EFTA Document EFTA01283104

N4G-023804 N4G-025098 N4G-025106 N4G-025114 N4G-023812 N4G-024968 N4G-024950 N4G-024935 N4G-025403 N4G-025080 N4G-026161 III it I II III IIII II II III ATTY SONY_GM_00038802 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001626 EFTA_00 I 494 EFTA01283104 7 FOR INTERNAL OFFICE USE ONLY: ./ Applicable Account No(s). N46024968, N4G024950, N4G024935, N4G025403, 1440025080, N400261131 W4M2-3$01:14-4C-625098, N4G025106, N46025114, N46023812 Authorization/Power of Attorney For Natural/Individual Persons for use in connection with Brokerage Accounts and/or Retirement Accounts with Deutsche Bank Securities Inc. This AuthorizatioNPower of Attorney constitutes a nondurable limited power of attorney, designed to give a person or persons designated by you either (a) limited authority over your Accounts) or (b) full authority over your Account(s) as set forth below. NOTE: UNDER NEW YORK LAW, THE FOLLOWING DISCLOSURE IS REQUIRED TO BE INCLUDED, VERBATIM, IN EVERY POWER OF ATTORNEY. CAUTION TO THE PRINCIPAL Your Power of Attorney is an important document. As the -Principal,- you give the person whom you choose (your "agent") authority to spend your money and sell or dispose of your property during your lifetime without telling you. You do not lose your authority to act even though you have given your agent similar authority. When your agent exercises this authority. he or she must act according to any instructions you have proirided or, when there are no specific instructions, in your best interest. important Information fer the Agent" at the end of this document describes your agent's responsibilities. Your agent can act on your behalf only after signing the Power of Attorney before a notary public. You can request information from your agent et any time. If you are revoking a prior Power of Attorney by executing this Power of Attorney, you should provide written notice of the revocation to your prior agent(s) and to the financial institutions where your accounts are located. You can revoke or terminate your Power of Attorney at any time for any reason as long as you adi of sound mind. If you are no longer of sound mind, a court can remove an agent for acting improperly. Your agent cannot make health care decisions for you. You may execute a "Health Care Proxy" to do this. The law governing Powers of Attorney is contained in the New York General Obligations Law, Article 5, Title 15. This law is available at a law library, or onlide through the New York Stine Senate or Assembly websites, www.senate.stnte.ny.us or www.assembly.state.ny.us. If there is anything in this document that you do not understand, you should consult with your lawyer. Authority The undersigned Principal (the "Undersigned" or -Principal") hereby appoints: Darren Indyke as the Undersigned's agent(s) and attomey(s) in-fact ("Agent(s)") to act INDIVIDUALLY with respect to any and all accounts in the Undersigned's name l'AccouM(sr), held individually or jointly' with Deutsche Bank Securities Inc. (DBSI), as well as individual retirement accounts (IRAs) held for the benefit of the Undersigned, with the authority to direct DBSI to accept instructions from the Agent(s) as set forth below, in each case in accordance with DEISI's terms and conditions for the tIndersigiied's account and riskr and in the . Undersigned's names, or nurriber(s) on DBSIttiooks. Agent) must exercise the authority granted herein pursuant to the Undersigned's instructions, or otherwise for purposes which the Agent(s) reasonably deem's) to be in the Undersigned's best interest. Principal agrees that 0851 shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s), nr that would violate any applicable laws, rules or regulations, or that would be otherwise limited by the account type or documentation on file. The Undersigned authorizes the Ageot(s) to make inquiries on the Account(s) (including transaction balances and holdings) and to receive copies of account statements and transaction confirmations upon the Agent(s)'s request. DBSI retains the right in its sole discretion to refuse to accept instructions by the Agent(s) to change the official mailing address assigned to thn Undersigoed's Account's) or any benefIcia(YelesI9nancon- NOTE: If you want to authorize your Agents) to make gifts of your money or assets or other property held in the Account's) during your lifetime, without restriction, to any one or more persons, including the Agent(s) himself, herself or themselves, you will need to execute a Statutory Major Gifts Rider. Giving such a power to your Agent's) grants your Agent's) authority to take actions which could significantly reduce your property or change how your property is distributed at death. DBSI shalt not be responsible to monitor whether any payments or transfers are gifts and/or require the execution of a Statutory Major Gifts Rider. ' For joint accounts. all the authorized account holders must execute this loan Deutsche Bank Securities Inc, a subsidiary of Deutsche Bank AG. conducts uwnln,ent banking and secure:es activities in the United States. WM134057-LIS 614707 0911514 SDNY_GM_00038803 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001627 EFTA 00149412 EFTA01283105 SELECT AND INITIAL THE APPLICABLE BOX FOR LIMITED OR FULL TRADING AUTHORIZATION LIMITED TRADING AUTHORIZATION DBSI is authorized to follow the instructions of Agent(s) in every respect concerning the Account(s), and Agent(s) is/are authorized to act for the Undersigned and on the Undersigned's behalf to buy, sell or enter into trades of stocks, bonds, option contracts, or any other securities, or contracts relating to same on margin or otherwise, as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or other trading activity. lanais) Note: Limited Authorization does eot permit Agent(s) to withdraw or transfer assets from the Account(s). —OR— FULL AUTHORIZATION TO TRADE AND MOVE ASSETS ijk a 0ndiaisi O I is authorized to follow the instruetions of Agent(s) in every respect concerning the 'cepunt(s), and to make deliveries or transfers of assets (including cash), from the 'Account(s) and payment of moneys as directed by Agent(s), without restriction . ./ 0 ' luding to the Agent(s), himself, herself or themselves except in connection with IRAs). . ote. This Full Authorization grants Agent(s) unrestricted authority to trade in the Account(s) and to withdraw or transfer assets from the Account(s). For IRAs, Agent is authorized to elect whether to make tax withholding elections in connection with distributions. — - — In all matters and things mentioned above, as well as in all other things necessary or incidental to the furtherance or conduct of the Account(s), Agent(s) may act in the same manner and with the same force and effect as the Undersigned might or could do. This Authorization/Power of Attorney shall remain in full force and effect until OBSI receives actual written notice signed by the Undersigned of its revocation to be delivered to the Undersigned's DBSI Client Advisor or his or her branch manager. However, the limited power of attorney granted hereunder is pot a durable power of attorney and will cease to be effective upon actual receipt by DBSI of written notice of the occurrence of either of the following events: le) the Undersigned is judicially declared to be incompetent, or Ibl the death of the Undersigned. Notwithstanding the foregoing, the Undersigned acknowledges that DBSI shall be entitled to continue to rely upon this Authorizationfflower of Attorney until such time as DBSI receives such actual written notice. The Undersigned understands and agrees that DBSI has the right to require additional verification and documentation from the Undersigned or the Undersigned's Agent(s) in certain transactions that DBSI, in its sole discretion, deems necessary. In addition, OBSI has the right to request that either a new Authori ation/Power of Attorney be executed or that the Agent(s) verify in writing the validity of the current Authorization/Power o Attorney. - Darren Indyke 1St Address TIN or Agent Attorney Relationship to Principal Agent's Name Address TIN of Agent Relationshp to Principal THIS DOCUMENT DOES NOT REVOKE ANY OTHER POWERS OF ATTORNEY THAT THE UNDERSIGNED HAS PREVIOUSLY EXECUTED, UNLESS THE UNDERSIGNED HAS SPECIFIED OTHERWISE ON THE LINES BELOW. ORIGINAL 2 WMI34957 US - ..0.14707.0911514 SONY_GM_00038804 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001628 EFTA_00149413 EFTA01283106 Indemnification The Undersigned acknowledges and agrees that the Undersigned is responsible for all acts of the Agent(s). The Undersigned hereby agrees, individually and on behalf of his/her heirs, executors, legal representatives and assigns to indemnify and hold harmless DBSI and its parents, affiliates, subsidiaries. officers, employees and agents (collectively. "DB1 from all claims that may arise in connection herewith, and to pay DB promptly, on demand, any and all losses and liabilities arising therefrom or from any action taken or not taken by DB in reliance hereon, including without limitation, any debit balance due with respect to the Account(s). The Undersigned further hereby ratifies and confirms any and all transactions (including any payments or transfers) made by the Undersigned's Agent(s) in connection with the Account(s) prior or subsequent to the execution of this document and holds harmless DB regarding same. This Authorization/Power of Attorney shall inure to the benefit of DB and its successors and assigns irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever. Principal(s) Signature and Acknowledgement To be effective for joint account(s). all account holders must sign. Document must be signed in the presence of the Notary. • The Undersigned understands and agrees that DBSI may require joint account holder%) to sign all requests for withdrawals from an account jointly with the Agenda). The Undersigned by signing below confirms that he/she has read the contents of this Power of Attorney and understands same, and has executed this Power of Attorney of his/her own free will and has received advice about the effect of this Power of Attorney from his/her advisers as he/she has deemed neaessary or advisable. In witness whereof, the Undersigned has executed this Authorization/Power of Attorn Date: - Signature:__ Jsffny Eps Print Name: (the 'Undersigned" Date: Signature: Print Name: (the 'Undersigned') • Date: Signature: Print Name: (the 'Undersoneel ifjillf41. 3 wMt34957uS el4707.09115H SDNY_GI1/44_00038805 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001629 EFTA 0[)149414 EFTA01283107 IMPORTANT INFORMATION FOR THE.AGENT(S): • When you accept the authority granted under this Authorization/Power of Attorney, a special legal relationship is created between you and the Principal. This relationship imposes on your legal responsibilities that continue until you resign or the Authorization/Power of Attorney is terminated or revoked. You must: (1) Act according to any instructions from the Principal, or, where there are no instructions, in the Principal's best interest (2) Avoid conflicts that would impair your ability to act in the Principal's best interest; (3) Keep the Principal's property separate and distinct from any assets you own or control, unless otherwise permitted by law; (4) Keep a record of an rnceipts, payments and transactions conducted for the Principal; (5) Disclose your identity as an Agent whenever you act for the Principal by writing or printing the Principal's name and signing your own name as "Agent" in either of the following manners: (Principal's Name) by (Your Signature) as Agent or (Your Signature) as Agent for (Principal's Name); and (6) Agree that DBSI shall not be obligated to proceed with instructions that are inconsistent with the terms of any agreements governing the Account(s) or that would violate any applicable laws, rules or regulations. You may not use the Principe:1's assets to benefit yourself or give major gifts to yourself or anyone else unless the Principal has specifically granted you that authority in this Authorization/Power of Attorney and in a Statutory Major Gifts Rider which the Principal may attach to this Authorization/Power of Attorney. If you have that authority, you must act according to any instructions of the Principal or. where there are no such instructions, in the Principal's best interest. You may resign by giving written notice to the Principal and to any to-agent or successor agent. If one has been appointed. If there is anything about this document or your responsibilities that you do not understand, you should seek legal advice. Liability of Agent The meaning of authority given to you is defined in New York's General Obligations Law, Article 5, Tnle 15. If it is found that you have violated the law or acted outside the authority granted to you in the Authorization/Power of Attorney, you may be liable under the law for your violation. AGENT(S)' SIGNATURE AND ACKNOWLEDGEMENT OF APPOINTMENT: It is not required that the Principal and the Agentls) sign at the same tine, nor that multiple Agents sign at the same time. Darren Indyke [insert namels1 of Agerst(sll have read the foregoing Authorization/Power of Attorney. I am/we are the person(s) identified therein as Agent(s) for the Principal named therein. Uwe acknowledge my/our legal responsibilities. Authorization/Power of Attorney. I am/we are the person(s) identified therein ae'Apent(s) for the Principal naffed therein. Agentesignaturi Agent's signature Dated!' —Main& tti_Z Dated: D 5 Vv1.4134957 US 014707.0911514 SDNY_GM_00038806 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001630 EFTA_00149415 EFTA01283108 ACKNOWLEDGEMENT OF PRINCIPALS SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF tA 6 u.) tfor.4 n.: On teternatet %% • Dant before me, personally appeared r ears./ Cetratty, , personally known tome or proved to me on the basis of satisfactory evidence to be the indivrdual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged. to me that r. he/she/they executed the same in his/her/their capacity(ies), and that by his/her/heir signature(s) on the instruarent, '' the . individualls), or the person loon behalf of whom the individua acted. executed he i • * LESLEY K GROFF Notary Public • State of New Writ NO. 01GR62657D0 0 ry Public Qualified in New York County My Co STATE OF N Y COUNTY Of On _Mann 13 aO 41)0f040 TO , personally known to me or proved to me on the basis of satisfactory — evidenO-S to. -be the individual(s) whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies). and that by his/her/their signature(s) on the instrument. the individual(s), or the person upon behalf of whom the inckviduaks) acted. executed the instrument, and that such individuals) made such appearance before the Undersigned in (state/country). trument. -• ,..r. n.• .7.! ' . • Y.- s' A " i • tie ./S. C. . .. >' •:''. 7; g 4'. 0 ?:. -3: -- \ 'a'. .? • il: " p tz V.'S, 4. v 4, CIPAL'S SIGNATURE OUTSIDE NEW YORK STATE 1 C.A.: . -or '/O,, f', ',...ronr• ss.' personally appeared - • . (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF On before me. . ss.: . personally appeared . perSOnally known to me or proved to me on the basis of satisfactory evidence to be the individual(S) whose name(9) is (are) subsCribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(les), and that by his/her/their signature(s) on the instrument, the individual(s). or the person upon behalf of whom the Individual(s) acted, executed the instrument. Notary Public . . . . . _ . ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE OUTSIDE NEW YORK STATE (for joint agicounts) STATE OF COUNTY OF SS.: On before me, personally appeared - , personally known to me or proved to me on the basis of satisfactory — ev-idence to be the individuals) whose names) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individual(s). or the person upcin behalf of whom the individual(s) acted. executed the instrument, and that such individuals) made such appearance before the Undersigned in (state/country). • • • ( ignature and Office of the individual taking acknowledgement) 4 DoRicipmt WM134167-US 014707.0911514 SONY_GM_00038807 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001631 EFTA_001494 16 EFTA01283109 ACKNOWLEDGEMENT OF AGENTISY SIGNATURE IN NEW YORK STATE STATE OF NEW YORK, COUNTY OF %let ja.1._4/010Mie ss.• On Msksisci %)Attot before me. personally appeared 1::teriegsM eeeni-• , personally known to me or proved to ins on the basis of satisfactory evidence to be the . i'. • V., individualist who ;tamale) is (are) subscribed to within the instrument and acknowledged to me that he/she/they ' C 40, executed the same in his/her/their and that by If heir signature(s) on the inStrument. theineividuall -1 tt• or he .e o u n be al of the individuaRs) acted. ed the instrument. :L1 i: • .;; . I' S Ii.v, NI - . I.:It 1 -,. .- :7; .: .16.'; ; if . p .;, , • I t 7A, . • c .4'. ".• 0 ? i -7,-, • . e_ I' SIGNATURE OUTSIDE NEW YORK STATE .,/,.. COUNTY OF ji_Y ss.: LESLEY K GROFF Notary Public - Stye of New ',ark NO. 016R6285700 thaltlied in New York County 0 7 STATE OF 1\1\1 on iKeethaaDa____ personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose nameis) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individualist. or the person upon behalf of whom the individualist acted, executed the instrument and that such individualist made such appearance before the Undersigned in (state/country). before me, tery personally appeared (signature and office of the individual taking acknowledgement) ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE (for joint accounts) STATE OF NEW YORK, COUNTY OF - _ _„ ss.: On before me, . personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose name(s) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ieN, and that by his/herhheir signatureis) on the instrument, the individualist. or the person upon behalf of whom the ledividual(s) acted. exscuted the instrument. Notary Public ACKNOWLEDGEMENT OF AGENT(S)'SIGNATURE OUTSIDI NEW YORK joint accounts) STATE OF COUNTY OF ss.: On before me, personally appeared a personally known to me or proved to me on the basis of satisfactory evidence to be the individualist whose namels) is (are) subscribed to within the instrument and acknowledged to me that he/she/they executed the same in his/her/their capacity(ies), and that by his/her/their signature(s) on the instrument, the individualist. or the person upon behalf of whom the individualist acted, executed the instrument, end that such individual(s) made such appearance before the Undersigned in (state/country). (signature and office of the individual taking acknowledgement) 6 YINA134957.VS 014707.0911514 SDNY_GM_00038808 CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001632 EFTA_00149417 EFTA01283110 U Current Classification: (click here for help) Internal Re: BSO Exception Request - DB P0A Fonn D Zia Memon to: Zbynek Kozelsky, Vahe Stepanian 10/22/2013 07:54 AM Cc: Jay Lipman, Tazia Smith, Fran M Wickman, Amanda Kirby • History: This message has been replied to and forwarded. Classification: For internal use only BSO approved Zbynek Kozelsky Original Message — From: Zbynek Kozelsky Sant: 10/22/2013 07:49 AM EDT To: Vahe stepanian/db/dbcomeDBAmericas€D13AKERICAS8DSC0EX; Zia Memon Co: Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: Re: BSO Exception Request - DB POA Form (II Classification: For internal use only Good morning Zia, Please see below. Ziggy Kozelsky Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management 345 Park Avenue New York. NY 10154 Sent From Blackberry Vahe Stepanian --- Original Message — From: Vatic Stepanian Sent: 10/21/20/3 08:47 AM EDT To: Zia Memon Cc: Zbynek Kozelsky; Jay Lipman; Tazia Smith; Fran Wickman; Amanda Kirby Subject: BSO Exception Request - DB POA Form (I) Classification: For internal use only Good Morning Zia, Hope you had a great weekend. Just wanted to follow up on an email that was sent over by Fran Wickman (pls. see below). As you may know, we ere in the process of onboarding a new client, Jeffrey Epstein, who has already transferred in $120mm+ liquid across his accounts. A few items that we're requesting exceptions for 1) Using DB POA for entity accounts (per Fran, POA is meant for natural persons accts.) - Client would like his assistants to have FULL POA over accts. Cannot use LTA in this situation. SDNY_GM_00038809 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001633 EFTA_00I 49418 EFTA01283111 2) Approval of Full POA for professional relationship (to agent) - requires BSO Approval 3) The signatures were notarized by one the Agents being appointed power of attorney - Client's assistant Is notary. Assistant is NOT notarizing his own signature, just Jeanne's (other assistant). I've CC'ed Fran here who can correct if I've misstated or left anything off. Please let me know if you have any questions. We're meeting with the client tomorrow morning, so we would appreciate II you could please review at some point today. Thanks in advance for your help. Vahe — Forwarded by Vahe Stepanianklb/dbcom on 10/21/2013 08:35 AM — From: Fran M Wickman/db/dbcom To: Vahe Stepanian/db/dbcom@DBAmericas, Jay Linmaradbidbcom@DBAMERICAS, Cc: Zbynek Kozelskyidbidbcom@OBAmericas, MO CIP Owe: 10/18/2013 02:52 PM Subject: POA issues [i] Classification: For internal use only N4G-024943 & N4G-024935 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for trusts & corporations. N4G-024968 - Professional relationship to Agent requires BSO approval. Jean Anne Brennan was appointed as agont. Her name on her ID is Jean Anne Brennan-Wiebracht. N4G-023812, N4G-025098, N4G-025106, N4G-025114, N4G-023804, N4G-025080 - DB POA is for Natural Persons accounts only. DB Limited Trading Authorization is to be completed for corporations & LLCs. N4G-025072 is not a valid acct #. Jean Anne Brennan was appointed as agent. Her name on her ID is Jean Anne Brennan-Wiebracht. The signatures were notarized by one the Agents being given power of attorney. Kind regards, Fran Wickman Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 South Street, 21202-3298 Baltimore, P.C. USA Tel. +1(410)895-5144 Fax +1(410)895-3797 Mobile +410 812-2783 Ernai [email protected] SDNY_GM_00038810 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001634 EFTA_00149419 EFTA01283112 16894-t567243844- D rfiki11,6‘ 41ke$$r .'gtr 0440-2014 04/21040r ' taivmati - 2 SEAie 31` ve:NGsTord SDNYGM00038811 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001635 EFTA_00149420 EFTA01283113