EFTA Document EFTA01368146

Southern Financial,A LLC Southern Financial,A LLC Southern FinanciaLA LLC Southern Financial,A LLC Southern Financial,A LLC Southern FinanciaLA LLC Southern FinanciaLA LLC Southern Financial,A LLC Southern Financial,A LLC Southern Financial,A LLC Southern Financial,A LLC Southern Financial,A LLC Southern Financial,A LLC Southern Financial,A LLC Correspondence with Business 1007406812Vecified Volcker Super 23A Screening Result Operating Agreement PCR check Evidence 1007406812Verified 1007406812Venfied 1007406812 Verified RDC Results 1007406812Verified RDC Results 1007406812Verified RDC Results 1007406812Verified RDC Results 1007406812Verified IRS LDD Checklist 1007406812Verified DREMIR Disclosure 1007406812Verified Correspondence LEUCICl/GMEI 1007406812Verified EMIR Classification 1007406812Verified Correspondence Standard Settlement Instructions (SSI's) CFTC Classification 10074C6812Proposed 1007406812Verified KYC Documents KYC Documents KYC Documents KYC Documents KYC Documents KYC Documents KYC Documents KYC Documents Classification Documents Classification Documents Classification Documents Classification Documents Fulfillment Documentation Classification Documents ACO.pdf volcker non us.pdf Southern Financial Operating Agreement.pdf NLS_-_Jeffrey_Epstein.pdf RDC.pdf RDC_Alert_-_Jeffrey_Epsteinpdf RDC_-_Jeffrey_Epstein.pdf ROC_Alert_-_Sounthern_Financial.pdf LDD_Checklist.pdf SCR Confirm on all docs and inb.pdf LEI.pdf Southern Financial, LLC.pdf email from PWM regarding the SSI and callback.pdf Southern Financial, LLC -DF_CFTC clfn_CCE.JPG Requestor Name : Patrick Bradley Date Fri Sep 2017:02:25 BST 2019 Page 19 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0059807 SDNY_GM_00205991 EFTA01368146