EFTA Document EFTA01379324

From: Liam Osullivan Sent: 11/29/2018 8:46:33 AM To: 'Paul Barrett' CC: Martin Zeman I Davide-A Sferrazza I; Stewart Oldfield ; 'Richard Kahn' I ; Alan Brody I Subject: Trade Details -- 11/28/2018 ICI Classification: Confidential Good morning Paul, Below are the details for the JPHSX redemptions. Please contact us with any questions. TRADE DATE STLMNT DATE FULL NAME BUY/SELL QUANTITY SYMBOL PRICE NET AMT. (BASE CCY) SEC. DESCRIPTION 11/28/2018 11/29/2018 SOUTHERN FINANCIAL RC S - 333,629.0090 JPHSX 9.21000000 3.012.7i3.l: JPMORGAN FLOATING RATE INCOME FUND CLASS I 11/28/2018 11/29/2018 lEEPERS INC S - 190.068.0130 JPHSX 9.21000000 1 Aszn.40 JPMORGAN FLOATING RATE INCOME FUND CLASS I 11/28/2018 11/29/2018 THE HAZE TRUST S - 253,726.2140 JPHSX 921000000 ;',356.P.I8.4: JPMORGAN FLOATING RATE INCOME FUND CLASS I Prepared on 11/29/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York. NY, USA Tel. Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DB& or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only Any reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBS1 or any Wits affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076673 CONFIDENTIAL SDNY_GM_00222857 EFTA01379324