EFTA Document EFTA01460689

Pi•eline Monday. March 24. 2014 KCP Weekly Business Review Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas Client Trade KCP US Pipeline 1 Wes Nadal MOCA Stock Loan 2 GH Paine, Associates TRS to, real estate draeopet 3 JI-LAC Propel Troop, tnancing team resat 4 Olson CMGS. RB Olson Deveoprreil (MarrottNosiotaley) 5 Java, Forest Toro Spitfire 3 0 6 Angelo Takao: Kies S45mrn loan vs Slerrm Water Rights Contract (200) 7 Rice Family Office W/APdtategue (PSNIT) • Block Trade 8 EnTrust Treasures on repo and long SPY 9 Wilbur Ross Puerto Rom Sy TRS 10 Robert Snerrren FX Management (SFXE) II Vegas (Y.P Au) PACE hormone S Retold artnabontoppceb.moly 12 Marneather Anson Hotel Equity (capital raise) 13 Intend Real Estate PACE bond Program 10 Jemn.IHAC Tobacco bonds Client Tiede IMP IMAM Pipeline / Noble Fired Inoarne portfolio 2 Angeem Fame Structured notes 3 Sayre Correany Bond portlotiowth a cross currency overlay 4 Berord deSelect linked note 5 Fundscion Structured note snitch into dtSeleC linked tote 6 ProArus CROCI Stared notes 7 Bulgheroni Family Food Income portfolio 8 Stars US Corportale LoansCLOLoan Funds 9 Signature Capital Leveraged Exposure to Structured No*, 10 Tendencia Asset lAsnag Equity Steep I/ Aruceo Finer • cA CRE oto Client VAC US Pipeline Corporate Executive Va. ous MS Employee Pearl operators lGolub) New client Vat ous FereeliCaral New client Corporate New dent ‘n1C, US Ptah: CloSed 15k Surds SOF ul Feeder Fund Sock hedging 8 rrenceraw Equity Block Trade (NAOL) Fa LorigrShol (USDJPY USONC(a4) SOF ul Feeder Fund SOF Ill Feeder Fund Cash 8. bonds structured notes Single stock hedging S nswelszatew Estate I • udaten cot rront • 'viewed*. Ticket Size EXpected Revenue 18200003 S45nyn 1500000 5.003.000 $2Cerrn 1000.000 $2030mm 500.000 TOO 1.400.020 S45errn loan 500000 TOO 300 003 S750mm S1COrern Ongoing TBO SSOrnm TBD TBO 2 500000 5.000,000 500000 1000.000 1.000.0® TBD TOO ccxer Size Ew pc chn7 Re•tnue 3.450020 St Orrin 75000 $ 1 Onm 30000 $305Orrei 300.003 S5rren 100000 S5rms 100000 $1015rern 200000 S 1 COrrm 220.003 S305Orrrn 300000 5104&m 100,000 S20enrn 75000 S75rren 2 030 020 Emu" atad Dalt, Annual NNA Revenue 55% 95% 75% 75% 70% 75% 50% 50% 50% 50% 25% 20% 20% TOD TED mmlm.§5 7 SC0000 1 000000 TBD 1 000000 TBD 1000000 TBD soam 1 MO OX 1000000 507000 5001300 1 000 000 TOD TOD Estirnp:Pd Anzwal NSA RavenP.. 24500W 250030 250 C(!O TOD 500 000 500000 100030 TBD 100 0® TOD 250.000 500030 Tic ,o:S're EneCtP1 Sevenpt. Dp Et!ir.31..d At' n.Jpi RevunLe RHO St 5k Sernm 95% S5Dirm S20mm SO 2rrrn 200.000 10% SlOrrrn S2-3rrrn 95% 15mrn 100.000 50% TBD 530mn S1&20mm see- n For internal use only Relationship Manager Channel Office KCP Mos Nadal Choy Paler Bill Furber Elisabeth Schreiber Vacuous Ed Lok Cardin Barenhard Patsca Bennett Robert Lady Terri &trap Ed Lok Venous Tim Riey Watt* FS PB PCS FCS PCS PB PB PB PCS PB PB PB/PCS PCS PCS San, York Thomas °Rorke Los Angeles Taro Smite Boston David Mann Los Angeles Taro &nal NY. MIA David Mann San Francisco Taro Smth Los Angeles Craw] Mann Los Angeles David Mann Palm Beach Cereal Mann New York Taro &nth San Franca* Taro Smith VariOkis Bruce McDermott New York David Mann Various Deed Mann RoUprtstsp Ntine)er Cn.t.nntl Oluce KCP Antcno Braun NW Mown Zagury.Chaves Patrice Loon PWIA Mimeo lagurythaves Patron Leon PWM Magri ZaguryChaves Goshen Gonzalez PWM Marro ZaguryCaaves Gnaw Gonzalez PIMA Mir Zaguryttuwes Mercedes Sampedio PWM NY Zagurythaves Jan Eddicks PWM Narrburg ZeguryClutves Paco Leon PAW khans Zagury Chaves Mtn* &sun PWM Mown ZaguryChaves Joseph Jannto PWM NY ZeguryiChaves Ana Sosa PARA Geneva Z ur a ayes Relit p %Una, or C.n..P10 Of, cc Cadet Arra wieta Russell Coulter. &on Conroy German &along Teem PB Miarri Joseph Cothran Bean liatnngton PB San Francesco Brian Hanington Chris Cuana.aro Vahe Stepa Nan Joseph Cothew Joshua Snoshan PB Net, York ChnsOuartraro New York Chris Ovenware Chris Ouartara re CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 122130 SDNY_GM_00268314 EFTA01460689