EFTA Document EFTA01274387

*UTIS Your Financial Advisor. SCO77 STACKMAN/LYLE CASR1EL Phone UBS Financial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 CPZ6CO27549e9 Dila Yt 0 Questions about your statement? Call your Financial Adv6or or the RMA Resourceline at 800-RMA-1000, account visit our website: www.ubscomffinancialseivices Resource Management Account February 2014 Account name: GHI51AINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following Value of your account investment objectives for this account it you have questions about these objectives, disagree with them, or weh to Your assets change them, please contact your Your liabilities Financial Advisor or Branch Manager. You can find a full dexription of the Value of your account alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital aPPreciatiOn Your risk profile: Primary - Moderate investment eligibility consideration - None selected on January 310) on February 28 (I) 0.00 I ,8C6,597.05 0.00 0.00 $0.00 $1,606,597.05 Change in the value of your account February 2014 (1) Opening account value Deposits, including investments transferred in Year to date ($) $0.00 $0.00 1,793,384 45 1,793,384 45 Change in market value 13,212 60 13,212 60 Closing account value 51,806,597.05 41.806,597.05 Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out. SDNY GM 00021630 Member SIPC CPZ60C04C072$4949 PZ6000i 44729 COOOS 02 le 03067503e Moo ►age 31 of 48 CONFIDENTIAL EFTA 00132250 EFTA01274387 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account name: Account number: See Account 4Ctoity this moNhlor (kid Is Betances in your 'weep Options are indudedin the opening and closing blames value. FDIC insurance arOlt5 only to deposits at U85 Bank USA, rot to depo9ts at 1.185 AG, Stanford &arch or bank deposits placed t tromp the 085 Internationd Depose Account prog.am. SIPC protection applies to money market sweep fund holdings but rot bank deposits See important ingormation about your statement 04 the laSt MO pages ci this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 52,594.1 7 52,594.17 Total additions $52,594.17 $52,594.17 Net cash flow $52,594.17 $52,594.17 Closing balances $52,594.17 $52,594.17 Your 15 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CFZ60C04002254950 P26000I 44229 00005 0214 030575004 CONFIDENTIAL COMSNY_GM_00028W11 32 of 48 EF1'A_00132251 EFTA01274388 iltUBS Resource Management Account February 2014 Your assets Account nanne: CHIIAINE MAXWELL friendly account name: Account number. %me finCeS, income and current vaUeS ShOnn may De approximate. As a its ul, gal rtS and IOSSCS may rxel be acurately reflected. See importanonformabon about yoor statement a the end of des dxurrent for more informalon Cash Cash and money balances Cash and money balances may include avalable cah balances. OBS Bank. USA deposit account Glances. UBS AG Stanton:I Branch &pont account baances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hi n [WI( able limits, but are not protected by SIPC. UB5 AG Stanford Brant h deposit acoum Mance: n not insured by FDIC end am not protected by SIPC Money market sweep baronets are protected by SRC but are not insured by the FDIC. See the rmportant information about your statement at the end of this document for details about those balances. Openng Wane° Closmg taance Pnce per :hare Average Hddng on Feb I(S) on Feb 28 IS) on Feb 28 (S) rate MS BANK USA DEP ACCT 0.00 52,59417 250003.00 DnIdence interest period Your Financial Advisor: SCOTT STACK MAN LYLE CASkiEL Dail in penol Cap mount (I) Equities Common stock Hddng Park !.Caber dsle of shares Purchase pied Average pace Price Per Share per share (S) Cost basis (1) on Feb 28(1) Vatie on uweerized Hddng Feb 28(1) gain or loss (I) period MB LID SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield 2 99% 1.475 003 --This information was unavailable.- 25.480 37.583 00 PLSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information was unavailable-- 67.760 24,732.40 SAE SYSTEMS PLC SPON AC4I Symbol. BAESY Exchange OTC EAI: 11,289 Curent yield: 4.66% 1,000 000 --This information was unavailable- 27.650 27,650 00 continued next page SDNY GM 00021632 CP260004CO2254951 P26000144229 000050214 033575004 Y1235722550000000 ►age 33 of 48 CONFIDENTIAL EFTA J30132252 EFTA01274389 *UBS Resource Management Account F•Th-i.ry 20'4 Your assets r Equities . Common stock (contmved) bcIdng bade dna weber of shares Purchase pica *wage price Price per share per than (I) Cost bade (S) on Feb 2801 Vaue on urueazed Holding Feb 28 (SS gain or lost (1) period BAYER A G WON AOR Symbol: BAYRY Exchange: OTC [Al: 4442 Current yield I 28% 245 000 ---This information was unavaiable--- 141 220 34,59890 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange: NYSE EAI: $1,027 Current yield: 3.43% 435.000 ---This information was unavailable-- 68.903 29,971 50 BHP PARIBAS SA ADR Symbol. BNPQY Exchange: OK EAI: $81 I Current yield 1 66% 1,1 95.00) ---This information was unavailable-- 40.870 48,839.65 80C HONG KONG HOLDINGS LTD SPON AOR Symbol. BHKLY Exchange: OTC EAI: $1,749 °Arent yield. 5.19% 555.000 ---This information was unavailable- 60.690 33,682.95 8RMSH AMER TOBACCO PLC GB SPON ACR Symbol. BTI Exchange: AMEX EAI: 42,777 Current yield. 433% 590.000 ---This information was unavailable--- 108.790 64,186.10 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange. OTC EAI:$3,826 anent yield. 5.31% 4,270.000 ---This information was unavailable-- 16.869 72,030.63 CEUTSCI-E POST AG SPON ADA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.38% 1360.000 information was unavailable-- 37.320 50,755 20 GOF SUEZ SPON ADR Symbol- GDFZY Exchange. OTC EAI: $2,685 Caren yield- 5.33% 1,980 000 ---This information was unavailable-- 25.440 50371 20 GLAXO SMITHKLINE PLC ADR Symbol. GSK Exchange. NYSE EAI: $2,506 Cisrent yield: 4.41% 1,015.000 ---This information was unavailable-- 55.940 56,779 10 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol. HSBC Exchange: NYSE EAI: $2,748 Current yield: 4.55% 1,145.000 ---This information was unavailable.-- 52.790 60,444.55 continued next page 0,2600040022 44962 M000144229 04005 0213 0305750)4 cocttnne_om_0002Ates 34 of 48 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ignandol Advisor: SCOTT STACKMANLYLE CASIVEL CONFIDENTIAL EF1'A_00132253 EFTA01274390 SUBS Resource Management Account February 2014 YOUE assets . Equities . Common stock (continued) Wiring Trade date hurter of shares Purchase pricer Average price Price per share per share (1) Coe basis <11 on Feb 28(3) value on Unrealized ticking Feb 28 (I) gain or loss (5) period IMPERIAL TOBACCO GROUP PLC YON ADR Sy:abet: 'WRY Exchange:OTC EAI: 11,961 Current yield: 4.66% 515.003 --This information was unavailable--- 81.750 42,101.25 KIRIN HOLDINGS LTD SPON ADR Symbol: KNEIWY Exchange: OTC EAI: 1534 Current yield 2.02% 3,010.000 --This information was %may:04We-- 13.710 41,267.10 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 13,784 anent yield: 6.72% 1,035.000 --This information was unavaiable-- 54.400 56,304 00 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 11,929 Current yield: 4.04% 2425.000 --This information was unayaiable-- 18.200 47,775.00 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,618 Current yield. 2.83% 2410.000 --This information was unavadable-- 21.870 57,080.70 NESTLE 5 A SPONSORED *DR REPSEG REG 5H5 swnz ADR Symbol. NSRGY Exchange: OTC EAI: 12,146 Current yield: 2.70% 1,055.000 --This information was unavadable--- 75.440 79,559.20 MPPON TELEG & TEL CORP SPON ADR Symbol. NIT Exchange NYSE EAI: 51,613 Current yield: 2.58% 2210.000 --This information was unaniable--- 28.240 62,410.40 NOVARTIS AG SPON ADR Symbol: NW Exchange: NYSE EAI: 11,723 Current yield: 2.12% 975.000 --This information was unamiable-- 83.180 81,100 50 ORKLA ASA A SID SPON ADR Symbol: ORKLY Exchange: OTC EAI: 11,399 Current yield: 4.05% 4,1 15 030 --This information was unandable--- 8.400 34,566 00 PT. TELEKOMUNIKASI INDONESIA SPON ACR Symbol: TUC Exchange: NYSE EAI: 1841 Current yield 3.11% 690.000 --This information was unawaiable--- 39.230 27,068 70 SDNY GbriskYfgar page CP260004007254953 P26000144229 00005 0214 03057%04 O00000 Page 35 of 48 Account name: GHISLAINE MAXWELL Friendly account narne: Account number. Your Pi nandal Advisor: SCOTT STACK MANEYEE CASRIEL CONFIDENTIAL EFTA_00 I 32254 EFTA01274391 cat UBS Resource Management Account February 2014 Your assets . Equities . Common stock (Conbnued) Hddng Trade date Writer of shares Purchase price Average price Price per shoe per Mare (S) Cad bat (S) on Feb 28(Y) Valueon Unrealized Hddng Feb 28(S) genes loss ($) period RECKITT 8ENCKISER PLC WON ADR Symbol: R8GLY Exchange: OTC (Al: 41,497 Current yield. 2.54% 3,540 000 --This information was unavailable-- 16.630 58,870 20 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 6 ORD SHS WON /OR Symbol: RDS.8 Exchange: NYSE EAI: 31,440 Current yield: 4.62% 400.000 ---This information was unavailable-- 77.920 31,168.00 SAWN WON ACill Symbol: SNY Exchange: NYSE (Al: 41,574 Current yield: 254% 1,195.600 --ibis information was unavailable--- 51.840 61,94880 AMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: 41,507 Current yield: 2.26% 500.000 --This information was unavailable-- 133.130 66,565.00 SNGAPORE TELECOM LTD NEW 2006 SPON Apt Symbol. SGAPY Exchange: OTC EAI: 12,249 Current yield: 4.46% 1,765.000 --This information was unavailable-- 28560 50,408.40 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $961 Current yield 2.64% 1,575.000 --This information was unavallable-- 23.150 36,461 25 STATOR. ASA WON ADR Symbol: STO Exchange NYSE EAI: 41,237 Current yield: 3.24% 1,450 000 -This information was unavailable-- 26.340 38,193.00 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4333 Current yield 2.22% 830.000 ---This information was unavailable--- 18.070 14,998.10 TESCO PLC SPONS ADR UNITED KINGDOM Symbol: TSCOY Exchange: OTC EAI: 4980 Current yield 3.89% 1,520.000 --•This information was unavailable--• 16.590 25,216 80 TOTAL S.A. FRANCE WON ADR Symbol: TOT Exchange NYSE EAI: 42,941 Current yield: 4 24% 1,070 000 --This information was unavailable--- 64.900 69,413 00 continued neAt page CP2600040022 54954 P26000144229 00005 0214 093575074 000gS1NICGM_0002445 36 of 48 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Asandal Advisor, SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA_00 132255 EFTA01274392 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) TIJO Hddng date minter of snares rgICtiate pica Average pace per share (S) Con bans (SI Pate per share on f eb 28(1) WItie on unrealized Hdcing Feb 28 (1) gin or loss (t) period UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: $1,992 Current yield: 3.09% 1.630.003 --This information was unavaiable— 39.560 64,482 80 UNTD OVERSEAS BK LTD SPONS ACR SNGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.92% 1250.000 --This information was unavaiable- 32.5OO 40,625 00 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC 2,025.000 --This information was unavailable-- 3O.56O 61,884.00 Total Total estimated annual income: 559.314 31.754,OO2AB Your total assets Cash Value on Feb 2801 Pr(entaged Cost Estimated your account oas6 (S) minuet income (II Urges4S wino( loTS CS) Cash and money balanoss 52,594.17 2.91% 32.594.17 equities Total • Missing cost tx4Is inlamallas • Common stock 1,754,002.0$ 97.09% 59,314.00 Account activity this month $1,806,597.05 100.00% $52,594.17 $59,314.00 Dale Atlhity Description Amount (1) Deposits and other funds credited Feb 26 Deposit CHECK DEPOSIT 52,594.17 Total deposit and other funds credited $52,594.17 SDNY GM 00021636 CS26OCO4CO72 54955 n6OOO144779 030050214 030575034 CONFIDENTIAL 000000 ►age 37 of 48 EFTA_00132256 EFTA01274393 SUBS Resource Management Account February 2014 Account activity this month tconinueth Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number: For more Information about the oricei value shown or reudcted securities, see Important Worrnati,n about your :tatemert at the end of this docunent QSe Achim,/ Description Quantity proceeds Iron Funds rnwsurent wrthdrawn Ici Accrued ydue (5) Pnce transachcas rnvestrnents bcu9l (I) Imerest (5) Feb26 Receive Dtc ABB LTD WON ADR 0.19P: 000375204 1,475 000 37258.50 Feb26 Receive Dtc ALSTOM ADR CUSIP: 021244207 4,875.000 12,675.50 Feb26 Receive Dtc ASTRAZENECA PLC SPON ACP CUSP: 046353108 365.000 24.747.00 Feb26 Receive Dtc BAE SYSTEMS PLC SPON ADR CUSIP: 05523R107 1,000.000 27,570.00 Feb26 Receive Dtc BNP PARIBAS SA ADR 055654202 1,1 95.000 48266.05 Feb26 Receive Dtc BAYER A G SPON ADR CUSIP: 072730302 245.000 33.699.75 Feb26 Receive Dtc BHP BILLITON LTD SPON ADR CUSIP: 085606108 435.000 30,036.75 Feb 26 Receive Dtc BRITISH AMER TOBACCO PLC G8 SPON ADR CUSIP. 110448107 590.000 62,056.20 Feb 26 Receive Dtc BOC HONG KONG HOLDINGS LTD SPON ADR CUSIP: 0%613209 555.000 33,651 87 Feb26 Receive Dtc OEUTSCFE TELEKOM AG DE SPON ADR CUSIP: 251566105 4,2 70.000 72,077.60 Feb26 Receive Dtc DEUTSCI€ POST AG SPON ADR CUSIP: 25157Y202 1,360.000 50220.72 Feb26 Receive Dtc GOF SUEZ SPON ADR CUSP: 361608105 1,980.000 47,559.60 Feb26 Receive Dtc GLAXO SMITHKUNE PLC ADR CUSP: 37733W105 1,015.000 57,063.30 Feb26 Receive Dtc FISBC HOLDINGS PLC NEW GB SPON ADR CUSIP: 404280406 1,145.000 59,872.05 Feb26 Receive Dtc IMPERIAL TOBACCO GROUP PLC SPON ADP CU9A 453142101 515.000 41,788.64 Your Ilnancid Advisor: SCOTT STACK MAAY LYLE CASPIEL continued next page CP260004002254956 P26000144229 CCOOS 0214 030575034 CONFIDENTIAL caSonnecmood4ter 38 of 48 EFTA _00132257 EFTA01274394 *UBS Resource Management Account February 2014 Account activity this month (continued) Investment transaaions (continued) Date ACnxly Desoloton QLL8nlity Proteects from Funds Investment vethdrarten ICI ACC flied VS,* (24 Piite tranwitcos, (s) tnve5IrrlentS 06.14 (i) merest CS) Feb 26 Receive Dtc KRIM HOLDINGS LTD SPON ADR CUSIP: 497350306 3,010.000 40.123.30 Feb 26 Recemie Dtc Mr N GROUP LTD SPON ADR CUSIP: 62474 MI 08 2,625.000 47,985.00 Feb 26 Receive Dtc MUNICH RE GROUP ADR CUSIP: 626188106 2,610.0:0 56810.90 Feb 26 Receive Dtc PESTLE S A SPONSORED ACIR REPSTG REG 5115 swaz *DR CUSP: 6411:69406 1,055.003 79.019.50 Feb 26 Receive Dtc liPPON TELEG & TEL CORP SPON Al:Ft CU9P: 654624105 2210.000 62A98.80 Feb26 Receive Dtc NOVARTIS AG SPON AOR CUSIP: 66987VI 09 975.000 81,324.75 Feb26 Receive Dtc LUKOR. OR. CO SPON ADR (25 RUBLES) CUSP: 677862104 1.035 000 57.649.50 Feb 26 Receive Dtc ORKLA ASA A SHS SPCN ADR CUSP: 686331109 4,115.000 33,660.70 Feb26 Receive Dtc PT. TELEKOMUNIKASI INDONESIA SPON ADR CUSP: 715684106 693.000 26868.60 Feb26 Receive Dtc RECKITT BENCTISER PLC WON AEA CUSP: 756255204 3,540 000 59,436 60 Feb 26 Receive Dtc ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS SPON ADR CUSIP: 780259107 400.000 31328.00 Ft b 26 Receive Dtc WRNS GROUP PLC SPON AOR 83238P203 1,575.000 36288.00 Feb 26 Receive Dtc SANDS SPON ADR CUSP: 80105N105 1,195.000 61,494.70 Feb26 Receive Dtc SINGAPORE TELECOM LTD NEW 2006 SPON ADR CUSIP: 82929R304 1,765.000 50,620.20 Feb26 Receive Dtc SEMENS A G SPON ADR CUSP: 82619750I 503.000 65,850.03 Account name: GHISLAINE MAXVVEU. friendly account name: Account number: Your el nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL continued next page SDNY GM 00021638 CPZ60004C07254957 PZ6000144229 00005 0214 030575034 CONFIDENTIAL 0,3:00 Page 39 of 48 EFTA_00 132258 EFTA01274395 UBS Resource Management Account February 2014 Account activity this month (commis) Investment transactions (continued) Die Activity Descepacm Quantity Value (S) iunce (I) Proceeds fran inwsvnenl transactions (5) Funds withdrawn In investments bouiP1 (S) Accrued inieres1 (S) Feb26 Receive Dtc STATOIL ASA SPON ACR CUSIP: 85771 P102 1,450.000 38.077.00 Feb 26 Receive Dtc TAIWAN SEMICONDUCTOR MFG CO LTD ADR CLI9P: 874039100 830.000 14,798.93 Feb26 Receive Dtc UNILEVER NV N Y SHS NEW NETHERLANDS WON ADR CUSP: 904784709 1,630.080 63.879.70 Feb 26 Receive Dtc TOTAL S.A. FRANCE WON APR CUSIP: 891 51E109 1,070.000 67859.40 Feb26 Receive Dtc TESCO PLC SPONS ADR UNITED KIF.GDOM CUSIP: 881575302 1,520.030 24,943.20 Feb 26 Receive Dtc UNTO OVERSEAS 8K LTD SPONS ADR SINGAPORE ADR CUSIP: 91127 1302 1,250.000 40,937.50 Feb26 Receive Dtc ZURICH INS GROUP LTD SPON ADR CUSIP: 989825104 2,025.000 60,993,00 Total Securities transferred in 11,740,790.28 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your lq Banda Advisor: SCOTT STACK MANLYLE CASRIEL Date AcIrvrty Description Amount (S) Money balance activities Jan 31 Balance forward $0.00 Feb27 Deposit UBS BANK USA DEPOSIT ACCOUNT 52,594.17 Feb 23 Closing MIS Bank USA Deposit Account The UBS Bank USA CeD09t ACCOUnt K your primary Sweep colon $52,594.17 CP2600)40022 54958 P26000144229 COOOS 0214 03057W04 COVAIY_GM_0002%19 40 of 48 End of statement for account number CONFIDENTIAL EFTA 00132259 EFTA01274396 Important information about your statement LEIS Fiuncial Senates ix. (the F im or UBS Anemia! String is a merrter of all ',incise' Peony, canna:by and cptire eirthages. I.BS Frercial Senates and IBS Balk USA at rdrect subsdares of LES AG and affiliates of LBS Sectrain LIC. The Fits Ii ernial statement is available upon reopen. The Finn went* off ices au a: LBS Finned Segos Ix. 1200 Harbor Boulevard Weehawken, to 07086 Ibis =lament represent the ink official record of you LBS Pi-uncial Senses account. Other words, rapt official tar document containing conflict-Oat; should not be relied Lyon If you bens, there is an error cr omission, please report it armeciately n wiling to the Bench Manager of the office way you account. Anach aligns shown We Mended to be accurate. statement data shouli not be used fa tar purposes Rely soak Goys-end tax forms, fie.. Form 1039. Sat 10425, etc) whin preprregyour ter return. The Fim a required by low to report to tie IRS all to able anent. reportable rattaxable *ands and eat Menet end on vacuities held in you wcant, net prate* on sag transactor:a, aid cot basis cncenain covered warns. Communications win the Finn • Please re-cori urn arty oral cormxncatoris in wring to further protect your eggs incladrg your nth Leder the Strains nests Ironton Act (SWAT • If thefinned hstitution on the top left of Ike fro-4 of this statemert is not UBS Anatol Sentkes. LEIS Handal Services caches gar account a cleanng ager by ahargernent van the hdcated instanter We Stormed you of the relanionchn nen you opened this accost. est* case. your twit and sear/ Wag located a LBS financial Services and rot the iwocbcng broker. ad you mist make venal el any ester or *finnan to both NITS. A II accctnt statements shall be deemed complete ad accurate f not objected ton wrong within 60 days. • Please died customer carplaints or • • • Firn's C Int '1yplgkk eet a atoll-frees 8:03 A. .to : ET Monday through as a in yeti* to U36 Financial Shiites lx., Client Relations Detriment P.O. Box 766 Union City, N107087. • ti tate of orrOn Or OAKInnS and an electronic cards Wander (ET) l> BS Wedeln card trantectom, call a wile to UBS Fence' Senior, ex., 1000 Harbor Blvd., 6th floor, Week/Men N/ 07036, AtIrr RIANBSA Services Cal a write as soon as you cart if you hit yes staerrent or receipt is rang cf 4 you need more name ion about a trader on the slatornort or rotrojot. The Finn or Card bear (8, toPlcablE mud hew horn's° re later tin, 60 days after tie Fim sent you the fin stamen on gigot the woof problem *Pored. - hone you- name ad accost number (of any) — Deurbe the ova or the wander you me snare about aid .plan as clerk est:kJ can why you believe t is an error a wary you need more elomation — Provide thedollar snot el the suspected error. The rim or Cad Issuer wa imiestign sour complaint and MI correct any error prompt/. Please make all chetah payable to the Fern or he financial imitation edkarted on fro front of this Anna had:Mimeo souks accost fen accounts mai be subject to mailenrce fees, chars for ate partett for warns purchases and charges kr unpaid amounts in Glib =wilt. Accounts that ate transferred to other httautions may be subject to a trendy tee. UBS Sweep Options UBS offers options to sheepng cash bine; Winces to bag deposits al UBS Bat USA and UBS AG Stamford bra-ch (Bank Sweep Pregame, money make maul fun PaorraFung) and the International Devote Art-ant ODATfor customers nth al International Renate Management Account. Through tie Bank Sweep Progeny, cash balances re swept to U26EUrk USA up to ark esubkhodierd ad thento WS AG Stanford Brandt a a Money Fund. Deposits at UBS Bak USA are FDIC rated in accordaxe with FCC rules. For more Hi:emotion please veil mwrldicgor. Deposes a UBS AG Stanford Brach ad Sum of Money Funds aro rot inured by the FCC. %ratty, the 04, Milt& tO Cans balances we swept to depose accounts al UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not insured by to FCC. Balance, Fold at to LEIS AG Cowin Bade are tempera* exposed to the sovereign risk of the Capin elands, and there is no 'wane Cr other obligalon of WS AG to repay*. Saxes while co the UBSCwman's Brech's books. Deposes a LEIS Bag LEA and each UBS AG Bench are not protected by SIPC. Money Fund shores we protected by SIPC. Ste 116 F hernial Serval Acorn Protection' bebw Upon yin rta.est, Waxes n tie Bank Sweep Programa OA may be withdraw\ and shares of a Money Fund my be liquidated, ind the proceeds returned to you attar octant accant. Fisher formation about available snip options, nothing aster* merest rate, and yelds, a nibble at - from your F Sec al Ann or by oiling UM Financial Serena accost protection The F rem name-ger of the Startles invell01 Protection Corporation GIPC), which protects securities account, of its members up to 1500,000 Crash* S2B),000 for dams kr cash). Th2SIPC asset protection Ines XI* to all account that you hold n a particular capacity. The Fitt together with certain affiliates, ha also purchased applanental protection. The madmen amount payable to al OBOEe dients, catch/eh take this protection is 15% million as of December 10, 2013. kloOct to the pokyconditions ad limitations, cash X the firm is further protected fa in to $1.9 million n the aggregate for all your accounts held n a Donator capacity. A Iii copy of te poky waxing is /nibble Won re:writ The SIPC protection and the upplemenUI protection both do not apply to. • Conan fhagial ants controlled by (and heisted it your account value) but held away from UBSSinacipl Services (e.g.. certain* cash al UBS Bah (il cadn at LOS AG Stanfordbunch (u) instate prootat. including variable annatieS, sod (Iv) shun of rrutin findt where such hares are registered dierny it the name of the account holler on the bags and rank of the applied* inter a transfer agent); • Certain runnel contracts or Mestment interest (eg., limited partneshix and prime placements) the we rot ennead sake tie Securities Act of 1933; ad • Commodities contacts (e.g. listen adage and pa ins metal content. excluding fans contacts ad mffmnotitY anion contracts. the SIPC protection and to suppiernental protection do not apply to these awn evens they otherwise appear on yos siaternins. fig SEC protection and the scnilarrentalprotenion der not protect agora changes in the main vale of you investments (whether a a result of market mosement, issuer baicruptcy otherwise) More a tension is awed* Wan request You may •btan nacre hfonnation afoot the SIPC Brock" by contacting SIPC at or by usitng the 51K went. arMewleotOy Dividend ReiWetblbecill Program (DRIP) The age reflected is an average price. You may obtan the acb.el price Iran yin Financial Advisor. Only Wok Same are purthwed under Olt; partial shires wil be won rd tot oath wa be dented in your account. The 6viderd reiwesvnent price applied by the issuer may • from the nwket price at which thepartial shires n sold Caohnlieu ChN whole units may be held n year account. If you are earned to a partul use a a mutt of a dviderd parent a otherwise, the Firm welsher sell penal tau at rivulet sae a- accept an axone determined by a registered cleate agency, and credit your accost Investment objectives The nester, oblates rd risk profile we specific to each account and may ay between Please advise the Sem prorrphy in wag of any talker* change in you Maxie' situation or cowmen objectives. For each CONFIDENTIAL account held, you choose one of the follnixi inherent °Neches' • iNodue CunentIrcome. I irtothei as seekng the generation of income mole. • Adam Capes! Appreciation: Investments waking growth of prncjaal rather that the gereraion ol income. • Produce Combinaton oilman. and Capital Appreciatco, nesements seal* both the generation ol name and gash of pitpll. Overall risk prairies • Conservative Seeks to mantan Sol pectoat with low risk aid valeta* to the axon nal, hen if that men the accost does not generate signif 'cant income or returns name, not keep pace with inflation. • Moderate Wang to accept tame rig to pinonal and tolerate some von,* to seek higher returns. • Aggrene: Wiling to accept high lig to phopal aid high volatility to seek high returns over tins. Statement Imuseholdne We may consoldase al related account statements with the same adders n the sae envelope. Accounts may be related la this purpose Lotasio they haw owners who also mai-aain the accent rerniontbs win other clients at the sane address. This practice's known as • househoking II you prefer to retake idiv4ual statements toted n separate envekpes — you may date householang by (*erg you Frontal Advisor. Friendly acceug name fie Frendh scant name reflects rdormation that you mated on the Firm's onlne senices websee. Rea customizable 'molter e' den by you to aria you tenth you reconeeping. It has * legal effect on your err. nt. You can charge yep hi endk account names, through Ogre Services or by contactrgyourFrancial Ankh A000%ffilt overview • tate eine, accoonnoredgra Net of assets and • Assets hulas await!. cash balances, van for restricted seamy lest 1, and Global line Deposits, urreolied mats to nate, and cedars ants not held by the Fim. Does rot induce unonced StItritifill assets at the end of the prior art norm statement periods, or private imestrewits, pasted stock options ad encash* stock onions • Ennis Include, debt bale-ces, °Amara* rrurgn loans. credit lne, don avant balances. • Cash/money bamices. Total of uninvested avertable cash balances. plus UBS Bak USA deposit balaxes. UBS AG Suring Conch deposit balances and money market maul fund sweep Sans, at tlx cbse of he ahem period. Nortcormlocky tee credit balances in your account we rot segregated from other balances and he Fan may use any of these funds is the ordinay course of tattiness. these funds ate payable upon your derma d, This total is includedin he none period clostg value. SDNY_GM_00021640 EFTA _00132260 EFTA01274397 Important information about your statement (Continued) Lending ideation For deeded information oh the Eris lending places and tastes, refer to you Client Relalorship Ageernen or toot Agreement aid the General Terms at Conditions UBS Statement of Credit Practices available in Agreements and Dirks:urn at mew do cottarcerindalgagas Yaw mete Your natament titan securities endother awns held lathe account at the end of the sterner* period. You may ark fordeivey of ftey paid seosties at ry time. You may receive securities used as loan collateral after paying any balance due on them. My securities Irandened to he Fiat dri-g the Stan penod are listed al market value as of the end of the &Metre period. • Can basis. In detirmning the cod basis of tie strain included in this statement, were indicated win the nuntee UBS horridServices M relied on inForrrotion obtained from sources other Slant/35 Ehancial 5eriece, including nf °erosion Iran another aim a Matt may hat provided to yea Fin:teal Actor. The Finn does not ideperdently verify a spirant the acaracy or vaklity day information provided by sates other tan LEGAantral Services. h tali" although II€S Finaxel Senses generaly yobbo tie Hamatian as karate:ad, the firm dos not provide any astarances that the information text 'Cost basis- and "Lhrealized gar/loss' is accurate as or the date ol the statement. As suck please do not ray on the Hamden to make wawa a Tale decisiont forms paten cr otherwise. Accounts transferred to to rim may reflect gent loss Hantstisn onY f or the period of tine they ao held at to F rm More historical tombsion tan be added by yotr Fend Advisor. • Um-edited gat/losses When data is aailith estinated u-realized gaits lases we altated fa havital sett lots. Re Bankston data for ndiridal tot may or may not watt enteritis, charges ands 'acuity reorgenizal it rats Dividend and otarre nor:imam lots rd systematic padose tots are each arrthined to display cne averagedIota)* • Trade date • coltn assents the origrul transaction trade date. • Callable securities Bah* ands:referred stock that the tarotfor eat Fee/en-Won veil be selected nowely by lot ban armed all seoseies of that aster held hour name or in nominee name lee os clients. Call bate Hennatian is dashed from third patties and es accuracy isnot Qua-sated Other <all feats mates& which cat affect geld complete tortnaton worded upon request • Certificates of deposit (CDs) CDs are FDIC Mut tp to S293,0OO n prioisal and accrued interest per depostor ad per &pastyinstal:oh h accordance vah FDIC rules. • Preetalue iron diluted for securities and oter products may be higher or lower than &wake that you would alualy recede n the market Prices we obtaeied from vaious third party sources Mid. use beta to be relitle, but we do not strafe, their accuracy. — We gene* use the closing price when watt is the mean of tie bid ad ask prices folded settees and <tors a o* It prices fa OTC stashes. - Less arity waded securities may be priced ushg valuation model or to moo recent prt we Wart and may not reflect an actual matt rite or vitae - Certain position may appear without a price aid will thow as 'price was rot available' if se re untie to °been a pnce for a warty - Deposits or stouts denteninated 6 currencies ocher than U.S. dollars are reflected at the eichinge rate as of the staternmt date. - Fa certain tubes trading 6 noniron( ormng deriannatccis. rice at qua-rayRace 'ka) may have teen adsted to facilitate prq:er vdusixt To obtain current quotations. whin wait*, contact your Financial Atha. • Prints irreatmants and trusted producb. hitte thine,* stunts (ncldid driest participation roam ad real estate investment its sear its) zed structed pita are gently highly AktAid. Gmbh stnacted products have not been registered wit the Securities and Exchrt Corn anion a under any state sautes laws. We proide estimated watts for private investment wad is and structured products for edormatbrul purposes only. Amity knot guaranteed. - These values may differ abstrtiaby from prices. if any, at which a private rwe*nenl security a structured 'Dolt may be bolt -e or told and do not necessarily represent the Mayo-I may receive upon reluidation. ▪ Thad pity tsbmates of male ore as of a certab date ad are supplied to UBS Ena-cial Services on a regukr bass by an indecencies vitiation Sim. - Issue general partner or sponsor estimated vats, ary, aro supplied to torero by Do Mut crenrialpainer or spate and may be tabulated based on Meer information Iran tat used by tadparties laden.* tat titled values. - You can obtan Stitt Hemmen regarding the methodology used to determine the estimate of value at the date of Me Hermalenthd is the basis for to want by contaarg your &uncial Advisor. - mid party *started wits may be reflected as •Not cited' nova I sit dins. nio n idependent Dilation tim NS not suited or is t able to assip a vat. Mien we beanie aware that a material event has °cowed that may call a pretty reported vat it question. or ten a value would be highlyoptative due to the nate ▪ the sectrey. - When neither al suer, general panne or sponsor *stinted vale nee a thrdparty estimated vela is mad the value of the sebrrty will be differenI horn itspurchasePrat - • Dobbs cm to date' may made return of caottal, triton'? ce both — 'Crignaltrn see • represents the initial ollang price per unit and may not ;elect yaw cost basis • Restricted seasities Restrded want Os generally are rot currently &glob toe public sale. UBSFina-col tykes as tie mate price of the unrestricted stock l the same issuer as an mputed value for go restricted stock for purpons of this 'Women 0.4, To the tent that reariaed sectrition are elgbki la sale, the vald retied may be stagnantly less than the ittpied value town • En. (Witted) incrw current yields end rates. An (*din.* of a-rual income is based an turned dated ad interest rates, assuming h states will be held for one yea from statement date or until filitisity, This estinaletor* again& accuracy ad continued incono are not gueranteed - Estimated anal nccme ad etrent yield fa certain tapes of states could include a tun of prncpalor repeal gat in &hit case the est income Ordcurrent yed would be overstated. — Estimated anal tome at current yield and tie sclual tans ad yield might be kwer a higher than the emanated amounts. — An estrnate ol trusteed ncome (deedend enact interest) divded by the current marts valetaverage balance is based on the last distend or hterest payment made by the issuer and tanes tie seositieSdeposts will be held for one year from the statement date or until manly. :secrecy ad continued weld we not gars-net • Assets not held by UBS Financial Service& Certain at ets we rot held by the Ft and not thin the Fern's possessi:n or control. These assets de displayed on yar statement fa informational purposes only. Positions ad values presented syr Wooded by the issurg Inn U6SFrancial Sere-ices is not revertible for to ?formation and des not gutantee es accuracy. These assets we rot protected by Slit or the Fits suppktentalSIPC covens?. • RVIO1111.10 shoring and additional compensation. — In addition to corrmissons on sales and 12b-1 fees received n correct on wort the distnbution of mutual bra to our c lent we mock( our AIMS receive mime Sharing Patents from diaributors ardor advisors of the maul funds that we sell. These amounts are based on two deferent coirconeett- tie amant of sake by UBS of a patter mutual fund I amiy to our clients: and Cs) the asset value of a particu Ls mutual fund I amity's shares held at the 1mi — We and a affable also reat net:eking and ormtus proceming lees n castration For water agent setts that we trait to the mad fads. Thew lees generally are pad from imestor tea in the mutual fund and are a fated dela- amount based on to outer of accounts at the broke-dealer holdng maul( Itrds oi that fund ramiy CONFIDENTIAL — h added" to covirroscni received n connection wth the sale or chstnbikon d array contracts and int owestrnent mast units toots <lents, we motor our all beta mote ravens sharing oartensation from many of the instranc• companies credential-9th. anity contracts, *dates of to turat oinpats or sponsors of Metro imesvnent its we disvLee. - O.11 taint also recite trading commests and other cortersalit from total finds and ntnnce arrithin whose prootts we distribute. - %Vertu's* an anal fee from UBS Bait OA and UES AG Stanford Branch of up to szs per ocean sweeping to the hart under the UBS Bak Sweep Frcgrat. Activity hbrination reoudng <attests and otter charges tuned in tanneden with tie ettmof wades, ndudng option transactions ha beerrincluded cn CCellernrOnS previously filtrated to you. ad wall be prowled to you IA-unpile at recited. Short aalliig f Irk are engaged in that ward a WIJIty, you may hoar a change the to certain barterg costs for that particular security. Open orders tilting ten or •gxdtilkancelled* cedes tit were not etcued by the statement date, open buy and tel stop orders are redxed by the mount of dividends or rights on an exidividerds or totes date unless 'trucked otherwise by yet. You are reeponebk fa orders that we erected the to your failure to rex& pasting open orders. Privet To obtain a copy tat as current Clime Fitt Noise. please contact sour Francis' Athisor or vat as %%tette at 111112dalliralg0ttkia212b.. UBS Financial Services a rot a bark The RMA, Busiest Seniors Account GSA and IRMA a brokerage accounts which provide access so barking services at products though arrangmords soh affiliated bat at other thrdpaly banks, and provides access to nsura-ce and atuty prate, hued by unaffiliated thinlipty Stance ccmpats through reurana agency subsidiaries of UBS Finarcial Services Inc. Iniestment nsura-ce. aid rutty products: Not IDIC inured • No bank gonna** May tat vitae RYA. Resource Management Acccunt, Business Services Account 85A, IRMA at alternation& Resource Management Amon we registered service marks of UBS Fruncial Services Inc Via Signatse is a regidered service mirk of Visa Intonation& CBS V113 Sonar* credit cards and UBS Visa debt cards we dewed by UBS Bank USA with in/mission from Vita U.S A Incorporated. UBS Financial Services Inc P.4.v. 2O14O2 SDNY_GM_OOO21641 EFTA 00132261 EFTA01274398 4tUBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70064797950314 Xl YI Resource Management Account March 2014 LL SNEW YORK NY Account name: GHiStANE MAXWELL Friendly account name: Account number Your Knancial Advisor- SCOTT STACKMANLYLE CASICEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-l000, account 14sit our website: www.ubscomifinanciatsennces on February 28 (5) on March 31(1) Your assets 1,806,597.05 1,956,311.16 Your 'obi I it les 0 00 0.00 Value of your account $1,806,597.05 31,956,311.16 Items for your attention y If you use UBS Online services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled/ Go to ubs.com/onineservices Tracking the value of your account S Thousands ')316 19563 Feb 2014 Mar 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits end withdrawals Your iwestment return Dividend and interest income Change in market value Value of your account on Mar 31, 2014 10.00 $1,936,618118 1513.38 11910860 $1,954311.16 SDNY GM 00021642 Member SIPC CM170003006479795NP70003C0405 00035 0314 030575004 CONFIDENTIAL 100000 Page 49 of 86 EFTA_00 I 32262 EFTA01274399 SUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (I) Percentage of your account A Cash and money balances 80,806.79 4.13% B Cash alternatives 0.00 0.00% C Equities 1,875,504.37 95.87% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $1,956,311.16 51,956,311.16 100.00% Account name: GHISLAINE MA.c1hELL Friendly account name: Account number: Your current asset allocation A C Eye on the markets Index Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 Year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -0.17% 1.84% 00700090C)54,9796 NP7003300405 COCOS 0314 030575004 CONFIDENTIAL 1011019YGM0002/IBIS SO of 86 EFTA_00132263 EFTA01274400 UBS Resource Management Account March 2014 Change in the value of your account March 2014 (1) Year to date (I) Opening account value $1,806,597.05 $0.00 Deposits, including investments transferred in 143,304.73 1,936,689.18 Dividend and interest income 513.38 513.38 Change in market value 5,896.00 19,108.60 Closing account value $1.956,311.16 21,956,311.16 Account name: Your M mandril Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned Foe purposes of this statement, tau/ally of interest and dnidend income has been determined lions a US tea repotting perspesaist. Based upon the residence of the account holder, account type, or product type, some Interest ardor dvidend payments may not be subject to united States (US) and° Puerto Rico (BR) income tares. The tient monthly statement is not intended lo be used as carrot be retied upon for tar purposes. Clients should refer to the aporape tar reporling forms Ihey teethe from MS annuals,, such as the form!, 1099 and the Faint 480, foe tae reD3Ihn9 intormatron It Is the practice 01 L1B5 to rile the applicable tas repomng forms with the US internil Revenue Semce and PR Treasury Depart:rent. and in suth forms accuratety das0fy dndencbanlor Interest est, exempt or tagibit IfKlYne_ Please consult your Indgclual tar prepare/ Match 2014 (1) Year to date (S) Taxable dividends 513.30 513.30 Taxable interest 0.08 0.08 Total currant year $513.38 $513.38 Total dividend & interest $513.38 $513.38 Summary of gains and losses Wises reported below exclude products for which gans and losses are not dectifitd. Realized gains and losses Unrealized March 2014 (I) Year to date (1) gains and lases (S) Short term 0.00 0.00 69,515.13 Long term 0.00 0.00 82,156.98 Total $0.00 $0.00 5151,672.11 Cash activity summary See Account activity thou month for detals Glances in your Sweep Options are indutedi n the cpentng and closing bdances vane. FDIC insurance applies only to deposits at UBS (tank USA, not to deposits at UBS AG. Stamford Branch of bank deposits pla«dthroucb the UBS internetronal Depose Account recgam SteC valetIron applies to money market sweep fund holdings but not bare deposits. Soo impottant intonnotion about your Ifsfetnent on the last two pages of this document for cetats March 2O14 (5) Year to date IS) Opening balances $52,594.17 $0.00 Additions Deposits and other funds credited 27,699.24 80,293.41 Dividend and interest income 513.38 513.38 Total dal/trans $28,212.62 $80,806.79 Net cash flow $28,212.62 $80,806.79 Closing balances $80,806.79 $80,806.79 SDNY GM 00021644 CriP70303305479797NP7003303405 00005 0314 030575001 CONFIDENTIAL ICCOOD Page Si of 86 EFTA 00132264 EFTA01274401 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 50 .00 Closing UBS Bank USA Deposit balance Mar 6 552,594.25 Number of days in interest period 28 Average daily balance 815,026.91 Interest earned 30 .08 Annual percentage yield earned 0 01% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager Youcan find a ful description of the alternative investment objectives in important information about your stammant a t the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligbibty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, first Out. Your Mancha Advisor: SCOTT STACK MAN LYLE CASR1EL CNP703033C6479738NP70C0300405 00005 0314 030575004 CONFIDENTIAL lottriticomoodliss 52 of 86 EFTA 00132265 EFTA01274402 *UBS Resource Management Account March 2014 Your assets Amount name: CHISLAINE MAXWELL friendly account name: Account number Sane Wes, income and current uaUe5ShOrin may be approximate. As a mink gat and IOM'S may rat be acutately refleded. See importanonlarmabon about your statement a Me end ol this ctgurreM tot mate Informalon Cash Cash and money balances Cash and moray betimes may mdule avalable cah balances, UBS Bank USA *Toot account balances. UBS AG Stardord Branch &pow account balances and money maker mutua fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC velten applicetale limits, but are not potected by S1PC 1)85 AG Stanford Banc h devout acoum briames ere not emoted by FDIC aid ale tot potected by SIPC Money market sweep balances are protected by StC but are not insured by the FDIC. See the Important information about eroor statement at the end of this document for details about those balances. Openngbiage Cloung baaxe Pnce per shade Average Hddng on Mar 1 (S) on Mar 31 (1) on Mar 31 (0 rate Cash Dividend interest period Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL Dam in period Cap amount (S) 0.00 1,033.35 UBS BANK. USA DEP ACCT 52,594 17 Total 79,773.44 250.00000 Equities Common stock Purchase mice TI3C.! leania« Average price Price per share Value on Unrealized Nord ng mddng date of snares per share (5) Con basis (V on Mat 31 CM Mat 31 (5) gain or loss (t) Period MB LTD SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield: 2.96% Jan 29, 13 825.030 21.573 17,797 89 25.790 21276 75 3,478.86 LT Apr 22, 13 650.000 21 211 13,787 15 25.790 16,763 50 2976.35 ST Security total 1,475.000 21.414 31,585.04 38,040 25 6.45521 ALSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.74% Aug 20, 13 2.425.000 3.634 8,812 78 2.670 6,474.75 2.338.03 ST Aug 21, 13 2,450.030 3.656 8,958 13 2.670 6,541.50 -2,416.63 ST Security rota 4,875.000 3 645 17,770 91 13,01625 .4,754.66 continued next page SDNY GM 00021646 C5/P7C007006473799NP7003303405 00035 0314 030579004 Y123572550 100007 Page 53 of 86 552,594.17 580,806.79 CONFIDENTIAL EFTA_00 132266 EFTA01274403 cat UBS Resource Management Account March 2014 Your assets t Equities . Common stock (continued) Hddng Trade date Weber of slates Pashas. OW Average price Pose pet state per than (S) Cost basis (S) al Mat 31 (5) Vdue on Mar 31 (S) Unreedred Picking gen or ion (5) period ASTRAZENECA PLC SPON APR Symbol: AZN Exchange. NYSE EAI: 41,022 Current yield: 4.32% Jan 29,13 210.000 50.130 10,527.30 64.880 13.624.80 3,097.50 LT Apr 22, 13 85.000 51335 4,363.53 64.860 5,514.80 1,151.27 ST Jul 12,13 70.000 49.441 3,460.92 64.880 4,541.60 1,080.68 ST Security total 365.000 50 279 18,351.75 23,681.20 5329.45 ME SYSTEMS PLC SPON 4CR Symbol: BAESY Exchange OTC EAI: 41,289 Current yield: 4.60% Jan 29,13 1,000.000 22.160 22,160.00 28.030 28,030.00 5,870.00 LT BAYER A G SPON AOR Symbol: BAYRY Exchange: OTC EAI: 3515 Current yield 1.55% Jan 29,13 200.00 99.560 19,912.00 135.260 27,052.00 7,140.00 LT Apr 22, 13 45.000 101.760 4,57920 135.260 6,086.70 1,507.50 ST Security total 245.000 99964 24,491.20 33,138.70 8,647.50 BHP BILLITON LTD 90N APR Symbol: BHP Exchange NYSE (Al: 41,027 Current yield: 3.48% Jan 29,13 320.000 78.520 25,126.50 67.770 21,686.40 .3,440.10 LT Apr22. 13 30.000 61865 1,915.95 67.770 2,033.10 117.15 ST 1J 12,13 85.000 61.002 5,185.23 67.770 5,760.45 575.22 ST Security total 435.000 74.087 32,227.68 29,479.95 -2,747.73 BNP PARIBAS SA ADR Symbol: BNPQY Exchange: OTC EAI: 9872 Current yield 1.88% Jan 9, 14 710.000 40.003 28,402.76 38.720 27,491.20 -911.56 ST Jan 13,14 485.000 39.735 19,271.70 38.720 18,779.20 -492.50 ST Security total 1,195000 39 895 47,674 46 46,270.40 •1,404.06 BOC HONG KONG HOLDINGS LTD SPCN APR Symbol: BRIKLY Exchange: OTC EAI: 41,749 Current yield: 5.55% Jan 29,13 175.000 69.539 12,169.48 56.810 9,941 75 .2,227.73 LT Apr22, 13 220.000 66.403 14,608.84 56.810 12,498.20 -2,110.64 ST Jul 12, 13 160.000 62.770 10,043.20 56.810 9,089.60 -953.60 ST Security total 555.000 66345 36,821.52 31,529.55 .5,291.97 continued next page CNP70303006479930NP7030300405 00005 0314 030575004 lOttAY_GM_00021429 S4 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnancial Advisor, SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA _00132267 EFTA01274404 *UBS Resource Management Account March 2014 Your assets . Equities . common stock icontmuPdi Hddng Trade date librebee of snares Pu«hase Meer average price PMe per Shit per shale (S) Coo basis (S) au Mar 31 (1) Yedue on Unreellied Hddng Mar 3I (1) gain or loss 0) period BRITISH AMER TOBACCO PLC GB SPON ADR Symbol: DTI Exchange: AMEX EAI: 42,777 Current yield: 4.22% Jan 29,13 340.000 104.097 35,393.08 111.430 37,886.20 2,493.12 LT Apr 22, 13 150.000 107325 16,09678 111.430 16,7:4.50 615.72 ST lul 12,13 100.000 105.544 10,554.44 111.430 11,143.00 588.56 ST Security total 590.000 105.163 62,046.30 65,743.70 3,697.40 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,640 anent yield: 4.10% Sep 16, 13 1,275.000 13387 17,069.45 16.220 20,680.50 3,611.05 ST Sep 17, 13 1,150.000 13359 1562 85 16.220 18,653.00 3290.15 ST Sep 18. 13 990.000 13393 13259 17 16.220 16,057.80 2.798.63 ST OCt 10, 13 855.000 15.481 13236.68 16220 13,868.10 631.42 ST Security total 4,270.000 13.801 58,928.15 69259.40 10,331.25 CEUTSCPE POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: 41,206 Current yield: 2.38°/o Jan 29,13 640.000 23100 15,296.00 37.200 23,808.00 8,512.00 LT Apr 22. 13 720.000 22.581 16,258 75 37.200 26,784 00 10,525.25 ST Security total 1360.000 23.202 31,554.75 50,592.00 19,037.25 GDF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 42,685 Current yield: 4.96% Jan 29, 13 720.000 20.779 14,960.95 27.340 19,684.80 4,723.85 LT Apr 22. 13 380.000 20.919 7,949.37 27.340 10,389.20 2,439.83 ST Jul 12,13 215.000 20.144 ' 330.97 27.340 5,878.10 1,547.13 ST Aug 21, 13 285.000 22100 6,327.10 27.340 7,791.90 1,464.80 ST Aug 22, 13 140.000 22.508 3,151.20 27.340 3,827.60 676.40 ST Aug 23, 13 240.000 22.418 5,380.51 27.340 6,561.60 1,181.09 ST Security total 1,980.000 21263 42,100.10 54,133.20 12,033.10 GLAXO SMRHK UNE PLC ACE Symbol: GSK Exchange: NYSE EAI: 12,506 Current yield: 4.62% Jan 29,13 330.000 45.615 15,052.95 53.430 17,631.90 2,57&95 IT Feb 13, 13 320.= 45.645 l 4,606 46 53.430 17,09760 2491.14 LT continued next page SDNY GM 00021648 OW7000300647%01 NP70003C0405 03005 0314 030575004 100000 Page SS of 86 Account name: GP:ISLA:NE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACK MANLYLE CASNEL CONFIDENTIAL EFTA_00132268 EFTA01274405 SUBS Resource Management Account March 2014 Your assets Equities . Common stock (continued) irking Security total HSBC HOWINGS PLC NEW GB SPON ADR Symbol: leSIK Exchange: NYSE EAI: 42,805 Current yield: 4.8r6 Jan 29,13 Apr 22, 13 Jul 12, 13 Security total IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: 'Trey Exchange:OTC EAI: $1,961 Current yield: 4.68% Apr 25, 13 Apr 26, 13 Jul 12,13 Security total KIRIN HOLDINGS LTD WON ADR Symbol: KNBWY Exchange: OTC EAI: 9634 Current yield 2.00% Apr 3, 13 Apr 22, 13 Jul 12, 13 Aug 5, 13 Aug 6, 13 Security total WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 53,784 Current yield:6.54% Jan 29,13 Feb 13, 13 Apr 22, 13 Ai 12,13 Security total clad` cute Apr 22, 13 lul 12, 13 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Ignandal Advisor, SCOTT STACK MANLYLE CASRIEL Harter or than Purchase pow Average price per thaw (S) Pere per stsare Goa basis (S) an Mat 31 (5) value on Mat 31 (4) Unrealized Hddng gain or loss (E) period 245.000 50.630 12,404.47 53.430 13,090.35 685.88 ST 120.000 52.904 6,348 48 53.430 6,411.60 63.12 ST 1,015.000 47.697 48,412.36 54231.45 5,819.09 570.000 56.908 32,437.90 50.830 28,973.10 3,464.80 LT 430.000 52.120 22,411.73 50.830 21,856.90 -554.83 ST 145.000 54.904 7,961 20 50.830 7.370.35 -590.85 ST 1,145.000 54.857 62,810.83 58,200.35 4,610.48 60.000 70.891 4253.51 81.360 4881.60 628.09 ST 375.000 70.792 26,547.34 81.360 30,510.00 3,962.66 ST 80.000 68375 5,470.00 81.360 6,508.80 1,03880 ST 515.000 70.429 36270.85 41,900.40 5,629.55 1,250.000 16.177 20,221.50 13.850 17,312.50 -2,909.00 ST 600.000 16320 9,792.00 13.850 8310.00 -1,482.00 ST 325.000 16380 5,323.50 13.850 4,501.25 -822.25 ST 400.000 15.655 626236 13.850 5,540.00 -722.36 ST 435.000 15888 6,911 50 13.850 6,024.75 -886.75 ST 3,010.003 16.117 48,510.86 41,688.50 -6,822.36 410.000 67.030 27,482.30 55.925 22,929.25 4,553.05 LT 35.000 66951 2,34329 55.925 1,957.37 -355.92 LT 435.000 58.678 25,524.97 55.925 24,327.37 •1,197.60 ST 155.000 60.812 9,425.94 55.925 8.668.37 -757.57 ST 1035.000 62.586 64,776 50 57.882.37 4,894.14 continued next page CNP70003006479402 NP7000303405 00005 0314 030575004 106geRiYGM00021149 56 of 86 CONFIDENTIAL EFTA_00132269 EFTA01274406 *UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Fl nandal Advisor: SCOTT STACK MANILYLE CASRIEL Your assets . Equities Hddng Common stock (continued) Trade date lagrbtf of snares Purchase pacer average price pee share (I) Cost basis 01 Peke per share on Mar 31 (1) Vdue on Mal 31 (1) Unredlzed Hddng gSn of loss (S) period Mrly GROUP LTD SPON ADR Symbol: MINDY Exchange:OTC EAI: 42,116 Current yield: 3.92% Jan 29,13 1,660.000 19.580 32,502 80 20.550 34,11100 1,610.20 LT Apr 22, 13 590.000 17.390 10260.10 20.550 12,124.50 1,864.40 ST Jul 12,13 375.000 19219 7207.31 20.550 7,706.25 498.94 ST Security total 2,625.000 19036 49,97021 53,943 75 3,973.54 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 41,801 Current yield:3.15% Jan 29,13 1,650.000 18280 30,16200 21.940 36201.00 6,039.00 IT Apr 22, 13 425.000 19.544 8306.29 21.940 9,324.50 1,018.21 ST la 12,13 535.000 19.059 10,196 73 21.940 11,737.90 1,541.17 ST Security total 2,610.000 18.646 48,66502 57263.40 8,598.38 (NESTLE S A SPONSORED Apt P.EPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: 42.146 Current yield: 2.70°4 Jan 29.13 570.000 70.160 39,991.20 75.220 42,87540 2,884.20 LT Apr 22, 13 290.000 69.918 20,276.22 75.220 21,813.80 1,537.58 ST Jul 12,13 195.000 67.417 13,146.41 75.220 14,667.90 1,521.49 ST Security total 1,055.000 69.587 73,413.83 79,357.10 5,943.27 NIPPON TELEG & TEL CORD SPON ADR Symbol: NTT Exchange NYSE EAI: 41,613 Current yield: 2.68% lid 22,13 1,700.000 26.445 44,957.18 27.240 46208 00 1350.82 ST Aug 6,13 510.000 26309 13,417.69 27.240 13,892.40 474.71 ST Security total 2210.000 26.414 5837487 60200.40 1,825.53 NOVARTIS AG SPON ADR Symbol: NV5 Exchange: NYSE EAI: 41,723 Current yield: 2.08% Jan 29,13 590.000 67.877 40,047.61 85.020 50,161.80 10,114.19 LT Apr 22, 13 240.000 72.512 17,403.02 85.020 20,404.80 3,001.78 ST Jul 12,13 145.000 73.450 10,650.38 85.020 12,327.90 1,677.52 ST Security total 975.000 69.847 68,101.01 82,894.50 14,793.49 continued next page SDNY GM 00021650 0070304006419€03Nr70003C0rOSOOCOS 0314 030575004 CONFIDENTIAL 1000W Page 57 of 86 EFTA_00 132270 EFTA01274407 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL. friendly account name: Account number. Your II candid Advisor, SCOTT STACK MAN LYLE CASR1EL Your assets Equities . Common stock (Continued/ Trade licking rile heater of charm Purchase WKS Average price Price per store per than (3) Cott bads (a) cri Mar 31 (3) Vdue on Unrealized Haring Mai 31 (S) gain of loss (S) period ORKLA ASA A SHS SRON ADR Symbol: ORKLY Exchange: OTC EAI: 42,757 Current yield: 7.84% Jan 21,14 710.000 8.052 5,717.56 8.550 6,070.50 352.94 ST Jan 22,14 220.000 8.190 1,801.84 8550 1,881.00 79.16 ST Jan23,14 315.000 8282 2,608.92 8.550 2,693.25 84.33 ST Jan 24,14 185.000 8.147 1,507.25 8.550 1,581.75 74.50 ST Jan 27,14 135.000 8.019 1282.58 8.550 1,154.25 71.67 ST Jan 28, to 265.000 8045 2,132.08 8.550 2265.75 133.67 ST Jan 29,14 390.000 7991 3,116.53 8550 3,334.50 217.97 ST Jan 30,14 245.000 7.849 1,923.23 8.550 2,094.75 171.52 ST Jan 31,14 260.000 7.878 2,048.46 8.550 2223.00 174.54 ST Feb 3, 14 185.000 7.794 1,441.96 8.550 1,581.75 139.79 ST Feb 4, 14 235.000 7.671 1,802.69 8550 2,009.25 206.56 ST Feb 5, 14 245.000 7.727 1,893.29 8550 2,094.75 201.46 ST Feb 6, 14 165.000 7.561 1247.70 8.550 1,410.75 163.05 ST Feb 7, 14 310.000 7.528 2,333.87 8.550 2,650.50 316.63 ST Feb 10, 14 250.000 7.609 1,902.25 8.550 2,137.50 235.25 ST Sootily total 4,115.000 7.913 32560.21 35,183.25 2,623.04 PT. TELEKOMUNIKAS1INCONESIA SPON ACR Symbol: TLK Exchange: NYSE EAI: 1841 Current yield 3.10% Jan 29,13 690.000 39442 27215 25 39.370 -49.95 27,165.30 LT RECKITT BENCKISER PLC SPON ADR Symbol: RBGLY Exhange: OTC EAI: $1,497 Current yield: 2.57% Jan 29,13 2,590.000 13.560 35,120,40 7.32360 42,683.20 7,562.80 LT Apr 22, 13 510.000 14.360 161483 480 8,404.80 ST 1,081.20 Jul 12,13 440.000 14.331 6.305.99 16.480 7,251.20 945.21 ST Security :total 3,540.000 13.771 48,749.99 58,339.20 9,589.21 ROCHE NDG LTD SPONS ADR SW1TZ ADA Symbol: RHHBY Exchange: OK EAI: 5972 Current yield 1.84% Jan 29,13 1,100.000 27.545 30,29950 37.720 41,49200 11,192.50 LT Apr 22, 13 300.000 30.267 9,080.31 37.720 11,316.00 2,235.69 ST continued next page CNP70303005479/04 NP7003300405 000050314 030575001 leeffie/Y_GM_0002ene Se of 86 CONFIDENTIAL EFTA 00132271 EFTA01274408 (;Ita UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continu.d) Trade Reda« PutthaSt Ole Average pace Pitte per share wlue on unreaated Holdng Hddng dm of snares per share IS Cog basis(1) an mar 31 (I) Mar 3i (I) on a loss (I) Period Security total 1,400.000 28.128 39,379.81 52,808.00 13,428.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL Et ORD SEG SPON ADR Symbol. RI358 Exchange. NYSE EAt $1,440 Current yield: 4.61% Jan 29,13 185.000 74.585 13,798 31 78.110 14,450.35 652.04 LT Apr 22. 13 215.000 65.856 14,159.06 78.110 16,793.65 2,634.59 ST Security total 400.000 69.893 27,957.37 31,244.00 3,286.63 SAVOR SPON ACP Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.52% Jan 29,13 720.000 48 754 35,103 55 52.280 37,641.60 2,538.05 LT Apr 22.13 275.000 52.654 14,480 06 52.280 14,377.00 -103.06 ST Jul 12,13 200.000 52.424 10,484 90 52.280 10,456.00 -28.90 ST Security total 1,195.000 50.267 60,06851 62,474.60 2,406.09 SEMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: $1,507 Current yield: 2.23% Jan 29,13 250.000 110.110 27,527.50 135.150 33,787.50 6260.00 LT Apr 22, 13 200.000 100.134 20,026.84 135.150 27,030.00 7,003.16 ST Jul 12, 13 50.000 107.256 5,362.83 135.150 6,757.50 1,394.67 ST Security total 500.000 105.834 52,917.17 67,575.00 14,657.83 SiNGAPORE TELECOM LTD NEW 2006 SPON AOR Symbol: SGAPY Exchange: OTC EAI: $2,249 Current yield: 4.38% Jan 29,13 1,060000 28260 29,955.60 29.116 30,862.96 907.36 LT Apr 22. 13 440.000 29.820 13,121.15 29.116 12,811.04 -310.11 ST Jul 12, 13 265.003 30.551 8,096.17 29.116 7,715.74 .380.43 ST Security total 1,765.000 28.993 51,172.92 51,389.74 216.82 SMITHS GROUP RC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $959 Current yield 2.83% Jan 29,13 1,245.003 19.750 24,588.75 21.500 26,767.50 2,178.75 LT Apr 22, 13 330.000 18.685 6,166.05 21.500 7,095.00 928.95 ST Security total 1,575.000 19.527 30,754.80 33,862.50 3,107.70 continued next page SDNY GM 00021652 CNP70007006479E05Ne70003C0035 00005 0314 03057500r 100000 Page 59 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number- Your el sandal Advisor: SCOTT STACK MAULYLE CASRIEL CONFIDENTIAL EFTA_00 I 32272 EFTA01274409 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Hddng Trade date Water of slum Furthest Mad Average pact Price per share per than (I) Cost bads (S) an Mai 31 (3) Vdueon Mai 31 (S) Unrelated Hddng gain or Ion (S) period STATOIL MA SPON ADR Symbol: STO Exchange NYSE CAI: 41,237 Current yield: 3.02% Jan 29,13 610.000 26533 16,185.31 28.220 17,214.20 1,028.89 LT Apr 22, 13 205.000 25.765 5281.88 28.220 5,785.10 503.22 LT Apr 22, 13 170.000 23274 3,956.72 28.220 4,797.40 840.68 ST Apr 22. 13 135.000 25.785 3,481.05 28.220 3,809.70 328.65 LT Jul 12, 13 330.000 21.423 7,069.66 28.220 9,312.60 2,242.94 ST Security total uso.000 24210 35,974.62 40,919.00 4,944.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exdiange: NYSE EAI: 4333 Current yield 2.00% Jan 29,13 800.000 17200 14,240.00 20.020 16,016.00 1,776.00 LT Jul 12, 13 30.000 18.434 553.04 20.020 600.60 47.56 ST Security total 830.000 17223 14,793.04 16,616.60 1,823.56 TESCO PLC SPONS ADR (KITED KINGDOM Symbol: TSCDY Exchange: OTC (Al: 1980 Current yield 4.32% Jan 29,13 435.000 17210 7,48635 14.930 6,494.55 -991.80 LT Apr 22, 13 660.000 16.910 1 1,160.60 14.930 9,853.80 -1,306.80 ST Jul 12, 13 425.000 16.023 6209.78 14.930 6,345.25 -464.53 ST Security total 22,693.60 1,520.000 16.748 25,456 73 -2,763.13 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE (Al:S2,941 Current yield:4.19% Jan 29,13 460.000 54.547 25,092.04 65.600 30,176.00 5,083.96 LT Apr 22. 13 510.000 46.879 23,908.70 65.600 9,547.30 ST Jul 12, 13 1 00.000 50.459 5,045.96 33,456.00 65.600 6,560.00 1,514.04 ST Security total 54,046.70 1,070.000 50.511 70,192.00 16,145.30 UNILEVER NV N Y SHS NEW KTHER LANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 41,992 Current yield: 2.97% Jan 29,13 930.000 40.500 37,665.00 41.120 38,241.60 576.60 LT Apr 22, 13 445.008 41.074 18,278 06 41.120 18,298 40 20.34 ST Jul 12, 13 255200 41271 10,524.33 41.120 10,485.60 -3873 ST Security total 1230.000 40.778 66,467.39 67,025.60 558.21 continued next page CNFT0309006479836 NFT000300405 00005 0314 030575004 lottffirsm0002Ress 60 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your linandd Advisor, SCOTT STACK MANLY/LE CASRIEL CONFIDENTIAL EFTA_00132273 EFTA01274410 UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Purthate OW Trade Number Avetage pdce Price pet shse vdue on uniesIzed Noldag tithing date of shares per shaie ($) Con basis (1) an mar 31 (I) mat 31 (1) gain or IOSS CO Period UNTD OVERSEAS BK LTD SPONS ACE SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.74% lan 29,13 900.000 30.540 27,486 00 34.570 31,113.00 3.627.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.570 3,457.00 107.76 ST hi 12,13 250.000 33.180 8,295.00 34.570 8.642.50 347.50 ST Security total 1,250.000 31 304 39,130.24 43,212.50 4,082.26 VEReON COMMUN/CAT1ONS INC Symbol: VZ Exchange: NYSE CAI: 41,062 Current yield: 4.46% lan 29,13 383.969 461361 17,993 39 47.570 18,265.41 272.02 LT Apr 22, 13 1.315 46.859 61.62 47.570 62.55 0.93 ST hi 12,13 115.716 46.861 5,422.64 47.570 5,504.61 81.97 ST Security total 501.000 46862 23,477.65 23,832.57 354.92 VODAFONE GROUP PLC SPON ACC Symbol: VOD Exchange: OTC EAI: 43.072 Current yield:8.03% lan 29. 13 796.294 50.164 39,945.60 36.810 29,311.58 -10.634.02 LT Apr 22, 13 2.727 54.627 148.97 36.810 100.38 -48.59 ST lul 12.13 239.979 54.033 12,966.80 36.810 8,833.63 -4,133.17 ST Security total 1,039.000 51.070 53,061.37 38,245.59 -14,815.78 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC lan 29,13 1,050.000 28.470 29,893.50 30.740 32277.00 2,383.50 LT Apr 22, 13 685.000 26.251 17,962.21 30.740 21,05890 3,074.69 ST Jul 12,13 290.000 26.739 7,754.57 30.740 8,914.60 1,160.03 Si' Security total 2,025.000 27 472 55,630 28 62,248.50 6,61822 Total $1.723,832.25 31,675,50437 $151,672.11 Total estimated annual income: $65,351 Account name: GHISLAINE MAXWELL friendly account name: Aaount number Your /I nandal Advisor: SCOTT STACKMAN/LYLE CASILEL SDNY GM 00021654 CNP703030C6479837NP7000300405 00005 0314 030575004 CONFIDENTIAL 100000 Page 61 of 86 EFTA 00132274 EFTA01274411 *UBS Resource Management Account March 2014 Your assets icon Invedl Your total assets Account name: Frie ndly account name: Account nuntber: Value on Mat 31 (S) Your K 'meid Advison SCOTT STACK MANYLYLE CASRIEL Percentage of Con Esnmated your PCCOunl base (S) anno( interre (3) unrearzed gan or loss (S) Cash equities Total $1,956,311.16 100.00% $1,804,639.04 $65.351.00 $151,672.11 Cash and money belenen 80206.79 Common stock 1275,506.37 4.13% 80,806.79 95.17% 1,723232.25 65,351.00 151,672.11 Account activity this month Deposits and other funds credited Dividend bad interestinoonse Taxatie dtvidends Taxatie Interest Date ActIely Description Amounl (S) Mar 10 Deposrt CHECK DEPOSIT 26,1 58.81 Mar 17 Deposrt CHECK DEPOSIT 507 ,08 Mar 31 Deposrt CHECK DEPOSIT 1,033.35 Total deposita and other funds credind Date Des<nption 627.699.24 Artpin( (S) Mar 26 Foreign BFP BIWTON LTD SPON ADR PAIDON 435 Cnadend CUSiP. 088606108 513.30 Total taxable dividends $51330 Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF nou14 0.08 Total taxable internt Total dividend and interest income 60.00 651338 investment transactions For more infomotion *out IM piiwivalue thown lor rettricted secuiliet. we Important information aboot your Rotenten at the end of teis doctrnem Die Adri«). Mar 10 Recerre Dtc VERZON COMMUNICATIONS INC 501.000 23.562.03 DesolptOn eroceeds irrni funds tnbestment v.Ithdraven tn Accrued Quenlily vue* (S) Price (1) m2/flaneert (S) .rivellments bant' (S) riterell (S) Mar 10 Receite Dtc VODAPONE GROUP PLC SPON ADR 1,039.000 39.627,46 CUSIP: 92857W308 Mar 10 Receive Dt< ROCHE HLDG LTD SPONS ADR SWITZ ADR CUSIP: 771195104 IA00.030 52,416.00 Total Securities transferred in 5115,605.49 CW7000306479808 Ne7000303405 00005 0314 030575004 CONFIDENTIAL 10&411YGM00021MS 62 of 86 EFTA_00132275 EFTA01274412 (SUBS Resource Management Account March 2014 Account activity this month iconinvecli Dale Acwity Dr:coon Amount 8) Money balance activities Feb 28 Balance forward 652594.17 Mar 7 Deposit 1.1B5 BANK USA DEPOSIT ACCOUNT ASOF 03/06(14 0.08 Mar 11 Deposit 085 BANK USA DEPOSIT ACCOUNT 26,158.81 Mar 18 Deposit U85 BANK USA DEPOSIT ACCOUNT 507.08 Mar 27 Deposit 085 BANK USA DEPOSIT ACCOUNT 513.30 Mar 31 Closing UN Bank USA Deposit Account $79,773.44 Account name: CHISLAINE MAXWELL friendly account name: Account number: Your N nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL The UBS Bent USA Deposit Account Is your primary sweep colon SONY GM 00021656 CNP70003006479839NP7000300035 00005 0311 030575004 CONFIDENTIAL 100000 Pogo 63 of 86 EFTA 00132276 EFTA01274413 *UBS Yournotes '"'"3"74617°N"7:7= 57... 'MOW 44.1-611001. 64 01 86 CONFIDENTIAL EFT,00132277 EFTA01274414 Important information about your statement LES Fiuncal Senates ix. (the F im or UBS Financial Senaires), is a merrter of all ',Moira security, ammo* and opterins exchages. LES Ft-encial Semites and IRS Sink USA n rdrect subsdares of LES AG and affiliates of LES Seriatim TIC. The Rim's Handal statement is available upon feast. The Firds weetaire off roes are a: UBSFinanovil Senses Pc. 1200 Harbor Essulened Weehawken, to 07086 Iris statement represent the any off icier record of pas LES Muncie! Memos account. Other records, eggpt official Inc donsnent cothaning coracle-9 date should not be relied Lyon B you bedew there 6 an error cr omission, please repent it irrmedately n *Ming to the Ranch Manager of the office sentigmes account. Ateach al figures shown We Mended to be accurate. statement delete:0i not be used for tat purposes Rely sae/ on yeaend tax forms, (Lev Form 1030. Sat 10425, etc.) whin preperigyour tax return. The Firm a required by law toreport to ti IRS all taxable Evidence, month§ rcatambh dui:hods and taxtle Panne earned on securities held in your araant, net prccee:b on site transactoro, and cost toms on certain covered ward in. Corranunications with the Firm • Please resorium as oral cormarcatorts in wig to further pr sect your raft incbdrg your NM order the Seared' Inaestor Promotion Act (SWAT • If the6one' nstitution on the top led of the front of this sfatemere is not UBS Feiner Seukes. IRS Pamela' Services canes your account as oleanng broker by anargerrent wet, the isdcated &lesion We Wormed you of the relationship when you opened this wooxre. lithe case. your Ards aid searkina-e located a UB5 financial Mneces and rot the intothecng broke., and you nut make a racer of any aux or anittiOn to both firma. A 0 accent statements shall be deemed complete ad accurate f not objected to Ws *deg within 60 days • Please direct *stoma complaints a' Firn's C lent era or toll-free at 8:03& .to ET Monday through as a in twerg to IRS Manual Seneca )x., Client Relations Department, P.O. Box 766 Union City, dl 07087. • In case of ern oryasterns and an electronic bads transler On BS Wedeln cardwanucbom, card tranuctorn, call of wile to UBS Frunciathenrtes her., MOO Herbs Blvd, 6th floor, Weak/Men NS 07036, Atte MAMMA Sermes Cal or write as soon as you cant you tik yes statement or receipt is twang a 4 you need more names ern about a tierner on the stattrnent or M. O. The Finn or Card boar (8, aParableMnraff hear torn you ro later that ISO days after the Fpm Sent you the fin Ornament on which the error or problem *Pared. - Prow:kyr)," name ad accost number Of any) — Desoto the enor or the wander you aro arose about and emlan as clear/ as ru can why you believe t is an error a why psu need more formation — Provide thedollar anon 01 the suspected error. The Fins or Cad Issuer rahl igesagXe your complaint and MI correct any error prompt/. Please mate all &gas payable to the firm or tie Shamed initifution Skated on fro front of this staPammt had:What° regular accord fax accounts may be subject to mailenrce fees, chars for late parent for securities purchases and charges fa unpaid arrcunts en cataccents. Accounts that are vonsferred to other nstitutions may be subject to a wander tee. UBS Sweep Cations UBS offers options to sweepng cash Where; Winces to bag deposits al UBS Bags USA and IRS AG Morticed brach (Bank Sweep Programs), money market mutual grids (Morey Funds) ad the InternationalDeposit Accaat (OAlfor customers withal Intenstional Resource Management Account. through the Bank Sweep Pregame, cash balances re swept to USGEterk USA up to en rad:4W knit rd then to LES AG Stanford Brands. cr a Money Fund. Deposits at UBS Bak USA are FDIC rowed in accordaxe with FCC rules. For more formatia please seit ithavldiogor. Deposes at WS AG Stanford Branch ad Owes of Money Funds are rot inured by the FCC. Throup the OA, atailebk loath balances are swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch These deposits are not enured by the FIX. Balances Fold at the LES AG Comm" Brach are tempera* exposed to the sovereign risk of the Careen elands, and there is no 'santee Cr otter obligation of U8S AG to repay the biases whit on the UBSC grans Bradt. books. Deposa at 185 Bark LEA and each UBS AG Bench are not protected by SIPC. Money Fund shares are to:tested by SIPC. Ste 116 Financial SWAM Accent Protection' bobw Upon yen reg.este beings n tie Bane Sweep Programsor OA may be withdraws and shares of a Money kind may be liquidated, and the proceed returned so you ardour swain aro:eat. Furter formation about available 'neap options, ncleing on Serest rate, and yelds, a soak le at wvereassc from your F rare ial Advisor or by calling UM Financial Services account protection The Fin dementia ate Mattes Ins/ellen Protection Corporation EIPC), sigh protects wcuritin account, of its members up so 5500,000 including S2B),000 for clams kr cash). the SIK asset protection boa cop/ to all account that you hold n a pa-limier capauty. The Finn, together Mth certain affiliates, ha also purchased spplernatal protection. The maximum amount path to al &gide clients, cobecurea crds this protection is 1500 million as of December 10, 2013. kloPot to the poicy conditions ad limitations, cads X the Firm is further protected tor mo to El .9 million n the aggregate For all your accounts held n a poicular capacity A hi copy of tie poky waxing is ertailible upon request. The SIPC protection ad the supplemental protection both do not apply to. • Cowan Ewa-trial Mats controlled by (std Sabaed it your account value) but held away from US$Fine-col Services (e.g.. certain(* cash at UBS Bag, Di cad, at LES AG St rokedbunch (1) insurers proiCtS, including writ)* enmities, and 00 shires ol mutual finds whore such shares are registered din/ in tot name of the account holder on the bags ad records of te applicdge issuer or transfer agent); • Certain rniestmerit contracts or nrestment interest (eg., limited partneshix and white placements) the we rot regrind under tie Securities Act of I S03; ad • Commodities contacts (e.g, foreign exchage and once:corneal ocntradg Mdudi-g futures contacts ad WITM0440rilkn contracts. fi e 51K protects :en and to supplemental protection do not apply to these assets men if try otherwise appear on you. slaarnenh. Tlw SVC protection ad the daPlerrentalprotenion do not protect agora changes in the maim vatie of your investments (whether a a result of market mosement, issuer bakruptcy cr otherwise} More information is avalAge man reqwst You may obtain no, information aboU the SIPC Brochure, by contacting 51K a or by twang the Sift website ar voravalocrup Dividend ReiWetblbefilt Program (DRIP) The pike reflected is an swage price. You may obtan the actual peke from pax Financial Advisor. Ora whole tire se purchased under Olt; partial shuts wil be soli rd tot cash wM be &potted h your secure The caddied renvestnera price applied by tie ewer may dTer from the market price at which thepartial shares ae sold CM CM, whole units may be hekl yobr wow*. If you a-e entitled that:raid rad as crews of a dviderd Banat is otherwise, the Firm Vial ether ell parhal art at rivulet pike a accept an amount determined by a registered create agency, and credit your accost. Investment objectives the rnatmere objectives rd risk profile we speclk to each account and may mybetween Please arldse the Ern prormody in wrong of any sign', eant change in yar (alexia situakei or mailmen a:Minket. Fa each CONFIDENTIAL wow,' held, you choose one of the following imestrient °bedew • frogs. Cementer-come. I inntem its seang the generation of income cribs • Achim Capra, Approbation Inentmentt waking growth of prncpal rather than the generation of income. • Peplum Combination oilman. and Capital Appreciation: 'vestments seeking both the generation of mane and gowth of plit011. Derail risk profdos • Conservative Seeks to maintain ratid precirel, with low risk and volatility to the arson theral, teen if that mews the accost does not generate significant income a returns std may not keep pace with inflation. • Moderate: vearrg to accept some rig to principal and tolerate some votatety to seek hgher returns. • Aggressiere: Wiling to accept high Sc to psnopal aid hit volatility to seek highreturns one tint Statement liouseholdne We may consolidate al related account statements with the same aidress n the same envetsre. Accounts may be related la this purpose betase they have ounces who also marain pia acorn relationships wth other dials at the sane address. This practice's known as • househsling • II you prefer to reseed edivedual statements mailed in separate envetsces - yOU may drape householding by Ealing your F nancial Advisor. Friendly accutat name The Friend scout name reflects information that you entered on the Firm's onlne sauces websee. II is a customizable thielrerner chrism by you to auks you &eh you recce& *vim. It has res effect on your Nees re. You can dirgepas hiendbr acccunt names. through Onire Services or by contactrgyourFrancial A0O0alt overview • kW. Of fl Or accoaabbordolia Net of assets and • Asset tweaks available cash balances, vases for reseeded smeary lest 1, and Global tine Deposits, urrealied marts to market, and certain mots not held byte Firn. Does non induct* unOnCed 5.U:40assets al the end of the prior and curent statement periods, or prorate ligaments, parented stock options aid emanate stock options • Einanas Includes debt balemes, wading rrurgn loans. credit the, text actant balances. • Cash/money balance Total ot unimested avalable cash balances plus UBS Bak LISA deposit Wags. UBS AG Marraotd Branch depose balances and money market mixed fund sweep Saxes, at the cbse of the statement period. Noncom-nada Pee credit balances in your scours are rot segregsed from other balances and the Fine may use any of these funds in the ordinary faits' of tipsiness. These funds a* payable upon your clamed. This total is intruded ris the current period doseg value. SDNY_GM_00021658 EFTA_00132278 EFTA01274415 Important information about your statement (con inued) Sanding ilonnation fa detaled information cn thefits fending practices and dockets, refer to teas Clem Relatcreship Agemeunt or team Agreement nd the General Tams at Conditions UBS Statement of Credit Practices available in Agreement and:Jet:nun at ungutharamirsgartgaukults Toe abets Your amement Bemires securities ad other wets held h the moat at the end of the statement period. You may ask forager:ay of ti er paid secuties at anytime. You my receive securities used as loan collateral after Dating any balmy due on them. k -y *curries transient to the Fire dad the statement penod are lined al market value as of the end of the statemwt period. • Can bass h detemnireg the cost basis of the unties included in this statement, where indicated nth the number 'I,' UPS f kraal Services has relied oninformation obtained from sources other tent/2S Ft-antral Seraces, including hif amnion Iran another fim a teat you may ham warded to you Sinatra' Ackisor. The Finn does not helependently verify a spirant** the &rosary or vaklity day idomhaion provided by sans otter thin tAiSFroncral Services. h sicitira although LIDS Financial Services general& raxtritee me tamatim as it is recerad, the firm does not provide any emarances that N incrmatisn under "Cost basis" and 'Lrirealned garl loss' is accurate as cif the date of the statement. As such please do not reSt on the Hermitian to make pachice a sole decisions, fame prawn or ahem's*. Accounts Wandered to to him may reflect girlloss itematim on& f or the period of tine they we held a to F rm More higcnical Mama en tan be added by you Fewncia Advisor. • Unedited gat/losses Wien data is estimated 'nett gang ban we calculated Ise inviter seosty lots. Re transaction data for nsliciiml lab may or maynot !effect animists, deems ands'acuity reorgenrial en events Dividend and otarrenwstment lots and systematic pafine bur are eachcombined to display one averagedlathe • Trade date • [Mann mesents the aigrul transaction wade date. • Callable securities Ban* and ;referred stock that te eater cats for ea-br recite-peen will be selected morel& by lot Iran among all seo.feresof tat attar held hour name or in nominee narne la as clients. Call team itinatim is dotted from third parties and es accuracy snot guaranteed. Other call feats mamma !Mich cat affect yield conpfete itortnatcn ell be provided upon request • Cartifirates of deposit (men COs are FDIC reused ep to Se 9),000 in arena' and accrued interest per &poste at per deposity inertial:co, rhaxadance with FOIC rules. • PriceAralue Prom displayed f or securities and *her products may be higher or lower than Omega that you would array reek* n the mallet frees we *bait from vaious third party sources Mich tee being to be retitle. but we do not gbratee their accuracy. — We generate me the closi-g pricewhen amble a the mean of to bid ad ask prices folaed acuities and <atom a on& It prices fa OTC seosities. - Less 'an& waded securities may be priced using valuation model or the most recent peke we obtaned and mat not reflect an ackal matt rice a Yak* - Certain partials may appear without a price and will Maw at *price was rot amiable if we are untie to obtain a pnce f or a stony - Deposits or mates denaninated n currencies other tan U.S. dollars are reflected at the &Aching& rate as of the statement date. - Fer canon securities tang in non.cone ammo ckrannalcia price at quany 0 ace Mari may have been adisted to facilitateprow vauaion. To obtain current quotations, when babble, contact par Financial Adder. • Private areestmener and drucland moducb. ?Mate ruestrrert secunies Oxidic Meet patxipation proprn and real estate resentment trust stades) ansisitand proton ale generally highly Anvil. Certain straturd protests haw not been registered with the Securities and Excha- C omission a under an/ state mulles taws. We prode estimated vibes for pwate investment wades and structured products for inormatiarul purposes only. Accuracy knot guaranteed. - These values may differ %Snit from pricer. any, at which a prime iwesanent security a structured product may be tot -a or sold and do rot necessarily represent the vat you may receive upon rquidition. This paly tsbmates of vale cue as of a certain date and are twit to US$ Fina-cial Services on a regurr bass by an independent vitiation fim. - bum, general partner or sponsor estimated meek if ant are supplied to therm by Ow name genwal pariner or spate and may be calculated based on different Wonnation from that used by It'dparties to dere:eta( estimated values. - You can Mesh addecrul Hammen regrading the meihodology used to determine the estimate of value and the date of fie itemalentha is the basis for to en irate by contaarg your francial Advisor. - TAW party estiemed vitas may be reflected as •Not Freed' harm I sa *ens. wise n rdependent witation tem RS not suppled or is that to assign a vale. when we become aware that a material event has °coated that may call a petit, reported vats it question. or when a value would be highly speottire due tote nave of the searity. - When neither al eater, genera panne or sponsor estimated value nor a Uteri estimated kite if mad. tha value of the many all be &anent iron its Dacha. price. — • Darin cm to date may incite :mom of cater. income a both — 'Orignaltra see' represents the initial dewing Once per unit and may not reelect tear ton basis • Restricted securities Posited strain general& are rot curet& bgble Ice public sale. UBS Finnal knees wee to menet price of the unrestricted send of the same issuer as an reputed value for de restricted stock for purposes of this ,fatemere on, To the tent that reariaed secaties are elite Ice ea the vale remised may be selostantial& less than the iffp-ted vale gnaw& • Eat batirneled) ineerne orient yields end rtes. An estimate of meal income is based an current Sicked at interest rates, attuning tee smithies will be held for one year from statement date or until matisity. This minute Oa* Aga:Saint accuracy and continued income are not guaranteed — Estimated anal tome at current yield fo- certain types of sentries could include a return of pmcpalor capeal gars h which case the est income Ord current yeti would be omitted. — Estimated areal kerne and current yeld and tie actual Mane at yield misty be laver a higher than the estimated amounts. — An es mate of avuarced income (divdend ante interest) divded by the anent market vabeaveram balance re based on the bet dividend Of interest payment made by the issuer and wearies the seositiesteposts will be held for one year from the statement date or until manly. Accuracy at continued weld are not dyermiteed • Panes not held by UBS 'rancid Services. Certain assets are rot held by the fern and not Mba the fern's possessing or cawol. These assets are deplwed on yaw statement for informational p urposes only. Positions ad values presented ase provided by the itsurg fern UBS Spheral Services is not respasble for the ilaination and does not quanta es accuracy. These assets are rot protected by SIC or tie Finis umplemental Siff coverage. • Revenue shoring and additional compensation. — In addition 10 commiseons on sales and 17b fees received n cavemen well the disuibution of nasal bed to our we arida our fl aw flan twonut, Sharing Payments *O111diaributon odor athiscrs of the metal funds that we sell. These arrant, are based on two delvers conlsonenis 0 ten amant of sales by UBS of a partimler mutual fund family to our clients; and CO the asset valued a partim La mutual hind family's Sharei held at the fern — We and as afleiate also recewe nemaking and embusprocessing lees in consideration for trader agent set-vies that we provide to the rulual fads. Thew tem genet* are Dad from investor awns in the mutual fund and are a fried de la amount based an tie number of accounts at the broker-dealer holdng maul lends of that fund CONFIDENTIAL — h ackle con local-inserter-recent n connector wth the safe or astnbehon o1 curvy contracts and the investment mat units toots <lents, we ante our elf:ref& recent reveres sharing aremensaion from many of the insane* companies undentti-g the arruittorbacts, thates of to Mace acreages or sponsors of theme imestment mots we ambit - Oar affiliates also receive trading canmeekra and other compercatin from metal finds and "trance ampates whose practices we distribute. - Wetmore an anal fee from U8$ Bale OA and USG AG Stanford Brash of up to szs per accost swathe to the bark( under the UBS Bat Sweep Fragrant Activity hbrmaticri regudng commissars and otter charges nand n connedon with the euecutcn of roan imIudng option transactions ha keerrinduced cceriirrnfions pfirousfy forested to you, ad wall be prouded to y0u promptly cue fewest. Shat.11mg f cu are engaged in short unit a security, you may haw a chage the to certain betroth-9 costs foethat particular security. Open atm Renting War or • goatitilleancelken aden fiat were not executed by the statement date, open buy at set stop orders are redxed by the mount of dividends or rights on an ex-dividends a waits, doe unless instructed otherwise by you. You are reeponeble for orders that are meant dm to your Ilium 10 caxel eating open orders. Privacy To obtain a copy of at amine Client Aiwa Naice. please contact sot Fruncianichisor or vhit ou website ate. UBS Financial Services a rot a brit The 1144, Bushes, Seniors Account BSA and IRMA are brekerage /daunts which provide access to bating services and products through anagram-es eel ablated bat and other thedpary banks, rod provides access to nuance and snit prodacts head by unaff not third-paw instance ccmparon through reura-ce agency subsitsies of UBS finwcial Services Inc. testament nsura-ce. ad fl utyproducts Not neriC inured • No bet gunfire* May Me vela RIM. Reenact Management Account, Business Services Account 854, IlMA and ntematioral Resource Management Accost are registered service marts of UBS Francis' Services Inc Via *hate is a resigned senice mark of visa Intonational CBS Via Start cede cads ard LES yea debt cards are based by UBS Bank USA with permission from Vim U.S A Incorporated. UBS Finendel Services Inc Pry 7014102 SDNY_GM_00021659 EFT" 001;2279 EFTA01274416 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP702593867I 0414 VI 0 Resource Management Account April 2014 1.1.1 11 1 6MI NEW YORK NY Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKIAAWLYLE CASRiEL Phone Questions about your statement? Call jog Einarcia AdvJsor or the Value of your account RMA Resourceline at 800-RMA-I000, account on March 31 (5) on April 30 (5) Your assets 1,956,311 16 2,003,256.88 1Asit our website: xvew.ubS.comifinantia4Sennces Your liabilities 000 0.00 Value of your account $1,956,311.16 $2,003,256.88 Items for your attention r If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.comfonlineservices Tracking the value of your account S Thousands 1,956.3 2,003.3 Mar 2014 40i 2014 Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your tiveStrnent return MO:lendand interest income Chance in martin value Value of your *lawn on Apr 30, 2014 10.00 51,936,687.37 $8,361.45 $S820806 n003.26618 SDNY GM 00021660 Member SIPC CNP20303005698671 NP2000191745 00005 Otte 030575004 CONFIDENTIAL 006000 Page 49 of 98 EFTA_00 132280 EFTA01274417 *DUBS Resource Management Account April 2014 Your account balance sheet Summary of your assets value on April 30 (4) Percentage of your XCOunt A Cash and money balances 92,548.60 4 62% B Cash alternatives 0.00 0.00% C Equities 1,910,708.28 95.38% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% Account name: I Jr MA.. ELL Friendly account name: Account number: Value of your account $2,003,256.88 100.00% 52.003.256.88 Your current asset allocation A Eye on the markets Your K mental Advisor- SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% OW70009005888672 NP7000191 745 00005 0414 030575004 CONFIDENTIAL COMY_GM_0002%61 SO of 98 EFTA 00132281 EFTA01274418 UBS Resource Management Account ;C1: Change in the value of your account April 2014 (11 Year to date IS) Opening account value $1,956,311.16 30.00 Deposits, including investments transferred in 1,156.11 1,937,845.29 Withckawals and fees, inckiding investments transferred cut -1,157.92 -1,157.92 Dividend aid interest income 7,848.07 8,361.45 Change in market value 39,099.46 58,208.06 Closing account value $2,003,258.88 52,003,256.88 Account name: GOV Friendly account name: Account number. Dividend and interest income earned For purposes of INs statement. taxability of interest and ditidend Income has been determined from a US to reporting penpectiw. Baud upon the residence of the account hoklet, =count type, or product type, some Interest andor dvidend payments may not be subject to United Stan (US) ardor Puerto Rico (PR) Income tares The dent monthly statement is not intended to be used and cannot be Med upon for tar purposes. Clients should refer to the applicable tar reporting forms they teethe fran LOS annualy, such as the Forms 1099 and the Forms 480, for las reportng information It is the practice of UBS to file the &gargle tar reporting forms with the US intern& Rewrite Service aid PR Tree/fury 0epartrrent and in such forms accurately class fy dhdenct antra interest as tar exempt or tact* income. Pleat consult your Indwdual tar prepare/. April 2014 (1) Year to date (1) Taxable dividends 7,846.09 8,359.39 Taxable interest 1.98 2.06 Total current year $7,848.07 $8,361.45 Total dividend & interest $7,848.07 38,361.45 Return of caprtal1pmcipal 3,895 55 3,895.55 Summary of gains and losses &dues reported telow exclude products for which gam And losses are not decsifint Realized gains and losses Unrealized April 2014 (1) Year to date (t) gains and bsses (1) Short term 0.00 0.00 32,264 87 Long term 0.00 0.00 154,611 16 Total $0.00 $0.00 $186,876.03 Your Financial Advisor SCOTT STACK MAP/LYLE CASRIEL Cash activity summary See Account activity this MOW) for detals. Balances in your Sweep Options are includedin the opening and closing &lances 'taut. FDIC insurance spoilt% only to deposits a U85 Bank USA, not to deposits at LOS AG. Starnfoid (ranch or bank deposits paced t hroudi the LISSInternational DepccA Account program SIPC protection apiaries to money marinat sweep fund hddingc but not bank deposits. Sr* important inSornatissn about your statement on the last two pages d this document for Letal5 Aprd 20t4 (5) year to date (S) Opening balances $80,806.79 $0.00 Additions Deposits and other funds credrted 1,156 11 81,449 52 Dividend and interest income 7,848.07 8,361.45 Proceeds from investment transactions 3,895.55 3,895.55 Total additions $12,899.73 993,708.52 Subtractions Fees -144.16 -144.16 Other funds debited -1,013.76 -1,013.76 Total subtractions -$1,157.92 -$1,157.92 Net cash flow 311,741.81 392,548.80 Closing balances 592,54840 392,348.80 SDNY GM 00021662 CeIPTC009305038673 NP7003191 745 COCOS 0414 030579004 CONFIDENTIAL 000000 Page 51 of 98 EFTA_00132282 EFTA01274419 *UBS Resource Management Account April 2014 Withholdings and tax summary Account name: Your linendel Advisor: Friendly account name: SCOTT STACKMAJILYLE CASFUEL Account number: Apnl 2014 (S) Year to date II) Foreign taxes paid -1,013 76 -1,013.76 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 852,594.25 Closing UBS Bank USA Deposit balance Apr 6 880,808 77 Number of days in interest period 31 Average daily balance ¶76,087.02 Interest earned $1.98 Annual percentage yie kl earned 003% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact Your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Cuirent income & capital appreciation Your risk profile: Pnmary - Moderate Investment eic,br',ty cenVierat cn - `Jose acted Your account instructions • Volt account ,fault closing method is FIFO, First In, First Out CNP7C004)3054588674 NP70C0I91 745 00035 0414 030575004 CONFIDENTIAL 00MY_GM_00028firt 52 of 98 EFTA_00132283 EFTA01274420 *UBS Resource Management Account April 201- Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Shale pnCeS, ,nwne and current vanes Shonn may be approximate. As a seise, gam and losses mai niN be acutalely reflected. See important information about your statement a the end ol the dxurrent for more infornalon Cash Cash and money balances Cash and money balances mar include avalable cah balances, LISS Ban. USA &pont account Wanes. UBS AG Stardord Branch &pont account baances and money market mut ua fund sweep baances. UBS Bank USA deposit account balances are insured by the FOC val to n applicable limits, but are not pointed by DPC U85 AG Stanford Brant hdepout accord balances are not insured by FDIC mai are sot proleded by SIPC Money market weep balances are protected by SIPC but we not insured la/ the FDIC. Set the important information about scot statement at the end of this document foe del airs about those balances Hddng Cash Openng balance Closing Wale Pace per :hate average on Apt 1 Di) on ape 30 11) on Apr 30 (1) sae Dande no Interest period Your Pi vandal Advisor: SCOTT STACK MANLYLE CASRiEL Daps is MAO/ Cep arounl (1) 1,033 35 1,087.75 (SS BANK USA DEP ACCT 79,773 44 Total 91,460.85 250,000.00 Equities common stock $80,806.79 $92,548.60 Purchase vice Track. lairroer Average price Hddng date of snares per share (1) ABB LTD SPON ADA Symbol. ABC Exchange NYSE EAI: $1,125 Current yield: 3 19% ran 29, 13 826.000 21.573 Apr 22, 13 650.020 21 211 Security total 1,475.000 21 414 AESTOM ADR Symbol. ALSMY Exchange: OTC EAI: 4356Current yield 1.79% Security total Aug 20, 13 2.425.000 3 634 Aug 21, 13 2,450.000 3.656 4,875.000 3 645 Cost basis (SI Price per share on Apt 30 0/ Value on Unezdized Hddng Apr 30 (S) gain or loss (S) Period 17,797 89 23.920 19,734.00 1,936.11 LT 13,787 15 23.920 15,548 00 1,760.85 LT 31,585.04 35282 00 3,696.96 8,812 78 4.070 9,859 75 1,056.97 ST 8,95813 4.070 9,971.50 1,013.37 ST 17,77091 19,841.25 2,070 34 continued next page SDNY GM 00021664 CMP7C007005668675 NP7003191 745 00035 0414 030579004 001000 Page 53 of StS CONFIDENTIAL EFTA_00 132284 EFTA01274421 UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 14nandal Advisor, SCOTT STACK MAIN:LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date hinter or them Purchase pricer Average pike Prke per store per shad (I) Cost basis (S) on Apr 30(3) Velue on Unrealized Wang Apr 30(4) gun or loss (S) period ASTRAZENECA PLC SPON AOR Symbol: AZN Exchange NYSE EAI: 41,022 Current yield: 354% lan 29,13 210.000 50.130 10,527.30 79,050 16,600.50 6,073.20 LT Apr 22. 13 85.000 51335 4,363.53 79.050 6,719.25 2,35872 LT Jul 12,13 70.000 49.441 3,460.92 79.050 5,533.50 2,072.58 ST Security total 365.000 50 279 113,351.75 28,853.25 10801.50 ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 41,289 Current yield: 4.71% Jan 29,13 1,000.000 22.160 22,160.00 27.380 27380.00 5,220.00 LT BAYER A G SPON MDR Symbol: BAYRY Exchange: OTC EAI: $517 Current yield 1.52/. Jan 29,13 200.000 99.560 19,912.00 139.220 27,844.00 7932.00 LT Apr 22, 13 45.000 101.760 4,57920 139.220 6264.90 1,685.70 LT Security total 245.000 99964 24,491.20 34,108.90 9,617.70 BHP BILLITON LTO SPON AOR Symbol: BHP Exchange! NYSE EAI: 31,027 Current yield: 3.35% Jan 29, 13 320.000 78.520 25,126.50 70.540 22,572.80 -2,553.70 LT Apr 22. 13 30.000 61865 1,915.95 70.540 2,116.20 200.25 LT Jul 12,13 85.000 61.002 5,185.23 70.540 5,995.90 810.67 ST Security total 435.000 74.087 32,227.68 30,684.90 -1,542.78 8NP PARIBAS SA AOR Symbol: BNPQY Exchange: OTC EAI: 1872 Current yield 1.94% Jan 9, 14 710.000 40.003 28,402.76 37.696 26,764.16 -1,638.60 ST Jan 13, 14 485003 39.735 19,271.70 37.696 18,282.56 -989.14 ST Security total 1.195 000 39 895 47,674 46 45,046 72 .2,627.74 BOC HONG KONG HOLDNGS LTO SPON ACIR Symbol: BHKLY Exchange: OTC EAI: 11,749 Current yield: 5.38% Jan 29,13 175.000 69.539 12,169.48 58.629 10,260.07 .1,909.41 LT Apr 22, 13 220.000 66.403 14,608.84 58.629 12,898.38 -1,710.46 LT Jul 12, 13 160.003 62.770 10,043.20 58.629 9380.64 -662.56 ST Security total 555.000 66345 36,821.52 32,539.09 .4,282.43 continued next page CW70303005688676 NP7000191745 00005 0414 030575004 ccoSSNycm0002Rets S4 of 98 CONFIDENTIAL EFTA_00 132285 EFTA01274422 UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your El nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . common stock (continued) Trade ticking date Panto or snares Purchate PICO average pact per share (I) Cog bath (S) Pnce per Share on Apr 300/ Value on apt 30(1) Unrettlzed gSn or loss (1) Holcing Period EIRMS14 AMER TOBACCO PLC GB SPON ADR Symbol: 87) Exchange: AMEX EAI: $2,777 Current yield: 4.09% Jan 29,13 340.000 104.097 35,393.08 115020 39,106.80 3,713.72 LT Apr 22, 13 150.000 107-325 16,09878 115.020 17253.00 1,154.22 LT lul 12,13 100.000 105.544 10,554.44 115.020 11,502.00 947.56 ST Security total 590.000 105.163 62,046.30 67,861.80 5,815.50 CEUTSChE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: $2,840 Current yield: 3.97% Sep 16, 13 1,275.000 13387 17,069.45 16.750 21,356 25 4,286.80 ST Sep 17, 13 1,150.000 13359 15,362 85 16.750 19262.50 3,899.65 ST Sep 18, 13 990.000 13393 13,25917 16.750 16,582.50 3,323.33 ST Oct 10, 13 855.000 15.481 13,236.68 16350 14,321.25 1,084.57 ST Security total 4,270.000 13.801 58,928.15 71,522.50 12,594.35 DEUTSCHE POST AG SPON ACA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.36% Jan 29,13 640.000 23.900 15,296.00 37.600 24,064.00 8,768.00 LT Apr 22, 13 720.000 22.581 16,25835 37.600 27,072 00 10,813.25 LT Security total 1,360000 23202 31,554.75 51,136.00 19,581.25 GDF SUE SPON ADR Symbol: GDEZY Exchange: OTC EAI: $3,041 Current yield: 5.83% lan 29,13 720.000 20.779 14,960.95 26.350 18,972.00 4,011.05 LT Apr 22. 13 380.000 20.919 7,949.37 26.350 10,013.00 2,063.63 LT lul 12, 13 215.000 20.144 4,330.97 26.350 5.665.25 1,334.28 ST Aug 21, 13 285.000 22.200 6,327.10 26.350 7,509.75 1,182.65 ST Aug 22, 13 140.000 22.508 3,151.20 26.350 3,689.00 537.80 ST Aug 23, 13 240.000 22.418 5,380.51 26.350 6,324.00 943.49 ST Security total 1,980.000 21263 42,100.10 52,173.00 10,072.90 GLAXO SMITHKLINE PLC APR Symbol: GSK Exchange: NYSE EAI: $2,597 Current yield: 4.62% Jan 29,13 330000 45.615 15,052.95 55.370 18272.10 3,219.15 LT Feb 13, 13 320.000 45.645 14,606 46 55.370 17,718 40 3,111.94 LT continued next page SDNY GM 00021668 0070003005603677 Nr70o0i9i 745 Oo0o5 0414 030575004 CONFIDENTIAL 0000S0 Pap SS of 98 EFTA_00 I 32286 EFTA01274423 UBS Resource Management Account April 2014 Your assets . Equities . Common stock (continued) Hddng track carte leurreate of therm Purchase pace/ Average pace Price per that per than (S) Cost befit (S) on Apr 30(5) Val* on Ureeeared HoldIng API 30(S) gain ot lon (I) period Apr 22, 13 245.000 50.630 12,404.47 55.370 13,565.65 1,161.18 LT lti 12,13 120.000 52.904 634848 55.370 6,644.40 295.92 ST Security total 1,015.000 47.697 48,412.36 56,200.55 7,78819 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol: FISK Exchange: NYSE EAI: 42,805 Current yield: 4.77% Jan 29,13 570.000 56.908 32,43790 51.320 29,25240 -3,185.50 LT Apr 22, 13 430.4%0 52.120 22,411.73 51.320 22,067.60 -344.13 LT Jul 12,13 145.000 54.904 7,961 20 51.320 7,441.40 419.80 ST Security total 1,145.000 54.857 62,81083 58,761.40 -4,049.43 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: nyey Exchange. OTC (Al: 11,951 Current yield: 4.37% Apr 25, 13 60.000 70.891 4253.51 87.190 5,231.40 977.89 LT Apr 26.13 375.000 70.792 26,547.34 87.190 32,696 25 6,14891 LT Jul 12,13 80.000 68375 5,470.00 87.190 6,975.20 1,505.20 ST Security tots 515.000 70.429 36270.85 44,902.85 8,632.00 KIRIN HOLDINGS LTD SPON AEC Symbol: KNIIWY Exchange:OTC EAI: SEEM Current yield 1.98% Apr 3, 13 1250.000 16.177 20,221.50 13.960 17,450.00 -2,771.50 LT Apr 22.13 600.000 16320 9,792 00 13.960 8376.00 -1,416.00 LT Jul 12,13 325.000 16380 5,323.50 13.960 4,537.00 -786.50 ST Aug 5,13 400.000 15.655 6262.36 13.960 5,584.00 -678.36 ST Aug 6,13 435.000 15888 6,911.50 13.960 6.072.60 -838.90 ST Sectsity total 3,010.003 16.117 48,510.86 42,019.60 -6,491.26 LUKOIL OR. CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: $3,784 Current yield. 6.91% Jan 29,13 410.000 67.030 27,482.30 52.920 21,697.20 4,785.10 LT Feb 13, 13 35.000 66.951 2,34329 52.920 1,852.20 -491.09 LT Apr 22, 13 405.000 58.678 25,52497 52.920 23,020.20 -2,504.77 LT Jul 12,13 155.000 60.812 9,425.94 52.920 8202.60 -1.223.34 ST Security total 1,035.000 62.586 64,77650 54,772.20 -10,004.30 continued next page CNP70009009338678NP7000191745 00035 0414 030575004 00593i4YGM0002ritAli 56 of 98 Account nen*: GH1SLAINE MAXWELL Friendly account name: Account number: Your Knondal Advisor, SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA_00 II 32287 EFTA01274424 SUBS Resource Management Account • .r.l 2: 1 : Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAK/KYLE CASRIEL Your assets Equities . Common stock (continued) PJI(Ntt ❑i(d Trade hunter Average price Price per sale Vdue on Unseated Hddng Hddng date of sham per snore (S) Cost basis (I) on Apr 30(0 Apr 30(1) gain or Ions (t) period 'town GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,116 Current yield: 3.98% Jan 29,13 1,660.000 19.580 32,502 80 20270 33,648 20 1,145.40 LT Apr 22, 13 590.003 17.390 10.260.10 20.270 11,959.30 1,699.20 LT Jul 12, 13 375.000 19119 7207.31 20.270 7,601.25 393.94 ST Security total 2,625.000 19036 49,970 21 53,208 75 3,238.5,1 MUNICH RE GROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,801 Current yield: 3.08% Jan 29,13 1,650.000 18280 30,16100 22.390 36,943.50 6,781.50 LT Apr 22, 13 425.000 19.544 8,306.29 22.390 9,515.75 1,209.46 LT Jul 12, 13 535.000 19.059 10,19613 22.390 11,978.65 1,781.92 ST Security total 2,610.003 18.646 48.665 02 58.437.90 9.772.83 PESTLE S A SPONSORED Apt REPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: 42.146 Current yield: 2.64% Jan 29.13 570.000 70.160 39,991.20 77.180 43,992.60 4,001.40 LT Apr 22, 13 290.000 69.918 20,276.22 77.180 22,382.20 2,105.98 LT Jul 12, 13 195.000 67.417 13,14641 77.180 15,050.10 1,903.69 ST Security total 1,055.000 69.587 73,413.83 81,424.90 8,011.07 MPPON TEJO & TEL CORP SPON AEA Symbol: MT Exchange NYSE EM: 41,613 Current yield: 2.62% Jul 22,13 1,700.000 26.445 44,957.18 27.840 47,328.00 2,370.82 ST Aug 6, I3 510.000 26309 13,417.69 27.840 14,198.40 780.71 ST Security total 2,210.000 26.414 58374.87 61.52640 3,151.53 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 41,749 Current yield: 2.06% Jan 29,13 590.000 67.877 40,047.61 85.940 51294.60 1124699 LT Apr 22, 13 240.000 72.512 17,403 02 86.940 20,86560 3,462.58 LT Jul 12, 13 145.000 73.450 10,650.38 86.940 12,606.30 1,955.92 ST Security total 975.000 69.847 68,101.01 84,766.50 16,665.49 continued next peg* SONY GM 00021668 CNP70003005698679 NP7000191 745 00005 0414 030575004 000000 Peg* 57 of 98 CONFIDENTIAL EFTA_00132288 EFTA01274425 SUBS Resource Management Account April 2014 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your Amends( Advisor: SCOTT STACK MAN LYLE CASRIEL YOLK assets Equities Common stock (Continued) Trade HeIcing date Knew of therm Pomba,. pacer Average price per dime (S) Con basis (S) Prke per share on Apr 30(7) Vein on 4P130(5) Unrealized gain or loss (S) Hokin; period ORKLA ASA A SHS WON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield: 3.95% Jan 21,14 710.000 8052 5,717.56 8320 5,907.20 189.64 ST Jan 22, 14 220.003 8.190 1,801.84 8.320 1,830.40 2856 ST Jan 23,14 315.000 8282 2,608.92 8.320 2,620.80 11.88 ST Jan 24,14 185.003 8.147 1,507.25 8320 1,539.20 31.95 ST Jan 27,14 135.000 8.019 1,082.58 8320 1,123.20 40.62 ST Jan 28, IA 265.000 8.045 2,132.08 8320 2,204.80 72.72 ST Jan 29,14 390.000 7.991 3,116.53 8320 3,244.80 128.27 ST Jan 30,14 245.000 7.849 1,923.23 8.320 2,038.40 115.17 ST Jan 31,14 260.000 7.878 2,048.46 8.320 2,163.20 114.74 ST Feb3, 14 185.000 7.794 1,441.96 8320 1,539.20 97.24 ST kb 4, 14 235.000 7.671 1,802.69 8.320 1,955.20 152.51 ST Feb 5, 14 245.003 7.727 1,893.29 8.320 2,038.40 145.11 ST Feb 6, 14 165.000 7.567 1247.70 8.320 1,372.80 125.10 ST Feb 7, 14 310.000 7.528 2,333.87 8.320 2,579.20 245.33 ST Feb 10, 14 250.000 7.609 1,902.25 8320 2,080.00 177.75 ST Security total 4,115.000 7.913 32,560.21 34,236.80 1,676.99 PT. TELEKOMUNIKASI INDONESIA SPUN ADR Symbol: TLK Exchange: NYSE EAI: 1841 Current yield 3.07% Jan 29,13 690.003 39.442 27215 25 39.700 27,39300 177.75 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: 11,497 Current yield: 2.59% Jan 29,13 2,590.000 13.560 35,120.40 16.350 42,346.50 7,226.10 LT Apr 22, 13 510.000 14.360 7,323.60 16.350 8,338.50 1,014.90 LT Jul 12, 13 440.000 14.331 6,305.99 16.350 7,194.00 888.01 ST Security total 3,540.003 13.771 48,749.99 57,879.00 9,129.01 ROCHE Hite LTD WOW ADR SWITZ MDR Symbol: RHHBY Exchange: OTC EAI: 1981 Current yield 1.91% Jan 29,13 1,100.000 27 sas 30,299.50 36.650 40,315.00 10,015,50 LT Apr 22, 13 300.003 30 267 9,080.31 36.650 10,995.00 1,914.69 LT continued next page CNP703030058886130NP700019174500005 0414 030575004 CONFIDENTIAL 009SONY_GM_00024,9 58 of 98 EFTA_00 132289 EFTA01274426 *UBS Resource Management Account April 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Your assets Equities . Common stock (conbnuedl Trade hunter Purchase puce Average price Prue per share Yaue on urretAted Hddng Hddng date of shares per shape (S) Cost basis CO on Apr 30 O/ Apr 30(S) gain or loss (1) period Security total 1,400.000 28.128 39,37981 51,310.00 11,930.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 Cl B OR D SHS SPON ADR Symbol: RD5,13 Exchange. NYSE (Al:11.504 Current yield: 4.44% Jan 29,13 185.000 74 585 13,79831 84.650 I 5.660.25 1,861.94 LT Apr 22, 13 215.000 65 856 14,159.06 84.650 18199.75 4,040.69 LT Security total 400.000 69.893 27,957.37 33,860.00 5,902.63 SANOR SPON ADR Sym1:01. SNY Exchange: NYSE EAI: $1,574 Current yield: 2.45% Jan 29,13 720.000 48.754 35,103.55 53.800 38,736 00 3,632.45 LT Apr 22. 13 275.0O0 52.654 14,48006 53.800 14,795 00 314.94 LT Jul 12,13 200.000 52.424 10.484.90 53.800 10,760.00 275.10 Sr SeCurity total 1,195.000 50.267 60,068.51 64,291.00 4,222.49 SEMENS A G SPON ADR Symbol: SI Exchange: NYSE EM: 41,507 Current yield: 2.29% Jan 29,13 250.000 110.110 27,527.50 131.830 32,957.50 5,430.00 LT Apr 22, 13 20013O0 100.134 20,026.84 131.830 26,366.00 6,339.16 LT Jul 12, 13 50.000 107 256 5,362 83 131.830 6,591.50 1,228.67 ST Security total 500.000 105.834 52,917.17 65,915.00 12,997.83 SINGAPORE TELECOM LTD NEW 2006 SP0N A0R Symbol: SGAPY Exchange: OTC EAI: 52,249 Current yield: 4.17% Jan 29,13 1,060.000 28.260 29,955.60 30.580 32,414.80 2,459.20 LT Apr 22. 13 440.O00 29.820 13,121.15 30.580 13,455.20 334.05 LT Jul 12, 13 265.000 30.551 8,096.17 30.580 8,103.70 7.53 ST Security total 1.765.000 28.993 51,172.92 53,973.70 2,800.78 SMITHS GROUP R.0 SPON ADR Symbol: SMCIZY Exchange: OTC (Al: 1962 Current yield 2.69% Jan 29,13 1,245.000 19.750 24,588.75 22.690 28,249.05 3,660.30 LT Apr 22, 13 330.000 18.685 6,166.05 22.690 7,487.70 1321.65 LT Security total 1,575.000 19.527 30,754.80 35,736 75 4,981.95 continued next page SDNY GM 00021670 CNP70309005038681 NPVC0lal 745 00005 0414 030575001 CONFIDENTIAL 000000 Page SS of 98 EFTA_00 B2290 EFTA01274427 UBS Resource Management Account April 2014 Your assets h Equities . Common stock (continued) Iddng Trade date Water of therm Purchase peas Average pace per Aare (5) Cost basis (S) Price per share on Apr 30(5) Value on Oneetzed Holdng Apr 30(5) gang lost (5) period stay'. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 11,237 Current yield: 2.80% Jan 29,13 610000 26.533 16,185.31 30.470 18,586.70 2,401.39 LT Apr 22.13 205.000 25.765 5281.88 30.470 6246.35 964.47 LT Apr 22, 13 170.000 23274 3,956.72 30.470 5,179.90 1223.18 LT Apr 22.13 135.000 25.785 3,481.05 30.470 4,113.45 632.40 LT Jul 12,13 330.000 21.423 7,069.66 30.470 10,055.10 2,985.44 ST Security total 1,450.000 24.810 35,974.62 44,181.50 8206.83 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exdiange: NYSE EAI: 3333 Current yield 2.00% Jan 29,13 800.000 17.800 14,240.00 2aloo 16,080.00 1,840.00 LT Jul 12,13 30.000 18.434 553.04 20.100 603.00 49.96 ST Security total 830.000 17)323 14,793.04 16,683.00 1,889.96 TESCO PLC SPONS ADR UNITED KINGDOM Symbol; TSCDY Exchange: OTC EAI: 41.064 Current yield: 4.73% lan 29,13 435.000 17210 7,486.35 14.800 6.438.00 -1,048.35 LT Apr 22, 13 660.000 16.910 11,160.60 14.800 9,768.00 -1,392.60 LT AA 12,13 425.000 16.023 6,809.78 14.800 6,290.00 -519.78 ST Security total 1,520.000 16.748 25,45673 22,496.00 -2,960.73 TOTAL S.A. FRANCE SPON ADR Symbol; TOT Exchange. NYSE EAI: 32,940 Current yield:3.86% lan 29,13 460.000 54.547 25,092.04 71.240 32,770.40 7,678.36 LT Apr 22.13 510.000 46.879 23,90870 71.240 36,33240 12,423.70 LT Jul 12,13 100.000 50.459 5,045.96 71.240 7,124.00 2,078.04 ST Security total 1,070.000 50.511 54,046.70 76226.80 22,18010 UNILEVER NV N Y SHS NEW KTHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 12,052 Current yield: 2.94% Jan 29,13 930.000 40.500 37,665.00 42.820 39,822.60 2,157.60 LT Apr 22.13 445.000 41.074 18278 06 42.820 19,054.90 776.84 LT Jul 12,13 255.000 41271 10,524.33 42.820 10,919.10 394.77 ST Security total 1,630.000 40.778 66,467.39 69,796 60 3,329.21 continuednext page CNP70003005688682 NP7000191 745 00005 0914 030575004 600iniVY_GM_00024.1 60 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A Bendel Advisor, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA 00132291 EFTA01274428 *UBS Resource Management Account April 2014 Account name: GHISLAWE MAXWELL friendly account name: Account number Your IInand/A Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (continued) pause.< VICO Trade tart:per Average price Price per sale \glue on UrreSted tiddng Hddng date of snares per share (S) Cost basis(!) on Apr 30(1) /4x 30(S) gain a loss (t) period UNTD OVERSEAS BK LTD SPONS ACE SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: $1,388 Current yield: 3.21% Jan 29,13 900.000 30.540 27,48600 34.550 31,095.00 3.609.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.550 3,455.00 105.76 LT hi 12,13 250.000 33.180 8295.00 34.550 8.637.50 342.50 ST Security total 1,250.000 31.304 39,130.24 43,187.50 4,057.26 VEReON COMMUNICATIONS INC Symbol: VZ Exchange: NYSE EAI: 41,062 Current yield74.54% Jan 29,13 383.969 46861 17,99139 46.730 17,942.87 .50.52 LT Apr 22, 13 1.315 46.859 61.62 46.730 61.45 -0.17 LT Jul 12.13 115.716 46.861 5,422.64 46.730 5,407.41 -15.23 ST Security total 501.000 46262 23,477.65 23,411.73 -65.92 VODAFONE GROUP PLC SPON AOR Symbol: VOD Exchange: OTC EAI: $3,072 Current yield: 7.79% Jan 29.13 796.294 50.164 39,945.60 37.960 30,227.32 -9.718.28 LT Apr 22, 13 2.727 54.627 148.97 37.960 103.52 -45.45 LT 10 12, 13 239.979 54.033 12,96680 37.960 9,109.60 -3,857.20 ST security total 1,039.000 51.070 53,061.37 39,440.44 -13,620.93 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29. 13 1,050.000 28.470 29,893.50 28.760 30,198.00 304.50 LT Apr 22, 13 685.003 26.251 17,962.21 28/60 19,700.60 1,718.39 LT Jul 12,13 290.000 26.739 7,754.57 28.760 8340.40 585.83 ST Security total 2,025.003 27.472 55,630 28 58139 00 2,608.72 Total 31,723,832.25 51,910,708.25 5186,876.03 Total estimated animal income: 664,894 SDNY GM 00021672 CNP70003005688683 NP7000191 745 00005 0414 030575004 CONFIDENTIAL 000000 Page 61 of ce EFTA_00132292 EFTA01274429 SUBS Resource Management Account April 2014 Your 85.581.5kontrxrecb Your total assets Account name: GH1SLAINE MAXWELL Friendly account name: Account number: Value on Apr 30(S) Your Amanda' Advisor: SCOTT STACK MAMLYLE CASRIEL Percentage of Cost Estimated your aCCOurit basis (5) annual incore (51 Unreaized gain or loss (S) Cash Equities Total 52,003,256.88 100.00% Account activity this month Date Actlity De:cootie° $1,816,380.85 $64,844.00 $186,876.03 Amount (5) Deposits and other funds credited Apr 14 Deposit CHECK DEPOSIT 1,156.11 Total deposits and other funds credited Date Adkoly Descnplion $1,156.11 ArnOuot (I) Dividend and interest income Taxable dividends Apr 10 Foreign MTN GROUP LTD SPON AIR PAD ON 2625 I .647 90 Dvidend CUSIP 62474M108 Apr 10 Foreign NOVARTIS AG SPON ADR PAID ON 975 2.690,79 Dvidend CUSIP: 66987V109 April Foreign TOTAL S A FRANCE SPON ADR PAID ON 1070 867,08 Dvidend CUSIP: 89151E109 Apr 24 Foreign ROCHE HLDG LTD SPONS ADR SWITZ ADR PAID ON 1400AS OF 1,552.57 Dvidend 04122114 CUSIP' 771195104 Apr 30 Foreign HSBC HOLDINGS PLC NEW GB WON ADR RADON 1145 1,087 75 DviS • .I CUSIP. 404280406 Total taxable dividends 87.846.09 Taxable interest Apr7 Int,- m • IBS BANK USA DEPOSIT ACCOUNT AS OF 040414 1.98 Total taxable interest 61.98 Total dividend and interest income 57.848.07 Cash and money balances 92,548.60 4.62% 92,548.60 Common stock 1,910,708.28 95.38% 1,723,832.25 64,844.00 186,876.03 Date A:th.1) De,:rOlien Amoust Fees Apt 10 Fee MTN GROUP LTD SPON ADR -52.50 Apr 10 Fee Apr I 1 Fee TOTAL S A FRANCE SPON ADR •5.35 Apr 22 Fee NOVARTIS AG SPON ADR .7.31 ZURICH INS GROUP LTD SPON ADC AS OF 04)21114 -40.50 mote-rued next page 007COCA)005688694Ne70C0191745 00005 0414 030575004 CONFIDENTIAL cogStriur_ou_0002ittas 62 of 98 EFTA_00132293 EFTA01274430 Resource Management Account UBS ;r.1,c 1.: Account activity this month centerued) Oate A(ihdy Des<nplion Arnotot 11) Fees Icontinue:0 Apr 24 Fee ROCHE HLDG LID SPONS ADR SWIZZ ADR AS OF 04122/14 -38.50 Total foss oat ly Oescnpbon 4144.16 Anxn.ml (S) Other funds debited Apr 10 Foreign Tax Withheld MTN GROUP LTD SPON ADR -247.19 Apr 10 Foreign Tax Withheld 143YARTIS AG SPON ADP -403.62 Apr 11 Foreign Tax Withheld TOTAL S.A. FRANCE SPON ADR -130.06 Apr 24 Foreign Tax Withheld ROCHE FILIDG LTD SPONS ACR SWITZ ADR AS OF 04,22/14 -232 89 Total other funds debited 41,013.76 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL Investment transactions For more informalon about the once Out Shown for restriCtedSeCurnties, see Important IntormatiOn about you, statement at the end of this oac Proceeds tram Funk investment withdrawn fee Oat ACtiaty Descepnan Quantity Vat/ (I) Pnce CS1 transactions (S) investments bought (5) Apr 22 Return Of Capital ACOued 'merest (S) ZURICH INS GROUP LTD SPON ADR AS OF 04121114 CUS1P: 989825104 3,895 55 Total 53,895.55 Oat Activity DescrgliM ArnOunt (3) Money balance activities Mir 31 Balance forward $79,7734 Apr 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,033.35 Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OFO4i0N14 198 Apr I I Deposit UBS BANK USA DEPOSIT ACCOUNT 3,628.07 Apr 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 731.67 Apr IS Deposit UBS BANK USA DEPOSIT ACCOUNT 1,1 55 1 1 Apr 23 Deposit U85 BANK USA DEPOSIT ACCOUNT 3,855.05 Apr 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 1281.18 Apr 30 Closing UPS Bank USA Deposit Account $91,460.65 The UBS Rant USA DePOr ACCOurt Is your Ornery sweep town SDNY GM 00021674 CF1P7C00;005682685 NP7003191 745 COCOS 0414 030579004 CONFIDENTIAL 000000 Page 63 of 98 EFTA_00132294 EFTA01274431 *UBS Yournotes <1.0=a0feleMeNIRCOMPISOMISOMM99.M3372550,.., ,,,, pp...64 .98 End ern.a0.1...V.. CONFIDENTIAL EFT,00132295 EFTA01274432 Important information about your statement LEIS Financial Services ex. (the F im or UBS Anemia! Saiites)t is a merrter of all principal seanly, cow** and opter6 exchanges. tb5 Fe-encial Winces and LES Bank USA we rdrect substieres of LES AG and anilines of LES Sartritin UC. Ter Firm's I henna' statement is available upon reopen The Firm's erects:* off ices are a: Lessner:oil Semen W. 1200 Harbor Boulevard Weehawken, to 07086 Ibis tenement represents the any official record of yam LES France! Straws account. Other rear* except office' tar documnb containing conflicted date should rot be relied ram B you believe there 6 an error cr mission, please report it irrmedately narking to the Bench Manager of the office setting you account. AEcuch ellipses shorn are eilended to be accurate. statement data shani not be used for tat purposes Rely week on wmend tax kerns, form 1099. Salk 10425, etc.:whin prepwrgyour tae return. The Fine it required by law to report to to IRS all taxabk Evidence, * wen* rabtaxabk cletirknds and taxable imennt end on %unties held in you accent, net proceeds an sale transactors, ri d cost base cocertain covered searities. Communications with the Finn . Please reconfirm ay oral cormancatorts in twang to further protect your rghts. incladrig your New train the Sewrides Wester Protection Act (WA). • If theGnome' nstitation on the top left of lee front of this statement is not UBS Finacit Sebikes,LBS Fn ancial Services carries your scout aS oleamg Werce by anargerrant rah the indcated Wilma% We Wormed you d ht relationship when you opened this amotre. Ilan case, your lint aid sedates a-e located at LES Fnancial Semites and rot the imrootecng broker. al you nut make a Maori of ay bra or omission to both linen. A II acoce.nt statementsshall be deemed complete and accurate if not objected ton were within 60 days • new died ontomer complaints or ' Fivn's C lent • en or toll ree at 8:03A. .to ET Mondey through as a in mai* to LES Financial Services lx., Client Relations Deanne* P.O. Box 766 Union City, dl 07087. • X tag of errors Os Westr:ns about an electronic hrds randy (Ell b BS Wedeln card transactiorts, call or wile to UBS Frenuel Semen hc., IMO Mohr BIM, 6th floor, Weehankere N/ 07036, Atte RMNBSA Services Cal or write as soon as you cart it tou three yaw statement or receipt is were of 4 you need more Hamm ian ikon a tiers* on the statement or roceint. The Firm or Card Issuer Cis acElcable)nInt hew horn you ro later ham ISO days after ter Fim sent you the fin stsemera on Veridn the error or problem appeared. - Prow:leyou- name ad aware number Of any). — Dyabe the mar or he transfer you ant inane tout and 'mean as <kat dyer cm why mu believed is an error a why you need more ricrmation — Proud. the &ear anon d the suspected error. The Fim or Cad Issuer nel ecotone your complaint and erdl correct any error promptly. Please mate all Maks payebk to the Fern or tie financial imitation rotated on tie front of this statement had:Mtn to regd., accord few accounts may be subject to crideetrUnce fees, charges for late parent for seo.rnes purchases and charges sat unpaid arrcunts in cash =cuts. Accounts that ate transferred to other :lineations may be subject to a transfer tee. UBS Sweep Options UBS offers options for sweepng cash bin e; Winces to bin& deposits m UBS Bat USA and WS AG Slanted brach (Bank Sweet, Progams), money market intuit fixds (Money ands) ad the International Deposit Aoccent ODAlfor customers withwthn Memational Rebut. Management Account. through te Bank Sweep Prommk cash balances re swept to LEG Sr* USA up to ark ratithed Fed ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bak USA are FDIC nand in accordrce with FCC nicks. For nxre niamatim please volt mwrldicgov. Deposes at UBS AG Stanford Blatt and sum of Money Funds are rot bawd by the F . %soup the OA, andable toad, balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Bunch Thew deposits are not Wand by the FIX. Balances Feld at the LEIS AG Carnal Braxh are tempera* exposed to the sovereign Mc of the Cayman elands, and there is no gamete Cr other obligalon of WS AG to repay the biomes while on the UBSC a/mat Beidl's books. Deposes a WS BM LEA and each UBS AG Batch are not protected by SIPC. Money Fund shares am protected by SIPC. See Fiuncial SWAM Accent Protection' bobw Upon yaw want bale-ices in tie Bane Sweep Pa:gransor OA mar be withdraw\ and shares of a Money Fund my be liquidated, end the proceeds returned so you <flour seostin accant. Further formation about available sweep options, nothing anent serest rate, and yelds, a walk k at www.doc < from your F rarc al Advisor or by calla* UBS Financial Services account protection the Fie is a member of the Sautes Inveitili Protection Corporation (UPC), *nth crouch securitin account. of its member. up X S5O0,000 include* S2 53,000 for dams kr cash). the SEC asset protection Imes spy to all accounts tet you hold n a particular capacity. The Finn, together with certain affiliates, ha also purchased applemental protection. The madmen amount payable to al elgibte clients, codex-web trdie this protection is 1500 million as of December 10, 2013. kloha to the poky conditims ad limitations, cash X the firm is further protected kr iwo to $1.9 million n the aggegate for all your accounts held n a vesicular capacity. A fin ccpy of tepoky mating h insaibble upon mourn. The SIPC protection ad the supplemenUI protection both do not apply to. • Corbin thalcial islets controlled by (and incladed your account valut) but held away from US$Fine-col Services (e.g.. certain(* ash at UBS Bark. (il can at WS AG Surnlord bunch (I) insurarce grestrC1S, including variable enmities, and (iv) darn of nasal funds where such shares are registered diectly n the name of the account holder on tie bodes ad records of the applicable issuer or trader agent); • Certain rnestmere contracts or inestment Merest (eg., limited panned* and whine placements) that we rot nattered irder tee Securities Act of 1933; ad • Cornnodides contacts (el, lateen excha-ge and pm cue metal caleirdA ndudix faults contacts ad tormeilitroPticn contracts. The 5IPC protects:a and the supplemental protection do not apply to these asset event they otherwise appear on as twernenh. Tee WC protection and the sulsolarreental protection do not poled agent changes in fie make vain of you investments (whether as a resin of market movement, issuer bankruptcy cr orlserwe) More information is amain:demo, req.all You may obtan ewe nfcmweion abort the SIPC &white, by contacting 51K at or by asitng the SIM subset stVAIWSIOACUgi Dividend ReMentbibent Pirogran (DPP) the pr te reflected is an average price. You mar obtan the actual price Iran yaw Financial Advisor. Orly Wok tares are purchased under Delft partial shares wil be kali rd the each wa b doodad h your account. The Eddied renvesvnent price applied by tie issuer may ENer from the nude ate at which thepartial shares are sold Cat lt.iiau I;Mr whole units may be hekl you' account. If you am entitled to a palel inn as amok of a dviderd Parent mean ise, the Firm wit ether sell partial and m pike a accept an amount determined by a regidered cleat.; a;ency, a-do-edit you accost. Investment objectives The rmisimere objectives rd risk profile we specific to each account and may vary between Please Mine the rare promote/ in men; of any sionkare change in you. *axial situation or nankeen objectives. For each CONFIDENTIAL account hekt you choose one of the following Wes-Went objectiies: • %educe Conant Imam. l,.es0 um seekrg the generation in income crib,. • Addy* °pad Appreciation Insestrnentt yoking grown of prnchal rather than the generation of income. • Produce Combinaton of lncoee and Capital Appreciabrot :vestments 'Mix both the generation of wane and 'myth ol Oewiall risk precise • Conservarive Seeks to mantain nisi wet hat with low risk and voktility to the accord meal, even if that meals the accost does not generate signif tare income or returns end may not keep pace with inflatkn. • Moderate: Willix to accept sane Mc to principal and tolerate some volatAty to wet hoer returns, • Aggress e: Wiling to accept high Sc to principal and high Motility to seek highreturns over time. Statement liouseholdne We may consoldate at related account statements with the same address n the sate erweixe. Accounts may be related Ia this purpose base they haw owners who also marnain pia aware rot/nonslip. Mh other clients at the sane address. This practice's known as • householing'R you prefer to receive Pdivilual statements mailed sepaate eneelcce, — yOu May chnlree householdmg by Ealing pass F ramie' Advisor. Friendly accoult name the Frendb, accuse name reflects remotion that you emend on the firm's onlne winces webute. II is a customizable 'rich-urn? drown by you to atria you wkh you recordkeepix. It has no legal effect on your afer• rt. You can change yes hiendb amount names, through °nine Services or by contactexhourFkanrial Achisw. Account overview • vatp of sow arrounertornbli, Net of assets ad liabilities. • Awe_ atlas avast* cash balances, vats for restricted searey lest 1, and Global Tine Deposits, untanned marks to make, and ceneh mats not held by the Fim. Does not include unwired Wt./Stingassets at the end of the prior and ourent statement periods, a private irnanwits, Panted stock options wed everaseble stock anions • (Maces Includes debt bilirces, ante de mar loan credit kw, tel =cent balances. • Casb/Noney balances. Total of animated amiable cash balances. plus UBS Bark USA deposit Winces. UBS AG Stafford french depose balances and money market meal fund sweep Saxes, at the cbse of the Osman period. Noncom-nod* tee credit balances in your accourt are rot segregated from other balances and tie Fine may use any ol these funds in the ordinary course of ib business. these funds are payabk upon your darned. This total 6 included in to anent period olostg mkt.. SDNY_GM_00021676 EFTA 00132296 EFTA01274433 Important information about your statement (coninued) Little ilonnation fa tidedinformation cn thefeats tending practices and &clothes, refer to your Client Relatcrehip Ageerrenf or teat Agreement and the General Tarns and Conditions UBS Statemord of Credit Practices available in agreements and Diarbsures at musaassafirsaurtgdflobsots Yaw—eta Your sterement bemires securities ad other awes hell h the account at the endof the steamer* nand. You may ark fordetay of tit paid seosaies at anytime. You may receive securities used as loan collateral after prying any bairns due on tem. My securities transient to the rim dreg the stathrent pond are Wed al market value as of the end of the steerage period. • Case bas's del detemning The cost basis of to scathes included in this statement, where indicated writ the numbs. 'I,' UPS f nerd& Scats has relied on inforwation obtained from sources other tient/1G Feencial Seraces, including hformation Iran another Sim a that you may hasemovided to you finaxial Macs The Finn does not idopendently verify a grmantee the accuracy or vatclity day irdorrthrion provided by wen other tan t.85 Frontal Senates. h thetist although LIDS tinrical Services general& spdsties elk Hamann as it k rocevead, the firm does not provide any athrances that the idamacit levier "Cost basis- and %tweaked gar/loss' is accurate as a the date of this statement. As such please don:army on this Hatton to make hachure a fare decision& fain papas( ce *theme's*. Accounts transferred to tie rim may reflect girl loss rdamatkn on& f or the period of tine they a* held a the F rm More historical eriormat in an be ackled by yar Fermis' Adtkor. • Urreelited gat/losses When data is available. entered arealized gaits lases a* alculated la intidalseasty lots. The transaction data for rrmeistal lees may or may not tenni *rumens*, charges motor *entity reorgsnizal ewnts Oieidend and twat nwstment lots ad wsternatic padine bas are eachcombined to display are averagedlathe • Trade date • eclat presents the eight vansaction wade date. • Callable securities Batts and ;referred stock that the thaw cats for eais redemption will be selected morel& by lot Iran among all seo.raies of tat ewe held hour name or in nominee nen* lee as clients. Call Watt itinattn b cbtaned from third parties and es accuracy snot guaranteed. Other call fealties may ens' which ca/c1 affect yield complete temiatcn rent provided upon request • Certificates of deposit (04 CDs are FDIC inured tp to 5250,000 ' precnal and accrued interest per deposes' ad per deposity inane:as h acccrdence wt FDIC • Prieatalue arts difitomd f or securities and oiler products may be higher or lower than the price that you would anuy recthe h the market Pries are oblate(' tom vaious third party sources 'whit me berme to be retitle. but we do not garalee their accuracy. — We goner* at the closing price when avalabba ihe mean of the bid ad ask prices fatted Rarities and cplors cc on& tad prices fa OTC settees. - lass acts sly traded securities may be priced ushg valuation model or the moo recent pet we Wroth and may not reflect an ackal matt trice a vitae - Golan position may appear without a mice and will taw as *price was rot available' if se are unfit. to obtain a pnce f or ;scatty - Deposits or swishes denbrninated n currencies ocher tan U.S. dollars are reflected at the &Aching& rate as of the statement date. - Fa Galan securities tracing n non.conf comng okra-lance's, price and quaty 0 ace vats) may have been adisted to facilitatepraxes vtaion To obtain current quotations, when bailable, corded son Financial Ater. • Private ertesrmenw and nructured producb. ?Mate rnestrneit saints (xlidny *ea paucipation wain and real estate investment mast stages) and stand pinatas are general& highly Certain dna-tared crotch have not been registered wit, the Securities and Exchange Commission o- under any state secure*, laws. We provide efimated wakes for pwate investment secedes and structured products for ntormatibrul purposes only Accsracy knit guaranteed. - These values may differ abstantiabt ban prkes. any. at +Allah a prorate noesanent security a structured ratan may be torn or sold and do not necessarilyrepresent the vase you may receive upon rquidition. ▪ Thal pity tsbrnates of vale cue as ol a certain dread are sated to US$ Financial Services on a regulit bass by in independere vitiation tint - suer, general panne or sponsor estimated vats& ary, are supplied to the Fm by the naves gennal pater or spew* and may be tabulated based on deferent information Iran tat used by thid parties laded* tar estimated values. - You can obeah addianA Neonatal regarding the methodology used to determine the rain** of value ad the date of the itrmalim that is the basis for the want by contacteg your f &yodel Advisor. - TAW party estnrmed writs may be reflected as •Not pirked* h sever I sit tier, the n independent vatation inch RS not stippled or is usable to asap a warm, when we become aware that a material event has °coated that May call a pieta& reported site iko question. or when a value would be highly3;4.'4*th due to fie nave a the secuify - When neither al es tier, general partner or sponsor *satiated value nit a thrthparly estimated vats is matt the value of the scatty wit be different from itspurchaseprice. - • Pato an to date may made return of canna( income a both - 'Orgnaltrd see • represent t he initial Wang price per unit and may not ;elect k011 cost basis • Restricted securities Pocketed sentin grirmalit are rot current& engble kit oublk sale. UBS Firacal Services ides to matt price of the unrestricted stock of the same issuer as an Snouted value for the restricted stock for moons of this fragment on. To the tient that reerined lecithin are ergbk la a the vats retied may be sit:mantel& less than the inured value Smarm_ • En. (edirneted) intents anent yields end rates. An estivate of a-rual income is based at cant tidied ad interest rates, assailing fie stakes will be held for cat year from statement date or arm Malaita This sate* holy a ga:Salne, entirety rd continued income are not guaranteed - Estimated anal income tin:rent yield for certain toes of stakes could include a retun of pmcpalor captal gat h %kids case the est income Ordtuner., yeti would be overstated. - Estimated anal icane and cared yeld and the actual tone and yield misht be lower a higher than theestinated amounts. — An estmate ol rruateed income (divdend armor interest) divdth by the caeca market valthaveram balances based on the lact dividend or interest payment made by the issuer and rmanes the seosties/deposas will be held fee ale year born the statement date or until manly. Accuracy at continued weld are not wartriteed • Assets not held by UBS 'rancid Service& Certain assets we rot held by the fern and not &Whin the Fen's possession or ccnvol. These assets are dnplwed on yos statement for informational purposes ort. Positions ad values presented ana Muted by fie issuing fern UBS Francial Services is not respasble for this ilcanalion and does not guarantee as accuracy. These assets we rot protected by SIK or to Finn ostplemontal SIG revenge. • Revenue sharing and additional compensation. — In addrtion 10 commissions on sales and 12b1 fees received n correction web the dianbution of mewl finds to trains we ante our al Mate mete MvOnUa spring Parivents tole diaributon ardor ethers of the metal funds that we sell. Thesearrant, are based on two <Warn enn.P:nents- tee amantol sales by UBS of a pa-titter MAYA fund fermi& to our client& and 4) the asset value of a panirmw mutual fund I amika shares held at the Inn — we and as afMate aBo recewe nemaking and embus processing lees in consideration For hinder agent sink*, that we provide to the rrulual funds. Thew lees relent are pad from investor assets in the mutual kind and are a hied de la amount based on tie number of accounts at the broker-dealer holdng maul lads ot that fund CONFIDENTIAL — h ate on to canmoscre recent n conneacn wash the sale or distnbikon of a-ruey contracts and itt investment tat units to our <lents, we ands our affiliate maw revena sharing compensation tram many of the insunance companies underwritirw the amity contracts, athletes of fie turn* corpren or sponsas cd tea* investment mats we disitirme - Car affiliates ako neon.* trading cornrnetkra and other corripercant from mutual finds and ., trance timpani:is whose podxts we distribute. - We recerie an anti fee from U8$ Bait OA and LIES AG Stanford Brant of up to szs per accost sweephg to the barks under the UBS Bark Sweep Fregramo. Activity hbrynation regard:1g commissars and otter charges ilcurred in towed cn with he oecutcn of tack* ncludny option transactions ha been naiad on athrrnfions previously hunted to you, ad wit be provided to you wavily at rawest Share ailing f you are engaged in short selling a security, you may its a Cage the to certain betrowe9 costs for that particular security. Open order* Receding open or • sixdlitcancellnr ceders tat were not tinted by the steamer( date, open buy at at stop orders are refixed by the mount of dividends a rights on an exidividerds a antes date unless intructth otherwise by lie. You are responsible fa orders that are teased crm to your failure lo caxel eating open orders. Privity To obtain a copy of at cornet Chant Fenny Noises plate contact your Francis' Achisor or visit our webst at wittidGrmoddiarmrmirm, UBS Financial Services a rot a bark the RIK Business Services Account RSA and IRMA are brayer accounts which provide access to barking services and products tough arrangemths bah affirmed bat and other td -pay bat, rod provides access to nurses and annuty prodst blued by unaltilisethihrm.pany insurance comae-en through 'sumach agency subsrmaies of UBS financial Services Inc. Investment, nsura-ce. and ruttyproducts: Not VIC inured • No bank guwantee• May bse vela MM. Restate Management Account, Business Services Account BA aMa and ntemarioral Resource Management Accost are registered service marts of UBS Fruncial Services Inc Visa *naive is a residered sernice mark of Visa International CBS Via Signet'se cede cards ard UBS yea debt cards are isp.red by UBS Bank USA with prmnsion from Vs* U.S A Incorporated. UBS financial Services Int P.4.v. 201402 SDNYGM_00021677 EFTA 00);2297 EFTA01274434 44)UBS 1.035 Financial Senices he 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056316930514 V1 0 Resource Management Account May 2014 111" 116 NEW YORK NY Account name: GHISLAINE MAXWELL Friendly account name: Account number Your N nuncio' Advisor- SCOTT STACKMANLYLE CASFIEL Questions about your statement? call yOur Finana Advisor Or tLe Value of your account RMA aesourceLine at 800-RMA-1000, account on April 30 (S) on May 30 (1) Your assets 2,003,256.88 2,044,624.69 Malt our %whale': Your liabilities 0.00 0.00 1wrw. Lbs corn? Imam:is:services Value of your account $2,003,256.88 $2,044,624.69 Tracking the value of your account S Thousands 3,003.3 2.0446 Aar 2014 May 2014 Sources of your woo mit growth dogleg 2014 Value of your account at year end 2013 Net deposits and withdrawals $1,934,505.47 Your rvestmentreturri ['Wend aryl interest income 121475.67 Change in market value $88,643.55 Value of your scant on May 30. 2014 $2,044.624.69 $0.00 SDNY GM 00021678 Iflombor SIPC CNP70009305631693 NP7000193246 00005 (514 0305750Cht 000000 Page 49 of 98 CONFIDENTIAL EFTA_00 132298 EFTA01274435 *UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30 CO A Cash and money balances 103,480.92 B Cash alternatives 0.00 C Equities 1,941,143.77 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $2,044,624.69 $2,044,624.69 Account name: GHISLANE k,lA • Vt ELL Friendly account name: Account number: Percentage of your account 506% 0.00% 94 94% 0.00% 000% 000% 000% 100.00% Your current asset allocation A Eye on the markets Your R nuncio' Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Irnponant information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 4.11% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CNP7C00e009531 694 NP7000197246 COCOS 0514 030579004 CONFIDENTIAL 03460/Y_GM_00024#9 SO of 98 EFTA 00132299 EFTA01274436