EFTA Document EFTA01460931

Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investmert Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Ma a PetnietwItrPeeerten& From: Diego Galan Sent: Monday, January 12, 2015 6:05 PM To: Mathew Negus Cc: Chip Packard; Haig Ariyan; Caroline Kitidis Subject: FW: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Hi Mat, We had a kick-off call on the Quintessentially Platinum program this morning (see attached presentation). We need to nominate US clients for this program (total of 100 clients globally will be selected); in the US the clients should meet the criteria below (see page 18 of the attached document): Net worth >$500m AuM with AWM >$50m Annual revenue potential >$1m On-boarded on KCP Could you please send me the list of on-boarded KCP clients, AuM with us, and 2014 revenue (or any estimate of annualized revenue potential)? Based on that list I will filter the ones that meet the criteria above so that we can have a discussion on who should be nominated. Thanks, Diego From: Alexander Maresch Sent: Wednesday, December 17, 2014 10:02 AM To: David Kroell; Diego Galan; Uwe Bork; Anurag Mahesh; Samantha Gruendler; Frank Schaff; Mark Smallwood Cc: Michele Faissola; Haig Ariyan; Chip Packard; Joachim Haeger; Marco Bizzozero; Ravi Raju; Liza Ding; Tanja Kocher; Kate Makuen; Alexandra Vitt-Krauss; Michaels Luhmann; Kristin Kulik-Peters; Dario Schiraldi; Gregor Guggisberg; Caroline Kitidis Subject: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential All. you were nominated by the regional GMT Heads to support the rollout of our new client retention and acquisition program Quintessentially Platinum. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122661 CONFIDENTIAL SDNY_GM_00268845 EFTA01460931