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efta-efta01460858DOJ Data Set 10Correspondence

EFTA Document EFTA01460858

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DOJ Data Set 10
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efta-efta01460858
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EFTA Disclosure
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Classification: For Internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212 454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson MI 30k shares for Virgin America (VA.US) [I] Classification: For Internal use only Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart below? Mike I. thinks we see no more that 600k shares in Wealth Management. It may well be lower. SO bps of 600k shares is 3000 shares. What do you want to do? Thanks, Haig. Best regards,-•losh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office 212 454 4433 Cell All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govem. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Tazia Smith Sent: Wednesday, November 12, 2014 2:20 PM To: Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba Subject: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For Internal use only Josh — My regrets for the late notice. Hart (Eric Watson's Family Office Entity, Private Banker = Mark Gonzolez) is indicating for 30k shares of VA through KCP. CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122457 CONFIDENTIAL SDNY_GM_00268641 EFTA01460858

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