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efta-efta01460956DOJ Data Set 10CorrespondenceEFTA Document EFTA01460956
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Chip Packard
Managing Director I Co-Head, Wealth Management Americas
Deutsche Bank Trust Company Americas
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Securities offered through Deutsche Bank Securities. Inc.
From: Diego Galan
Sent: Saturday, April 11, 2015 2:27 PM
To: Chip Packard; Haig Ariyan; Joshua Friedberg
Subject: RE: Concentrated positions [C]
Classification: Confidential
All,
Please find attached the list of State Street concentrated positions — the list includes by office, by banker / CA, by client,
by account for accounts with 410m in a single stock.
Let me know if you have any questions.
Best,
Diego
From: Chip Packard
Sent: Tuesday, April 07, 2015 6:57 PM
To: Diego Galan; Haig Ariyan; Joshua Friedberg
Subject: Re: Concentrated positions [C]
Classification: Confidential
Thanks Diego.
Re State Street, I know of a handful of large concentrated positions, such as McGraw Hill. Can we re-check that with
Barry Morris?
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0 122716
CONFIDENTIAL
SDNY_GM_00268900
EFTA01460956
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