EFTA Document EFTA01460551

Weekly Business Updates Transactions Closed. Pipeline Deals & Client Updates Nov 29th 2013 Material Deals in the Pipeline Transaction Highlights & Material Clients Deutsche Asset 3 Wealth klanagemeint Key Client Partners "' Americas Desk KCP• LATAM Deal • RE portfolio financing • Equity Swap • Iron de • CLN • European Property Product • Real Estate • Capital Mathes • Private Markets • Private Markets • Real Estate Client • Luksic Family • Leo Kryss • Belford, Option-I • Belford. Fund P • A.G.. RMA Erigh SW $(000)k • • 6016 180 • 9O4 I 100 • 8011 1100 Economics! Orders • Euro SEOMI ban on $226MM portfolio • $20MM notional on Bovespa • $2 S•SMM firm orders • CLN on Pet robras linked w Inflation • $20MM kixury 6 100MM commercial j alllk . . . . WIC-US • 5-9y Farff Swap • Capitol Markets • rives . csaer • 75H 1150 • $30m Wismar JC / VS • Structured Notes • Capital Market-. • PAK Km.' ,,/ • 75H 1150 • Monthly Ikaa motetu re limes 8 OTC . WIC-US • Restricted Stock Sale • Capital Markets • Samson Capital • 80E. I 75 • 30 to 60 days • BLI I CO • $10m account • Capital Markets • Bilgil • 80.4; ISO • 60 to 90 days - lending related • WILLS • Equity • Capcal Markets • I-tartan Capital • • JS i OS . . WIC- • Fonds • • 1004. I • $2 ST MIA fINICP. & offshore ETFs • LATAM Desk Deal Product Client % I S(000)k Economics 1.4 KCP-US • Airlee CLO • Private Markets • Jaws. Bill F • ' SCC • $38m see • PowSmart Block Sale • Pnvate Markets • Price randy • 400k stock safe (PSMT) • KCP- • • • • . • LATAM • Pork:trial stock 7.-lk: • Fannie 8 FM stock • Millstein Housing • 184 • Sold 4 5MM stratus • • Air Lease • Os • Various • 243 • 415k allocations on las 515k • WIC-US • 2 x MLR • Syndicate • Various • 344 • 5014 extra shares moved • • Oxford Lane Capital • Syndicate • Various • 123 • 227k Preferred, paid .54 per bond • WIC- • • • • • • LATAM For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0121896 SDNY_GM_00268080 EFTA01460551