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efta-efta01428834DOJ Data Set 10CorrespondenceEFTA Document EFTA01428834
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: 100,000 apple shares [C]
From: Tazia Smith <
IMI>
Date: Fri, 31 Mar 2017 15:23:27 -0400
To: Stewart Oldfield ‹
>
Welcome
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
Original Message
From: Stewart Oldfield
Sent: Friday, March 31, 2017 03:20 PM Eastern Standard Time
To: Tazia Smith
Subject: RE: 100,000 apple shares [C]
> Classification: Confidential
Thanks for handling this
From: Tazia Smith
Sent: Friday, March 31, 2017 1:31 PM
To: Richard Kahn
Cc: Bella Klein; Jeanne Brennan; Stewart Oldfield; Joshua Shoshan; Vahe
Stepanian
Subject: RE: 100,000 apple shares [C]
Classification: Confidential
Complete from our end. Please confirm receipt on Merrill's.
Thank You,
Tazia
EFTA01428834
fcid:[email protected]
Tazia Smith
Managing Director, Key Client Partners
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobile
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice.
The information set forth herein is confidential and personal to you and is
being presented for your information and for discussion purposes only. Any
reproduction and/or redistribution thereof (in whole or in part) or
disclosure of its content without our written consent is strictly
forbidden. This communication does not create any legally binding
obligation on the part of DBSI or any of its affiliates.
From: Richard Kahn [mailto:
Sent: Friday, March 31, 2017 1:25 PM
EFTA01428835
To: Tazia Smith
Cc: Bella Klein; Jeanne Brennan; Stewart Oldfield
Subject: 100,000 apple shares
Can you please update me on the status of DTC transfer. Thank you.
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, NY 10022
EFTA01428836
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