EFTA Document EFTA01320669

Statements CONFIDENTIAL SDN,G,00350482 EFTA,.174 EFTA01320669 CLEARS SSW.. FTS WeiCis OWNED WASSON m C in r £8,05£00- 019- ANGS BEAR STEARNS OFFICE SitiivreiG YOUR ACCOUNT Bee. Steams & Co. Inc. 383 MaCoon Avenue ifirillicrk 10179 Br, Slaws Socarnes Cap On liSoloch Caler Norm 11201.219P fINANCAL TRUST CO INC ACCOUNT MOUNT GNMA GOVT BOND vlSR CAR wELISPE wertbearsteann.com What's In This Statement Financial Summary 1 Illrrrllrrrlr,Illl Ill FINANCIAL TRUST CO INC STATES:NT AIRCO SeraJC14 ACCOUNT eaSSER TAXPAYER SAW LAST STATEMENT OCCOTIEtt 1, 2006 December 29.2006 on tic Spettenber 29.20116 Your Portfolio Holdings 1 C/O JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE 83 ST THOMAS VI 00802 Cash Flow Analysis MO NANO Cash Balance Summary 0.174,4 CWSEG Opening Balance S-0.02 Margin .0.02 -0.02 Closing Balance S-0.02 Net Cash Balance S-0.02 S-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS DISOOPRON CASH BALANCE TOTAL CASH & CASH EQUIVALENTS SYMBOUDJSP Portfolio Composition SUM WWII) CERAM WASP Prea MU( MAIM NOM MAO Piss sat as Moss et swots. Cl Saha veva )Clm as cams max O.at Estes at 110048.14ER r ex% 9 OS Swam at Bs. Sara Esse 027 Sig Wernarylf Int irttenatea RCSMy. , E RPM ISSN EtE in 009mME staboset Vaal Be neared for awl none Sea SSW side lesetart m.nor. 'MOMS Z3 CO1 1903 If any information reprding 2006 interest. crivio-erds. miscellaneous inceme. gross protect or original issue disco-Jot is required to be reported to the IRS for this SC03121E a Consolidated Form 1099w1 be mailed to you by January 31.2C07or a 1042S by March 15.2007. EFTA01320670 to I S b.) IJ - z C in z r ntOSE00- 019- ANGS BEAR STEARNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. inc. 383 madison AwWe ak 10179 2 a 3 Your messages lig?? As part of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASEEs Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the imernet address which is vmw.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD icon request. End of Statement 02, 12noteme 23 001 MDoI clump TmtOtAll mj Mow( Owsen sussovar Ss. Steams Scalia Cap. Ore Meow" Cenw WN I° Is" FiNANCtAt. TRUST CO INC STATEWPCT PEA00 °Member 1.2006 TROUGH December 29.2006 ACCOact 1/..MlaR TAA,Artft MUSA On Fee LAST Suatmeerr September 29.2006 EFTA01320671 CLEARED THRC03n rt9 VMOLLY 0"47) SIA8tDar Bear. Sten Stant Coy. One LltvetlCA Cum North r 11201.3859 FINANCIAL TRUST CO INC 3 a3 LLII2ZOO- V1.43 O -n C in z -H r _ S81705£00 IN9 ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 027 124004:0923 001 VC03 EFTA01320672 0 0 TZ I I C in r 98,05£00- 019- ANGS OFFICE SERVICING YOUR ArrTNINT BEAR 383 Beat. Stearns Co. Inc. Madison Avenue STEARNS New York New 90* 10179 =M T CLEARED 94200204 Wel 0.90 SueSOWte Sat - Seises Cap. One 690xecn Ow neat mis cre ¶1201.3838 FINANCIAL TRUST CO INC ACCOUNT EXECTRIVE GMMAGOVT 80110 VISIT OUR WERSITE wmv.bearsteams.corn What's In This Statement Financial Summery 1 11111111rrrlrel,ll III FINANCIAL TRUST CO INC srAmmort .cnoo bilICAICAT ACCOUNT PLAISEA TATOANIR MAJOCR LAST STATMENT Sementer I, 200G Serer 29.2006 On ft AA* 30.2006 Your Portfolio Holdings 1 C/0 JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802 Cash Flow Analysis Ile P0900 Cash Balance Summary OPINING CLOSNO Opening Eta la rice S-0.02 Margin -0.02 -0.02 Closing Balance S-0.02 Net Cash Balance 5-0.02 S-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS CESCSOTEN CASH BALANCE TOTAL CASH & CASH EQUIVALENTS 01.100=110 Portfolio Composition SHORT IOC MARKO (swam WARM eemirr. MCI mu( ANPALit RCM Tine 09 Pre moon ow dee ewes et ~poste wed a eyed b ye. Ce Sea. i 0,414-14./t a ono b Din Seas Y Soar Seem Sin. Co,. 09 0Anoch Co- Aro row 2811 027 Sit Pis weary SIX weennosar Sin:444 MY. Sk re ISOVINIS•SISISOASING TM EV:TM thliad be Minot Fn flu mem e ten Slifer ledul 0000.25C6 32 COI VIII EFTA01320673 6LIEZZOCV.L43 0 m cim H r L870S£00 IND ANDS BEAR STERNS OFFICE SERVICING YOUR ACCOUNT Bear. Stearns & Co. trc. 383 Madison Avenue New Yak. New York 10179 Your messages tran. Revenue Sharing AdviserS, distributors or other affiliates of certain mutual hinds (which include money market and non-money market kinds) may enter into arrangements to pay brokers that distribute their shares for administrative, technological or other services, including marketing and other support services provided to such funds or their affiliates. Mese fees. commonly referred to as *revenue sharing,' are separate from and in addition to any shareholder servicing or distribution fees that a mutual fund pays out of its own assets pursuant to its Rule 12b-1 plan and other expenses which are described in a fund's prospectus fee table. Rule 12b-1 fees and other expenses described in a fund's prospectus fee table increase a fund's expense ratio and decrease the funds yield, Revenue sharing fees, on the other hand. are paid out of the assets of the fund affiliate and not from the fund's assets and, therefore. have no impact on a fund's expense ratio or yield. Vith respect to money market funds. Bear Steams negotiates revenue sharing payments separately with each fund family and not all fund families pay the same amount or pay according to the same formula. These payments are calculated based on a percentage of the dollar valued the fund assets held by Bear Steams in customer accounts. Bear Steams receives up to 0.66% per year of the average daily assets of fund shares carried in customers' accounts at Bear Stearns. Money market funds whose affiliates do not make revenue sharing payments to Bear Stearns are generally not offered or recommended by Bear Stearns to its customers. 027 CLEARED naval in veMtur 00/.40 SUOSOtar Bea. SoWns Stni6es 0se ilenceth Cam Math Yon 112W-3859 FINANCIAL TRUST CO WC snytio6V7 PEF0C0 Septerrbre 1.2[06 not090.1 Septerrter 29.2006 a[COugt misoUR Towers cocoon On Re LAST 8TATEACre kne 30.2006 These money market funds may in some cases have higher yields than money market funds whose affiliates do make revenue sharing payments. There is. therefore, a potential conflict of interest in the form of an additional financial incentive to Bear Stearns for making available to customers money market funds whose affiliates enter into revenue sharing arrangements. In certain circumstances, a portion of these revenue sharing payments may be passed on as compensation to certain Private Client Services account executives. WO respect to non-money market fund shares held in Bear Steams accounts. Bear Stearns may receive Rule 12b-1 fees and other compensation described in a fund's prospectus but does not receive revenue sharing payments. With respect to non-money market fund shares held by certain Nitrate Client Services customers away from Bear Steams, Bear Stearns does receive revenue sharing payments in limited circumstances. A portion of these revenue sharing payments are passed on as compensation to the Private Client Services account executive designated by the customer. Bear Stearns does not believe that these revenue sharing arrangements involving such Private Clem Services customers pose a conflict of interest %nth respect to customers wtose accounts are held at Bear Steams. The prospectus and statement of additional information of mutual funds available through Bear Stearns may contain additional Information regarding revenue sharing payments made by affiiates of the fund company. 090013609 39 001 V315 EFTA01320674 to I8 b.) V.) so O -n C in r 88,05£00- 019- ANGS BEAR STEARNS ornct SCRV1CING YOUR ACCOUNT Bear. Stearns a Co. Inc. 383 Madison Arena 10179 3 e s aW' Bear. Steams Securities Corp. Net Capital and Net Capital Requirements: At May 31. 2006 and July 31. 2006. the Company's net capital of approximately $3.7 billion and 53.8 billion was approximately 7% and 7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately 41.1 billion and $1.1 billion by approximately 52.6 billion and $2.7 billion, all respectively. A complete copy of the Bear. Stearns Securities Corp. Statement of Financial Condition Is available on the web site wrivabearsteams.com. Alternatively, to request a free printed copy please call - toll free 1-866-299-9331, 027 anno 11•10LIGH VAICtLY *MAD RISS01441 Sr. Lean Senn.% C . Ons MoVelsch 00.0v Monti New RA 11201,11159 FINANCIAL TRUST CO INC Peat./ PECICO September 1. 2006 TtoN00.6 September 39.2006 awe Milan TuSwelat MASKS Cm File LAST STATEtta Are 30. 2006 Securities and other assets in your account are the firm's collateral for any margin loan made to you. If the securities and other assets in your account decline in value, so does the value of the collateral supporting your loan, and, as a result the firm can take action, such as issue a margin cal and/or sell securities or other assets in any of your accounts held with the member, in order to maintain the required equity in the account. It is impotent that you fully understand the risks involved in trading securities on margin, These risks include the following: • You can lose more funds than you deposit in the margin accent. • The firm can force the sale of secuities or other assets In your account(s). - The firm can sell your securities or other assets without contacting you. - You are not entitled to choose which securities or other assets in your accouM(s) are liquidated or said to meet a margin call. • The firm can increase its •house• maintenance margin requirements at any time and Is not required to provide you advance written notice. - You are not entitled to an extension of time on a margin call. OW300604139 001 III EFTA01320675 Matto MROLO. %MOUS Wee Sutton' , BEAR STEARNS OFFICE SOWING yaw ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New Y New Yea 10179 4 el PEr C) TZ E I O m r 68tOSEOCIA19- ANGS This Statement is provided to explain Bear. Stearns & Co. Inc.'s MSC) payment for order flow practices. BSC routes a majority of orders for customer securities transactions to the primary market for such securities. Orders may also be routed to other market service vendors that assure executions pursuant to complex mathematical formulas at better than the national best bid or best offer (NBBO). BSC receives no cash payment or other consideration for such order routing other than favorable executions or executions of limit orders at no additional charge. End of Statemen 027 ler Delf. - Seariass ca Ore Vercrieth Orin Man sma rm 11201.3.S9 FINANCIAL TRUST CO INC smrsisur niece Serremeer 1.2006 neOLC44 Seilerriber 29 2C06 AOCCI.NT %%NW Ma TAxemist saii3ER Oink Lase siarnickT tune 30.2006 Pursuant to SEC Rule 606. please note the following: Bear. Stearns & Co. Inc. will post its quarterly routing statistics at the following web link: htwirvivm.bearsteams.corni. Click on Individual Investor. Click on Equities. Click on Order Routing Practices. Customers of Bear. Stearns & Co. Inc. may request information on any order executed within the ono( six months from the time of the request. Specifically, you may request the identity of the venue to which the identified orders were routed for execution, whether the order was directed by you to that venue, and the time of the executions, if any, that resulted from Such orders. 091005.00 39 001 v91S EFTA01320676 CLEARED THROUGH rrs valEALY OAK* SIARLDUAY BEM. Lars Securen CO11 Ov ParvaiLD Center ECM stow" Nos Vert 1110/4559 WIN FINANCIAL TRUST CO INC O -n C in z -H r 06tOSEOCIN9- ANGS 8 IJ U.) IJ STATEMENT BACKER IS PRINTED ON THIS PAGE 027 00/30061DE 39 001 REIS EFTA01320677 -n C rn r T6tOSEOCIA19- ANGS BEAR STEARNS OFFICE SERVICING YCL ACCOUNT Beer. Steams & Co. Inc. 383 Madison Avenue New York. New Tuck 10179 MIMEO natorto, n$ bvsouv &nee) 021.130Wxy Int Swe Scoutia 0 Ore Isentecn Omit tin la, at m/ 11201.3.103 FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND Mg OUR WFBSIIE www.tearsteams.com What's In This Statement Financial Summary 1 Ill.., II 1 1 1 I11111111 011111 FINANCIAL TRUST CO INC srAnsem nrimo niscsnsi nocouicr until Mass,. susses LAST STATevera lune 1. 2006 lune 30. 2006 On 1-4. mato 31.2006 YoUr Portfolio Holdings 1 C/0 JEFFREY EPSTEIN You Messages 2 6100 RED HOOK QUARTER STE 83 ST THOMAS VI 00802 Cash Flow Analysis nos PERIO0 Cash Balance Summary mum =are Opening Balance 50.02 Margin -0.02 -0.02 ClosingBalance S-0.02 NetCash Balance 6-0.02 S-0.02 Portfolio Composition SHORT Your Portfolio Holdings CASH & CASH EQUIVALENTS 0.4.401 ISMIA11.0 WSW DLSC$3.11O1i 311.1102/041. 0111017121 pate v1.011 ,.wuµ WOVE 11ELO no CASH BALANCE TOTAL CASH F. CASH EQUIVALENTS TIss gnash ts alormalosil sisssies sets RN ea imindocl is sts. Oectrnes TVM *nese% add be nnlowl lays, marts Se Tyne sdrp irrostirt kitangSes 027 O7.O1,O6.1S55 007 VID I EFTA01320678 BEAR STEARNS OFIXE SERVICING YOUR ACCOUNT Bear. Steams & Co. Inc. 383 Madison Avenue New York. New 'WI( 10179 2 0 3 Your messages ita? 0 m C in r Z6,05£00O19- ANGS NOTICE OF CHANGE PURSUANT TO TRUTH IN LENDING SEC RULE 100.16 The annual rate of interest charged on any credit extended to you by Bear. Steams Securities Cap. CBSSC*) for the purpose of ix:chasing. carrying or trading in any secuity or other property shall continue to be based on either the BSSC Margin Basis Rate. the BSSC Fed Funds Rate a the London Interbank Offered Rate (1IBOR1. as notified to you upon request, The BSSC Margin Basis Rate will be quoted each business day by BSSC at our main office in New York, Factors affecting the determination of the BSSC Margin Basis Rate will include the shomtenn market Interest rates quoted by money center banks and the Federal Reserve and the rate that BSSC is charged for borrowing money. The purpose of this notice is to advise you that effective no eadier than thirty (30) days from yon receipt of this statement: If BSSC makes changes in any of the credit terms and conditions described herein or it a change Is required by law, we will notify you of such change within a reasonable period of time. unless such change results in the same or a higher rate to you, in which case we will provide you at least 30 days' prior written notice. The annual rate of interest you are charged may fluctuate with changes in the BSSC Margin Basis Rate, the BSSC Fed Funds Rate. LIBOR. any of the rates quoted by Reuters or the rate provided by BSSC5 local bank. The changes in rates resulting from this fluctuation vii be made without prier notice to you (as contrasted with changes in the credit terms and conditions. notice of which will be provided as described above). The Twthin-Lending disclosure previously provided to you shat) continue to apply except as specifically noted above. 027 CLEARED THROUGH ITS VE7OLLY MANED SUSSIMARN SHE Simms Swats COM Ore LkOolech cent hem trwor. row we '20 4139 FINANCIAL TRUST Co INC STAMEN', 00/00 June 1.2006 THROJON 141W 30 21:06 Arr. N7 MOMS TWAYIN *emcee On YIP LAST STATEMENT Mtrch 31.2006 1) The BSSC Fed Funds Rate shall be the rate for U.S. dollar funds. as quoted by an independent broker of such funds selected by BSSC for the rest transaction completed on the opening of the business day on which such rate is determined, 2) The rate of interest charged to you on any such credit extended to you in a currency other than US dollars shall be based on either () LIBOR, as such rate is compiled by the British Bankers Association and published on Bloomberg or Reuters, or 00 any other rate quoted by Reuters that is appficable to the currency in which the obligation is denominated or. if a rate for such currency is not quoted by Reuters. the rate provided by litSSCs local bank, as notified to you on request, 3) In either case, the annual rate of interest will not exceed a specified percentage above the applicable rate, specifically 0) 3% above the BSSC Margin Basis Rate, (0 4% above the BSSC Fed Funds Rate. a (ii) 5% above LIBOR. any rate quoted by Reuters or the rate provided by BSSCs local bank, and will appear on your monthly statements, 4) The amount lent to you by BSSC upon which you are charged interest may include purchases of securities for which payment is made by check for which BSSC has not yet received credit. 07 0106 10 s5 W1 3.911 EFTA01320679 CISMI3 TN/OWN 01 4/5611.54 (2455ED SuSS/01014 Kw. Sten Secultet Cal1 Ore WeIolecti Caney 14304 Swig. Nes Tcrt 11201-1654 IMMO FINANCIAL TRUST CO INC 3 C)0 z -n C in z -H r E6tOSEOCIA19- ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 027 0IO Q5 '0 6S 001 •/9„ EFTA01320680 9811:1700- V1.43 0 -n C in r _ t6tOS£00 IN9 ANGS BEAR STEARNS OFFICE %TWANG YOUR ACCOUNT Bear, Stearns & Co. km. 383 Medtson Avenue New York Now York 10179 ACCOUNT EXECUTIVE GNMA GOVT BOND VISIT OUR WEBSITE mvw.bearsteams.com What's In This Statement Financial Summary 1 You' Portfolio Holdings 1 Cash Flow Analysis POWD Opening Balance Ill,l,llrrrl,el,ll III FINANCIAL TRUST CO INC C/0 JEFFREY EPSTEIN 6100 RED HOOK QUARTER STE 83 ST THOMAS VI 00802 Cash Balance Summary mimic CLOSING S-0.02 Margin 0.02 .0.02 Cloairg Balance 64.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS CISCOPTION CASH BALANCE TOTAL CASH & CASH EQUIVALENTS STWIOUCuSST NetCash Balance 5-0.02 5.0.02 Portfolio Composition °UAW"( Plitt SHORT LOW tsromni0 cumin ways PONE GOD CLEWED INWOJCOL ITS *LOLLY °UMW SLOSOARY Sller. Swam Wo. Ce• Uonsecli Orin Noll t00S1a. Now Vet II S01.14$1) FINANCIAL TRUST CO INC ETATEMINCL PEN00 mar& 1.2036 TWOUON Mardi 31.2006 ACCOUNT %Wan imPsYtit PAM= On MT LAST STATNEW December 30.2005 t TNT Inns" at ITe clernaWeol prone cry. II I; no stereo as 3 en at.n.inet VW ware& VOUS be flinCIOr slur NOYds See reverse— . fn• upon,/ mit...Noun 021 040106:1028 COI %CC& EFTA01320681 CLAW /Manic n wHOLLV CornatD SUBSIOIARY W. SWIM Searlen Corn. Ono IhWolecti CoNar Neal as ie t1201•SNB FINANCIAL TRUST CO INC 2 or> LS I 12 ZOOV.L43 0 z -n C in z -H r _ S6tOS£00 INS A NOS STATEMENT BACKER IS PRINTED ON THIS PAGE 077 0401/061028 CO1 1906 EFTA01320682