Case File
efta-efta01373863DOJ Data Set 10CorrespondenceEFTA Document EFTA01373863
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Thirdlake:
•
Currently interested in Tech views via structured notes, but no appetite for risk
•
Investment in Harvest Hedge Fund makes sense for this relationship
•
Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities
•
Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this
relationship
Tisch:
•
Hedge Funds such as Harvest could be a possible opportunity for this relationship
•
Stewart Oldfield to establish an introduction to Diamond Offshore Drilling with DB
•
Stewart Oldfield and ISG to pitch RCM, corporate treasury assets, and possible DB AG accounts
Possible Prospects:
•
Willet (Bloomberg Family Office):
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Small RCM portfolio with DB
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Look at private markets/managers
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Seed managers
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Patrick Campion to establish connection between John Cryan, Stewart Oldfield and Willet
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Internal groups such as ICG Sales, CIB, Prime Brokerage might have hedge fund contacts for
Stew to connect to on a principle level
•
Laura Farischon pitched the notion of looking on the PE 8 Hedge Fund public list to see if there
are any possible prospects there
•
Another option that was pitched was covering hedge funds that Global Markets no longer covers
and getting introduction to those principles for possible wealth opportunity.
Kind regards,
Cynthia Rodriguez
<Picture (Device Independent Bitmap) 1.jpg>
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
34
4 New York. NY, USA
Tel
Fa
Em
Original Appointment
From: Patrick Campion
Sent: Thursday, January 11, 2018 11:42 AM
To: Patrick Campion; Stewart Oldfield; Samantha Harmon; Dana Ponzio; Laura Farischon; Harris Winters;
Nina-X Nevidzanska; Andrew King; Brian J Harrington; Charlie Burrows; Frank DeBenedittis; George
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0068267
CONFIDENTIAL
SDNY_GM_00214451
EFTA01373863
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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