EFTA Document EFTA01368147

Amber Davis From: Xavier Avila Sent Thursday, November 16, 2017 10:31 AM To: Nina Tona; Martin Zeman Cc: Alastair Mackinlay; Mathew Negus; Joshua Shoshan; Davide-A Sferrazza Subject: RE: Southern Financial LLC [I] Approved Davide is an expert of filling BSFs. Let's keep this account ipen in GM. Thanks From: Nina Tona <= > Date: Thursday, Nov 16, 2017 09:35 To: Martin Zeman Cc: Alastair Mackinlay Subject: RE: Southern Financial LLC [I] Xavier Avila , Mathew Negus Classification: For Infernal use only Hi Martin and Xavi, Please advise on the below, we have 6 weeks to complete this process. PENDING W/BUSINESS 1. Provide RR (Sales Rep) AND RP (Desk Head) 2. Provide Certification of Incorporation 3. AC0 Attestation — Xavier Avila 4. BSF Form — Please work with the client to have the attached filled out. 5. MD sales approval — X,avi please approve the below HI )(air', Kindly provide MD sales approval for the NCA of Southern Financial LLC for the below products/entities. -anti f. mei Income Cash Equities OTC Derma yr s OVPINP DVP,RVP fRatv FX options F X Cash Commodities GEO OE AG (LON C€SI DB AG (LO id N, DE AG 'LC*" LiNt3 CBSi Thank you Nina Tona CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0059809 SDNY_GM_00205993 EFTA01368147