EFTA Document EFTA01298001

Deutsche Asset & Wealth Management DUCA Deposit Account Opening Application Private Wealth Prerniumn" Elite Personal Accounts O Checking Acct. I Elite Elite Checking with Interest Acct. # V APY Elite Money Market Deposit Acct. # APY O Certificate of Deposit Acct. I APY Term O DB AG NY Preferred Certificate of Deposit Act.! APY Term Promo term (MCA deposit account required. along with a DB AG Preferred Terms end Conditions) Wealth Preenium'm net Banking Services DB Private Wealth Online Plus K Link to Existing Online Relationship Private Wealth Premium."' Elite Business Accounts ID Checking Acct. # O Elite Checking with Interest Acct. I APY K Elite Money Market Deposit Acct.* APY O Certificate of Deposit Acct. # APY Term O DEI AG NY Preferred Certificate of Deposit Acct. APY Term Promo term (DOTCA deposit account required, slang with a DB AG Preferred Terms and Conditions) K Cash Master Sweep Account Checking Acct. I Nser/Co. ID Number) Client Relationship K Individual Account M Joint Tenants with Right of Survivorship K Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust O Estate Private Wealth Premiumn" Banking Services Et Consumer Debit Card ?St Joint Applicant Debit Card I O Business Debit Card I 1310eluxe Checkbook Sty(e I \MI, S Atitrt drIrd R K Name Only Name and Address D Duplicate Statement Addr City State Zip Code O Mailing address (if different) Name Addr City State Zip Code Elite Money Market Deposit Acct. I Ave Target Amount Trigger Amount O Custody under NY UTMA O Foundation O Non-Profit Organization O Attorney Trust Escrow O Landlord Master Escrow O Corporation O Limited Liability Company O Partnership O Limited Liability Partnership 13-AWM-0101 NAOSOD00015974-000108609 013959 032613 SDNY_GM_00061768 e. CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0024593 EFTA_00I 72280 EFTA01298001 glinieOE—A-ccoun e Account Ti ' ' on Oast na • • ' iness A Horns •. ne m Notice of Customer Identification Policy Home o^ one 'umber SheApZ Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial Institution. This means that we will ask for your name, address, and other Information that will allow us to Identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entitles) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned accounts) (defined herein as 'Verbal instructions"). it is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DEfTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification of your verbal, facsimile or email instructions by call beck. In case of doubt DBTCA may in its sole discretion refuse to execute your Verbal instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(*) without written Instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA end acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and OBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held In the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(*) after the death of any ownerls) and may treat the account as the sole property of the survivors) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM-0101 013969.032813 SONY_GI1/41_00061769 CONFIDENTIAL - PURSUANT TO FED_ „QC) .NEIDENTIAL DB-SDNY-0024594 EFTA_00172281 EFTA01298002 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter Into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice Included In the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that h Is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise In connection with assets, Income or transactions in your account) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary Information (to the beat of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), setUor(s), beneficiarylles), partneri* etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/hed them in connection with your business relationship with DBTCA. Please complete end attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application end agree to be bound by them. In addition, you agree to notify us Immediately of any material change to the Information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance .40 .iolnt Ws %rm a . For Band use R hrw t ey __2____d by: rice by DBTCA. W-7,7/070/ 3 Date Date Name Thl• t Zw-tl Date Nsint 1 i1D lhle 3 I3-AWM-0101 013569.032613 SDNY_GM_0006t770 CONFIDENTIAL - PURSUANT TO FED. R.QQN(FI DENTIAL DB-SONY-0024595 EFTA_OOI 72282 EFTA01298003