EFTA Document EFTA01460550

Weekly Business Updates Transactions Closed. Pipeline Deals & Client Updates Nov 29th 2013 Macro Themes & Trade Ideas Client Prospects & New Approved Accounts Material Deals in the Pipeline Deutsche Asset 8: Wealth Managemet• KCP - YTD: MTD: WIC - YTD: MTD: Key Client Partners Americas KCP LATAM & WIC KCP - YTD: 266 MTD: 0 WIC - YTD: 2,000 MTD: 128 Bullish US Equities' S8P 1800+ 1014 'Mega-Tech' - Bearish on Interest Rates Long Term. expectations of nsing rates pushed out - Chinese economic re-acceleration on the back of 3 1 Plenum Reforms - European Recovery slow but +ve GDP growth AbenomIcs to drive Japanese economic growth and further equity appreciation - Inflation. GIC view increase CPI in 2014 Municipal Bonds (dislocated v UST) - Oil spikes Efficient structure to monetize oil spikes - RREEF: Price upside due to low supply H,,einH • Sage CapOal KHH-A Sa::: • David Mann IZNI ar::: • Michael David (NY PCS) Client • 16 Currant KCP relationships Sales • RM • • NB Zeullas Sec. • David Mann • Mew Hearon (NY PCS) • 12 KCP Forms signed • • Thomas OR • Bryan Steponmn (GVVH PCS) • 9 KCP Accounts open • • • MOCA • Thomas OR • Neal Foote (NY PCS) • • • Price Fan* • Thomas OR • Carotin Botzenhard (LA PB) • • • • Voltaire Cap4al • Thomas OR • Maik Gonzalez (NY PB) • Desk KCP-US DM Deal • 131 sDearborn • Spitfire 2.0 • Gold Trade Finance • Aide° CLO Product • Real Estate • Private Markets • Private Markets • Pit:ale Markets Client • • Various • • Jaw. B.3 Forest % I S(000)k • • • 40% • 95%1,500 Economics • Preferred • $15m, • 4.5-45m • $38m Equity class At I% fee gold deity& situ tower t•-► • • • • KCP-US TOR • MDCA Stock Loan • Somemtoo TRS • Yacht Loan • Private thakets • Capital Markets • SI Fin. 8 Lording • Milos Nadal • Someotton • C. Gallagher • 60% 1650 • 70% 11,000 • 70% I 4.000 • 345m loan v $150m stock •Mau TRS $14.60m in she • 363m loan 15%, 4% foe • • • KCP-US TOS • Rides. Fx, Comm • 6200 Hollywood • Equity 00-invest • Capital Markets • Real Estate • Prnate Markets • Epstein • Stillooter • Endicott • 50% 75.100 • 95% I 25 • 5%I 2,000 • ISDA signed, ready to trade • $5m investment • • For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0121895 SDNY_GM_00268079 EFTA01460550