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efta-efta01460956DOJ Data Set 10Correspondence

EFTA Document EFTA01460956

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efta-efta01460956
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Chip Packard Managing Director I Co-Head, Wealth Management Americas Deutsche Bank Trust Company Americas Pcsiencl-cr Pe-v{015n Securities offered through Deutsche Bank Securities. Inc. From: Diego Galan Sent: Saturday, April 11, 2015 2:27 PM To: Chip Packard; Haig Ariyan; Joshua Friedberg Subject: RE: Concentrated positions [C] Classification: Confidential All, Please find attached the list of State Street concentrated positions — the list includes by office, by banker / CA, by client, by account for accounts with 410m in a single stock. Let me know if you have any questions. Best, Diego From: Chip Packard Sent: Tuesday, April 07, 2015 6:57 PM To: Diego Galan; Haig Ariyan; Joshua Friedberg Subject: Re: Concentrated positions [C] Classification: Confidential Thanks Diego. Re State Street, I know of a handful of large concentrated positions, such as McGraw Hill. Can we re-check that with Barry Morris? CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122716 CONFIDENTIAL SDNY_GM_00268900 EFTA01460956

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