EFTA Document EFTA01297647

NAME SEARCHED: Etienne Pierre Jean Binant PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Res 'o'er Comments (as necessar> ) ADC I . Rim' i(esim, No RIK Alert (please see attached) No Hit 0 Not Required • Hit F1RCOSOFT C.1 No Hit 0 Not Required II l'IRCQSOirl Rc, iiIi, No FIRCOSOFT Alert (please see attached) ■ Hit BIS 0 Yes Si No K Not Required III. Net Media No Information Found N IV. Non-Negative Media No Information Found V. Oilier I Anzio= Media No Information Found D&B vi. D&B No Information Found Results'? 0 Yes .11 No 0 Not Required Smanliax VII. Smartlinx No Information Found Results'? 0 Yes - No 0 Not Required Court Caws • Review by Legal May be VIII. Court Outs No Information Found Required No Results • Search not required Prepared by: Vikram-D Instructions: Singh Date: 5130/2018 Research Analyst and confirm that all results are returned for your client. note that you arc still required to perform any Martindale-Hubbell for your convenience:Slartindale-Hubbellhttp://www.martindak.com/xp/Martindak/home.t provide comment for any negative results. please obtain clearance from Compliance for all alerts. changes you make to this document and attach file to your KYC. of a signed KYC is your confirmation that you have fully reviewed For internal use For internal use search (if applicable) on each search subject. We have attached the web link ml the research documents. only only I. Review 2. Please below .3. As needed, 4. If applicable, 5. Save any Please note: Submission SONY_GIN_ 88 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023813 EFTA_0017 1500 EFTA01297647 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth: FRANCE Date of Birth: Ci Etienne Pierre Jean Binant No Match Found No Match Found S. Etienne Pierre lean Binant VIRGIN ISLANDS, U.S. FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE Binant, Etienne Pierre Jean No Alert No Alert No Alert No Alert ndividual ndividual Binant. Etienne Pierre Jean No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found For Internal use only For internal use only SoNm_Gm_o00609-89 CONFIDENTIAL — PURSUANT TO FED R.QQNE I DENTIAL DB-SDNY-0023814 EF1'A_00171501 EFTA01297648 Page 2 Public Records: No Information Found D&B: No Information Found LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00060990 CONFIDENTIAL - PURSUANT TO FED R.CON(F IDENTIAL DB-SDNY-0023815 EF1'A_00171502 EFTA01297649