EFTA Document EFTA01372551

345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 4, 2018, at 9:44 AM, Vijay-A Sawant wrote: Hi Stewart, A kind reminder of the below rejection case. Note the only pending item for this case ) is as follows — C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is nom. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. - Kindic provide this please. • Recent FAO appno al was obtained and attached. All alens have been cleared. What do they need here - an updated EsCo approval' Note we are looking for an 'updated' Exco approval, as requested by the AML team, thanks. <image001.gif> Vijay Sawant KYC Case Representative Deutsche 08 Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Niacin Knowledge Park, Western Express Highway Gore on East Mumbai - 400063, India From: Vijay-A Sawant Sent: Friday, August 10, 2018 10:57 AM To: Bradley Gillin Cc: Stewart Oldfield < Subject: RE: Assistance Required in solving rejection points on KYC Casea Importance: High Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case# Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche as Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066288 CONFIDENTIAL SDNY_GM_00212472 EFTA01372551