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efta-efta01426248DOJ Data Set 10Correspondence

EFTA Document EFTA01426248

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DOJ Data Set 10
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efta-efta01426248
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EFTA Disclosure
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Subject: Trade Details -- 10/15/2018 [C] From: Liam Osullivan Date: Mon, 15 Oct 2018 16:06:08 -0400 To: Paul Barrett Richard Kahn Cc: Davide-A Sferrazza Martin Zeman Xavier Avila Stewart Oldfield , Alan Brody Classification: Confidential Paul, In SFFLC: Bought 40,000 AAPL at 218.9774. Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logo.gif} Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Email Prepared on 10/15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all EFTA01426248 trade information. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01426249

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