EFTA Document EFTA01422238

Subject: RE: [C] From: Vahe Stepanian Date: Thu, 13 Jul 2017 11:07:20 -0400 To: Richard Kahn .< > Cc: Stewart Oldfield Darren Indyke <->, Jeanne Brennan Classification: Confidential What is ticker? Original Message From: Richard Kahn [mailto: Sent: Thursday, July 13, 2017 11:06 AM To: Vahe Stepanian < › Cc: Stewart Oldfield >; Darren Indyke Jeanne Brennan Subject: Re: [C] we would like to sell 200 contracts of the August 13.00 strike puts at 70c or better in SFL please c onfirm with darren thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell > On Jul 13, 2017, at 10:57 AM, Vahe Stepanian < > wrote: > • Classification: Confidential > Hi Rich - Southern Financial can trade listed options, including sold puts. > On the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. > Thank you, > Vahe Original Message > From: Richard Kahn [mailto: > Sent: Thursday, July 13, 2017 10:27 AM > To: Vahe Stepanian > Cc: Stewart Oldfield < > Subject: > are we equip to sell puts? > Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New York, NY 10022 > tel > fax > cell > This communication may contain confidential and/or privileged information. If you are not the inte nded recipient (or have received this communication in error) please notify the sender immediately a nd destroy this communication. Any unauthorized copying, disclosure or distribution of in this communication is strictly forbidden. the material EFTA01422238 > > Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. > > Deutsche Bank does not render legal or tax advice, and the information contained in this communica tion should not be regarded as such. EFTA01422239