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sd-10-EFTA01372551Dept. of JusticeOther

EFTA Document EFTA01372551

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Dept. of Justice
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sd-10-EFTA01372551
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Summary

345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 4, 2018, at 9:44 AM, Vijay-A Sawant wrote: Hi Stewart, A kind reminder of the below rejection case. Note the only pending item for this case ) is as follows — C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is nom. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what ex

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 4, 2018, at 9:44 AM, Vijay-A Sawant wrote: Hi Stewart, A kind reminder of the below rejection case. Note the only pending item for this case ) is as follows — C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is nom. I recommend "refreshing" the approval with current senior management. The current e-mail approval does not address what exactly is being discussed and approved. - Kindic provide this please. Recent FAO appno al was obtained and attached. All alens have been cleared. What do they need here - an updated EsCo approval' Note we are looking for an 'updated' Exco approval, as requested by the AML team, thanks. <image001.gif> Vijay Sawant KYC Case Representative Deutsche 08 Centre Private Limited - Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Niacin Knowledge Park, Western Express Highway Gore on East Mumbai - 400063, India From: Vijay-A Sawant Sent: Friday, August 10, 2018 10:57 AM To: Bradley Gillin Cc: Stewart Oldfield < Subject: RE: Assistance Required in solving rejection points on KYC Casea Importance: High Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case# Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche as Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066288 CONFIDENTIAL SDNY_GM_00212472 EFTA01372551

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