' Information regatIng cominosins and other dunes incurred n carocton with untie executionof Wades, inducing optia transections he been included an confirmations previously far:shed so you, rd will be providedto sou prat-ernes-pi-Klatt. Short sating If you are engaged in short selling a sorority, you may incur a charge due to certain brawny costs for that Particular storey. Open orders Regarding open or 'goods ilkancelee ceders fist were not wanted by the statement date. open buy and sell stop orders re refixed by the amount of difidends or opts an an eedividerds a eterights date unless instructed atomise by you. You are responsble for orders tot am executed do to your (slur, to cancel existing aces orders. Privity To obtain a copy of as meat Client Frieacy Nage pleas collect your Financial Admire- or vkit or webske at Rerralaallesairaltikt. - LES f roncral Senices is rat a bank. The RMA, Business Services Account BSA and AMA are brokerage accounts which priada access baba-king services and prodeds th-cugh rangerronts with affilizsed banks and other ihtd-partybanks, and provides access to ?swore.e and arnuity proActs issued by that-haled trird-prty haunters compries Nays instance agivoyabsidaries of 125 Fhancial Satin Inc. — tmestrront. inura-ce, rd arnuity p-cciacis: — Nut FDIC haured• No bank guarantee* May lose vale - IMA. Rename Management Account. Barer Sauces Account BSA, IRMA and ntemational Resource leanagemint Accoug re registered service maks of LESFrencial Senior lx. — VISA is a registered radon,* owned by Visa htemaignal Sent Aswcation ad used units' kense. The UBS Visa creek cads ad the LBSVia debt cards at itterd by UBS Bank USA with permission from Visa US.A. It-corporates'. AA odor rademaks, registered trackmarks, ante maks and registered 'erste marks are of tar respects* eceroanes UBS Financial Services Inc. Rev. 2O12O5 SDNY_GM_00023521 EFTA_001 3414 1 EFTA01275912 *UBS U8S Felancial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNC:70155613330917 X134 Y1 0 Resource Management Account September 2017 v ,,k/c I Account name GHISLANE MAXWELL Friendly account name: Indiv.ChecklCar Account nu mbe Your Nnencial Advisor- SCOTT STACKMA:411.1LE CASRiEL Phone: 212-821-70001800-308-3140 Questions about your statemest? Call your Financial Advisor or the Value of your account RMA ResourceUne at 800-aMA- 1000, account 029023576 on August 31 (3) on September 29 (S) Your assets 37,710.99 44,161.91 Visitour website: www.ub8comainancialservices Your liabilities 0.00 0.00 Value of your account $37,710.99 $44,161.91 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value S the u:;3119$ of your account during 2017 Value of your account at yer end 2016 1.43,932.84 7:6 Net deposits and withdrawals 1216.05 Your rivestment return :39 442 Dividend arxl interest income $13.02 37.7 Change in market value 3000 I9 Value of your account Dec 2014 Dec 2015 De: 2016 Au; 2017 Sep 2017 on Sep 29, 2017 $44161.91 Member SIPC CNP7000S0C6551333NP7000309008 00003 0917 0305 CONFIDENTIAL SDNY GM 00023522 01100 Page 1 of 6 EFTA_00I34I 42 EFTA01275913 SUBS Resource Management Account September 201 i Your account balance sheet Summary of your assets Value on September 29 (8) Account name: Friendly account name:' Account number: Percentage of your account A Cash and money balances 44,161.91 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $44,161.91 100.00% Value of your account $44,161.91 A Eye on the markets Index Your iq nodal Advisor 7' STACKMANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS FCC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for detail about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 29, 2017 3-month Treasury bills: 1 r One-month LIBOR: 1.23% Percentage change September zol 7 Year to date 2.06% 1424% 2.44% 13.91% 2.53% 20.47% -0.48% 3.14% CNP700O30OS561 334 NP7003303008 00C03 0317 030575Ofly_Gitoconase 2 of 6 CONFIDENTIAL EFTA_00134143 EFTA01275914 SUBS Resource Management Account September 2017 Change in the value of your account September 2017 (S Year to date IS) Opening account value $37,710.99 $43,932.84 Deposits, including investments transferred in 12,289.01 499,398.94 Withdrawals and fees, including investments transferred cut -5,843.39 -499,182.89 Dividend and interest income 5.30 13.02 dosing account value $44,161.91 $44,161.91 Account name: GHISLAINE MAXWELL friendly account n • 1 iv r Account number. Dividend and interest income earned For poposes of Ins statement, tatablty of interest and dMdend income has been determined Nan a US lm rePortirg CersPeclhr. Baud upon the residence of the account holder, account type, or product type, scow interest arch dvidend payments may not bo subject to United States (US) anda Puerto Pico (PR) Income tares. The (lent month// statement is not intended to be used and carnet be retied upon for tar purposes. Clients should refer to the aorieatie tag tenoning forms they recent from Les annudly, such as the loran 1099 and the Forms 493, for lax reporting information it is the practice of UBS to file the applicade tar reporting loans v(Ith the us mterrim Revenue service and PR TreaSury DepOrtrrent and in such fOrrns accuratety classify diadem:tardy interest as lel exerrot or tamable interne. Please consult your indgdual tax prepare( September 2017 (S) Year to date (t) Taxable interest 5.30 12.77 Total current year $530 $12.77 Prior year adjustment 0.00 0.25 Total dividend & interest $5.30 $13.02 Cash activity summary Your ?I nandal Advisor: SCOTT STACK MArnrii CAMEL See Account activity the month lot decal:. Mantes In your sweep ow ons are end udeclin the cpenng and closingbalances 'eau'. FDIC Insurance *pier to deposits at UBS Bank USA and EA bans patcipat ing in the UBS CDC insured Deposit Frogarn h does not mopty to deposits at UBS AG. Stariord Erarch or bank ceposilS placed through the UBSInternationd Deposit Account program SVC protection app lies to money market sweep fund holdngs bill not bank deposits See Important in f ormabon about your statement on the last two pages Of this 00c fineM for details September 2017 (5) Year to date (1) Opening balances $37,710.99 $43,932.84 Additions Deposits and other funds credited 12,289.01 499,398.94 Dividend aid interest income 5.30 13.02 Total additions $12,294.31 $499,411.96 Subtractions Checks and bill payments -5,700.05 -497,783.13 Card payments -143.34 -1,399.76 Total subtractions -$5,843.39 -3499,182.89 Net cash flow $6,450.92 8229.07 Closing balances $44,161.91 $44,161.91 UBS Bank USA Deposit Account APY $40,266.24 interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 Closing UBS Bank USA Deposit balance Sep 7 $44,305.25 Humber of days in nterest period 32 Average daily balance $39,207.07 Interest earned $5.30 Annual percentage yield earned 0 15% SDNY GM 00023524 CelP7C00330656133SNP7003309COBCOCCO OM 7 03057500 tot CONFIDENTIAL EFTA_00 I 34 I 44 EFTA01275915 *UBS Resource Management Account September 2017 My Choice Rewards Points from UBS Account name: Friendly account name- ir Account number: Rewards pants are reflected as of the 26th or the month or the prow bus ness day if the 26th fah on a vRekerx,h3liciay Reward. point actav, ty CetalS can be found On www.uas.comtonNneservices September 2017 Year to date Opening balance 6,974 5,709 Points earned 38 1,303 Closing balance Your investment objectives: You have identified the following investmentobjectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Mandel Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document. Your retain; objective: Current income is capital appreciation Your risk profile: Primary Aggressive Investment eligibility constderation None selected 7,012 7,012 Your account instructions • Yots account is currently coded for margin. • Your account cost basis default closing method is Elk), First In, First Out. Your llnenciel Advisor: SCOTT STACK MAMLYLE CASRIEL CNP703C0306551 336 NP70C0309CO8 COO33 0917 030575M4 Jf3PtY GM of alige 6 CONFIDENTIAL EFFA_00134145 EFTA01275916 *UBS Resource Management Account September 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account norm: Indiv Checkkar Account number. Sane ones, incoMe and current waves ShOrin may teeppradmale. ASS rest*. gam didknitsMai nos be accurately refkaed. Ste imporunt intounabon about your statement a the end of ths Cecument fOr more infornsion. Cash Cash and money balances Cash and mon?y balances may include avalaole cah balances, UBS Bank USA deposit account balances, UBS FDIC insured Rogan Bank Balances, UBS AG Stant old Branch deposit account baances and rroney Matt MIAMI fund Sweep bianCeS. See the important information aboutsoui statement at the endof this document for detaits about those balances. Hddng UBS BANS USA DEP ACCT 37,710 99 openno bailee on Sep I CS) Your total assets Cash Your II nandal Advisor: I SC TT STACK kil Arai Yr F CASPiri PBS Balk USA and al UBS FDIC Inured Progan Bank deposit acCOunt tOerXts are insured by the FDIC within Donut* lints, but ale not protected by 9FC. Lit3S AG Stanford Blanc h deposit account balances ale not insured by FCC ander< not protected by 51K. Money market sweep balances are protected by 9PC but are rot insured by the FCC ClOsinobaance Pnce per share Average Ori :fendInterest Ogsm on Sep 29 IS) on Sep 29ft) rate period period Cep anOunt tS) 44,161.91 250000.00 Percentage of Cost Unmated Unretand Value on Sep 29 (51 yOur account bass (l) annua InICme CS) geinpr loss (S) Cub and money balances 44,161.91 100.00% 44,161.91 Total Account activity this month $44,161.91 100,00% $44,161.91 Date /OW), Description Arrount (S) Deposits and other funds credited Sep 1 Transfer JOURNAL FROM HISLAINE MAXWELL 12289.01 Total deposits and other funds credited $12,219.01 Date AditIy Description An-owl (S) Dividend and interest income Taxable interest Sep 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0907117 Total taxable interest Total dividend and interest income 5.30 Date Sep 5 Withdrawal ACH WrTHDRAWAL UNITEDHEALTHONE [swoon $5.30 $5.30 Amount (S) Bill payments 39.94 continued next page SDNY GM 00023526 750C 01100 page 5 of t 6 OW70309305561337 NP7003309COB 00033 09'7 0305 CONFIDENTIAL EFTA_00134146 EFTA01275917 4tUBS Resource Management Account September 201 7 Account activity this month (tontnueth Account name: GHISLANE MAXWELL Friendly account name•Indiv ChecklCar Account number: Your Anomie! Advisor. SCOTT STACK MAIIIYIF CASRIFI Date Acing), Descnplon Armin LS) Sep 5 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -658.79 Sep 5 Withdrawal ACH WITHDRAWAL AMEX (PAYMENT -5,001.32 Total bill payments 45.700.05 Bill payments (continued) Card Items for your Attention: The new U8S Visa Infinite credt card is here, packed with exclusire trate I benefits, more rewards and more of what )vu lace, Including thdraordinarifi personalized service, All stumingly clad in metal. Visit ubSCargegainfinge or call us at 888-762-1232 to learn rrore Odle Description Amount ($) Sep 20 CREDIT CARD PAYMENT -143.34 Total card payments 4113.34 Card payments Mirirnirn Payment Cue Payment Due Dare Credt the Avalatle Credt Line Outstanding balance UBS Visa credit card(s) payment information for October 23, 2017 135.00 Oct 23, 2017 135,00000 134,%200 138.00 This emit cad is enrolledin UM Pay Credi Cad feature and will autcmaticaty be pad from your account Your payment is scheduled for Odcter 70, 2017 We prom" this inforrnaleon on you- UBS Visa credt cards scloy as a courtesy to you. The UBS Visa credt cad and account are rssuedty UBS Sank LISA UBS 8ank USA sends you the officia statement fa this account and you should crake your pa,ment ac cord ng to their nu rucn ens. We do not r nd ode your OutStaiding credt card taarce in the value of yolk account with UBS firtiarKi$ Services Inc Ole Activity DesCriptiOn Amount (S) Money balance activities Aug 31 Balance forward 07.710.99 Sep 5 Deposit UBS RANI: USA DEPOSIT ACCOUNT 12289 01 Sep 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090917 -5,700.05 Sep 8 Deposit ORS BANK USA DEPOSIT ACCOUNT AS OF 09/07/17 5.30 Sep 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09120/17 -143.34 Sep 29 Closing UBS Bank USA Deposit Aomunt $44.161.91 The UBS gent USA Depagt ACCOUnt It your primary sweep %mon CNP70305006561338NP70C0309038 C0033 0917 030575004 Y123576550 ICI po000235PAge 6 of 6 End of statement for account numb."... CONFIDENTIAL EFTA_00134147 EFTA01275918 Important information about your statement 1.85 Financial Services inc. (the Forn or UBS anemia! Sankey). is a merrber of all principal tastily, ccmrrodey and options exchanges. UBS Financial Services and 1.85 Bank USA are i-died subsilones of UPS AG and aft ibaes of 1185 Skittles D.C. The Fin's f hanoal staternert C available upon reosest. The F Mos exeosire offices are a. UBSFinricol lances Irx. 1200 Harbor Boulevard Weehawken, NJ 07086 This Staternint represents the oink official record of par LBS Financial Semites account. Other recads scant official lac dxunents. contanng conelidng data should not be relied was II you beets* there is an era or omission. please report t immediately n want to the Branch Manager of the office wong your account. Allhosip a tiger.' shown re intended to be accurate, statement state *puke not be used kr tee purposes Rely meek on yerend tax kerns. fie Form1099. 5498. 10425. etc ) when Drepamg your tax return. The Fim required by law to repo to he IRS all eatable dividends, iseportakb noritauble anima and taxable edema caned on Wantiel held h you account net proceeds an see tr-reaclions, rd cost basis an certain covered saran. Cavereaficellons with the Firm • Please reconfirm ay oral corrinancations in wring tofurther protect your rigents. mdudrg your rgOnts titer tie Seo_Nies Investor Protection Act (SPAT • If the financial ectitution cri the top left of dot tract of this statement isnot LBS Enna Strokes, LBS Fhandal Seneca carries you. =aunt as nearing bucker by arra-gement rah the edcated institutors We inform(' you of to relatcnshio when you opened this ottani h the case. your tu-a and Parities re boated a LOS financial Semites and rot the imodang bra•r, and you must make a repel of any error or omission to both firm • As directed in the account agrements, yw rust roily us of any errors or fraud numbing decks reflected al your statement within 30 days after t was mailed a made ansibble. • Please diodes:toter complaints or irearies to he Fitts C fent Relatiens Deportmenta 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 PO P.M. ET Monday through Frday, or in wing to U65 Fe-uncial Semites frk, Client Rebticre Depriment, P.O. Box 766 Union City, NI 07067. • A 0 slaements shall be deemed complete end aco.r.fte if not objected to in writing within 60 days • Fa nv services Call 844412-0,36 or *cm outside the US.: Cal 201.352-1495 • In cam of *nets or cantire about as electronic furls transfer OFT). WI payment a UBS Ward:fat card transactions, call WS-762-1000 Cre wile to UBS Financial nice, Ix., 1000 Harbor Blot, 6th floor. Weehawken NI 07086, Attn RIAAIMA Strokes Cal a ate as soon as you can, if you fink yes staement a receipt is wrong or if you need more nknnaten tote a transfer on the statement or recipe **Film or Card bsuer (as OftokablanN1f her I romyou no later then 60 days after the F rm sent you the list itemises, on which the error or Prdblern XPeard. - Primed, pow name ad xcant nerricer luf any) - Cesabe Ile error or the transfer you nu -sure about, rod cabin as chary as you CM whip you believe d anima a why ),,J need more Samanon — Providethe dolor anent of the suspected era. The Finn or Card Issuer wil Seagateyour ampere and will coned Dry near promptly. For alleged errors enolvieg UBS Vea• debt cad transactions if we take more than 10 tusness days to do tbs, we will credit yet, accost for the amount you thinks in error, so that you heel hen the use of the money dunng to the it takes us to complete our iwestiption. Please mike all checks payabh to the Fern or tee &uncial instation muted on the front of the statement In addition to maker accour fees, accounts mw be abject to maironarce lees. ch.rges for We earner* lx securities purchases and charges For unpaid amounts n cash accents. Accounts that se tansferred to other instnAcns may be subject to a Vander lee. UBS Sweep Options 1185 offers options kr sweeperg cash balances to ba-k depose accounts al non-ratted birks and a edated banks Maley rmarlut mutualfunds (Money Faidgand to eternal:nal DePat Accost (DA) fa customers wit. an Integration)! Resource Management Accost. Deposer accounts al UB5 Brk USA and nor-aff Plated barks panicipatng n the UBSFDIC-Instred Deposit Progran are FDIC iimured in accordance with f DIC rules. For more infornatim, please visit inn f dic.gov. Deposit accounts at UBS AG StamfordBrandt and shays of Money Fuxb are not tined by the FCC Through tie Da cash balances re swept to deposit accounts at UBS AG New von Brardn a-d UBS AG Cayman Branch. Thew deposits are not inured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:rank reposed to dot sovereign rah of the Cayman blinds rd there is no gaunter or other obigation of SIBS AG lo repay the balances while on the UBS Cannon Branch's books. Bar* deposits are not protected by RFC. Money Fund shares we protested by 51K. See "LIM Finnan Semmes Accost Protection' below. ltxn Jour request, Dolores n to bark deposits may be wrindawm, rid Manes of a Morey Fat may be empultect and he proceeds nand to you a your seethes amen Furrier ilormarcn about available sweep options, ricking current interest rale and yields, it available www ubs corriveneftwela from your Francis' Adviser a by calling BC0.762-1000. UM Pantie' Services meow% protection The Firrn is a member of the Seenties Investor Protection Corporation (51PC), welch protects securities oatonws of is menters no to 1500,000 (rakding 1250.0X/for thins for cash). Elabnattly brioche* embarle upon rearm or at mow syn.oft The SIC asset protection knits apply to all roans that you hold in a partioulat capacity. The Fens together wish certain aft kates, has also purchased applemental innate The ma. mum mount payable to at elgbft clients, coiled...fey older this protection is 1500 million as of Decanter 10, 2016. Ssbact to the poky ordain at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kr all you accounts held n apath:War capacity AM copy of The poky watleg is mailable upon request. Neither teSIPC patch:ennor the apphrnental protector apply to: • Certain financial assets controlled by (and inserted n your account value) but held away from UBSFinancol Services. For example certain (0 insurance vadat% including variable rarities, aid 00 shares of crawl funds registered the name of the accam holder on the boots of the issuer or Wander agent), • Imeonunt contracts or investment harms (e9. limned partnerships and private placements) tut are not registered under the Securities Act of 1933; • Commodities contacts (e g. foreign ethane and pm Sae metal ccrdracIfk including futures contracts 4Fkl contnoditf option contracts; rd • Deposit accounts (except cent Pates of deposit) at L135 Berk USA, UBS AG U.S. branches and barks n the FDIC hared Deposit Program. The SIPC potation and he supplemental potator do not apply to them assets even if toy h. appear on pis statements. The WC protection rd the appkmertal protection do not protect against changes in the market vela of yes investments (whether a a result of midst movement. issuer bankruptcy cr otherwise) Dividend Reinvestment Program (DRIP) The arke reelected is an averape pike. You may obtain the actual peke Ircm yon Fan ial Advisor Ordy whole shams are purchased under 0 n IP; Palial shoos will be sold ad the cash wit be deposited er your account The dividend renveslment Wite applied by tie Barr may oiler from the market price at which the partial shares are sold Cash-a-lieu Car whole urns may be held nyar account. If you we entitled to a anal int as a result ol • Pricked Nsmeni a oh•rwise, the Finn all either sell partial units at menet price a accept an smart detemined by a registered cleareg agency, and credit yes accost. Invertment objectives The investment objectives rid risk profile ay sprat to each account and may vary between yes roans. Please adinse the Finn prorrptk in meting day upticant change in you' tensorial sivabon or investment °boners For each arcane held wit choose on of the f plowing investment objectives: • Produce Covent/Prone: Investments seeking the generator, of nccmeork CONFIDENTIAL • Ache* Capea/Appreaffion: Investments seeking growth of pmcpal rather than the generation of income. • Produce Condonation oilman. and Capital ApprscraMw Investments seeking both the generation of nccme and growth of pirjeal. Overall risk profiles • Conserv", Soaks to marten nail plc pat with low rut an/ solotilny to the accart owrat even if that means fie accost does not generate significa-e income a rosins and may not keep pace with inflation. • Medan* Willing to Adept MYR rids to princgal ad tolerate some Wieldy to seek hitter returns. • Aggrieve: WHIN to accept hid' risk k principal at high voila* to seek high returns own time. • (neaten! Eatgeakey Consideration: If selected a portion of the portIolio for tit account may include complex strategies linked liquicky and greater volatilty. Statement •householding• We may consolidate sA related account statements worth the same address in the same envelope, et. because they haw cents ,she ako maintain join roam relationshios wth older dents a the serve address. If you prelb•10 rneire indisidusl statements mailed 'n ware envelopes, you may decline househceding try Nang your Financial Advisor Friendly account name The Friendly account mane is a customizable *ralcriame Maven by you to not you with your necordkeeping has no legal effect alma account You concha-gm your Friendly account names, through °nine Services a by contacting yes F ivnual Atria. Aixamt overview • Vanua% PP aaountrpenfolce Net of assets and arta les • Asset_ Includes available cash balances, wakes for restricted security (est), and Global Time Deposits, unrerzed marts to market, and canon assets not held by the Finn. Does not include unpriced efturitiegasrats a the end of the paor and current statement periods, or ornate Segments... vd stock options and coronae* god options • Ciabates Inctides debt balances, outsta-deg moon loam, credit link dm arcane batmen. • Cash/roomy balances. Total of uninvested avalaba cash balances pbs depoot balances at *Ihated aed non-aft ikated banks, Endmoney mean rrutual Ltd swig balances, et the cbse of the statement period. Nen.cormardity free oak balarm in per want am not sog•9aed from other balance, and to Fim Fria? use any of these fusel ei the ordinary mongol as busness these funds ye paykle kpon your dernaki This total is incLded in the anent period closing nuke. SDNY_GM_00023528 EFTA_00134148 EFTA01275919 Important informatioll about your statement (continued) Lending aformaticin For detailed Mom/gal an the Ferris lending praatera and dabares, refer to yam Clem Relamonship Agvement or Account Agreement rd the General Terms and Conditions LEG Statement of Credit Prates avaiable in Agreements and Outhsures at yew Lbs ce.mbereinsgargai Your assets Your statement terraces secaites ri d other assets hekl in the accost al the end of the statement period You may S. for *May of lily paid Sco-rtties tie*. You may receive aunties used as loan collateral after payeg any balance de on them. Any securities Irengeried to the Finn thing the statement period are listed at market vabe as of the end of the garner* ;wood • Cost Wage. delermoing lac cost basis of the securities inckeded in this natem ern. where indicated wen the nutter TES Ferranti& Senates has relied on information cbtained from sources other than CBS FINNIC...I Seeders. rtlairg edam:non Irani another Inn a that you may haw provided to your Fining' Ackrisor. The Firm does rig ardepardergy vedy guarantee the accuracy or readily of any ticrrogron provided by saxes other than LOS Financial Sancti. ackftiork although LOS F it Senses genera' updates this Manzien as a received, the Tem does not vomit wry assurances theta nformatgn under 'Cost bast- and rederealced garl loss' 6 aCcurate as of the date of the statement. As such please do not rely on this information to nuke parches, or sale decisions. Ice lax purposes otherwise. Accounts transferred to the Firm my reflect gar/ loss Mammon only for the period d ire they re hit at the Fem More historical alcennalion can be added by war Financial Aditor. • Unrealized gains/kisses %hen data a amt./bit estimated arealdid gaindlosses are cadged for naidal secure, lots. Roe trinsweion data for iredwilul lot may or may not ref lest carninsions charges andor sectrity reorgarwat cn treats Diedend and other reinvestment lots and wstanalk paluse lots ale each combined to display one averaged lot the • Trade date casein presents the caning varnaction trade dam • Callable securities Bonds and paced god than the issuer cats for err redergaion wil be selected trpartialy by lot Iran among al seesaws of that issue hog n our name or n nominee runw for as cleats Call feature Monnalion is 'obtained from third pates and es accuracy snot guaranteed. Other call lents may exist which cculd antra yell ample. Mormaten sill be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured up to 5293,(00 n principal aid accrued interest per depositor and per auditory int:meta in wean:tint. with FDIC rules. • Pricorvalue Frees displayed foe wired and Other crockas may be higher or lower than the once that you would snugly receive in the mat. Feces are obtained from versus third ',sly tante, which we belies to be reliable, but we do not guarantee this accaacy. - We 9theralY1,19 the closin Drift "Awn amiable a the mean of lbid and ads prices fa listed mast ies and options a on/y bid prices lot OTC securities. - Less actmgy traded swathes maybe priced using a valuation model a tee most recent ace we obtained and may not reflect neural market price or Ms. - Certain postern may appear wilting a ace and will show m 'peke was not aslabb• il we are unable to obtain a price for SeCuity - Deposits or setuntes denominated curremies other than U.S dollars are refreflected at the exchange rate as ol the statement dale. - certain serieries wading in noreconformiv dencenhatorn. price and guatity gate valve) mg' haven een adjusted to tartlet Prover Mogan. To detain current chstatens. when ava table. contact was Fiuncial Adios. • Private investments end gnawed products. Private mesh" act secant (ii Wing diva partcipatcn program and real estate investment nust securities) and sewed products are gamely highly ilia d Ctrtan granted crakes have not been regntered with the Securities and ficharr Canmsion a aide any state securities laws. We promote estimated vaLes let prate investment securities and stffictured products for niormat awl draws only Accuracy is rue guaranteed - These values may differ sags/tab/ from fortes, if any, al which a priese in/earned security a structured product may be locuthl or sold arid do riot reetSWeib'rePreSent the vat* you may Weeny Wen liquidation. - Third party esinties of *Is re as or a certain dale and are supplied to UBS Financial Services on a regular baser by an independert mbar's' firm. - hoar, ventralpartner or sponsor estimated vales, ary, we applied to the Finn by the :nut,. general thaw or sponsor and may be cakulated based on deferent rdormaton from tat used by third panes to derive their estimated values. - You can obtain additiang information regarding the methodology used to determine the estimate of value and the dale of the darn/anon that is the basis la the estimate by contacting your Financial Advisor. - Third pry *menaced vats may be reflected as 'Not priced' in several stuatiors *ken an clam Jetvaluation Inn has not gopher/ orn unable to ass9n a vas Men we become aware that a material event hit otosred th1t may call a previous,/ reported yaks into cum:a a when a value would be highly speculate* ckie to the nature oe the security - When nether an issuer, general partner a spew estimated value nor a thrd-party estimated vats provided, the value of the security will bedifferent from *sambas.? price - • Ontrtuncen to date nay nducie return of captal„ raceme or both. - • Original unit size' represents the anal awing price per unit and may net reflect yd.: con tarn - Orr and 'SOS RUT sautes we not listed on a nahorial smarm exchange, and se generally *had and even if they can be sold the price received may be less than the pee share estimated was provided n the accost simmer*. • Westland Murkiest Restricted securities perwralTr are not amen* gig& br public sale LEIS Financial Services uses the market price of the unrestricted stock of the sane issuer as an mputed value for the restated stock foe porP010 of this srafement only. To the MVO that restricted securities are &gbh la ‘14, tee yaks retired may be substarrialB less than the Mated yak* than • Est. (Iselin/tad) norms anent yields and rates. An ern 'rate of axial income is based on current dhidend and awn raters, assuming the sour-ties will be held Ice are yew from statement date ce stmt maturity. Thu estinate a colt a gudelne, accuracy and continued ncome are not guaranteed — Enimated anal income and cared yield for certain types of sectaries coal include a mean of prnctial or capital cans n which case the est income (ad <went geld) mud be overstated. — Estimated anal name and correct yield and the anal imam an:Iyield m4ht be lower a higher than the estimated awaits — An estimate ol nasalized income dividend ander interest) dieted by the current mart value( aye e aye balance a based on the last dads* or interest 'Tarrant made by the issuer and assures one sects ries, depsof s all be held for one year ban the statement date or until malvay. Accuracy end continued weld are not guaranteed. • Assou not held by UlitS Financial Sorvicea. Certain assets are not held by the Finn and riot wthn the Fern's possession or (antra These assets we displayed on you statement for informational purposes only. Positrons and yaws presented are provided by the issuing fi nn UK Financial Services n not respcenble for this information and does not guarantee es accuracy. these assets are not protected by STK or the F revs supplemental Slit coverage. • Revenue sharing and additional compensation • In adarcri to comenisions an sales and 12bil lees reamed en connection with the dentinal of mutual funds to as dents we extra our Strafe retest rewrite /haring parent, Iran detrban ante advisors of the natal finch that we Sell These waxen, we based co two different (onvonems: nh the amore ol sales by LOS of a pat Kuhl mutual fad ternary to ow client and VG nit asset valued a particular mutual had f arnibt shires held at the Inn — We and our affiliate also receive networEng and err bat procesteg fees in consderiecn Ice transfer agent sermon that we provide to the mutual funds Thou fees generally we paid from investor assets in the mutual hid and are a fired dollar amount based an the ounter d accounts at the broker-dealer holding magi fads of that find family CONFIDENTIAL — h addlen to commemorn reread in connection rah the sale or dentate/ of array contracts ad unit investment trust units tear clients, we ardor cu affiliate receive reserve sharrg compassion Iran may of the (tirade compares underrating the am ity coasts, allikates ol the enur.exe co pans or sponsors of the unit investment trusts we <latrine. •- Our affiliates also recent train carrrissions and other compernation torn textual lads and issuance compares whose products we tabu.. - We receive an aortal fee from LOS Bra USA arid 1.8$ AG Stamford Branch of up to 925 per account sweeping to the banks know the LOS Bat Sweep Program. Activity Information regrdng commissions and other charges incurred on correction web the execution& trades, nettingoption ansactuns has been extuded confirmations previously !washed to you, ad will be provided to you prorrogy on raged Short selling If you ere engaged n thort selling a waxily. you may incur a charge die to certain borrowing costs for that pal iculw smoky. Open orders Regarding open or • ivartrIcancelecr orders that were rot executed by the statement date, open buy and set slop ceders are reduced by the amount of dividend' or richts an an exclividends a wheals dire unless Minsted otherwise yith.1reu ere fespcnsble for aden that are executed die to yar 'alai to casel eating open Orden. Privacy To 'Man a copy of as cared Cheri Macy Notice. please contact yar Fnancial Achiscr or vest ow webste of weir hi murvi'verimue — 1.85 Fiuncial Services is rat a bank. The RAW, Bosons Services Account 854 and SMA we brokerage accounts prude access to boning states and ;roasts Ihrou:ah erangernerin with affiliated barks and ear ihicl.party banks, and provides access to -nsurance and annuity products issued by unaffiliated thirelorty mortice ampain through inarance agency subsidiaries d 1.85 Financial Services Inc. — Mamma, edur.9"Kt, and annuity proelcu. - Not FDC mad • No bank guarentee• May lase sate — WA PoSafte Learieramint Accoutre Business Sakes Account BSA, ltMA and international Resource lAanagernent Account are registered service rark. of LAW Financial Senses Inc. - heed is a registered vale ark owned by Visa Interns:anal Service Asvartion ad used under keen The LOS Visa credo cads and the LOS Visa debt cads are issued by LOS Bank LISA with permission from Vda U 5.A evaporated M other ea rmak• *gaoled maw/wit service maks and registered unite mho .we of their respective (OcrpenreS UBS financial Set vices Inc Per 201709 SDNY_GM_00023529 EFTA 00134149 EFTA01275920 4tUBS U8S Fnancial Services Inc Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP7005648.3771017 V1 0 Account name GHiStANE MAXWELL Friendly account name: Indiv.ChecKar Account number Your Pi nandal Advisor: VT)111 STACK1,1414/ LYLE rASREL Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA- 1000, accou Msltour webslte: www.ubscomlfinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWW. annuakreditrepost.com. Resource Management Account October 2017 Value of your account on September 29 IE on October 31 (1) Your assets 44,161.91 45,574.66 Your liabilities 0.00 0.00 Value of your account $44,161.91 $45,574.66 Tracking the value of your account S the Lr,anc5 7:6 43n 442 456 1.9 Dec 2014 Dec 2015 Dec 201 6 sep 20i 7 Ocl 201? Sources of your account growth during 2017 V Sue of your account at year end 2016 143,932.84 Net demurs and withdravab 41,623.73 Your nvestment return Dividend and interest income $18.09 Change in market wit* 50 00 Value of your account on Oct 31.2017 144574.66 SDNY GM 00023530 Member SIPC CNP7000E005603317NP70C0187706000:0 loll 0305750d la0050 Page 1 of 8 CONFIDENTIAL EFTA_00134150 EFTA01275921 SUBS Resource Management Account October i' / Your account balance sheet Summary of your assets Value on October 31 (1.) Account name: GHISLAINE MAXWELL Friendly account na • Cheek r f Account number: Percentage of your account A Cash and rroney balances 45,574.66 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $45,574.66 100.00% Value of your account $45,574.66 A Eye on the markets as of October 30, 2027 Index S&P 500 Your A nodal Advisor. SCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS 104C Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about war statement on the last two pages of this statement for deta Ps about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U S. Aggregate Bond Index Interest rates on October 30, 2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% Percentage change October 2017 Year to date 2.23% 1639% 1.99% 1617% 1.39% 22.14% 0.08% 3.23% CNP700030056$8378 NP7000187706 00003 1017 03057 CONFIDENTIAL 11_OFF_000235510. 2 of EFTA_0013415 I EFTA01275922 *UBS Resource Management Account Change in the value of your account October 2017 (11 Year to date (S) Opening account value $44,161.91 $43,932.84 Deposits, including investments transferred in 7,927.88 507,326.82 Withdrawals and fees, including investments transferred cut -6,520.20 -505,703.09 Dividend and interest income 5.07 18.09 Closing account value $45,574.66 $45,574.66 Account name: GHISLAINE MAXWELL Friendly account n Account number. Dividend and interest income earned For purposes of tNs statement, reaablity of interest and dindend income has been determined Iron a US tin itPOking CerSPKIht. Based upon the residence of the account holder. account type. or product type, some interest ander dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tares. The dent mom* datemem is not intended 10 be used and cannot be need upon for tar purposes. Clients should refer to the apPlaltie tat (*toning forms they recent from IBS anomaly, such as the forms 1099 and the Forms 480, for lair reporting information. It is the practice of UBS to file the attliCatle tar reporting forms with the US interria aeNnue Service and PR TreaSury Department at in such forms accurately datdefy chic:tenet ardor Interest as lour eserrpt or teal* re4crwe mese (Oman yOui Ind./dual tax preparer. October 2017 (S) Year to date (S) Taxable interest 5.07 17.84 Total current year $5.07 $17.84 Prior year adjustment 0.00 0.25 Total dividend & interest $5.07 $18.09 Cash activity summary Your financial Advisor: SCOTT STACK MAN LY LE CASRIEL see Account activity this month for dela Is Balances in your Sweep opuons are rod uded in the openng and closing baLsnces vast. FDIC insurance /gooier to deposits at UBS Pant USA and an basks participating in the UBS FDIC insured Deposit nrogarn, M1 des not apply to deposits at UBS AG. staricect Erarch 01 bank deposits placed through the U8S International Deposit Account program SPC protection applies to money market sweep fund holdrigs but not bank deposits See Important information about your statement on the last two °axis of this *oament for details. October 2017 (1) Year to date (5) Opening balances Additions $44,161.91 $43,932.84 Deposits and other funds credited 7,92 7.88 507,326.82 Dividend at interest income 5.07 18.09 Total additions $7,932.95 $507,344.91 Subtractions Checks and bill payments -6,482.20 -504,265.33 Card payments -38.00 -1,437 75 Total subtractions -$6,520.20 -$505,703.09 Net cash flow $1,412.75 $1,641.82 Closing balances $45,574.66 $45,574.66 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct S Opening UBS Bank USA Deposit balance Sep 8 $44,305.25 Closing UBS Bank USA Deposit balance Oct 5 $45,245.87 Hunter of days in nterest period 28 Average daily balance $44,338.94 Interest earned $5.07 Annual percentage yield earned 0 15% SDNY GM 00023532 CelP7C0C0305648379 NV7003187706 000O3 loll 0305a000 Page 3 of 8 CONFIDENTIAL EFTA_00134152 EFTA01275923 4tUBS Resource Management Account October 2O17 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number. Rewards pours are reflected as of the 26th or the month or the poor business day if the 26th fah on a vAtekerx,h3Intay RentarCk poni actunty details am IX found On wnw.utd.corattnanesetvices October 2017 Year to date Opening balance 7,012 5,709 Points earned 196 1,499 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a fur description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment digibAty consderat:on • None selected 7,208 7,208 Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. Your Ignancial Advisor: SCOTT STACK/allLYLE CASRIEL CNP7C00800S648380 W7000187706 000O3 0305750 Y GM 00n5ltage 4 of CONFIDENTIAL EFTA_00134153 EFTA01275924 UBS Resource Management Account October 2017 Your assets Account name: CHISLAINE MAXWELL Friendly account n • Account number. Sane prices, income and current values Shorn may be approximate. AS a reSull. pans aid resits ma/ nol be accurately reflected. Set 'important into:moon about your gatemem a the end of ths document for more infornson. Cash Cash and money balances Casb and money balances ma/IndWe await!, cash balances, UBS Bank USA cbroat account balances, UBSEDIC unwed Rogan Bank Balances, UBS AG Stamford Branch &posit account balances and money market mut tra fund sweep balances. See the important information about rot statement at the endof this document for details about those balances. Ha Ong UBS BANK USA CEP ACCT Your total assets Your Mandel Adviser l 'OTT STACKWA/I YI E rAictia UBS Bank USA and al UBS FDC bitted Rogan Bank depeat atCOrnt baaXeS are insured by the FDIC within applicable lanb, but are not protected by 9PC. UBS AG Stanford Branch deposat account balances me not insured by FDIC and are not protected by 51K. Money mike sweep balances are pointed by 9PC but se rot Insured by the FDC Openng Magee closing barna Me per share Awerage Defickna 'Meta Dap in on Oct I (I) on CM 31 (S) on Oct 31 CS) rate pedod period Cep amount IS) 44,16191 45,574.66 250,000.00 Percentage et Cost elitnaltd Unrealized Value on Oct 31 (I) Y0ur account bass (S) annual in(Crne pan or loss (S) Cash cash and money balances 45,574.66 100.00% 45,574.66 Total $45,574.66 100.00% $45,574.66 Account activity this month Date Acilety Description cunt CS) Deposits ad *tar funds aedked Oct 2 Transfer JOURNAL FROSHISLAJNE MAXWELL 5,838.09 Oct 19 Deposit NONWCAL CHECK AS OF W I 711T 147.00 Oct 19 Deposit NON.LOCAL CHECK AS OF 1017117 315.79 Oct 19 Deposit NON-LOCAL CHECK AS Of 1017117 1827.00 Total deposits end other funds audited 67.927.80 Die Acunty De)(nPhon Amount (5) Dividend and interestinanne Taxable interest Oct 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cf 0917 Total taxable interest Total dividend and interest income 5.07 $5.07 $5.07 SONY GM 00023534 0,7030S005648381 NP7000187706 00003 loll 03057S0a00000 Pegs S of 8 CONFIDENTIAL EFTA_00134154 EFTA01275925 UBS Resource Management Account October 2017 Account activity this month (contrived) Check nurrber Dde Description 001054 Oct 11 INSURANCE OFFICE OF CENTRAL -347.00 Total chadu -1347.00 Account name: GHISLAINE MAXWELL Friendly account namelocliv CheddCar Account number: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL *mown ($) Checks Date Actigly De% nouce amount (1) Bill payments Oct 3 Withdrawal ACHIttraiDRAWAL liNTEDHEALTHONE 45839 Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4,060.47 Oct 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -3994 Oct 10 Withdrawal ACM WITHDRAWAL Saks Retail -1,34400 Oct 19 Withdrawal ACH WITHDRAWAL NYS DIE CT -32 00 Total bill payments -16.13510 Card It.,,. fat your Attention: the new UBS Visa Infinite treat card is here, packed with exclusive Ware I benefits, more rewards and more of what you love, including extraordinarily personalized service. All stumingly clad in metal. Visit ubscoMisainfinite or call us at 888.762.1232 to learn more Date Description Ott 20 CREDIT CARD PAYME IT -38.00 AMOLet Card payments Total card payments 438.00 hrinmprn Pain-lent Cue Payment Due Die Credit kne Avatatie Credit Line Outstanding Wince UBS Ks* credit ca S(s) payment information for November 23, 2017 $35.00 Nov 23, 2017 135,00000 $34,E0400 $196.00 This credit cad is enrolled in 1)85 Pay Celli Cad feature and will autcmatcaly to P3d frcrn your ,xcount. Your payment is schedied tor November 20. 2017 We provide INS information on your ins Visa peck cards sidety as a courtesy to you The U6S Visa credt cad and account are issued ty U8S Bank USA UBS Bank USA sends you the official statemml for this account and you should make your paanent accordng to their instructions. We do not ind Ude your outstanding credi card belarce in the :due d you =count we UBS Financial Services Inc. CNP7OPC03056413382NP7003187706 00003 1017 030S7500 Y GM 00nesge 6 of 8 CONFIDENTIAL EFTA_00B4155 EFTA01275926 *UBS Resource Management Account October 2017 Account activity this month icontnuedl Ode Act,v,t) DeSChpbon Amount (I) Money balance activities Sep 29 Balance forward $44,161.91 Oct 3 Deposit 085 BANK USA DEPOSIT ACCOUNT 5,838.09 Oct 4 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10/03117 -4,759.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100917 5.07 Oct 11 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10 10117 •1,344.00 Oct 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10 I If 17 -347.00 Oct 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,057.79 Oct 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1020117 .38.00 Oct 31 Closing UBS Bonk USA Deposit Account 545,574.66 Account name: GHISLAINE MAXWELL Friendly account n • Account number. Your M sandal Advisor: SCOTT STACKMANLYLE CASRIEL The UBS BMA USA Depot &COM Is your primary sweep einem 00703033056483e3NP7000107706 00003 1017 030575001 CONFIDENTIAL SONY GM 00023536 8000 Peg* 7 of 8 EFTA_00134156 EFTA01275927 *UBS Your notes ""—="7== .7 " 6, ° '"'''''''-"-G-241"' ' '' 8 CONFIDENTIAL EFTA,134157 EFTA01275928 Important information about your statement U3S Fiancial Services tic. (the horn or UBS Fnercii Servbes), is a merrber of all principal truly, canrrodey and opens exchathes. UBS Francial Sconces and 1.8$ Balk US4. re i-died subsilanes of UBS AG and *Miresof UBS Season LLC. The Fim's enamel statemert is available upon retried. The Finos extaire offices re at: U3S Financial Stripes Inc. 1200 Harbor Boulevard Weehawken, tU 07086 This aatement represents the onN official record of yoer LB5 &uncial Services account. Other recant, eapt official tar docunents, contanng contlidng data should not be relied sport H youbelieve thee is an era a omicron. plea,. report t inenedaktly n yang to the Branch Manager of the Mice wvith your account. Altheap al liaares sown re landed to be accurate. statement dnaMake not be used kr tm purposes Rely saN on yemend tax krms, fie , Form 1099. 5498. 10425. etc ) when Drepamg your lax return. The Fim reared by law to repon to he IRS all taxable diadem; reportable rentable clariand and mak nem end en securities held n you accost net proceeds are breaclims, a4 con base cn certain covered stairs. Caverardatlans wiat dee Firm • Please earl km err oral cormunkations in meg to further protect your rills. indudrg your ages utter the Se airs Investor Protection Ad (WA/ • If thefin/noir ithitution on the top left of to front of this stamen isnot LI3S Enna Strokes, LOS Fisincial Semites carries yea account as daring tacker by arra-game with the ithcated nstituton We informed you of this relationshiu Manta opened this aeon. h the cast your hit and stores re bated a LOS Financial Services and rot the imeackg braes and you rat man a nen of ry cam or omission to both firma. • As delisted in the accant agnemmts, yw Mat rendy us of any elms or Laud erring elects reflected on your statement within 30 days after t was mailed or made alas. • Plea died *moat complains or dares to the Fimss C Fent Relatkns Department at 201.352.1699 or toll-free at 801•354-9103, 8:CO A.M. to 6 OD P.M. ET Mondry through Frday, or in wing to WS Fivnual Semites frp, Client Retrials Depairmet P.O. Box 766 Union City, NI 0700. • A II statements shall be deemed complete ad aurae if not cOctid to n wiring Mtn 60 days • Fa TT( services_ Call B44-612'09,36 or nom outside the US.: Cal201.352149S • h um of *nes or omens abort an 'atonic knit transfer (FT/ bit amen a UBS Vea•deet card transact/tans, call 101762-1000. a wile to UBS Frontal $er.ices Ix., 1000 Harbor Blvd, 611-• floor, Weehax.4.e% NI 07036, Atte WANES& Senses Cal a mite as soon nye, can, if you thee you' statement a receipt is wren; or 4 you need more nionnater rxut a Order on the state ere or recipe. The Film or Cad bar Gs applicable)must her I romyou no later than 60 days after the F rm seen you the list stlet..114.11 on which the erns or Problem rand. - Dowd, yet name ad accost meter (d any) - Casaba Ile error or tie trawler )Cu at inure about, rd open as clearly as you can why you believe d is mem or why loth need man Hamra - Fronde the doles arrant of to suspected era. The Firm a Card Muer wA niestate your carthlan and MI coned ry error srempte/. For alleged errors Mang UBS Vet dee ta-d transacriam. if we take more than 10 ba tress days to lolls, we will credit )ate rant for the mount you thnk is in error, so that ycu wt here the use of to money dunng the tine takes us to complete our imstation. Please mike all checks payable to the Firm or the fatal inmost', ndcated on tie front of the starnent In addition to negate accort fa, accounts ma/ be abject to mattena-ce hos, (haws for late payee kr securities purchases and charges for unpaid amore n cash accents. Accents that an tanderred to other instance's may be subject to a tender lee. UBS Sara Options 1165 otters options for maplg cash braes to bale deport accents al non-aff dieted bats ad Mated banks, may maret mutualfunds acneyhridslord the nen:demi Clara accart (DA) fa cumart wit. at International gnome Management Accost Depost accounts al UB5 Birk USA ri d non-affiliated banks panicipatng n the UBS FDIC-hared Deposit Program are FDIC insured in mead:rice with FDIC am For nwe i-donnatian, plea via v.ww . f dic.cpy. Deposit accounts at UBS AG StanfordBranch and shies of MoreyFads are not tared by the FCC Through the DA, cash braes re swept to deposit accounts at UBS AG New YOrl, Brarch rdUBS AG Cairn.' Branch. These deposits are not inured byte FDIC. Balances held at tee LES AG Cayman Branch are temp:only noosed to to sovereign rte of the Cayman Mina ad there is nog arena or oat °Mann of LIGS AG to repay the balances while on the UBS Carman Branch's books. Bank deposits are not protected by PPC. Money Fund shores are pasted by 51K. See '125 Financial Simon Accord Woodier,' below. Ltar your request, bataxes n to bank deposits my be *Motown, and shwas of a Money Fad may be Iic1Adae4 and eve proceeds retuned to you a you' 190.1114$ ;coat Father iriormatcn about available sweep options, netting current merest rale and yolk a available whew ubs corriernemyea, from your Lancia Advisor a by calling 8C0762-1000. UM Piwidel Services secant protection The Firrn is a merter of the Searnits hate Protection, Ccrporation (SIP°, which protects securities oatonws of is members up to 1500,000 finckding 12500X/for dams for ash/. &Oratory brochre available upon read or at ma sec. org The SVC sat protricn lime apply to all moues that you hold in a particular capacity. The FM, together welt certain aft iliates, has alto purchased athavental masa The mat mum mount payable to al ekgbactras, cohesive seder this protection is 1500 million as of December 10, 2016. Sara to the poky cadets at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kr all your accounts held n a parikue capacity ccpy of the poky wadith is walla Mon request. Neither the SIPC protecticn not the aphrnental protect*, apply to: • Certain tnascid assets controlled by (and elated n your account whit but MM away from UBSFinancol Services. For exaTple certain 0Insurance proles, including wadable mates, aid (ig shares al Maui funds registered h the name of the &cart holder on the boots of the issuer or transfer agent), • laymen cortracts or Mama norms fe.) limted partnerships at private placements) that are not registered under the Securers Act of 1933; • Comnoditoes contacts (e.9, foreign Parse and pre( cus metal serene/ inducing fatties contracts and commodity option ntracts; and • Deposit accounts (except co cent icates a deposit) at LOS Bale USA, UBS AG U.S. branches and banks n the FDIC read Deposit program. The SIPC protect on and the supplartal protester do not apply to thee Met event toyer-ease appear on you statements. The SK protection and the amplemertal protection do not protect agate changes in the mien ea of you investments hater a a result al mast movement, issue( Arkruptcy cr otherwise) Dividend Reimestment Program ppm lhe sake reflected is an average pa. You my obeli the actual Fake Iran you. Fine-Kir Wax. Oa tie Mann ore purchased under DR IP; oral sham wil be sold ad the cash wit be &potted in your account The divided renvestmert pnce applied by tie Baer may Offer fromthe nude pike at *ha Inc partial lure aro sold Caster-lieu CnN whole urns may be leSdnyos accent. If you an mined to • pair snit as a result ol • addend amen a otherwise, the Firm mil either sell partial units at mart* price a accept an arrant determined by a regiitered clang agency, ad credit you accost. Immanent thecae@ The anima objectives rid risk profile on speak to each account and ma/ vary between yds /moults. Please attest the Firm prorrptN in wining d me ssrdicant change in you friaxial sit/stoner investment arches For each roan had you choose areal the (plowing investment objectives: • Padre Cumenencore: Investments seelath the gent/atom of nccmeork CONFIDENTIAL • Acker Coat Appear/on: Investments seeking growth d pmcpal rather than the generation of income. • Produce Com6Oution of Mcom and Caper Apposcia*n. Investments seelti-g both the generation of nccme and growthof petal. Overall risk profiles • Cons...favor Seeks to manlin nal peat with low rck ad volatility to the accord meat even if that means tie account does rot generate sided kat income ix are and may not keep pace with infirmity. • Moder.. Wiling to accept same rids to principal ad take-ate same warty to sr* hgher returns. • Aggress e: Walesg to accept hip risk to pincipal at high volatility to seek highreturns over time. • mummer Eagerly Corwieratron: If selected a portion of the portfolio for last account ay include complex strategies, tinted liquidory and greater volatiky. Statement•homeholdier We may tamale al related account statements with the en address in the same envoithe. • g. because the/ have can take mantim Yin axe relationshOs wan alw dents a the sane address. It you par to rare individual statements mailed 'n sera italithes, you maydecline ',Quadding by calith your Financial Aohnor Friendly account name The Friendly account am ea customizable *nilemane chosen by you to assist you with your recordkeapith has no legal effect coyote account You can chata your kindly accent names, through Cane Services a by contacting yes FirunoalAduse. Airmen waren, • vakoe of Ma aeourebboMolo Nn of assets rd liabilaas • Area Includes avalable cash balance; wakes f or restricted securty (est), rid Global Tame Deposits, unreik z marts to market, and cone' assets not held by the Fion. Does rot include unpriced efturitieslaseets at the end of the per and arrest statement periods, private k options ad emceed* star options • Ciatares hcludes debt braes, cutsta-ag argot loan, credit line, shah accent balinces. • Creamy braes. Total of uninvested meleble cash balances, pbs drat balances at *Mired and non-attikated banks, ad looney maker mutual Lad new balance; at the cbse of the statement pawl Non.tormadity free nit balances in yea oxcart re not segregated from other babas and tie Firn Fria/ use any of these flits tithe ordina-y course of its busness These funds an paykle iron your derna-d. This total is evaded in the omen period closing wit. SDNY_GM_000235311 EFTA_00134158 EFTA01275929 Important infornialioll about your statement (00111M0d) Lending thformatice For detailed neonatal on the f ens lending practices and dertkures, refer to ma Chant Relaicriship Agreement or Account Agreement art the General lens and Condatons 1_126 Statement of Credit halms available in Agreements and °donates at Jon Lao crmherdf sm.-ars/al Yew *nets Your statesmen Mimeo secaites rid other assets hell in the accost al the end of the statement period. You may S. for &Way of fully paid:coolies N ary time. You may receive counties used as loan collateral after paying any balance de on them. Any securities tranderted to the Fins thing the slalomed period are Irated at market value as of the end of the statement toad • Cost bask. detracting the cm banes of the soviet inchaded in this Ralemern, where indicated web the mutter" I,' LESFinancial Senrtces has relied on information cteained from sources other than UBS FiUrXial Semen. requitingnfammion from another Inn a that you may haw provided to yous oral Adisor. The Firm does not irdeperdently vedy gas/ranee the accuracy or validity of am elornmon provided by saxes other than Urarts Faunal Saadi ailliort arthough U9S F it s Services generally updates this shoran ion 'situ received, the Fenn does rot prow* an), assurances that the nformaton ander 'Cost bast' and 'Unrealeed gar, loss' 6 aCcurate at of the date of the statement. As such dense do not rely on this information io maw puthase a sale decisions. fa to purposes otherwise. Accounts transferred to the Firm may reflect garfloss Manahan only for the period d iima they se Mid at the Fon More historical 'Manahan can be added by row Financial Achitor. • lthrealized gains/kisses When daa is arailabk estnuted sneaked gairdlosses are cock Weed fa mitt , searey lots the treroxtion data for indevilat Ion may or may not reelect carmissions, chars andar security *organ/di cn rents. Diedend and Mks renvectimmt lots and wstanalk purchme lots are each combined to display one averaged lot The' Trade date' column proems the original varnaction trade dale • Callable securities Bonds and preferred dock that the Mae cats for earl/ redemption wil be selected inpartalb, by lot from among al socuswes of that issue hold is our name of n nornive name for as clients Call featut Mom: to is obtained from third parties anal es accuracy isnot guaranteed. Other call lesats may toll whits cared Efit.Ct yelA Canplete illOnnelzari Hill be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured ap to 5250,000 n anipal and accrued irteetst per idepatitOr rd per depository inarti-eteN n accordance web FDIC rules. • Prim/value Pates displayed for Wlardrt4 and Other mans may be hgher or lower than the once that you would actually receive en the market POLS are obtained from yawn thid poly Vance, shots we beleve to be reliable, but we do not guarantee thry ocusary. - We 7theralY tate the clialetg pace avalablea the mean of lbid and Ms panes foe listed securities and options a only bit paces Ice OTC securities. - Lest acuity traded securities maybe priced tying a valuation model a the most recent dice we obtained and may not reflect an a.nut market price or van. - Certain posiken may appear ivecul a price and will show as 'peke was wit avelaSt• il we re unable to r price for a SeOsity - Deposits or sect denominated curreeties other than U.S dollars at reelected x the exharge rate as ol the statement dale. - For atian strains wading n nonconforming denomination. once aed dailygad vans) rroy have been adjusted to facildate Pacer Moans To obtan current cps:Rations, when ava cant yes Financial Aetna. • Private investments end stmaured products. Private ewestrient steadies (ft Lading dein partcipatcn Peogram and real estate investment trust secedes) and structured products are gentrily hghy Sold Certain dructsred Fro:Ikon haw not been registered with the Securities and Exchange Carrnssion or aide any state securities ken. We broad minuted vanes let prate nvestrrent wanes rid stnstured proddts for normal crul porprws only Ara-racy it not guaranteed - These values may differ stbstantisty Iron prices, any, al which a pekoe investment security a structured predate may be baste or sold and do not rtKinifib' rePresom the mesa you may recent upon liquidators - Third pasty esiniales of valss re as of a certain date and are supplied to UBS Financial Services on a regular bass by an ridependert talesman firm. generalpastime or sponsor estimated vales, any, are rappreed to the Fim by the ittutf, general paw or sponsor and may be cakulated based on dflerent reformation from tat used by thud palm to derive then ululated values. - You can obtain actlekrul infamatn regarding the methodology used to Clef OM** the estimate of value ad the dale of the realisation that is the basis la the estimate by contacting your Financial Advisor. - Third pry *menaced vats may be reflected as 'Not priced' in several nuationn /den an .lam Jwlvaluation Inn has not suppled or cable to assign a vas, when we become await that a material event AU domed that may call a previous,/ reported vela into question, a when a value would be high,/ speculate* de to the nal, of the secwty - When nether an issuer, general partner or sponsor estimated value nor a thrd-party estimated value is prom:led the yak* of the sedrAy will be dderad from its bathes. price - 'Dielsbutens to date' may oducle return of capital.. dorne or both. - unit tae' represents the nkol offering price per unit and may net reflect yd.: C<II Fa:n - Of? and wasted RUT stashes we not listed on a natant stashes exchange, and are generally illnud and even if toy can be sold the price received may be less than the per share estimated vale re on2,4: I nth. axon statement. • Resbided moskies Restricted wards generalk at not assent, erg& la dole sale LEISFinancial Services uses the mato price of the unrestricted stock of the sane issuer as an misled value for the orsatted stock for turt010 of this statement only. To the Melt that restricted seashies are elipble la sit id yaks received may be stbstaregRe kiss than tlw Mated. value Mown • Bs festinated) incomes went yield. and Mai An estimate of anal meaty is based on cterent draidend and next fates, assuming the securities will be held for or* year from statement date ce awl maturity. Wm estimate is only a guideline, accuracy and continued ncome are not guaranteed - EP-mated Trial income and anent yield for cella/1 40es of wadies coed include a seism of pence:alor captal bans n which case the est income (rd<erM yekl) would be oveislated. - Furruted anal Mom* an current yield and the anoal imam and yield mete be lower ce hi der than the evstmated snorts - An estimate of Trusteed income (divdend attic( interest) divided by the carom masker valets/wage balance as based on the last dividend or interest payment made by the issuer and assumes the secaresideposes wall be held for one year tun the statement date or until malady. Accuracy and continued yield are not guaratted. • Amu not held by WS Financial Service& Certain assets are not hell by therm/ and not with., the Fans possession or control. These assets an displayed on mot Mennen for Merman's.' purposes only. Posions and values presented are provided by the issuing fen UBS Financial Services not impend* for tea information and does not guarantee as acasoy. These assets are not protected by 51/"C or the F stn's supplemental Slit coverage. • Revenue sharing and additional compensation. • n addron to commissions on sales and 126.1 fees received n conned6n with the dentate) of mutual funds to of dents we ander err afffiale receive nwerue sharing parents Iran dirarbrtors thelor advisors of the matte funds that we Pill These snorts are based on two different conwonems: the aillOa ol sales by UBS of a pat Kuhl rrulroll fag family to our clients. and SG** Mel valued a particular mutual fund fancy's tires held at the f rrn - We and Ott all &ate also receive networks-id and ambers processing lees in consdeuecer Ice transfer agent services that we provide to the mutual funds Those fees general are paid from Motor assets in the mutual fuad and are a feed dollar amount based on the nutter of Toasts at the lades-dealer hobo? mutual finds of that land family CONFIDENTIAL - en addition to commodes received in connection rah the sale as distrbrtim of arristy contracts and art investment trust units tows clients, we ardor dr Tilde receive revenue sheen; compensTion from nun/ of the nurance connate. adorning the am ity contracts, &Mattes of the mastless companies or sponsors of the unit investment titans we astrbute. - Our if dales also recent trading carrrissgns and other tompermatoon lrom,n itual funds and nstrarce companies whose products we Combat. - We receive an mat fee Iran 1.8$ Rat USA and 1.8$ AG Stamford Branch of up to $25 per account sweeping to the banks trader ton ISS Bat Sweep Progrant. Activity Information negardng ammissions and other charges :tuned on correction web the exeuton of trades, includingoption uthsactons has been °Judd on confirmations previously I prewousy lurrehd to you, and ell be provided to you promprty on damn Short selling if yOU are engaged in short selling a wary, you may incur a charge an to certain borrowing costs fa that patiwlrseoiy. Open orders Regaidng open or 'gazdiacancalecr orders that were not executed by the shames date, open buy and tel slop cedars are reduced by the amount of &Worth or richts on an thoderidends a ewrid-ds date unless inflamed otherwise by yoi.You are respamble for aden that are executed the to yaS lady* to cancel eating open Orden. Privacy To dean a copy of as anent Clare Pr cy Notice. please contact you Fnancial Adana or ve at oes redone of www s nwantiteiteln - LEG Financial Sondes is noe a bark. The RAW, Banns Services Account BSA and MA at brokerage accounts Mob prod!' access to baring sentes and products *coat arrangements with affiliated bads and other thicl.parte band and provides aces to insurance and annuity products issued by vitt bated thid.pasty nwranceampthin throe.* imitate agency subsidiaries ce 1.8i5Firencol Semites Inc. - Mennen, retur.ne. and arnuay ;sass. - FO nand • No bad guarantee* May lase vat* - WA Resorts Istanarimunt Account, Business Seances Account BSA, IFMA and international Resource lAanagernent Account are regestered segmental, of WS Financial Services Inc. - VtSA is a registered vadesnals owned by Visa Intorno:anal Bernice Association arid used under karst The UPS Visa tiede cads and the UPS Visa debt cards are issued by 18$ Bank LISA with permission from Vora U 5.A Mora:rated All other varkesnalit mantled vadonariss, service marts and registered once Mirt:e ate of their respective companies UBS Financial Sot vices Inc. Per 201709 SDNY_GM_00023539 EFTA_00134159 EFTA01275930 UBS yes Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York IV 10171.0002 CNP70055935951l17 Y1 0 Resource Management Account November 2017 GNISLAINE MAXWELL Account name: GHISLANE MAXYVEll. Friendly account name: Indiv.ChecklCar Account number Your financial Advisor: SCOTT STACK MANILYLE CASMEL Phon Questions about your statement? Call roar financial Advoor or De Value of your account RMA Resoinline at 800-RMA-1000, on October 31 (S) on November 30 (S) Your assets 45,574 66 40,049.95 Visit our website: www.ubscomlfinancialservices Your liabilities 0.00 0.00 Value of your account $5.574.66 540,049.95 Items for your attention • Help protect yc-oriel! Iwrn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth viww.annuakreditrepat.com. Tracking the value of your account S Thousands during 2017 Value of your account at year end 2016 143,932.84 716 Net deposits and withdrawals -13,906.93 Your nvestinent return 435 45.6 40.1 Dividend and interest income $2401 Chance in market value SO00 1.9 Value of year et 001/* Pee 2014 Dec 2015 Dec k% Oa 2017 Nov 2017 on Nov 30, 2017 S40.041.95 Member SIPC SDNY GM 00023540 0070003005950595NP7000192673 00003 1117 0305750a0000 Pap 1 of 6 CONFIDENTIAL EFTA_OOI 34I 60 EFTA01275931 SUBS Resource Management Account November 2017 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 40,049.95 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $40,049.95 $40,049.95 100.00% Account name: Friendly account name:, Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2017 Year to date S&P 500 3.07% 20.49% Russell 3000 3.04% 19.93% MSC I - Europe, Australia & Far East 1.06% 23.61% Barclays Capital U.S. Aggregate Bond Index -0.13% 3.07% Your Knandal Advisor 7' STACK MANLYLE CASRIEL Cash and money balances may indude available cash balances. UBS Bank VSA deposit account. VBS reic lowed Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances, Interest rates on November 30, 2017 3-month Treasury bills: 1.25% One-month LIBOR: 1.37% CNP70003005560596NP7CC01132673 00003 I 17 0305750alliy_Gitoco2352‘ge 2 of 6 CONFIDENTIAL EFTA_00134161 EFTA01275932 *UBS Resource Management Account November 2017 Change in the value of your account November ZOI 7 ($ Year to date (S) Opening account value $45,574.66 $43,932.64 Deposits, including investments transferred in 4,425.34 511,752.16 Withdrawals and fees, including investments transferred cut -9,955.97 -515,659.06 Dividend and interest income 5.92 24.01 Closing account value $40,049.95 $40,049.95 Account name: GHISLAINE MA (WELL Friendly account n ' Account number. Dividend and interest income earned For outposts of INS Statement, tenablity of interest and dMdend income has been determined ficm a US la rePortir9 perspective. Baud upon the residence of the account hokler, account type, or product type, some interest andor dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tan The dent monthy statement is not intended to be used and cannot be retied upon for la purposes. Clients should refer to the acceeatee tar reposing forms 'hey receite from UBS annualy, such as the Fortin 1099 and the Forms 493, for lac reporting information. n is the practice of UBS to file the 80CliCatit lac reporting forms vain the US internU Revenue Semite and PR Treasury Deparwent. and in such lOrrOS accurately classify chic:lend, ardor interest as la eserrpt or 'arab* 'mane neat consult your includual to preparer. November 2017(S) Year to date (S) Taxable interest 5.92 23.76 Total current year $5.92 $23.76 Prior year adjustment 0.00 0.25 Total dividend & interest $5.92 $24.01 Cash activity summary Your M nandal Advisor: SCOTT STACK MAMYLE CASRiEL See Account activity the month for detail: &dances in your Sweep Options are includedin the opening and elating haances west FDIC insurance:ropier to deposits at UBS Pant USA and an halls participating in the UBS FDC insured Deposit Proven. R °XS not apply to deposits at UBS AG. StariOlO &arch of bank ckp0SitS bread through the UBSinternationa Deposit Account program STK protection applies to money market sweep fund hOrCarCS bit not bank deposits See Important fnfoinsabon about your statement on the last two pages of this document for details November 2017 (5) Year to date (S) Opening balances Additans Deposits and other funds credited $45,574.66 $43,932.84 4,425.34 511,752.16 Dividend aid interest income 5.92 24.01 Total additions $4,431.26 $511,776.17 Subtractions Checks and bill payments -9,759.97 -514,025.30 Card payments -196.00 -1,633.76 Total subtractions -$9,955.97 -$515,659.06 Net cash flow Closing balances -$5,524.71 -$3,882.89 $40,049.95 $40,049.95 UBS Bank USA Deposit Account APY Interest period Oct 6 - NOv 6 Opening UBS Bank USA Deposit balance Oct 6 145,245.87 Closing UBS Bank USA Deposit balance Nov 6 840,652 17 Number of days in nterest period 32 Average daily balance $.44,435.46 Interest earned $5.92 Annual percentage yield earned 0 15% CelP7C009305$60$97 NV7003182673 00003 11 I 7 0305 CONFIDENTIAL SDNY GM 00023542 750C --- M Pligs 3 of 6 EFTA_00134162 EFTA01275933 UBS Resource Management Account November 2017 My Choice Rewards Points from UBS Account name: II Friendly account name: it Account number: Rewards pants are reflected as of the 26th of the month or the pro: bug ness day if the 26th fats on a neekerxatolicray Renard. OM activity detais can be found on twomubstorefonianestivxes November 2017 Yea, to date Opening balance 7,208 5,709 Points earned 133 1,632 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document 7,341 7,341 Your ream objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on - None selected Your account instructions e Vow account cost basis default closing method is FIFO, First in, First Out. Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP70305005560598NP70C0182673 00003 1117 030575004MX:fgagtat0002351ws 4 of 6 CONFIDENTIAL EFTA_00134163 EFTA01275934 S UBS Resource Management Account November 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Incliv ChecklCar Account number. some pnces, income and current values shorn may be approximate. AS a kite. Ord aid losses ma/ nDI be accurately reflected. Set rmporuntinformafron about your statement a the end of the dxurneM for more infonnason. Cash Cash and money balances Cash anal money balances may Inducte avalaole cash balances, LIES Bank USA deposit account balances, UBS f DK insured Rogan Bank Balances, UBS AG Stanford Branch deposit account Mantes and money market mutual fund sweep balances. See the Important information about your statement at the end of this document for detaiis about those balances tscidng UBS BANK USA DEP ACCT Your total assets Cash Your %nand% Advisor: SCOTT STACKMANLYLE CASIDEL UBS Bank USA and al t185 FDIC Insured Pavan Bank deposit scant DOEe'<ei are insured by the FDIC within applicatae Invn, but ale not protected by SIK. UBS AG Stanford Branch deport account balances are not insured by FOC and are not protected by 5IPC. Money market sweep balances are protected by 51K but are not Insured by the FOC oceringboance closingOda-Ice Nice per share Average Ginn:fend Interest 0ays en on Now 1 (t) on Nov 30(S) on hbv 30 (i) rate period period Cep amount (S) 45,574 66 40,049.95 250,000.00 Percentage of Cost Estiniated unrealized value on Nov 30 (S) your account Casts (5) annual intone (Si pain or lois (S) Cash and money balances 40,049.95 100.00% 40,049.95 Total $40,049.95 100.00% $40,049.95 Account activity this month Date Ad ittly Description amount (S) Deposits and other fends credked Nov 1 Transfer JOURNAL FROM GNISLAJNE MAXWELL 4,425.34 Total deposits end other funds credited 9442534 Date Acti ty Description Arnow' (5) Dividend and interest income Taxable interest Nov 7 interest UBS RANK USA DEPOSIT ACCOUNT AS OF I IrCrEi 17 5.92 Total taxable interest 95.92 Total dividend and interest income $5.92 Odle Acllaty DitSCripliOn Nov 3 Withdrawal ACH WITHDRAWAL LiNTECHEALTHONE 658.79 ArrxmAl (3) Bill payments CelP7DOCE005560599 NP7003182673 00033 1117 0305 CONFIDENTIAL continued next page SDNY GM 00023544 Page 5 of 6 EFTA_00I34I64 EFTA01275935 *UBS Resource Management Account November 2017 Account activity this month (COntmved Date Actinty ea' payments (continued) Nova Withdrawal Nov 3 Withdrawal Nov9 Withdrawal Total bill payments Account name: GHISLAINE MAXWELL Friendly account n • inrliu check/cm Account nuntber: Your II Rancid Advisor: SCOTT STACK MANYLYLE CASRIEL Deunplion Amount (S) ACH WITHDRAWAL AMEX EPAYMENT -8.655.02 ACH WITHDRAWAL UNTECHEALTHONt -39.94 ACH WITHDRAWAL Saks Retail -406.22 Card Items for your Attention: The new L435 visa !Mime credit card is hete, packed with exclusue travel benefits, more rewards and more of what you lone, including extraordinarily personalized service. 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Visit ubsconYvisainfinite or call us at 888-762.1232 to learn more Date Deurspion 49.750.97 Anoint (S) Card payments Nay 20 CREDIT CARD PAYMENT -196.00 Total card payments Mentnurn Payment Die Payment Due DSc Credit In. 4196.00 Avalatie Credit Urw Outstanding Plante UBS Visa creditcards) payment information for December 23. 2017 53500 Dec 23, 2017 535,00000 134,867 00 1133.00 This credt cad is endled in UBS Pay Credit Cad feature and Mll automatics« be pad Ran your acount Your payment is scheduled for December 20. 2017 We providt this information on paw U85 vita redt card stlety at a <outlaw to you The u8S Visa trod] card and account are issued by U8S Bant USA 1285 Sank USA sends you the officia statement for this acount and you should retake your parent ac cord ng to their ostructi ens, We do not India rout outstanding credit card balance in Ne value c< your acount wen UBS Financial Services Inc Date Activity Cescnplion amount (S) Money balance activities Oá31 Salaam forward $45.57406 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,425.34 Nov 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/03117 -9253.75 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11106/17 5.92 Nov 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT Á50F 11/09117 -40622 Nov21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS Of 11/20/17 -195.00 Nov 30 Closing USS Sank USA Deposit Account $40,049.95 The UBS Bant USA Depovt Account is your primary sweep cplon CNP70006005553600NP70C0182673 000O3 t II 7 030575004 Y_GM_000235,39. 6 of 6 End of statement for account number Y1 235 CONFIDENTIAL EFTA_00134165 EFTA01275936