EFTA Document EFTA01297827

NAME SEARCHED: Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): RUC El No lilt 0 Not Required Hit I. RDC Results No RDC Alert (Please See Attached) • FIRCOSOFT Cr No Hit U Not Required flit II. FIRCOSOFT Res-Mil No FIRCOSOFT Alert (Please See Attached) ID HIS 0 Yes ® No 0 Not Required Ill. Negative Media No Information Found IV. Non-Negative Media No Information Found V. Other LanRtiage Media Not Required D&B FteAlits? 0 Yes 0 No Not Required VI. DieS Not Required _i SNIARTLINX Retailts? VII. Smartlinx No Information Found (Please See Attached) E Yes No 0 Not Required COURT CASES U Required gk Review by Legal May be No Results Search not n:quired VIII. Court Cases No Information Found M Prepared by: Krishna Didhich Date: 08117/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Flublicll search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-HubbellhttpaAvwxv.martindale.comhp/Manindalefliome.xml 3. As needed. provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL S0NY_GM_00061396 DB-SDNY-0024221 EFTA_00171908 EFTA01297827 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11638375 No Match Found KYC 01977695 a lean Anne Brennan Wiebracht - : r., :VIRGIN ISLANDS, U.S. .. , e Dat of Birth: 9/2/1960 11638379 No Match Found KYC 01977695 & lean Anne Brennan Wiebracht 4.-Aritty:UNITED STATES Date of Birth: 9/2/1960 FIRCOSOFT: Request ID Record ID ype Name Details Alert(s) ADM INT PEP SAE 24867183 WR 24867183218 Individual Jean Anne n a n VViebrachl No Alert No Alert No Alert No Alert 24867190 WR_24867190218 Individual Jean Anne Brennan VViebrachl No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required D& B: Not Required For internal use only For internal use only SONYGNI_00061397 CONFIDENTIAL - PURSUANT TO FED R.WNE I DENTIAL DB-SDNY-0024222 EF1'A_00171909 EFTA01297828 Public Record: FMM L_ fi e: COMM M 8 romorteent pent, R.nor, U > sawn lintel,* Tenn.: isn(ISO 4e 4/46) mete(ALL) radius(30) (3431 c•ere. i btalailth ) Select rot Dolgvew o, 'brew Gra.* ea a Na ,.at 1.1 2 . 'be* Raven 1/4Gedipc 14.0•11 mot 196•21 , ,, • • ' Oa fee &cliklotmol tetedxs eiiktf& AL r 1)40Kat.t caetr.101 a MOIL, en tar. I Galan weeronimv soot • MILOCart Cr )COOT 07713 .4t1 PEAMILLIti <WV I v. 1‘77 W,Voilit Vint f .O 4frr • CATOPI rIC int0.021 to' WAISLAMA 4 ^Ini !JUT CT rrars.w..tuazzaina 4•40•3, COLeay. :W•Cig: ?twat, :45C.) P• M•ner•Car•ITS ,tr. fru NCit a aat.tun • Carr. earitifiCkaasnata :130WW: Nab; WI. RI:Q.404K P-Zdt1 POI arrionktv. v• M TOM. '‘) kW- ....pi.° Indite !trite tOSAILtt 5?1, 40wA; WO:-4.191 St rfre-AroSCC,,Nre- 8 No Documents Found No documents were found for the search terms entered. Mime Sept, we sewn 721 WI CaLtrua :Oa. , Curree• &Oleg Mean; '11-41 I• T171 :Cino-t iJIIWO Poen. suriesses Blotµ wow wooer* =MOWN lie 44'0M,, .29.I ;4.4 ni.J444 ;lade Nitt.kiti42 Setetterat -cater: 't oo can edit your search and try again, or save it. To edit it, you may want to try one or more of the following: • Check for spelling errors. • Remove some search terms. • Check the " fi nd similar -sounding last names" checkbox. Search: Smartie's ; Comprehensive Person Report Terms; first - name(Man Anne) last - nerne(Brennan Wlebrecht) state(All) radius(30) yJ LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only " Edit Search New Search' SDNY_GM_00061398 CONFIDENTIAL - PURSUANT TO FED. R.QQN(E IDENTIAL DB-SDNY-0024223 EFTA_00I719I0 EFTA01297829