EFTA Document EFTA01481838

Confidential Due Diligence Report Due Diligence Report DARREN INDYKE JP Morgan Chase Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 1 EFTA01481838 Confidential Due Diligence Report Executive Summary On 08/13/2013, GS&I was requested by Justin Nelson to conduct a background investigation. Darren Indyke was researched through available New Jersey databases. Throughout this search, the following records were researched: Company and corporate records, RDC (Regulatory Data Corp), MIS (McDonald Information Services), Worldcheck, Dow Jones Watchlist, Google, SPEADD/FPS internal database search (JPMorgan Chase Fraud Prevention List Review), federal court searches, personal particulars, publications, regulatory sanctions, FINRA/NFA and OFAC (Office of Foreign Asset Control). Please Note: All research is subject to the availability of electronic database resources. Our searches revealed the following: Darren Indyke • Company records search revealed no records found. • Corporate records search revealed no records found. • Other databases (RDC/MIS/ Worldcheck/Google/Dow Jones Watch List/SEX OFFENDER) revealed no records found. • Internal database search revealed no records. • Federal court searches revealed no records found. • Personal Particulars: Social security was issued in NY between 1974-1975. Date of birth: Current Address: • Publications revealed nothing derogatory. • Regulatory sanctions search revealed no records found • A search of OFAC did not reveal any matches. Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 2 EFTA01481839 Confidential Due Diligence Report TABLE OF CONTENTS PERSONAL PARTICULARS 4 OFAC/CONTROL LIST SEARCH 20 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 770847413B 3 EFTA01481840 Confidential Due Diligence Report PERSONAL PARTICULARS Person Summary Name Indyke, Darren K Address (Wireless) (Residential) LexID SSN DOB (Agelll, Male) Email Address Summary (5 current, 10 prior) No. Address (Residential) (Phone number and zip code combination is invalid) Status Current To-From Phone 9/2011-8/2013 Current Residence) (Most Recent Listing) (Residential) ne area code is changing) Neighborhood Profile EFTA01481841 esi entia Name Associated with Address Maxwell, Ghislaine Noelle (Residential) Possible Household Members Benowitz, Danielle N Indyke, Bernard W Indyke, Sharon E Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474138 4 Current 8/2003-7/2013 (Current Residence) 973-597-1165 Current 11/2008-8/2013 (Current Residence) (Pho EFTA01481842 Confidential Due Diligence Report Saipher, Michelle F Name Associated with Address Redmond, Pye Ilene Redmond, Ilene F Redmond, Matthew P Pye, Thomas F Becker, Brian K Neighborhood Profile NM (Most Recent Listing) (Residential) 6. 7. 9. EFTA01481843 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 5 Prior 3/2000-11/2011 Prior 6/1994-8/2013 Current 10/2003-2/2004 (Current Residence) EFTA01481844 Confidential Due Diligence Report Essex County (Residential) Name Associated with Address Redmond, Pye Ilene Redmond, Ilene F Redmond, Rebecca R Redmond, Matthew P Pye, Thomas F Neighborhood Profile (Business) Neighborhood Profile (Residential, High-rise) Neighborhood Profile (Residential, High-rise) Possible Household Members Shears, Therese 3 Neighborhood Profile Confidential - This report is not to be disseminated or photocopied to any third party without the EFTA01481845 express consent of Global Security & Investigations. 7708474136 6 Prior 8/1988-4/1994 Prior 9/1998 Prior 3/1993-7/2003 Prior 2002-10/2005 EFTA01481846 Confidential Due Diligence Report (Shipping agent) Neighborhood Profile Licenses/Voter 2 licenses Other Licenses 2 licenses No. 1. Type Voter 2. Professional Real Property (5 current, 0 prior) No. Address 1. Palm Beach CountySource: A Owner Info Indyke, Darren Sai her, Michelle F Legal Info Parcel Number: 00-42-47-21-28-000-0500 Sale Date: 09/15/2011 Assessment Year: 2012 Sale Price: $460,000.00 Recording Date: 09/21/2011 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474138 EFTA01481847 7 Status Current Purchase Price Sale Price $460,000.00 Prior Prior Status Active Issued/Expired Last Voted: 2001 Party: Republican Location NY NY State FL EFTA01481848 Confidential Due Diligence Report Document Type: Assessor Assessed Value: $355,606.00 Total Market Value: $355,606.00 Type of Address: Sfr Loan Amount: $345,000 Mortgage Lender Name: WELLS FARGO BK NA Mortgage Info 1 Loan Amount: $345,000.00 Description: Mortgage Lender Name: WELLS FARGO BK NA Loan Type: Conventional Recording Date: 09/21/2011 Contract Date: 09/15/2011 Transaction Type: Resale 2. Palm Beach CountySource: B Owner Info Ind ke Darren Legal Info Parcel Number: 00-42-47-21-28-000-0500 Assessment Year: 2012 Sale Price: $460,000.00 Recording Date: 09/15/2011 Document Type: Assessor Assessed Value: $355,606.00 Total Market Value: $355,606.00 Type of Address: Zero Lot Line Mortgage Info 1 Loan Amount: $345,000.00 Lender Name: WELLS FARGO BANK NA Loan Type: New Conventional Recording Date: 09/21/2011 Contract Date: 09/21/2011 Mortgage Info 2 Loan Amount: $345,000.00 Lender Name: WELLS FARGO BANK NA Loan Type: New Conventional Recording Date: 09/21/2011 Contract Date: 09/15/2011 3. Confidential - This report is not to be disseminated or photocopied to any EFTA01481849 third party without the express consent of Global Security & Investigations. 7708474136 8 Current $460,000.00 FL EFTA01481850 Confidential Due Diligence Report Source: B Owner Info Indyke, Darren Saipher, Michelle Legal Info Parcel Number: 10 00107-0000-00007-0001-C3205 Assessment Year: 2011 Sale Price: $415,000.00 Recording Date: 06/30/2006 Document Type: Assessor Assessed Value: $388,700.00 Type of Address: Condominium 4. Essex CountySource: A Owner Info Indyke, Darren Saipher, Michelle Legal Info Parcel Number: 10-00107-0000-00007-01-C3205 Sale Date: 06/30/2006 Assessment Year: 2011 Sale Price: $415,000.00 Recording Date: 07/21/2006 Document Type: Assessor Assessed Value: $388,700.00 Market Land Value: $210,000.00 Total Market Value: $388,700.00 Type of Address: Condominium Loan Amount: $332,000 Mortgage Lender Name: FIRST MAGNUS FIN'L CORP 5. New York CountySource: Owner Info Indyke, Darren Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. EFTA01481851 7708474136 9 Current $4,950,000.00 NY Current $415,000.00 NJ EFTA01481852 Confidential Due Diligence Report ega Parcel Number: 1399-0065 Sale Date: 07/06/2000 Assessment Year: 2003 Sale Price: $4,950,000.00 Recording Date: 10/18/2000 Document Type: Assessor Total Market Value: $6,660,000.00 Type of Address: Duplex Associates Possible Relatives - 1st Degree: 7, 2nd Degree: 23, 3rd Degree: No. First Degree Relatives Address 1. Saipher, Michelle F(Possible Wife) Second Degree Relatives Sai her, H Edward Deceased Sai her, Anne ecease Saipher, Jacob • 34 EFTA01481853 Saipher, Renee • Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 10 EFTA01481854 Confidential Due Diligence Report 2. Second Degree Relatives • • • Shears, Lisa Kay reen, enni er ynn • • • Third De ree Relatives Green, Lisa K Third Degree Relatives Green, Jonathan Morrow Third Degree Relatives • Green, Eric Wesley • • • DOB: 07/1975(Age 38) Third Degree Relatives EFTA01481855 Camdenton, MO 65020-4082 • Green, Jon M • Third Degree Relatives Green, Eric W • Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 EFTA01481856 Confidential Due Diligence Report Howard, Therese Jean • • • MEM Third Degree Relatives Shears, Barbara Jean Howard, David J • • • Third Degree Relatives • Deceased Shears, Randall Kenneth Third Degree Relatives Shears, Brittany Jean • Third Degree Relatives EFTA01481857 Shears, Randi Kay Shaffer, Brian S Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 770847413B 12 EFTA01481858 Confidential Due Diligence Report Shafer, Bryan E Shaffer, Harold 0 Deceased Shafer, Michael E Third Degree Relatives Shaffer, Brian 111111 . EFTA01481859 Mcneal, Tegwen Marie Shaffer, T a E EMS Shears, Richard C Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 13 EFTA01481860 Confidential Due Diligence Report • • • • • a co, .iosep Shaffer, Brian Stev • 3. Second Degree Relatives • • • Benowitz, Gordon EFTA01481861 Benowitz, Gr B • Third Decree Relatives • • Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. EFTA01481862 Confidential Due Diligence Report =MI Indyke, Rick EFTA01481863 Third Degree Relatives Indyke, Joan R Indyke, Joan R • Third Degree Relatives • Third Degree Relatives Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 15 EFTA01481864 Confidential Due Diligence Report Indyke, Hilary A • • • • Indyke, Rick • Third Degree Relatives • Indyke, Curtis M • • 4. Third De ree Relatives • Benowitz, Danielle N(Possible Sister) Second Degree Relatives • Benowitz, Daniel • 5. 6. Ind ke Sharon E Possible Mother) Indyke, Tobi F Second Degree Relatives • Bernstein, George EFTA01481865 Bernstein, Elise S • • • inira uegree Relatives Bernstein, George B Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 770847413B 16 EFTA01481866 Confidential Due Diligence Report Deceased Bernstein, George B Third De ree Relatives Third Degree Relatives Korn, Michael S Korn, Michael David Third Degree Relatives Korn, Bela EFTA01481867 ueceasea Korn, Michael S • Bernstein, Elise S • Indyke, Beth R Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 770847413B 17 EFTA01481868 Confidential Due Diligence Report • • • • • • Indyke, Scott S Indyke, Scott Edward(Possible Brother) Business Connections - 12 records found No. Name 1. THE FLORIDA SCIENCE FOUNDATION, INC. 2. MAX HOTEL SERVICES CORP. 3. 4. 5 6. 7. LYN AND J030 LLC 24 Patriot Hill Dr Basking Ridge, NJ 07920-4214 Address Title 250 S Australian Ave Ste 1400 West Palm Beach, FL 334015016 457 Madison Ave New York, NY 10022-6843 457 Madison Ave Fl 4TH New York, NY 10022-6843 E MANAGEMENT NEW YORK LLC 457 Madison Ave Fl 4TH New York, NY 10022-6843 ZORRO DEVELOPMENT CORP. EFTA01481869 NEW YORK STRATEGY GROUP, LLC KCAC LLC 8. MAX HOTEL SERVICES CORP. 9. 10. 11. L.A.W. PLANTATION MANAGEMENT CORP. L.A.W. PLANTATION MANAGEMENT CORP. L.A.W. PLANTATION MANAGEMENT CORP. 12. NEH YORK STRATEGY GROUP LLC Possible Employers - 15 records found. No. Name 1. SLK DESIGNS LLC Address 575 Lexington Ave Fl 4 Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 18 32 Loockerman Plz Ste L-100 Dover, DE 19901-7328 457 Madison Ave New York, NY 10022-6843 24 Oakmont Ter Hightstown, NJ 08520-2511 457 Madison Ave New York, NY 10022-6843 6525 W Campus Oval Ste 10 New Albany, OH 43054-8830 515 Abigail Plantation Rd Albany, GA 31721-8114 8000 Walton Pkwy Ste 100 New Albany, OH 43054-7075 Contact Contact Secretary Attorney Authorized Representative Chief Executive Officer Secretary Secretary Secretary Owner EFTA01481870 Phone Contact EFTA01481871 Confidential Due Diligence Report New York, NY 10022-6146 2 3. 4. 5. 6 THE FLORIDA SCIENCE FOUNDATION, INC. THE C.O.U.Q. FOUNDATION, INC. L.A.W. PLANTATION MANAGEMENT CORP. LYN AND JOJO LLC 7. MAX HOTEL SERVICES CORP. 8 9. 515 Abigail Plantation Rd Albany, GA 31721-8114 E MANAGEMENT NEW YORK LLC 457 Madison Ave Fl 4TH New York, NY 10022-6843 457 Madison Ave Fl 4TH New York, NY 10022-6843 457 Madison Ave New York, NY 10022-6843 NEW YORK STRATEGY GROUP LLC 457 Madison Ave New York, NY 10022-6843 J EPSTEIN & COMPANY INC 10. 116 EAST 65TH STREET, LLC 12. NINE EAST 71ST STREET CORPORATION 13. DKI GRAPHICS, INC. 14. DKI GRAPHICS, INC. 15. SJ I CORPORATION Business Associates - 2 records found. No. Name 1. 116 E 65 ST LLC 2. EDWARD W LARGE REVOCABLE TRUST 457 Madison Ave New York, NY 10022-6843 457 Madison Ave New York, NY 10022-6843 11. NEH YORK STRATEGY GROUP LLC 457 Madison Ave New York, NY 10022-6843 457 Madison Ave Fl 4TH New York, NY 10022-6843 457 Madison Ave New York, NY 10022-6843 227 E 59th St EFTA01481872 New York, NY 10022-1424 110 E 59th St New York, NY 10022-1304 Address 457 Madison Ave New York, NY 10022-6843 7045 Valencia Dr Boca Raton, FL 33433-7405 Role Real Property Real Property Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474138 19 EFTA01481873 Confidential Due Diligence Report OFAC/CONTROL LIST SEARCH Office of Foreign Assets Control: Search Results The Search Results Page displays records based on your search criteria. If the individual or organization is in the OFAC database, their name will be displayed in the Search Results Page. No records were found that meet your search criteria: Indyke, Darren Confidential - This report is not to be disseminated or photocopied to any third party without the express consent of Global Security & Investigations. 7708474136 20 EFTA01481874