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sd-10-EFTA01460858Dept. of JusticeOther

EFTA Document EFTA01460858

Classification: For Internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212 454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaqui

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sd-10-EFTA01460858
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Classification: For Internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212 454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaqui

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Classification: For Internal use only Is this a new client you are requesting special consideration for , or is this the same client? Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212 454.0504 fax From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:28 PM To: Tazia Smith; Donald Summer; Haig Ariyan Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta Subject: RE: KCP IOI: Hart Acquisitions/Watson MI 30k shares for Virgin America (VA.US) [I] Classification: For Internal use only Greetings, Haig. Please see below. Would you give a KCP allocation off the top for Hart below? Mike I. thinks we see no more that 600k shares in Wealth Management. It may well be lower. SO bps of 600k shares is 3000 shares. What do you want to do? Thanks, Haig. Best regards,-•losh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office 212 454 4433 Cell All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govem. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Tazia Smith Sent: Wednesday, November 12, 2014 2:20 PM To: Joshua Shoshan; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba Subject: KCP IOI: Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For Internal use only Josh — My regrets for the late notice. Hart (Eric Watson's Family Office Entity, Private Banker = Mark Gonzolez) is indicating for 30k shares of VA through KCP. CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122457 CONFIDENTIAL SDNY_GM_00268641 EFTA01460858

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From: Sent: To: CC: Subject: Joshua Shoshan 11/18/2014 10:53:31 AM Joshua Shoshan Caroline Kitidis Daniel Sabba ; Chip Packard RE: KCP 101: Also,now we have a 50k 101 from Hart for PGRE; follow up on Hart Acquisitions/Watson 101 30k shares for Virgin America (VA.US) (1) Michael laquinta • Hai Ari an onald Summer omas 0Ror e : Matt Glassman Classification: For internal use only Haig, hi. What did you want to do about PGRE for Hart? Tazia, please confirm that no other special KC

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From: Michael laquinta Sent: 11/13/2014 3:51:17 PM To: Joshua Shoshan ; Haig Ariyan I I; Tazia Smith I I; Donald Summer CC: Caroline Kitidis Thomas ORorke ; Daniel Sabba ; Chip Packard Subject: RE: KCP 101: Also,now we have a 50k 101 from Hart for PGRE; follow up on Hart Acquisitions/Watson 10130k shares for Virgin America (VA.US) [I) Me. All set Sent with Good (www.good.com) ; Matt Glassman Original Message From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:50 PM

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Sent with Good (www.good.com) Original Message From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:50 PM Eastern Standard Time To: Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: Re: KCP 101: Also,now we have a 50k 101 from Hart for PORE; follow up on Hart Acquisitions/Watson 1O1 30k shares for Virgin America (VA.US) [1] Classification: For Internal Use Only Mike, who needs this mess

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