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efta-efta01438425DOJ Data Set 10CorrespondenceEFTA Document EFTA01438425
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DOJ Data Set 10
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Subject: RE: Butterfly / Paul Barrett [C] [I]
From: Richard Iarossi
Date: Mon, 15 Oct 2018 10:44:23 -0400
To: Stewart Oldfield
Cc: Bradley Gillin
Classification: For internal use only
We need to request "Current IDs" for Richard and Darren. I am sending the
email to Bella now.
Richard Iarossi
Assistant Vice President
Deutsche Bank Wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Monday, October 15, 2018 10:43 AM
To: Richard Iarossi
Cc: Bradley Gillin
Subject: FW: Butterfly / Paul Barrett [C]
Please send this morning. Liam needs this to open their new account. Thanks
From: Liam Osullivan
Sent: Monday, October 15, 2018 10:25 AM
To: Stewart Oldfield
Cc: Richard Iarossi
Bradley Gillin
Subject: RE: Butterfly / Paul Barrett [C]
EFTA01438425
Classification: Confidential
Hello, I forgot to say "Current ID" in my original email.
For Butterfly:
Approved KYC
Harry Beller — Contact Information
Erika Kellerhals - Contact Information
Darren Indyke — Current ID
Richard Kahn — Current ID
From: Liam Osullivan
Sent: Friday, October 12, 2018 11:40 AM
To: Stewart Oldfield
Cc: Richard Iarossi
Subject: Butterfly / Paul Barrett [C]
Classification: Confidential
Bradley Gitlin
I have attached Paul's ID and the LTA that has his information.
For Butterfly:
Approved KYC
EFTA01438426
Harry Beller — Contact Information
Erika Kellerhals
Darren Indyke
Richard Kahn
Contact Information
There are documents that we will need if the account wants Margin and
Options...as well as a completed e-delivery form.
Thanks!
{https://brandportal.intranet.db.com/img/modules/logo.gif}
Liam O'Sullivan
AVP I Key Client Partners - US
DB Securities Inc
Deutsche Bank Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Email
KCP products and services are intended and available only for persons who
are sophisticated institutional investors within the meaning of the FINRA
Rule 4512(C)(3), and who are capable of evaluating the strategies,
characteristics and investment risks of, and exercising independent judgment
in evaluating, the ideas and products discussed herein. Trades and
transactions are subject to relevant internal approvals of DBSI or its
affiliates prior to execution, and the execution of any transaction or idea
discussed herein is conditional on your becoming a client of Deutsche Bank.
Key Client Partners (KCP) products, investment ideas and solutions and
related matters discussed herein are provided for discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide
investment advice. The information set forth herein is confidential and
personal to you and is being presented for your information and for
discussion purposes only. Any reproduction and/or redistribution thereof (in
whole or in part) or disclosure of its content without our written consent
is strictly forbidden. This communication does not create any legally
binding obligation on the part of DBSI or any of its affiliates.
EFTA01438427
EFTA01438428
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