EFTA Document EFTA01297643

NAME SEARCHED: Southern Trust Company, Inc. PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Res icl% er Continents (as necessary): RDC I . FOX' Rcsiilt, No }WC Alert (please see attached) rr No Hit • Not Required • Hit F1RCOSOFT Cl - No Hit 0 Not Required II tucosort Re...I:IN No FIRCOSOFT Alert (please see attached) • Hit BIS III. Nee.ative Media No Information Found N ( 2 3 Ycs • No K Information Not Required IV. Non-Ne..(2arix e \ letila Found (please see attached) V. (h her LangtO14,.. \ li.:dia No Information Found MB VI. D&B No Information Found Results'? 0 Yes C? No 0 Not Required &widths VII. Smartlinx No Information Found Results'? 0 Yes - No El Not Required Court Cases • Review by Legal May be VIII. Court Outs No Information Found Required Er No Results • Search not required Prepared by: Vikram-D Singh Date: 5130/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://wuw.martindak.com/sp/Martindak/home.sml .3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only SONY_GM_00060984 CONFIDENTIAL — PURSUANT TO FED Ft CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023809 EFTA_00171496 EFTA01297643 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address 11632105 Net Alerted KYC 01946825 ..._ Southern Trust Company, Inc. Country: VIRGIN ISLANDS, U.S. F1RCOSOFT: Request ID Record ID Type Name Details Alerts) ADM INT PEP SAE 12593916 WR_125939162182 Company Southern Trust Company. Inc. No Alert False No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: Tcndcrsbiz January 3, 2017 Tuesday Tender Notice: SOUTHERN TRUST COMPANY, INC. Seeks "Office Supplies ,Bottled Water.Computer Equipment .Priming Scrvices.Overnight Postal Services" United States Virgin Islands. Jan. 3 — SOUTHERN TRUST COMPANY, INC. has posted a tender notice for "Office Supplies .Bottled Water.Computer Equipment .Printing Senices.Chtnught Postal Services? Tender Details: Tenders are invited for Office Supplies ,Bottled Water,Computer Equipment ,Printing Senices,Ovemight Postal Services legal Senices.Insurance Services ,It Services.Pest Control Seniccs .Air Conditioning Sayler:sinter:let Access ,Alann System Senicesausiness Center/Copier Services .Telecommunications Services. Financier. Self Financed For Internal use only For internal use only SONYGM_00060985 CONFIDENTIAL - PURSUANT TO FED R.QPNE I DENTIAL DB-SDNY-0023810 EFTA_00171497 EFTA01297644 Competition Type: ICE. The expression of interest should be received by Jan. 10. Purchaser's contact details: 116 King Street. FrederikstedSt. Croix, Virgin Islands 00840Tel: +1(340) 773-6499Attn: Lucas Pascal. Published by HT Syndication with permission from Tendersbiz For any query with respect to this article or any. other content requirement, please contact Editor at hisyridicat iota hindustantimes.com SUBJECT: COMPUTER EQUIPMENT (90%): PRINTING INDUSTRY (88%): TELECOMMUNICATIONS (88%): COMPUTER NETWORKS (72%); SECURITY & ALARM SYSTEMS (55%) COUNTRY: VIRGIN ISLANDS, US (90%) Copyright 2017 TendersBiz Business Solutions All Rights Reserved Tenders Monitor Africa-Asia January 3,2017 Tuesday Office Supplies .Bottled Water.Computer Equipment .Printing Senices.Overnight Postal Services Company : SOUTHERN TRUST COMPANY, INC. Address : 116 King Street. Frederiksted St. Croix. Virgin Islands 00840 Tel: +1(340) 773-6499 Attn: Lucas Pascal Country : United States Virgin Islands Location : United States Virgin Islands Dead line : 2017-01-10 Local International : International Funding Agency : No Description : Tenders are invited for Office Supplies ,Bottled Waterkomputer Equipment Printing Senices.Overnight Postal Services Legal Senicesinsurame Services Senices.Pest Control Services „Air Conditioning Services:Internet Access .Alarm System Services.Business Center/Copier Services .Telecommunications Services. For Internal use only For internal use only SDNY_GM_00060986 CONFIDENTIAL — PURSUANT TO FED R.WNE I DENTIAL DB-SDNY-0023811 EFTA_00171498 EFTA01297645 Document : Ism://w ww.bidsinf000m/adminexe/documents/0-VR84022x18JAN1702H547O.htm JOURNAL-CODE: 2106 SUBJECT: BOTTLED WATER (9014): COMPUTER EQUIPMENT (86%); TELECOMMUNICATIONS (86%); INTERNET & WWW (73%): PRINTING INDUSTRY (68%): SECURITY & ALARM SYSTEMS (52%) COUNTRY: VIRGIN ISLANDS. US (91%) Copyright 2017 Al Bawaba. Provided by Syndigate Media Inc. All Rights Reserved Other Language Media: No Information Found Public Records: No Information Found D&B: No Information Found LEGAL RESULTS: Court Cases: No Information Found For Internal use only For internal use only SONYGM_00060987 CONFIDENTIAL - PURSUANT TO FED R.CONE I DENTIAL DB-SDNY-0023812 EFTA_00171499 EFTA01297646