EFTA Document EFTA01415793

Subject: Re: Deposit Return - A/c # [C] From: Bradley Gillin Date: Fri, 29 Sep 2017 11:09:04 -0400 To: Joy E Mitchell Julian J Leff Cc: Divya Rajawat Stewart Oldfield William-M Finn Cynthia Rodriguez Gail F Mahabir CUST INV Mariela Lopez Norma A Kenney Raphael A Marin Muhammod J Uddin Evon A Lawrence Hemant-Kumar Rathore Erna Menniti Sara Castro Theresa Coleman Classification: Confidential *** Query for pwm return Item Please do not re-deposit. The are going to wire the funds instead. Please confirm. Regards, Brad From: Joy E Mitchell Sent: Friday, September 29, 2017 09:55 AM To: Bradle Gillin; Julian J Leff; ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item EFTA01415793 [C] Hi Brad, The check was re- deposited yesterday. Kind regards, Joy Mitchell Operations Specialist fcid:1 [email protected] DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. Email EFTA01415794 From: Bradley Gillin Sent: Friday, September 29, 2017 9:51 AM To: Jo E Mitchell < M Finn < Uddin Hemant-Kumar Rathore < Sara Castro Subject: Re: Deposit Return - A/c # [C] Classification: Confidential ; Julian J Leff ; Div a Ra >; Stewart Oldfield ; Cynthia Rodriguez ; Gail F Mahabir Mariela Lopez >; Raphael A Marin >; Evon A Lawrence < * * * awat ; William- ; CUST INV Norma A Kenney ; Muhammod Erna Menniti ; Theresa Coleman Query for pwm return Item I have just been instructed from the client to try to deposit on Monday. Please confirm that this can be done. Thanks. Regards, Brad From: Joy E Mitchell Sent: Thursday, September 28, 2017 01:15 PM To: Bradle Gillin; Julian .7 Leff; Pugh, Pamela A ; Fernandes, Maria I >; Groover, Karen A Itile, Renel Anna Cc: ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman EFTA01415795 Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] Classification: Confidential Thank. Regards, Joy Mitchell Operations Specialist fcid:1 [email protected] DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. Fax Email fcid:[email protected] EFTA01415796 From: Bradley Gillin Sent: Thursday, September 28 To: Jo E Mitchell Fernandes, Anna E Del Cc: M Finn J Uddin Hemant-Kumar Rathore ; Sara Castro Subject: RE: Deposit Return - A/c # [C] Maria I Rosso Classification: Confidential Confirmed. Please re-deposit the check. Regards, Brad 2017 1:05 PM ; Julian J Leff >; Pugh, Pamela A Itile, Renel < >; Stewart Oldfield ; Cynthia Rodri•uez ; Gail F Mahabir ; Mariela Lopez ; Ra hael A Marin ; Evon A Lawrence * * * Groover, Karen ; Divya Rajawat A ; William- ; CUST INV Norma A Kenney ; Muhammod Erna Menniti >; Theresa Coleman Query for pwm return Item fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl EFTA01415797 Fernandes, Ma New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Thursday, September 28, 2017 12:59 PM To: Julian J Leff >; Bradley Gitlin ; Pu h, Pamela A ria I .; Itile, Renel < Anna E Del Rosso C Uddin Hemant-Kumar Rathore ; Sara Castro Subject: RE: Deposit Return - A/c # [C] Classification: Confidential Hi Brad, >; Stewart Oldfield ; Cynthia Rodri uez ; Gail F Mahabir ; Mariela Lopez ; Ra hael A Marin ; Evon A Lawrence >; Groover, Karen A ; Div a Ra awat * * * ; William- ; CUST INV Norma A Kenney ; Muhammod Erna Menniti ; Theresa Coleman Query for pwm return Item Just to confirm that yesterday PWM charged the client an instructed Return Items to Return the check. This means that an advice will be generated and sent to Return Items by FIS. Upon receipt, Return Items will re-associate the check to the advice and mail to the client (see attachment). This is the EFTA01415798 procedure in place for PWM return checks. I am reiterating, as per your e-mail below dated 9/28, you would like for the check to be re-deposited. This means that Return Items will be preparing a deposit ticket and submit to FIS for processing. Looking forward to your confirmation. Kind regards, Joy Mitchell Operations Specialist fcid:1 [email protected] DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. Fax Email {cid:[email protected]} EFTA01415799 From: Julian J Leff Sent: Thursday, September 28 2017 12:13 PM To: Bradle Gillin ; Pugh, Pamela A Rosso ( Anna E Del Cc: M Finn Mahabir Marin Evon A Lawrence [email protected]›; Erna Menniti ; Theresa Coleman Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Hi Brad, ; Fernandes, Maria I ; Groover, Karen A Itile, Renel ; Divya Rajawat ; Stewart Oldfield ; Cynthia Rodri uez Joy E Mitchell ; CUST INV ; Norma A Kenney ; Muhammod J Uddin ; Hemant-Kumar ; William- ; Gail F Mariela Lopez ; Raphael A Rathore <hemant- ; Sara Castro Query for pwm return Item You can try. EFTA01415800 FIS - If a $450,000 PWM deposit ( ) is flagged as a duplicate, please allow it to pass thru. Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Thursday, September 28, 2017 12:06 PM To: Hemant-Kumar Rathore <MI )-; Julian .7 Leff Cc: EFTA01415801 ; Divya Rajawat Stewart Oldfield M Finn *•; Cynthia Rodriguez ; Joy E Mitchell Mahabir ; CUST INV Norma A Kenney Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only * Query for pwm return Item ; William- ; Gail F Mariela Lopez ; Raphael A Our client just spoke with Banco Popular in St. Thomas. Banco Popular informed them that they are now up and running. Can we try to re-deposit the check? Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 3:28 PM To: Julian J Leff ; Bradley Gillin Cc: EFTA01415802 ; Divya Rajawat Stewart Oldfield M Finn *•; Cynthia Rodriguez ; Joy E Mitchell Mahabir ; CUST INV Norma A Kenney Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Hi Bradley, * Query for pwm return Item ; William- ; Gail F Mariela Lopez ; Raphael A As discussed this Item will be return and we will do debit entry in client's a/c for same. Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. AVAYA - Mobile + Email Please send all the Bankin' related Queries to our new Group E-mail ID EFTA01415803 From: Julian J Leff Sent: Wednesday, September 27, 2017 3:07 PM To: Bradley Gillin Cc: M Finn ; Div a Ra awat ; Stewart Oldfield ; William- ; Cynthia Rod Joy E Mitchell cii > ri i. ; Gail F Mahabir >; Hemant-Kumar Rathore <hemant- [email protected]>; CUST INV >; Mariela Lopez ; Norma A Kenney ; Ra hael A ; Muhammod J Uddin Marin Evon A Lawrence Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Hi Bradley, * Query for pwm return Item PWM can pass the credit and hold the difference in a suspense account, given the uncertainty as to when the check can be deposited again or Mr. Epstein should explore another option for this transaction. I suggest he call Banco Popular to see if they might be able to wire the funds into his PWM account. Thanks, Julian Julian Leff Vice President EFTA01415804 DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Wednesday, September 27, 2017 2:38 PM To: Jo E Mitchell ; Gail F Mahabir ; Hemant-Kumar Rathore • Mariela Lopez Norma ; Raphael A Marin CUST INV Kenney Muhammod J Cc: Uddin ; Divya Rajawat ; Stewart Oldfield ; William- M Finn Cynthia Rodri uez Subject: RE: Deposit Return - A/c # ; ; Julian J Leff *** Query for pwm return Item [I] A Classification: For internal use only Hi Joy, Please confirm that the check can be credit to his DB account, and then EFTA01415805 revisited at a later date when the islands communications are back online. Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Wednesday, September 27, 2017 1:50 PM To: Gail F Mahabir ; Hemant-Kumar Rathore <hemant- kumar.rathor db.com›; CUST INV >• Mariela Lopez ; Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin Cc: ; Bradley Gillin ; Div a Rajawat Oldfield >; William-M Finn Cynthia Rodriguez ; Julian J Leff ; Stewart Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] Hi, EFTA01415806 The check in question is drawn on Bank Of America located in St Thomas, US Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date. Kind regards, Joy Mitchell Operations Specialist fcid:1 [email protected] DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. Email fcid:[email protected] From: Gail F Mahabir EFTA01415807 Sent: Wednesday, September 27, 2017 11:58 AM To: Hemant-Kumar Rathore ; Mariela Lopez ; Raphael A Marin >; Muhammod ; CUST INV ; Norma A Kenney ; Joy E ; Bradley Gillin Divya Rajawat >; Stewart Oldfield -; William-M Finn Cynthia Rodriguez Subject: RE: Deposit Return - A/c * Query for pwm return Item [I] Classification: For internal use only Hemant-Kumar, The check was returned by Banco Popular for not authorized, you will have to contact Banco Popular for further explanation. Kind Regards, Gail F Mahabir DB USA Core Corporation Check Support 60 Wall Street 12th Floor New York, NY 10005 EFTA01415808 Tel. Fax Email From: Hemant-Kumar Rathore Sent: Wednesda , September To: CUST INV A Kenney Jo E Mitchell Cc: Oldfield Cynthia Rodriguez Subject: RE: Deposit Return [I] 27, 2017 11:34 AM Mariela Lopez W‘lor -nla ; Raphael A Marin ; Muhammod J Uddin Gail F Mahabir a Rajawat ; William-M Finn - A/c # Classification: For internal use only Hi Team, ; Bradle Gillin >; Stewart * Query for pwm return Item Can you please answer for below question or Bradly which is related with one item of Deposit return :- The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? EFTA01415809 {cid:[email protected]} Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. AVAYA - Mobile + Email Please send all the Banking related Queries to our new Group E-mail ID From: Bradley Gillin Sent: Wednesday, September 27, 2017 11:26 AM To: Hemant-Kumar Rathore ; Divya Rajawat ; Stewart Oldfield ; William - M Finn ; Cynthia Rodriguez Cc: Subject: RE: Deposit Return - A/c # [I] EFTA01415810 Classification: For internal use only The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:22 AM To: Bradle Gillin ; Div a Ra awat M Finn Cc: ; Stewart Oldfield ; Cynthia Rodriguez Subject: RE: Deposit Return - A/c # Classification: For internal use only Hi Bradley, [I] ; William- > EFTA01415811 Refer to maker reason shows that Beneficiary directly need to reach out to originator for more clarification. From: Bradley Gillin [mailto: Sent: Wednesday, September 27, 2017 11:09 To: Divya Ra'awat ; William-M Finn AM Stewart Oldfield ; Cynthia Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Please clarify what 'Refer to Maker' means. Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. EFTA01415812 From: Divya Rajawat Sent: Wednesday, September 27, 2017 11:06 AM To: Stewart Oldfield [email protected]>; Bradley Gillin Cc: Subject: Deposit Return - A/c # Hi Team, ; William-M Finn cwilliam- ; Cynthia Rodriguez Check # 001012 for $ 450,000.00 has been deposited to A/c — but returned with reason as remitter's account in 'REFER TO MAKER' status. As the return reason REFER TO MAKER , then the item will be return only. Copy of checks attached above. Thanks, With regards, Divya Rajawat fcid:[email protected] EFTA01415813 Divya Rajawat DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. AVAYA - Email Please send all the Bankin' related Queries to our new Group E-mail ID This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01415814