EFTA Document EFTA01460544

Weekly Business Updates Transactions Closed. Pipeline Deals & Client Updates Nov 12th 2013 Macro Themes & Trade Ideas Client Prospects Transaction Highlights / Clients Deutsche Asset `,.'Vettith Managemerii KCP: YTD TO WIC: YTD MTD 1 Key Client Partners Americas KCP LATAM & WIC KCP: YTD MTD WIC: YTD MTD - Global Equities: Bullish S&P 1750+ YE —"Tech " - US Rates expectations of rising rates pushed out - European Recovery slow but +ye GDP growth • Hedging solutions, taking gains - Japanese growth: AbenoMcs lead to 2x Equity • Inflation: GIC view increase CPI in 2014 - Municipal Bonds (dislocated v UST) - Efficient structure to monetize oil spikes - RREEF: Pike upside due to low supply Client • Sabo Capital KCP-A Sales • David Mann RM (Office) • Machael David (NY PCS) Client • Sales RM • • NB Zoullas Sec • David Mann • Diew Hearmi (NY PCS) • • • • Florida CryLI.M. • Thomas OR • Bryan Sleponon (MAIM PCS) • • • • MDCA • Thomas OR • Neal Fssie (NY PCS i • • • • Price Frailly • Thomas OR • Carotin Bovenhard (LA Pea • • • Desk KCP-US Deal • briceSmart Block Sale Product • Private Markets Client • Price Family %/$(000)k • sao Economics • 400k stock sale (PSMT) 114NO • KCP- LATAM . . . . . . WIC-US • Oxford Lane Capital • Syndicate • Venous • 123 • 227k Preferred, paid 54 per bond • WIC- LATAM . . . . . . For internal use only CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 121884 SDNY_GM_00268068 EFTA01460544