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EFTA Document EFTA01362596Case File
efta-efta01362596DOJ Data Set 10CorrespondenceEFTA Document EFTA01362596
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Davide Sferrazza
Analyst I Key Client Partners
Deutsche Bank Securities, Inc.
Deutsche Bank Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Mobil
Ema
From: Nina Tona
Sent: Thursday, October 25, 2018 2:09 PM
To: Victoria Bruce <
Cc: Max Kleinert
; Tanushree Kirti
Ian Salters
; Davide-A Sferrazza
Subject: RE: Family Office Initiative - Follow Up [I] [SC]
Adding Davide.
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
Tu
KCP produtts and semces are intended and available only for persons who ore sophisticated modutional investors within the meaning of the ANRA Rule 4512)001 and who ore
capable of evaluating the strategies, choractensncs and investment risks 01 and exercising independent judgment in evaluating, the Ideas and products discussed herein. Trades
and transactions ore subject to relevant Internal approvals of DEMO Its affiliates prior to execution, and the execution of any transaction or idea discussed hereinis Conditional on
cur becoming a client of Deutsche Bonk
Key Client Partners (KCP) products, investment Ideas and solutions and related matters discussed herein ore provided for discussion purposes Only, and strictly on 0 rton-
advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction
and/or redistribution thereof (in whole or in angler disclosure of its content without our written consent is Stnaly forbidden. This communication does not create any
legally binding obligation on the port of 089 or any of its affiliates.
From: Nina Tona
Sent: Thursday, October 25, 2018 1:56 PM
To: Victoria Bruc
>; Tanushree Kirti
Cc: Max Kleinert
an Salter
Subject: RE: Family Office Initiative - Follow Up [I] [S
Hi Davide — once you have finalized, please send to Tanu.
Ian — please provide your approval. This is for the list on clients Tanu will provide to Aziz to get approval to change from
red to green so we don't have any trading issues.
Thank you, both!
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0052085
CONFIDENTIAL
SDNY_GM_00198269
EFTA01362596
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