EFTA Document EFTA01358748

and CRD Number (if any): 29110 (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States Yes No (f) Does the marketer market the private fund through one or more websites? (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed r 6*. You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. (b) Is the marketer a related person of your firm? (c) Name of the marketer: CAIS CAPITAL LLC (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): 8 - 68646 and CRD Number (if any): 154512 (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States (f) Does the marketer market the private fund through one or more websites? (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed Yes No r Yes No r You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer. (b) Is the marketer a related person of your firm? (c) Name of the marketer: CITIGROUP ALTERNATIVE INVESTMENTS LLC (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): 801 - 60990 and CRD Number (if any): 119537 (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: NEW YORK New York United States (f) Does the marketer market the private fund through one or more websites? Yes No C Yes No r r. (g) If the answer to 28(f) is "yes", list the website address(es): CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046690 CONFIDENTIAL SDNY_GM_00192874 EFTA01358748