EFTA Document EFTA01274717

;14) UBS UBS Financial Services 299 Park Avenue 25th Roor New York NY 10171.0002 CNP70057252891015 V1 0 Account name: GHISLANE MAXWELL Friendly account name: Indio. V49920008 Account number. Your Nnancial Advisor- SCOTT STACKIAANILYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the RMA ReSOtleCeuele at SOO-WA-1000, account tAsit our website: ‘vviw.ubs.comifinanciafsegvices UBS Strategic Advisor October 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (SI on October 30 (S) Your assets 1,194,795 62 I ,214,522.28 Your liabilities aoo 0.00 Value of your account $1,194,795.62 Tracking the value of your account S The Lr,anGS • 4,59 I,•949 1,214.5 • 31,214,522.28 Dec 2014 Sep 2015 Ocl 2015 Sources of your account growth during 2015 Value of your account at yea' end 2014 Net deposits and withdrawals Your nvestment return Diedendarxl interest income Change in malign value Value of your account on Oct 30, 2015 $1,469A81.00 4287,579.16 350, 153.36 -517,532.92 31,214522.28 SDNY GM 00021960 Mombor SIPC CNe70303005725209 W00018949603005 1015 030575004 CONFIDENTIAL 000000 Page 1 of 14 EFTA_00 132580 EFTA01274717 SUBS 1.1B5 Strategic Advisor October 2015 Your account balance sheet Summary of your assets value on October 30 t$) Percentage of your account A Cash and money balances 2,104.18 0.17% B Cash alternatives 0.00 0.00% C Equities 1,212,418.10 99.83% D Fixed income 0.00 000% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,214,522.28 $1,214,522.28 100.00% Account name: GHISLAWIF ' • ,.LLB Friendly account name: Indio Vd9r• Account number: Your current asset allocation Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. LAS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 Year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% CNP70003005725290 NPTOCOIEr3496 00635 1015 030575004 CONFIDENTIAL COMY_GM_00021gtige 2 of 14 EFTA_00132581 EFTA01274718 UBS UBS Strategic Advisor October 2015 Account name: GHISLAINE MAXWELL Friendly account name:Indivve992(x)08 Account number. Your If mandril Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account October 2015(4) Year to date (I) Summary of yaws reposed below exclude gains and losses products for which gam andlosses are not classified. Realized gains and losses Unrealized gains and losses (S) Opening account value $1,194,795.62 $1,469,481.00 October 2015(4) Year to date (S) Deposits, including investments transferred in 0.00 1,506.30 Short term 0.00 -804.37 0.00 Withdrawals and fees, including investments transferred cut -53,544.70 -289,085.46 Long term -203.77 -14,187.75 65,120.90 Total -$203.77 -$14,992.12 $65,120.90 Dividend and interest income 2,338.57 50,153.36 Change in market value 70,932.79 -17,532.92 Closing account value $1,214,522.28 $1,214,522.28 Dividend and interest income earned For purposes of iris statement, mitts', of merest and clindend income has been determined ficen a us tar reporting perragdne, 8aed upon the residence of the account holder, account type, or prolud twat, some interest ands dvidend payments may not be subject to United States (US) arch Puerto Rico (PR) Income Ins. The dent mOnthY Statement is not intended 10 be used and (ambit be (feed tam fa tac purposes. Clients should refer to the apdictie tar reporting forms they recent. from 185 annualy, such as the corns 1099 and the FaiTtS 480, fa rat recoiling intormaton It IS the PradICe a 1185 to file tht zupitcaUt ten reporting forms with the US intern.V Revenue Service and PR Treasury Deportment, and in such forms accurately classify dwdenct area Interest as tax exempt or tacable 'more. Pleat consult ycur Inch/dual tax prepare( October zoiS Year to date IS) Taxable dividends 2,338.57 50,146.97 Taxable interest 0.00 6.39 Total current year $2,338.57 $50,153.36 Total dividend & interest $2,338.57 $50,153.36 SDNY GM 00021962 OiP7C00700572Sigi NPT003l$9496 COCOS 101S 030579004 CONFIDENTIAL 000000 Pigs 3 of 10 EFTA_00132582 EFTA01274719 4tUBS UBS Strategic Advisor October 2015 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name:Indiv Vd Account number: See aCtOunt actoity tars moNhfot decals Seances In your SwepONIceis are InclutSeclm the comma and closing balances 'due. CDC Insurance °Nies only to deposits at U85 Bank USA, not to deposits at tiBs AG, site ford &arch or bank deposits placedthrough tne UBS intemationd Depose Account pioeam. SIPC protection apples to morn market sweep fund haring, but rot bank deposits. See important infoonatOn about your statement on the last two pages of this document for detals. October 2015 (I) Year to date (S) Opening balances 551,987.08 $3,054.91 Additions Deposits and other funds credited 0.00 1,506.30 Dividend and interest income 2,338 57 50,153.36 Proceeds from investment transactions 1,323.23 237,120.64 Total additions $3,661.80 $288,780.30 Subtractions Professional management fees and related services -1,505.77 -7,118.71 Other fees -51.85 -1,101.78 Other funds debited -51,98708 -280,864.97 Funds withdrawn for investments bought 0.00 -645.57 Total subtractions -$53,544.70 -$289,731.03 Net cash flow -$49,882.90 -$950.73 Closing balances $2,104.18 52,104.18 Withholdings and tax summary Foreign taxes paid October 2015 (S) Year to date (I) 000 -4,14790 Prior year(s) adjustment 0 00 21.94 Total withholdings and taxes $0.00 -$4,125.96 Loan summary Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Year to date loan interest UBS Bank USA Deposit Account APY $27.62 Interest period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 11,955.55 Number of days in nterest period 29 Average daily balance $1,897.37 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change thorn, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in finportant information about your statement at the end of this document Your return objective: Cunene income &capital appreciation Your risk profile: primary Aggressive Investment eligbirity consderafion - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNe70002)005725292NP70C0189496 00005 1015 030575004 CONFIDENTIAL COMAY_GM_00021Nne 4 of 14 EFTA_00132583 EFTA01274720 UBS Strategic Advisor UBS October 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Indiv v4992(x)08 Account number. Some pnces, income and (orient vaues Shdern may be appfoximane. AS a team. gam ma/ not be accurately reflected. Ste 'moor:ear Intoneetion etiour your statement a the end of the clacumem fOr more infornason. Cash Cash and money balances Cash and morey batances may include avalaile cash balances, UBS Bar* USA depost account balances, UBS AG Stardord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat h n applicable limits, but are not protected by SIPC u8S AG Stanford Branch deposit account barites ate not insured be FDIC and re not protected by SIPC Money market sweep balances are protected by SEC bin re rot insured by the FDIC. See the Important information about your statement at the endof this doctrnent for details about those balances. Hddng Openng basic. on Oct I ($) Cloung Wage Price per share Average DeAdencl Interest 041 n on Oct 30 IS) on Oct 30 (5) 'me period period cep amount CS) Cash 49,027 89 0.00 LEtS BANK USA DEP ACC' 2,95919 2A04. 18 250.000 00 Total $51,987.08 $2,104.18 Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Equities Common stock udring Trade date lAccribet of shares Purchase pricer Average price per Shalt (5) COP bads(S) Price per share on Oct 30 (I) value on Oct 30(5) unresized Racing gain or loss (I) period MB LTD SPON ADR Symbol: ABB Exchange: NYSE (Al: $571 Current yield 302% Jan 29,13 350000 21.573 7,550.62 18.880 6.608 00 -942.62 LT Apr 22, 13 650 003 21 211 13,787 15 18.880 12,272 00 -1,515.15 LT Security total 1,000.003 21338 21,337 77 18,880 00 -2.457.77 ASTRAZENECA PLC SPON ACR Symbol AZN Exchange: NYSE (Al: 31,007 Current yield. 4.33% Jan 29, 13 420.000 25.065 10,527 30 31.890 13,393 80 2,866.50 LT Apr 22. 13 170.000 25.667 4,363 53 31.893 5,421 30 1057.77 LT hi 12,13 140.000 24.720 3,46092 31,893 446460 1,003.68 LT Security total 730.030 25.139 18.351.75 23.279.70 4,927.95 continued next page SDNY GM 00021964 CelP7C00?305725293NP70031$9496 nom 1015 030575001 CONFIDENTIAL coc000 Page s of 14 EFTA 00132584 EFTA01274721 UBS UBS Strategic Advisor October 2015 Your assets . Equities . Common stock (continued) Hddng Trade date tenter of therm Purchase pricer Average price per stave (3) Cost bags (S) Price per share on Oct 30(a) Vdue on Oct 30($) unreaued Hddng gain or lost (6) ptriOd ME SYSTEMS PLC SPON ACR Symbol: BAESY Exchange OTC EAI: 11,231 Current yield: 455% Jan 29,13 1,000.000 22.160 22,160.00 27.050 27,050.00 4,890.00 LT BAYER A G WON ADR Symbol: BAYRY Exchange: OTC EAI: 1439 Current yield 1.34% Jan 29,13 200.000 99.560 19,912.00 133.440 26,688.00 6,776.00 LT Apr 22, 13 45.000 101.760 4,579.20 133.440 6,004.80 1,425.60 LT Security total 245.000 99.964 24,491.20 32,692.80 8,201.60 row BILLITON LTD SPON ADR Symbol: BHP Exchange. NYSE EAI: 11,079 Current yield. 7.54% Jan 29,13 320.000 78.520 25,126.50 32890 10,524.80 •14,601.70 LT Apr 22, 13 30.000 63.865 1,915.95 32.890 986.70 -929.25 LT Jul 12.13 85.000 61.002 5,18523 32.890 2,795.65 -2.389.58 LT Security total 435.000 74.087 32,227.68 14,307.15 -17,920.53 8RMSH AMER TOBACCO PLC G8 SPON ACR Symbol: Ertl Exchange: AMD( EAI: 32,676 Current yield:3.84% Jan 29,13 340.000 104.097 35,393.08 116.100 40,154.00 4,760.92 LT Apr 22, 13 150.000 107325 16,098 78 118.100 17,715.00 1,616.22 LT Jul 12,13 100.000 105.544 10,554.44 118.100 11,810.00 1,255.56 LT Security total 590.000 105.163 62,046.30 69,679.00 7,632.70 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 32.276 Current yield: 2.86% Sep 16. 13 1,275.000 13387 17,059.45 18.660 23,791.50 6,722.05 LT Sep 17.13 1,150.000 13359 15,362 85 18460 21,459.00 6,096.15 LT Sep 18, 13 990.000 13393 13,259.17 18.660 18,473.40 5,214.23 LT Oct 10, 13 855.000 15.481 13,236.68 18660 15,954.30 2,717.62 LT Security total 4,270.000 13.801 58,928.15 79,678.20 20,750.05 CCUTSCI-E POST AG SPON Apt Symbol: DPSGY Exchange: OTC EAI: $910 Current yield 3.07% Jan 29,13 280.000 23.900 6,692.00 29.690 8,313 20 1,621.20 LT Apr 22, 13 720.000 22.581 16258.75 29.690 21,376.80 5,118.05 LT Security total 1,000.000 22.951 22,950.75 29490.00 6,739.25 continued next page Account name: GHISLAINE MAXWELL friendly account name: Indiv V49920008 Account number. Your A sandal Advisor. SCOTT STACK MAN LYLE CASR1EL CNP70009005725294NP7000189496 00005 MIS 030575004 CONFIDENTIAL COMY_GM_0002Allie 6 of 14 EFTA_00132585 EFTA01274722 UBS Strategic Advisor *UBS October 2015 Account name: GHISLAINE MAXWELL Friendly account name: Indiv.V49920008 Account number. Your Pi nodal Advisor: SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock Iconhnuedi TIJO Hddng dal., Nurrber of shares PAreate P(Vt Average pike Price per share per shape (t) Cost basis (0 on Oct 30(1) Whit on Unfeigned Hddng 0030 ($) can or loss (t) period ENGIE SPON ADR Symbol: ENGIY Exchange OTC EAI: 41,481 Current yield: 5.65% Jan 29,13 240.000 20.779 4,986.98 17.490 4,197.60 -789.38 LT Apr 22, 13 380.000 20.919 7,949.37 17.490 6,646.20 -1,303.17 LT Jul 12, 13 215.000 20.144 4330.97 17.490 3,760.35 -570.62 LT Aug 21, 13 285.000 22.200 6,327.10 17.490 4,984.65 .1,342.45 LT Aug 22, 13 140.000 22.508 3,151.20 17.4% 2,448.60 •702.60 LT Aug 23, 13 240.000 22.418 5,38051 17.490 4,197.60 -1,182.91 IT Security total 1,501000 21.417 32,126.13 26235.00 -5,891.13 GEM° SMITHK WE PLC ADR Symbol: GSK Exchange: NYSE EAI: 42.462 Current yield: 5.63% tan 29,13 330.000 45.615 15,052.95 43.060 14209.80 -843.15 LT Feb 13, 13 320.000 45.645 14.60646 43.060 13,779.20 -827.26 LT Apr 22, 13 245.0400 50630 12,404.47 43.060 10,549.70 -1,854.77 LT Jul 12,13 120.000 52.904 6,348.48 43.060 5,167.20 •1,181.28 LT Security tout 1,015.000 47.697 48,412.36 43,705.90 4706.46 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: ITYBY Exchange:OTC EAI: 32,083 Current yield: 3.75% Apr 25. 13 60.000 70.89I 4253.51 107.770 6.466.20 2212.69 LT Apr 26, 13 375.000 70.792 26,547.34 107.770 40,413.75 13,866.41 LT Jul 12, 13 80.000 68-375 5,470.00 107.770 6,621.60 3,151.60 LT Security total 515.000 70.429 36270.85 55,501.55 19230.70 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 11,638 Current yield: 7.21% Jan 29,13 1025.000 19.580 20,069.50 11.410 11,695.25 -8,374.25 LT Apr 22, 13 590.000 17390 10,260.10 11.410 6,731.90 -3,528.20 LT hi 12, 13 375.000 19219 7,207.31 11.410 4278.75 -2,928.56 LT Security total 1,990.000 18.863 37,53691 22,705.90 -14,831.01 NESTLE S A SPONSORED ADR REPSTG REG SHS SWIT2 AE* Symbol: NSRGY Exchange: OTC (Al: 41,719 Current yield: 2.51% Jan 29,13 415.000 70.160 29,11640 76.220 31,631 30 2,514.90 LT continuednext page SDNY GM 00021968 CNP700C6005725295 NP7000189496 00005 1015 030575001 oococo Pag• 7 of 14 CONFIDENTIAL EFTA 0(1132586 EFTA01274723 4tUBS UBS Strategic Advisor October 2015 Your assets . Equities . Common stock (continued) Haling Trade date Monad of therm Purchase price/ Average pdce Price per share per share (S) COIL bat (I) on Oct 30(1) Vdue on Unrealized Hokin; Oct 30(1) gain or lost (1) period Apr 22, 13 290.000 69.918 20,27622 76.220 22,10180 1,827.58 LT Jul 12, 13 195.000 67.417 13,146.41 76.220 14,862 90 1,716,49 LT Security total 900.000 69.488 62,539.03 68,598.00 6,058.97 !IPPON TELEG &TEL COFP SPON ADR Symbol: NTT Exchange NYSE EAI; 11,441 Current yield: 1.78% hi 22, 13 1,700.000 26.445 44,957.18 36.730 62,441.00 17,483.82 LT Aug 6,13 510.000 26309 13,417.69 36.730 18,732.30 5,314.61 LT Security total 2.210.000 26.414 58,374.87 81,173.30 22,79843 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 52.203 Current yield: 2.50% Jan 29.13 590.000 671377 40,047.61 90.430 53353.70 13,306.09 LT Apr 22, 13 240.000 72.512 17,403.02 90.430 21,703.20 4,300.18 LT Jul 12, 13 145.000 73.450 10,650.38 90.430 13,112.35 2,461.97 LT Security total 975.000 69.847 68,101 01 88,169 25 20,068.24 ORKLA ASA A SRS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 51,029 Current yield; 2.95% Jan 21,14 710.000 8.052 5,717.56 8.490 6,027.90 310.34 LT Jan 22, l4 220.003 8.190 1,801.84 8490 1,867.80 65.96 LT Jan 23,14 315.000 8.282 2,608.92 8.490 2,674.35 65.43 LT Jan 24,14 185.000 8.147 1,507.25 8490 1,570.65 63.40 LT Jan 27,14 135.000 8.019 1,062.58 8490 1,146.15 63.57 LT Jan 28, Is 265.000 8.045 2,132.08 8.490 2,249.85 117.77 LT lan 29,14 390.000 7.991 3,11633 8.490 3,311.10 194.57 LT Jan 30,14 245.030 7.849 1,923.23 8.490 2,080.05 156.82 LT Jan 31,14 260.000 7 878 2,048 46 8490 2,207.40 158.94 LT Feb3, Id 185.000 7.794 1,441.96 8.490 1,570.65 128.69 LT Feb4, 14 235.000 7.671 1,802.69 8.490 1,995.15 192.46 LT Feb 5, 14 245.000 7.727 1,893.29 8.490 2,080.05 186.76 LT Feb 6, 14 165.000 7.561 1,247.70 8.490 1,400.85 153.15 LT Feb 7, 14 310.000 7.528 2,333.87 8.490 2.63190 298.03 LT Feb 10, 14 250.000 7.609 1,902.25 8.490 2,122.50 220.25 LT Security total 4,115.000 7.913 32,560.21 34,936.35 2,376.14 continued next page CNP70009005725296 W7000189496 000051015 030575004 DOWNYGM00021ttee 8 Of 14 Account name: GHISLAINE MAXWELL Friendly account name: Indiv Vi19920008 Account number. Your Anand.' Advisor, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00 I 32587 EFTA01274724 *UBS UBS Strategic Advisor October 2015 Your assets . Equities Common stock (continued) Trade HdOng date PT. TELEKOMUNIKASI INDONESIA SPON A011 Symbol: TLK Exchange: NYSE EAI: 1644 Current yield 2.35% Jan 29,13 RECKITT BENCKISER PLC WON ADR Symbol: ROW Exchange: OTC EAI: 11.299 Gwent yield: 1.85% lan 29,13 Apr 22, 13 lial 12,13 Sactrity total ROYAL DUTCH SHELL PLC CL A SPON ADR Symbol: RDSA Exchange: NYSE EAI: 138 Current yield. 6.04% ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS SPON ADR Symbol: RD5.9 Exchange: NYSE EAI: 41,504 Current yield: 7.14% Sootily total SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 51,087 Current yield:2.16°4 Jan 29,13 Apr 22, 13 Jul 12,13 Security total SEMENS A G WON ADR Symbol: SIEGY Exchange: OTC EAI: 51.380 Current yield: 2.74% lan 29.13 Apr 22, 13 Jul 12,13 Security total Jan 29,13 Apr 22, 13 Account name: GHISLAINE MAXWELL Friendly account neme:Indiv V49920008 Account number. Your Pi nodal Advisor: SCOTT STACKMANLYLE CASNEL Room price minter Average price Pnce per share Ydue on Linrezezed HdcIng of shares per shale (1) cost bails (S) on Oct 30(1) 0(130 (1) gain or lots (1) Period 690.000 39.442 27215 25 39.760 27,434,40 219.15 LT 2,590.000 13.187 34,15685 19.820 51.333.80 17,17695 LT 510.000 13.966 7,122.67 19.820 10,108.20 2,985.53 LT 440.000 13.938 6,132.99 19.820 8,720.80 2.587.81 LT 3,540.0(0 13.393 47,412.51 70,162 80 22,750.29 120(X1 ---This information was unawiable- 52.460 629.52 185.000 74.585 13,798.31 52690 9,747.65 .4,050.66 LT 215.000 69856 14,159.06 52.690 11,328.35 -2,830.71 LT 400.000 69.893 27,957.37 21,076 00 -6,881.37 525.000 48.754 25,596.34 50.340 26,428.50 832.16 LT 275.000 52.654 14,480.06 50.340 132343.50 -636.56 LT 200.000 52.424 10,484.90 50.340 10,068.00 -416.90 LT 1,000.000 50.561 50,561.30 50,340 00 -221.30 250.000 110.110 27,527.50 100.570 25,142.50 -2.385.00 LT 200.000 100.134 20,026.84 100.570 20,114.00 87.16 LT 50.000 107256 5,362.83 100.570 5,028.50 -334.33 LT 500.000 109834 52,917.17 50285.00 -2,632.17 continued next page SDNY GM 00021968 0070009005725297 NP70t0189496 00005 1015 030575004 cocoa:, Page 9 of 14 CONFIDENTIAL EFTA_00132588 EFTA01274725 UBS UBS Strategic Advisor October 2015 Account name: GlilkAINE MAXWELL Friendly account name:Indiv V49920)08 Account number: Your ignandsl Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (Continued) Trade Hddng date Myriad of sham Purchase pacer Average price per than (I) Cost basis (1) Price per skive on Oct 30(1) Vdueon Od 30($) unrealized gain or loss (I) Hddng period SINGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EAI: 52,173 Current yield: 4.33% Jan 29,13 1,060.003 28.260 29,955.60 28.450 30,157.00 201.40 LT Apr 22, 13 440.000 28820 13,121.15 28.450 12,518.00 -603.15 LT hi 12,13 265.000 30.551 8,096.17 28.150 7,539.25 -556.92 LT Security total 1,765.000 28.993 51,172.92 50214.25 -958.67 STATOR. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 1982 Current yield 4.19% Jan 29,13 610.000 26.533 16,185.31 16.160 9,857.60 4,327.71 LT Apr22, 13 205.000 25.765 5,281.88 16.160 3,312.80 -1,969.08 LT Apr 22.13 170.000 23.274 3,95472 16.160 2,747.20 -1,209.52 LT Apr22, 13 135.000 25.785 3,481.05 16.160 2,181.60 -1,299.45 LT Jul 12.13 330.000 21.423 7069.66 16.160 5.332.80 -1,736.86 LT Security total 1,450.000 24.810 35,974,62 23,432.00 •12,542.62 TAIWAN SEMICONDUCTOR MfG CO LTD ADR Symbol: ISM Exchange: NYSE FAI: 4480 Current yield 2.63% Jan 29.13 800.000 17.800 11240.00 21.960 17,568.00 3328.00 LT Jul 12,13 30.000 18.434 553.04 21.960 658.80 105.76 13 Security total 830.000 17.823 14,793.04 18226.80 3,433.76 UNILEVER NV N Y SHS NEW hETHERLANDS SPON SPCN ACP Symbol: UN Exchange: NYSE EAt 41,909 Current yield:2.60% Jan 29,13 930.000 40.500 37,665.00 44.980 41,831.40 4,166A0 LT Apr 22.13 415.000 rt 1.074 1827806 44.980 20,016.10 1,738.04 LT Jul 12,13 255.000 41271 10,524.33 44.980 11,469.90 945.57 LT Security total 1,630.000 40.778 66,467.39 73317.40 6,850.01 UNTO OVERSEAS 8K LTD SPONS Apt SINGAPORE Apt Symbol: UOVEY Exchange: OTC (Al: $1,247 Current yield: 4.298 Jan 29,13 650.000 30.540 19,851.00 29.080 18,902.00 -949.00 LT Apr 22, 13 100.000 33.492 3,349.24 29.080 2,908.00 -441.24 LT Jul 12,13 250.000 33.180 8295.00 29.080 7270.00 -1,025.00 LT continued next page CNP70003005725298NP7000103496 00005 MI5 030575004 COlictliwGm00021ling 10 of 14 CONFIDENTIAL EFTA_00 132589 EFTA01274726 UBS Strategic Advisor UBS October 2015 Account name: GHISLAINE MAXWELL Friendly account nasvie:Indiv V4992C908 Account number. Your Pinandal Advisor: SCOTT STACKMANLYLE CASRJEL Your assets Equities . common stock (continued) Trade Hadnq date taunter of shares Purchase pricer Average Oct per share ($) Cosa bads (11 once per share on Oct 30(1) Ydue on 0c130(1) tirreedred galn or loss (S) Hddng period Security total 1,000.003 31.495 31,495.24 29,080.00 -2,415.24 VODAFONE GROUP PLC SPON ADA Symbol: VOD Eazhange: OTC EAI: 31,766 Cared yield: 5.16% Jan 29,13 796.294 50.164 39,945.60 32.970 26,253.81 -13,691.79 LT Apr 22,13 2.727 54.627 148.97 32.970 89.91 -59.06 LT JO 12, 13 239.979 54.033 12,966.80 32.970 7,912.11 .5,056.69 LT Security total 1,039.000 51.070 53,061.37 34,255.83 -18,805.54 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC EAI: 43,092 Current yield: 6.48% Jan 29,13 825.000 28.470 23,487.75 26.490 21,854.25 -1,633.50 LT Apr 22, 13 685.000 26251 17,982.21 26.490 18,145.65 163.44 LT PI 12, 13 290.000 26.739 7,754.57 26.490 7.682 10 -7Z47 LT Security total 1,800.000 27.347 49,224.53 47,682.00 -1,542.53 Total $1,146,667.68 $1,212,418.10 665,120.90 Total estimated annual income: 541,846 Your total assets Pocentace car Cost Est mated Unreaaecl vs ue on Oct 30(11 your &count teas (1) annui in(Cfne (S) 9an lo:t (I) Cash Cash and money balances 2,104.18 0.17% 2,104.18 Equities • Common stock 1,212,418.10 99.93% 1,146,667.68 41,846.00 65.120.90 Total $1,214,522.28 100.00% $1,148,771.86 $41,846.00 $65,120.90 • Missing cost tens infamalco Account activity this month Date AaSty Descttlon Annan (5) Dividend and intimistinoarne Taxable dividends Oct 1 Foreign GLAXO SMITHKUNE PLC ADR PAJD ON 1015 585.51 Dividend CUSIP: 37733W105 OCt 2 Foreign RECKITT BENCKISER PLC SPON ADR PAID ON 3540 539.17 Dividend CUSIP- 756255204 continued next page SONY GM 00021970 CNP70009005775299 NP7000189496 00005 1015 030575001 CONFIDENTIAL 000000 Page 11 of 14 EFTA_00 I 32590 EFTA01274727 4tUBS UBS Strategic Advisor October 2015 Account activity this month (COnteivedl Date Actliny Dividend and interestiacorre (continued) Taxable dividends (continued) Oct 5 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAD ON 590 880.79 Cividend CVSIP. 110948107 Account name: GHISLAINE MAXWELL Friendly account name: Indiv VE19920008 Account number: Your A Bendel Advisor: SCOTT STACK MAMLYLE CASRIEL Description Amman (S) Oct 6 Foreign IMPERIAL TOBACCO GROUP PLC SPON AC* PAID ON 515 333.10 Cividend CUSIP: 453142101 Total taxable dividends $2.338.57 Total dividend and interest income $2,338.57 01e Acthety (secretion Amount (I) fees Oct I Fee GLAXO SMITHKUNE PLC AOR -5.08 Oct 2 Fee Oct 5 Fee RECK fIT BENCKKER PLC SPON ADR -38.94 BRITISH AMER TOBACCO PLC GB SPON ADR -5.90 Oct 6 Fee Oct 23 Fee Charged QUARTERLY FEE -1,505.77 Total professional management fees 41.505.77 Total other fees 451.85 IMPERIAL TOBACCO GROUP PLC SPON ADR -1.93 Date Musty oesuipoon Antall (1) Oct 1 Transfer JOURNAL TO GleSLAISIE MAXWELL -51.987.08 Total other funds debited -S514117.08 Other funds debited Investment transactions For more I nformalon about the pricerwsiue shown for restricted securities. see important Mformatkin abort your statement at the end of this ctiornent Proceeds from Funds investment withdrawn fa Accrued Date Activity Description °vanity Witt (s) PAce (S1 transactions (S) investments bought (S) imeresl Oct 8 Sold UNTD OVERSEAS BK LTD SPONS ADR SINGAPORE ADR CUSIP: 911271302 -50.000 26.465000 1,323.23 Total 51.323.23 CNP70009005775300NP7000189496 00005 1015 030575004 CONFIDENTIAL OCtitehiY_GM_00020Igni 12 of I4 EFTA_00132591 EFTA01274728 (SUBS UBS Strategic Advisor October 2015 Account activity this month (contrived) Date Activity Geferiplion Amount (5) Money balance activities Sep 30 Balance forward $2,959.19 Oct 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 49,027.89 Oct 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 100U 15 -51,406.65 Oct 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 500.23 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 874.89 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 331.17 Oct 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,323 23 Oct 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1023(15 -160677 Oct 30 Closing USS Bank USA Deposit Account $2,104.18 Account name: GHISLA1NE MAXWELL Friendly account name: Indiv vA992(x)08 Account number. Your Financial Advisor: SCOTT STACK MAK/LYLE CA SRIEL The UBS 88AL USA DepOut ACCOunt Is your primary sweep Cptran Realized gains and losses The estimated realized gains and losses shown belay are not for tot puipoies. Please rote that gain of loss recognized ca t e sat of redemption of tenon Structured Products, Ike Contingent DS securities. .n be ad nary. and not capita, gain a loss. Please check with your las advisor To ealed me gains and tosses, we liquidate the ddest security lot first. This is knovm as the first in first-out or fiFO aceou ming method We use tr.'s method unless you specified which las Ice to close when yeez paced yOue order. This is known as a WrSuS purchases or YSP order. See Important in formabon about your statement a the end of this document for more Long-term capital gains and losses Security description method UNTO OVERSEAS 8K LTD SKINS ADR SINGAPORE ADR FIFO 50000 Jan 29, 13 Oct 05, IS Outstay oe Purchase Sale face vane date date Insonnation We may not act oil gen% and lases Ice a0 capital charges. We automateSy adjust cost boas for las.eicerrpt and AMT coupon municipi securities for esiimaed emanation of bona prernuns and for screed Din for serf:kit, Issued at a CISCOunt ll you requested that U8S Must cost bases for the bad premium arrortization on lambe debt securities then cost bate reflected for these securities haS txenactpsied Estimates in the unclassiled section can rice be classified as short term or long term because information is missing or the product is one in which the ga moss canasta, is ria provided Sae Cost amount (51 basis (51 wan sale con basis adjuslment(S) Las (St Gan (5) 1323.23 1,527.00 -20377 SDNY GM 00021972 CriPTC00?305725301 Ny70[0169496 00035 MIS 030575004 CONFIDENTIAL 000000 ►egs 13 of 14 EFTA_00132592 EFTA01274729 *UBS Your notes c....,,, ,..n000,,,......s.c,... , End ot .............. CONFIDENTIAL ,G 0102.79 . , . EFT,00B2593 EFTA01274730 Important information about your statement ISS Mandalkaka Inc ~Fim or UBS Fnatt kana. is anatomi al prixpalsecunty. cawrodny md epera ~utga UBSFirincia krones and Mest Uba am ext subb:lian of tan AG and alarm cl LIS Stearin LLC lhe F et's (mani obansere ~kile uoon retual the has naske aktes ae at ISS %Mal Stwas he 1200 'laot Benkval theaseiken N107066 stawnem repreurns The my *eldal raud of )tur UBS Fihanaal Senices natt Oter reda& no2Olot1 salta< dociments. corrai-rreg conactno dau stould na be man uken d you banne dat n an entra ormen. plozo mon' n morsdult' n enlom tekatch Mauser of tre atm savig you acarum Allyough al barm tonn are imacled b be mynte. talorm daa tould roa be used for tar pupotes Bey 'Ok* on >neid ta lamt Ge.. Fot.' 1099. 5498. i0125. ote) thea penang pur ta votum teint is mana by lan 10 repron tO ne nal tamt b anla& repontle neo laubb avarta' ad tatle wen rand en mates MU n par atom net proceeds on sale lagnaden& and con bamon metan area saume, Ottnnamicallona Mal the Fra • Please reerdeimi aer oral oarenn.atons nwmngt0 finter pretta your ritt tricbdirg ilorgla under te kantes emna komaen Att (SPA) • d toa trumål tnsoiteen onne top ket of the Iran of the stalerren1 it not 165 Fanmun Svor. taS Maria Senka caries pr ammet aclearrig Inka by ~gement ein the nauten nattion We banna you ot tein reutionthp onen you mened ai mort in tros cate prur hat anl smakes ra ~ed X ISS kunai Sima ad not the rtrodurng breker. sid ym must ~artim of to <nor orane:dia) b> bah Mfl All amour« suteneres nåe be dama ankar ond male I n% Obje:tedt0 n oartig namn 60 (bys • raa arma numra aomplahts a 401,00 to theIrra: Chat %t am Norman at 201-3S21699 or toktet al 800.354-9103.8 00AM to 6 CO Phi El ~dal Olaug\ ada. or in Mangor uBSIlinancial Sem« Inc. Cinet Relations D.:pateren, PO Box 766 Union Ca NI 07(67 • ti case ol «rors a ~tom atom an elemonc krafs tråna< 0711 bal paemmt a us var drei ard tralSadionS, tall 800762.1000 or nrce to LBSFnanCel khan hc. 1050 Kana 8W .6t I Wc ~Aket N) 07086. Ann IIMAISSA Serva.: C Nato as kon as mima dnouthnkpur SNkmaltor recept 6 elOng a d pga need sort amok." &out atranfer on ne statimerri ot mant The Fnn «Card 'sauar far ap lobb) most her tran Sor ria taternal 60 aws alter the fann selt you the fest stamma on eta the ara or probkmwrod - Praia too ~ad accant water (N am) - Derrik ne ara or the water yag ae yngre atar. annebtan as <ready i pv can MY you alm e is al «ror a a» you nen, man ~motion - Frorne te data num of tre smatta lar The km« C id tauer valkwarigainyotr ~plan ad • corteci any «Tar pronptly Moa maie al cheda papa* lo the knot te Mara nu lam ndraltd on te kont ol tha slawnint h akt ear ro «gula accomt fea. arimb ma/ be farga to mankar« Inn charge: la Utepayrerit fa ~rue DUrr.bann ad~ vpad ~vett bi cx), azcants Am06615 tha fl trAYAll661 tO olle" natt:uten, rna/ be :Mat to a unsa lee UBS Svaet. Optiom UBS °Mers oplais for sweeprw can bance5 baskere bak (kpoots al UBS Bek USA maur Ad PrifOrd bale. (Bak Sera har"). novry mant !naua lyna (Monie hals) and the harramonal >post Accant (Okke CuStOrnen onn al ~namna Aksane letimgenent immunt llyttugh **ark Svaa fropms. con banes are semi fo ISS eat VSA ici i> ri estabkned lenn ad thea lo U95 AG Stana/d Bane cr a efrAney Ford Dagens at (ES Bak USA are FOK mad n aCO>tdatee ran fe< rultt for mat hl «malen p Mao nut ~e NK gor banes at UBS AG 9aerf ond karde and taes cf Mann firds rena aksa by the FDC. TØ te CA. ~labbe lo carh balanor n svøpt to aprow mams a UBS AG ~Tak Bra-At ad ISS AG C airman Brann frese apost% are na nswed by the FOK Balaxes bad al the ISSAG Cern Braote åre wrpowily <Ø560 Tote ~em ra of theCapri Idaat and tertiten guiaance oter ObaOlnal Of ISS AG ao rway theDamas Ank on the ISS Caymaes Brant bones (»posa at UK Bak USA ad arb UBS AG Brast aer not bratna by WC Moncy Fund ara are pronica by WC See 'SBS Macul Sams Atoma Raiden' hekte Van your rene. bannes n te Batt krom Program a C/A mai be witaren ad taes of a !Meny Fund matte madam, and the amma returred to ywa yale ~iles aacarri Furter niom:len Lout ~Itle meep optert n2udng onn, ganta tiar and )40115 is imaitibSe nuve ‘4,‘ comisweenrelds born ycot Fnxicai Adveor a by trinn 109.7r.2.' "00 Uti Namna Stroka etthytt protectian The Fen n å vonamta Ot T6.6 ≤6.2se.S rveite rt01.6606 C0460TZ•61(S6C). aen p titals smaua ramm of a manes tp to 1500000 &elda; $250.000 for dam, for ma Tat SPC amt coxen«, tamt Øylo Al . 0:61n$ naWohOlci n aPari~Crty the Fent togaen' wth anan Samt hb am pai:Mad appiematai ammen the ~run mant papa* to all Niglari {knm. colictabundatis proweion a 550) ~on as of ~er IQ 2013 Pract tote poky anatom ad kwatow ot att Fait a lunar vand fa up to 119 man n tie ~ega tor XI pur axotnis hal n a pantar capack A full copy of atpolcy ~Mg 6 AtaLlolekip00 ,6,6a2 The SIC profan:a ad te supplewnta prcaman bon do not SPIT to • C eim frata ams comme< by (and Minna nyo°, at vaka bot held awayfromVEIStimar Service, (tg. Mal UBS Bark (d dan atti% AG Starked adla nsuraxe mara ixixaguauble mua Mk ad 1M Mas of trulual knes alne 6.61, damos re apefenad ~tynne nare aten accove hoder on IM backs ard reora of tie mante må« or batar agerd). • (erme averrnam contra of atommort enerim M 9. 'rad parowships ard prvae ~enig tare na registeret) max the ~nes Au of 1933. and • Corner:dan conirra ki 9. forer *and predos ~al annus), maidag lutra contras ad senTWAY Mbal contracts The WC prOliCtien ad the Papplarentann do nat apan teine assets tan d theyotemnse »kamr summa The WC proteam and the opp bewit a protecion do rot ~cl .gana ~gre n the orrtet va» Of ycus Mestmats Mara z arma ot mani namnam. raun bana.91cYnf "ase ) More h4orn.ons &at koran norn Var mayobun rue nforrnation tad SPC. eiclUdrig the WC Brødene by conixtrej WC at 202.3718300« by mang te SPC mtate al 64.WEIPC 0.11 Dividend ne twerment tregare IDEM the am akar) ai amege onne na rna oaan the atal p.a han your kaia/ Ad/or OrOy Wca Mams arepanel arder C« P • partial taes al te soll and me ctsh ml be «sosial n your rava the CII6end renwswern bm kubba by the hvor rniy Ofl« fron the urta Meie eta tnemta taes et sold Gatebilete Ont' Mole unn ny, be tad ta pur røynt Itu are abba to austatnt A3 ar tel: of a dedend ~tnt or atenwie. te Fim MI einer tel pantmanis at nat« neite or mua an atom, attenred by acataract teama agery. am area you romt laveste« °block« the moment obactvas arrS rit prata are sml< lo nal ramm sid mer uty tamen heat anm ne ann roma n treng of any ticatcant For elsze yow Manna station Cl Marke n ~ai raca hekt pu dove ene Of Me fo low•og meska-Yd Matta • Renium Cuo.nr.ane Maniens 6/6.6ini tA• gemal en of emmi only • Ann Cnoriablarecurion leceorrents **ing gromh prnCpal ralle elan:Na ~On of nam? • Redvar COMIM6.11,6 of «orre enn Chata*PYroaben ~an Sea hg bon no generalen of mone ad gomdia rennar Omtala* prates • Cairnene Stas to mima heia ainpa 'ah km rik aix Ia to tie roma mit aen d tat <news the arouni Mos not aner" ignaunt romme« reans "4 manakap pace wa irØ • »enn Våling m stupt ~ane te g 7Ø and tolerate sarevaadlym ser hiaher mins • Anaraare Virång to aoae9l hgh ape teienota dd hgh vOlately lo stein.» rettetone tme kastent latiaohading' Vyn reaymnsoklate al reka atom, stawnems an the san albros in die same eri~ motets rna bo retna fa nis rytme baula ny hat moen Mo ake marain pal azount ralaionsheid men ans dau al the 'ane ridess The rake a knorr as 'howelooldng 'apa mk to moene einsame sutoreentsmåtkd n tome CONFIDENTIAL nokor.— pv rna adr* hasehokkg bading your Frcnoal Advsor Frakk/ «mune namn lhorkerrity amma namnlaus Warrutien tat pm oceania) tenkras alne sames tekste It a a du:talt/bh 'nösume' &omn by you ba ac Stu year rearcbeepng m hz no ega aka ca pm ~unt Ye.. Ca nasar you FrrtimPy rllar2 narres. throup Oblat Sennces r tocentachm >6.1irtarcelAO•bct ramm *mein • Vabedwar 2ttounraerceil !te aSSett ard !ledets • A2•16 !mb*" *altar chrar bains våka la rotta-tal rauta Unt i rid Gkbar Tene Damas unroarad mas to marka al anal mas not held tyte fan Dua rot ncladeunionced s~tedassets at ne enl ol the pro. andane« Illteinint modt a Mat Matmora umesed sark plira and aimable stod" poka • Cearkees 11CladeS Øe b,1131Cd. (vindingmas lans. ark lAe short aurum baaces • CosbArmw./ einen Total of utincesbad ~ab. crti hine,. okt ISS Ba* USA apart banan UBS AG Starf ad kan apost balaces and maiey max ruska I taxi sweep alna al the dose of the ~amt pcnid Non.~61011ly teo Ot« banal h yo/ aCCOunt an, not sena ed from ahabaron amtet Fimmay tnt any of anse ftrds n the ordiwy ass. ol as banas Tese funn ae p Mb* 66.on ps ~land Na Idol 6 inclakd in no amme lend dos eg varm Mang information Fa detaid alennaton on tel rroy knas pral am ard &bauta mf« to yors C lem braiontrp Areammi or Atonal Aromat lad Int General Tan5 ad Carations UBS Stannelt of Orge raaChaS ~tab» n Agrenacent$ ard ~omn a yyya giadAtaiyal aur ItaratS Ycar 23~1 ~at. Seosees and otur asfes held n the acoaull a ne ond et te fantid pekd You m ar for de ecry d 'uty pad sotenen a try Irrfe YOU rna recere smakt used i bon colbterå a 11 PPII9.9.rn batne me on tan Myunnta tramlan kr the d dutta the summert bered au lista a maki 6.1.• as of the ml ot the stamn penal • Coat bai n detannao the con basis of the statibes ti tted n tfn gaum" net 6662620 Mb te nonner 1. • LIS inval Senneyhas reled on 'Maneten oblaised frau source, on« tean 185 finaldal Stava" ratucIng nlarnation Iran amena lit er tal you orry An proeikd b> your eiruncol Anar The inn doet na Sependenly ~ty or garant ta ervacy et vriday of try ~nam Femdel by sauren oter tan USS hatal Sevas th addtion anough Ufri Fnandai Saven gonorally upilaus nis amma«, as c 6 remba tteimn 6oes rot ande any ~mas na te nrroma:n mar 'Cosi bane' and 'Utteikna rann" is .xat er a of te det of tha Mana ds lg" please do na ray Cl, Sis information lo !ruke curcha or silk clertams. Ir ta purpows ca atenere Accamb kastane to the enn macrefloct ga/hu niormarbe orly for no pered of they re held X the Fan Morehinoral «lamaen Can be ådded by rov hnarraa Adm« • Unnalttod 'anaas; Wha daa i auka. lernbed rwal t0 orm klot Y. 1/4 0; ale: far SDNY_GM_00021974 EFTA 00132594 EFTA01274731 Important information about your statement (continued) Madam:may lots The tatation data fa i-dircbal lots maya may not aka cemnkames, drages as seamy reorgencan east Derefend aid eater remnant lots and systemarie ardAr.0 bh are eats ambnedtodaplay one ambit lot the • trade dz.' roam Tesents the agar taxi on Saida • CANN mart° Bone aid Tamed sind that be Ma art a ealy redemption al be selected repaliab by lot tom rag al smarmof that 6%held ngir name a in name n asse ler CAR dents Calleas Nana a is 0~dfrom thed paws aid Rs arose is rot awaited Obc call I eatas mayea vadi could Mat yell ~ate »Norma kin a be provided IØ rp.int • ~as of deposit (CON CDs an MC narre opt S293.020 in whoa al squad Mast pis dtpositor and per apacry mania n madam» with SDK HIBS • ~into Plat:tatted fa sexanes ant *the' produces say be hiyher a bww thal To ace Tat you smuld eauallef reuse in the make Rues are °Maned from yams TN pay ;cubes ads we heavelo te reU,fr but we do not goatee flee away - We away ane To doingpat am *abbe cy the mean or teat aid ask proes fa Iced warm and *pan or on ybd peas la OTC stoats - Lot away traded barrios maybe Feed tanga amen model a Tana Well pia we Naked aidraga Meta an ada man enror valn - Cenainposhons may bra alma a pea and mil show z 'price vas not writable' if we re able to Obta a pct for a Tarry - Ceases a Mashes damns& n omenctes Mat tvl U S dears ae ref kored a the en: h :No f Se as of the await date - for ceran senates nag n nomananing pct aid gualtaNfaCevalibmay hat been bead» lapPale Kopp vabpon To obtain clam wasps Wien baba arum your rancor Adger • Preen leanauttma and seruaund product. Mate inaners :area Cnclidng Ora extirpation pagan aid real~ mervant rejst 54CUTINO and Creased TCOMS attainder hghly natlad Certain samara predate arena Dom reggaet wt. de Waifs and &Ora Lommesin a under any Stare Stara ONS We VON» ellmaed yam fa Tive mama stoats ad stoma, prams tor Marna *samba only Accuracy., rot gasalt - ltilavaUP mayday' amorally frem aces if my ends arcuate manners rorry« structured pram raja lair a tad aid do not neeteraly represent the am you may retrave upon handann - Ted pa Taws of ma are as of a ran dae aid ambled to laS Neal Mao on a regie base by an nikpenant varurnen Inn suer, ROAR'RIPanw «WASP gamed varan if my. ae tabled to te Fin by Te Mar• general paner ea caw and may be alibied Coed en Okra Nervation from Tat uxd by tad panes to date thee estimated vans - You cm Moen ataxia armature regaling the methodology used to determine the estate of vibe and the date of the Noirnaton Ty is Ow bass fir Tr blase by anixag your Randal Adrisor - mod parry eStimaced vita may be reflected as 'Not Tad' n metal Maas when an 'Nlepenant wawa fa NS AP a.ppled a d unaVe to assign a via when we beans axe that a raorul sort hag *cared that rey al a creausly reamed valm R03 (tuba& a ~awls add be highly beculabre duo to the talte of the sassy - Men Nether an Asa gaol paw a mentor rammed varte not a rApany at Mad vatris prevail the atte 01 the xtuvry war bednentnt tan no pia hapia - 'Obibutiors to MN' IAN bar:I.mum of cabal. flume a both - • OrtTnilf um siee' retreats Te MAP ollpAg pine per ak a-.5 may not read yew cos bak • lbasolaed «etnat« Restricted saunas generaly ae not ~Wade fa Tar Mt UM Emma Sams uses the matte precool is armed« abode of the orne Tana raved Yaks tads retread nods Bor purposes of as stoweemony To the total til rented banes as elgble lot sMe. Me talatiecead may be subiuntialy less an the in ured WIN loval • In. Nititatod) iseeent aertityielOs and rats. An ohms of swat name is based oft e~ rolord aid inep ram awing To wain sill be held Bor one year from siaterna date a tat mitunty This estimate is one a gonad. accuracy aid an~ name se not gairateeed - EstMated arnual income and oral Nal for alai legol searkes mud anale dream of Tr TOM or gal gas in Midi ate the Mt neme lad carat yekb would be °vatted - Masted ants imam aid cam vatl aid the aqua Oaten and yield night be Mace hgher than the Niemand amens - An Mille of innalind incomebidden! andor forest) dialed by the mart makro valsainage balars 6 bad Co the last dimeend or mac patent made by the mar aid manes de sear Maposic tel to Nelda< one tut tun the statement dale or ate ~tarty Aroma aid canoed cal ae not guaarreed • Aetna held lay UK finandel Striae Conan MAO are not tadbyteWm aH not widen the hat possession or amvol Them asset are debeised ca yaw PlIplited for inionnanal ~sob/ Roams 74 iota treated as To byte Slung lien LFS ~OA Sacs eroot emponsblaor this amain and doesrat grata es ataxy these awls as net protected by SK er Tr rims supplemental SS( coverage • Revenue Temg and addkbnal compensation. mmiwom On saki Td 12bil hen r recce with the dat :Ton of tesitar • !Jai we altla Our Mae ranee r se ur_ian3 paymenu tromissubutors anger Mason of the Tuna ads Tat We sell These rants am bad co two Tara aerponents fJ the mouth el baby IRS a a pancularmal mad lama to oix Menu. ad Id be ma varel a pray meta fund trait ShIrOt Nil a IN Inn - We aid cte elf Are an rearm renwang aid ormaspreassing lees n corraimon for innate agent SOWNn that as panda to rhotwos fundt Therm fees genera as pad tarn homer Pima in the mutual lad sid se a toed dolts armol basel on Its maw of ~Is at is trobodear holdingmutual lads el et had Isny - in all ion to comme Ms rased an comma wen the sat or darbutan of a-nycoma= at ask Mebane lop units to our dais. we ale -our afteinertiate raft* lung COMPenSallen from enamel be nuance ceramic adewarg the amity antals anifasol The iwtana carc,r Ø54n a daunt ~en trusts we cabs. - Our ridges also re:el/eh-Ming commemosa Tat ~Mon from menial fiat ad *wax, OPRPARRI Rix». 'Inapt; An/is:huh? - We ream anus fee fan LCS8ailr USA .ad USS A4 Stanford Bads el up 14135 pee aount sweang to te bat saw tro Ungar* Sweep Programs Attlee blatant:an tegldag corn-Watt* ad other Tama incised anneacon at the ertomion ol vbet. Madeg cp ben kractens has been ostaled m «Mot:tons pram* bandied to you. end wet be~ to you aromply on retort Short selling It you us/engaged rn tort st4hg a 'eosin. yea may inar a magedue to aria hawing coos fatal palouta batty Open Orden Reirading RPM Or '9000Rilalaad • OOPSthat tare not gaited by the Ravnem cater Open buy ad sell Strip mkt ae retced by the attune of dwdends re opt co ▪ oydiedindsor eynges dato part mewled ottelise by you You ae *torsi* tor orders that at ~cured 'lie CO sour Nitre le uncel ~leg open orders Tex withelditg on grab onefuton UK financial Seaton IRAs Ftdya tax Lay requreSUBS halal Servbes to mastoid loon tao from ytriaUble IRA tomlait teist tut you my den oat lobs., ran-ea ahead or. vinod). you nay elect to hat lac ~Mc a arne or as a feed anoint as yeu Cheat Yet Soon RA leaden n effect unte resoled by you You mayroam par 444,1Ion a ay Onobymany anew Oman If you do nothal crotch notre tar mated kan 'Our ItartuliORS. you maybe recast,* la the papwc of Taxed tay You may not pen ales d the moats wattol and your estimated la« pavans aerot pun m yO✓ tar obligatar Privacy To Ø4n agony ea ones Chem Pr/ay lace please contai you Fnat tea maw or ?Aisne at ymow ullxcemen,rwolr USSR in axial Seam e not a bark The RIVA. flanen Saveg ØØ BSA and IRMA ae beck «aye amarrts Met prefab access to bane savces aid produns tarot* anagram, with Pfiblad balks rid othr that pany bat and provides mat to horn aid pnwly prodpcts issued by unaffiliated tadtarty c tto" contain*, tedugs nvarce agency uabsatt es oh utS Fnandal Setts et twe~ I. roan . and annuls' product POI HNC tamed • No bat* paannica May law value RMA RgoVaMTagemml acciat Business Servos Acaum BSA. NM and ntemmonal Raab latagatot CONFIDENTIAL Anna ap registered servee mats of IIRS Nadal Sakes ix WA Saar, is a agitated Twice ark of Visa imernanal 1.85 Wa Sagnattre aede fads aid V% Oda dan cads ae issued by UPS Bane UM wth ammo from 'Naas roorparam UPS FinanCial Sarvicnlne Rey 201407 SDNY_GM_00021975 EFTA_00 132595 EFTA01274732 UBS UBS Financial Services tic 299 Pak Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor November 2015 CNP70056439191115 >2 Y1 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: lock, V49920008 Account number. Your Nnancial Advisor. SCOTT STACKMANLYLE CASICEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at ROO-RMA-1000, account on October 30 (5) on November 30 (1) Your assets 1,214,522.28 1,186,076.60 Visit our website: lvviw.ubs.comifinanciaEservices Your liabilities 0.00 0.00 Value of your account 11,214,522.28 31,186,076.60 Tracking the value of your account S Thc Sources of your account growth during 2015 Valve of your account at year end 2014 $1,469,481.00 • Net deposits and ,4S9 1 'le e. 11861 Wthdranals 4289,837.45 Your nveslinent ream MO:lendaryl interest income $50.9£0.76 Chance in market value .144547.71 Value of your award on Nov 30, 2015 Si, na.o7s.so Dec 2014 OCT 2015 141N2015 SDNY GM 00021976 Member SIPC CNP70003305643919NP1003190349 00005 1115 0305750G4 010000 Page 1 of 12 CONFIDENTIAL EFTA_OOI 32596 EFTA01274733 SUBS UBS Strategic Advisor November 2015 Your account balance sheet Summary of your assets Value on November 30 (1) Account name: GHISLAINF ' • C., H Friendly account name:I iv 1/49;. Account number: Percentage of your account A Cash and money balances 673.29 006% B Cash alternatives 0.00 C Equities 1,185,403.31 Value of your account $1,186,076.60 S1,186,076.60 000% 99 94% Your current asset allocation Total assets 100.00% C Eye on the markets it dex Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. 1)95 Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the Last two pages of this statement for details about those balances 58rP 500 Russell 3000 MSC - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% Percentage change November 2015 year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% CNP7C006005643920NP700019734903C05 1115 03057;004 CONFIDENTIAL 01 likINYGM00021§99e 2 of 12 EFTA_00132597 EFTA01274734 *UBS UBS Strategic Advisor November 2015 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Ve992(xX)8 Account number. Your Pimedal Advisor: SCOTT STACKMAMAS CASRIEL Change in the value of your account November 201 5 a I Year to date (I) Summary of Wades reported below exclude gains and losses products for which gain and losses are not classified Realized gains and losses Unrealized gains and loses (I) Opening account value $1,214,522.28 $1,469,481.00 November 2015 (1) year to date ($) Deposits, including investments Short term 0.00 -804.37 0.00 transferred in 0.00 1,506.30 Withdrawals and fees, including investments transferred cut -2,258.29 -291,343.75 Long term DOD -14,187.75 38,138 52 Total $0.00 -$14,992.12 $38,138.52 Dividend and interest income 827.40 50,980.76 Change in market value -27,014.79 -44,547.71 Closing account value $1,186,076.60 $1,186,076.60 Dividend and interest income earned for purposes of 'Ns statement, tatab:ity of 'nines] and tint:lend income NY. been determined from a US tar rebating poniard:re. eased upon the residence of the account holder, account bog, or prolut type, some interest ardor dvidend payments mar not be subject to United St*es (US) ardor Puerto Rico WO Income laces The dent month statement Is not intended 10 to used and omen be reeked uP3n ice la purposes. Chents should refer to the appictie tar reporting forms they recent. from 185 annualy, such as the Forms 1099 and the PCM.6 480. foe lac reP01,89 information 11 IS the make off U85 to file tht (wheelie la( reporting forms with the us intern8 Rextnue Service and PR Treasury DeParliment end in such forms accurately daily dudenct ardor interest as tax exempt or tat**. Marne. Pleat comult ycur indvdsol lax prepare( November 2015(1) Year to date (S) Taxable dividends 827.40 50,974 37 Taxable interest 0 00 6.39 Total current year $827.40 $50,980.76 Total dividend & interest $82740 $50,980.76 SDNY GM 00021978 ChIP70303005643921NPT000197349 00035 111503057900a CONFIDENTIAL 010000 Page 3 a t2 EFTA_00132598 EFTA01274735 UBS UBS Strategic Advisor November 2015 Cash activity summary Account name: GHISLAINE MAXWELL Friendly account name:Indiv WI 2 Account number. See Account Sanity Ma monitor decals Seances In your %veepOptions are indudedin the opening and closing balances id ue. FDIC insurance applies only to deposits at UM Bank USA, not to deports at UBS AG. Stereo/0 Branch or bank deposits pacedthrough the OBS Internet:one Depose Account proeam. SIPC pottdion applies to money market sweep fund holdings but rot bank deposit. See important information abOut your statement on the last two paps or this document for detals November 2015 (1) Year to date (I) Opening balances $2,104.18 $3,054.91 Additions Deposits and other funds credited 0.00 1,506.30 Dividend aid interest income 827.40 50,980.76 Proceeds from investment transactions 0.00 237,120.64 Total additions $827.40 5289,607.70 Subtractions Professional management fees and related services 000 -7,118.71 Other fees -30.00 -1,131.78 Other funds debited -2,228.29 -283,093.26 Funds withdrawn for investments bought 0.00 -645.57 Total subtractions -$2,258.29 -$291,989.32 Net cash flow 41,430.89 -52,361.62 Closing balances $673.29 $673.29 Withholdings and tax summary November 2015 (I) Year to date (O Foreign tares paid -12411 -4,272.01 Prior year(s) adjustment 0 00 21.94 Total withholdings and taxes -$124.11 -$4,250.07 Loan summary Your Ilnenciel Advisor: SCOTT STACK MAMLYLE CASRIEL Year to date loan interest $27.62 UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov5 Opening UBS Bank USA Deposit balance Oct 7 $1,955.55 Closing UBS Bank USA Deposit balance Nov 5 5673.29 Number of days in nterest period 30 Average daily ba lance $2,628.26 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the fallowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in rmportanr information about your statement at the end of this document. Your retain objective: Current income &capital appreciation Your risk profile: Onmary Aggressive Investment &in ptutity cons-demton - None selected Your account instructions • You account cost basis default CloSing method is FIFO, First in, First Out. CNP70305005643922 NP7003150349 00005 1115 030575004 CONFIDENTIAL Ol iff#4Y_GM_00021Wie 4 of 12 EFTA 00132599 EFTA01274736 *UBS UBS Strategic Advisor November 2015 Your assets Account name: CHI5LAINE MAXWELL Friendly account name:Ind'', v49920038 Account number. Some Luxes, income and current vaues Shen(' may be apprOxlMate. AS a [Nut Barn air:Possesmat ocil be excutalely reflected. Set knporwa ;Maranon about your statement a the end of the ct curnern for more intounson. Cash Cash and money balances Cash and money balances mai include avalaple cash balances, UBS Bank USA deparn account balances, UBS AG Stanford Branch ea pow account balances and money market mutual fund sweep balances. UBS Bank USA 'deposit account balances are insured by tne FOK xllhn topic tbie limits, but are not ceoteded by SVC u85 AG Stanford Branch deposit sec oum balances am not insured be FDIC and se not protected by WC Money trance sweep oatances are protected by SVC oat are not insured b7 the FDIC. See the Important Information about your statement x the end of this cbcunent for det airs about those balances. Hddng LES BANK USA CEP ACCT 2,104.18 673.29 250.000.00 Openno bdarxe Clovng (Mira Pm* per share Average on Nov 1 (I) on Nov 30 (1) on Nov 20 (1) rate aide nal merest period Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Dais in period Cepannual (1) Equities Common stock Hddng Trade date lauvber of shares Purchase cocci Average prke per shale (1) Cost basis (I) Peet per shat on Nov 30(1) Value on Nov 30(1) untedized gan or loss (1) Hddng period ABB LTD WON ADA Symbol: ABB Exchange: NYSE EAI: $571 Current yield 3.03% lan 29.13 350 003 21.573 7,55062 18.820 6,58700 -963.62 LT Apr 22. 13 650.000 21 211 13,787.15 18.820 12,233 00 -1,554.15 LT Sectrity total 1,000« 21338 21337.77 18,820 00 -2.517.77 ASTRAZENECA PLC WON Aca Symbol. AZN Exchange. NYSE EAI: $1,007 Current yield. 4.05% lan 29,13 420.000 25065 10,52730 34.050 14301.00 3,773.70 LI Apr 22, 13 170 003 25 667 4,363 53 34.050 5,7E8 50 1424.97 LT Jul 12, 13 140.000 24 720 3,46092 34.050 4,767 00 1,306.08 LT Sectrity total 730.000 25.139 18351 75 24,85650 6,504.75 BAE SYSTEMS PLC WON ADR Symbol. BAE5Y Exchange. OTC EAI: 11,231 Current yield: 3.97% San 29,13 1.000.003 22.160 22,160.00 31.000 31,000.00 8,840.00 LT cont,nued next page SDNY GM 00021980 CTIF7C003305613923NP7003193349 COCOS II IS 030579301 CONFIDENTIAL PI coop Page 5 of 12 EFTA _00132600 EFTA01274737 UBS UBS Strategic Advisor November 2015 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49920008 Account number. Your 15 nodal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Hunter of sham Portia:. pacer Average pica per than (S) Cost bark (S) Price per slure on Noe 30(1) Value on Nov 30(1) grimaced gain or loss (I) Holdng period BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 4439 Current yield 1.35% Jan 29,13 200.000 99.560 19,912.00 132.750 26,550.00 6638.00 LT Apr 22,13 45.00 101.760 4,579.20 132.750 5,973.75 1394.55 LT Security total 245.000 99.964 24,491.20 32,523.75 8,032.55 BHP BILLITON LTO SPON ADA Symbol: BHP Exchange NYSE EAI: $1,079 Current yield: 9.30% Jan 29,13 320.000 78.520 25,12650 26.619, 8,537.60 -16,588.90 LT Apr 22, 13 30.000 63.865 1,915.95 26.680 800.40 -1,115.55 LT Jul 12, 13 85.000 61.002 5,185.23 26680 2,267.80 -2,917.43 LT Security total 435.000 74.087 32,227.68 11,605.80 -20,621.es BRMSH AMER TOBACCO PLC GB SPON Apt Symbol. BTI Exchange: AMEX EAI: 42,676 Current yield: 3.92% Jan 29,13 340.000 104.097 35,393.08 115.740 39,351.60 3,95832 LT Apr 22. 13 150.000 107.325 16,098 78 115.740 17,361.00 1,262.22 LT lul 12,13 100.000 105344 10,554.44 115.740 11,574.00 1,019.56 LT Security total 590.000 105163 62,046 30 68,286 60 6,240.30 EEUFSCI€ TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,276 Current yield: 2.90% Sep 16, 13 1,275.000 13.387 17,069.45 18360 23,409.00 6339.55 LT Sep 17, 13 1,150.000 13359 15,362.85 18360 21,114.00 5,751.15 LT Sep 18, 13 990.000 13393 13,259.17 18.360 18,176.40 4,917.23 LT Oct 10, 13 855.000 15.481 13,236 68 18360 15,697.80 2,461.12 LT Security total 4,270.000 13.801 58,928.15 78,397.20 19,469.05 CEUTSCHE POST AG SPON ADR Symbol: DPSGY Exchange OTC EAI: 1910 Current yield 3.12% lan 29,13 280.000 23.900 6,692.00 29.140 8,159.20 1,467.20 LT Apr 22, 13 720.000 22.581 16,258.75 29.140 20,980.80 4,722.05 LT Security total 1.000.000 22.951 22,950.75 29,140.00 6,189.25 ENGIE WON ADR Symbol: ENGIY Exchange OTC EAI: 41,481 Current yield: 5.68% Jan 29.13 240.000 20.779 4,986.98 17.370 4,168.80 -818.18 IT continued next page CNP7034:0005643924 NP7003150349 00005 In5 030575004 CONFIDENTIAL 01493111YGM00021fte 6 of 12 EFTA_00132601 EFTA01274738 (SUBS UBS Strategic Advisor November 2015 Account name: GHISLAINE MAXWELL Friendly account name:Inclov V49920008 Account number. Your Mnandd Adelson SCOTT STACKMANLYLE CASRIEL Your assets . Equities . Common stock (continued) Trade Hddng date Number of morn hir(hase Fedi Average price Plitt MI share per share (I) Cog basis 0/ on Noe 30(f) value on unredzed Hddng ttoy 30 (4) gain or Ions (S) period Apr 22, 13 360.000 20.919 7,949.37 17.370 6,600.60 -1,348.77 LT PI 12, 13 215.000 20.144 4330.97 17.370 3,734.55 -596.42 LT Aug 21, 13 285.000 22200 6,327.10 17.370 4,950.45 -1,376.65 LT Aug 22, 13 140.000 22.508 3,151.20 17.370 2,431.80 -719.40 LT Aug 23, 13 240.000 22.418 538051 17.370 4,168.80 -1,211.71 LT Security total 1,500.000 21.417 32,126.13 26,055.00 -6,071.13 GLAX0 SM1TNK UNE PLC ADR Symbol: GSK Exchange: NYSE (Al: $2,462 Current yield: 5.99% Jan 29,13 330.000 45.615 15,052.95 40.510 13,368.30 -1,684.65 LT Feb 13. 13 320.000 45.645 14,606.46 40.510 12,963.20 -1,643.26 LT Apr 22. 13 245.000 50 630 12,404 47 40.510 9.92495 .2,479.52 LT Jul 12, 13 120.000 52.904 6,348.48 40.510 4881.20 -1,487.28 LT Security total 1,015.000 47.697 48,412.36 41,117.65 -7,294.71 IMPERIAL TOBACCO GROUP PLC SPO1 ACR Symtc4: ITY5Y Exchange:OTC EAI: $2,852 Current yield: 5.14% Apr 25, 13 60.000 70.891 4,253.51 107.830 6,469.80 2,216.29 LT Apr 26, 13 375.003 70.792 26,547.34 107.830 40,436.25 13,888.91 LT lul 12.13 80.000 68375 5,470.00 107.830 8,626.40 3,15640 LT Security total 515.000 70.429 36,270 85 55,532 45 19,261.60 MTN GROUP LTD WON ADR Symbol: MTNOY Exchange:OTC EAl: $1,638 Current yield:8.32% Jan 29,13 1,025.000 19.580 20,069.50 9.890 10,137.25 -9,932.25 LT Apr 22. 13 590.000 17390 10,260.10 9.890 5,835.10 -4,425.00 LT Jul 12, 13 375.000 19219 7,207.31 9.890 3,708.75 -3,498.56 LT Security total 1,990.000 18 863 37,53691 19,681.10 -17,855.81 NESTLE 5 A SPONSORED Ate REPSTG REG SHS SWIT2 ADR Symbol: NSRGY Exchange: OK (Al: $1,719 anent yield: 2.58% Jan 29,13 415.000 70.160 29,116.40 73.940 30,685.10 1,568.70 LT Apr 22, 13 290.000 69.918 20,276.22 73.940 21,44160 1,16638 LT Jul 12,13 195.000 67.417 13,146.41 73.940 14.418.30 1271.89 LT continued next page SDNY GM 00021982 CNP70009305643925NP70C0193349 00005 1115 030575004 010000 Page 7 of 12 CONFIDENTIAL EFTA 00132602 EFTA01274739 *U BS UBS Strategic Advisor November 2015 Account name: GHISLA1NE MAXWELL friendly account name: Indiv V49920008 Account number. Your Nnancial Advisor, SCOTT STACK MANLYLE CASRIEL YOLK assets Equities . Common stock tcononuecil Trade Hddng tin Marto of thans Putthase OW Avenge Oct Price per Owe poi than (S) Con basis (I) on Any 30(1) Veit* on Unfealized Hddng Nov 30(S) gain of lon (I) period Security total 900.000 69.488 62,539.03 66,546.00 4,006.97 !IPPON TELEG &TEL CORP WON ADR Symbol: NTT Exchange NYSE (Al; 11,441 Current yield: 1.75% Jul 22, 13 1,700.000 26.445 44,957.18 37.270 63,359.00 18,401.82 LT Aug 6, 13 510.000 26309 13,417.69 37.270 19,007.70 5,590.01 LT Security total 2210.000 26.414 58374.87 82366.70 23,991.83 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 12,203 Current yield: 2.65% lan 29,13 590.000 67.877 40,047.61 85.240 50291.60 10243.99 LT Apr 22, 13 240.000 72.512 17,403.02 85.240 20,457.60 3,054.58 LT hi 12, 13 145.000 73.450 10,650.38 85.240 12,359.80 1,709.42 LT Security total 975.000 69.847 68,101.01 83,109.00 15,007.99 CRKLA ASA A SHS SPON ADR Symbol: ORKLY Exchange OTC (Al: 11.029 °trent yield: 3.11% lan 21,14 710.000 8.052 5,717.56 8.040 5,70840 -9.16 IT Jan 22,14 220.000 8.190 1,801.84 8.040 1,768.80 -33.04 LT Jan 23,14 315.000 8282 2,608.92 8.040 2532.60 .76.32 LT Jan 24,14 185.000 8.147 1,507.25 &040 1,487.40 -19.85 LT Jan 27,14 135.000 8.019 1,082.58 &040 1,085.40 2.82 LT Jan 28,14 265.000 8.045 2,132.08 8040 2,130.60 •1.48 LT lan 29,14 390.000 7.991 3,116.53 8.040 3,135.60 19.07 LT Jan 30,14 245.000 7.849 1,923.23 8.040 1,969.80 46.57 LT lan 31,14 260.000 7.878 2,048.46 8.040 2,090.40 41.94 LT Feb3,14 185.000 7.794 1,441.96 8.040 1,487.40 45.44 LT Feb 4, 14 235.000 7.671 1,802.69 8.040 1,889.40 86.71 LT Feb5, 14 245.000 7.727 1,893.29 &040 1,969.80 7631 LT Feb 6, 14 165.000 7.561 1247.70 &040 1,326.60 78.90 LT Feb 7, 14 310.000 7.528 2,333.87 8040 2,492.40 158.53 LT Feb 10, 14 250.000 7.609 1,902.25 8.040 2,010.00 107.75 LT Security total 4,115.000 7.913 32,560.21 33.08460 524.39 continued next page CNP700C0005643926 NP7000 190349 00005 1 I 15 030575004 01 alillYGM00021§9g S of 12 CONFIDENTIAL EFTA 00132603 EFTA01274740 *UBS UBS Strategic Advisor November 2015 Your assets . Equities . Common stock (continued) Purchase Pow Trade Hunter Average price Price per share Vdue on LirredIzed Hddng Hddng date of shares per sham n) cost basisCO on Hav30(t) torn 30 (S) gain or loss (S) period Pt TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: $644 Current yield 2.20% Jan 29,13 690.000 39.442 27215 25 42.510 29,331.90 2.116.65 LT RECKITT BENCKISER PLC WON ADR Symbol: R8GLY Exchange: OTC EAI: 11.299 Current yield: 1.93% Jan 29,13 2,590.000 13.187 34,156 85 16970 49,132.30 14,975.45 LT Apr 22, 13 510.000 13.966 7,122.67 18.970 9,674.70 2,552.03 LT Jul 12,13 440.000 13.938 6,132.99 18.970 8.346.80 2213.81 LT Security total 3,540.000 13.393 47,41251 67,153 80 19,741.29 ROYAL DUTCH SHELL PLC CL A SPON APR Symbol: RDSA Exchange: NYSE EAI: 138 Current yiekl: 6.36% 12 000 information was unawiable--- 49.760 597.12 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SEG SPON ADR Symbol: RDS.8 Exchange: NYSE EAI: $1,504 Current yield: 7.53% Ian 29,13 185.000 74.585 13,798.31 49.940 9238.90 .4,559.41 LT Apr 22, 13 215.000 65.856 14,159.06 49.940 10,737.10 -3,421.96 LT Saltily total 400.000 69.893 27,957.37 19,976 00 -7,981.37 SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 41087 Current yield: 2.46% Jan 29.13 525000 48.754 25,596.34 44.220 23,215.50 -2,380.84 LT Apr 22, 13 275.000 52.654 14,480.06 44.220 12,160.50 .2,319.56 LT Jul 12,13 200.000 52.424 10,484S0 44.220 8,844.00 -1,640.90 LT Security total 1,000.000 50.561 50,561.30 44,220.00 -6,341.30 SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: 41.381 Current yield:2.65% Jan 29.13 250003 110.110 27,527.50 104.150 26,037.50 4,490.00 LT Apr 22, 13 200.000 100.134 20,026.84 104.150 20,830.00 803.16 LT Jul 12,13 50.000 107256 5,362.83 104.150 5,207.50 -155.33 LT Security total 500.000 105834 52,917.17 52,075.00 -842.17 continued next page SDNY GM 00021984 CNP700030056•3927 NPT000193349 00005 1115 030575004 010000 Page 9 of 12 Account name: GHISLAINE MAXWELL friendly account name:Indiv V49920008 Account number: Your Nnandal Advisor: SCOTT STACK MANLYLE CASNEL CONFIDENTIAL EFTA_00132604 EFTA01274741 SUBS U BS Strategic Advisor November 2015 Your assets . Equities . Common stock (continued) lacking Trade date Rioter of shares Purchase pots average pr Prise per there per share (I) Cod basis (S) on Nor 30(p Vdueon unrealized Hddng Nor 30($) gain or loss (4) period SINGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EAI: 42,120 Current yield: 4.43% lan 29,13 1,060.000 28260 29,95560 27.120 28,747.20 -1,208.40 LT Apr22, 13 440.000 29820 13,121.15 27.120 11,932.80 -1,188.35 LT Jul 12, 13 265.000 30.551 8,096.17 27.120 7,186.80 -909.37 LT Security total 1,765.000 28.993 51,172.92 47,866.80 -3,3C6.12 STATOIL ASA WON ADR Symbol: STO Exchange NYSE EAI: 1562 Current yield 4.41% Jan 29,13 610.000 26.533 16,185.31 15.370 9,375.70 6,809.61 LT Apr22, 13 205.000 25.765 5,281.88 15.370 3,150.85 -2,131.03 LT Apr 22, 13 170.000 23.274 3,95612 15.370 2,412.90 -1,343.82 LT Apr22, 13 135.000 25.785 3,481.05 15.370 2,074,95 -1,406.10 LT Jul 12, 13 330.000 21.423 7,069.66 15.370 5,072.10 -1,997.56 LT Security total 1,450.003 24.810 35,974,62 22,286.50 •13,688.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4480 Current yield 2.54% Jan 29,13 800.000 17800 14240.00 22.760 18208.00 3968.00 LT Jul 12,13 30.000 18.434 553.04 22.760 682.80 129.76 LT Security total 830.000 17.823 14,793.04 18,890.80 4,097.76 UNILEVER NV N Y SUS NEW KETHERLANDS SPON SKIN ACR Symbol: UN Exchange: NYSE EAI: 11,909 Current yield: 2.68% Jan 29,13 930.000 40.500 37,665.00 43.740 40,678.20 3,013.20 LT Apr22, 13 445.000 41.074 18,278.06 43.740 19,464.30 1,186.24 LT Jul 12, 13 255.000 41271 10,524.33 43.740 11,153.70 629.37 LT Security total 1,630.000 40.778 66,467.39 71296.20 4,828.81 UNTO OVERSEAS BK LTD SPONS AM SINGAPORE ADR Symbol: UOVEY Exchange: OTC (Al: 11,217 Current yield: 4.54% Jan 29.13 650.000 30.540 19,851.00 27.450 17,842.50 -2,008.50 LT Apr 22, 13 100.000 33.492 3,349.24 27.450 2,745.00 -604.24 LT Jul 12.13 250000 33.180 8.295.00 27.450 6.862.50 -1,432.50 LT continued next page CHP70003005643928NP7000193349 00005 I 15 030575004 01 IgOpecom00027Byis 10 of 12 Account name: GHISLAINE MAXWELL Friendly account name: Indio V49920008 Account number- Your II Bendel Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA 00132605 EFTA01274742 *DUBS UBS Strategic Advisor November 2015 Account name: GHIStAINE MAXWELL Friendly account name:Indiv V49920008 Account number. Your el mandril Advisor: SCOTT STACK MANLYLE CASRIEL YOLK assets Equities . Common stock (continued) Trade Ncldng date Number of shares Purchase OW Averbgt pike per share ($) Con basis (SI Price per share on Nay 30(1) Velue on Nav 30(S) U Necked gain Of IOSS a) tiddng Period Security total 1,000.000 31.495 31,495.24 27,450.00 -4,045.24 VODAFONE GROUP PLC WON ADR Symbol: VOD Exchange: OTC EAI: 31,779 Current yield: 5.10% Jan 29,13 796.294 50.164 39,945.60 33.560 26,723.63 •13,221.97 LT Apr 22, 13 2.727 54.627 148.97 33.560 91.52 -57.45 LT Jul 12,13 239.979 54033 12,966.80 33.560 8,053.70 -4,913.10 LT Security total 1,039.000 51.070 53,061.37 34,868.84 -18,192.52 ZURICH INS GROUP LTD SPON ADR Symbol: ZURW Exchange: OTC EAI: 33,092 Current yield: 6.54% Jan 29,13 825.000 28.470 23,487.75 26.260 21,664.50 -1,823.25 LT Apr 22, 13 6135.000 26251 17,982.21 26.260 17,988.10 5.89 LT Jul 12,13 290.000 26.739 7,754.57 26.260 7.615.40 -139.17 LT Security total 1,800,000 27.347 49,224.53 47268 00 -1,956.53 Total 61,146467.68 61,185.403.31 638,138.52 Total estimated annual income: $42,576 Your total assets Cash Equities value on Nov 30 (1) Pe aentNe of your account Cost basis (I) Enraged annual incur, (1( UritaarJ Barn Of ($) Cash and money balances 67329 0.06% 67329 • Common stock 1,185,403.31 99.44% 1.116.667.68 42,576.00 38,138.52 Total • Missing cost bads infamalcn $1,186,076.60 100.00% $1,147,340.97 $42,576.00 $38,138.52 Account activity this month Dalt AcIhay Description Amount (1) Dividend and intenstinoome Taxable dividends Nov 2 Foreign ENDS SPON ADR PAID ON Cwidend CuSIP. 292860105 1500 827.40 Total taxable dividends Total dividend and interest income 6827A0 6827A0 SDNY GM 00021986 CNP70001005643929NP70C0193349 00035 1115 030575001 CONFIDENTIAL 010000 ►age 11 of 12 EFTA_00 I 32606 EFTA01274743 UBS UBS Strategic Advisor November 2015 Account activity this month (continued) Date *entity Descrotion Fees Nov 2 Fee ENGIE SPON ACM -30.00 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49920008 Account number: Your It Bendel Advisor: SCOTT STACK MANLYLE CASRIEL Amount (S) Total fees 430.00 Other funds debited Date Athilly DeSospoon ArrVunt (I) Nov 2 Transfer JOURNAL TO GHISLANE MAXWELL -2,104.18 Nov 2 Foreign Tax ENGIE SPON ADR -124.11 Withheld Total other funds debited 42.228.29 Date Activity DescrOtion Amount (S) Money balance activities Oct 30 Balance forward $2.104.18 Nov 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11102115 • 1,430.89 Nov 30 Closing UBS Bank USA Deposit Account The UBS rant USA DtDOSit Account Is your primacy sweep canon 3673.29 CNP700C0005643930NPT000193349 00005 1 I 1 5 030575004 Oligattpcom000Ino 12 of 12 End of statement for account number- CONFIDENTIAL EFTA 00132607 EFTA01274744 Important information about your statement LEIS Fivancial Services tc. the F im or UEIS Financial Senkes)l is a merrter of all orincgol morays canon* and cote:re exhapes. LBS Ft-encial Services and LIES Bank USA are rdrect stbsidieras of LES AG and affiliates of LBS Searitin U.C. The Filets fronded statement is available upon ocean. The Fern's wean* off ices are a: UBSFinincul Sweat Ix. 1200 Harbor B:ukvard Weehmken, NI 07086 This statement represents the ally official raced of yea U35 Financial Services want, Other Nara rapt °fait to documents. containing conflicting data should rot be relied ran If pu bead there is an ernx or emission, pease repot h immediately n kiting to the Branch Manager of the deice pang you account. Athappi al hares shows are ntended to be accurate. statement data shaild not be used kr to purposes Rely soak on yeavend tax Icons. Form 1099, Sat 10425, etch whin preprergyour at return. The Fine a required by low to copal to the IRS all taxabk divident, report** rentaxable dwands and taxable niece* eared en securities held nye." acont, net proceeds at sale transactims, and OW bas* entertain covered scarifies. Contetnications with the Fain • Please re-today, any oral cormancatons in wring to further protect your rips, bylaw yau ripe, ader the Sautes Investor Protection Au (SSA). • B thelinnet inflation en the top left of the kern of this statement is not UBS Financial Serykes, LES Frencial Senates tames actr account as clearng tracker by anangerrent vouch the rdcated annetton We Wormed you of this reletorehP 'teenyou opened this accord. in Ng cast your trds arid sautes are 'crated a UBS financial Services and rot tie Proolag broker, ad you rust mace areport of wry era or amain to both firms. All accent statements shall be deemed complete and accurate a not objected to its *rag within 60 days. • Please drect customer complaints or Pcbeies to he Fike Clem Wakens Depavnent a 201.352.1699 or toll-free at 8C0,354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, a in wrap to U3S Fe-uncial Winces he, Client Relations DePalmentr P.O. Box 766 Union City, NI 07087. • h me of errors or pastime about an electronic funk transfer WO.lei psyment a UBS Vetdebit card transactions, call IP0-762-1000, cravat to UBS anneal Services ex., 1000 Hater Blvd... 6th floor, Weehawken NI 07086, Aare RIAM3SA Senras. Cal a write as soon a You can if you thin your statement or receipt 4 wow or if you need more incernaten tea a treader en the staement or reap. The Firm or Card lesser (as Appluble)must her from you no lay then CO days after tie Fir sent you tie fist statement end-Writhe errer or redolent gland. - Nyle, r nattr rd A-oor rir m,-N-or t r,-; — Mote the error or tie transfer you re stare EWA, and explah as dealt as ycu cats shy you belies t is an error a why you need more komotion — amide the dollar amount d tie suspected emu. The Firm a Ord Issuer MI inenigste put umpaire and MI correct any error promptly. I we take mom tan 10 banns dap to do tit we will craft your actor.* For the angst you thiic 6 at error, so tat yr. will have the use of the money grip the tare it takes us to templet. Our inespetion. liks)S9 make all checks payable to the Finn or tie Ihanceal insteution rdcated on tie thiant of this statement hat:Mir to repay accuse I ees,aconnts my be subject to mai-centre lees, charges for late pays mt for Nara; purchases and charges kr unpaid arrants n cash accouns. Accounts that are varderred to other inStalitiOnS May be subject to a trawler fee. UM Sweep Optima URS offers options foe sweeping cash belencet balances to bank deposits at UBS Bak USA and U3S AG Stanford branch (Bank Weep Programs), money market mutual fads (Matey Ftna) and the Internet cnal Depose Amon (0A)fa customers with an international Itefanie Itavagemert Account. Through the Bank Sweep Prepare. cash balances are swept to 111358a-k USA up to an established lent ad then to UBS AG Stanford Branch a a Monty Fund. Deposits at U85 Bank USA are FDIC inured in eccoulance with FDIC nat. For mere incrinatir pease kit virmfdic got. Deposes at UBS AG Stanlad arch ad shags of Map Funds are rot eared by theEDIC. Through the Ok available to ease alms are weep( to deposi accounts at UBS AG New Vol. Wench ad LBS AGCaoran Bramh these deposits are not hared by the FOC. Balances held at the LBS AG Cayman Barth ate temporanly noosed to the sovereign net of the Cowan Nana, and there is no suarate a other *paten of LBS AG to repay the balances Abile cash. LEIS Cayman's Brach's books. Deposits at MS Bat USA and each UBS AG Branch are not protected by SIC. Money Find shays are protected by SRC See *U35 Froncial Services Accost Potectar . bebvv. Upon 'Ur recant, balances in tie Bank Sweep Creepers or OA may be withdraw' and shorn of a Money Fund may be liaidated, ad the proceeds returned to you tryout senile, amine. FIS114. Hampton about available sweep opens, inclaSng oarent Peered rates and yields, k eatable at mentintonlsweepyeln, horn your Froncial Advisor or by eating 800-762-1000. UN anemia Service' amount protection The Fir 6 a member of re Staines Investor Protection Comoraten (51PC), which protects securities routs of As members up to SS00,000 (ncludn9 52 t0,000 for claim for tali. The SIPC asset protection limits aPPIN all a-ccunts that you hold in a panicuta- capacity. The Fire, together with certain affiliates, has also authored oxpbrnental protection. The marten mount payable to al *Pat cants, coat-Week ache this praecicn is 1500 millon as of Decenter 10, 2013. Stbact to the poky corditons ad Imitations, cash a the am is further protected fa cep to SI 9 million el the agg'egae for all sour amounts heed it a particular opacity. A Iii mew of lie poky racing is available upon request. The SIPC protect en and the supplemental protection both a not aPPlyto • Certen financial assets controlled by (and included n your account value) but held away Morn UBS Fiancial Services (e.g., certain 0y cash at LBS Bark. (i) call at LEIS AG Skamlerd bunch, (id i-turaroe poetic% including variable annuities. and OW shares of rued funds where such shares are registered drectk n the none of the account holier on the books rd records of to applicable Soar a transfer agent). • Celan minimal contacts or hattnent interests (eg.. limited pertnenhjas and prime placements) cat are rot registered under the Securities Act of I933; ad • Coennoditres corrects (e.g, foreign exchange and pre sea metal ortredg including futures antrach ad commodity option contracts. The SIPC palatal and 0'e suppemental potation do not apply to these abet, then 4 they otheraise appear on you statements. If. SEC protection ad the m*Plerreental protection do not pawl pant changes an tie motel vale of pi investments abetter a a result of market movement, issuer banruptcy altered More information is aval*le torn reasest You may obtain more information about SIC, rclidirg the 51K Brochure, by contacting 51K a 202-371-8300a by useng the SIC rebate at wow.alphoop Dividend Renvertanent Program (DRIP) The prise reflected 6 an average peke You may obtan the actual price 'temps Fnancial Adesor. Or whole thaws re purchased aide, DRIP; panel shares will be wet ad the each wa be deposited h your *cant The 6viderd reiwestment price supplied by the issuer may Offer (ram the market price at which the partial shares an sold Caeletaliew City whole units may be hOd in vote account. If you re evened to a pa-lial unit as a result of a raided parnenf a otherwise, the Firm call ether sell penal inks at monk pie a accept an anount determined Iv a required clowns agency. a-idcredit your acorn Investment objectives The returner* oblate*, ad risk profile ay speck to each account and may ay between. Please adieu the ampromptly ,n wrap of ay significant change in pa financal situakm or nestmert cbjectives. Foe each CONFIDENTIAL account Inekt, you choose one Of the following inesment °burner • Produe Currentbacome. l nese es seekng the generation et income irk • Adak °peel Appreciation Imentrnentt seeking growth of prncpal rather that the peroration of • Produce Combinaton of Wane ad Capital Appreciaton easements seekag both the generator el income and Garth of pritpli. Overall Sc penes • Conservative: Seeks to marain nitial prirepat with law risk and volaility to the a-corn owral, even if that means the *coat does nOt generate said cant mane a rearm and may rot keep pace with intation. • Maktere. Willing to accept sane risk to pintpal and tolerate sore votatlity to seek I41er returns. • Appetite: Wiling to accept high risk to prnopal ad hip wife's* to seek highreturns our time. Statement liouseholdne We may consolidate at related account statements with the Sane address n the sure emreace. ACCOaltS may be related Ice this purpose baste they have await who ako maintain Pin acorn relationships with other clients at the sane address. This practbe 6 knave, as •hotemiroling 'Ilya; prefer to meek Pdiodual statements mated in separate erwebras — you may decline hauseholding by sang you F henna akar. Friendly Gown name The Friendly accent rune reflects nf °maim that you entered en the firm's onine services waste. It a a cutornitable 'nielnerrat • clown by yr. to and 1,0J rah your recordkeeping t has no legal effect an your account. You can change pa Rien*accotrit names- through Untie Services or by contactrg you Financial Advisor. ACCOWt overview • Vale arra accounegorrthfo. Net of assets and liabilities. • Asset. 'alas avail* cash balances, vast Ice restricted storey lest), and Global tine Deposits, u-realzed marks to make, and certain mots not hell by the am. Does rot include unitted poste; assets at the end of the prior and grunt statement periods, or prima incesinwet aerated stock °pions and temeable stock options • Lieaberes Includes debt b•lircin, outsta-ding may, Iona, credit lie, Olson account balances. • Cashatonee balances. Total of uninvested available cash balances, plus UBS Bak USA deposit biirces,UBS AG Stanford Branch depose balances and minty matte MALI and sweep Wane', at the axe of the statement period. Hooka-repay free credit balances in your accord are rot segregated from other balances ad the am may use any of these funds in the ordnay came of itslaziness. These funds repayable upon your domed. This total is included in the cumnt period closi-g value. SDNY GM 0002 19&B EFTA_00132608 EFTA01274745 Important information about your statement (Ca ltinued) Lending information For detain informatn on the Fins lending practices and nekeureu, 0(400 to nu Clem Relatcrithip Comment or Aeccure Agreement and the General Team at Conditions LOS Statement of Credit Practices mailable in Agineenend andOimbsunis at wwwetharonarrountnneesan yew meets an stamen Renews securities and other assets held in the account at the end of the summon period. You may ask for chivvy ci Idly paid securities al any tine. You may recent. securities used as loan coareral alter paying any balance edit on therm Any senates In oh. PRIto the Firndring the statennt pent are lands truest vale as of the fed of the simmer', Pend • Cost bath- In deafening the con basis of the searees kxtuded this statement where indcated with the number LOS nuncio' Sorrier) An relied conformation obtained from sources other than UBS Finite' Sena% Mining nf «maroon Iron another fins a that you may have provided to your fnancial Menu The Fen tae not indtweiterely cr garnet the accure with of are Monition Worded by tames new than LIBS Financial Secedes h sollIkru though LOS Financial Straws generald updates this incaution as it is received the FT, does not povide my assurances that the infoemann under "Cost basis' and "Unealced gars to is acute as of the date of this statement. As such please do not reh on this Monnation to make webs* a sale decisions, for the p-rposes otherwise. Account. trend eened to the fro may ref km °artless Manson onyi for the period cis tire they are held a the fan More historical mformalien can be riled by you Anoxia' Anne. • Unrealised gaiisfiones Man data is estimated urrealized gird fosses are adulated for veleta' seamy lots. The transaction data for rtiedeat lots may or may not Man oweissienk changes ardor wash reorganization events. Dindend and other reinvestment lots and systematic purchase bas are each cent:fin to display one swaged lot The Trade dale' cant presents the orgaW uarnacroon trade date. • Callable securities Bends and preferred stock that the issuer oafs for ea tederiPhan wdbe selected martial& by lot Iran among all seniority of that issue held in our rame or n none** nano la our clients Call Nature infcenaticn is obtain from third parties and its accuracy is not guaranteed. Other call features may exist etch could rf ea yiekt complete Stanton will be prodded upon request • Certificates of deposit (Os). CDs ore FDIC awed up to (29D.000 in mixt* and accrued interest per dense« at per depository tartans naccordarce wat, RAC rules. • Pritehalue Pens dittoed for wart:a and other prookas may be higher or lower than there're that you win*: actaaky mane n the rnarket Prces we °bland ban erns red piny sources which ow bedew to be reliable, but ne do not guarantee der ataxy. - We 9orty* use the dosing twice "Awn avabbio or the mean of the bid and ark prices for tinted securities and colonsor ond bed prices for OTC securities. - Less actireb traded wcurit in meg be priced using a vakation model a the most recent pie we obtaned and may not reflect an actual motet vice 0 wake. - Certain positions may appea with:O1a price and will thaw sake was not avelable• k we re untie to obtain a price for a warily — Deposits a wanes denominated rs currencies other than U.S. dons are reflected a the ethane. rate as of in statement date. - For sedan securities axing in nencedermeg demeninaikeek price and quantify date wind may havebeen adpsted to trete'e proper vabstion To obtain current tenants, *Awn mit* coma yeti f nancial Ades«. • Private neestenento and structured produces. Mate inestetwa securities fix Wing drect partictation program and real estate iniellenent roust securities) and strucued proddcts are generally WU, 114,4 Cron structured pedant haw not been registered with the Securities aid fechrw Cannes:A a under any slate securities laws. We amide throated vases lot private oreetrrent secant and structired products fee inter ratitcnal gatu0sts nay. Accuracy is ne garanten. — These salon may differ substantial,/ from prices, if trey, at *hilt a private iwestment seculty structured prodixt may be boadst a sold and do not necesurity represent the yak* you ray were upon liquidation, - Thid party whinges of was aro as of a torten dale and are supplied to UBS Nuncio' Services an a regular basis by an independent vitiation I Wm. - bath'. 'Wirral pane. Of Weber *stinted values. if any, are supplied to the Smith the gear. preeralparow or spore« and may be calculated based on &erect ihrmation tram that used by third petits to dear their esteemed wakes. - You can nein addinrul rionnation regarding the methodology used to determine the estimate value and the date of the information that is the basis for the estimate by contacting your Financial Advice. - Thiro ashcan-ad vibes may be reflected as 'Not priced' in several snakes: when an independent solstice Inn has not suppkedor is unable 1O Mtn a vats, when we become awaro that a material event has marred that may call a previously repented vela inics quakes, a non value watt be tag* speculate. due to the mare a the security. — When neither an *suer, general palm or sponsor estimated value nue a thrd-party estimated rake is Provdod the value of the security...Abedifferent kcal es probate price — 'Perbeakins to date' may Mate returned income sr both. — 'Cognates.' sze• represents the nitul along price Per tins and may nre Miler you cost base • Restricted seanties Restrdted securities aneroid are not arreend eligible for publk salt LOS Financial Servs*r uses the metal pike of tee unrestricted stook of the same issue as an imputed value for the restricted stock tor purposes neha 3620ar Or* 014 To the 'dent that to:Critter; securities are *liable for we, the value received may be substatald less than the hinted value shown • a Onimeted) mama, onset yield, and Mew An ninate of area income is bawd on current dreidend and Merest rates, waning the securities will be held for cite year from statement date or wail maturity Ths esunme is or.' a omit's*. accuracy and continued warm are not guwareeed — Earned an al Mane and current yield for cerlan types of securities could nclude a return of PrncPal or capital gains n Wroth case the est income fart thane yet) would be overstated. — (envied anal kern, and worm *Id and the actual hen at yield night be laver or higher than the estraded arrant,. — An innate of atkalized income (distend odor interest) denied by the current mike yakselayiratf balance is bawd an the an dividend or ^Iron Payment made by the issuer and assures the sear endepost will be hell for one year from the statement date a unul nuttily. Accuracy and continued irk, me net gestated • Assets not held by UK Financial Services. Oen in assets are not held by the Finn and not sushi, the Fords possession or control. These assets are deployed on ytorr statement for hormatonel purposes only. Positions and values presented are ponied by the knit Inn. LOS Financial Services is not resporrobR for this inlornudon and nes nee guarantee its accuracy. these assets are rim protected by SIC or the Ends asplemental SIPC coverage. • Revenue shoring and additional compensation. — In addition to CCOVVIYSted on was and 12b1 lees received n ecrnecton web tie Onturion nvaul kit to CV clones we ands our aflame maim revenuesharing Perna from dktribut en and." tricots of the mutual funds that we sell. Ruse amounts are based «) two efferent contenents 0 the amount of sales by LOS of a pankuler mutual fund tany to our clients. and 40 the asset mace of a particular canal lend I amiVe stares held a the fins — We and our Ante ato receive networking and ambits processing lees in consideration Nan turd es agent crevices that we pone to the mutual funds These faeegnwraly are paid from investor assets in the mutual fund aid are a fined dour amount based on the member of accounts at the boakerideake holds"; nasal hats of that fund family CONFIDENTIAL - h addition to commessens received in connection nth the safe or distebtAion of anedy contracts and ins neestment trust units to our clients, we ander as affiliate retain ewnea dying reap attics. from miry of the Murree (orreries undernert the amity contracts, allhates of We irourece ccenpanies or spcosoes of the ant investinent trusts we drsidate. — Cur artistes also rehire trading cornett:on% ad other compensation from naval ken and insurance companies whose products we annul,. — We receive an moat fee horn LOS Br* USA and UBS AG Stinted Branch of up to $25 per accosts sweeping to the banks under the UBS Bank Sweep Peograms. Adivity hierantionregardng commissions and other charges incurred n correction with the execution of trades. exadrig open transactions has been included en conlennions devout, furnished to you, art will be provided to you provroth on recwest. chart Slit I you ate engaged in sheet selfng a security, en may mar a charge dm to certain borrowit costs foetal Particular secunty. Open cedars Regarding open a 'scod-likcancellee «dem that were not wanted by the datemem date, open buy ad sell Moored° are reduced by the snouts of detects or apts on an exidwidendl or aright date unless instructed otherwise by nay You ane moons'''. fa orders that re treated due to you failure to cancel "Ora ? QOM Orders. Privacy To cbtain a copy el our current Clem hiracy Notice. pease rental your Francial Aden- or visit our websin strew edit rom/oriv murals./ UBS rinancial Services is not a ban The BMA, Bushes, Stevan Account BSA and IRMA are bedurage accounts which provide access se barking services and products though arratements vet of nated banks and other thrd-party banks, and provides access to insurance and annuty prodat issued by unallikkedthrdeany insurance companies through Murano* agency subsidiaries al UBS Financial Services W. Inestment, nsurance. and rnuny products: Not FDIC rend • No balk guventen May lose vane RMA. Rhone Management Account. Business Secedes Account BSA, BMA and international Resource Management Afford are registered service marls of UBS financial Santee tic Visa Sign/tux a a registered service mark of Yea Imarnational Witt Signature aen cads and WS Visa debt cards are issued by UM Bank USA with pennon horn Via USA exonerated. USS Financial Savices Inc Rev. 201511 SONY_GM_00021989 EFTA 00132609 EFTA01274746 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 ENP7006075059 Ill 5 X12 Y1 0 UBS Strategic Advisor December 2015 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Incliv.V49920008 Account number: Your Financial Advisor: SCOTT STACKNIANILYLE CASRIEL Phc, te Questions about your statement? Call your Elnan,:Ia. Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account On November 30 (1) on December 31($) Your assets 1,186,076.60 I ,010,341.52 %Stour website: www.ubscomtlinancialservices Your liabilities 0.00 0.00 Value of your account $1,186.076.60 31,010,341.52 Tracking the value of your account S Thousands Sources of your account growth during 2015 Value of your account at year end 2014 41,469481.00 1,469.5 • 1 1861 Net deposits and withdratialS 4443,88957 "alr 1,010.3 Your MeStnent return. Dhedend and interest income $53,270.84 Change in market value 468,524 75 Value of year account Dec 2014 liCv 2015 Der 2015 on Dec 31, 2015 31,010,341.52 SDNY GM 00021990 Member SIPC EliPI0004036075050 Mr/000311876 °C00S 1215080575004- Page 1 of 14 CONFIDENTIAL EFTA_00132610 EFTA01274747 sUBS UBS Strategic Advisor December 2015 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 1,010,341.52 100.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets S1,010,341.52 100.00% C Value of your account $1,010,341.52 Account name: C.Hai.IN, ' ' L. Your Finandal Advisor. Friendly account name: Indiv Weir- - - -7 STACK PAAMYLE CASK]. Account number: Eye on the markets Index Percentage change December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP70004038075094 NP7C003I 1876 °COOS 1215 03057505g ileat,n/ Git00021§me 2 of 14 CONFIDENTIAL EFTA_00132611 EFTA01274748 4`UBS UBS Strategic Advisor December 2015 Account name: GHISLAINE MAXWELL Friendly account name:today V4992C008 Account number. Your PI nodal Advisor: SCOTT STACKMANLYLE CASRIEL Change in the value of your account December 2015 (Sr Year to date (I) Summary of Varies reported telow exclude gains and losses products for which gam and losses are not classified Realized gains and losses Unrealized gains and loves (I) Opening account value $1,186,076.60 $1,469,481.00 December 2015(51 Year to date (I) Deposits, including investments Short term 0.00 -804.37 0.00 transferred in 0.00 1,506.30 Withdrawals and fees, including investments transferred cut -154,048.12 -445,391 87 Long term -507.22 -14,694.97 14,363.03 Total -$507.22 -$15,499.34 $14,363.03 Dividend and interest income 2,29108 53,270.84 Change in market value -23,977.04 -68,524.75 Closing account value $1,010,341.52 $1,010,341.52 Dividend and interest income earned roe purposes of rn statement, taiao:ity of interest ono dndeno income r, been determined from a Lr5 Inv «paling persprdine. Based upon the residence of the account holder, account type, or product two. some interest ardor dvidend payments may not be subied to United Staes (UA ardor Puerto Rico (PR) income tarts The tient month statement is not intended 10 be used and coma be rate umn ice lac purposes. Clients should refer to the amlictle tar reporting forms they recent Iran 185 smugly, such as the fOrmS 1099 and the PenT6 480, fa I& «Vont) information. It IS the make Of U85 to file the axlicatre tat reporting forms with the u5 interr* Revenue Semce and PR Treasury DePallment and in such forms accurately usury dwdenct andice interest as tat exempt or ta<able interne. Pleat consult year indvdual tax prepare, December 2015(4) Year to date It) Taxable dividends 2,290 08 53,264 45 Taxable interest 0.00 6.39 Total current year $2290.08 $53,270.84 Total dividend & interest $2290.08 $53,270.84 SDNY GM 00021992 DiP70004C08075095 erP7C00311876 00005 1715 0305750N CONFIDENTIAL Rocco Page 3 of Id EFTA_00132612 EFTA01274749 UBS UBS Strategic Advisor December 2015 Cash activity summary Account name: GH1SLAINE MAXWEU. Friendly account name:Indiv WI 2 Account number. See Account acthity tins moNntot detals Bdames In your Sweep Options are Indudedin the cperony and closing bdances vat. FDIC Insurance tixdies only to deposits at u85 Bank USA, not to deposits at UBS AG, Stanford &arch or bank deposits piacedthrough the UBS inteinationd Depose ACteent proaam. SIPC protection applies to money market sweep fund holdings but rot bank deposits. See Important inbrmatkon about your statement on the tau hhO torso( this document for detals Loan summary Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL Year to date loan interest UBS Bank USA Deposit Account APY 827.62 December 201511) Year to date (S) interest period Nov 6 - Dec 6 Opening balances $673.29 $3,054.91 Additions Deposits and other funds credited 0.00 1,506.30 Opening UBS Bank USA Deposit balance Nov 6 $673.29 Closing UBS Bank USA Deposit balance Dec 6 $264.03 Number of days in nterest period 31 Dividend and interest income 2,290.08 53,270.84 Average daily balance $577.04 Proceeds from investment transactions 151,084.75 388,205.39 Interest earned $0.00 Total additions 5153,374.83 5442,982.53 Subtractions Professional management fees and related services 000 -7,118.71 Annual percentage yield earned 000% Your investment objectives: Other fees -40.51 -1,172.29 You have identified the following investment objectives for this account if you have questions Other funds debited -154,007.61 -437,100.87 about these objectives, disagree with them, or wish to change them, pleas* contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in rmportant information about your statement at the end of this Funds withdrawn for investments bought 0.00 -645.57 document Total subtractions -$154,048.12 -$446,037.44 Your return objective: Net cash flow -$673.29 -$3,054.91 Current income &capital appreciation Your risk profile: Closing balances $0.00 $0.00 Onmary Aggressive Investment eligibitity consderatco - None selected Withholdings and tax summary Foreign taxes paid December 2015 (1) Year to date (1) -221 32 -4,493.33 Prior year(s) adjustment 000 21 94 Total withholdings and taxes -$221.32 -$4A71.39 Your account instructions • You account cost basis default closing method is FIFO, First in, First Out. EriP70004008075096 Ne70003118760CC0S 1215 030575004 CONFIDENTIAL I l0ttillYGM00021tIne 4 4 EFTA 00132613 EFTA01274750 *UBS UBS Strategic Advisor December 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: lochs, V49920008 Account number. Some prices, Income ard current vanes sham may be appreermae. As a result. gains tnellosses ma; 1101 be &crudely reflected. See enportern infopeasen about your steatite; a Ilse end 01 dis &cured (or mare Inforrnuton- Cash Cash and money balances Hddng 1165 BANK USA CEP ACCT operingOdince on oec i (5) ammo bateCt Pike per share Average on Dec 31 (I) on Dec 31 (I) rate DMdenalnierest period Equities Common stock Hddng Tr8Cle date ktirebet of shares Purchase plea Average pike per shame (S) Cost basil CS/ Nice per stun on Dec 31 (I) value on Dec 31(1) Ulliefillied galn or loss 0/ Hddng 00100 ASTRAZENECA PLC SPON ACR Symbol: AZN Exchange: NYSE EAI: 41,007 anent yield: 4.06% fan 29,13 420.000 25.065 10,527.30 33.950 14,259.00 3,731.70 LT Apr 22, 13 170.000 25.667 4,36153 33.950 5,771.50 1,407.97 LT Jul 12, 13 140.000 24.720 3,460.92 33.950 4,753.00 1,292.08 LT Security total 730.000 25.139 18,351.75 24,783.50 6,431.75 BAE SYSTEMS PLC WON ACR Symbol: BAESY Exchange OTC EAI: 41,211 Current yield: 4.11% fan 29,13 1.000.000 22.160 22,160 00 29.455 29,455 00 7,295.00 LT BHP BILLITON LTD WON ADR Symbol: BHP Exchange NYSE EAI: $1,079 Current yield:9.63% Ian 29,13 320.000 78.520 25,126.50 25.760 8243.20 -16,883.30 LT Apr 22, 13 30.000 63.865 1,915.95 25.760 772.80 -1,143.15 LT JO 12,13 85.000 61 .002 5,185.23 25.760 2,189.60 -2,995.63 LT Security total 435.000 74 087 32,227.68 11,205.60 -21,022.08 CELITSCI-E TELEKOM AG DE SPON AM Symbol: DTEGY Exchange: OTC EAl: $2,276 Current yield: 2.98% Sep 16,13 1,275000 13387 17,05945 17.880 22,797 00 5,727.55 LT Sep 17, 13 1,150000 13359 15,362 85 17.880 20,562 00 5,199.15 LT 673.29 0.00 Your PI nodal Advisor: SCOTT STACK MANLYLE CASRIEL ( period Cap mount es) 250.000.00 continued next page SONY GM 00021994 MOO Pogo S of 14 ENPAX0400E075097 HP7000311876000051715 030575001 CONFIDENTIAL EFTA_00I326I4 EFTA01274751 * UBS UBS Strategic Advisor December 2015 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49920008 Account number. Your it sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Koenig date Notate of shares Purchase pace Average price Price per strive per Share (S) Cod bads (S) on Dec 31 (5) Vdue on Unredlzed Hddng Dec 31(S) gain or loss (1) period Sep 18, 13 990.000 13393 13259.17 17.880 17,701.20 4,442.03 LT Oct 10, 13 855.000 15.481 13,23668 17.880 15,287.40 2050.72 LT Security total 4,270.000 13801 58,928.15 76347.60 17,419.45 DEUTSCI-E POST AG SPON AOlt Symbol DPSGY Exchange: OTC EAI: $910 Current yield 3 2 8% lan 29,13 280.000 23.900 6,692.00 27.780 7,778 40 1,086.40 LT Apr 22, 13 720.000 22.581 16258.75 27.780 20,001.60 3,742.85 LT Security total 1.000.000 22.951 22,950.75 27,780.00 4,829.25 ENGIE SPON ADR Symbol: ENGIY Exchange OTC (Al: $1,481 Current yield: 5.61% Jan 29,13 240.000 20.779 4,986.98 17.600 4224.00 -762.98 LT Apr 22. 13 380000 20.919 7,949 37 17.600 6,688.00 •1,261.37 LT Jul 12, 13 215.000 20.144 4,330.97 17.600 3)84.00 -546.97 LT Aug 21, 13 285.000 22.200 6,327.10 17.600 5,016.00 -1,311.10 LT Aug 22, 13 140.000 22.508 3,151.20 17.600 2,464.00 -687.20 LT Aug 23, 13 240.000 22.418 5,380.51 17.600 4224.00 -1.156.51 LT Security total 1,500.000 21.417 32,126 13 26,400.00 .5,726.13 UAW SMITHKLINE PLC AEA Symbol. GSK Exchange: NYSE EAI: 42,462 Current yield:6.01% Jan 29,13 330.000 45.615 15,052.95 40.350 13,315.50 -1,737.45 LT Feb 13, 13 320.000 45.645 14,606.46 40.350 12,912.00 -1,694.46 LT Apr 22, 13 245.000 50.630 12,404.47 40.350 9385.75 -2,518.72 LT Jul 12.13 120.000 52.904 6348 48 40.350 4,842.00 -1.506.48 LT Security total 1,015.000 47.697 48,412.36 40,955.25 -7,457.11 IMPERIAL TOBACCO GROUP PLC SPC44 AC 41 Symbol. ITYBY Exchange: OTC EAI: 32,852 Current yield: 5.24% Apr 25, 13 60.000 70.891 4253.51 105.750 6345.00 2,091.49 LT Apr 26, 13 375.000 70.792 26,547.34 105.750 39.656 25 13,108.91 LT Jul 12, 13 80.000 68375 5,470.00 105.750 8,460.00 2,990.00 LT Security total 515.000 70.429 36270.85 54,461.25 18,190.40 conrinvednext page ENP70C04008075098 HP7800311876 00005 1215 030575004 1162b/VGM00021§§84 6 41 14 CONFIDENTIAL EFTA _00132615 EFTA01274752 *UBS UBS Strategic Advisor December 2015 Account name: GHISLAINE MAXWELL Friendly account name:IncIry V49920308 Account number. Your N vandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Trade Hddng date Hunter of stwes Purchase pace Average price per show (i) Cost basis (S) rexe per share on Dec 31 (1) value on Dec 31 (1) Unredized gain or loss ft/ Holdng Period mny GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 41,638 Current yield: 9.72% Jan 29,13 1,025.000 19.580 20,069.50 8.470 8,681.75 •11,387.75 LT Apr 22, 13 590.003 17390 10260.10 8.470 4,997.30 -5,262.80 LT Jul 12, 13 375.000 19219 7207.31 8470 3,176.25 4,031.06 LT Security total 1,990.000 18 863 37,536 91 16,855 30 .20,681.61 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC (Al: 31,719 Current yield 72.57% Jan 29,13 415.000 70.160 29,116.40 74.420 30,884.30 1,767.90 LT Apr 22, 13 290.000 69.918 20,276.22 74.420 21,581.80 1,305.58 LT Jul 12, 13 195.000 67.417 13,146.41 74.420 14,511.90 1,365.49 LT Security total 900.000 69.488 62,539.03 66,978.00 4,438.97 (IPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange' NYSE EAI: 31,507 Current yield: 1.72% 64 22, 13 1,700.000 26 445 44,957.18 39.740 67,558 00 22,600.82 LT Aug 6,13 510000 26.309 13,417.69 39.740 20,267.40 6,849.71 LT Security total 2210.000 26 414 58,374 87 87.825 40 29,450.53 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2203 Current yield: 2.63% Jan 29.13 590000 67.877 40,047.61 86.040 50,763.60 10,715.99 LT Apr 22, 13 240.000 72.512 17,40102 86.040 20,649.60 3,246.58 LT Jul 12, 13 145.000 73.450 10,650.38 86.040 12,475.80 1,82542 LT Security total 975.000 69.847 68,101.01 83,889.00 15,787.99 ORKLA MA A SHS WON ADR Symbol: ORKLY Exchange: CC EAI: $1,029 Current yield: 3.19% tan 21,14 710.000 8.052 5,717.56 7.835 5,562.85 -154.71 LT Jan 22,14 220.003 8.190 1,801.84 7.835 1,723.70 -7&14 LT Jan 23,14 315.000 8.282 2,608.92 7.835 2,468.02 -140.90 LT Jan 24, II 185.000 8.147 1,507.25 7.835 1,449.47 -57.78 LT Jan 27,14 135000 8.019 1,082.58 7.835 1,057.72 -24.86 LT Jan 28,14 265.003 8.045 2,13108 7.835 2,076.27 -55.81 LT continued next page SDNY GM 00021996 ENP7OCO4c05075099HP70003I187600X5 1215 030575034 CONFIDENTIAL mow Page 7 of 14 EFTA 00132616 EFTA01274753 *U BS UBS Strategic Advisor December 2015 Account name: GH1SLAINE MAXWELL Friendly account name:Indiy V49920008 Account number. Your Ilnancial Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock korionuon Purchase pica Trade tenter Average pace Price per stare Vdue on Unedited Hddrg ?Wring date of tram per thaw (I) Cod basis (S) on Dec 31(5) Dec 31(1) grin or Ion (1) period Jan 29,14 390.000 7.991 3,116.53 7.835 3,055.65 -60.88 LT Ian 30,14 245.000 7.849 1,923.23 7.835 1,919.57 -3.66 LT Jan 31,14 260.000 7.878 2,048.46 7.835 2,037.10 •II.36 LT Feb 3, 14 185.003 7.794 1,441.96 7.835 1,449.47 7.51 LT Feb4,14 235.000 7.671 1,802.69 7.635 1,841.22 3833 LT Feb 5,14 245.000 7.727 1,893.29 7.635 1,919.57 26.28 LT Feb6,14 165.000 7561 I247.70 7.835 1292.77 45.07 LT Feb 7, 14 310.003 7.528 2,333.87 7.835 2,428.85 94.98 LT Feb 10, 14 250.000 7.609 1,902.25 7.835 1,958.75 56.50 LT Security total 4,115.000 7.913 32,560.21 32241.02 .319.23 P.T. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1644 Current yield 2.10% Ian 29,13 690.000 39.442 27215.25 44.400 30,636 00 3,42025 LT RECKITT BENCKISER PLC SPON ADR Symbol: R8GLY Exchange: OTC EAI: 41.299 Current yield: 1.96% Jan 29,13 2,590.000 13 187 34,156 85 18.740 48,536 60 14,379.75 LT Apr 22, 13 510.003 13.966 7,122.67 18140 9,557.40 2,434.73 LT Jul 12,13 440.030 13.938 6,132.99 18.740 8,245.60 2,112.61 LT Security total 3,540.003 13 393 47,412.51 66.339 60 18,927.09 ROYAL DUTCH SHELL PLC CL A SPCN ADR Symbol: RDS A &change: NYSE EAI: 461 Current yield: 7.01% 19.000 --This information was unavaplable--• 45.790 870.01 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON ADR Symbol: RDS.8 Exchange: NYSE (Al: $1,504 Current yield:8 17% Jan 29,13 185.000 74.585 13,798.31 46.040 8,517.40 -5,280.91 LT Apr 22, 13 215.000 65.856 14,159.06 46.040 9,898.60 -4,260.46 LT Security total 400.000 69893 27,957.37 18.41600 -9,541.37 SANOFI SPON ADR Symbol SNY Exchange: NYSE EAI: 1815 Current yield 2.55% Ian 29.13 275.000 48.754 13,407.61 42.650 11,728 75 -1,678.86 LT continued next peg, ENP70C04008075100 HP700031187600005 1215 030575004 CONFIDENTIAL I let0IYGM00021§We 8 of 14 EFTA 00132617 EFTA01274754 *UBS UBS Strategic Advisor December 2015 Account name: GHISLAINE MAXWELL Friendly account naarse:Indov V49920008 Account number. Your N vandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Trade Nadng date Number of shares Purchase price Average price per share (6 Cost basis (S) Price per share on Dec 31(1) Vaue on Dec 31 (S) Uwe/Aced gain or loss (5) stoking period Apr 22, 13 275.000 52.654 14,48006 42.650 11,728.75 .2,751.31 LT lti 12, 13 200.000 52.424 10,484.90 42.650 8,530.00 -1,954.90 LT Security total 750.000 51.163 33,372 57 31,987.50 -6,385.07 AMENS A G SPON ADR Symbol: 9EGY Exchange: OK (Al: 41,381 Currant yield:2.87% Jan 29,13 250.000 110.110 27,527.50 96.175 24,043.75 -3,483.75 LT Apr22, 13 200.000 100.134 20,026.84 96.175 19235.00 -791.84 LT Jul 12,13 50.000 107256 5,362.83 96.175 4,808.75 -554.08 LT Security total 500.000 105.834 52,917.17 48,087.50 -4,829.67 SNGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EM: 32,120 Current yield: 4.66% San 29,13 1060.000 28.260 29,955.60 25.750 27,295.00 .2,660.60 LT Apr22, 13 440.000 29.820 13,121.15 25.750 11,330.00 -1,791.15 LT JIJI 12,13 265.000 30.551 8,096 17 25.750 6,823.75 -1,272.42 LT Security total 1,765.000 28.993 51,172.92 45,448.75 -5,724.17 STATOIL ASA SPON ADR Symbol: STO Exchange: NYSE EM: 4982 Current yield 4.85% Jan 29,13 610.000 26.533 16,185.31 13.960 8,515.60 -7,669.71 LT Apr 22, 13 205.000 25.765 5,281.88 13.960 2,861.80 -2.420.08 LT Apr22. 13 170.000 23274 3,95672 13.960 2,373.20 -1,583.52 LT Apr22, 13 135.000 25.785 3,481.05 13.960 1,884.60 -1,596.45 LT Jul 12,13 330.000 21.423 7,069.66 13.960 4,606.80 -2,462.86 LT Security total 1,450.000 24.810 35,974.62 20,242.00 -15,732.62 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: ISM Exchange: NYSE EAI: 4480 Current yield 2.54% Jan 29,13 800.000 17.800 14,240.00 22.750 18,200.00 3,960.00 LT Jul 12,13 30.000 18.434 553.04 22.750 682.50 129.46 LT Security total 830.000 17.823 14,793 04 18,882.50 4089.46 continued next page SDNY GM 00021998 ENPAX04008075101 elP7O003118760C0C6 1215 030575034 CONFIDENTIAL 110000 Page 9 of 14 EFTA_00132618 EFTA01274755 UBS UBS Strategic Advisor December 2015 Your assets . Equities . Common stock (continued) Meng Trade date learriaer or shares Purchase ploy Average price per share (S) Cost basis (S) Prke per shat on Dec 31(S) Wlueon Dec 31(1) Unrelated vino. loss (1) Heading period UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPCN ACIR Symbol: UN Exchange, NYSE EAI: 31,909 Current yield: 210% Ian 29,13 930.000 40.500 37)565.00 43.320 40,287.60 2.62Z 60 LT Apr 22, 13 445.000 41.074 18278.06 43.320 19277.40 999.34 LT Jul 12,13 255.000 41.271 10,524.33 43.320 11,046.60 522.27 LT Security total 1,630.000 40.778 66,467.39 70,611.60 4,144.21 VODAFONE GROUP PLC WON AOR Symbol: VOD Exchange, OTC EAI: 31,779 Current yield: 5.31% Ian 29,13 796.294 SO 164 39,945 60 32.260 25,688 44 •14257.16 LT Apr 22, 13 2.727 54.627 148.97 32.260 87.97 -61.00 LT lul 12,13 239.979 54.033 12,966.80 32.260 7,741.72 -5,225.08 LT Security total 1,039.000 51.070 53,061.37 33,518 14 -19,543.24 ZURICH INS GROUP LTD WON AOR Symbol: ZURVY Exchange: OTC EAI: 13,092 Current yield: 6.70% lan 29,13 825.000 28.470 23,487.75 25.625 21,140.63 -2,347.12 LT Apr 22, 13 685.000 26251 17,982.21 25.625 17,553.13 -429.08 LT Jul 12,13 290.000 26.739 7,754.57 25.625 7,431.25 -323.32 LT Security total 1)300.000 27347 49,224.53 46,125.00 -3,099.52 Total 3995,108.44 $1,010,341.52 $14,363.03 Total estimated annual income: $37,440 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V49920808 Account number. Your Asandal Advisor: SCOTT STACK MANYLYLE CASRIEL Your total assets equities • Common stock Total • MisSIng oast oasis inIcernaleo Value on Dec 31 (1) Percentaged Cost your account b656 Estimated annual Marne (SI Unita Zed oath or loss (1) 1,010,341.52 100.00% 995,100.44 37,440.00 14,363.03 $1,010,341.52 100.00% $995,108.44 $37,440.00 $14,363.03 ENP70C04009075102 NP70003111376 OCOOS 1215 030575001 utti,)com_00021Ing 10 of 14 CONFIDENTIAL EFTA_00132619 EFTA01274756 UBS UBS Strategic Advisor December 2015 Account activity this month Ott Aclibely Dexretion *moult (S) Dividend and interestincoine Taxable dividends Dec 2 Foreign STATOIL ASA SPON ADR PAID ON 1450 Dvidend CUSIP. 85771 P102 319.15 Dec 7 Foreign RAE SYSTEMS PLC SPON ADR PAID ON 1000 Dvidend CUSIP 05523R107 504.11 Dec 9 Foreign UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR PAID ON Dvidend CUSIP 904784709 1630 559.91 Dec 14 Foreign NIPPON TEIEG & TEL CORP SPON ADR PAID ON 2210 Dvidend CUSIP- 654624105 895.03 Dec 18 Foreign ROYAL DUTCH SHELL PLC CL A SPON ADR Dividend CUSIP. 780259206 11.28 Total taxable dividends Total dividend and interest income Delt Achim Dexretion $2.290.08 52.290.08 ~con (1) fen Dec 2 Fee STATOIL ASA SPON ADR -7.25 Doc 7 Fee RAE SYSTEMS PLC SPON ADR .20 00 Dec 14 Fee NIPPON MEG & Iti.coftP SPON ADR -13.26 Total fees Die Actiuly Dncdption -S40.51 Arno-Ill(s) Other funds debited Dec 1 transfer JOURNAL TO GHISLAINE MAXWELL -673.29 Dec 2 Foreign Tax STATOIL ASA SPCN ADR Withheld -47.87 Dec 9 Foreign Tax UNILEVER NV N Y SHS NEW NETHERLANDS WON ADR Withheld -83.95 Dec 14 Foreign Tax NPPON TELEG &TEL COPP SPON ADR Withheld •89.50 Dec 24 Transfer JOURNAL TO &elan MAXWELL -153.113.00 Account name: GHISLA1NE MAXWELL Friendly account name:Indiv v49920009 Account number. Your Pi vandal Advisor: SCOTT STACKMANLYLE CASRAL Total other fends debited 4154007.61 SDNY GM 00022000 ENP70004C013075103 HP703031187600005 1715 030575031 CONFIDENTIAL 110000 Page 11 of 10 EFTA_00132620 EFTA01274757 SUBS UBS Strategic Advisor December 2015 Account activity this month xcontriuedi Investment transactions Account name: GHIStAiNE MAXWELL Friendly account name:In.:0v V49920:08 Account number: For rote information about the price/vague shown for restricted secunties. see Important information about your 'Werner,* at the end of this doctment "e &dully Desc ligation Quantity vats (1) Price (11 Proceeds (rem Funds investment withdrawn Ice Accrued transactions (1) investments (S) ireerest (1) Dec 17 Sold BRITISH AMER TOBACCO PLC GB SPON ADR CUSIP: 110448107 -593.000 109 406305 64,549.71 Dec 18 Cash in Lieu ROYAL DUTCH SHELL PLC Cl. A SPON ADR CUSIP: 780259206 32.73 Dec 18 Spin Off ROYAL DUTCH SHELL PLC Cl A SPON ADR CUSIP: 780259206 7.000 Dec 24 Sold BAYER A G SPONADR CUSIP: 072730302 -245.000 125.9608)6 30,859.83 Oe< 24 Sold UNTO OVERSEAS 8K LTD SPONS ADR SINGAPORE ADR CUSIP. 911271302 -1.003.030 27 415030 27,414 50 Dec 24 Sold A88 LTD SPON ADR CUSIP: 000375204 -1,000.c00 17 594900 17.594 58 Dec 24 Sold SANDE' SPON ADR CUSIP: 80105N105 -250.030 42.534400 10,633.40 Total 5151.004.75 Date Activity Description Amount (S) Money balance activities Nov 30 Balance forward $67329 Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 12/01/15 -673.29 Dec 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 264.03 Dec 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 484.71 Dec 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 475.96 Dec 15 Deposit U85 BANK USA DEPOSIT ACCOUNT 792.27 Dec 18 Deposit LOBS BANK USA DEPOSIT ACCOUNT 64.549 71 DeC 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 44.01 Dec 28 Witidrawail UBS BANK USA DEPOSIT ACCOUNT AS OF 12/24115 -66.610.69 Dec 31 Closing UBS Bank USA Deposit Account 50.00 Your Knew:id Advisor: SCOTT STACK MANY LYLE CASIREL Ine UBS Bant USA Oepast Account IS your primary sweep coon CriP7OCO4C08075104 NP703031187600X6 1215 030575034 itCaNyGm3,002tievi 12 of 14 CONFIDENTIAL EFTA_OOI 3262 I EFTA01274758 (taUBS UBS Strategic Advisor December 2015 Realized gains and losses Account name: GHISLAINE MAXWELL Friendly account name:Indiv ye9920006 Account number: The estimated realized gains and 'Ciskei Storm beloiv de nor for tae. purposes. Please rote that gain or MS recognized on the sae of reckerption of cenan Structured Products, Ike Contingsnl Debt Secufmes, may to ad nary., and not capitS, gain of loss. Please check with your tar adosoe. To talc Jae gdm and losses, we liquidate the eldest security lot first. Ito Is knonn as the (UZI re first out of PLO accounting method We use this method unless you specified whit h tsi lot to dose when you placed you order. Threes known as a et nut orechases or YSP order. See onportant (nlom•aaon about your statement a the end of this document Sc. more Long-term capital gains and losses WW1 sale Quantity or Purchase 5ale Sae Cost con basis Secunly delaphon Method fate vitae date date amount (5) base ($1 adtalmentd) LOSS (S) Gain (SI ABB LTD SPON ADR FIFO 350000 tan 29,13 Dec 21, 15 6,158.10 7,550 62 -1,392 52 FIFO 650.000 Apr22,13 Dec 21,15 11,436.48 13,787 15 -2,350 67 BAYER A G WON ADR FIFO 200003 tan 29,13 Dec 21,15 25,191.70 19,912 00 5,279 70 FIFO 45000 Apr 22, 13 Dec21,15 5,66813 4,579.20 1,088.93 BRITISH AMER TOBACCO PLC GB SPON ADR FIFO 340.000 tan 29,13 Dec 14, 15 37,198.14 35,393.08 1,805.06 FIFO 150000 Apr22,13 Dec 14,15 16,410.94 16,098 78 312 16 FIFO 100.000 111 12, 13 Dec 14, 15 10,940.63 10,554.44 386.19 SANOFI SPON ADR FIFO 250000 Jan 29,13 Dec 21,15 10,633 40 12,188.73 -1,555.33 UNTD OVERSEAS BK LTD SPONS ADR SINGAPORE ADR FIFO 650.000 tan 29, 13 Dec 21, 15 17,819 43 19,851.00 -2,031 57 FIFO 100.000 Apr 22,13 Dec 21, 15 2,74 I .45 3,349.24 -607.79 FIFO 250000 1W 12, 13 Dec 21,15 6853.62 8,295.00 -1,441 38 Total 5151,052.02 $151,559.24 -$9,379.26 $8.1372.04 Net long-term capital gains or losses -$507.22 Net capital gains/losses: -$507.22 Gains and losses not calculated Wash sale Quantity or Purchase Sale SS. Cost con basis Security as/nation Method face value date date amount (11 baS6 aljustrnem(4) Loss(S) Gan 01 ROYAL DUTCH SHELL PLC a A SPON ADR FIFO 0.667 Jun 22, IS Dec 18, 15 32.73 0.00 ---This information was unavailable-- Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL InfOrmatiOn We May not aduSI gams and losses la al captor changes. We aucmatiaty Ault cost basis for Meecerrpt and AMT coupon municipal secunlies foe estimated amortization of bond prernans and to. accreted OiD for se( eddies issued at a ccounl. II you mounted that U85 aclust cost ban for the ball premium amortzaton on Meade debt %mollies then cost basis reflected for these securities has been adjusted Estimates in the Uncials/fed section can not be/testified as thOtt Wm or Song trim because illi011ellt011 it Flitting oe the product it one in which the gat moss cdculason is not provided SDNY GM 00022002 ENPMC04008075105 P07030311876013005 1215 030575031 CONFIDENTIAL 110003 Peg* 13 of 14 EFTA_00132622 EFTA01274759 *UBS UBS Strategic Advisor December 2015 Account name: GHIStAINE MAXWELL Friendly account name: Indio V49920208 Account number. Summary of approved payees and recurring payments Based on your instructions. the foNowing payees and recurring payments are consdered 'approved payees' AS 0 /mit (i)you may &Ooze additiOnil tfanSka ro thesepayees ver0atly and (LPOu are no longer receiving aldieldual confirmations tor payments to thne payees. Payee descnoon Your ilnandsl Advisor: SCOTT STACK MAN LYLE CASRIEL The payees and recurring payments ksted belowdo not include BM Payments. Electronic funds Transfers and (erten Other franSferS between accounts et UBS If yOu have additiOnal payees Jr4lOr reforang InSfruCtiOns on (tee. you wd recene separate conlirmatons (coin your bnamial Ades& To update or canter any of these instructions. please contact your financial Advacr Cottitsement Amount (I) Method Type Event Frequency Upon request Na Lad used Start dae End dale dale vaned Transfer Payee on file nta Dec 24, 15 EriPT0C04008075106 rie70003i i 876 0CC0S 1215 030sTsoot ivrt_Gm_00021tiss 14 of 14 End of statement for account number CONFIDENTIAL EFTA_00132623 EFTA01274760 Important information about your statement U3S Financial Services M. the F im or UBS Anemia! Seni es). is a merrter of all orinctol moray, cart** and ceders exchanges. LES Fe-axial Semites and LES Bank USA are rdrect Motion* of LES AG and anilines of LBS Sedritin U.C. The Fim's financial statement is available upon reopen. The FirTfl'S vault* OH ices re a: LES Frani Swims tics 1200 Harbor &mimed Weehawken. kr 07086 This statement represents the antry official record of you LBS Financial Sudan account. Other recce* inapt official tar dxunentc contorting connicling data should rot be relied taxa If you bate there is an ems or emission, please report h immediately n wring to the Branch Manager of the off ice saving you account. Ath,u7i al hares shown are Intended to be accurate. statement data shdld not be used kr tali purposes Rely sae& on yerend tax Icons. (i.e., Form 1099, Sae. 10425, etc.) whin preperrgyour lax return. The Fim 6 required by law to croon to the IRS all ta.abk dividends • on* rontadble deridends and lark merest eared m veracities Feld n you nark inn proceeds on sate transactexts, and cog basis on certain covered acuities. Communications wir the Finn • Please re-confirm try oralcorm-km.3ton in veiling to further protect your riga; irctsfrigyour raps ads tie Scareies Investor Protection Ain (EMT • II the finax ial institution on the tcp lees of the kart of this stsement is not U3S Financial Services, 1.65 Financial Semites carries scis account as clearmg birder byre-a-gement won the nokated insubson We idolised you of this reining* when you opened this OCCOJII. In rig cask your tads and marbles are located x1485financial Sakes and rot te iron:dating broker, art you nut mate a renal of ay error or cminion to both firms. All accant statements shall be banal complete and accurate t not objected to in verierig within 60 days. • Please divot customer complaints or mares to he Fin*Clem Relations Depament a 201.352.1699 or toldree at 8C0,354-9103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, or in writing to U3S Financial Semites hc, Client Relations DePaTtment P.O. Box 7C6 Union City, N107087. • h me of errors or crank:re abash an electronic hods taster WO.be payment or UBS Vonedebit card transactions, call 930-762-1004 certif.to UBS Financial Sento., Ix., 1000 HatcrflInd., 6th floor, Weehawken NI 07086, ALM RIA1031A Sermes. Cal or watt as loon a you can if you inn you statement or receipt 4 wrong crap:eaneed more ertaination abut a Manger on the statement or reap". The Firm or Card boar (as epplmbld must hear from you no later thin CO days Meer M Fin. sent you he fist statement on which the error or problem ripened. — Pow leyotr name rd scant nurrter Of red — Desert. the era or to Wander you revere $0.1t. old explain as dealt as you can shy you belied a is an error a why you need more information — Fronde the dollar amort of the suspected emu. The Firm a Cad Issuer MI Merge. mut ampaint and MI cared any error promote'. I we take more tan IC) turns dew to dote:. we will creek your account for the anent you think 6 intern, so tat you will haw the use of the m:fey casing the time it takes us to complete Our Mestigation. Pleasemake all decks pay-kb to the Fin or ire financial instrotion rdcated on tre front of this statement hat:Mint° reguea accost fees, accounts may be subject to manterarce lees, charges for late pasmont for statues purchases and cheers for unpaid entente n cash acomnts. Accounts that re ttarderred to other institutions may be subject to a trailer lie. UM Sweep Options LBS offers optin for sweeping cash balances, balances to bart deposits at UBS Bart USA and 1165 AG Searnfort branch (Bank Sweep Programs), money market mutual fads (Many Font) and theMen-at cnal Depose Aerate (0A)fa customers with an Menai:nal fletWO. Managemene Account. Through tie Bank Sweep Progan cash bala-ces re swept to 1185 Bak USA up to an estetbsted lint ad then to UBS AG Stanford Branch a a Money Fund. °mods at UBS Bank USA are FDIC Sued in accoalana with FDIC rules. For more irtarreatir pease kit wermfdic got. Deports at LES AG Stanlad Brant and shares of Money Funds at rot tared by the FDIC. Through the Ova railide to tar baron are swept to depot/ accounts a UBS AG New Vol. Stanch ard LBS AGC wan Brach These deposits are not hosed by the FOC. Balances held at the LES AG Cayman Brat ate tempaanly aposed to the sovereign 'Sc of the Cann blends, and dam is no wane or Mar *ligation of LES AG to repay the balances while cash, Lei Cayman's Brach's books. Deposits at MS Bat USA and each UBS AG Branch are not protected by SIC. Money Fund shays are protected by SIPC See #4135 Financial Services Account knot:era bebw. Upon p., reµa.st, balances in to Bank Sweep Programs a OA may be withdrawn and shares of a Money Fund may be liquidated, a-d the proceeds retuned to you a your secures arrant. Father rioimaron about available ramp options, inckdag cement Merest rates and yields, it available at ..AVA/7$ corrisweepyilck horn your Francial Advisor or by eating 800-7624000. UPS Financial Senior amount protection The Ant:samar* of to Searles Invests Protection Corporation (51PC), winch crotects 'sullies account of Cs members up to SS00,000 (ncladng 4214000 for dams for case). The SIPC asset protection limits apply to all account that you hold in a panicLea- cmecity. The Firn, together with certain affiliates, has also purchased mppbtrantal protection. The neaten snare payable no al *Sable charts, caeca.* under this protection is 1500 trillion as of Decenter 10, 2013. Skeet to the policy corditons ad Imitations, car a the Firm is later protected fa rmt to SI 9 million n the antedate for alma amounts heed in a partimlar capacity. A full copy of tie poky wading is available icon request. The SIPC protectin and the supplemental protection both do not apply to. • Certan financial assets controlled by (and tetrad n your account value) bat held away Morn U85financial Services (e.g., certain 0) cash at LBS Berk. (i) air at LBS AG Darned brantri, Mane prodats, including variable annuities. and fib shares of ended finds where such shares are registered dreary n the nave of the account holder on the bcoks a* records ol gee applicable i9-ter a trader agent). • Oman Menai contracts or irrannent interests (Ai g., limited partner:him and private placements) rat are rot registered under the Securities Act of I933; ad • Commodities contacts (e.g, bag exchange and mei:usmetal cortratrt including futures antracto at commodity option contracts, he SIPC protects:en and the suppkmental protection do not apply t0 these asset, esen 4 they °ravine appear on you Materna*. The SEC rooted:en and the maMarentalprotedion do not protect against changes in the malem vain of yet in (whether as a result of market moseroeM, issuer bankruptcy or otherwid More information is avaldole tor recemst You may •btain more information about StC, Marko the 51K Brochure, by contacting SICC at /02-371-8300a by useng the SIC webs* al treow.alpootp Dividend Renverlanent Program COMP) The crCe reflected 6 an swage price You may obtan the actual price from yos Fmancial Advisor. Only whole rates re purchased ado, DRIP; paint Ines ail be sold ad the cash wa be deposited n your record The tividerd reinvestment atesupplied by to istret may Offer (tern the market price at which to partial shares at sold Cadelelieu Cnry whole units may be held in ma account. If you are rattled to a prial unit as a result of a &road pwrnent • otornise, the Firm *Nether sell penal units at merles prke a accept an mecum Mumbled by a agate-id closing agency. and credit ma scant Investment objectives The rammed objectives ad risk profile at speck to each Moen and may drybetween. Please acne the A-mammoth, in why-got aw Graham change in sos Gonda situatcri or unearned objectives. Fa each CONFIDENTIAL account lold, you choose one of tie following rammed °Necker • Prague Correntexome. hrobria as seeking the generation in income cribs • Min* [veal energise:3n Insesunent. seeking yowls of prncpal rather than the generation of n. • Produce Combination of Wane and Capital Appreciation- hiesiments seeking both tie generator of income and gasohol gimbal. *Well tisk profiles • Conservative Seeks to manin Mein prime* with be risk and volatility to the scant ortrall even tin means the score does riot generate signa cant nano a returns end may rot keep pace with inflation. • Modern* Willing to accept sane risk to pincOal and toleraie sorre votatairty to seek hirer returns. • Aggressne: Wiling to accept hit lilt to procpal ad hip volatility to seek highreturns oar tine. Stotarnant Isouseholdile We may consoldre al related account statements with to sane address n the urre envelope. Accosts may be related la this purpose Larose they have owners who also maintain Pre non relationships with other dents at the sane address. This practice 6 known a 'rousefoldreg Ilya; prefer to recede rdnedual statements marled in separate envelopes— you may decline rouseholding by eatingMut Financial Ackitor. Friendly accourt name The Died& account nave reflects information tat you entered on the Firm's online senices webute. It a • catorniuble Mich-arm • chosen by you to and 1,0J with your necordkeeping It KM 110 legal effect an your account. Yea can change yes Riendry accotal names. though Once Services a by contactrg yov Financial Advisor. ACCUS•lt overview • trotrw oiroor ao-ountrombio. Net of assets and • Asset. bolas avail* car balances, rates la restricted seamy list), and Global tine n nets to market, and certain assets not held by the aim. Does rot include unpaced made' assets at the end of the prim and ninonstatement periods, or private earesurents, invested stook opions and eiercoare stock options • Una* Includes debt ban* outstanding mar hors, credit Pre, Pon ran babrices. • Cashenonee balances. Total of unimested available cash balances. plus UBS Bak USA deposit baarces,U3S AG Stamford Branch deposit balances and money mate MALI lund sweep bine; at the dote of the vestment period. Nonmerrnaky rune credit balances in your accost ire rot segregated from other balances and to Fin, may use any of these funds ti the ordain course of its Maine's. These funds at payable upon your dmed. this total is included in tie cumin period closing value. SDNY_GM_00022004 EFTA_00132624 EFTA01274761 Important information about your statement (continued) Lending information For detailed int cematko on the Fim's lercta practices and ctscbsues, refer to yap Cent Relationship Agwermni a Account Agreement and the General Towns and Conditions LOS Stater:we of Cade Wakes available in Movements sada:PO:sum at magas romfaconantdrebani. Your rats Yea stammers itemizes securities and other assets held in the account at the end a the stannic period. You may ask for delivery of fully paid SeCuraieS at an/ tine. You mairecent secunties used as loan codcweral after paying any balance due on them. Any securities fra ofw Ill to the Fern6.ring the statenwnt penal are Rada market vibe as of the end of the (isomeric period. • Cost b art dreaming the cost baSs of the seances Saluda' in this stagnant. where incecated wean the maker 'I,' LOSfinancial Services has relied alinformal:an obtained from sources other than U65 Fin:nixie' Services. saluting nf emotion Iran another lion a that you may have provided to you Fnancial Athisce. The Fires does not iidepenrItaly wily a "Santee the accur a weedy of ary very arwided by tunes Oa the, UliS Fiuncial Sennett h bible" artlxugh LOS Financial Smarm generally plates this Manution as it is received the fin does not secede ary asuances that the informaan wider "Cost basis' and "Unoalced gatl Iasi is acute as of the date of this statement. As such 'Neese do not rely on this eqamation to make puska a sale decisions, for ue p.rposes Ottawa. Accounts manse toed to the non may alba oarless nfamalgn only for the period tire they are held at the Finn More historical amino, can be added by yea Financial Ades«. • Unrealised gains/bas When data it avaitable minuted uveakted gain; bsses are cautaled for I-avast sense/ lots. The transaction data for exividui lots mayor may not relied connossions, than mckr vacuity reorganitan events. Diidend and otter reinvestment lots and systematic wawa lots are each cartned to display one 3,00.9ced lot. The Trade date' colan presents the animal adman:on trade date • Callable securities Bends ad preferred stock that the imp cats for ea rectermpban wit be selected /martial& by lot Iran ameg all securers of that issue held in our name or n non*** mine let or clients Call bare informations obtained from third parties and es aalracy is not guaranteed. Other call leaves maypsi whch mull affect yield omplete Manahan will be pomaded upon request • Caterwates of dead (CDs). CDs am FDIC Mired up to 5250,000 n princimal and accrued interest per depositor and per &epos ilay thnetiticri in accordance will FOIL nabs. • Pricefvolue hoes displayed for securities and of ee dcdocis may be higher or lower than the peke that you warkfacuaty recem n the market Woes a obtained Iran vanes that prey sources which ow bele:* to be reliable, but we do not guarantee thee &toady. — Wo garnwell use the dosing price when avabbio or the mean of the bid rd at prices for Inked Waite, and colonsor only bid prices for OTC securities. — Less atta•N traded wcuritin maybe priced wing a vakation model a the mon recent ace we obtained and may not reflect an actual market price ow yak*. — Certain portions may appear wehout a price and will show as 'prke was not aplable• ft we re unable to obtain a price for a waxily - Deposits a senteies denominated in currencies aher dun US. daLas se reflected a¢ the eichange rate as of the statement date. - For erten secuities taring in nommformim denaminskok peke and ellarcitY0ace wall* may have been adySted to f militate doper vabstkin To obtan current quotations, when ratable, contact you inarkialAthisor. • Print* theatmente and structured products. Priate inestmook seosilin (ix Udine drect particpation pocqam and real estate intestmeril trust securitin) and strucued products are generally hajob lipid Cease. structured ptaxis have not been regained with the Securities and Exchaw Corrmissia a Viler arty slate securities laws. We amide animated yaks lee private merriment shanties and Mated predicts lot intormatoni Pflows only. 4o-racy is not guaranteed. — These vakees maydiffer substantial./ from prices if my, at *hitt a dime iwearnent warty or strutved prodral may be boa n1 or sold and do not necessarily reprerto the yaktacu nay receive soon liquidation. - Aid payest:etas of :aka aro as of a torten dale and are slaked to UPS Financial Services on a regular basis by an independent vat-anion tern. - Issuer, general Partner a sponsor estimated values. if any. act supplied both. rarity the our. onset partner a spans« and may be alculaud based on dlfere.* ithomation ban that used by third panics to drive thee minuted vales. - Toucan akin additiorul information regarding the methodology used to determine the thithaw value and the date of the information that is the basis for the estimate by contacting your Financial Atheism - Aid arty *shinned vabes may be reflected as 'Not priced' in several seuations: when an independent wished' Inn has not siOnhed a is unable to assign a vitae, when we became awn that a material event has anted that may call a peeve:may rebated vale into quakes or when a aka waid be hialwispeculatioe due to One mare c4 the secutity. - When neither an issuer, general pater a sponsor estimated vela nx a thed-party estimated value is aoudad the :aka of the sedritywil be differ-it from 45 purchase price. — 'Nati:am to date' may ncbde returnee Capita ',Come a both. — 'Coigne' WO See' represents the initial offering price per tint and may not felled you, cost bass • Rerbiaed soamities Restated mann Sitneralk are not cuTertiN elagble for publk sale LOS Financial Servxes uses the market peke of the unrestricted stock of the same issuer as ma invited value fa the restricted stock for purposes of ma ann.*** To Banters that moo-kW securities are reliable for a the valve received may be sibstantial9 less than the imputed value shown • Eq. Wanted) income, current yield. and rota An estimate ot arrual incomes baud on current dnidend art interest rates, owning the securities will be held for ore yea' from statement date or trot maturity This <strait is only a qui:kart accuracy ad continued ',cane are rut gurareeed — Est: Toted anal income and anent yield for Celan types of sautes could rade a relvn of Foncesal or capital gains it PIM case the est imam Card current yek9 would be overstated. — Estimated trail income and Gement yield and the actual income and yield night be laver or higher than the estmted arnxnts. — An emanate of a-realized income fdlederd awl« inferno diwied by the anent matte year aviator balance 4 based on the an dividend or ^Wren payment made by the issuer and acres to seashendeposes wiltbe hell for one year from the statement date Or urrul Accuracy and continued yes are not gerrantethi • Assets not he/ by UK Financial Services Certain assets are milled by the Pim and not wean the Firm's possession or control. These assets are deployed on your statement for infOimotionel rapines only. Positions and vales presented we provided by the swing Inn. LSS Financial Services is not respmsbk fortes information and does not guarantee its accuracy. These assets are not protected by SIC a the fines sisplemental Slat courage. • Revenue sharing and additional compensation. — In addition to ccamissatas on as and 121st lees received it arnecton ugh One cistribLeicn of 'avast finch to our clams we mace our affaire leak* retinue sharing Menem from daringly; inlet athisces of the mutual finds that we sell. These armints re based on two deferent components (I the amount of sales by LOS of a prod, mutual fund (aby to our dents. and CO the asset vale of a particular mutual fund fmiys shares head at the fern — We and war Abate ate receive netwookne nd combs processing lees in ccenkleraton kt transfer agent smokes that we provide to the mutual fads These fees generally are pal from investor assets in the mutual fund and area fired dollar amount based on the weber of accounts at the ',aka •dealee holdng mutual lands of that fund family CONFIDENTIAL - h xenon to commissais received in connection will the safe or distrbiAion of array contracts and tat Owsitirent snot units 10 Our cleats, we ardor ea affiliate receive Anna thou ng tcapensaim Iran tasty of the Murano companies urdenweing the annuity tontraris. all Mates of the iroutece °flanks or sponsors of the on imminent bugs we drsabutt — Cur aft bites alsomere trading camissimm and other compensationfrom museral fun* and insurance companies whose products we dial:kilt — We receive an anvil fee from LOS Bark USA at UBS AG Stamford Branch of ap to $25 per sown sweeping ao the banks under the UBS Bank Sweep hopes's. Activity Monvistioneegardng commesken and other charges Mind n correction with the exeoAcen of trades. imbing option transactions has been included an «intimations previously furnished lo your ad all be provided toyou promptly on reopen. Wart selling f yOu n engaged in shoe selling a security, sou may hoara Chafge Oa to ceninbaroarg costs for that Particular sthunty. Opera at Regarding Oran a • scoeStilicancellee ceders that were not heated by the stamen date open toy and sell stop orders are redid by the anal a diadeiXh or rights on an exaviderds or mrights date unless instated otherwise by you. You re responsible fa odes that re executed due to your failure to cancel eMfin9 open orders. Privacy To obtain acopy of our cured ChM Privacy latish please contact your FinancialAdvisor a visit at weblike at wwwubt reedarivaentaliro UBS Nnanciel Services is rota bake the RMA Busies, Services Scrota BSA and IRMA are brokerage accounts which provide access to baling services and products though arra-karntnts rah alibied barks and other thrdparty banks, and provides access to mance and enmity prod-acts issued by unalloliatedthrdpany Murano companies through insurance agency subskliaties of UBS Financial Services ax. Imestnxim, nsurance. and rattyproducts: Not SDK Seed • No bank gurtanteee May lose vale RMA. Resoerce Management Account. Business Services Account 95A, AMA and ntematiCeal Resource Management Accost are registered service mots of UBS rinaneial Services PC Vasa Signnue s a rewired strike mark of visa Immutionat LOS vita Sgrutire aede cads and LECS Vora debt cards are awed by LOS Bak USA with omission from Vria USA vkaporaled. LBS Financial Services Inc Fey 201511 SDNY_GM_00022005 EFIA_00132625 EFTA01274762 UBS UBS Financial Services Inc. 299 Park Avenue 25th Roor New York NY 10171.0002 CNP700569?3110I16X1Y1 0 UBS Strategic Advisor January 2016 OHISLMNE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Indiv.V49920008 Account number: Your Financial Advisor: SCOTT STACKNIAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan,agi Advi5Or or the Value of your account RMA Resourceline at 800-RMA- '000. account On December 31 (1) on January 29 (1) Your assets 1,010,341 52 990,425.75 Visit our webslte: www.ubstorntlinancialservices Your liabilities 0.00 0.00 Value of your account 51,010,341.52 $990A25.75 Tracking the value of your account 1 Thousands 1,469.5 10103 940.4 • Dec 2014 Dix 2015 Jan 2016 Sources of your account growth during 2016 Value of your account at year end 2015 41,010,341.52 Net deposits and withdrants -11,293.34 YCUr ilVeStrlent return Ditidend and interest income 12,417.82 Change in market value .121.035 25 Value of your szootrit on Ian 29.2016 $990A2975 SDNY GM 00022006 Member SIPC CNP700CE005669911 NP7000I 87084 00005 0116 030575001 IOCOCO Pegs 1 of 14 CONFIDENTIAL EFTA_00132626 EFTA01274763 *UBS UBS Strategic Advisor January 2016 Your account balance sheet Summary of your assets Value on January 29 a) Percentage of your account A Cash and money balances 128,168.21 1294% B Cash alternatives 0.00 000% C Equities 862,257.54 87 06% D Fixed income 0.C° 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other a co 000% Total assets Value of your account $990,425.75 $990,425.75 100.00% Account name: GHIAAINE NIA !NELL Friendly account name: Irrin. Account number. Your current asset allocation Eye on the markets Your K asocial Advisor: SCOTT STACK MANLYLE CASRIEL , Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances• VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change January 2016 Year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29,2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 1.38% 1.38% CNP 7000900566991 2 NP7000187084 COCOS 0116 030575004 CONFIDENTIAL 1 ernitlY_GM_000226te 2 of 14 EFTA 00132627 EFTA01274764 UBS Strategic Advisor SUBS January 2016 Change in the value of your account January 2016 ay rear to date (5) Opening account value $1,010,341.52 $1,010,341.52 With&awals and fees, including investments transferred out -1298.34 -1,29834 Dividend aid interest income 2,417.82 2,417.82 Change in market value -21,035.25 -21,035.25 Closing account value $990,425.75 $990,425.75 Account noire: GHISLAINE MAXWELL friendly account name:Indiv V4992C008 Account number. Dividend and interest income earned rot outposts of tles statement, tembIty of Inkiest and cleldend Income has been determined from a US te, rePortind FersPletire. Owed upon the residence of the account hokkc recount type, or product type, some Interest ancroc (Mcleod payments mw not be subject to United Stales (US) ardor Nen° Rico (PR) income tares. The dent montAir internee is not intended to be used and cannot be reed upon for tar purposes. Clients should refer to the applied:le tat reporting fauns they recent horn UBS annualy, such as the forms 1099 and the Porn 480, (Or talk reporting inf.:Ameba' n is the practice of U85 to Me the aPPicatte lac reporting foims %Oh the us notelet revenue Senice and PR Treasury Departrrent arid in such forms accurately <tastily dividends aura intend as tax exempt or tenable Income. Please consult your in:P.:dual tat prepare,. January 2016 (5) Year to dale (S) Taxable dividends 2,417.58 2,417.58 Total current year $2,417.58 $2,417.58 Prior year adjustment 0.24 0.24 Total dividend & interest 42,417.82 $2,417.82 Summary of gains and losses vaues reported telow exclude products for which gain 000101501 are not dassified. Realized gains and loses Unrealized January 2016 (s) Year to dates) gains and losses (1) Long term -14,022.25 -14,022.25 7,354.16 Cash activity summary Your el sandal Advisor: SCOTT STACKMANLYLE CASRIEL see Account activity tiro month tot details entices in your Sweep Options are Includedin the openng and dosing balances ram. fDiC insurance applies only to deposits a UBS Bank USA, not to depots at UBS AG, surrioni Eranch or bank deposits placed through the UBS Internaiona Depose Account program SIPC protection applies to money market sweep fold holdings but rot bank dtposih See Important ineoroatbn about your rtatemerrt on the last two paces of this document for detlis. Y January 2016 (5) ear to date (5) Opening balances $0.00 $0.00 Additions Dividend aid interest income 2,417.82 2,417.82 Proceeds from livestment transactions 127,326.13 127,326.13 Total additions Subtractions Professional management fees and related services $129,743.95 $129,743.95 -1,25603 -1,256.03 Other fees -42.31 -42.31 Funds withdrawn for investments botvht -277.40 -277.40 Total subtractions -$1,575.74 -$1,575.74 Net cash flow Closing balances $128,168.21 $128,168.21 $128,168.21 $128,168.21 SONY GM 00022008 c eirmoOsooseeosii 3 memoto erada COCOS 0116 030575004 CONFIDENTIAL 100000 Page 3 a 10 EFTA_00132628 EFTA01274765 ;It UBS UBS Strategic Advisor January 2016 UBS Bank USA Deposit Account APY Interest Period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $264.03 Closing UBS Bank USA Deposit balance lan 7 $0.00 Number of days in interest period 32 Average daily balance $12,920.88 Interest earned $0.24 Annual percentage mid earned 0.02% Account name: 6419. ANE hiAWEtL Friendly account name: &yin v.:on-in:Ks Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current mccme & capital appreciation Your risk profile: Primary Aggressive Inve$tment eligibtkty cOnsderatrin None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Ilinundal Advisor: SCOTT STACK MANLYLE CASIVEL CNP7C00800S6699I 4 NP7000187084 00005 0116 030575004 CONFIDENTIAL lOigOnlYGM00022edelA 4 of " EFTA_00 132629 EFTA01274766