EFTA Document EFTA01460957

Chip Packard Managing Director Deutsche Asset and Wealth Management 345 Park Avenue New York, NY. 10154 Phone: 1 Mobile: 1 Email: From: Diego Galan Sent: Tuesday, April 07, 2015 05:22 PM To: Chip Packard; Haig Ariyan; Joshua Friedberg Subject: Concentrated positions [C] Classification: Confidential Chip, Haig and Josh, Following up on last week's discussion, please find attached a list of the concentrated positions for WM Americas clients — the list includes by office, by banker / CA, by client, by account for accounts with >$10m in a single stock. The data include Pershing accounts only, as there were no concentrated positions >$10m in State Street. Let me know if you have any questions. Best, Diego Diego Galan Head of Strategy Wealth Management Americas DB Securities Inc 345 Park Avenue. 101540004 New York. NY. USA Tel. Mobile Email diegosialanadb corn Assistant: Ladle Whitaker Panicrwfv-Peepron CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122717 CONFIDENTIAL SDNY_GM_00268901 EFTA01460957