EFTA Document EFTA01275237

;It UBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Men:0430751071215 X12 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Account number. Your financial Advisor- SCOTT STACK MAN1LYLE CASIBEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSourCeUne at 800-RMA-1000, account 029323574 UBS Strategic Advisor December 2015 GHISI AINF MAXWFI I Value of your account on November 30 (5) on December 31(5) YOur assets 1,351,897.60 1,311,717.81 Visitour websIte: Your liabilities 0.00 aoo www.ub5comainancialservices Value of your account Accrued interest in va'ue above 11,351,897.60 53,080 52 Tracking the value of your account S mcUanes 'SPA 3 $1,311,717.81 15,17888 1 '.St 311 7 • DK 2014 Nov 2015 Dec 2015 As a service to you, your portforrivalue of 51,311,717 81 includes accnred interest Sources of your account growth during 2015 Value of your account at year end 2014 51,584,344.34 Net deposits and withdrawals 4303,350.40 Your oveStinent return DM:lendand interest income $71278.97 Change in value of accrued interest 41,76501 Gunge in market value -138.790.09 Value of your =pant on Dec 31., 2015 31,311,717AI SDNY GM 00022480 Member SIPC EelPI00040313075107 Ne70003118760CCO5 12150305750N Y1235745501100% Page I of 12 CONFIDENTIAL EFTA_00I33I00 EFTA01275237 SUBS UBS Strategic Advisor December 2015 Your account balance sheet Account name: r. SI Friendly account na Account number: The value of your account inducts assets held s 185 and cenan assets held WM/ Iron 085 See page I for fnCuelriOnnatiOn. Summary of your assets Value on December 31 (t) Percentage of your account A Cash and money balances S41.48 0 04% B Cash alternatives 0.00 000% C Equities 427,085.10 3256% D Fixed income 884,091.23 67 40% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% 0.00 0.00% Total assets $1,311,717.81 100.001E Value of your account $1,311,717.81 Your current asset allocation A Eye on the markets Index Your n vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Cash and money balances may Include available cash balances. UBS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% Percentage change December 2015 Year to date -1.58% 1.38% -2.05% 0.48% -1.33% -0.39% -0.32% 0.55% ENP700:54025075108 HP2C(10311€12600206 1215 030525C04 VI23574SW litimy_Gm_000224me 2 of 12 CONFIDENTIAL EFTA_00B3101 EFTA01275238 *UBS UBS Strategic Advisor December 2015 Account name: friendly account name Account number. Change in the value of your account Summary of gains and losses December 20'5 (Si rear to date (I) Opening account value $1,351,897.60 $1,584,344.34 Deposits, including investments transferred in 0.00 3,998.72 Withdrawals and fees, including investments transferred cut -24,799.11 -307,349.12 Dividend and interest income 541.48 71,278.97 Change in value of accrued interest 2,098.36 -1,765.01 Change in market value -18,020.52 -38,790.09 Closing account value $1,311,717.81 $1,311,717.81 Dividend and interest income earned For purposes of Inis statement, taiatilly of interest and dnidend income has been determined from a uS lam reporting cerennne Based upon the residence of the account holder, account type. or product type. Some interest ands clvidend payments ma) not be subject to United States (US) NOV Puerto Rico (PR) income fates. The dent monthy statement is not intended to be used and cannot be rated upon for tat purposes. Chen% should refer to the axlicrlde tar reporting forms They recent Ircen U8S annualy, such as the Forms 1099 and the Fars 4130, for lax repotting infoimatuto It Is the practice of 1.185 to file the tookaste tar reporting forms with the US Internal Revenue Service and PR Treasury Departrrent and in such forms accurately dasJfy dwdend ardor interest as tar exempt or tact* imam. Please comult your irdvdual tar prepare/ December 2015 (1) Year to date IS) Taxable dividends 541 48 8,528 72 Taxable interest 0 00 49,522 55 Tax-e>empt interest 0 00 10,000 00 Miscellaneous 0.00 3,227 70 Total current year $541.48 $71,278.97 Total dividend & interest $541.48 $71,278.97 Your ri sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Vaues reported telow exclude products for which gam and losses are not classified Realized gains and losses Unrealized December 2015 (•S) Year to date (1) gains and Losses (I) Short term 0.00 14.17 660.98 Long tens -12,229.74 -12,229.74 68,766.60 Total -$12,229.74 -$12,215.57 $69,427.58 Cash activity summary See Account activity the monthtot dela Is. Mantes In your Sweep Options are included in the opening and closing bdances yaue. FDIC insurance scones only to deposits at UBS Bank USA, rot to deposits at LOS AG, Dank,d french or bank deposits pacedtwos* the LIES Intern/lona Deposit Account prcgram. SiPC protection applies to money market sweep fund holdings but not bank deposits Steimportant information about your statement on the last too pages of this document for decals December 2015 (S) rear to date (S) Opening balances Add bolts Deposits and other funds credited $5,167.87 000 $464.36 3,998.72 Dividend and interest income 541.48 71,278.97 Proceeds from investment transactions 19,631 24 232,148.55 Total additions Subtractions Professional management fees and related services $20,172.72 000 $307A26.24 -7,654.88 Other funds debited -2h,79€ I1 -299,694.24 Total subtractions -$24,799.11 -$4,626.39 $541.48 -$307,349.12 Net cash flow Closing balances $77.12 S541.48 SDNY GM 00022482 re1870004C0807SID9 riP7C0)31187600305 1715030575031 Y123574550 110003 Pegs 3 of 12 CONFIDENTIAL EFTA_00133102 EFTA01275239 *UBS UBS Strategic Advisor Account name: friendly account name LL Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL December 2015 Account number 212-821.7O0O/8OO-3O8-3140 UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 12,383.89 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 31 Average daily balance 13,18253 Interest earned 10 .00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate investment eligibility consderaum None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. EnflOCO4CO8O75I 1O NP7O0O3I 1876OO:O6 121S O3O575CO4 YI 2357455O 1106MyGpvL00022§gle 4 of t2 CONFIDENTIAL EFTA 00133103 EFTA01275240 6VBS UBS Strategic Advisor December 2015 Your assets Account name: Account number. Friendly account ntedle Sank ones, tricorn! and current values shorn may teepprOxiinale. AS a Intl. gdlns diCHOSSeSMey riol be ecofialely refkcled. Set attpomon intomnabon Maur your statement a the end of this document for more infornalon. Cash Cash and money balances Cash and money balances may include avalable cash balaxes, UBS Bant USA deposit account balances, UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by tne vAl to n yak able limits, but are not protected by SIPC USS AG Stanford Stanchdeposit SCOunt Prances an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the endof this document for detain about those Mantes. Hddng L135 BANK USA CEP ACCT GHISLAINE MAXWELL Doering bdance Cloung tulence ince per share Average on Dec I (I) on Dec 31 (1) on Dec 21 ft) rate Deaden:I Interest period Your Pi nodal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 0411 vi period Cy anounl (S) Equities Common stock Hddng Trade date laorber of shares Purchase pixel Average price per snare (S) Cost basis (S) Price per share on Dec 31 (S) Velue on Dec 31 (1) unrealized Hddng oath or loss (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 119% May 17, 11 303.003 11 .860 3,593 84 16.830 5,09949 1,505.65 LT Jun21, II 313.000 10.670 3,33986 16.830 5267.79 1,927.93 LT Aug 2, 1 1 328.000 9.802 3215 15 16.830 5,520.24 2305.09 LT Security total 944.000 10 751 10,148 85 15,887 52 5,738.67 OTIGROUP INC Symbol: C Exchange NYSE EAI: 172 Current yield: 0.39% May 17, 11 115 000 AI 249 4,743 71 51.750 5,951 25 1.207 54 LT lun 21, 11 121.000 38 285 4,632 57 51.750 6261 75 1,629.18 LT Aug 2, 1 1 122.000 38 297 4,672 24 51.750 6,313 50 1,641.26 LT Sectrity total 353 000 39 242 14,048 52 18,526 50 4,477.98 continued next page 5.167 87 541 48 250.000 00 SDNY GM 00022484 reae7000400807Si I1 HP7030311876 00006 1215 0305750)1 Y123574550 110000 Page S of 12 CONFIDENTIAL EFTA_00133104 EFTA01275241 4It UBS UBS Strategic Advisor December 2015 Account name: GHISLA1NE MAXWELL Friendly account name Account nuntber. Your 15nandd Advisor: SCOTT STACK MANLYLE CASFUEL 212 -821.70001800-308.3140 Your assets Equities r Common stock (continued) back Hddng date Number of shares Purchase price average price per share (5) Cora basis (5) Price per share on Dec 31 (51 Value on De< 31 (y) unformed gain or loss (I) Hddng Pined GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 31,977 Current yield 4 23% Nov 18, 10 1373003 36 416 50,030 00 34.010 46,695 73 .3,304.27 LT PR PARTNERS INC A Symbol PiT Exchange NYSE Oct 1,15 27.003 3809 102.85 28.290 763.83 660.98 ST SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SLR Exchange. NYSE EAI: 3226 Current mkt 2.87% May 17, 11 37.000 13I 270 3,007.00 69.750 2,580.75 -426.25 LT Jun 21, 11 40 .000 82 436 3,297 45 69.750 2,790 00 -507.45 LT Aug 2, II 36.000 89 433 3219 59 69.750 2,511.00 -708.59 LT Security total 113.000 84 284 9,524.04 7,881.75 -1,642.29 Total 383.62426 189.75533 15.931.07 Total estimated annual income: 32,464 dosed end funds & Exchange traded products lotal reinvested is the tota d a renvested chxtencts n does not Fricludt any cash docends. n Is not a tat lot for the purposes of determining Nildng periods or cost basis. The shares you receive each hma you reinvest dwdends became a separate tax lot est bald is the total purchase cost of the security, inducing tonvestedcludencts Ire cost basis trey need to be °titled (or return d (*aid payments in order to determine the adusted cost can la tar reporting purposes. Hddng SPCA S&P 500 ETF TR Symbol. SPY Trade date: Jul 12, 13 EAP 36,288 Current yield 2.06% "Knelt! WKS NUMbet Averdgt price of shares per Shale (Y) 1,495.000 Client investment (5) 167.496 250,407.85 Untealeed ((åe) gem or toss is the Olference between the current vdue and t he cost bass and would generary be your tamable gan or loss II the security was sold as this date. The unteakzed (tad gen or loss may need fa be "dusted for return of capild perimeMs In older to 'mine the 'edited galn or IOSS la tax reporting purposes. IrwestmeM return Is the current value minus the «noun( you 'mead: It does not include shares that are not reflectedon your statement includng shares Chat have been *Ailed as either a gin or a loss It also dars not include cash dudends mal were nol *Invested Cost Price per snare basis (4) on Dec 31 (3) value on unrealized (tad 'incliner* Hddng Dec 31 IS) gain or loss (5) return (5) Puled 250,407.85 203.870 304,785.65 54,377.80 54,377.80 LT EAP70C04008075112 HP70003118760CC061215 030575034 Y123574593 I10"yGit 000224ese 6 of 12 CONFIDENTIAL EFTA_00133105 EFTA01275242 *UBS UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your if 'sandal Advisor: December 2015 Friendly account name: Account number. SCOTT STACKMAMLYLE CASNEL 2124321-7000/800-308-3140 Your assets . Equities (COntinued) Other equity investments Cost basis and gans and losses haw not been adjusted autonsiically for return of capital payments. ResIncled sec u rIty eel ties ace estimaled Ice Informational purposes See wporr4nr informovon about your statement at the end c( this document for additional information Purchase peke Trade lawber Average glee Cost Price per share Value on unrealized Hdckng wiring die of shares per share (S) best CP on Dec 31 (St Dec 31(1) gan or losS (IS Pened BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAT $3,228 Current yield. 9.92% Sep IS, la 1,113.000 32 319 35,972.05 29.240 32,544.12 3,427.93 . LT Fixed income Corporate bonds and notes P (maned from independent quotation bureaus that use ccerpteened va Wheel formulas to talc .are current values Actual market eaves may vay and thus gaindlosses may not be accurately reflected COSI basis has been &lusted for OCC ieted °Nina] issue dscount (DID). COSI basis has been sicking GEM, NEC CPTL CCeP AO) RATE MATURES0911/16 CU90 3696262/5 Moody. Al SSP: AA. EAI: $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 1 100.000 so,c0000 4605.50 LT BANK OF AMER iNTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST $690.00 CUSH) 06050WOW2 Moody Baal S&P- NEN ICOOCO 152,169.00 EAI: 15,400 arnant yield' 3.55% Nov 01, 10 150,000000 150,000.00 101,446 2,16900 LT continued next page Trade dae Iota fae yaw a mat any (1) Purth&e vete (S) ascrnscally actustedfor arnornetion of bond prerreum using the coastal yieldmetNW If you have made a tax election to deduct the vernuni ancrlization on taMple debt secunties, you may request UBS alust cat basis fa the tondpremum roan/ration. Agusted cat bass (5) Nice on Dec 31 ($) Valle on Dec 31 (1) unreaired edam; gan co loss (I) per SDNY GM 00022486 ENP70004C08076113 riP7C003I 1876 00036 1215 030575031 Y123574550 110000 Page 7 of 12 CONFIDENTIAL EF1'A_00133106 EFTA01275243 SUBS U BS Strategic Advisor December 2015 Account name: Friendly account name Account number: Your assets Fixed income corporate bonds and notes (continued) HclOng JP MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04/29149 ACCRUED INTEREST 31,97500 CUSS' 46625HHAl Moody Baa3 S&P' BBB. EAI: 111,850 Current yield: 7.76% Original cost basis 3157,909 17 Dec 22, 09 150,000.000 105 100 157,650.09' 101.800 152,700 00 .4,95009 LT Total $350.000.000 $353,04459 $354,869.00 $1,824A1 Total accrued interest $2,665.00 Total estimated annual income: $17,389 ' Irk s'es cost basis intoonaton provided bor ycu of xicf her Mini ba-ty. UR'S ES has not verified Isis informateon and does not guarantee ns accuracy trade date rani •xt vaue roahoily (I) PufCrio,: holusted Fife on vaueon pace (s) eon bass (5) Ot( 31 ($) DeC 31 (5) Your K asocial Advisor: SCOTT STACK MAI/LYLE CASRIEL 212.821.7000/800-308.3140 (Inreelized Hddog gen or loss (S) period Municipal securities Pikes are obtained from independent quotation bureaus that use computerized vitiation formulas to dscoum for securities issued at a dr.ccunt When original cost tarn is desolated, anorbtation ha been calculate current values Actual market vaues may vary aid thus gar/glosses may not be accurately done uung ire constant geld met hod cauterise amonizarion has been done using the straight line (Owed Cost basis has been °off:010(81y aclusted for maxim, amonizaiien of bOnd Prerri um on method coupon tax-erempt municoa sec unties using the constant yell method and for accreted 'sigma issue trade Taal face value Punhat Aciuded Price on value on unrealzed Holing Hddng date a maturity (I) pnce(S) cat basis (El Dec 31 (5) Oec 31 (5) gen or loss CO period MICHIGAN MUN 8D AVTH RV PREF BEM PRE•REFUNDED RATE 05.000% MATURES 10(0 I/ 26 PREREFUNDED 10101/16 9 100.00 ACCRUED INTEREST 3562.50 CUSP 59455T3R1 Moody Not rated S&P: Not rated EAI: 32,250 Current yield: 4.84% Orignal cost basis 346.406.60 Nov 22, 11 45,000.000 101.900 45,855.38 103.406 46,532.70 677.32 LT continued next page rda70034C08075114 HP700031187600:05 1215030575004 Y123574550 t 10M,reGrit 00022fee it of 12 CONFIDENTIAL EFTA_00133107 EFTA01275244 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Advisor: December 2015 Friendly account name Account number. SCOTT STACK MANLYLE CASRIEL 212-821-7000800-308-3140 Your assets Fixed income . Municipal securities (continued) Traie total face we ue Funnece Aclusle0 Nice on v4ueon Unreaed Hddng Melting date a maturity (I) rafIce(S) ant bast (I) Dec 31 (0 Dec 31 (3) grin or loss (1) POW DROWSE TX INDPT SCH D PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 02/1929 PRERERJNDED 0211917 0 100.00 ACCRUED INTEREST 31,70000 CUSP 000874U5 Moody. Aaa SW: Not rated EAI: 34,500 Current yield: 4.77% Original cost basis. 393,704.74 Nov 14,11 90,000.000 MICHIGAN MUN BD AUDI RV EON RATE 05.000% MATURES 1001126 CALLABLE 10/01/16 0 10160 ACCRUED INTEREST 162.50 CUSP 594557485 Moody Aaa SW: AAA EAI: 4250 Current yield 4.84% Original cost basis. 35,034.35 Nov22, 11 5,000 .000 BIRDVILLE TX INDPT SCH D BEI& RATE 05.000% MATURES 031929 CALLABLE 02/15/17 0100.00 ACCRUED INTEREST 3188.88 CU9B090874W6 Moody Aaa SW: AAA EAI: 4500 Current yield 4.78% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 Total 8150.000000 Total accrued interest $2.513.88 Total estimated annual income: $7.500 102.591 92,332.13 104.818 94,33620 2,004.07 LT 100.430 5,021.52 103.383 5,169.15 147.63 LT 100.331 10,033.13 104.593 10,45930 426.17 LT $153242.16 $156.497-35 83255.19 SONY GM 00022488 ENPT00040360751151,107000.3111316 003061215 030575001 Y123574550 110003 Page 9 of 12 CONFIDENTIAL EF1'A_00133108 EFTA01275245 *UBS UBS Strategic Advisor December 201S Account name: Friendly account name: Account number: Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL 212.821.70001800.308.3140 Your assets Fixed income (continued) Preferred securities Tod* hunter 14:1cing PSI Of shares Purchase Not per ',II (1) rst twos (S) Price pet shore on Dec 31 (1) Value on Dec 31(1) unrealized lidding gain or Ion (1) P•140111 OTIGROUP CAPITAL XII EXCIFLT TRUST PFD 7.875% DUE 10'30/2040 Symbol: C.PRN 6change: NYSE EAI: 419,690 Current yield: 7.58% Oct 4, 10 10,000.000 26 130 261,300.00 25.990 259,900.00 •1,400.00 LT COUNTRYWIDE CAP V 7.000% CUE IVOI/36 CALLABLE Symbol. CFC PRB Exchange: NYSE EAI: $7,350 Current yield. 6.83% Oct 26, 10 4,200.000 23.518 98,778.96 25.630 107,646.00 8,867 04 LT Total $360,078.96 $367,546.00 $7,467.04 Total estimated annual income: 527,040 Your total assets Percentage ot Cost Stanated Untealzed yaw. on Dec 31 (S) your mown' basis (5) annual infant (S) roan or loss (5) Cash Cash and money balances 541.48 0.04% 541.48 Equities Common stock 89,755.33 83,824.26 2.464.00 5.931.07 Closed end funds & Exchange traded products 304,785.65 250,407.85 6,288.00 54,377.80 Other equity investment 32,544.12 35,972.05 3,22800 -3,427.93 Total *guides 427,085.10 32.56% 370,204.16 11,980.00 56.880.94 lived income Corporate bonds and notes 354,869.00 353,044.59 17,389.00 1,824.41 Municipal securities 156,497.35 153,242.16 7,500.00 3,255.19 Preferred securities 367,54600 360,078.96 27,040.00 7,467.04 Total accrued interest 5,178.88 Total fixed income 884,091.23 67.40% 866,365.71 51,929.00 12,546.64 Total $1,311,717.81 100.00% $1,237,111.35 $63,909.00 $69,427.58 ENP70C04038075I IS NP70C03118760M061215 03057%01 YI23574550 110StilfeGm00021,1141, 10 of 12 CONFIDENTIAL EFTA_00 I 33109 EFTA01275246 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: - December 2015 Friendly account name Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Account activity this month Date Mihaly Description Arnotet (S) Dividend and interest income Taxable dividends Dec 24 Cividend BANK OF AMER CORP PAID ON 944 47.20 Dec 29 Dvidend GENERAL MOTORS CO PAID ON 1373 494.28 Total taxable dividends Total dividend and interest indsne $541.48 $541.48 Dde Adiety Desc6pbon Arnment (5) Other funds debited Dec 1 Transfer JOURNAL TO VI 23575 GISSIANE MAXWELL -5,167.87 Dec 24 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -19.631.24 Total other funds debited Investment transactions F • ‘,. to price/wan ;Flown tar restricted securities, see Overton: information eØ sot a,5:eit,er:• ar ire end of this dl cunent Dolt Actiliy Desdiption Quantity yaw (S) Dec 24 Sold SPOR GOLD TRUST Total Price (5) -$24,799.11 Proceeds Iran Funds investment withdrawn for Accrued reanrocuons (s) intinUnents Ocuppt (0 interest (1) •190.000 103.324200 19431.24 $19431.24 Cult Activity Cies0Vlicci Amount (S) Money balance activities Nov 30 Balance forward 35.16747 Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/01/15 -5.167.87 Dec 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.20 Cec 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 494.28 Dec 31 Closing URS Rank USA Deposit Acosunt $541.48 The UBS Bent LISA Depost Accour< is your primary sweep cplion SDNY GM 00022490 ENP70004C08075117 W703031187600:05 1715 0305750811 Y173874550 110000 Page 11 of 12 CONFIDENTIAL EFTA_00133110 EFTA01275247 SUBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Knoncial Advisor: Friendly account name SCOTT STACK MANY LYLE CASRIEL December 2015 Account number: 212.821.7000'800'308.3140 Realized gains and losses Tne estimated realized gam and losses stows below ale not fa tar purposes. Flease rate that gain ce loss recognized on the sae Of recentotion of cenain Structured Prioducts, Ike Contingent DM Securities. (OY De granary, and not <vita, gain or loss. Please Cheek with your tax achnor To calcJele dans ano losses. live liquidate the ddest security lot first. This is knann as the first4A lint out or FIFO accounting method We use this method unless you specified whir h la< la to close when you piecedyour order. This is known as a venal purchases or V5P order Set Important information about your statement a the end of this document for mote Long-term capital gains and losses Security descrtation Method 9DR GOLD TRUST Quantity or Purchase Sale fat value date date informaron We may not ad ust Bans and losses fa al camelchives. We autcmalicaty adjust cost basis for taKieeerhot and AMT coupon muniCePa sec unlit, 101 (-Shrgalle0 anctizatron 010M0 prep um and tot Matte0O10 fa securities issued at a dgcunt If y0u *quested trvit UtEsSalud cost basis lot the 00r4 premium arontaa0n on taiatle debt sec unties then (Oft bakd reflected for these securities has beenadjusted Estimates in the section can net be classified as short tensor long term bee ate information is 'Muni; or the product is one in which the gal nnoss calculation is not provided Sae Cost amount (S) basis (51 19,63 I 24 31,860.93 -12,229 74 Waft Sale Cod basis adjuslment(S) las (S) Gan (5) FIFO 150000 Sep 11,12 De:21,15 Summary of approved payees and recurring payments eased Ca your instructions, the rollohing payees and recurring payments are considered •approved weer Ale renut (7)you may authorize ad010'Onal transfers to these Past veleudY and (2)M, are no longer rerevirg ndrektual contents:eons Aor payments to these payees. Cnbursement Payee description Amount (S) method Y123575 varied Transfer The payees and recurting payments sealed tubs do not include XV Payments E*ctronic funds Transfers and fettles Other trentltn between ['Counts 41085 :fry) have ockiikmal payees ainf/Or reCtitrifig irnfluCtOnt on nte you wit rerun, separate conlirmatsons from your finance; 'kismet To update Of canter My Of theft dtsfructions. prone confect yew fonafiCiaAOSYSOf TyperEvent Frequency Payee on file Upon request Ma Na Dec 24, IS Last used Start date End dale dale Ee1P70004008D7SI IS MR7000311876 005051215 03057%04 vt 23574593 t etqw_Gpk geogiert 12 of 12 End of statement for account number Y I 22574 55 CONFIDENTIAL EFTA_001331 I I EFTA01275248 Important information about your statement LBS Firuncial Services tc. the F im or UBS Financial Sonakes), is a merrter of all orincthal entity, cannnity and splits exchaves. LA36 Financial Semites and LEG Bank USA we rdrect %badmen of LBS AG and affiliates of LBS Secvitin U.C. The Fim's Handal statement is available upon %gag. The Fin's maculae off ces ye a: CBS Simnel Since, Iv. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement represents the colt official record of you 1.85 Financial Services account. Other march, rapt official tar docuTunts. containing cordlidtg data should rot be relied ran t you bathe there is an ems or emission pease mood h immediately n siting to the Branch Manager of the office Naha you account. Athaiti al figures shows are ntended to be accurate. statement data should not be used fa to purposes Rely sae& on yethend lax (i.e., Form 1099, SRA 10425, etc.) whin preptregyour tax return. The Pim is required by low to report to the IRS all taxabk dhiclena, report** rcntaicable eltridends and taxable nieren earned en secteties Mid nyas wean, nit procee:b an sale transactors, and cog tam co certain covered tease its. Corramications with the Fine • Please re-confirm ant oral cormetcabores inert -9 to further protect your rips, nixing yat mpg' viler the Sautes Investor Protection An (SPA) • II the finax ial nteution cn the tip lets of the front of this statement is not UBS Fa-rancid Services, LSS Financial Senses canes you account as clearng broker by ana-gerrent well the nokated ingauton We Wormed you of this relatorchP when you opened this attars. h thie case, your fads and segrities are located a UBS financial Services and rot tie ironadxtg broker, ad you nut mace a %pan of ay ems or mission to both firms. All accarit statements shall be deemed cemobte ad accurate t not objected ton wring within 60 days. • Please diect customer complaints or tepees to The RM. Clint Relations Depavnent a 201.352.1699 or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M FT Monday through Friday, a in writtg to UBS Financial Senses ti., Client Relations Dein-nerd, P.O. Box 766 Union City, NJ 07087. • h caw of errors or pentium about an electronic kids transfer WMlot psyment sr UBS Wedge card transactions, call 980-762-1000, awrte to UBS Financial Semis., Is., 1000 Hatallsd, 6th floor, Weehawken NI 07086, Mrs RIA4035A Seams. Cal a onte as soon a; yar cat if mu Mils you- statement or receipt 4 swag or if you need more tecemation axest a transfer on the %gement or reaps The Firm or Card bear (as applablB must hear from you no Ina tan 60 days after tie inn sent you tie fig statement en neigh the arts or problem xpeaut - r na-nr rd rr np-rhn t APri, — Mute the error or tie trawler you re snore $0.1l, and explah as dealt as you cal shy you belies t is an error a why you need more narration — amide the dollar arnan of the suspected emu. The Firm a. Cad Issuer MI engage% sour cam:girt and MI correct any error tromp*. I we take nog tan 10 banns claw to do thin we mil credi your ascots* For the angst you Theis a herr.% so tat you will hat tie use of the money dreg the tine h takes us to complete Our Mestgation. Pleasemake all ducks payable to the hen or to Ii. vial Mantuan rdcated on the front of this statement hadditonto regales- accost fees, anoints my be subject to magentas lees, champs for late paummt for want purchases and charges kr unpaid wants ti Cash accou-its. Accounts that at marderred to other institutions May be subject to a trawler tee UBS Sweep Options UBS offers optiom for sweeping cash balances, balances to bank deposits at UBS Brk USA and U35 AG %mean trench (Bank Sweep Programs), money market mutual Ards (Money Re-4) rd the intenut gnat Depose Ocean (0.4)1a customers with an international Reran. Management Account. Through the Bank Sweep Program cash balances T. swept to 1185 8a-k USA up to an est.:tested knit ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC nix. For mare ilcrinatith peas kit wrmidic got. Deposes at UBS AG Stanford Brach aid shores of Morey Finds at rot ire red by then:AC. Through the Ok 'mein toad. baleen are mete to depose accounts a UBS AG New York Benched LBS AGCasrun Bravh These deposits are not Raved by the FOC. Balances held at the LES AG Cayman &arch are tempo's* avow' to the sovereign rile of the Cumin Man& and there is no %warts, a other *ligation of LBS AG to repay the balances while clothe • Cayman's Brach's books. Deports at LBS Bat USA and each UBS AG Branch are not protected by SIPC. Money Fund than are protected by SIPC See #U35 Financial Services Acorn Thatcher.- bens.. Upon 'Ur repast, balances in to Bank Sweep Rogers or CA may be withdrann and share, of a Money Fund may be liquidated, ad the premeds returned to you a your season acogn. Firkin domution about available sweep options, ineksing arrant tang rates and Welck„ k available at epoottbswoloweeprel*, horn your Francial Advisor or by %ling 800-762-1000. UPS %natal Service' amount protection The Fern a a member of **Steve*, Investor Protection Corporatim 151K), which protects beanies a-co.ras its members up to S500,000 (ncludng 42t0,000 for daim for cask). The SIPC asset prates-6:n limits apply to all accouns that you hold in a panicLtr sagacity. The Fem, together with certain aNhates, has also purchased osophrrental protection. The megrim amount payable to al eIgiale clones, colecleek Le-der this praecicn is 1500 millon as of Decanter 10, 2013. Stoma to the policy corditons ad Imitations, cash a the Firm is further protected fa Lp to SI 9 million n the exregate for alma amounts heed is a particular capacity. Alai °spy of he poke/ wading is available upon request. The SIPC protect in and the supplemental potation both do not apply to* • Certen financial assets controlled by (and nicked n your account value) bee held away f corn CBS Fine-cal Services (e.g., certain 0) rah at LBS Bat (il cab at LBS AG Stamford brands (id i -surarce maga including variable annuities. and Stares of rrub.al finds where such shares are registered drecdy n the nave of the account holler on the books and records of the applicable beam a triter agent). • Certain nvinnent contracts or immanent interests pig., limited peter:Mx and private placements) tat ere rot registered under the Securities Act of 1933; ad • Commodities contacts (e.g, foreign ',charge and prec Pusmetal antrettg includtg futures antracts arc commodity option COntraCIS. The SIPC potectco and the suppkmental polestar, do not apply to these asset, <SI 4 they °hirers< appear on you gaternents. TM SEC protedion ad the gr/Olgriental protection do not protect agent changes in the market vale of you investments (whether as a result of market mosernent, issuer batruptcycr otherwise) More id ormution is avenge term regast You may obtati more information about SPC, a-slide* the 51K Brochure, by contacting 51fC at /02-37141300a by Listing the SIX website awww.aptoug Dividend Renvertment Program (DRIP) The price reflected is an average lark, You may obtan the actual age from yos Financial Athnsor. Orey whole nuts re purchased vder DRIP; partial three will Le wed ad the each call be deposited h your *aunt TM dvideed reiwestment pricesuppled byte issuer may Offer from the market price at which the partial lures at sold Cadenlieu 018 whole urns may be heal in yov *cove if you at egged to a palial snit as a result of a cbriderd awoken et otherwise, the Firm call other sell palial Was at matt ;fie a accept an annunt determined lag a regateed closing agency, aid credit year weo.re Investment objectives The nvestmere °locums ad nsk profile ao speck to each account and may say Canton Please edge% the Firm prompt& in min; of any eignilkart change in pa financial situacn or miasma objectives. For each CONFIDENTIAL account Mkt, you choose One o6 the following nesment °Nestles' • Prague amentincome. l,.earer as seekng the generation d income cribs • Achim Opt*, Approciatan: Insertments seeking power of prncpal rather that the generation of e. • Produce Combination of arcane ad th e of seektg both the gerwatcn of ncome and Taisho' pritpil. Oen' silk profiles • Conservative Seas to matitain nhit prirc.pai, with bar risk and volatility to the accost swat even tut means the accost does not generate 59111 cant norm a nears and may rot keep pace with halation. • Moderate Willing to accept sane rids to pincPal and tolerate some votatairty to seek hgher returns. • Aggressne: Wang to accept high rile to prnopal and high volatility to seek high returns over tin% Statement Thouseholdthe We may consolidate al related account statements with the sane elites n the sent eavetce. Accost may be related la this purpose Mame they have owner who also maintain Olt accord relationships with other client at the sine address. This practice 6 Than as *1-aseholdrg. t you prefer to receive individual statements mated n separate aftVelOpeS — you may decline Museholding by calIngyour Financial Adriscir. Friendly accoemt name The Therdy accoug name reflects 1-definition that you entered en the firm's rankle senates webste. It it a catorniuble 'nicIrserre • chosen by you to as% 1,0J witi your recordkeeping it hat no legal effect an your account. You can change yar Riendhccotnt Want, thmeth Once Services a by contactrg yov Fina-cial Adieux. Accost overview • ease othoo• accounbbornbes. Net of assets and • Asset. Inclas avail* cash balances, vases lot restricted storey leg 1, and Global tine Deposits, La-roared marks to market, and caftan assets not hell by the aim. rot include unpriced %strike; assets at the end of the pior and curtnt statement periods, or prvale irveanwas, awned stock options and 'womb* stock options • Lierubtos Includes debt bilirces, oohlarding magn tort, credit We, ern accuse bale-ices. • CashAeoney balances. Total of uninvested available cash balances, plus UBS Bark USA deposit balcrces,UBS AG Stamford Stanch depose balances and money market Mutual hold sweep hi:Incas, at the claw of the statement period. Nornetrenosity Vet credit balances in your accost at rot segregated from other balances a-4 to Fin. may use any of these funds in the ordinary course of its Maine's. these funds are payable upon your demard. This total is included in tie current period closi-g value. SDNY_GM_00022492 EFTA_001331 12 EFTA01275249 important information about your statement (contorted) tinued) Lending information Fce Maned informal:xi on the Fin's lending practices and «ramises. refer to yaw Cent Relate:ship Agreement or A«cme Aweenieni and the General Terns rd Coedit ons UBS Stalemen of Creed Iran kes mailable in Agnomens an< 1 Dim bones al want atm r miter r v irtirekse ems Yew ants You statement Reties securities and other assets held in the smolt at the end oil the statement pried. You may ask for deanery of luny paid securties at art! tine. You mayrecent securities used as loan collateral after paying any balance die on them. Arty statutes In of.IUJ to the lien citing the statenvnt pored are Feudal rocket vale as of the end of the staemere Pena& • Cost bad% h determining the cost basis of the smiles included in this statement where indcated wth the nimble 'I,' LOS fnacial Services An relied al Sarmatian cbuined from sources other than UBS f /uncial Services. including nip:motion Iran another tint et that you may haveprovidedto you Fnancial Advisor. The Nom does not indepenitabi wily a grantee the accur. a wide): of a' Somation provided by lanes Ow than LES Fivixial Seethes almigh LOS Financial knees generally plates this isthmus:mat it is received., the Fin: ekes not amide at assume.. that the infonnaihn under "Cost basis` and linealced gara loss' is actuate as of the date of this statement. As such please do not rely on this Somalian to make prchese a sale decision, for ue mimosas« othenrise. Accounts Oast toed to the firm may reflect gad loss eicernahra only for the period ct tine they are held a the Firm Mae historical ettermalen can be added by your Annie' Advent. • Unrealised gaiis/tmeos When data is available. emanated uveafaed gaing bases are calculated for eh/std.:al seosey lots. The transaction data for rekintot lots mayor may not /Men carmen:an cemegn XXIV :acuity reorganitatim evens. Dildind and other reiweament lots and systematic archese kits are each cartned to display one averaged lot. The Trade dale' solemn presents the aged trarnacton trade date. • Callable I:maiden Bends and preload stock that the issuer cats fa eat regime:non sea be selected ethanol& by lot Iran among all Noses of that issue held in out fume or in nominee mane lee cur clients Call brave infamakin it obtained from third parties and n accuracy is not guaranteed. Cher call teams may est whch could affect yiekt carolete eternal«) will be pr &tided then request • Certificates of deposit (ma). COt are 10K nutted up to $299.000 n ancPal and accrued interest per depositor ad per depository'VitenCre inaccordance wth FOIL rules. • lariadvalue Snort Maned for moriten and came predicts may be higher or lower than the price that pu wouldamok, recent n the ntarket Feces ah obtained fran various tied patty maces Mich me bekve to be reliable, but ate do not guarantee thee accuracy. — We ten« At vie the dosing price when wad* or the men of the bid ad at prices fee lined securities ad %Marts or oney bid prices la OTC SeCtaite. — Less active & traded murk in maybe priced using a valuation model or the most recent pie we ebta•-•id and may not reflect an actual market peke a wale. - Certain petitions may appear wife.% a price and will show as 'price was not avelable• ft we re unable so cbtain a price I or a storey - Deposits or societies desxminated in currencies other than U.S. daLrs are reflected at the &change rate as of the statement date. - For teen searities tracing it nonconformim denarninatern ;et ant SluartitY (I ace salts) may have been adiated to faciliale proper vabstian. To obtan current isolations, Moen amiable, coma matr FnancialAdisa. • Private Maleness and structured products. Mate inestnwa morale*(ec Wing drect partichatian program and real estate iniestmern trust securities) and strucued peodicts are generally hr:fily Said Cron structured predicts have not been «grand with the Securities and Exchar.r Commissim a seder any state securities laws We provide estimated vain for private investment secuities and stamen:I products to informatanal Folsom my. Accuracy is not guaranteed — These +akin maydiffer substantiaay from prices, if any, at *hitt a private Megrim:I secuity ix %strayed product may be bastil or sold ad do not necessarily represent the yak* you may receive upon Ikuktition. - lhid partyname's of value aro as of a torten date and are applied to UBS Financial SMACK on a regale bass by an independent valuation tins. btu, general Partner a sponsor estimated values. if are aro :unshed to the Fen by the our, gneral parries* or spans« and may be calculated based an dfferert at: maim fran that used by third patios to dente thes Mead values. - You an ottin additianal ihormaten regarding the methodology used to deteemine the estimate of value end re date of the Somalian that is the bassi« the minute by contacting your Financial Advise - Thid tarty *stewed vibes may be reflected as 'Not priced' in several that:ens: ashen an independent valuation Inn has not neaPhed a s unable to assign a vabe, when we become aware that a material event has occurred that may call a peeviusly waned rake ineci question, or Men a yak* would be high& speculate* der to the mere c4 the Notify. - When other an mute, general partner a sponsor estimated value nee a thrd-party estimated value is laroveled the value of the seconty will be different from its owthase price — 'Dstrragions to date' may nckde retumol capital Some a' both. — 'pgnalv.t six.' represents the Mot off errh price per me and may rot reflect your cost bass • Restricted amities Restristed Starint, recall( ere not ores& Nigible for public sale. 1.85 Financial SHVICCS uses the mrket price of the unrestricted stock of If,. same issuer as an routed value for the restricted clock For purposes of the statement ony. To the esters that rooted securities' are NOM to a the wake received may be stbstantielk less than the imps ed value sham • a (ostirneted) income, cumine yields and sew. An minuet% anal income it based on currant dnidind and interest rates, moving the securities will be held fee one yea keen statement date a troll maturity. Its estimate is any a guideline, accuracy ad centinuml inccene a. not gurranteect — Este:wed arnuel income and caret yield for certain byes of motile; could nctde a ratan of watch% or captal gans n vanish case the est. ammo (end cummt weld) would be overstated. — Eginated arrnul Scene and cum% yield and the actual iectre and yield might be lower or higher then the estmred amounts. — An emanate of amialited income (divelend alder intent) deded by the curet rturtort vehelavrimp• balance is based on the host dividend or Mere% Parrett made by the issuer and assures the sear beedepouts will be hell for one yea from the statement date a until matunty. Accuracy and continued WAS are net guaranteed • Assets not held by UK financial Services. Certain assets are not held by the Pim and not we the Fern's possessira or control. These assets are deployed on mar statement for Sometiml poposes only. Positions and vans presented are provided by the swig fns. UBS Fiancal Serves is not resposble for to inf ornuton and does not guarantee its accuracy. These assets re nal protected by Sitar. Finis nahlernental Slit coverage. • Revenue clearing and additional compensation. — In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees received n ecenetton with the chWitistien of trutuil find to our CIICI3 we ada err afore receive some sharing Pefineres from d.tributen arida advisors of the mutual funds that we sell. These amounts are based on two dIfeent corepcnents 0 the amount of sales by LOS of a penult. MIAS find fen& to out clients. and 40 the asset value of a particular mutual find lamiys shares hetd a the lien — We and cis all hate ate atone nem:tieing and combs processing lees in cankleraten ter transfer agent crevices that we provide tots mutual turd: These fees generally are pad from investor assets in the mutual fund and are a fired doter mount based on the molter of accounts at the brokendealer holden; trawl finds ol that lund finely CONFIDENTIAL - h ackltion to commesMs received in comedian wth the sale or astrbiAion of anhay contracts and urn investment trust units loots clients, we anace or, affiliate receive rewnut theng compernation from merry of the Murano companies urderwreith the ern* contracts. all bates of she insurance «thanes or sponsors of the ins immanent etmts we casaba — cur aft aisles alsoreceive trading cormissions and other commuter:from renal Ards and insurance companies whose products we &Rau* — We receive an anvil fee kom LOS Bat USA and CS AG Suerdold Branch or up to $25 per acorn sweeping b the banks uncle. the UBS Bank Sweep Swans Adivity Sornotionregerdng «0111VISCelf and otter charges Stoned n comedian wth the execution of trades. incldng Men tramxions has been included on «intimations venous& furnished to you. and will be provided to you pretreat& on reepest. SAM selling f you at engaged in that selling a security, eau may incur a charge it. to cenin baroreg cos% for that pal kW./ security. Open orders Regarding open CR '9:od.tileancelled* ceder: that were not executedbythe %semen date. open kWand sell slop orders are reduced by the aware of disalenzb et righs on an exavidends cm thrights dr. unless Strutted otherwise by yo.i. You we moon:able fa orders that are executed due to you lailure to cancel s aga ? chin Orders. Privacy To obtain a copy el as omen Clime Privacy Wake. please contact your Financial Advisor a Sit or websert at 3yeew obi tortithri v arenoliev UBS enancial 51/VOS is nal a bat The RMA, Business Services Account BSA and IRMA are brokerage accounts which provide access to barking services and products though arrangements vain ael hated barks and other thed-party banks, and provides access to entrance and annuty prodacts issued by unathliated thedpany nuance companies through Surma agency subsidiaries ol UBS Financial Services Inc. truelavanh nsurarxe. arhd annuny products: Not FDIC rend • No laink guts rte.* May lose vets RMA. Resource Management Accord. Business Services Account 85k BMA and international Resource Management Accord are registered service marls of UBS Financial Saha* he Visa Signature is a room-Need service mrk of Visa Imerrotionel LOS Visa Sgriahre cm& cads and U3S Vila debt cards at axed by LOS Bank USA with omission from vna USA sorporred, UBS financial Services Inc Rev 201511 SDNY_GM_00022493 EF1'A_001331 B EFTA01275250 UBS 085 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CN470056899250I16X1 Vi 0 Account name: GHISLANE MAXWELL Friendly account name Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone. 212.821 .7000/800.308-3140 UBS Strategic Advisor January 2016 GHISLAINE MAXWELL Questions a bout your statement? Value of your account call yOur FirlanCig AdviSOf Or Ore RMA ReSOurCeline at 800-RMA- WOO, on December 31 (1) on January 29 (1) account 029723574 Your assets 1,311,717.81 1,275,550.79 Malt our websIte: Your liabilities 0.00 0.00 vmw.ubstontlfinanCiakerviCeS Value of your account Accrued interest in value above $1,311,717.81 $5,178.88 Tracking the value of your account 5 113c 36aill5 '.544 3 $1275550.79 17,13680 1.3117 1,275.6 Dec 2014 Dec 2016 /44 2016 As a service toyou, your partfofrovalue of 11275,55079 includes accrued interest Sources of your account growth duriag 2016 Value of your account at year end 2015 91,311,717.81 Net deposits and withdrawals -1599.71 your MeStMellt return Dividend and interest income 41,867.77 Change in value of accrued interest 11,957.92 Change n market value .139423.07 Value of your account on ken 29,2016 S1,275.5%79 SONY GM 00022494 Member SIPC 0070909305659925 Nr7000187084 Coerce CI IA 03057504 712357.4550 100000 Page 1 of 12 CONFIDENTIAL EFTA_001331 14. EFTA01275251 SUBS UBS Strategic Advisor Account name: GHISLAINE MAME!) Your Nnancial Advisor. Friendly account name: SCOTT STACK MANLYLE CASR1EL January 2016 Account number. 212-821.7CC0/800-308-3140 Your account balance sheet The value of your 3count inducts assets held 3 IJES and cenan asses held Way Iron U8S. See page for more I donation. Summary of your assets Value on January 29 (II Percentage of your account A Cash and money balances 82,143.30 6 44% B Cash alternatives 0.00 000% C Equities 314,089.79 24 62% D Fixed income 879,317.70 6894% E Non-traditional 0.(:0 000% F Commodities 0.00 0.00% G ' 0.00 0.00% Total assets Value of your account B1,275,550.79 $1275,550.79 100.00% Your current asset allocation Eye on the markets Cash and money balances may Include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change January 2016 Year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index Interest rates on January 29,2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 1.38% 1.38% CNP7001:0005669926NP70C0187084 C0036 0116 030579004 Y1 23574550 10MjyyGitocozane 2 of 12 CONFIDENTIAL EFTA_00133115 EFTA01275252 UBS Strategic Advisor SUBS January 2016 Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name: Account number. January 2016111 Year to date (1) Opening account value Deposits, including investments transferred in Withckawals and fees, including investments transferred out Dividend and interest income Change in value of accrued interest Change in market value Closing account value $1,311,717.81 $1,311,717.81 1,600.00 1,600.00 -2,169.71 -2,169.71 1,867.77 1,867.77 1,957.92 1,957.92 -39,423.00 -39,423.00 $1,275,550.79 $1,275,550.79 Dividend and interest income earned For purposes of this statement, tstAlty of interest and chidend income ha been determined from a US tae reporting PersPectiee. Based upon the residence of the account holder. account type. or Product type. some Interest rondos dvidend payments may not be subject to United States (UA 8037 Puerto Pico (FR) Income takes. The dent montlay statement is not Intended to be used and (amen be 'eked Ken ice tar purposes. Clients should refer to the applied:le tax reporting loans they mane from UBS annualy. such as the Forms 1099 and the FCM'a 483. fa ler reporting Information It IS the practice Of U85 to file the eppli(aUe Jar reporting forms with the US Interred Revenue Service end PR Treasury Department. end in Sue h forms accurately classify chidends and/ Cl interest attar exempt or tattle income. Rea consult your indvdual tax preparer. January 2016 (1) Year to dale IS) Taxable dividends 1,867.77 1,867.77 Total current year $1,867.77 Total dividend & interest $1,867.77 $1,867.77 $1,867.77 Summary of gains and losses Values reported helm exclude products for which gam and losses are not destined. Realized gains and losses Unrealized January 2016(5) Year to date (1) gains and losses (S) Short term 586.02 586.02 0 CO Long term 1,422.30 1,422.30 28,35423 Total $2,008.32 $2,008.32 $28,354.23 Your Pi sandal Advisor: SCOTT STACKMANYLYLE CAMEL 212-821-7000'800-308-3140 Cash activity summary See Account Kielty the month Cos decals. Maces in your SweePOPOOM are indudedin tne cpenng and closing balances edit. FDIC Insurance apples only to deposits at UBS Bank USA, rot to deposits at WS AG, Stamford Branch or bank deposits paced through the UBS International Depcsii Attain! program PK Protection aPfeitS to money model sweep fund Adding: but rot tent deposits. Se* IMpOrtant inionnaeon gout your statement on the tat two pages of this document for mars. January 2016 (1) Year to date IS/ Opening balances Addkions Deposits and other funds credited $541.48 1,600 00 1341.48 1,600 00 Dividend and interest income 1,867.77 1,867.77 Proceeds from investment transactions 80,303.76 80,303.76 Total additions Subtractions Professional management fees and related services $83,771.53 -1,628.23 $83,771.53 -1,628.23 Other funds debited -541.48 -541.48 Total subtractions -$2,169.71 -$2,169.71 Net cash flow Closing balances $81,601.82 $82,143.30 $81,601.82 $82,143.30 SDNY GM 00022496 CelP7COCE005669927 W7000187084 00036 0116 030575004 Y123574550100000 CONFIDENTIAL Pogo 3 of 12 EFTA_00133116 EFTA01275253 *UBS UBS Strategic Advisor January 2016 UBS Bank USA Deposit Account APY interest period Dec 7 -Jan 7 Opening UBS Bank USA Deposit balance Dec 7 SOW Closing UBS Bank USA Deposit balance Jan 7 $0.00 Number of days in interest period 32 Average daily balance $87.56 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about )O(.1r statementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate investment eligibibty consideration • None selected Your account instructions • - - account cost basis default closing method is FIFO, First In, First Out. Your linundd Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 CNe700C0005699928NPA:001137084 00005 0116 030575004 VI 23574550 1OMyGitgoomilyie 4 of 12 CONFIDENTIAL EFTA_00133117 EFTA01275254 UBS Strategic Advisor Account name: GH151 AINE MAXWFI Your Pinandal Advisor: T January 2016 Friendly account n Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Some pnces, income and Current 'Mires ShOnn May be apprOxinVale. AS a recut. gains arCllOsses may rids be accurately refkaed. Set Apoaint into meson about your statement a the end 01 the document 10r more infornason. Cash Cash and money balances Casts and mousy balances may include avalade cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit a< oum balances au not 'enured by FDIC and are nor protected by SiFC Money market sweep balances are protected by SEC bin are not insured by the FDIC. See the Important information about your statement at the endof this document for details about those Sanas. Openng balance Hddng on Jan 1 (S) UBS BANK USA EV ACCT 541.48 Cloyng bdaxe ince per share Average on tan 29 (1) on tan 29 (1) rate Dnidend rm.:est period Days en period cep mount (1) Equities Common stock Hddng MW OF AMER CORP Symbol: BAC Exchange: NYSE EA', 1189 Current yield- I 42% May 17, 11 303.000 11 860 lin 21, II 313.000 10.670 Aug 2, 1 1 328.000 9.802 Security total 944.000 10 751 GENERAL MOTORS CO Symbol GM Exchange. NYSE EAt 11,473 Current yield 4 86% Nov 18, 10 1023 003 36 416 Total Total estimated annual income: $1.662 82,143.30 Purchase price Trade Renter Average prke date of shares per shale (5) Cost basis (S) Price per share on ian 29 15) Value on Jan 29 (1) 250.000.00 Unrealized Honing gain or loss (1) Perim' 3,593 84 14.140 4284 42 690.58 LT 3,33986 14.140 4,425.82 1,085.96 LT 3,21515 14.140 4.637 92 1 A22.77 LT 10,148 85 1 3,348 16 3,199.31 37,254 19 29.640 30,321 72 .6,932 47 LT $47,403.04 $43.669.88 •$3,733.16 SDNY GM 00022498 C NP7COCE1305669929 NP70031E17084 COCOS 0116 030575001 Y123574S50 100000 Page 5 of 12 CONFIDENTIAL EFTA_00133I 18 EFTA01275255 *DUBS UBS Strategic Advisor January 2016 Account name: Friendly account n Account number:amel Your assets . Equities (continued) dosed end funds & Exchange traded products Total reinvested is the Iota of s reinvested dudends dots not induct any cash dridends. it is not lot far the purposes of determining hakt rg periods or cost basis. The shares you receive etth time you reinvest dug:tench became a separate tax lo1 Cost Casa i5 the tout purchase cost of the Security. Inducing reinvested d Wends The cost basis may need to be OlUSZed fee return of rapid payments in order to detect-nine the adjusted coil basis to to repanng purposes Hddng SPCA S&P 500 ETC TR Symbol. SPY Trade date: Sul 12, 13 1245.000 167.496 208,533.63 EAI: 35,236 Current yield: 2.17% Other equity investments Cost basis and guns and losses haw not been adjusted atAcoHIHMly tot return of caplet payments Restncted '<curtly %faun Me estimated foe informational purposes See Important inkirmanon about yew statement at the end of the daturrern for addruorai information Purchase pow %rite, Average price of shares per share (S) Clio% investment (s) GHI4 AINE MAXW LL Your A nandd Advisor SCOTT STACK MANLYLE CASRIEL 212 821 7000/800308 3140 Unreakel (MO gem or loss a the 61Itrence between the current value and t ft cost bates aid would ge netaaf be your taralde gan or loss if the sec laity was sold on the date The u wasted (Iee) ga n ce loss may need to be acbtrsted for return of capital psfineres in order to determine the nand gain or last for tax "'Patin purposes ;Amanita( term is the current value minus the amount you imeste6 It does not include shares Thal aie not reflectedon your tImement, inducing shares that have bean rmlisecl at either a gun ce a toss It Ito duel not include cash Ow:lends that were not *invested Cost PrKe per share basis p) on Ian 29 (1) value on unrealized dm) imtstment Hddng Jan 29 (5) ;Snot toss CS) ',turn 0/ Period Hddng BLACKSTONE GROUP LONE uNrr REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange: NYSE (Al: 33,038 Current yield. 10.39% Trade dat lUurrbet of shares Purchase poser Average puce per shore (5) 208,53163 193.720 241,181.40 32,647.77 32.647.77 LT Con PDC e ref Sr2te Vaue on unreatrzed Huang oasis (5) on Ian 2901 Ise 29 (0 gam or loss (I) period Sep IS, 14 1,113.000 32.224 35,866.06 26.270 29,238.51 -6.627 55 LT CNP7C000005689930 NP7000187084 COM 0116 030575001 V123574$50 I °CO264YGM00022111i 6 6 of 12 CONFIDENTIAL EFTA_001331 19 EFTA01275256 UBS Strategic Advisor *U BS January 2016 Your assets (Continued) Fixed income Corporate bonds and notes Prices are dotanrd from independent quotation bureaus that use cavpuenzed valuation formulas to (*Watt cur rent wakes Actual market vaues Milivay and thus gam/losses may not be accurately reflected Cost basis has been &lusted for acc (Ned ouginal issue &count (01D) Cost basis nes been Wiring Trade day Total race viue a mattatly (S) PUIChae pite (I) Ai:lusted cost basis (S) Price on tan 29 (S) Value on Is. 29 (i) Unrealized gan of loss (1) Hdding penod GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSP 36962G2V5 Moody. Al SW AA. EAT $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 100.020 50,010.00 4.615.50 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 41,110.00 CU9P 06050WDW2 Moody Baal S&R 888+ EAP $5,400 Ctsrent yield 3 SS% Nov 01, 10 150,000 000 ICO 000 150,000 00 101 458 152,18700 2,18700 LT P MORGAN CHASE & CO NTS EYE RATE 07.900% MATURES 04(29149 ACCRUED INTEREST $2,92999 CU9P 46625HHAl Moody. Baa3 5&p B88- EAI: 111,850 Current yield 7.83% Dec 22, 09 150,000.000 105100 157,650.09 100.938 151,407 00 -6,243.09 LT Total 5350,000.000 $353,044.59 $353,604.00 $559.41 Total accrued interest $4,039.59 Total estimated annual income: $17,389 Account name: friendly account name Account number. GHISLA1NE MA (WELL Your Financial Advisor: SCOTT STACK mikr4 Lr LE CASkiEL 212-821-7000'800-308-3140 ascrnaticarly aclusted for amortizaion of tonal prernum using t he constant y.eld met hod If you have made a tap( election to deduct the parent um snarl ration on taraole rblar sec unties. you may request UBS alust cost bais for the bond Prawn amarlitatiOn. SDNY GM 00022500 CNP7O3 NP7003187084 000:6 0116 03057S004 VI 73574S50 100000 Page 7 of 12 CONFIDENTIAL EFTA_00133120 EFTA01275257 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL. Your Pi sandal Advisor: January 2016 friendly account naml Account number. SCOTT STACK MANLYLE CASRIEL 212-821•7000f 800-308.3140 Your assets Fixed income (continued) municipal securities Prizes aN °Maned from Independent quotation bureaus the uSe carpuleitzecl a melon formula to osmium for StaidlleS Issued a a discount. When °Mined cost basis Is cfspleryed, anortuaton ha been arc tate current %dues. Actual musket values rmy way and thus calnillosses may ncl be accurately done usinglM constant yea met hal *theme se canonization ha been done using the straight line reflected Cat bait has been automatic* aciested for mandatory am:dilation of bond wont= on method Coupon tamemerrpt munIcipa sec unties using the constant Oelci method and for accreted cured issue Trek TN" l&e vtlue Purchase A:lusted Rice on trim on unrealized Hdding Hddng dare a matuity (S) pnceCR cost bass CR ran 29(P Jan 29 CR gan or loss 0) period MICHIGAN MUN BD AVM RV PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED 1001(16 0 100.00 ACCRUED INTEREST 4737.50 CUSIP 5945513R1 Moody. Not rated SW: Not rated (Al: 12,250 Goren( yield: 4.85% Original cost Baas: S46,406.80 Nov 22, 11 45,000.000 G1RDVILLE TX INOPT SCH D FREE BE/P/ PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 02/1917 0 100.00 ACCRUED INTEREST 32.05000 CUSIP 090874U5 Moody. Asia SW: Not rated EAI: 14.500 Current yield: 4.78% Original cost bras- S93,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BO AUTH RV BE/PI RATE 05.000% MATURES 1001/26 CALLABLE 10/01116 0 tr:O.00 ACCRUED INTEREST $81.94 CUSIP 594557485 firtiody. Ma SW: AAA EAI: 1250 Current yield 485% Original cost basic $5,034.35 Nov 22, 11 5.00080) 101.704 45,767.05 103.115 46,401 75 634.70 LT 102.414 92,172.92 104.663 94,196.70 2,023.78 LT 108386 5,019.31 103.115 5,155.75 136.44 LT continued next page CNP70009005039932 NP70001070134 00006 01 16 030575004 V123574550109Mgc Grit 00022ljele II of 12 CONFIDENTIAL EFTA_00133121 EFTA01275258 sUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandal Advisor: January 2016 Friendly account name Account number: SCOTT STACKMANTYLE CASRIEL 212-821-7000/800-308-3140 YOLK assets Fixed income . Municipal securities (continued) Trade Torsi fete value NI(haSe Alluded Price co Vdueon Unrealized Hddng Hddng die al maturity 04 pae0) cost tam (8 Jan 29 (S1 )an 29 ft/ °an or losS (1) period 84ROVILLE TX INDCT SCH D BEM RATE 05.000% MATURES 02(1929 CALLABLE02/15/17 IP 100.00 ACCRUED INTEREST 4227.77 CUSP 090874LM8 Moody An 58P: AAA EAI: 4500 Current yield 4.79% Original cost basis. 410,056.85 Nov 14, 11 10,000.000 100.309 10,030.90 104.427 10,442 70 411.80 LT Total 9150300400 $152,990.18 $156,196.90 $3,206.72 Total accrued interest: $3.097.21 Total estimated annual income: $7,500 Preferred securities Hddng OTIGROUP CAPITALMil FXDFLT TRUST KO 7.875% DUE M3012040 Symbol: C.PRN Exhange: NYSE EAI: 119,690 Current yield: 7.70% Oct 4, 10 10,000.000 26.130 261,300.00 25.570 255,700.00 -5,600.00 LT COUNTRYWIDE CAP V 7.000% CUE t V01/36 CALLABLE Symbol: CFCPRB Exchange: NYSE EAI: 47,350 Current yield: 6.89% Oct 26, 10 4,200.000 23.518 93178.96 25.400 106,680.00 7,901.04 LT Total Total estimated annual income: 127,040 4360378.96 9362.380.00 92301.04 ' 1411Tbe Of flares Purchase pact p.m thare 11) Puce per share Whit on Cott oasis CO on ran 29 (5) Lin 29 04 outsized licking gun or loss(;) period SDNY GM 00022502 0NP7000)305669933 NP7003107084 C0006 0116 030575004 Y123574550 100000 Page 90112 CONFIDENTIAL EFTA_00133122 EFTA01275259 (SUBS U BS Strategic Advisor Account name: GFIRAINE MAXWELL Your Amanda' Advisor Friendly account name SCOTT STACK MANLYLE CASR1EL January 2016 Account number: 212.82 I-70001800-308a 140 Your assets (continued) Your total assets Yaue on Jan 29 (S) Percentage el your account Cost basis (1) Esimated annua near Unrealzed gan or loss Cl) Cash Cash and money balances 82.14330 6.44% 82.14330 Equities Common stock 43,669.86 47,403.04 1,66200 -3,733.16 Closed end Bids & Exchange traded products 241,181.40 208,533.63 5,236.00 32,647.77 Other equity investments 29,238.51 35,866.06 3,03800 6,627.55 Total equities 314,089.79 24.62% 291,802.73 9,936.00 22287.06 Irmed income Corporate bonds and notes 353,604.00 353,044.59 17,389 00 559.41 Municipal securities 156,196.90 152,990.18 7,500.00 3206.72 Preferred securities 362,380.00 360,078.96 27,040.00 2,301.04 Total accrued interest 7,136.80 Total fixed income 879,317.70 68.94% 866,113.73 51,929.00 6,067.17 Total 51,275550.79 100.00% 51,240,059.76 5610365.00 528354.23 Account activity this month Date Actlety Description Amount (Si Deposits and other fends credited Jar 19 Transfer FM Y1235750100 1.60000 Total deposits and other funds credited tie Aaroy 1)exiction $1.600.00 ArnOtell ($) Dividend and interest income Taxable dividends Jan 8 Foreign SCHLUMBERGER LTDNETNERLANDS ANTILLES PAID ON tividend 113 56.50 fan 28 Dindend SPOR S&P 500 ETF TR REPORTED TAX YEAR 2015 PAID ON 1495 1,811.27 Total taxable dividends Total dividend and interest income $1,867.77 $1,867.77 Oa. Aclioty De:creation Anoint (S) Jan 22 Fee Charged QUARTERLY FEE •I.628.23 Total professional management fees 41.628.23 Fees Date Acth4ty Description *mated (S) Other funds debited Jan4 Transfer JOURNAL TO Y I 23575 GHSLA1NE MAXWELL -541.48 Total other funds debited .154148 CNP70000009589934 NP7000187084 00006 0116 030575004 Y123574550 Gitocoakie 10 of 12 CONFIDENTIAL EFTA_00133123 EFTA01275260 SUBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your Si vandal Advisor: January 2016 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Account activity this month centnued) Investment transactions For more Information atout the price/value shown for restricted secwities, see unportare Informaiort about your women: a the end of this document We Activity Desception Ournity yduif(S) Price en Pm,teeth from Funds investrrent WO* even Ice Accrued transactions (5) inworrents bOc4 (5) interest (5) Jan 27 Sold GENERAL MOTORS CO -350.000 29.242700 10,234.76 Jan 27 Sold C(TCROUP INC -358.000 41.13 14,724.27 Jan 27 Sold RFT PARTNERS INC A -27.000 25.514030 688.87 Jan 27 Sold SCHLUMBERGER LTD NETHERLANDS ANTILLES .113 000 64 22 7)56 73 Jan 27 Sold SPE* S&P 500 ETF TR -250.030 189.60 47,399.13 Total 560.303.76 Date ACIrvity Description amount (I) Money balance activities Dec 31 Balance forward $541A8 Jan 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/04/16 -541.48 Jan 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 56,50 Jan 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,600.00 Jan 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 01/22116 -1.628.23 Jan 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 60,303.76 Jan 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,811.27 Jan 29 Closing UBS Bonk USA Deposit Account 142,143.30 me UBS BMA USA Deposit ACCOUN Is your primary sweep option SDNY GM 00022504 CNP7COOE005039935 Ny700318708400036 0116 030575004 Yt23574550100000 ►age 11 of 12 CONFIDENTIAL EFTA_00133124 EFTA01275261 *UBS UBS Strategic Advisor January 2016 Realized gains and losses Account name: Fr account n Account numbe r: amel The estimated realized gam and losses s town below are not for tar putt:esti. Please note that gan or toss recognized on the sae Of reCkiffplitSr1 of cenaln Structured Products, Ike Contingent OM Secuuties, may Pe ordinary, and not <vita, gain or loss. Please check with your tax ahnor to (alai Se gain and losses, we liquidate the aces( security lot Fest lhs is known as the firsuin lint out or CFO accounting method We use the met had unless you specifiedwhich la Id to close when you FISedyouc order. Thit is known maw nu, purchases or VSP order. See Important information about your zratemont a It. end of this document for mote Short-term capital gains and losses Welsh Salt Quantity or Puxhae Sae Sae Cost COSI basis Security description hrelhot fae v4 u? dab? date amount (S) base (S) adjiztrnentell Ices (5) Gain (5) PIT PARTNERS INC - A FFO 27 000 Oct 01, 15 Jan 22, 16 688.87 102.85 586.02 Long-term capital gains and losses WaSh sale Quantity or Purchase Sae Sae Cost cost basis Security descrotico face value date dale arnauni (I) bass (s) asitsimem(3) Loss ($) Gan (3) OTIGROUP INC FIFO 115.000 May 17, I 1 Jan 22, 16 4,729.86 4,743 71 -1385 FIFO 121.000 Jun 21, II San 22, 16 4,976.64 4,632.57 344 07 FIFO 122.000 Aug 02, 11 Jan 22, 16 5017.77 4,672.24 345.53 GENERAL MOTORS CO FIFO 350.000 Nov IS, 10 Jan 22, 16 10234.76 12,745.81 -2,511.05 SCHLUMBERGER LTD NETHERLANDS ANTILLES FIFO 37.000 May I7, I I Jan 22, 16 2376.10 3,007.00 -630 90 FIFO 40000 Jun 21, 11 Jan 22, 16 2,568 75 3,297.45 •728.70 FIFO 36.000 Aug 02, 11 Ian 22, 16 2,311.63 3,219.59 -907.71 SPDR 58,F, 500 ETC TR FIFO 250000 1(112, 13 Jan 22, 16 47299 13 41,874 22 5,524 91 Total 679,614.119 676,192.59 44,792.21 56,214.51 Net long-term capital gains or losses $1,422.30 Net capital gains/losses: 62,006.32 GHISLANE MAXWELL Your Amanda Advisor: SCOTT STACK MAI4LYLE CASRIEL 212-821.70001800-308.3140 informaton. We may not ad ust Bans and losses fcr al canal c barges. We autcmaucary adjust cost basis for ttn-titerpt and AMT coupon munlotaa secumIts for estIrnaecianonzatcon of Ccodprerrourfs aid rot accreted OID Ip secuntits issued at a dsccunt I you leguested that U85 adult <05f 0.054 101 the 00od premium ZWOrtzatiorn on Unable debt sec unties then cost onus reflected tof these secunbes has beenadjusted Estimates in the VOCIOgifrd section can not be classified as short tensor long term bet arse infotmason is missing or the pro:audit one in wtricrt the co MOSS Calculation is not provided CNP70380305669936NP70C0187084 00036 0116 0305750041023574550 lOglikw_Gp,c000±11sr 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFIA_00133125 EFTA01275262 Important information about your statement U3S Firancial Services tic. the F im or UBS Financial Sonotes). is a merrter of all Berta:el rosily, ocennwity and Entre exchanges. LBS Financial Winces and LES Bank USA an rdrect skinichares of LES AG and affiliates of LBS Secuitin U.C. The Fim's financial statement is available upon reopen. The Firrn'S rear* off ices re a: LES Normal Sancet 1200 Harbor Boulevard Weehawken, W 07086 DE statement represents the only off icial record of you LBS Financial Saigon amount. Other march mat Official tar drumlins. containing cordlideg data shard rot be relied Ian If youbelieve there is an emx or emission, please report h immediately n wring to the &inch Manager of the office serving you account. Artmixt. al homes shown are ntended to be accurate. statement data snub not be used kr to purposes Rely bay on arend tax IC0115.0.t.. Form 1099, 5498. 10425, etc.) whin preprogyour tot return. The Finn k requiredby law to won to tie IRS all taxabk divident. report** raytauble drands and tattle interelt eared on acuities held nyoxr amort, net proceeds on tie transactors, and cog bar atcertain covered acuities. Communicotione with the Finn • Please re-confirm ay oral cormitnatats in mmHg to further protect your rig.; incasing you ropes utter d-e Swear Investor Protection Ace (EMT • B theIra-gni bonbon with* top left of te ford of this statement is not LISS Franca Servkes, LOS Financial Services caries you account as cleamg broker by amagement with the ndcated triSlitutOn We informed yw of this rib:ton:kW when you opened this accord. In Kg case, your Ards and stashes are located a UBS financial Services and rot ter ironsdreg broker, ad younut mace a repon of ay error or cminion to both firms. All accart statements shall be boned connobte and accurate t not objected to in nriii-g vrthin 60 days. • Please divot customer complaints or imp hies to tie Wm'sClew Relations Depavnent a 201.352.1699 or eatable at 803.354-9103, 8:00 A.M. to 6:00 P.M ET Monday through Friday, or in lung [DUBS Phancial Semites Inc, Client Relations DePatmento P.O. Box 766 Union City, W 07087. • in caw of errors or manna about an electronic fun* transfer WT WI parent or UBS Wedebit card transactions, call 990-762-1000, certif.to UBS Finn/jai Sehices M., 1000 Hatcr Blvd, 6th floor, Weehawken. NI 07086, Attrc RIA485A Stores. Cal or note at loon at you can if you the+ yar statement or receipt 4 wrong on you need more ircemation Amor a transler an the statement or wept. The firm or Card bear (as applcalr must hear from you no later thin CO days after toe Fite sent you he fir statement on With the acv or problem append. - Nwle you. ran r r nirriror r — Descrte the error or tie transit( you ere inure Exult andespial as okay as you cal shy you belga t is an error or new you need more information — Pronde the dollar amour of the suspected elect The Firm or Cad Issuer MI ...emigre sour cenflaire and MI correct any error promptb. I we take rine tan 10 banns days to do tit in all meat your assort for the a-notrit you theic t in error, so tat you will have tie use of the money dreg the Ire it takes us to complete Our Mennation. Please make all chars payable to the aim or te franca' insttutton rdcated on to front of this statement hadditir to regra accost fees-accounts my be subject to maitenate lees, charges for Me pajmmt for senses purchases and charges kr unpaid annfls n Cast, accou-its. Accounts that are cinferred to other inStalitiOnS May be subject to a transfer lie. UBS Sweep Options URS offers optian for wowing cat barges. balances to ba-A deposits at UBS Ba-k USA and U3S AG Stanford branch (Bank Sweep Reignite), money market mutual fords (Money FtnE) and the Interat Knell:ghost Amour (OA)tor customers with an knernatiral Itefara Managwerd Account. Through tie Bank Snap Prance. cash balances are sww4 to UBS Bak USA it, to an established lint ad then to UBS AG Stanford Branch a a Money Fund. Deposits at U85 Bank USA are FDIC Stored in accordance with FDIC nits. For mere Cdcrinatir ram kit werefdic gor. Deposes at LES AG Stanford Elramh ad she-es of Monty Funds are rot ions red by the FDIC. Through the Os/ salable touch Manors are owes( to depoU accounts at UBS AG Mr Yok Wench ard LBS AGC wan Branch These deposits are not rased by tie FOC. Balances held at tie LES AG Cayman Brach are temporary ...posed to the sovereign irk of the Cann Wands, and there is no wane or otter ablation of LBS AG to repay te balances nhilt <tithe LIES Cayman's Brach's books. Deposits at MS Bat USA and each UM AG Branch are not protected by SIFC . Money Fund shaves are protected by SIPC See *UFA Financial Services Account Wotection- bebve. Upon vas reread, balances in to Bark Sweep Brogans or CA may be withdraw and sham of a Money Find may be liquidated, ad the proceeds retuned to you or your secures accart. Foster Hofmann about available amp options, inckaang oarent newt rates and yields, is available at wynotth <cerise/Ny*1:k from your Financial Advisor or by eating 800-762-1000. UPS lorenciel Service' ocean peotectien The Fkm is a member of We Searles Investor Protection Comoratir 6IPC). *Nth [roasts acuities awarits of its members up to S500,0:0 fncladng 5250,000 for for GM. The SIPC asset protectir limits wetly to ad among that yob hold in a pangua two/city. The Fern, together with certain aft nates, has also purchased eapbrnental protection. The moo-run amount payable to al •Igbie chars, coin-lab ceder this praecicn is 1500 millon as of (*center 10, 2013. kloject to the poky corditons ad Imitations, cash a the Wm is further protested for W toff 9 million ri the agg'egae For admix amounts held in a particular capacity. A ftA copy of tango, wadfg is available upon request. The SIPC protect ir end the supplemental probation both orb not apply to' • Certan financial assets controlled by (and naiad n your account value) last held away from U8S f Mama Services (e.g., strain (i) cash at LES Birk. (i) cash at LBS AG SurnIcrd bunch, (id i-icurarc• proelicts, including variable annuities. and fig tares of mutual finds where such shares are registered drectb n the nave of to account holier on tie books ad records of der appliuka iaaer or transfer agent). • C•clain rmnImeed contracts er hactneed interests (fg., limited partratkos and private placements/ tat an rot registered trder the Securities Act of I933; ad • Cornnoditoes contacts (e.g, foreign exchange and pmCosmetal contrats), includiw futures antracto ad commodity option contracts. SIPC protects:a and the suppkomental uotecton do not apply to these assets Cr. 4 they othecaise appear on you Materna*. 11-a SEC protection ard the skflarrantal protection do not protect agar changes in the maker vela of you investments (whether as a result of market movement, issuer banruptcy Cr otherwite) More information is avail** tpcn when Yom may obtain more hfamation about SIC, i-clidorig the 51K Brochure, by contaning 51fC at 202.371.8300u by 9sitng the 51K *abide sr raw.Mocaig Dividend Reiweratent Program (DRIP) The [tee reflected is an average price You may obtan the actual price from you Fnancial Advisor. Orsay *hole rams are purchased order DRIP; partial shares wil be sold ad the rah wg b deposited h your account. TM dviderd reinvestment pricesupplied byte kg-et may offer from the market price at which to partial shares a. sold Caiderolieu Only whole units may be hekl n you account. If yw are mired to a partial unit as a result of a &Wird payment or anemia, the Firm call ether sell panal ales at marirt prke or r accept an anent determined Iv a regoord closing army, andcredit you actors Investment objectives The mestmere arrow ad nsk profile at specie to each Moen and may mybetween Please sane the Rimpromptly ,n saw of any significant change in yos financial siturr or ntestmere objectives. For each CONFIDENTIAL account MId you choose one Of the following imesment °badges' • Worse Conant/imam.. awaye as seang the generation of income crib.. • Adieu* Ca pttaf Approciatan: Investments making growth of prncpal rather than the generation of e. • Produce Combination oiMoorne and Capita/ Appreciator Wesiments seeki-g both tie generator of income and 'myth of faitptl. Overall Sc penes • Consenteve: Seeks to mantain nhial princni, with low risk and coMility to the amou-n owral, even that means the accost does not generate signd cant none or return, and may rot keep pace with Collation. • Mafeent Wang to accept scent risk to pincital aril tolerate sure *Way to seek hgher returns. • Aggrespie: Wiling to accept hit risk to prnopal and high volatility to seek highreturns oar tint. Storer liouseholdhe We may consolidate al related account strternents with the sane dioiceSS n the same envetpe. ACCCultS may be related Ice this purpose betas:e they have owners who akomanain p' int won relationships with other clients at the saw address. This practice 6 known as *I-ousel-olcag R you reefer to recent idiaclual statements reeled in separate envelopes — you may decline Museholding by calling yOUr F nimbi Achicor. Friendly account name The Friend& account nine reflects information that you entered cep the Firm's onlne services websee. It a a cutorniuble 'nicInaim • chosen by yes to err you nth your recordkeeping It KM no legal effect an your accotnt. You can (ha-gen:kr Riendhccotrt Marron. tra4u Erre Services or by contactrg yov Fina-cial Asher. ACCIPAlt overview • V*e ofjou accounthortirio Net of assets and liabilities. • Asset. narks as cash balances. vitas for restricted storey list), and Global tine Deposits, u-realzed marks to market, and coyish swats not held by the Firn. Does rot include warted secure; assets at the end of the prior and arrant statement periods, or pram* rareanwns, arrested stock options and tameable stock options • tirtatos Includes debt Warn outotarding megn low, credit I'M 001 accord balances. • CashAtoney balances. Total of uninvested available cash balances, plus LES Bak USA deposit balances, LOS AG Stamlord Branch deposit balances and money market MALI fund sweep bilancet, at the oboe of the statement period. Noncom/lock We credit balances in your accost are rot segregated from other balances ad the Fan may use any of these funds in the ordinary course Of its ttainess. These funds re payable upon your domed. This total is included on to tarot period closig value. SDNY_GM_00022506 EFTA_00133126 EFTA01275263 Important information about your statement (coritrued) Lending information Far detain information on the Etnis boding practices and doclostres. Mir to you Clem Relatornhip Acronym or Accurst Agreement and the General Terms ad Conditions UFS Stawnent of Credit Practices notable in Aprisenumrs and Clixfasuros Wien al: comi.renur•eirall tins 'deur Matt Your statement Sends recision and other sots held en the amount at the End 01 the statement period. You may ask for deWecy of tidy paid securities at any tire. YOU may recent startles used as loan coarseral after paying any beim. due on them Any secures, Wandered to Swim, dying the statement period are listed at market vitae as of the end of the Patentees period. • Cast basis. In determining the cost basis of the secure*. Skidded in this statement where indicted wet the note IS$ Finincial Services Ms relied on information obtained tom sources other than LEIS Financial Seines, nluding information Iran another sin a that you may haveprovidedto you Fins-cast Advisor. The Firm dm nal andeperdently wady or guano* the accuracy or validity of ay damson provided by panes other than WSSi-uncut Services. en eddlort although LOS Financial Scenes general& teadates the rif ennation at it is receimd the hen does not provide any assurances that the infarnahon u-der -Cost basis' and "Urrealced gat-Moss' is accurate as of the date of this statement. As such. please do not rely on this information to make purchase et sale deck:int for iv pupate. or Otherwise. Accounts transferred to the rim my ref km gin/loss Horn' kn cety for the period of tine they are held at the firm More hi ton nfornsehn can be added by your Margit Advisor. • Unrealised gaits/kones When data r available. tainted unrealized gang lasses are °Rutted fa ravinalsearty lots. The trans action data for rxkvilial lots my or may not reflect carrnisscns, chart axter security reorgarreatim events Dhiciend and other reinvestment lots and systematic purchase lots are each cembhard to dig:dayare averaged lot The • Trade dale damnpresents the dyne' transaction trade date • Callable wean-kith Bends and velarred stock that the inute cats for ea rederrotion oil be sented tranalty by Ice Item among all stoners of that Mut held is Our Mint or n nOinnte mare lot our clientc Call $eatxe i fem,atcn i obtained from third parties and is accuracy is not guaranteed. Other call f tastes may east whch could affect yield andel, nlonnalca will be provided upon request • Cettificats, of deposit (Md. COs are FDIC toured up to $250.000 in pricPal and accrued irterm per deposcor ad per depository ingittnon reaccordant watt FDIC ores • Price/valuer Frees displayed for Secure*, end other podxls may be higher or lower than the price that You would aunty receive n the market Pin' are dinned from various thrd pry sources reach we believe to be retitle, but we do not %wane< their acuracy. - We eimerakir use the, dosing price when available or the mean of the bd ad ask prices for listed setteribes and oplons or onty bid pekes tor OTC securities. - lass maw& traded securities may be priced using a valuation model or the most refine pin we obtained and may not reflect an actual matet price or value. - Certain pollens may appear maxis a price and yell 'how a, • pike was not sealable' if we are unable so detain a price for a steely - Nposhs or sentries denominated in currencies ether thin U.S. ddlars se reelected a the ....china* rate as of the stalemem date. - for certain securities wading n noricenfamng deorninanny price and purely (faze value) may have been admted to facilitate termer vakartion To obtain current Cluataliant, when evatable, contact your F nano.' Athisor. • Private ertestments and structured products. Private Investment wishes Encasing deed pans cation program and real estate trimmest Om recoils.) and structured pro:luta ale generally 14+4 raid Conn structured products have not beers regebred with the Securities and Exchange Con-mission or under any state secure*, be" We provide ettkinated ViaLtS fee private investment securities and structured products for rOormatonal purposes only Sconce is not guaranteed - These values maar differ wilmantialty from prices if my, at *Nth a private armament sensity or sonved prone' may be basynt a sold and do not necessarily represent the vane you may receive upon IMiilation - Thid paly mignon of value re as cie >certain date and am applied to UBS Financial Services cn a krauts basis by an independert valuation Inn. - Issuer, general partner or sponsor estimated values. arry erg walled to the F ins by the mar, general partner or sponsor and my be calculated based en df leen information tam that used by third parties to darn thee estimated wilts. - toucan obtan additional information regarding the methodology used to determine the who of value art the date of the ncemation that is the basis for the estente by contacting your Financial - mid party esrented valid may be reflected a 'Not priced' h Senegal Stuattint when an independent valuation Ian has not second ad triable to e value, wens we become aware gal material nen has occurred that my call a Venus's( reported value no questa\ a Mon yak/ would be highly speculative are to the rune a the deny — %hen reithet an Issuer, genital partner sponsor estimated titre no a thrd-pany estimated value is poi i ts the value of the tensity MU be cliff erent from its purchase Mee — *Dortrixtions to dote' may include retumol capital, income cr both. — 'enamel's." see• rearestrrts the nilul °deity Cote per use and may not reflect you cost bass • Reebictod sear-Pies Restricted mutts oneralEr St not currently eligible for public Salt LEIS Finn-Kral Sennett uses the mane" price of the unrestricted stock of the same issuer as an floated value lo. the restricted stock for purposes of Our tenement only. To the Mont that restricted securities are eligiab for sale, the value received may be substanbalb less than the imputed value shown • Est. histineted./ Marne. tenni yields and rates. M (Phute of arrual nome is bated on current trio:rand and interest rates, musing the sentries Will be held for ore yea from statement date or and maturity 7th estimate is onty a gudelne. MLitt( y and continued mane we not gunmen — Mimed and non and current yield for cedar types of securities could .nude a return of larndoal or captalgans n which case the est income f and current yek0 would be overstated. — fainted anal noon and current yield arid the actual income and yield mids be lower en hastier than the estmwed ankonts. — An minute of ern/deed lame (dividend arida entries) divvied by the current made van/eying. balance is based an the last dividend or ^toren payment made by the issuer and assures the sectriteSdeposts will be held for one yea from the statement date Cr until maturity. Accuracy and continued yield are not wararesed. • Assets not held by UBS Financial Service. Certain .assets are not held by the Fim and not wthn the urn's possession or control these assets are displayed as your statement la nf °motional purposes only. Positions and yam presented are provided by the 'pang Inn LOS Financial Seines is not respcnsble for IM Manuton ad does not guarantee as accuracy These assets are not protected by $WC or the Fa*, supplemental SIC connect • Revenue sharing and additional compensation. — In adoticn to conwrssions cn Wm and 12b-1 fees received in archaism with the Mobs/ion of mutuil fsndt to ors c lents at and*, out af f role receive revenue sharing ;tyros-es from dart:um ardor nelson of the mutual funds that we sell. These anztorts are based on two dffreens components U the amount ol sales by LEG of a Piniculat mutual fund family to our chows. arid (*) the asset value of apatinae Mutual laid :mills shires held t the tam — We and cu Of bate ato receive neuvockng and mots processing lees in consideration fet transfer agent wins that es provide to the mutual lunch These fees generally are pad front investor assets in the mutualkind and are a teed &la amount based on the ranter of accounts at the twolerikaler Noldng a1ala funds of that fund family CONFIDENTIAL — h added, tocommove.", received n el:meets', w th the saber distrinion of a-rut/contracts aunt swestment suit Inds to our dents, we and« cur attire reoe:.* revins stung compensation from may of the nuance companies urdenwitin the amity <owns. all hates of the insurance ccerpank-i or sponsors 04 the use tuts we due tote. — Cur affiliates also receive trading (Mrs tskris and other componst Cal Dorn mutual lurch and insurance cc pries ksh09? products we cbstrixne. — We receive an anal fee from UBS Balk USA and UBS AG Stanford Branch it up to $25 per moan sweepng to the bats under the IBS Bank Sweep Programs Activity Mannino regarding rennesscen and other charges norred n correction well the executors of wades, enduing option transactons has been included en confirmations previously furnished to you. and will be crowded to you porptay on (mint Sheet Swig I you are engaged in short selling a wunly, you may hem a charge due to rertin borrowrg costs for that particular security. Open garden Regarding open or • wadailicakceike orders that were not limited by the statement date, open tuyxt set slop orders are reduced by the won't dradends rights on an ex-dividends or tenth date unless :wonted otherwise by you. You are resperoble fa odors that we executed due toyer blare to cancel "MS? open orders. Privacy Toobtain/now of vs current Chen Nita Wire. please contact your Financial Advisor cent as "Atte at prim nth emehwiewstelor UBS Annual Services is Inaba.* The Jur A. Bosses, Services Anon BSA and IRMA are Inking* mounts which provide access b bolting service, and products through arrangements with Piplated banks and other thrd-paty banks, and vowed access to nuance and annul), products inutd by unt I deed thrd.psty eisurance compan'iec through tiara ice agency subsidiaries of UBS Enna' Services Inc kuestmem, insurance. ad amity inducts: Not FDIC rand • No bunk gunmen* May lose vette RhIA Resource Management Amount Business Services Account BSA, BMA and international Resource Mantgernent Attakte are registered service mart, of MIS financial Winos kric V6a 59131 e 6 a registered service mark of Visa Inaimationai LISS Visa Sanitise cede cards and 185 Visa debt cads me owed by UBS Ban USA with remission from visa U S A hcaporawd. UBS Financial Services Inc Fey 201511 SDNY_GM_00022507 EFTA 001;3127 EFTA01275264 UBS U85 Fnanoal SeNices hc 299 Park Avenue 25th Floor New York. NY 10171.0002 UBS Strategic Advisor February 2016 CM:005749191 0216X1 Y1 0 GHISLAINE MAXWELL Account name: GHISLAIVE MAXWELL Friendly account name: Account number: Your Financial Advisor- SCOTT STACKIAANNYLE CASRIEL Phone- 212.871.70(01800.308.3140 As a unite to you, your portfoio value of Questions about your statement? Call /Our Financia Advisor or the Value of your account 11,195,86341 includes eic rued interest RMA Resourcetine at 800-RMA-1000, account 029323574 onlantaary 29(1) r February 29 (1) YON!' isISSel5 1,275,550 79 1,195,863 41 Melt our website: www.ubscomifinancialservices Your liabilities 0.00 0.00 Value of your account 11,275,550.79 31,195,863.41 Accrued interest in value above 17,136 80 $6,69928 Tracking the value of your account Sources of your account growth derive 2016 Value of your account 1 Thousands at yea' end 2015 11,311,717.81 1,584.3 Net deposits and withdrairaki -382,71301 1,311.7 1,195 9 1,275.6 Your nvestrnent return Dividend and interest income 111,183.59 Change in value of accrued interest 31,52040 Change in runlet v:Aue .j45,845 38 Dec 2014 Dec 2015 Ian 2016 Feb 2016 Value of your account on ?eh 29, 2016 61,195863.41 Member SIPC SDNY GM 00022508 CHP70309305749191 NV7003202277 00035 0216 030575004 \,123574550 101;000 Page 1 of 12 CONFIDENTIAL EFTA_00B3128 EFTA01275265 UBS UBS Strategic Advisor February 2016 Your account balance sheet Account name: Friendly account name Account number. The value of your acount inducts assets held .3 MS and cenan assets held ateiw from UBS, See page I for more I donation. Summary of your assets Value on Febniary 29(4) Percentage or your account A Cash and money balances 9,315.82 0 78% B Cash alternatives 0.00 000% C Equdies 311,822.81 26 07% D Fixed income 874,724.78 73.15% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $1,195,863.41 100.00% Value of your account S1,195,863.41 Your current asset allocation A Eye on the markets Index Percentage change February 2016 Year to date S&P 500 -O.13% -5.09% Russell 3000 -0.03% -S 67% MSC - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0/1% 2.10% Your Fi asocial Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Cash and money balances may include available cash balances. 08S Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CNP7COEGOOS749192NU00O202277E0036 0216 030579004 Y123574550 tomigy_Gm_000221Isse 2 of 12 CONFIDENTIAL EFTA_00133129 EFTA01275266 UBS Strategic Advisor Change in the value of your account February 2016 (11 Year to date (I) Opening account value $1,275,550.79 $1,311,717.81 Deposits, including investments transferred in 0.00 1,600.00 With&awals and fees, including investments transferred cut -82,143.30 -84,313.01 Dividend and interest income 9,315.82 11,183.59 Change in value of accrued interest -437.52 1,520.40 Change in market value -6,422.38 -45,845.38 Closing account value $1,195,863.41 $1,195,863.41 Account name: friendly account name Account number. Dividend and interest income earned For purposes of tNs statement, tepatility of interest and dnidend Income has been determined lam a US Is lePaling perspective. Weed upon the residence of the account holder. account type. or product twat some Interest ardor *Attend payments may not be subject to United MOM (UA 80301 Puerto RICO (PR) Income teats The dent montt4 statement is not Intended to be used and cannot be feked upon for tat purposes. Clients should refer to the apactle tar reporting loans they receive from UBS annuals,. such as the Forms 1099 and the Farts 480. fee tat reporting information. It IS the prance C4 U85 to file the IPPIrcatie tar reporting forms with the US 'Mani Belem* Sarin and PR Treasury Deparerent, and in suc h (omit accurately dairy chianti aria interest as to earrpt or Usable income. Mae consult your Incledual tar preparer. February 2016(S) Year to date (S) Taxable dividends 0.00 1,867.77 Taxable interest 6,136.89 6,136.89 Tax-exempt interest 2,500.00 2,500.00 Miscellaneous 678.93 678.93 Total current year $9,315.82 $11,183.59 Total dividend & interest $9,315.82 $11,183.59 LL Summary of gains and losses values reported below exclude products for which cons and losses ale not damned. Realized gains and losses Unrealized February 2016($) Year to date ($) gains and losses (5) Short term 0.00 586.02 0.00 Long term 0.00 1,422.30 22,221.09 Total $0.00 $2,008.32 $22,221.09 Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account activity the month to, dela Is. Banes in your Sweep OPO au are inductedin the opento and closing Mantes edit. FDiC insurance apposes only to deposits at UBS Bank USA, not Widens:nits M UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account pavan. UPC prole< hon awaits to money market sweep fund Adding: but rot bark deposits. Se* Important inionnation about your Wren tent CO the last two pages cf this document for teals. February 2016 (1) Year to date IS) Opening balances $82,143.30 $541.48 AddEions Deposits and other funds credited 000 1,600.00 Dividend aid interest income 9,315.82 11,183.59 Proceeds from investment transactions 0.00 80,303.76 Total additions $9,315.82 $93,087.35 Subtractions Professional management fees and related services 0.00 -1,628.23 Other funds debited -82,143.30 -82,684.78 Total subtractions -$82,143.30 -$84,313.01 Net cash flow -$72,827.48 $8,774.34 Closing balances $9,315.82 $9,315.82 SONY GM 00022510 CW70:03005749193 Nn7003702277 00006 0216 0305750CM Y123574550100000 CONFIDENTIAL Page 3 a 12 EFTA_00133130 EFTA01275267 *UBS UBS Strategic Advisor Account name: HI AIN MAX 1 Your financial Advisor: February 2016 Friendly account name Account number: SCOTT STACK MAMLYLE CASRIEL 212.821.7000'800 308-3140 UBS Bank USA Deposit Account APY Interest Period Ian 8 - Feb 4 Opening UBS Bank USA Deposit balance Ian 8 80 .00 Closing UBS Bank USA Deposit balance Feb 4 81,837.70 Number of days in interest period 28 Average daily balance 812,602.45 hiereSt earned 80 .20 Annual percentage yield earner: 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderabon None selected Your account instructions • • • a:count cost bases default closing method is FIFO, First In, First Out. CHMOaC0305749194 NM0C0202277 00C06 0216 030575004 Y123574550 l0clayGm00022itiie 4 o CONFIDENTIAL 2 EFTA_00133131 EFTA01275268 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your fl sandal Advisor: Friendly account nal Account number. February 2016 SCOTT STACKMANYLYLE CASRIEL 212-821-70001800-308-3140 Your assets Sane Onces, income and Current values ShPan may be Epptoafnlate. ASS telt*. gdln5 and losses ma/ nal be accurately reflected. Set Aporunt infosmafron stout your sfetentere a Ine end of the et cumem for more Informason. Cash Cash and money balances Cash arai money balances may include avalaale cash balances, UBS Bar* USA deport account balances, UBS AG Stanford Branch otpo9t account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by Irk WC vAltrn topic et* limits, but are not ototetted by 9PC ties AG Stanford Branch deposit sec ou m balances an not insured by FDIC and se not protected by 9PC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about those blames. Hddng U3S BANK USA CEP ACCT 82.14130 9315.82 250.000.00 Openly; brIence Cimino Wince het Per these Average on Feb I(1) on Fob 29 (I) on Feb 2g (S) IMO Onidend Interest period Daft in period Cepmount (1) Equities Common stock tad d n g Trade date Mother of snares Purchase pricer Average Prke per Shalt (S) Cost basis (V Peet per share on Feb 29 (5) Value on Feb 29(1) uniezdized gain or loss (1) Holdng period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield- 160% May 17, 11 303.000 11 .860 3,593 84 12.520 3,793.56 199.72 IT kin 21,11 313.000 10.670 3339.86 11520 3,918.76 578.90 LT Aug 2,11 328.000 9.802 3215 15 12.520 4,166 56 891.41 LT Security total 944.000 10 751 10,148 85 11,81888 1,670.03 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11555 Current yield 5 16% Nov 18, 10 1.023 000 36 416 37254 19 29.440 30,117.12 -7,137.07 LT Total M7,403.04 $41,936.00 -$5,467.04 Total estimated annual income: 11.744 SDNY GM 00022512 c fir7c007.7c6749195 N770037022 n 00036 0216 030579004 V12367aSSO loc0C0 Page 5 of 12 CONFIDENTIAL EFTA_00133132 EFTA01275269 *DUBS K U Strategic Advisor February 2016 Account name: Friendly account namel Account number: Your assets . Equities (continued) Closed end funds & Exchange traded products kW reinvested is the total of al reinvested thedends It does not moues any can chide ndS. n IS not a tar lot for the purposes of determining holdrg periods or cost basis. The shares you receive eah time you reinvest d sedan& become a separate tax lot. Cost taus is the told purchase cost of the security. inducing reinveSteddvdencts The cost basis may need to be altasted fee return of capitd payments in order to determne the atf lasted cost bars for lax mooring purposes Hddng SPCA S&P SWEEP TR Symbol. SPY Trade date: Sul 12, 13 1245.000 167.496 208,533.63 EAI: 15.236 Current yield: 2.17% Other equity investments Cost basis and gems and losses have not been adjusted atilonalicerly for return ce capita payments. Restncted security values ace estimatedfoe Informational purposes See Important information about your statement at the end of this docurrem for axlitional information Purchase once' %rant Aveltify puce of shares per share (1) Client investment (1) GHIsLAINE MAXWELL Your 15 nodal Advisor: SCOTT STACK MANYLYLE CASRIEL 212-821.7000/800308.3140 Unteaked (fa)gein Or 10:4 is the Ofference between the current value and the cost basis text would general, be your tasalde gain al tos If the security was sold on this date The unrealized (tax) gen a loss may need to be *lusted for return of raptai payments in order to determine the reified gain or loss for tax Iftnerea li mre nge PUretTeS m Is the current value minus the amount you orwested n does not include Shares these At not reflectedon your statement, includng shares that have been realized at either a glen cr a loss II alto does not include cash dvdends that were nol *Invested Cost Rite per share basis (I) on Feb 29(1) Value on Unrealized (tar) investment Hold rg Feb 29 (1) gVn or toss (I) return (5) period Hddng BLACKSTONE GROUP LP/THE UNIT REPSTG LTDPARTNERSH1P INT Symbol. BX Exchange: NYSE EAI: 33,038 Current yield. 1051% Trade date loarbe of snares Purchase puce Average price per sheet (5) 208,533.63 193.560 240,982.20 32A4 8.57 32,448.57 LT Cost Puce per share Value on bass (5) on Feb 29(1 Feb 29(1) Unrealized Hddng gan or loss IS) Food Sep IS, 14 1,113.000 32 224 35,866 06 25.970 28,904 61 6,961 45 LT CNP7C008005749196NP70CO202277 00036 0216 030575004 Y123574550 ICrift&y_Gm_000221itlie 6 of 12 CONFIDENTIAL EFIA_00133133 EFTA01275270 sUBS UBS Strategic Advisor Account name: MAXWELL Your Financial Advisor: friendly account naafi Account Account number: February 2016 SCOTT STACKMAN LYLE CASRIEL 212-821-7000i 800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes NKr: tie cbt a ned from Independent quotation bureaus that use ccerputerized valuation formulas 10 car date current valuos. Actual mason visas may vary and thus gout/losses may not be accuritly reflected. Cost basis has been a4usted for accretedorigin/1i issue dscount COID). Cost basis has been Hcldng Trade ode Toldlace vaue a maturity (9 Purchase pike (S) Adusled cost basis ($) Nice on Feb 29 ($) Vdue on Feb 29($) Unredized gan or loss (1) Hddng period GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSP 36962G2V5 Moody Al S8P. AA. EAI: $103 Current yield 082% Dec 11, 09 50,000.000 90789 45,394.50 99.997 49,998.50 4,604.00 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 41,560.00 CUSP 06050WDW2 Moody Baal SW 68B+ EAI: $5,400 Ct s rent yield: 3.57% Nov01, 10 150,000.000 100 000 150,000.00 100.741 151,111.50 1,111 50 LT 1P MORGAN CHASE & CO NTS IYE RATE 07.900% MATURES 04/2949 ACCRUED INTEREST 43,917 08 CUSP 46625HHAI Moody. Baa3 S&R 888- EAI: $11,850 Current yield 7.92% Dec 22, 09 150,000.000 105.100 157,650.09 99.750 149,625 00 -8,025.09 LT Total Total accrued interest $5.477.08 Total estimated annual income: $17,353 $350.000.000 $353.000.59 $350,735.00 4250959 automatically adusted for amortization of bond premium using the coonart yield method. If you have made a tar election to dectud the median anorlization on tattle debt securities, you mei request UK alust cost basis for the bond pre-rium anonizahon. SDNY GM 00022514 CNP703C0305749197NFI00O202277 00006 0216 030575001Y123574550100000 Page 7 of 12 CONFIDENTIAL EFTA_00133134 EFTA01275271 *UBS UBS Strategic Advisor February 2016 Account name: Friendly account n Account number: GHIct A1NF MAXWFI I Your Pi Banda Advisor, SCOTT STACK MAN LYLE CASR1EL 212-821.7000f 800-308.3140 Your assets . Fixed income (continued) municipal securities Paces ere obtaned from Independent quotation bureaus the we computenzed vet talon formulas to discount for securities issued a a discount. When engine cost basis a Molt:Fed, anortitabon has been cdc Sate current %Sues. Actual make) vans msy very and thus gentilosses may not be accwaely done using the constant yield met Ixct °themese anorlization ha been dine uslrq the Wright km reflected. Con basis hers been automaton alusted for rnenctkory ematizaficn of bond preniurn on method coupon teweserept munICipd sec unties using the constant yield method and for accreted mire issue Trek Teal It4t velue Purchase Aelufted Nice on Vaue on UnreSized Hdcing Hddng date a natio* (5) canted) cost ban (51 Feb 29 0/ Feb 29 (5) gan or loss (1.) period MICHIGAN MUN BD AUTH RV PREF BEIRI PRE.REFUNDED RATE 05.000% MATURES 1001126 PREREFUNDED 1001(16 0 100.00 ACCRUED INTEREST 4925.00 CUSIP $945513R1 Maody. Not rated S&P. Not rated EAI: $2,250 Cisrent yield: 4.87% Original cost basis- $46,406.80 Nov 22, 11 45,000.000 EIRDVtLE TX INGOT SCH D FREE 890 PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02/1917 0 100.00 ACCRUED INTEREST $17499 CULP 090814U5 Moody. Ma S&P: Not rated EAI: 44,500 Cisrent yield: 4.79% Original cost basis- $93,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BD AWN RV RATE 05.000% MATURES 1001/26 CALLABLE 10/01/16 0 100.00 ACCRUED INTEREST 4102.77 CU9P 594557485 Moody. An SW: AAA EAI: $250 Current yield 487% Original cost basis $5,034.35 Nov 22, 11 5,O00 O03 101.481 45,666.54 102.745 46,235.25 568.71 LT 102.208 91,987.31 104.331 93,897.90 1,910.59 LT 1CO.327 5,016.36 102.743 5,137 15 120.79 LT continued next page CNP700C0005749198 NP7000202277 00005 0216 030575004 Y123574550 104algyGrit 00022tne i of 12 CONFIDENTIAL EFTA_00133135 EFTA01275272 *MIS UBS Strategic Advisor Account name: friendly account n Account number. GHISLAINE MAXWELL Your II sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 Your assets Fixed income . Municipal securities (continued) fetal face vtlue Hddng at maturity (1) Pul(haSe pncetS) AluStel cost bens (S) Pnce on Feb 29(S) Wilton Feb 29 (SI Unreand can or losS (11 Fielding SOW BIRDVILLE TX INOPT SCH D BBIV RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0100.00 ACCRUED INTEREST 419.44 CUSIP 090874LM8 Moody. Aaa S&P: AAA EAI: 4500 Current yield 4.80% Odgn al cost basis 110,056.85 Nov 14, 11 10,000.000 100.307 10,030.73 104.102 10,41020 379.47 LT Total Total accrued interest $1.222.20 Total estimated annual income: Preferred securities Hddng 57.500 Track OA* $150,400000 Nuntoef of sham PuicNaSe once pet sane IS) S152,700.94 Cost bass (0 PnCe per Store on Feb 29(S) $155,68050 Moe on Feb 29(P $2,97956 Unrealized gan or loss (S) Hddng prod CITIGROUP CAPITALMI EXCIFLT TRUST PFD 7 875% CUE 14:nO/2O4O Symbol: C.PRN Echange: NYSE EAI: 119,690 Current yield: 7.74% Oct 4, 10 10,000.000 26.130 261,300.00 25.430 254,300.00 -7,000.00 LT COUNTRYWIDE CAP V 7.000% CUE 1 1/011 36 CAU.ABLE Symbol: CFCPRB Exchange: NYSE EAI: 17,350 Current yield:6.85% Oct 26, 10 4,200.000 23.518 95,778.96 25.550 107,310.00 8,531.04 LT Total Total estimated annual income: 127,040 $360,078.96 $361,610.00 S1,531.04 SDNY GM 00022516 CHP7O0O3OO5749199NP7OCO2O2277 00006 CO16 030575004 Y123574%O1O0O0O Page 9 of 12 CONFIDENTIAL EF1'A_00133136 EFTA01275273 *UBS UK Strategic Advisor February 2016 Your aSSetkontared) Your total assets Account name: GHISLAINE MAXWELL Friendly account name: Account number: Viue on Feb 29 (1) Your 15 nonciol Advisor SCOTT STACK MANLYLE CASRIEL 2124214000/800-308a 140 Percentage at Cost Estimated your account basis (I) annual income ft) Unrealized gain or loss (I) Cash Cash and money Weems 9,315.82 0.78% 9,315.82 Equities Common stock 41,936.00 47,403.04 1,744.00 -5,467.04 Closed end funds & Bo:harge traded products 240,982.20 208,533.63 5,236.00 32,448.57 Other equity investments 28,904.61 35666.06 3,038.00 4,961.45 Total equities 311022.81 26.07% 291,802.73 10,018.00 20,020.08 Iroced income Corporate bonds and notes 350,735.00 353,044.59 17,353 00 -2,309.59 Munkipal securities 155,650.50 152,700.94 7,500.00 2,979.56 Preferred securities 361,610.00 360,078.96 27,040.00 1,531.04 Total accrued interest 6,699.28 Total fixed immune 874,724.78 73.15% 865224.49 51,893.00 2,201.01 Total $1,195,863.41 100.00% $1,166,943.04 $61,911.00 $22221.09 Account activity this month Gate ACIllity 0tiatti0n Amount (S) Dividend and interest MOM! Tavable interest Tax-exempt interest Feb I Interest COUNTRYWIDE CAP V 7 000% DUE 11101/36 CALLABLE PAID ON 4200 CUSIP: 222388209 1637 50 Feb 5 Interest tin BANK USA, DEPOSIT ACCOUNT AS OF 0208 16 0.20 Feb 5 Interest CMGROUP CAPITAL XIII FXDILT TRUST PFD 7875% DUE 101302040PAC ON 10000A5 0F 01/2916 CUSIP: 173080201 4.228 9t Feb 11 Interest GENL ELEC CPTL CORP 00.556% 051116 DIM 1 ION-COSI 107 MED TERM NTS PAID ON 50000 CUSIP: 36962G2V5 70.28 Total taxable interest 86,136.89 Feb 16 Interest (intOvILLE TX t4DPT SCH DPREF 8985 DUE 021529010011507 CALLABLE PRE-REFUNDED PAD ON 90000 AS OF 0211916 CUSIP: 09C674U5 2250.00 continued next page CNP7C0C0305749200NP70CO202277 C0035 0216 030575004 Y123574550 106tfiqyGro0002Figie 10 of 12 CONFIDENTIAL EFTA_00133137 EFTA01275274 UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Mendel Advisor: T February 2016 Friendly account name Account number. - SCOTT STACK MANLYLE CASRIEL 212-821-n00800-308-3140 Account activity this month (Contritied) Date *Only ['twit:Mon Amount (S) Divided and intemstincorne (continued) Tax-exempt interest (continued) Wiscellaneous Feb 16 Inter*St BIROVILIE TX INDPT SCH D89 S DUE 021529 DID 011507CALLABLE PAID ON 10000AS OF 0211916 CUSIP: 09013741MB 250.00 Total tax-exempt interest *2.500.00 Feb 16 Conclend BLACKSTONE GROUP LPITHE UMT REPSTG LTD PARTNERSHIP NT PAID ON 1113 678.93 Total miscellaneous Total dividend and interest income Cale Actinty Descipaon $678.93 $931520 Arrow' (S) Other funds debited Feb 1 Transfer JOURNAL TO VI 23575 GMSLANE MAXWELL 82,143 30 Total other funds debited Dee Activity oeschotice 412,14330 Amount ($) Money balance activities ran 29 Balance toward 592,14330 Feb2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/01/16 -75,383.92 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02)04116 -4,921.88 Feb 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/04/16 0.20 Feb8 Deposit UBS BANK USA DEPOSIT ACCOUNT 4228.91 Feb 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 70.28 Feb 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,178.93 Feb 29 Closing U.S Bank USA Deposit Account $9,315.82 The UBS eant USA Depaat Account b your unwary sweep colon. SONY GM 00022518 0070305005749201 NP7000XI2277 00006 0216 030575004 Y123574550 100000 CONFIDENTIAL Page 11 of 12 EFTA_00B3B8 EFTA01275275 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 15 nand', Advisor: - Febri:r: 2016 Friendly account name Account number: SCOTT STACK MAI/LYLE CASRIEL 212 821 7000/800 308 3140 Realized gains and losses The estimated realized gam and losses steno below ate no for tac puiposes. Please rate that gain or loss recognized On the sae Of reCkfr0ti0n Of ce nolo Structured eno0uCtS, Ike COntincent De( SeCultheS. may to ad nary, and not <Old, gain or loss. Please check with your tie achvsof To talcdate gins molasses. we liquidate the nicks( security lot first. This is known as the first.' n lint out or FIFO accounting method We use this met hod unless you specified vinic h Imp lot to close when you axedyour order. This is known as a anus purchases or leSP order. See impottJnt information about your tatemont a the end of thisdi:cu.-nen, for more Prior month or year activity adjustments Gan and loss twat, presented here reflect <krises lopreviouny sported gains and losses. resutting from a u.ns rz.ne,:ninion cqA tit et an tc14e!ci rpst basis tithe alvelment is a resift et awash Long-term capital gains and losses Security deSCoption SPDS GOLD TRUST MethOCI Adjustment Quantity or Purchze sae tat saw die Cate 190000 Sep 11,12 Dec21.15 intormacon We mw not adjust gans and losses fcr al extra, chanrs. We aseemalicay adjust cost bass for uaererrpt and AMT coupon munlcwa sec unties for eslImaedinondemon 01 Ccnd pre/nuns and (01 accreted OD for securities issued at 6 clams you requested that US$Sion <Mt Data for the toOnd premiumterrorizationon Uvalde debt securities then cost basis reflected for these securities has been adjusted Estimates in lilt illodassile0 section can not be elosofied as short to Qs tong term bet sae inkomition is missing or the product is main which the garAoss calculation is not provided sae transaction, the amount at the dscilowed loss has been sided to the cost bas of the securities ot the sameIMMO that you head sibSequent to the wash sae sae amount (S) 19,631 24 Cost bass (S) 31,772.29 wash sale cost basis Wjustrnem(4) Loss (S) Gale (SI -12,141.05 CelP7C0C0305749202 NP70C0202277 C0O36 0216 030575004 KI23514S50 l0rigeigy_Gm_0002S2afra 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA_00133139 EFTA01275276 Important information about your statement LES Financial Services lx. the F im or UBS Financial Services) is a merger of all orinciml moray, tannsity and colons exchanges. LES Frargial Semites and LES Bank USA we /effect sinkers of LBS AG and affiliates of LES Sesritin U.C. The Fim's financial statement is available upon (egad. The Firsts executes off ices ye a: WS etyma' Sass 1m. 1200 Harbor Spulevard Weehawken, NJ 07086 This statement represents the only official record of you LBS Financial Series account Other micacb swept Official far dxunents. contahing cordlicleg data should not be relied ran If you berme there is an ems or omission pease repot h immediately n wring to the Pinch Manager of the off ice servig you account. ATheuti al figures shown are ntended to be accurate. statement data sh:uld not be used lie tar purposes Rely step on ws-end tax kOM.O.e.. Form 1099 Sage. 10425, etc.)whinprepiregyour ter return. The Fins required by law to report to the IRS all taxable dividers& mond* restaubh detands and tattle Merest eared an mattes held n sou acant, net proceeds as sale transactors, and cog ban on certain covered Seosities. Corrantnications with the Fie • Please re-confirm any oral cormkteateans in *Meg to twiner protect your rips. bylaw your rig*, ceder the Seseiffis Investor Protection An (SPAS • t the linen ial ineffution an the top let of the frail of this statement is not IBS Finaral Servkes, LES Financial Winces canes you account a cleamg brdcer by ana-gerrent well the notated insoknon We irdormed you of this rebtorchP whenyou opened this attars. In this cast your ards and secunies are located a U85 financial Singes and rot te ironarceg broker, ad you nut mace a report of ay eta or amain to both firms. All account statements shall be deemed cenwiete ad accurate i not objected to in veering within 60 days. • Please diect customer complaints or hashes to tie Fhm'4Clern Relations Depatnent a 201.352.1699 or toll-free at 8C0-3S4-9103, BOO A.M. to 6:00 P.M ET Monday through Frday, or in writirg to U3S Ftencial Senices hc, Client Relatirts DePa-tmentr P.O. Box 766 Union City, it1 07087. • h cam of errors or &stens about an electronic fu-ds transfer WO.bi psyment cr UBS Watched card transactions, call 990-762-1000, cc ache to UBS Financial Senices ex., 1000 Hata 8Iyd, 6th floor, Weehawken. NI 07086, Agra RIAPESA Senses. Cal a wnte as soon as you core if mu In+ you statement or receipt 4 wag or if you need more erfamation dxsa a Manger en the smitten or receipt. The firm or Card bsuer (as mottle) must hear from you no later then CO days after tie Pim sent you ter fig statement an whit the met or prcblan append. - an1 n tpri-ot trj — Descsbe the error or tie transfer ycu ere enure tcck and explah as clap as you cal shy you belies t is an error a why you need more information — amide the dollar amount of the suspected error. The Firm a Cad Issuer MI inegigate sour ampairt and MI canes any error premed/. t we take non tan 10 business days to do tit we will creek your account for the want you thiric is in error, so tat you will haw the use of the morey drip the ter* h takes us to complete our instigation. Please make all cheat payable to the Fern or tre Wanda' tided/on rdested on to from of this statement haddeonto regista- scant fees, asserts may be subject to mai-tenet. lees, cheeps for late payment for marlin purchases and chugs for unpaid arrants in Cash accares. Accounts that me hardened to other inStalitrOnS may te subject to a trawler be UBS Swap Optima URS offers optia for pimping cash balances, balances to bank deposits at UBS Bak USA and WS AG Stanford branch (Bank Sweep PrOgrarn), money market mutual Ards (Money Ftra) and the intera enal Depose Accoat (M)ta customers with an Imernational Regan. Management Account. Though theBank Sweep Fri:yarnw cash balances ere SWC9t to 11135 Bak USA up to an esti:Stied knit ani then to UBS AG Stanford Branch is a Money Fund. Deposits at U85 Bank USA are FDIC enured in accordance with FDIC nits. For mere ilarnaten pease kit wermfdic got. Deposes a L05 AG Stanford Want ad shares of Money Funds a rot ensued by the FDIC. Through the 0A, mailable to tat lulanon are mem to depoU accounts at UBS AG New Vol. Wench ad LOS AGC wan Bramh These deposits are not moored by the FOC. Balances held at tie LES AG Cayman Math are tempted* exposer:to the sovereign reh of the Cayman Islands, and thew it no warren a other obligation of LES AG to repay to balances While cn the UPS Cayman's Brach's books. Deposits at LOS Bak USA and each UBS AG Branch are not protected by SIPC. Money Fund shoes are protected by SIPC See *U35 Finmeial Services Accent Rotection- bear. Upon vas reµnst, balances in to Bank Sweep Prorate a OA may be withdraw and shares of a Money Fund may be liquidated, ad the proceeds returned to you a you seosein accant. Fuller ilommtion about available sweep options, inckefing current tatted rate, and yields, t available at onew•bs CCM( SWeepyiell'n from your Financial Advisor or by callng 800-762-1000. UPS Nnancial Service' amount protection 71-re Firn e a member of to Seosities Investor Protection Corporation 6IPC), which protects securities amosels of is members up to SSOO,C00 (mixing 42t0,000 for claim for cash) The SIPC asset protection limits aPPIP to ail anmunts that you hold in a panicuia- capacity. The Frm, together with certain affiliates, has also purchased oabrnental protection. The magnate anount ogre to al *Gable clans, cobectimb seder this praecten is 1500 millon a of Decanter 10, 2013. Svoyect to the poky corditons ad Imitations, cash a the Firm is furter protected fa isp to SI 9 million el the animate for alma amounts hold in a particular capacity. A full apy of tie poky wadim is available upon request. The SIPC protect en and the supplemental protection both do not aoPlyta • Certan financial assets controlled by (and teethed n your account value) bat held away f ran U85 Financial Services (e.g., certain 0) cash at UBS But. (ii cat at LOS AG Stamford bunch, (id i-turarce pada including variable annuli:. and Off shares of truism' finds where such shares are registered drectly n the nane of the account holier on the books ad records of the septic:ha lose a transfer agent). • Certain inuesimene convects or hannent interests (eg.. limited partnenhix and private placermnts) tat are rot registered 'rider the Securities Act of I933; ad • Cornnodibes contracts (e.g, foreign barge and vs nu metal contratg included futures contracts arc commodity Option contracts. The SIPC potectan and te supplemental polectsan do not apply to these assets hen if theyotherwise appear on you staterneres. 11-w SEC protection ad the sal:mental protection do not protect mann changes in the market vane of you investments (whether a a result of market movement issuer haThruptcy or otherwise) More itorrrution is avalable .an recast say may obtain more information about SIC, kick* the 51K Bath" by contacting 51K a 302-371-8300a by wsitng the 51K website at www.goting Dividend Retvertmont Program (DRIP) The ate reflected 6 an average price You may obtan the actual price from yor Fnancial Advisor. Or whole tares re purchased ran DRIP; panel shoes wil be sold ad the cat wra be, deposited in your account. The dviderd reinvestment price supplied byte issuer may Offer horn the market price at which ter partial shares ere sold Cadetelieu Cn9 whole units maybe held in your scant. if you an sealed to a pa-lial unit as a result of a titled am • ot se eren , the NM WM ether sell panal units at maim pine a accept an arrant determined by a eg r oond dozed agency, adcredit your scorn Investment objectives The rnestmere Sodas ad nsk profile an speck to each account and may say behveen Please skim the Armprompt& ;n slew of any sicnileart change in your financial situates, or ntestmere objectives. For each CONFIDENTIAL account kaki you choose One Of She following Mewled °toddles' • Prague Cement/mom.. 1 snob rin as seekng the generation d income crib% • Actin* °peel Appreciatan: Investments seeking yowls of ancpal rather than the gel-oration of e. • Produce Combination of and Capt.? Appreciation: Inesiments sedckg both to gereraten of income and gush ol Overall risk penes • Conservative: Seeks to maroon nhis prircia with law risk aid volgiley to the accost owrat even that means the accost does nee generate sired cant nurne a returns and may rot keep pace with inflation. • Maferate. Wilfrg to accept sane tit 10 pincPal arid tolerate some nobility to seek hgher returns. • Apgressne: Wiling to accept hit lilt to pri-epal ad high volatility to seek 4hreturn!' over tinny. Statement liouseholdhe We may consoldme al related account statements with en sane &dress n the same envelope. Accosts may be related Ice this purpose became they have owners who also maimain pit aeon relationships with other client at the sae address. This practice 6 known as •hotimbolirg t you pre( er to receive a-di/dual statements mated in separate envelopes — you may decline householding by waling JOU, F handier Advisor. Friendly account name The Feiendb, account name reflects int °maim that you entered cn the Firm's once services webute. It a a cutorniuble *nictrarin • chosen by you to assig you rah you recordkeeping It KM no legal effect an your account. You can cha-ge yar Men* resat MMUS, trce4 Onto? Services a by contactrg your Fina-cial Advisor. Acciwnt overview • Vibe of tore arreunblaOrniabd. Net of assets and • Asset. Inclas salable Cash balances. vatrs la restricted storey less), and Global tine Deposit% u-realred marks to market, and reclaim mats net beg by tie Firn. Does rot include unpriced wittiest assets at the end of the prior and caveat statement periods, or prvase inoestnwits.. trusted stock options and esercoable stock options • Liablas Includes debt balrees, wrath-ding may, credit We, don accant balance.. • CashAwney balances. Total of uninvested available cash balances. plus UBS Ban USA deposit brirces,UBS AG Stamford Branch depose balances and money market MALI lund sweep balances, at the clue of the statement period. Norscannocity free credit balances in your accost ye rot segregated from other balances ad tie Fern frig use any of these funds in the ordinay course cd its testiness. These funds ase payable upon your &med. This total n included in tie anent period closig value. SDNY_GM_00022520 EFTA_00133140 EFTA01275277 important information about your statement (Contra ued) Lending information Fce Maned inform:non on **Firs lending practices and disclosises, refer to gem Clem Relatcnthip Agreement or A«ciast Aremern "AI the General Team and Conditions LAS Slaternml of Creed had Ms awitable in Agreement l And Dart:cures at ewe eat romiacccurAricerkam. Yew Sett You statement amts securities snd other sews held in the ac«unt at the end of the Manner% period. You may ask for defreery of lady paid tarries at ray' time. You ma/recent searities used as loan coaneral alter paying any balance dia on therm Any securities IrinemIll to the Fins d.ring the statenwnt period are lends musket vale as of the and of the sidemen, period. • Cost bads. In detemning the cost bad of the teatimes itxtuded n this statement. where indcated with the nerrbtr LOS f inancial Serene, has relied co informatim obtained from sources other than UBS f /uncial Sakes. including nip:motion Iran another fins ce that you may have provided to you fnancial Adds«. The Fin don nol inckpw wrnya gparanlee the occur. valdity of are nlomation provided by saves Om than LIBS Financial Stokes h merlin aftlxugh LOS financial Sawn general& updates this Mental:an as it is received. the firm does not provide any assuiances than the inforinatien under "Cost basis' and "Urevalced garl loss' is acute as of the date of this statement. As such please do not re& on this Monnation to make ;eschew or sale decisions, for In prposes Otheorthe. Accounts transferred to the fin, my ref ed °artless ricernathn on& for the period ce tent they are held a the Mn More historical ntamalien can be added by your Anoxia Adveor. • Unrealised gairefiones Man data is available. minded urreaMed gate losses are calculated for Individual seamy lots. The transaction data for exkviatal lots mayor may not relied commix* clurgn XXIV seaway reorganicalcn wanes. Dildind and otter reinveament lots and systematic pscluse lets are each confined to display one averaged lot. The • Trade dale coUnn tandems the original uarnacton trade date • Callable securities Bends ad pretimed stock that the issuer cats for eat rederriAnn wit be selected apartial& by lot Iran among all SenedIAS of that issue held in out name or n non*** new ler cus clients Call baste infonnetkn is obtained from third pales and its accts., is not guaranteed. Other call teams may exist witch could affect yiekt complete Marnalcen will be «ended upon request • Certificates of deposit (a). COs are 10K inured up to $29G.000 n pricgal and accrued interest per deposter ad per depository ', FOAM' its accordance wth FDIC rules. • Prioehallue limn displayed lot warit4s and pew prod.ds may be higher a lower than the ;eke that you wok:a-saki recent tithe market ince% an obtained fran vain.* thee' party sarces trench sue bekve to be reliable, but we do not guarantee they accuracy. — We rrtwty use th• dosing price when swiLable or the mean of the bid rid ask prices fee lined securities and colonsor on& bid prices ke OTC securities. — Less actin& traded securities maybe «iced using a vakation model a the most recent price we <Maned and may not reflect an actual motel once ow yak*. — Certain pceitian may appear without a price and will thew as 'ark* was not avalable• ft we re nimble to obtain a price for a scarily — DecOSitS Cr searkies denominated in twenties other than U.S. dotal are reflected at the «change rate as of the statement date. - Ter «nen searities teeing is nonconforming denaninalOnt. price land (Pariah' 0 are valve) may have been ademed to f militate «cm( vabneon. To San Current ctotations, Men avaiabat contact yet fnancialAMisor. • Private krembnents and structemed products. Private inestment securities (ix Wing died pankgatian proseam and real estate mestmerd trust situating and summed products are general he)* 114,4 Cense. structued «oaten haw not been registimed with the Securities and Exchaw Carmen: xi a srdm any state securities laws. We provide estimated yaks ler private nytitrnent mantis and natured products for irgerrnatonal PaliOws <nisi Accincy is nee gweardeed — Thew +taken maydiffer substantial& from «km if ay, at *heti a «WM investment secuity a Moved ;road may be basfil or sold and do not net...wilyrepresent the Mae you mid ware upon Ikuktation. - Thid parlyestinges of yak* re as of a certain date and are applied to UBS Fnaxial Services an a regular basis by an independent vatation I km. - btu, general panne. Or sponsor minuted values, if are. are supplied to the F im by the our. primal pause or sponsor and may be calculated based on dfferert Manton from that used by third parties to drive they minuted vats. - You tin Kean additional rionnation regarding the nvninedology used to determine the *sinus* of value and the date of the dermal:tothat is the basil« the es irate by contacting your Financial Advisor. - Mid piny estrinned mess may be reflected as 'Not piked' in several situations: wen an independent solution Inn has not slppbeda is unable to assign a rata, when we become await that a material event has occurred that may call a previously reported War into questkiacention Va* Ma i d hiiMispeculath* clue to the flare of the security. - When tether an rssuer, general partner a sponsor estimated rake nor a thrd-party estimated valor is provided, the value of the tensity will be different Iran itt purchase price. — 'Dmmtinions to date' may include retum of caohat ixome or both. — •Coginal urn um' represents the nib& *Bern; price per tole and may nOt tenet' yarr cost basis • Restricted sonorities Restrkted secuities general& me not carom& eligible for public salt LOS financial Sena, uses the market peke of the unrestricted stock of the same issuer as an imputed value let the restricted stock few purposes el tsar ann.* cent To the anent that moo-Med securities are reliable for cab, the value received may be abstanial& less than the imputed value shown • Eq. (estimeted) income, current yields and rata An minxe of aryual income it based on current dnickind and Merest rates, manning the sentries will be heldfor ale year from statement date or soil maturity. This ennuie is any a guideline, accuracy ad continued Maine ;re not gurranteect — Efirmted anal income and anent yield for cerlan bpes of securities could inclde a return of PreinTal Or Capital gains n Atli*, case the est more ferxlcument yield) would be overstated. — Estimated arnuel acme and newt yield and the actual income and yield might be laver or higher than the estmted amounts. — An emanate of a-conned:fiat* (dirderd and« intent) dirded by the anent market cater avow« balance is based on the last dividend or Henn payment made by the ismer and assures the sectrkiendepouts will be held for one year from the statement date« until maturity. Accuracy AM continued yield are not pruiranteed. • Assets not hal by UBSFisarleial Services. Certain assets are not held by the Firm and not wthin the fern's possesscn or control. These assets are deployed on yor statement for informational purposes only. Positions and values :resented re provided by the dating fin. UBS financial Services is not respanble for tars int pennon and does not guarantee its accuracy. These assets are rot protected by Silty*. Finis applemental Slit coverage. • Revenue Swung and additional compensation. — In addition to CCOOliSSCaS on Ws and Obi lees received n cotnecton rah the dotribstion initial finch to CV <In we ardor Our affable receive merit,' sharing Imernerts horn distributers awoke advisors of the mutual finds that we sell. Those arnafils are based on two deferent components (I the amount of sales by US of a pankula neAuel fund fan& to out dents. and (*) the met yak* of a particular mutual fund faniys shags held a the firm — We and cm afloat, ate receive netweekng and combs processing lees in consideration kr transfer agent myna that we pont to to mutual fund These fengenerally are pad from id investor asset the mutual fund and are a fad doer amount based on the rumber of accounts at the brokers:Wake holding image link of that find family CONFIDENTIAL ▪ h acetion to commriskini Maned h connection wth the sale or distrbution of truly contracts and urst errestrnint teat units loots clients, we anifix err affiliate mews rewrite sturng compernsion from marry of the insurance coermnirs «decocting the annuity corwrads. all bates of the ilium-se companies or sponsors of the um investment 016IS we «white. — Cur affiliates alsomotive trading ccernesions and other comp:mate° from mutual lurch and insurance companies show products we chflrbilei — We receive an anneal fee from LOS Bank USA and GAS AG Sungoed Sandi of up to 115 per secant sweeping to Ow banks under the UBS Bank Sweep Progrann. Mikity hteerrutiortregardng commissions and other charges insarred n correction with the extuAcrs of erodes, aiding option transactions has been included en confirmations venous& furnished to you. and vell be provided to you promptly on reopen. Skirt Sills you are engaged in that selling a 'murky, you may hat a charge die to cedar, borrowing costs fa that palkular security. Open at P.90,Clin9 con a iscocalitcancelled* «dew that were not executed by the sidemen date. open buy ad sell stop orders are reduced by the mare of «Men* or rights on an exavidends or meights dote unless instructed otherwise by you. You am responsible foe orders that re executed due to your failure to cancel eestng WWI orders. Privacy To obtain a copy of ou current Clem rrieacy Notice please contact your Finamial Advisor or yin Our IVOSile at srow date WV& aevbroliev UBS financial Services is not a ban. The BMA, Business Service Account BSA and IRMA are brokerage accounts which provide access to larking services and products through arrangernents win Of hated barks and other tined-party banks, and provides access to entrance and snug product, issued by unaffiliated thedpeny insurance companies through it-imam* agency subsidiaries of UBS financial Services Mc. Inestnxink nsurance. ad arnuny products: Not FDIC rimed • No fink guvantem May lose value WA Rename Managenwt Account. Business Services Anoint E6.4, AMA and nternaticcal ReSadte Management Attars are registered service mans of UPS financin Services he Visa Sign/ are is a regelired service mirk of Visa Interrationat lbi Via Sgruare deck cards arid toes V0.3 debt cards are issued by UK, Bank LISA with permission from visa USA evaporated. UBS financial Seevioes Inc Rev. 201511 SDNY_GM_00022521 EFTA_00133141 EFTA01275278 ;It UBS U65 Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 aw70065181870316x13 vl 0 Account name GHISLANE MAXWELL Friendly account name. Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the RMA ReSOurCeLine at 800-IIMA- '000, account 02%23574 1fisit our website: vmw.ubscomlfinancialservices UBS Strategic Advisor March 2016 GHISLAINE MAXWELL Value of your account on February 29 (S) on March 31(5) Your assets 1,195,863 41 1,218,711.47 Your liabilities 0.00 0.00 Value of your account Accrued interest in value above $1,195,863.41 S6,699 28 Tracking the value of your account ThcLiS3,11$ 51,216,711.47 18.866 38 594 ,,311 7 1, '95 9 1218.7 Dec 2014 Dec 2015 Feb2016 Mar 2016 As a service to you, your portfoici value of $1,218,711.47 includes accrued interest Sources of your account growth during 2016 Vzdue of your account at year end 2015 Net *poop and withdrawals Vow tiveStenent return: Dividend and interest income Change in value of accrued interest Change in market value Value of your account on Mar 31, 2016 41,311,717.81 -692,02983 411,619.66 53.68750 -$16284.67 51,218,711.47 SONY GM 00022522 Membn SIPC 0070001005618187NP7000309989 00004 03I6 0305750N Y123574550101000 Page I of 12 CONFIDENTIAL EFTA 00133142 EFTA01275279 SUBS UBS Strategic Advisor March 2016 Your account balance sheet Account name: Friendly account name Account number: The value of your 3count inducts assets relax IRS and cenan asses held alai from UBS, See page I for more I rtOnnatiOn. Summary of your assets Value on March 3 (I) Percentage of your account A Cash and money balances 436.07 0 04% B Cash alternatives 0.60 000% C Equities 332,007.82 27 24% D Fixed income 886,267.58 7272% E Non-traditional ace 0.00% F Commodities 0.00 0.00% G 0.00 0.00% Total assets Value of your account $1,2113,711.47 $1,218,711.47 100.00% E MAAMELL Your current asset allocation A Eye on the markets Your A Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308 3140 Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. Uff5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% 0.92% 3.03% CNP7C0CE006518188NP70C0 02004 0316 030579004 Y12357455010 gityjwGmoporpjae 2 of 12 CONFIDENTIAL EFTA_00133143 EFTA01275280 SUBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your PI sandal Advisor: March 2016 friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Change in the value of your account Summary of gains and losses March 2016 (5) Year to date (S) Opening account value 31,195,883.41 $1,311,717.81 Deposits, including investments transferred in 0.00 1,600.00 Withdrawals and fees, including investments transferred cut -9,315.82 -93,628.83 Dividend and interest income 436.07 11,619.66 Change in value of accrued interest 2,167.10 3,687.50 Change in market value 29,560.71 -16,284.67 Closing account value $1,218,711.47 $1,218,711.47 Dividend and interest income earned for purposes of Ms statement, timbity of inkiest and dnidend income has been determined from a US lac rerating Peradhn - Based upon the residence of the account holder, account type, or product type, some interest and°, dvidend payments may not be subject to United States (US) ant/or Puerto RICO (PR) Income ta.es Ttk tient months/ statement is VI Intended to to used and cannot be ram, rain for tat papooses. Clients should refer to the axlicolle tax reporting forms they recent Iran PBS annualy, such as the towns 1059 and the Parrs 480, fa lac repotting inlomation It Is the protect of UBS to file the mpagaue Its reporting forms SIN the US Internal Revenue SeMCe and PR Treasury Department and in sue h fomm accurately dais fy dudenck ardor in Ind sodual tax prepare/ S tag <MOTO or to “Sat infant. PieSt comult your march 2016 (5) Year to date (1) Taxable dividends 435.94 2,303,71 Taxable interest 013 6,137 02 Tax-exempt interest 0 00 2,500 00 Miscellaneous 0.00 678.93 Total current year $436.07 $11,819.68 Total dividend & interest $436.07 $11,619.66 Wives peporled telc,v exclude pooucts for which gain Enohomes are not classified Realized gains and losses Unrealized March 2016(51 Year to date (1) gains and lasses (1) Short term 0.00 586.02 0.00 Long term 0.00 1,422.30 52,054.10 Total $0.00 $2,008.32 $52,054.10 Cash activity summary See Account eche/Tythe month tot deta h &lances on your SweepOptions are induded on the opening and Closing balances race. FDIC insurance 4:poet only to deposits at USS Ronk USA, not to deposits at 25 AG, starMoto Branch or bank deposits paced through the Liss intemmonzi Beppu+ Account program SIPC protection applies to /money market sweep fund holdings bul not bank dep.:sin. See Important information about your statement on the tact two pages d this document for atals Mardi 2016 (5) Year to date (S) Opening balances $9,315.82 $541.48 Additions Deposits and other funds credited 0 00 1,600.00 Dividend and interest income 436.07 11,619.66 Proceeds from investment transactions 0.00 80,303.76 Total additions $436.07 $93,523.42 Subtractions Professional management fees and related services 0.00 -1,62823 Other funds debited -9,315.82 -92.00060 Total subtractions -$9,315.82 -493,628.83 Net cash flow -$8,879.75 -$105.41 Closing balances $436.07 $436.07 SDNY GM 00022524 CO1P70009305618169 W7003305'399 00004 0316 03057SOCM Y123674%0101000 Page 3 of 12 CONFIDENTIAL EFTA_00133144 EFTA01275281 *UBS UBS Strategic Advisor Account name: friendly account naml GHISLAINE MAXWELL Your 15 nancial Advisor SCOTT STACK MANLYLE CASRIEL March 2016 Account number. 212-821.70001800-308-3140 UBS Bank USA Deposit Account APY Interest period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 $1,837.70 Closing UBS Bank USA Deposit balance Mar 6 $0.00 Number of days in interest period 31 Average daily balance $5,857.09 Interest earned $0 .13 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sraremenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility cOnWeration NOtle selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CuP70305006618190 WOW C0004 0316 030576004 Y123574550 1040ILY_GM_00022titie 4 of 12 CONFIDENTIAL EFTA_00B3145 EFTA01275282 (SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nisandal Advisor: Friendly accouetaamel SCOTT STACKMANYLYLE CASRIEL March 2016 Account number. 212-821-70001800-308-3140 Your assets Some paces, income and current vaues shores may he Etapfoxirnene. AS a lei UR. OM and losses may not be &Quakily iefkaed. See Anporuat insomefron about your statement a the end of ths document for more lnfonnson. Cash Cash and money balances Cash and money balances may include avalaie cash balances, UBS Bar* USA dep3ot account balances, UBS AG Stanord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC xlthn dyne /de limits, but are not protected by SIBC UBS AG Stanford Branch deposit accoum balances are not insured by FDIC and se not protected by SirC Money market sweep balances are protected by SEC but me not insured by the FDIC. See the Important information about your statement * the end of this docurent for del airs about those blames. Hddng UBS SANK USA CEP ACCT 9.315.82 436.07 250.00000 Opertng bdance Closing balance on Man I (S) on Mar 31 CU Price per share on Mar 31 (t) Average tate Dnickncl 'Merest period Days in pMod Cy mount ft) Equities Common stock Hddng 8ANX OF AMER CORP Symbol: BAC Exchange: NYSE EAt 1189 Current yield 148% May 17, 11 303.000 II 860 km 21, 11 313.000 10.670 Aug 2, I 1 328.000 9.802 Security total 944.000 10 751 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11.555 Current yield 4 34% Nov 18, 10 Total Total estimated annual income: $1.744 Purchase VIC!! Trade Mother Average price date of shares per share (t) 1,023 030 36 416 Price per share Cost basis (S) on Mar 31 (11 Value on tiniealzed Hddng Mar 31(1) gain or loss (t) period 3,59384 13.520 4,09656 502.72 IT 3,339 86 13.520 4,231 76 891.90 LT 3215 15 13.520 4,434 56 1,219.41 LT 10,148 85 12,762 88 2614.03 37254 19 31.430 32,152 89 -6101.30 LT $47,403.04 $44,915.77 -$2,487.27 SDNY GM 00022526 c NeTc003306518191 NP7003309309 00004 0316 03057%04 Y123 5745501010C° Page 5 of 12 CONFIDENTIAL EFTA_00B3146 EFTA01275283 J UBS Strategic Advisor March 2016 Account name: GHISLAINE MAXWELL Friendly account name Account number: Your assets r Equities (continued) Closed end funds & Exchange traded products row remveued is she told of .1 reinvested dstdends n does rot include any cash dsedends. it Is Mat& lot for the purposes of determining bald rg periods or cost basis. The shares you receive etth here you reinvest dvdends become a separate tax Cost taus is the tout purchase EOM of the security. Inducing reinvested d udends The cosi basis may need to be Ousted for return of capitd payments in order to determne the adjusted cost basis to tee mooring purposes Hddng SPCA S&P 500 (IF TR Purchase price' Hunter Average price of shares per share (%) Client investment (5) Your Ignendal Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001300308-3 1 40 trnreaN:ed (tar) gem or loss es the cillerenct between the c went ...Sue and tin cost basis aid would generally be your t side grin or loss If the sec laity wen sdd on this date The u dad gen a loss may need to be atoned for "et urn of rapid pafiner4 s in order to determine the reared gain or lost for tar reporting purposes imeament rearm is the current v5ue minus the amount you irnested It does not Include shares this' at not reflected on yap statement, includng shares that have been realized at either a gin or a toss H alto does not include cash cer:lends Mat were nol *invested Cost Price per share basis (S) cis Mar 31 (5) Value on Llerealind (tai) Investment Hddng Mar 31(S) gain or loss (1) return (1) period Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 EAI: $5,385 Current yield: 2.10% Other equity investments Ccal basis and gems and losses have not been adjusted aulonsticaly for return of capital payments. Restricted security yaws are estrntted for informational purposes See Important information about your statement at the end of this docurrem for additional information Hddng BLACKSTONE GROUP LPYTHE ()MT REPSTG LTD PARTNERSHIP INT Symbol BX Exchange: NYSE (Al: 13,038 Current yield. 9.13% Ira date l.hrrber or snares Purchase price Average price per stare (1) 208,533.63 205.520 255472.40 47,338,77 47,338.77 LT Cost Price per share Vaue On unrealized Hddng basis (51 on Mar 31 (S) Mar 31 (5) gam or loss (I) penod Sep IS, 14 1,113.000 32 224 35,866.06 28.050 31,21865 .4,64641 LT CNP7C003306518192NP7OCO 03034 0316 030579304 x12357455010 MAW GM 00022.S. 6 of 12 CONFIDENTIAL EFTA_00I33147 EFTA01275284 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: md,{2 friendly account name: Account number: SCOTT STACK MAN LYLE CASRIEL 212-821-7C00/ BOO-308-3140 Your assets (Continued) Fixed income corporate bonds and notes Braes are cbta ned from I niece ndenl quotabon bureaus that use carputenzed valuation formulas to (*date current values actual market vases may vary aid thus glimilosses may not be acctaitly reflected. Cost basis has been adusted for accretedorigina Issue dscount (OID). Cost basis has been HcIdng Trade date Tdal face vaue a maturity ($) Purchase once (S) Minted cost bah (5) Price on mar 31 (3) value on Mar 31(5) Unreaized gan or loss (1) Hddng period GENL ELEC CPTL CORP AD) RATE MATURES osr 11/16 CUSP 36962G2V5 Moody. Al 58P Ake EAI: $103 Current yield 0.82% Dec 11, 09 50,000.000 90789 45,394.50 100.026 50,01300 4.618.50 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 1111916 ACCRUED INTEREST $2,040.00 CUSIP 06050WDW2 Moody Baal S&P BBB+ EAI: $5,400 Currant yield 3.57% Nov01, 10 150,000.000 100 .000 150,000.00 100.959 151,438.50 1,438.50 LT P MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 04129149 ACCRUED INTEREST 44,937.50 CUSIP 46625HHAl Moody. Baa3 S&P 888- EA!: $11,850 Current yield- 7.93% Dec 22, 09 150,000.000 105.100 157,650.09 100.000 150,000.00 4650.09 LT Total 9350.000.000 9353.044.59 4351.05150 41.593.09 Total accrued interest $6.977.50 Total estimated annual income: $17,353 autcrnaluay &lusted for amortization of bond premium using the construe yield method. Otto have made a iSS election to deduct the premium ancnization on textile debt securities. you aver /NOW UK aclust cost basis for the toad prerrium anonizafion. SDNY GM 00022528 CNP50001005518193 NPT000309989 00004 C016 030575004 YI23574550101000 Page 7 of 12 CONFIDENTIAL EFTA_00133148 EFTA01275285 *UBS U BS Strategic Advisor March 2016 Account name: Account number: Friendly account naml GHISLAINE MAXWELL Your lloondai Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000/1300-308.3 140 Your assets . Fixed income (continued) municipal securities Noes ow chicaned from Independent quotation bureaus that we corpjeized vat union formulas to *stow* for securities issued a a docount when O$ AS cost basis Is dspleyed, anortgation ha been cdc Watt current Sues Actual meeket Sues may very and thus Gelassiosses may not be accwately done using tie constant Weld method chemise amortization has been done using the strdght Yne reflected. Cat back hit been automatically 'Ousted for mandatory anixtizatim of bond prenicrn on method coupon taveverrpt munlcipd images using the constant yield method and for accreted wird Issue Trade Toed lace Sue Purchase Adusted Nice on Sueon Unrealized Hddng Hddng date a matwity (i) pnceCN cat bass (PI Mar 31 (I) Mar 31 (S) ga n or loss (S) period MICHIGAN MUN BO AUTH RV PREF BUR PRE-REFUNDED RATE 05.000% MATURES 1001126 PREREFUNDED I 001:16 0 100.00 ACCRUED INTEREST S1,125.00 CUSIP 59455T3R1 Moody. Not rated S&P. Not rated EAI: 12,250 Cisrent yield: 4.89% Original cost basis 146,406.80 Nov 22,11 45,000.000 61RDVILLE TX INDPT SCH D FREE BEM? PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02i1917 0 100.00 ACCRUED INTEREST 357500 CUSP 090874U5 Moody. Ma S&P: Not rated EAI: $4.500 04rent yield: 4.82% Original cost basis- 193,704.74 Nov 14, 11 90,000.000 MICHIGAN MUN BD AU711 RV BE/Pt RATE 05.000% MATURES 1001/26 CALLABLE 100I/16 0 100.00 ACCRUED INTEREST 4125.00 CU9P 594557465 Moody. Ma S&P: AAA EAI: 1250 Current yield 489% Original cost basis 35,034.35 Nov 22, 11 5.000.203 101.270 45,571.81 102.226 46,001.70 429.89 LT 102.016 91,814.69 103.808 93,427.20 1,612.51 LT 100.281 5,014.06 102.288 5,114.40 100,34 LT continued next page CHP70309003518194 NPV000309989 00004 0316 030575004 Y123574550 10MiyGtkociorMit 1i1 of 12 CONFIDENTIAL EFTA_00133149 EFTA01275286