EFTA Document EFTA01438413

Subject: FW: Corp Resolution Query for SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant ‹ > Date: Mon, 24 Sep 2018 09:36:21 -0400 To: Bradley Gillin Stewart Oldfield Cc: Richard Iarossi Mayur Rathod Hello Brad, As discussed earlier, we are in possession of attached docs for entity Hyperion Air, LLC, with Harry Beller name missing on Pg 2 of the single pages attachment. We are proceeding to include Harry Beller as authorized signatory as per attached docs. Let us know if any queries, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile + From: Bradley Gillin Sent: Tuesday, September 18, 2018 9:11 PM To: Vi'a -A Sawant ; Richard Iarossi EFTA01438413 Cc: MayurRathoce; Stewart Oldfield > Subject: RE: Neptune LLC Corp Resolution Query - KYC#01977698 [C] Classification: Confidential Vijay, Confirmed. Thanks. Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Tuesday, September 18, 2018 11:00 AM To: Bradley Gillin ; Richard Iarossi Cc: Mayur Rathod ; Stewart Oldfield Subject: RE: Neptune LLC Corp Resolution Query - KYC#01977698 EFTA01438414 Hi Brad, As per our call today, please note the below Corp Resolution issue was found in other accounts in the Sothern Financial Relationship, listed below — JEGE LLC NES LLC Plan D Attached relevant docs which highlights this issue. As discussed, we will resolve this issue by using docs which reflect ALL the RP's for respective accounts. Let me know if any queries, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile + From: Vijay-A Sawant Sent: Tuesday, September 18, 2018 5:17 PM To: Bradley Gillin ; Richard Iarossi ; Stewart Oldfield EFTA01438415 Subject: Neptune LLC Corp Resolution Query - KYC#01977698 Hello Rich, I wanted to have a quick chat regarding the attached corp resolutions for Neptune LLC when you come in today, so we can solve a rejection point in our case 1977698, thanks. Regards, Vijay EFTA01438416