EFTA Document EFTA01320683

Statements CONFIDENTIAL SDM'_GM_00350496 EFTA_00223188 EFTA01320683 0 z ii C in z r L6tOSEOCIA19- ANGS BEAR STEARNS (*FCC SERVCING YOUR ACCOUNT Bey. Steams & Co. Inc. 383 Madison Avenue New Y New York 10179 <LEAK° 11.00432i 'TS 20.01.LY °MED .114880ARY Ow. Stems So: an Cap Me Iteroitch Geier Non M olds 20 1059 FINANCIAL TRUST co INC ACCOuNT MECUM! GNMA GOV! BOND YCIT OUA MEWL www.bearsteams.com What's In This Statement Financial Summary 1 III FINANCIAL TRUST CO INC STAMM?? PEFOCO 1.01..*N AODOLee vum01111 TAXPAYER MIEN LAST EITAMIENT AMP 1.2007 Are 29. 2007 On rile IWO 30. 2007 Your Portfolio Holdings 1 CJO JEFFREY EPSTEIN Your Messages 2 6100 RED HOOK QUARTER STE 83 ST THOMAS VI 00802 Cash Flow Analysis Cash Balance Summary memo OpenIngBalarce 1-0.02 Closing Balance S-0.02 Your Portfolio Holdings CASH S CASH EQUIVALENTS moo?. CASH BALANCE TOTAL CASH & CASH EQUIVALENTS SIAIDOLOAll? ClOS•23 Margil -0.02 -0.02 Net CashIgalance 10.02 10.02 Portfolio Composition SWOT lad WSW ESTIIAATE0 COMPAITO 0112X2fry PRO VILLE AMYL 111:011( tlid Nees rit., iota „muse or stack ', duke 2s eelvired b pot b abet Swarm et.* le Olen Proem A• Ott ban Soon,. SIFK SutIlTaly (r informational onfy. It is not intended as a tax document. This statement should be (Mai for ow records. See reverse side for imports intormatice. GAUP NEM M00 420 Nor 1,20I-3450 Oi, OWICA310/.42 COI VW? EFTA01320684 0 z m cim z H r 86VOSEOCIND- ANGS BEAR STERNS OfilaE SERVICING YOUR scrum Beer. Stearns a Co. Inc. 383 Madison Avenue New York, New York 10179 Your messages We' Confirmation: Unless we hear from you to the contrary, it is our understanding that any free credit balances in your account are being maintained to facilitate you intention to invest such amounts through us. You are advised to promptly report any inaccuracy or discrepancy in your accost to your broker and Bear, Stearns Securities Corp. (tSSC" at the telephone numbers listed on the front of this statement. In order to protect your rights, inducing any rights under the Securities Investor Protection Act FSIPW), any such corium locations should be reconfirmed in writing to your broker and BSSC at the addresses which appear on the front of this statement. STOPI End of Statemen 027 sae CLEARED nAouon ITS wvair OA CO $4.0.1104.4.1tv W. Worts SecusileS Cap. M Metrttech Germ Pin M.4.sir 20 '3859 FINANCIAL TRUST CO INC sTATuaki PCSICO Ant 1.2007 7I IJCR June 29.2007 AVOW M.P.M.ER TAxPAYER µMFR On flit LAST STATIIKST March 30.2007 SPECIAL NOTICE FOR MARGIN CUSTOMERS If you are a customer with a margin account, you consent to Bear Steams's right to use. lend or pledge any securities held by Bear Stearns in your margin account. In Certain circumstances. such loans or other use may limit. in whole or in part, your amity to receive dividends drectly from the issuing company and/or your right to exercise voting and other attendant rights of ownership with respect to the loaned, sold or pledged securities. Such circumstances include, but are not limited to. loans of securities that you own in your margin account that continue over record dates for voting purposes and ex-dividend dates for dividend distributions. If you do not receive dividends directly from the issuing COmpany, you may receive parents-in-lieu of dividends which could cause you to lose the benefit of the preferential tax treatment accorded to dividends. In an effort to maximize execution quaky, Bear Steams may route your equity orders to Its Smart Order Router (SOR). The SOR accepts limit and market orders and automates their routing across several sources of liquidity in an attempt to maximize price and minirrin market Impact with respect to your order. The SOR routes orders using proprietary algorithms that scan exchanges, ECN's and other liquidity venues before it decides a strategy designed to achieve an optimal execution for clients. The SOR may in the course of executing an instruction change the enters order type from market to limit or may change the entered limn price in an attempt to Main the best price. Although the Firm believes that the regular use of this technology benefits clients by achieving overall better execution quality, we cannot guarantee an optimal execution on any individual order. Ce330):07:43 001 ;on EFTA01320685 [WACO Tnia.108 vapnav onus suuoaY Sara Petunia Cap Ora Veatch C.ta Nfl Palen at* to 112014839 FINANCIAL TRUST CO INC 3 Afs rn 8 IJ 0 z ii C in z -H r 66tOSEOCIND- ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 027 Car)P07 0743 01 V011 EFTA01320686 =AP= THROWN 171 MOLLY osno WILSOLOIY rn IS b.) IJ -n C in r 00SOSE00- 019- ANGS BEAR STEARNS 01710E SERVICO.G YOUR frnINT Bear. Steams & Co. Inc. 383 Madsen Avenue New York. rim Yolk 10179 taw swans Stamiss Cap One Wrap* Paw Math Mae Yen 11201-3115, FINANCIAL TRUST CO INC ACCOUNT EXECUTIVE GNMA GOVT BOND STATtatea ,ERGO March 1.2007 MIT OUR WEBS1TE www.bearsteams.com What's In This Statement I II Financial Summary 1 FINANCIAL TRUST CO INC Your Portfolio HoldingS 1 C/0 JEFFREY EPSTEIN Vow Messages 2 6100 RED HOOK QUARTER STE B3 ST THOMAS VI 00802 Cash Flow Analysis Cash Balance Summary nos nem Opening Balance Closing SWUM° OPENING CLOSNG S-0.02 Margin -0.02 -0.02 1-0.02 Your Portfolio Holdings CASH & CASH EQUIVALENTS DOCRIPICre CASH BALANCE TOTAL CASH & CASH EQUIVALENTS SOMOI/CLISP NWT Cash8alance S-0.02 S-0.02 Portfolio Composition SHOE Ens Waal trim= Cam= VALUE RIM MOAK l's3 7.0000. Mitch 30.2007 Attaare YLAMER TAXPAYER µROCK On ea LAST STATanar Decanter 29.2006 P.M* ao.l ON MYER* CY ,01.CONX CP c,Ms a m0S. rariad a *eland to ye,.. Stec This summary is for informational purposes onty. It a not intended as a tax document. b 01011 SWOON AMMO= Ctaiill I) cu esmuts et Dole ewes Brute. This statement shatkl be retained for ots re s. See reverse side for important information. On. Cr* masa Caw Nero. Oatior. NY 11101.1.44 rat 01,31,0706.43 001 1008 EFTA01320687 E6 1 EZZOCV.L.43 O C m m - tOSOS£00 IND ANDS BB;IR STEARNS erne( steno% YOUR ACCOUNT Bear, Stearns a Co. Inc. 383 Madison Averve N wYe 10179 2 V Your messages ea- Bear. Steams Securities Corp. Net Capital and Net Capital Requirements: At November 30, 2006 and January 31, 2007. the Companys net capital of approximately 54.0 billion and $4.0 billion was approximately 6.8% and 6.7% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately 41.2 billion and 51.2 billion by approximately 52.8 billion and 52.8 billion, all respectively. A complete copy of the Bear. Steams Securities Corp. Statement of Financial Condition is available on the web site mvw.bearstearns.com. Alternatively, to request a free printed copy please call - toll free 1.866-299.9331. You are advised to promptly report any inaccuracy ci discrepancy in your account to your broker and Bear, Steams Securities Corp. ("BSSC") at the telephone numbers listed on the front of this statement. In order to protect your tights, including any rights under the Securities Investor Protection Act CSIPAl. any such communications should be reconfirmed in writing to your broker and BSSC at the addresses which appear on the front of this statement. STOP End of Statement 027 CUEARPO ileharam ere irmaav OvotED SulisObberr Ow Sens Soothes Oh. Ow Masai Chow Na' TM 112W-3.59 FINANCIAL TRUST CO INC SrAlturerr Maw Liam 1.2007 With 30.2007 ASSAYS,' %AMES TAXIAITR %AMER On File LAST VALIUM' December 29. 2006 SPECIAL NOTICE FOR MARGIN CUSTOMERS If you are a customer with a margin account, you consent to Bear Stearns's right to use. lend or pledge any securities held by Bear Stearns in your margin account. In certain circumstances. such loans or other use may limit, in whole or in part, your abiity to receive dividends directly from the issuing company and/or your right to exercise voting arid other attendant rights of ownership with respect to the loaned, sold or pledged securities. Such circumstances include, but are not baited to. loans of securities that you own in yeti margin account that continue over record dates for voting purposes and ex-dividend dates for dividend distributions. If you do not reeeive dividends directly from the issuing company, you may receive payments-in-lieu of dividends which could cause you to lose the benefit of the preferential tax treatment accorded to dividends. 02/31.07:06:41 COI Cal EFTA01320688 Ct.29/920 11.901.1.3H ITS e1905311 0153.8.0 898110398.. Seat Sams 549.8985 Cap. Cot 1.1818tacn Crow So 8435199. 81. Vat 11101.3859 FINANCIAL TRUST CO INC 3 '' z m cim z H r ZOSOSE00- IND- ANGS STATEMENT BACKER IS PRINTED ON THIS PAGE 021 C0O1/07Men COI VOW EFTA01320689 CONFIDENTIAL SDNYGM,350503 EFTA_00223195 EFTA01320690