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efta-efta01387761DOJ Data Set 10CorrespondenceEFTA Document EFTA01387761
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
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research - access to portal for clients (II
Classification: For Internal use only
Hello,
If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so
by the end of the day. As a reminder, we will need the client's name and email address. Thank you.
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Tel
Fax
Email
Securities offered through Deutsche Bank Securities Inc.
From: Sheffali Welch
Sent: Tuesday, October 31, 2017 8:31 AM
To:
Cc: Anna-Sofiya Lupolover ellIfifillfiffilinela Armen Brash
Subject: FW: MIFID II & research - access to portal for clients (I)
Classification: For Internal use only
All,
Nicholas Allen
DB Research is changing its approach to distributing Research with the launch of their new Research portal in November
and MIFID II go-live in January.
An email was sent to relevant DB WM staff regarding their individual access to Research with the attached primer, noting
that research will be distributed via secure links and pdf distribution will be stopped.
Some of you have asked us to consider & identify our clients who currently have access to the DB Research and need to
retain this access. They need to be registered again ahead of the go-live of the new portal in November.
To that effect, could you please provide me with any clients (incl. address mails) that already have access to DB
Research and that you would like to be onboarded on the new portal?
If you can send in the next couple days please if possible. Apologies for the late notice.
Kind regards,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0090899
CONFIDENTIAL
SDNY_GM_00237083
EFTA01387761
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