Case File
efta-efta01358749DOJ Data Set 10CorrespondenceEFTA Document EFTA01358749
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Unknown
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DOJ Data Set 10
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efta-efta01358749
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No Information Filed
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor,
or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund
uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
Yes No
(b) Is the marketer a related person of your firm?
(c) Name of the marketer:
GREENSLEDGE CAPITAL MARKETS LLC
(d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-):
8 - 68328
and CRD Number (if any):
151026
(e) Location of the marketer's office used principally by the private fund (city, state and country):
City:
State:
NEW YORK
New York
United States
(f) Does the marketer market the private fund through one or more websites?
(g) If the answer to 28(f) is "yes", list the website address(es):
No Information Filed
r
Yes No
(z*,
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor,
or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund
uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
(b) Is the marketer a related person of your firm?
(c) Name of the marketer:
J.P. MORGAN SECURITIES LLC
(d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-):
801 - 3702
and CRD Number (if any):
79
(e) Location of the marketer's office used principally by the private fund (city, state and country):
City:
State:
NEW YORK
New York
United States
(0 Does the marketer market the private fund through one or more websites?
(g) If the answer to 28(f) is "yes", list the website address(es):
No Information Filed
Yes No
r
Yes No
r
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor,
or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund
uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
(b) Is the marketer a related person of your firm?
Yes No
r
r.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046691
CONFIDENTIAL
SDNY_GM_00192875
EFTA01358749
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