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efta-efta01426241DOJ Data Set 10Correspondence

EFTA Document EFTA01426241

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DOJ Data Set 10
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efta-efta01426241
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EFTA Disclosure
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Subject: Re: wiring limit From: Bella Klein Date: Wed, 10 Oct 2018 18:51:59 -0400 To: Richard Iarossi Cc: Richard Kahn Stewart Oldfield Bradley Gillin Great Thank you, Bella On Oct 10, 2018, at 6:13 PM, Richard Iarossi < › wrote: Hi Bella, The wire limit has been increased to $20mn. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Bella Klein [mailto: Sent: Friday, October 05, 2018 2:04 PM EFTA01426241 To: Richard Iarossi Cc: Richard Kahn Subject: Fwd: wiring limit Attached please find the requested form. Please let us know when limit increase Thank you, Bella Tel: Begin forwarded message: From: Richard Iarossi Subject: RE: wiring limit Date: October 4, 2018 at 3:03:58 PM EDT To: Richard Kahn a Cc: Stewart °I-dfiele , Bradley Gillin EFTA01426242 Hi Richard, Please have the attached form completed in order to have the limit raised to 20mm. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Kahn [mailto: Sent: Thursday, October 04, 2018 8:46 AM To: Richard Iarossi Cc: Stewart Oldfield 20mm please thank you Subject: Re: wiring limit Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell ; Bradley Gillin On Oct 3, 2018, at 5:21 PM, Richard Iarossi e > wrote: Hi Richard, EFTA01426243 I am new member of the team here in New York working closely with Stewart and Brad. Please confirm if you would like to increase to 15mm or 20mm as I will need to get internal approvals. I will also work on getting the necessary paperwork arranged and sent over ASAP. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Kahn [mailto: Sent: Tuesday, October 02, 2018 10:03 AM To: Stewart Oldfield Cc: Bradley Gillin Subject: Re: wiring limit Richard Iarossi no particular transaction however we sent 10mm wire out today and now can no longer do wires until tomorrow.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Oct 2, 2018, at 9:50 AM, Stewart Oldfield e > wrote: EFTA01426244 I definitely want you to be able to send us as much as you like . . . Let me find out what's involved in changing the limit. Is there a specific transaction you're looking at? Thanks Original Message From: Richard Kahn [mailto: Sent: Tuesday, October 02, 2018 1:48 PM To: Stewart Oldfield Subject: wiring limit it appears our daily maximum is 10mm we would like to move to 15mm or 20mm can you please look into paperwork that needs to be signed thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01426245 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01426246 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01426247

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