EFTA Document EFTA01295292

NAME SEARCHED: Plan D, L LC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC I. C4 No I lit O Not Required RDC Results No RDC alert (Please sec attached) O I hi PCR r. ui No I lit • Not Req red II. PCR Results No PCR alert (Please see attached) El lin HIS El Yes 0 No O Not Required III. Negative Media There was no information found IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B vi. D8:3 There was no information found Results? D Yes 0 No O Not Rectum' Smarilinx VII. Smanlinx Result Found(please see attached) Results? 0 Yes • No O Not Required Court Casts ID Review by Legal May be Required Ig: No Results El Search not required VIII. Court Cases There was no information found Prepared by: Prachi Pawa Da c:10/10/2013 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubhellhttp://www.martindale.comhp/Martindalethome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00054094 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016918 EFTA_00164664 EFTA01295292 OFAC RESULTS RDC: 11527490 No Match Found 6894993 Plan D, LLC Country:Virgin Islands, U.s. PCR: C20131019180348 Plan D, LLC 6894993 NCA customised Auto-Closed No-Hit 10/10/2013 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Pho ne County/FIPS PLAN C LLC 688 W 1ST ST STE 18 TEMPE. AZ 85281-2683 Name Variations/DBAs # Name Variations 1. PLAN C, LLC 2 PLAN D. LLC Phone Summary - 1 records found # Tele hone Number For internal use only SDNY_GM_00054095 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016919 EFTA_00 I 64665 EFTA01295293 Page 2 Addresses - 2 records found # Address Dates County MSA 1. 688 W 1ST ST 1B 9/2005 - MARICOPA Phoenix-Mesa, TEMPE. AZ 85281 AZ - 6200 7/3/2007 2. 688W 1ST ST 9/9/2005 - TEMPE. AZ 85281 9/9/2005 Profile Information - 5 records found 1: PLAN C, LLC Company Name: PLAN C. LLC Date Of Incorporation: 9/9/2005 State Of Incorporation: AZ Charter Number: L12276166 Duration: PERPETUAL Status Of Incorporation: ACTIVE 2: PLAN C, LLC Company Name: PLAN C, LLC Date Of Incorporation: 9/9/2005 State Of Incorporation: AZ Charter Number: L12276166 Duration: PERPETUAL Status Of Incorporation: ACTIVE 3: PLAN C, LLC Company Name: PLAN C, LLC Date Of Incorporation: 9/9/2005 State Of Incorporation: AZ Charter Number: L12276166 Duration: PERPETUAL Status Of Incorporation: ACTIVE 4: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 7/25/2006 State Of Incorporation: AZ Charter Number: L13003227 Duration: PERPETUAL Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC L.L.C. 5: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 7/25/2006 State Of Incorporation: AZ Charter Number: L13003227 Duration: PERPETUAL Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC L.L.C. Executives - 3 records found # Name Titles 1. HELLMANTEL, CHARLES MEMBER 2. VOLLMER, STEVEN E MEMBER 3. VOLLMER LIVING TRUST, STEVEN E MEMBER For internal use only SDNY_GM_00054096 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16920 EFTA 00164666 EFTA01295294 Page 3 Registered Agents - 2 records found # Name 1. RITA L SPEARS 2. RITA L SPEARS Company ID Numbers - 2 records found Company ID Numbers Sec. of State Charter No(s): AZ, L12276166 AZ, L13003227 Address 522 W 1ST ST STE 107 TEMPE, AZ 85281-2723 502 S COLLEGE AVE STE 314 TEMPE. AZ 85281- 3749 Real Property - 9 records found 1: Assessment Record for MARICOPA County, AZ Owner Information PLAN C LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 MARICOPA Property Information 501 W 1ST ST TEMPE, AZ 85281-2705 MARICOPA B Name: Address: County/FIPS: Address: County/FIPS: Data Source: Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $23363 Market Land Value: $96500 Market Improvement $23306 Value: Total Market Value: $119806 2: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 County/FIPS: MARICOPA Property Information 501 W 1ST ST TEMPE, AZ 85281-2705 MARICOPA Address: County/FIPS: Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $23363 For internal use only SDNY_GM_00054097 CONFIDENTIAL — PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-0016921 EFTA 00164667 EFTA01295295 Page 4 Market Land Value: $96500 Market Improvement $23306 Value: Total Market Value: $119806 3: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 18 TEMPE, AZ 85281.2683 County/FIPS: MARICOPA Property Information Address: 501 w 1ST ST TEMPE. AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $26965 Market Land Value: $106000 Market Improvement $28822 Value: Total Market Value: $134827 4: Assessment Record for MARICOPA County, AZ Owner Information PLAN C LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 MARICOPA Property Information 501 W 1ST ST TEMPE. AZ 85281-2705 MARICOPA 8 Name: Address: County/FIPS: Address: County/FIPS: Data Source: Assessor's Parcel Number: Recording Date: Legal Information 124-32-042C 09/29/2005 Assessment Information Assessed Value: $26965 Market Land Value: $106000 Market Improvement $28827 Value: Total Market Value: $134827 5: Assessment Record for MARICOPA County, AZ Owner Information For internal use only SDNY_GM_00054098 CONFIDENTIAL - PURSUANT TO FED. R.CON(FIDENTIAL DB-SDNY-00 16922 EFTA_00 164668 EFTA01295296 Page 5 Name: Address: County/FIPS: Address: County/FIPS: Data Source: Assessor's Parcel Number: Recording Date: Assessed Value: Market Land Value: Market Improvement Value: Total Market Value: 6: Assessment Record for Name: Address: County/FIPS: Address: County/FIPS: Data Source: Assessors Parcel Number: Recording Date: Assessed Value: Market Land Value: Market Improvement Value: Total Market Value: 7: Assessment Record for Name: Address: County/FIPS: Address: County/FIPS: Data Source: PLAN C LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 MAR ICOPA Property Information 501 W 1ST ST TEMPE, AZ 85281-2705 MARICOPA B Legal Information 124-32-042C 09/29/2005 Assessment Information $50400 $223000 $29000 $252000 MARICOPA County, AZ Owner Information PLAN C LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 MARICOPA Property Information 501 W 1ST ST TEMPE. AZ 85281-2705 MAR ICOPA B Legal Information 124-32-042C 09/29/2005 Assessment Information $55551 $223000 $41527 $264527 MARICOPA County, AZ Owner Information PLAN C LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 MARICOPA Property Information 501 W 1ST ST TEMPE, AZ 85281-2705 MARICOPA B For internal use only SDNY_GM_00054099 CONFIDENTIAL — PURSUANT TO FED. R.CON(FIDENTIAL DB-SONY-00 16923 EFTA_00 I 64669 EFTA01295297 Page 6 Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: Assessed Value: Market Land Value: $223000 Market Improvement $41527 Value: Total Market Value: $264527 8: Assessment Record for Name: Address: County/FIPS: Address: County/FIPS: Data Source: Assessor's Parcel Number: Recording Date: Assessed Value: Market Land Value: Market Improvement Value: Total Market Value: 09/29/2005 Assessment Information $58196 MARICOPA County, AZ Owner Information PLAN C LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 MARICOPA Property Information 501 W 1ST ST TEMPE. AZ 85281-2705 MARICOPA B Legal Information 124-32-042C 09/29/2005 Assessment Information $60799 $223000 $35720 $258720 9: Deed Record for MARICOPA County Buyer Information PLAN C LLC 688 W 1ST ST STE 18 TEMPE. AZ 85281-2683 MARICOPA Name: Address: County/FIPS: Name: Name: Name: Address: County/FIPS: Data Source: Assessors Parcel Number: Seller Information CHRISAGIS, JOHN N BOWEN, GARY L BOWEN. MARY C Property Information 501 W 1ST ST TEMPE, AZ 85281-2705 MARICOPA B Legal Information 124-32-042C For internal use only SDNY_GM_00054100 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16924 EFTA_001 64670 EFTA01295298 Page 7 Contract Date: Recording Date: Document Number: Document Type: Sale Price: Loan Type: Title Company: 09/28/2005 09/29/2005 2005-1448455 SPECIAL WARRANTY DEED Sale Information $325000 Mortgage Information CASH CHICAGO TITLE INSURANCE CO Business Associates - 21 records found # Name Address 1. 1W, L.L.C. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 2. 7TH & FARMER, LLC TEMPE, AZ 3. BRANTOME HOLDINGS L L C 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 4. BRANTOME HOLDINGS. L.L.C. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 5. FARMER ARTS DISTRICT. INC. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 6. FARMER ARTS LOT 3 LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 7. FARMER ARTS. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281.2683 8. FARMER PROPERTY OWNERS ASSOCIATION 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 9. MARSHALL URBAN DEVELOPMENT COMPANY 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 10. MESA HOUSING ASSOCIATES. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 11. MHA WEST LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 12. MONTEROSA URBAN STUDIOS LLC 688 W 1ST ST STE 18 TEMPE, AZ 85281-2683 13. PACIFICAP HOLDINGS XLVI. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 14. PACIFICAP PROPERTIES GROUP, LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 15. PLAN C LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 16. RESTORATION PLACE L L C 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 17. TERO HOLDINGS L L C 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 18. TERO HOLDINGS, L.L.C. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 19. URBAN DEVELOPMENT PARTNERS, LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 20. URBAN HOUSING PARTNERS II. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 21 URBAN MONTEROSA STUDIOS LLC TEMPE. AZ Person Associates - 4 records found # Name 1. HELLMANTEL, CHARLES 2. SPEARS, RITA L Address PO BOX 1833 TEMPE, AZ 85280-1833 688 W 1ST ST STE 1B For internai use only SDNY_GM_00054101 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-00 16925 EFTA_00164671 EFTA01295299 Page 8 # Name Address TEMPE, AZ 85281-2683 3. VOLLMER. STEVEN E 2050 N 11TH AVE PHOENIX, AZ 85007-1509 4. VOLLMER LIVING TRUST. STEVEN E 2050 N 11TH AVE PHOENIX. AZ 85007-1509 Sources - 22 records found All Sources 22 Source Document(s) Business Contacts 5 Source Document(s) Business Finder 7 Source Document(s) Corporate Filings 2 Source Document(s) Property 8 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright?) 2013 LexisNexis, a division of Reed Elsevier Inc, All nghts reserved. 2 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D. LLC 401 W CENTER AVE None Listed SEARCY, AR 72143.5229 Name Variations/DBAs # Name Variations 1. PLAN D. LLC Addresses -1 records found # Address Dates County 1 401 W CENTER AVE 5/1/2006 - WHITE SEARCY, AR 72143 5/2/2006 Profile Information - 6 records found 1: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: REVOKED Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 2: PLAN D, LLC For internal use only MSA SDNY_GM_00054102 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16926 EFTA_00164672 EFTA01295300 Page 9 2: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: NOT CURRENT Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 3: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: GOOD STANDING Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 4: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: GOOD STANDING Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 5: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: REVOKED Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 6: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: NOT CURRENT Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY Executives - 1 records found # Name 1. ROWELL, ROSS Registered Agents -1 records found # Name 1. MIKE MILLAR Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): AR, 800083773 Business Associates - 50 records found # Name Address 1. ALBION GROCERY 8. FEED INC SEARCY. AR 2. ALL-RIGHT TOWING INC 401 W CENTER AVE SEARCY. AR 72143-5229 3. ASH PROPERTIES. LLC 401 W CENTER AVE Titles MEMBER Address 401 W CENTER AVE SEARCY, AR 72143-5229 For internal use only SDNY_GM_00054103 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16927 EFTA_00164673 EFTA01295301 Page 10 # Name Address SEARCY, AR 72143-5229 4. BEEBE RETIREMENT CENTER INC 401 W CENTER AVE SEARCY, AR 72143-5229 5. BLUE HAIR MONEY LLC 401 W CENTER AVE SEARCY, AR 72143-5229 6. BROTHERS & SISTERS HOLDING CO., INC. 401 W CENTER AVE SEARCY. AR 72143-5229 7. BUSHWHACKER WEED AND BRUSH CONTROL. 401 W CENTER AVE LLC SEARCY. AR 72143-5229 8. CACHE RIVER FLYWAY LLC 401 W CENTER AVE SEARCY, AR 72143-5229 9. CLEAR CREEK RETREAT CENTER LLC 401 W CENTER AVE SEARCY. AR 72143-5229 10. CLEVELAND COUNTY NURSING HOME INC 401 W CENTER AVE SEARCY, AR 72143-5229 11. CONSOLIDATED FLEET SERVICES, INC. 401 W CENTER AVE SEARCY. AR 72143-5229 12. CRAIN CHEVROLET-OLDSMOBILE LLC 401 W CENTER AVE SEARCY, AR 72143-5229 13. CRAIN FORD LLC 401 W CENTER AVE SEARCY, AR 72143-5229 14. CRAIN IMPORTS LLC 401 W CENTER AVE SEARCY. AR 72143-5229 15. CRAIN IMPORTS OF WEST LITTLE ROCK. LLC 401 W CENTER AVE SEARCY. AR 72143-5229 16. CRAIN MEDIA GROUP, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 17. CRAIN TEAM PRE-OWNED LLC 401 W CENTER AVE SEARCY. AR 72143-5229 18. DAVIS EXCAVATING INC 401 W CENTER AVE SEARCY, AR 72143-5229 19. DECOR SHOWROOM LLC 401 W CENTER AVE SEARCY, AR 72143-5229 20. DELK DEVELOPMENT, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 21. DOUBLE B ENTERPRISES, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 22. DOUBLE B STABLES, LLC 401 W CENTER AVE SEARCY, AR 72143-5229 23. FINS & FEATHERS OUTFITTERS LLC 401 W CENTER AVE SEARCY, AR 72143-5229 24 FIRST SECURITY INSURANCE LLC 401 W CENTER AVE SEARCY. AR 72143-5229 25. FLYNT MOUNTAIN LAND CO., LLC 401 W CENTER AVE SEARCY. AR 72143-5229 26. GIBSON BUCK C ATTY 401 W CENTER AVE SEARCY. AR 72143-5229 27. GNC OF STAR CITY INC 401 W CENTER AVE SEARCY, AR 72143-5229 28. GRIFFIN SPRINGS TYCOONS LLC 401 W CENTER AVE SEARCY, AR 72143-5229 29. HDH INVESTMENTS LW 401 W CENTER AVE SEARCY, AR 72143-5229 30. HOT SPRINGS VENTURE NO. 1, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 31. HYATT TRUCKING INC 401 W CENTER AVE SEARCY, AR 72143-5229 32. KARPRO AUTO PARTS OF MOUNTAIN HOME LLC 401 W CENTER AVE SEARCY, AR 72143-5229 33. LAKESIDE NURSING AND REHABILITATION 401 W CENTER AVE For internal use only SDNY_GM_00054104 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16928 EFTA_00 164674 EFTA01295302 Page 11 Name CENTER INC Address SEARCY, AR 72143-5229 34 LOVELEE INC 401 W CENTER AVE SEARCY, AR 72143-5229 35 LTC-SYSTEMS/RX, LLC 401 W CENTER AVE SEARCY, AR 72143-5229 36 MEMORIAL HEALTH AND REHAB INC 401 W CENTER AVE SEARCY. AR 72143-5229 37 MILLAR - GIBSON A PROFESSIONAL 401 W CENTER AVE ASSOCIATION SEARCY. AR 72143-5229 38 MILLAR G MICHAEL AM 401 W CENTER AVE SEARCY, AR 72143-5229 39 MMB LLC 401 W CENTER AVE SEARCY. AR 72143-5229 40 PLAN D. LLC 401 W CENTER AVE SEARCY, AR 72143-5229 41 POOL ESSENTIALS LLC 401 W CENTER AVE SEARCY. AR 72143-5229 42 PYRO SKATEBOARDING INC 401 W CENTER AVE SEARCY, AR 72143-5229 43 RELIANCE AIR LLC 401 W CENTER AVE SEARCY, AR 72143-5229 44 RIDOUT RENTALS INC 401 W CENTER AVE SEARCY. AR 72143-5229 45 SEARCY EQUIPMENT CO INC 401 W CENTER AVE SEARCY. AR 72143-5229 46 SPAZM SKATEBOARDING INC 401 W CENTER AVE SEARCY. AR 72143-5229 47 SWANEE, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 48 THREE D CONSTRUCTION LLC 401 W CENTER AVE SEARCY, AR 72143-5229 49 UNION AIR. LLC 401 W CENTER AVE SEARCY. AR 72143-5229 50 WRIGHT AIR, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 Person Associates - 2 records found # Name 1. MILLAR, MIKE 2. ROWELL, ROSS Sources - 9 records found All Sources Business Contacts Business Finder Corporate Filings Address 401 W CENTER AVE SEARCY. AR 72143-5229 9 Source Document(s) 5 Source Document(s) 3 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your 0PPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc All rights reserved. 3 OF 10 RECORD(S) For internal use only SDNY_GM_00054105 CONFIDENTIAL — PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0016929 EFTA 00164675 EFTA01295303 Page 12 FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name PLAN D, LLC Name Variations/DBAs # Name Variations 1. PLAN D. LLC Address 2225 HAVANA AVE FORT MYERS. FL 33905-4826 Addresses -1 records found # Address Dates 1. 2225 HAVANA AVE 3/1/2007 - FORT MYERS, FL 33905 7/24/2013 Phone County/FIPS None Listed County LEE Profile Information - 4 records found 1: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 3/6/2007 State Of Incorporation: FL Charter Number: L07000025014 Status Of Incorporation: INACTIVE Corporation Structure: FLORIDA LIMITED LIABILITY 2: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 3: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 4: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: PLAN D. LLC 3/6/2007 FL L07000025014 INACTIVE FLORIDA LIMITED LIABILITY PLAN D. LLC 3/6/2007 FL L07000025014 INACTIVE FLORIDA LIMITED LIABILITY PLAN D, LLC 3/6/2007 FL L07000025014 INACTIVE FLORIDA LIMITED LIABILITY Executives - 1 records found # Name 1 DOCHERTY, NANCY Titles MEMBER MANAGER, MANAGER For internal use only MSA Fort Myers-Cape Coral. FL - 2700 SDNY_GM_00054106 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16930 EFTA_00164676 EFTA01295304 Page 13 Registered Agents -1 records found # Name 1. JANEIRO JEFFREY M Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): FL, L07000025014 Address 5621 STRAND BLVD NAPLES, FL 34110-7301 Person Associates -1 records found # Name Address 1. DOCHERTY, NANCY 2225 HAVANA AVE FORT MYERS, FL 33905-4826 Sources - 6 records found All Sources Business Contacts Business Finder Corporate Filings 6 Source Document(s) 3 Source Document(s) 2 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 4 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D, LLC 17713 DEER HILL RD None Listed HIDDEN VALLEY LAKE, CA 95467-8125 Name Variations/DBAs # Name Variations 1. PLAN D. LLC Addresses -1 records found # Address Dates 1. 17713 DEER HILL RD 5/2006 - HIDDEN VALLEY LAKE, CA 95467 2007 Real Property - 5 records found 1: Assessment Record for WHITE County, AR County LAKE For internal use only MSA SDNY_GM_00054107 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016931 EFTA_00 I 64677 EFTA01295305 Page 14 Name: Address: County/FIPS: Address: County/FIPS: Data Source: Assessor's Parcel Number: Recording Date: Assessed Value: Market Land Value: Market Improvement Value: Total Market Value: 2: Assessment Record for Name: Address: County/FIPS: Address: Data Source: Assessor's Parcel Number: Recording Date: Book/Page: Sale Price: Assessed Value: Total Market Value: Owner Information PLAN D, LLC 17713 DEER HILL RD HIDDEN VALLEY LAKE, CA 95467-8125 LAKE Property Information 2008 E PARK AVE SEARCY, AR 72143.5930 WHITE B Legal Information 016-10599-001-A 07124/2006 Assessment Information $202100 $50000 $960500 $1010500 WHITE County, AR Owner Information PLAN D. LLC 17713 DEER HILL RD HIDDEN VALLEY LAKE, CA 95467-8125 LAKE Property Information 2008 E PARK B Legal Information 016-10599-001-A 05/22/2006 2006/6786 Sale Information $1100000 Assessment Information $193000 $965000 3: Assessment Record for WHITE County, AR Owner Information PLAN D LLC 17713 DEER HILL RD HIDDEN VALLEY LAKE, CA 95467.8125 LAKE Name: Address: County/FIPS: Address: Data Source: Property Information 2008 E PARK B Legal Information For internal use only SDNY_GM_00054108 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-00 16932 EFTA 00164678 EFTA01295306 Page 15 Assessor's Parcel Number: Recording Date: Book/Page: Sale Price: Assessed Value: Total Market Value: 016-10599-001-A 05/22/2006 2006/6786 Sale Information $1100000 Assessment Information $193000 $965000 4: Assessment Record for WHITE County, AR Owner Information PLAN D, LLC 17713 DEER HILL RD HIDDEN VALLEY LAKE. CA 95467-8125 LAKE Name: Address: County/FIPS: Address: Data Source: Assessors Parcel Number: Recording Date: Book/Page: Sale Price: Assessed Value: Total Market Value: 5: Assessment Record for Name: Address: County/FIPS: Address: Data Source: Assessor's Parcel Number: Recording Date: Book/Page: Sale Price: Assessed Value: Total Market Value: Property Information 2008 E PARK B Legal Information 016-10599-001-A 05/22/2006 2006/6786 Sale Information $1100000 Assessment Information $157760 $788800 WHITE County, AR Owner Information PLAN D, LLC 17713 DEER HILL RD HIDDEN VALLEY LAKE, CA 95467.8125 LAKE Property Information 2008 E PARK B Legal Information 016-10599-001-A 05/22/2006 2006/6786 Sale Information $1100000 Assessment Information $157760 $788800 For internal use only SDNY_GM_00054109 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016933 EFTA_OOI 64679 EFTA01295307 Page 16 Business Associates -1 records found # Name Address 1. MARKET VALUE PROFESSIONALS 17713 DEER HILL RD HIDDEN VALLEY LAKE. CA 95467-8125 Sources - 7 records found All Sources 7 Source Document(s) Business Finder 2 Source Document(s) Property 5 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 5 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN J. LLC 3105 VASSAR DR None Listed AUGUSTA, GA 30909.3439 Name Variations/DBAs # Name Variations 1. PLAN O, LLC 2. PLAN G, LLC 3. PLAN J, LLC Addresses - 3 records found # Address Dates County MSA 1. 502 BERCKMANS RD 7/12/2007 - RICHMOND Augusta-Aiken. AUGUSTA, GA 30909 GA-SC - 0600 6/24/2013 2. 111 PARK AVE 7/11/2008 - AIKEN Augusta-Aiken, AIKEN, SC 29801 GA-SC - 0600 2/27/2009 3. 3105 VASSAR DR 10/29/2009 - RICHMOND AUGUSTA, GA 30909 7/16/2013 Profile Information - 38 records found 1: PLAN J, LLC Company Name: PLAN J, LLC Date Of Incorporation: 6/212012 For internal use only SDNY_GM_00054 1 1 0 CONFIDENTIAL - PURSUANT TO FED. R.WN(F IDENTIAL DB-SONY-00 16934 EFTA_00 I 64680 EFTA01295308 Page 17 1: PLAN J, LLC State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 2: PLAN J, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Status Of Incorporation: Corporation Structure: 3: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 4: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 5: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 6: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 7: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 8: PLAN D, LLC FL L12000081928 ACTIVE FLORIDA LIMITED LIABILITY PLAN J, LLC 6/20/2012 FL L12000081928 ACTIVE FLORIDA LIMITED LIABILITY PLAN D. LLC 7/122007 GA 07060115 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN 0, LLC 7/122007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY For internal use only SDNY_GM_00054 1 1 1 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16935 EFTA_OOI 6,1681 EFTA01295309 Page 18 8: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 9: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 10: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 11: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 12: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 13: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 14: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL For internal use only SDNY_GM_00054112 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-00 16936 EFTA_00 164682 EFTA01295310 Page 19 14: PLAN D, LLC Status Of Incorporation: Corporation Structure: 15: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 16: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 17: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 18: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 19: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 20: PLAN D, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN D. LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN D, LLC 7/12/2007 GA 07060115 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY 21: PLAN G, LLC Company Name: PLAN G, LLC For internal use only SDNY_GM_00054113 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16937 EFTA 00164683 EFTA01295311 Page 20 21: PLAN G, LLC Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 22: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 23: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 24: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 25: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 26: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 27: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: 7/11/2008 GA 08054769 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ADMIN. DISSOLVED LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/NONCOMPLIANCE For internal use only SDNY_GM_00054114 CONFIDENTIAL — PURSUANT TO FED. R.QPN(F IDENTIAL DB-SONY-0016938 EFTA_00164684 EFTA01295312 Page 21 27: PLAN G, LLC Corporation Structure: 28: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 29: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 30: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 31: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 32: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 33: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 34: PLAN G, LLC Company Name: Date Of Incorporation: LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/NONCOMPLIANCE LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVEJOWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN G. LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVEJOWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 For internal use only SDNY_GM_00054115 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16939 EFTA_00 164685 EFTA01295313 Page 22 34: PLAN G, LLC State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 35: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 36: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 37: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 38: PLAN G, LLC Company Name: Date Of Incorporation: State Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: GA 08054769 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY PLAN G, LLC 7/112008 GA 08054769 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN G, LLC 7/11/2008 GA 08054769 PERPETUAL ACTIVE/OWES CURRENT YEAR LIMITED LIABILITY COMPANY PLAN G. LLC 71112008 GA 08054769 PERPETUAL ACTIVE/COMPLIANCE LIMITED LIABILITY COMPANY Executives - 2 records found # Name 1. BROWN. GRAHAM S 2. BROWN, MICHAEL E Registered Agents - 6 records found # Name Address 1. BROWN. MICHAEL E. 502 BERCKMANS RD AUGUSTA. GA 30909-3799 2. BROWN. MICHAEL EUGENE 3105 VASSAR DR AUGUSTA, GA 30909-3439 3. BROWN, MICHAEL EUGENE 3105 VASSAR DR AUGUSTA, GA 30909-3439 4. BROWN, MICHAEL EUGENE 3105 VASSAR DR AUGUSTA, GA 30909-3439 5. BROWN. MICHAEL EUGENE 3105 VASSAR DR AUGUSTA, GA 30909-3439 6. RUNNELS DAVAGE J 4399 COMMONS DR E DESTIN, FL 32541-8413 Titles MANAGER MANAGER Company ID Numbers - 3 records found Company ID Numbers For internal use only SDNY_GM_00054116 CONFIDENTIAL — PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-00 16940 EFTA_00I 64686 EFTA01295314 Page 23 Company ID Numbers Sec. of State Charter No(s): FL, L12000081928 GA, 07060115 GA, 08054769 Business Associates - 50 records found # Name Address 1. 214 CALHOUN STREET CONDOMINIUMS LLC 111 PARK AVE SW AIKEN, SC 29801-3855 2. AIKEN STEEPLECHASE ASSOCIATION. INC. 111 PARK AVE SW AIKEN, SC 29801-3855 3. ALUMINUM FINISHING OF SOUTH CAROLINA 111 PARK AVE SW CORP AIKEN, SC 29801-3855 4. AUGUSTA LASER SERVICES LLC 111 PARK AVE SW AIKEN, SC 29801-3855 5. BROWN/MICHAEL E 502 BERCKMANS RD AUGUSTA, GA 30909-3799 6. BRYCO LLC 111 PARK AVE SW AIKEN, SC 29801-3855 7. CEDAR CREEK DEVELOPMENT CORPORATION 111 PARK AVE SW AIKEN, SC 29801-3855 8. CHARLESTON ADVERTISING CO-OP, INC. 111 PARK AVE SW AIKEN, SC 29801-3855 9. CHESTNUT PROPERTIES. LIMITED 111 PARK AVE SW AIKEN, SC 29801-3855 10. COLUMBIA HOTEL & CONFERENCE CENTER. LLC 111 PARK AVE SW AIKEN, SC 29801-3855 11. DMR WHISKEY INVESTMENTS. LLC 111 PARK AVE SW AIKEN, SC 29801-3855 12 EAR2EAR ENTEPRISES, INC. 111 PARK AVE SW AIKEN, SC 29801-3855 13. FERNVVOOD ASSOCIATES LLC 111 PARK AVE SW AIKEN, SC 29801-3855 14. FREDERICK SHAFFER HOUSE HORIZONTAL 111 PARK AVE SW PROPERTY REGIME AIKEN, SC 29801-3855 15. GILCHRIST ARMOUR ENGINEERING. INC. 111 PARK AVE SW AIKEN, SC 29801-3855 16. GREEN BOUNDARY FOUNDATION 111 PARK AVE SW AIKEN, SC 29801-3855 17. H/S BEAULO LLC 111 PARK AVE SW AIKEN, SC 29801-3855 18. HANNA RAPLH III 111 PARK AVE SW AIKEN, SC 29801-3855 19. HATCH MICHEAL K 111 PARK AVE SE AIKEN, SC 29801-4503 20. HENDERSON & SALLEY. ATTORNEYS 111 PARK AVE AIKEN, SC 29801 21. HENDERSON SALLEY LYNN FARMER BROWN & 111 PARK AVE SW TUCKER AIKEN, SC 29801-3855 22. HOCCABELLA TRADING SYSTEMS INC 111 PARK AVE SW AIKEN, SC 29801-3855 23. HOLLY JAMES M 111 PARK AVE SW AIKEN, SC 29801-3855 24. HOME INC 111 PARK AVE SW AIKEN, SC 29801-3855 25. HULL/STOREY DEVELOPMENT LLC 111 PARK AVE SW AIKEN, SC 29801-3855 26. INDEPENDENT LIVING HORIZONS NINE INC 111 PARK AVE SW AIKEN, SC 29801-3855 27. INN OF AIKEN MANAGEMENT INC 111 PARK AVE SW For internal use only SDNY_GM_00054117 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016941 EFTA_00 164687 EFTA01295315 Page 24 # Name Address AIKEN, SC 29801-3855 28. JJ & E HOLDINGS LLC 111 PARK AVE AIKEN, SC 29801 29. KASSATLY'S SOUTH INC 111 PARK AVE SW AIKEN, SC 29801-3855 30 KAYBILL LLC 111 PARK AVE SW AIKEN, SC 29801-3855 31. KROUSE FAMILY LIMITED PARTNERSHIP 111 PARK AVE SW AIKEN, SC 29801-3855 32. LARLEE CONSTRUCTION LLC 111 PARK AVE SW AIKEN, SC 29801-3855 33 LITCHFIELD CONSULTANTS INC 111 PARK AVE SW AIKEN, SC 29801-3855 34. MCC EVENTS LLC 111 PARK AVE AIKEN, SC 29801 35. MERRY LAND HOLDINGS LLC 111 PARK AVE SW AIKEN, SC 29801-3855 36. ML JASPER, LLC 111 PARK AVE SW AIKEN, SC 29801-3855 37. ML SOUTH AUGUSTA, LLC 111 PARK AVE SW AIKEN, SC 29801-3855 38. NICHOLAS HOLDINGS INC 111 PARK AVE SW AIKEN. SC 29801-3855 39. PARK AVENUE PROPERTIES. LLC 111 PARK AVE SW AIKEN, SC 29801-3855 40 PINE RIDGE STABLES LLC 111 PARK AVE SW AIKEN, SC 29801-3855 41. PLAN D, LLC 502 BERCKMANS RD AUGUSTA. GA 30909-3799 42 RAASCH ASSOCIATES INC 111 PARK AVE SW AIKEN, SC 29801-3855 43. RAGNAR LLC 111 PARK AVE SW AIKEN, SC 29801-3855 44. RAGNAR MANOR SOUTH, INC. 111 PARK AVE SW AIKEN, SC 29801-3855 45. RIGGABELLA PROFESSIONAL SERVICES INC 111 PARK AVE SW AIKEN, SC 29801-3855 46. SARGENT ACQUISITIONS INC 111 PARK AVE AIKEN, SC 29801 47. SOUTHERN HOME REALTY LLC 111 PARK AVE SW AIKEN, SC 29801-3855 48 SOUTHERN MECHANICAL. INC. 111 PARK AVE AIKEN, SC 29801 49. TUCKER WILLIAM H 111 PARK AVE SW AIKEN, SC 29801-3855 50. WINDFALL ASSOCIATES, LLC 111 PARK AVE SW AIKEN, SC 29801-3855 Person Associates - 2 records found # Name 1. BROWN, GRAHAM S 2. BROWN. MICHAEL E Sources - 12 records found All Sources Business Contacts Business Finder Corporate Filings Address 3105 VASSAR DR AUGUSTA. GA 30909-3439 3105 VASSAR DR AUGUSTA, GA 30909-3439 For internal use only 12 Source Document(s) 2 Source Document(s) 7 Source Document(s) 3 Source Document(s) SDNY_GM_00054118 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16942 EFTA 00164688 EFTA01295316 Page 25 Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 6 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D, LLC 220 W 19TH ST None Listed CHICAGO, IL 60616-1075 Name Variations/DBAs # Name Variations 1. PLAN D. LLC Addresses -1 records found # Address 1. 220 W 19TH ST CHICAGO. IL 60616 Dates 7/16/2007 - 5/21/2010 County MSA COOK Chicago, IL - 1600 Profile Information - 4 records found 1: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 11/13/2007 State Of Incorporation: IL Charter Number: 02388774 Duration: PERPETUAL Status Of Incorporation: INVOLUNTARY DISSOLUTION Corporation Structure: LIMITED LIABILITY COMPANY - MANAGER MANAGED 2: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 11/13/2007 State Of Incorporation: IL Charter Number: 02388774 Duration: PERPETUAL Status Of Incorporation: NOT IN GOOD STANDING Corporation Structure: LIMITED LIABILITY COMPANY - MANAGER MANAGED 3: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 11/13/2007 State Of Incorporation: IL Charter Number: 02388774 For internal use only SDNY_GM_00054119 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16943 EFTA_00 164689 EFTA01295317 Page 26 3: PLAN D, LLC Duration: PERPETUAL Status Of Incorporation: NOT IN GOOD STANDING Corporation Structure: LIMITED LIABILITY COMPANY - MANAGER MANAGED 4: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 11/13/2007 State Of Incorporation: IL Charter Number: 02388774 Duration: PERPETUAL Status Of Incorporation: GOOD STANDING Corporation Structure: LIMITED LIABILITY COMPANY - MANAGER MANAGED Registered Agents -1 records found # Name Address 1 DEONNA WHEELER 220 W 19TH ST CHICAGO, IL 60616-1075 Company ID Numbers -1 records found Company ID Numbers Sec. of State Charter No(s): IL. 02388774 Person Associates -1 records found # Name Address 1. WHEELER, DEONNA 220 W 19TH ST CHICAGO. IL 60616-1075 Sources - 3 records found All Sources Business Contacts Business Finder Corporate Filings 3 Source Document(s) 1 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc All rights reserved. 7 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D, LLC None Listed Name Variations/DBAs # Name Variations For internal use only SDNY_GM_00054120 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-00 16944 EFTA_00 I 64690 EFTA01295318 Page 27 # Name Variations 1 PLAN 0, LLC Profile Information - 3 records found 1: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 1/5/2009 Charter Number: LC0939012 Duration: PERPETUAL Status Of Incorporation: ACTIVE Corporation Structure: THE DEVELOPEMENT AND MANAGEMENT OF REAL ESTATE THE TRANSACT 2: PLAN D, LLC Company Name: Date Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: 3: PLAN D, LLC Company Name: Date Of Incorporation: Charter Number: Duration: Status Of Incorporation: Corporation Structure: PLAN 0, LLC 1/5/2009 LC0939012 PERPETUAL ACTIVE THE DEVELOPEMENT AND MANAGEMENT OF REAL ESTATE THE TRANSACT PLAN D. LLC 1/5/2009 LC0939012 PERPETUAL ACTIVE THE DEVELOPEMENT AND MANAGEMENT OF REAL ESTATE THE TRANSACT Company ID Numbers -1 records found Company ID Numbers Sec. of State Charter No(s): MO, LC0939012 Sources - 2 records found All Sources Business Finder Corporate Filings 2 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. 8 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. For internal use only SDNY_GM_00054121 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016945 EFTA_00164691 EFTA01295319 Page 28 Subject Summary Name Address Phone County/FIPS PLAN D. LLC 1 COMMERCE PLAZA 99 None Listed WASHINGTON AVE STE 1008 ALBANY, NY 12260 Name Variations/DBAs # Name Variations 1. PLAN D, LLC Addresses -1 records found # Address Dates County MSA 1. 1 COMMERCE PLAZA 99 3/2/2010 - ALBANY Albany- WASHINGTON AVE 1008 Schenectady- ALBANY, NY 12260 Troy. NY - 0160 10/18/2011 Profile Information -1 records found 1: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 2/24/2010 State Of Incorporation: NY Charter Number: 3916548 Duration: PERPETUAL Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY Registered Agents -1 records found # Name Address 1. ALLSTATE CORPORATE SERVICES CORP. 1 COMMERCE PLAZA 99 WASHINGTON AVE STE 1008 ALBANY, NY 12260 Company ID Numbers -1 records found Company ID Numbers Sec. of State Charter No(s): NY. 3916548 Business Associates -1 records found # Name Address 1. JOIA CONCESSIONS, INC. 1 COMMERCE PLAZA 99 WASHINGTON AVE ALBANY, NY 12260 Sources - 2 records found All Sources Business Finder Corporate Filings 2 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies. it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 9 OF 10 RECORD(S) For internal use only SDNY_GM_00054122 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016946 EFTA_00 164692 EFTA01295320 Page 29 FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D, LLC None Listed Name Variations/DBAs # Name Variations 1 PLAN D. LLC Profile Information - 7 records found 1: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 4/152010 State Of Incorporation: NV Charter Number: E0173882010-8 Duration: PERPETUAL Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY 2: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 4/152010 State Of Incorporation: NV Charter Number: E0173882010-8 Duration: PERPETUAL Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY 3: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 4/152010 State Of Incorporation: NV Charter Number: E0173882010-8 Duration: PERPETUAL Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY 4: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 4/152010 State Of Incorporation: NV Charter Number: E0173882010-8 Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY 5: PLAN D, LLC Company Name: PLAN O, LLC Date Of Incorporation: 4/152010 State Of Incorporation: NV Charter Number: E0173882010-8 Status Of Incorporation: DISSOLVED Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY For internal use only SDNY_GM_00054123 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16947 EFTA_00 164693 EFTA01295321 Page 30 6: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 4/15/2010 State Of Incorporation: NV Charter Number: E0173882010-8 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY 7: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 4/15/2010 State Of Incorporation: NV Charter Number: E0173882010-8 Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC LIMITED-LIABILITY COMPANY Executives - 1 records found # Name Titles 1 PLAIA, LUCIA G MANAGING MEMBER Registered Agents -1 records found # Name Address 1 MICHAEL SCHULMAN 3556 E RUSSELL RD FL LAS LAS VEGAS. NV 89120-2234 Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): NV. E0173882010-8 Person Associates -1 records found # Name Address 1 PLAIA, LUCIA G 2800 OLYMPIC BLVD FL 2ND SANTA MONICA, CA 90404-4101 Sources - 3 records found All Sources Business Contacts Business Finder Corporate Filings 3 Source Document(s) 1 Source Document(s) 1 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright© 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 10 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. For internal use only SDNY_GM_00054124 CONFIDENTIAL — PURSUANT TO FED. R.QPN(F IDENTIAL DB-SONY-00 16948 EFTA 00164694 EFTA01295322 Page 31 Subject Summary Name PLAN D. LLC Name Variations/DBAs # Name Variations 1. PLAN D, LLC Address 27827 BOGEN RD NEW BRAUNFELS, TX 78132- 3875 Addresses -1 records found # Address 1. 27827 BOGEN RD NEW BRAUNFELS, TX 78132 Dates 12/10/2012 - 12/17/2012 Phone County/FIPS None Listed County COMAL Profile Information - 7 records found 1: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 12/10/2012 Charter Number: 0801696500 Duration: PERPETUAL Status Of Incorporation: IN EXISTENCE Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY (LLC) 2: PLAN 3: PLAN 4: PLAN 5: PLAN 6: PLAN D, LLC Company Name: Charter Number: Duration: Status Of Incorporation: Corporation Structure: D, LLC Company Name: Charter Number: Duration: Status Of Incorporation: Corporation Structure: D, LLC Company Name: Charter Number: Duration: Status Of Incorporation: Corporation Structure: D, LLC Company Name: Charter Number: Duration: Status Of Incorporation: Corporation Structure: D, LLC Company Name: Date Of Incorporation: Charter Number: Duration: PLAN O, LLC 0801696500 PERPETUAL IN USE DOMESTIC LIMITED LIABILITY COMPANY (LLC) PLAN D, LLC 0801696500 PERPETUAL IN USE DOMESTIC LIMITED LIABILITY COMPANY (LLC) PLAN D, LLC 0801696500 PERPETUAL IN EXISTENCE DOMESTIC LIMITED LIABILITY COMPANY (LLC) PLAN D, LLC 0801696500 PERPETUAL IN USE DOMESTIC LIMITED LIABILITY COMPANY (LLC) PLAN D, LLC 12/10/2012 0801696500 PERPETUAL For internal use only MSA SDNY_GM_00054125 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-00 16949 EFTA_00 164695 EFTA01295323 Page 32 6: PLAN D, LLC Status Of Incorporation: IN EXISTENCE Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY (LLC) 7: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 12/10/2012 Charter Number: 0801696500 Duration: PERPETUAL Status Of Incorporation: IN EXISTENCE Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY (LLC) Executives - 3 records found # Name Titles 1. BOOTHE, VALYN MANAGING MEMBER 2. LINDSEY, JOY MANAGING MEMBER 3. VERDERAME. JEFF MANAGING MEMBER Registered Agents -1 records found # Name 1. JOY LINDSEY Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): TX. 0801696500 Business Associates - 4 records found # Name Address 1. 306 BUSINESS PARK LLC 27827 BOGEN RD NEW BRAUNFELS. TX 78132-3875 2. PLAN D. LLC 27827 BOGEN RD NEW BRAUNFELS, TX 78132-3875 3. STAR OF TEXAS 27827 BOGEN RD NEW BRAUNFELS. TX 78132-3875 4. VALIDLEADS LCC 27827 BOGEN RD NEW BRAUNFELS. TX 78132-3875 Address 27827 BOGEN RD NEW BRAUNFELS, D: 78132- 3875 Person Associates - 3 records found # Name Address 1. BOOTHE, VALYN 3 ONEILL LN BRANFORD, CT 06405-3311 2. LINDSEY, JOY 27827 BOGEN RD NEW BRAUNFELS. TX 78132-3875 3. VERDERAME, JEFF 3 ONEILL LN BRANFORD, CT 06405-3311 Sources - 10 records found All Sources Business Contacts Business Finder Corporate Filings 10 Source Document(s) 6 Source Document(s) 3 Source Document(s) 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. For internal use only SDNY_GM_00054126 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016950 EFTA_00 164696 EFTA01295324 Page 33 Your DPPA Permissible Use is: Debt Recovery/Fraud Your GOA Permissible Use is: Legal Compliance Copyright. 2013 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00054127 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016951 EFTA ((1164697 EFTA01295325