EFTA Document EFTA01275407

UBS pr 1 i ir rviCeS VIC ew o NY 0171.O3O2 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Savings Account number: Your Financial Advisor: SCOTT STACKLIANItYLE CASRIEL Phone Questions about your statement? Call /04 Eirhancia AdvJior Of Ire RMA Resourceline at account IAA our website: strew.ubscomifinanciaservices Items for your attention • If you use UBS Online Services, consider changing your User Name and Password regulady to protect your personal data. Not enrolled? Go to ubs.combonlineseneices Value of your account on February 28 on March 31(1) Your assets 0.00 2,984,074.11 Your liabilities 0.00 0.00 Value of your account $0.00 Tracking the value of your account S Thousands $2,984,074.11 2.984.1 Resource Management Account March 2014 HI AN MAX LL NEW YORK NY 10065.7007 00 Feb 2014 Mar 2014 sources of your account growth duriag 2014 Value of your account at yea. end 2013 Net deposits and vvithdravals Your ilveSITIM1t return DM:lendand interest income Change in market value Value of year woman on Mar 31, 2014 5000 52,984,03038 1413.53 5000 S2,904.07411 SDNY GM 00022820 Member SIPC CNP703010064798i1 CONFIDENTIAL _0314 Page 65 of 86 EFTA_00I33440 EFTA01275407 SUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (S) Percentage of you' account A Cash and money balances 0.00 0.00% B Cash alternatives 2,984,074.11 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets Value of your account $2,384,074.11 $2,984,074.11 100.00% Account name: Friendly account name: ir Account number: Your current asset allocation B Eye on the markets Your ignoncid Advisor: SCOTT STACK MANLYLE CASRIEL Index Percentage change March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% a 77% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% -017% 1.84% CNP7C00)0064798I 2 I= CBI 4 CONFIDENTIAL llitY_GM_00024M1 66 of 86 EFTA_00133441 EFTA01275408 SUBS Resource Management Account March 2014 Change in the value of your account March 2014 (Si Year to date (I) Opening account value $0.00 $0.00 Deposits, including investments transferred in 2,984,030 58 2,984,030 58 Dividend and interest income 43.53 43.53 Closing account value $2,984,074.11 $2,984,074.11 Account name: GHISLAINE MAXWELL Friendly account namesiridie Savings Account number. Dividend and interest income earned For puiposes of Ms statement, tmeigilty of Inkiest and chldend Income ha been determined Iran a US tar reporting perspecthe. Based upon the residence of the account holder, =count type, or product type, some Interest ardor dvldend payments may not be subject to United Slates (US) anact Puerto RICO (PR) Income tares, The lent monthly statement is not Intended to to used and carrot be reed upon for I& purposes. Clients should refer to the an:feat:4e tar reporting forms they receive from vBS annually, such as the Forms 1099 and the Earns 493, foe la( reporting information it is the pracice of 1185 to file the aPCliCatk 18c reporting forms with the US Internet Revenue Service aid PR Treasury gefoartment and in such forms accurately classify clinclenct ardor interest afar exempt or tacable income. Pleat consult your inctssclual tax preparer. March 2014 (5) Year to date (5) Taxable dividends 41.89 41.89 Taxable interest 1.64 1.64 Total current year $43.53 543.53 Total dividend & interest 543.53 543.53 Cash activity summary Your Flnandal Advisor SCOTT STACKMANLYLE CASRIEL See account activity the month for deals. Balances in your Sweep °pa ons are induced in the opening and closing balances value. FDIC Insurance ippies oNy to deposits at u85 Bank °SA, not to deposits at LOS AG, Stamford Evanth Of oank deposits pieced through the ues internaiond DepOS4 ACIOUnt piogram. SIPC protection applies to money market sweep fund holdingsbut not bank deposits Seelmporcant inSonnation about your statement on the at Imo pars cf this document for detals Mardi 2014(3) Year to date (I) Opening balances Additions Deposits and other funds credited $0.00 $0.00 2,984,030.58 2,984,030.58 Dividend and interest income 43.53 43.53 Proceeds from investment transactions 1 64 1.64 Total additions Subtractions Funds withdrawn for investments bought $2,984,075.75 $2,984,075.75 -2,984,075 75 -2,984,075.75 Total subtractions Closing balances -$2,984,075.75 -$2,984,075.75 $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 $0.00 Closing UBS Bank USA Deposit balance Mar 6 $0.14 Number of days in nterest period 28 Average daily balance $17,857.14 Interest earned 80 .14 Annual percentage yield earned 0 01% SDNY GM 00022822 CriOngeg30647gel 3 = 0314 Pegs 67 of 86 CONFIDENTIAL EFTA_00133442 EFTA01275409 *UBS Resource Management Account March 2014 UBS AG Deposit Account APY Account name: I YouriSnandd Advisor. Friendly account name: ir • SCOTT STACK MAAILYIE CASFUEL Account number: Interest Pe-rod Feb 7 - Mar 6 Opening UBS AG Deposit balance Feb 7 50 .00 Closing UBS AG Deposit balance Mar 6 S1.50 Number of days in interest period 28 Average daily balance $195,287.90 Interest earned 81 .50 Annual percentage yield earned 0 01% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important inksrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. Cril.1000-ooci4,30 CONFIDENTIAL 0.314 INSY_GM_000282Kl43 68 of 86 EFTA_00133443 EFTA01275410 SUBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account nearte:Indiv.Savi s Account number. Sane penes, income and current WI ueS ShOwn may be approximate. AS a issue, gai rts and losses may nom be accurately refleded. See Important inlormabon about your Statement a the end ol this ciccumeM for male informason Your Fl nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives money market funds Money market funds one neither insured for guaranteed Di the Feder& Deposit insuraue Corporation °ray other government agency. Although money Markel funds seek to preserve the value ol your Investment at Si DO per share. it is poditee 10 lose money by infesting in these funds. Tatar reinvested d the tots cid reinvested driclends It does not include bay cash dvictnds. n is not a la lot fa the purposes of determining tad rg periods or cost basis. The shares you receive each time you reinvest dudena become a separate tax lot. Cost Imes is the 10141 purchase cost of the security. Inducing renvestedd iisciroct Tit cost basis may need to be Ousted for return d capital payments in order to determine the adlustedcost basis for tar reporting purposes. Hddng UBS SELECT PRIME INSTITUTIONAL FUND Purchase pine/ Number Average` price d than pies than (S) Client investment (5) Unreekze4 (taxi gem a bss is the Orlfetence between the current venue and the cost basis end would ge re raly be your tattle ga n or loss .f the security was sad on thls date. The unrealized Ras) gin or loss may need to be &lusted for ret an of capta paarents in order to determine the refired gain or loss for tar reportingpurposes investment return is the current value mous the mount you invested. R does nee include shares that are not reflected on your statement. inctudng shares that have been reamed as either a grin a alms aiso des not include cash ciNckna that were not reinwsted Cost Price per shale Ofefal (i) on Mar 31 (S) venue on unreelized IneStrnent Htldng Mar 31 (5) gain or loss (I) return IS) Poled EAl. $597 Current yield 002% Your total assets 2,984,074.110 1.000 2,984,074 1 I value on Ma 31 (5) 2,984,074.11 1.000 2,984,074 II Percentage of Cost your account taus (5) Estimated unwind annual income (5) cyan or loss (S) cash ahematives Money market funds Total $2,984,074.11 2,984,074.11 100.00% 2,964,074.11 597.00 Account activity this month Date Acthity Mar 3 Deposit FEDERAL FUNDS DEPOSIT BY GI-NSIAINE MAXWELL AT CHASUS33 Total deposits and other funds audited Description 100.00% $2,984,074.11 $597.00 Amount (5) Deposits and other funds credited 2,984,030.58 $2,984,030.56 SDNY GM 00022824 CelP7C0070064798I 5—_0314--1- Page GO of 86 CONFIDENTIAL EFTA_00133444 EFTA01275411 *UBS Resource Management Account March 2014 Die Aztiaty Account name: i5HISLAINE MAX1N ELL Friendly account name:Indiv Savi s Account number: Your lq sandal Advisor: SCOTT STACK MAI/LYLE CASRIEL Descry:410n Amount (S) Dividend and interest income Taxable dividends Mar 31 Dvidend UBS SELECT PRIME INSTITUTIONAL FUND 41.89 Total taxable dividends $41.89 Taxable interest Mar 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 03/05/14 1.50 Mar 7 Interest URS BArir USA DEPOSIT ACCOUNT AS OF 03/0614 0.14 Total taxable interest Total dividend and interest income $1.64 $43.53 Invesbnent transactions For mote Inlorrnation tout the pike/salve shown SW reStrIded SK Unlit o purr.) your statement at the end or thn dacsrnent Cote ACbuty 06Ciption rtormgi0n 00OO Ouarility vSue CO Pnce Prcceeds from investment ',amebae's (S) Funds wIthOratenICr Accrued instalments boughs (S) 'merest (S) Mar 6 Bought UBS SELECT PRIME INSTITUTIONAL FUND 2,984030.580 1.000 -2,984030 58 Mar 10 Bought U85 SELECT PRIME INSTITUTIONAL FUND 1.640 -164 Mar 10 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1.640 .164 Mar 1 I Sold 1165 SELECT PRIME INSTITUTIONAL FUND -1.640 1.64 Mar 31 Reinvestment 11135 SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 100 NAV ON 03/31/14 41.890 -41 89 Total 51.61 42,984,075.75 Date Activity Description Amount IS) Money balance activities Feb 28 Balance foreword $0.00 Mar 4 Dopmx UBS BANK USA DEPOSIT ACCOUNT 250000 00 Mar 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 -250,000.00 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06114 0.14 Mar 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.50 Mar II Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/10/14 -1.64 Mar 31 Closing UBS Book USA Deposit Account the UBS Bait USA Cepost Account is your primary sweep option Feb 28 Balance forward $0.00 $0.00 Mar 4 Deposit UBS AG CEPOSIT ACCOUNT 2,734.030 58 Mar 7 Withdrawal UBS AG CEP097 ACCOUNT AS OF 03/0614 .2,734030 58 Mar 7 Deposal U85 AG DEPOSIT ACCOUNT AS OF 03/0E/14 1.50 continued next page CNP70X90064798I 6 CONFIDENTIAL 03l4 lalYGM0002 11”S 70 of 86 EFTA 00133445 EFTA01275412 *UBS Resource Management Account March 2014 Account activity this month (contrived) Date Money balance activities (continued) Mar 10 ACIMR1 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name: frit,' Savi s Account number. Your Amanda Advisor: SCOTT STACK MANLYLE CASRlEL peso/Site Amount II) UBS AG CEPOSIT ACCOUNT -1.50 Mar 31 Closing MIS AG Deposit Account The UBS AG Del:091 AOCCunt is yOur SeCOnCATy sweep Opt Co $0.00 SONY GM 00022828 CNP7C00;0054798l 7 =0314 CONFIDENTIAL Pegs 71 of 86 EFTA_00133446 EFTA01275413 *UBS Yournotes .17,30.0I6.73.8 E =.I 4 MMElly . .,,,,, ........ ,..M . CONFIDENTIAL EFT,00133647 EFTA01275414 Important information about your statement LEIS Financial Services tr. (the F im or UBS financial Serviced( is a merrter of all panel:el secuily, cannodty and cote:re exchanges. MS Fe-encial Services and 1165 Bank USA n rdrect subsdares of LES AG and affiliates of LE6 Seriatim U.C. Ter Fim's financial statement is available upon mopes the Fars arose.* offices are ar Weehawken, RI Ibis animal represent the tay official record of yaw LES Financial Sakes account. Other march, not official tic documents, containing rereading data noted riot be relied Lyon If you believe there is an error cr emission please report it immedately n *Ming to the Ranch Manager is. the office snag your account. Aelmugh al figures shown We Handed to be accurate. statement data sktili not be used fcr tat purposes Rely sort on yeatend tax lams, te.. Form 1099. SkaBs 10425, etc.) whin prepregyour tax return. The Fine it required by law to report to ihe IRS all taxabk dividence, mooed* rantaubb detickads and tat remit erred on acuities held in yxr aciont, net proceeds on sale transact:re, and cost basis cncenain covered swains. Communications with the Finn . Please reconfirm any oral coimircatearts in wring to further protect your rotes incladrig your ogress raider the Storks Maar Protection Act (SEAT • If the finacal nstitution on the top left of the front of this staternert is not UBS Financial Sakes. U3S Financial Sentra ernes gar account as cleanng taker by anargerront watt the rdcated &Puke. We Wormed yaa of Mk relationship when you opened this accost. hare cast your lads and sautes a-e located a UB5 Anatol Services and rot the imocbcng broker. ad you nom make erect-I of are error or &Makin to both NITS. A 0 accctnt statements shall be deemed complete ad accurate if not objected ton *meg within 60 days. • PION* died amok. complaints a itcpiies to the Fi-m's C bent ' eat at 201.352.1699 atollfree at 8:03 A.M. to 6:03 P.M. ET Monday through e- ay, a in aka to UBS ices k., Client Relation Depalment, Unton C sty. W 07087. • hcase of en0rS Or ouestkoo about an electronic bads rands Olt BS Vareckbit card transactions, call Financial Senates ex.. Weehawken N) 07086. Ath-. MAArBSA Saes Cal or write as soon as you can it you thrk yam statement or receipt is wrong Cr d you need more raceme in about a nerdy on the statement or rental. The Firm or Card boar (as aPicablemmaat her horn you ro later dm, 60 days after to Fim sent you the fro stsemera on which the error or problem appeared. - Prow:kyr)," name ad accost number Of any) — Dresser the lira or the wander you are are about, and .plan as chat as mu can why you believe t is an error a why you need more eitemation — Provide thedollar arroat of the suspected error. The Fim or Cad Issuer wt imestigite your ccmplaint and wet correct any error promptiy. Please make all decks payable to the Fan or der financial institution ippicated on to front of this Oak:mint h ad:Wm to nectar accord feet accounts may be subject to rriattaeranCe fees, chages for late parent for setriles purchases and charges for unpaid armunts in cash =cont. Accounts that ate transferred to other imitations may be subject to a wander be. UBS Sweep Options UBS offers optima for sweepng cash biarces, Winces to bar deposits at UBS Bat USA and WS AG Stand branch Sink Sweep Progome, money maks mutual sods (Morey Fu-ds) rd the International Depose Arrant ODAlfor customers Shan International Renate Management Account. through re Bank Sweep Prtraamt rah balances re swept to LEG Berk USA up to n intsbkhodirnk ad then to LES AG Stanford Branch or a Money Fund. Deposits at UBS Bat USA are FDIC nstred in accordant with FCC ruks. For nacre nlamatim please sat mar...Witter. Deposes at UBS AG Sleeked Burch ad furs of Money Funds are rot inured by the FCC. Throup the OA, araileble toads balances are swept to depose accounts at UB5 AG New Yak Branch and UB5 AG Cayman Brach Mew deposits are not esund by the FCC. Balances Feld at the LES AG Cara" Brads are temporanty exposed to the so...reign risk of the Carman elands, and tare is no 'santee or other obligalon of LES AG to repay*. betakes wink as the UBSCarmans Podia books. Deposes a LES Bat LEA and tad'. UBS AG Berth are not protected by SIPC. Money Fund shares ere protected by SIPC. See *U3S Financial Services Arrant Protection' bobw Upon sus retest, balances in tie Bank Sweep Po:gramor OA may be withdrawn, and shares of a Money Fund my be liquidated, and the proceeds returned so you or tasks amont. Aster formation about available wrap options, ncleing unit emiest rates and yelds, a availabk at wwwtte c from your F rem a Advisor or by calling UM Financial Serrae account protection The it a member of the SeardeS Inyeibli Protection Corporation EEC), whkh protect securities account, of its members up so 1500,03) (roaring S2B),000 for dams kr cash) the SIK asset protection Imes aTPV to all account tetra hold n a palkukr capacity. The Fim, together wrth certain affiliates, ha also purchased stppinental protection. The maximum amount payable to al eligible dients, carts& rads this protection is S500 million as of December 10, 2013. Wo rd to the poicy conditions arid limitations, cash a the firm is further protected tam to to 11.9 million n the aggregate for all your accounts held n a paticular capacity A fin ccpy of tie poky waning is INAilible Won reciurst. The SIPC protection and the applemental protection both do not apply to. • Certain fnancia routs controlled by (rid naiad it your account veldt but hell away from UBSFina-col Services fe.g.. certain cash al UBS Bat. fel cads at LES AG St/miredbranch insurarke prOSK1S, including variable amities, and Ed shares or mutual fondt when such than are registered diectly h the name of She account hake on the backs ad wads of the applied* issuer a taster agent); • Certain rwestmeet contracts or Mestment interest pg., limited penned* and piste pa:emeriti) the we rot repaired under tie Securities Act of 1%3; ird • Commodities corrects (e.g., lamer excha-ge and pm eta metal ccntradd. aduding futures contacts rd ormoditY cram contracts. the 51K potecton and to suppemental protection do not apply to these assets erne they otherwise appear on yin strements The 9PC protedia end the sullommental protection do not poled agora changes it the makel vats of you investments (whether as a result of market morment. issuer balkruptCy Cr OtherbYee) More information is prelate tpcn repast You may obtan more Scansion abote Sit. incising the 5IPC Brochure, by contacting SIPC a 202-371-8300w by %tang the SIM **Mite at rawarptag Dividend ReiWetblbedill Program (DPP) the li ke reflected is an pram price. You mar obtan the acb.el price ken rot Fnancial Advisor. Orey sack fare are purchased under DRIP; partial shares wil be wet rd the rah wS be deposited your account. The dviderd reavesvnere wire applied by fie ewer may • from the market vice at which thepartied shares an sold Csolerelieu Crib, whole units may be hada soy amour. If you entitled to apalel um( a a mutt of a laded Panto' ▪ otevaise, the Firm suit ether sell parhal Ls*, at made) like a accept an amount determined by a mai:teed cleans agency, and credit scar account Investment objectives aye nanimere °teaks rd risk profile Me speck to each account and may ray between Please Weir the Fun promote, a mon; of any signkant Mango n gar foamier situation or masker% objectives. Foe each CONFIDENTIAL account hekl, you choose one of tie following anestrrient obit-ter • stodge Conant !mom. ...atom s searg the generation d income cak. • Achim Cepralappreciation Inteetrnentt seeking growth of prncpal rather than the gereraim of income • Produce Combinaton of ircone and Capital Appian:awn Memento seekhg both der generation of name and mouth of ;timbal. Overall rids profiles • Coasavarre Seeks to maintain anal peeper, with low OA and volatility to the acorn owral, nen if that means the teat does not generate significant income or returns red may not keep pace with inflation. • Moderate: Willing to accept some risk to principal aid tolerate some ',lottery to seek hgher returns. • Aggressive: Wiling to accept high rift to prinopal and high ratan* to seek highreturns ore time. Statement liouseholdne We may consoldaie al related account statements with the same address n the same tanker. Accounts may be related Ice this purpose betake they haw owners who also maintin pia accord relationshas was other clients at the sane address. This practice known as • householing • R you prefer to reprise Pdivalual statemeats mailed in separate envettpta — y0U may dare householdeg by tiling you. F remise Advisor. Friendly accourt name the FrendY account name reflects formation that you entered on the Firm's onto* senores vrebste. R ts a customizable rnictrurre' those by you to aria you war sir record...pint It has rro legal effect on your account. You can change yds hiendt account names, through Onere Services or by contactegmurFaancial Adviser. ACCOr overview • vain of mw accountrporrob Net of assets mot •Ailtes. Asset tweaks salable cash balances, visit for restricted storey list), and Global tine Deposits, wreaked marks to market, and ceetaa arts not held by the Fim. Does not include smoked SeCuttiell assets al the end of the pior and rural masted periods, or private irwestments, emoted stock options rd erica stock options • Intakes Include, debt blI/M•1, culdardirg margin loans. credit the, Mon amant balances. • Cash/raoner balinrea Total of reinvested avalable cab balances. plus UBS Bak LISA deposit braces U3S AG Starreord Brand) deposit balances and money market mitel fund sweep boraxes, at to case of ha statement period. Noricormlocity Vet credit balances in your acct are rot segregated from other balances and to Fan my use any of these funds! the ordinary course of it business. these funds a* payabk Loon your darned. This total n included et to anent period closing value. SDNY_GM_00022828 EFTA_00133448 EFTA01275415 Important information about your statement (con inued) landew Herniation For dead informition cn the Finis lending practkes and disci:rives, refer to ear Clem fatbraiip Agee-runt or Accost Agreement and the General Toms rd Conditions UBS Statement of Credit Practices amilable in Ageomon and/Jake/resat mew mist rornberrionsrlostrret Vas awn Your neleMent lakes securities melodies mats held h the account at the end of the statement mend. You may ark for &key d lay paid seosties at anytime. You may receive securities used as loan collateral after awing any balance due on tem. k -y *curia tranderred to to Cern any to element period are lewd at market value as of the end of the aimed period. • Cast basis. In detaining the cost basis of the sewrites included in this statement, where indicated wih the nurrbe. '1,• UPS Fivercial Services Ms relied cn information obtained from sources other tent/5 Fivncial Senices, including information kern anothe- Sim a that roomy have provided to you Finmxial Advisor. The Finn does not htliepoilently verify a gamine the acaracy or vardity day irdorration provided by watts other then LESFivncial Senates. aicitirt although LIDS Firacal Seines general& adds this Herniation as it k wand, the firm dos not provide any estances tat the idamatian km* "Cost basis" and "Leireakzed gar/loss' is accurate as of the date of the statemert. As wok please do not way on the Hamden to nake pucka a tale decisions. fame papaws a otherwise. Accounts transferred to the Fim may reflect girl loss infamatkn ong f or the period of tine they a held a the Frm More historical nknnatcn tribe ackled by you. Menthe Advisor. • threalized gain/loam Wien data is aailtle estinated tweaked gand lases we alcaated la ?diva, a I sear Sy lots. TM transaction data for rxtliviial lab may or may not (elect commissions. &aloes ands 'acuitymarginedan emits Dividend and otherrenwstment lots ad systematic padvse lots are eachcombined to display one averaged loll)* • Trade date • [Mann presents the aiyeul transaction wade date. • Callable securities Ban* and primed stock that the issan oats for eery recknoten will be selected mpg-tidy by lot Iran arrorg all seo.rties of tat sea held hour name or in nominee nine la as clients. Call am bannoten s cbtaned from third parties and is accuracy isnot guaranteed. Other call feakres may eat !Mich cad affect yield complete rrionnatir MOM provided upon request • Cartifiestee el deposit (ma)CDs are FDIC Mad to to 5250,000 h prixSel and accrued interest per deposta ad per deposicry institution, in accadence wain FDIC • PriceAralue Prot, dirbswd f or securities and other products may be higher or lower than the price that you would Warily reek* n the market Prices we obtamd from various third party sources Snit. tie Delve to be rehtle. but we do not gmealee heir scanty. — We gene* a the closhg pricewhin awlabka the mean a/1MM and ask prices fa lined acuities and colons or ong bid prices fa OTC seosdies. - Less actiwg waded securities may be priced &ring valuation model or to mod recent price we obtained and mar no reflect an actual market price or wad. - Certain position may appear without a price and will taw as *price was rot available' if we are undob to obtain a pnce f or a ,ecudy - Deposits or startles denominated elcurrencies other tan U.S. dollars are reflected at the exhinge rate as of the statement date. - Fa certain wooden trading innonconformity Marenalcra price an quaty(lace sakes) may have been adisted to facilitate pacer valuation To obtain current quotations, when stadia, contact your Financial Adder. • Prints erveitments and An/clawed prodded. Mate mestrree sautes ixbding drect participation ptqam and real estate indictment trust wades) and strucssed piodacu are densely highly Abseil. Certain seamed products have not been registered will the Securities and Excha- (omission a under ay state securities laws. We proide waited wears for private investment wad is and structured products for edorniatkrul purposes only. Massey knot giarenteed. - These values may differ abstantiaby from pricer. if any, at Mich a paw investment security a structured prixtaa may be bough or told and do not noosing represent the vaismaa may receive Loon lion:won. - Thid prly 'Ornate of vale av as of a certain date and are saopled to UBS Finarcid Services on a regutt baus by at independent eatiation Pm. - Ida general partner or sponsor estimated vete', are supplied to the by the Moe gennal pane or sponsor and may be tabulated based on Merin information from that used by IMO parties to derive ter estinated values. - You can Mesh addiand Hamadan regarding the methodology used to determine the "slime* of value ad the date of the eke-mann that is the basis forte en late by contideg your Fivncial Advisor. - TAW party *stated was ray be reflected as •Not pied' n wor Ism dins. wfe n edependent valuation tam Ns not stead or is able to assign a vatic when we beanie avare that a materialevent has °coated tut may call a ammo* reported sea eta question. or as a value would be highlasPectilatne due to the naese of the stout - Whin neither al mar, general ante a sponsor *stated value me a Orderly estimated mks is pended the value a to scalyweb, differs-sr tan itspurchaseprice. - • Darin ca to date' may include num a capilal. income a both - Chanel a see • represents the initial Oran; price per unt and may not (elect your toil basis • Restricted securities Reslraed want:as drauralY are rot currently amble for public sale. UBSFinscal knees toes the add price of the unrestricted nod of the same issuer as an .reputed value fade restricted stock fa purposes of thin statement on. To the relent that rearioed searkies are eliabh la a the slew reared may be stbstantialg less than the imaged value town • En. (estirneled) immense current yields and rates. An estivate d a-rual income is based an current Sicked aid interest rates, assailing tie seethes will be held for ale yea from statement date or and Mett/ily. This name eon* Aga: Seine, accuracy rd continued income are not guaranteed - Estimated anal inme rd curet yield for certain goes of searities could include a retun of prncpalor captal gars in nnith case the est income (irdcunerd yeti would be oventated. - Estimated anal icane and current yield and the actual Mane and yield might be kwer a higher than the estimated amounts. - An estMate of rruateed name (divdend motor interest) deeded by the current market vatedaverase balance is based on the last dividend or interest payment made by the issuer and warms tie sectritiegdeposts will be held for a year from the statement date or until makrty. Accuracy rd continued weld we not goateed • Assets not held by UBS 'rancid Services. Certain assets me rot held by the Fern and nor within the Fern's possession or carol. These assets me dipleyed on your statement for informational pp urposesorig. Positions ad values presented an nded by the iriut 9 fern UBS Facial Senkes not respable for the ilconation and does not guaantee es accuracy. These assets at rot protected by BSC or tie Finds ustplementalSITC covers?. • Revenue cleoring and additional compensation. - In addrtion to commissions on sales and 12b1 fees received el amnion with the distibution of nail finds to our client we enact our affirm receive tIvonut *Wing Payments from distributors ads advisors of the ntAsal funds that we sell. These arrant, are based on two deferent Cern 0 tlY mantel calm by UBS of a psalm mutual fund family to our <Peet and Cs) the asset value °fears-theLe mutual fund family's shires held a tie 1mi - We and as atMate also recent nem:eking and ormtus protesting lees in consideration For tondo agent servios that we arid* to the maul fads. Thew km generally are Pad from investor abets ei the mutual karat and are a fired de la amount based an the number of amines at the broker-dealer holdng mutual pride of that fund Family. CONFIDENTIAL - h etkle co to crimson; caned n connection wth the sale or astanon o1 away contracts and at investment mat units to our <lents, we ands our Oblige nage ovens sharng airrpeosmion tram many of the Mance companies underwriting the entity contracts, aft dates of to Man area-Dna sponsors of Inlay inwsvnent tugs we diserbute - Clir &Math also receive trading cornmeal and other correereation from mutual finds and mine, companies whose podjcls Vp, dot Mute. - %Strata an anal fee from UBS Birk LEA and tee AG Stanford andi of up to szs per account sweirpng to the barks under the UBS Bre Sweep Fri:gran. Activity hbrination regudng commissars and otter &argil nand n cowedat with to oecutcrt of wades, idudng option transactions ha been included on ocerierntions reveal/ furnished to you, an will be prowled to you ramptlyatrecpeg. Short geniis d Pain engaged in short sellig a security, you may Mar a cheepe a to cerUin Wroth)? costs for that perticular wooly. Open endow Regarding Men or • graltikancellecr ceders that were not entued by the statement date, open buy an sel stop orders are redid by the amount d dividends a rights on an exidividerds or motes date unless intruded otherwise by you. You are responsble for orders that we emouted OR toyout failure to cancel (Meting open orders. Privity To obtain a copy of a current Client Stinky Naito. please contact your Francis' Achisor or vbit or website at witismALCDsoadiaMgala UBS Antacid Services a not a bat The WA, Busies, Services Account &SA and IRMA we brokerage accounts which provide access to barkingservices ad products though annginents nide affilittd barks rid other thrdeany banks, and provides access to nsura-ce and anidy prod ct seed by unaffiliated thiddany insurance ampans through eaura-cie agency subsiiitries of UBS Financial Services Inc. Iniestment nsuraxe. and amity products: Not VIC inured • No bank guabantee• May Me vale RYA. Rescum Management Accord, Business Semites Account BA BMA and ntematioral Resource Management Accost are registered service marks of UBS Facial Services It Visa *rata is a regidered seat* mark of Visa International 1.8$ Via Signature credit cads and UBS Visa debt cards we based by UBS Bank USA with erasion from Vim U.S A Incorporated. UBS Finandal Services Inc Ma 2O14O2 SDNY_GM_OOO22829 EFTA 00133449 EFTA01275416 *UBS i lir m nices hc ew o . NY 10171.0002 Account name: Gl-liStANE MAXVVEU. Friendly account name: In:W.Savings Account number. Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA Resourceline at - account - Visit our website: lwevtubs.comifinanciatennces Items for your attention II you use U8S Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.com/onineservices Value of your account Resource Management Account April 2014 Ai l i ri MAX LL NEW YORK NY 10065.7007 cm March 31 (5) on April 30 (S) Your assets 2,984,074 11 2,899,474.98 Your habil:ties 0 00 0.00 Value of your account $2,984,074.11 Tracking the value of your account S Thousands $2,899,474.98 2,899.5 0 Mar 2014 Apr 2014 Sources of your account growth during 2014 Vzdue of your account at year end 2013 Net deposits and withdravals Your iwestment return Dhidendard interest income Change in market vita Value of yew atone 011 Apr 34 2014 10.00 32,899,369.61 SDNY GM 00022830 5105.37 3000 999A7498 Member 9IPC CalP7000;005030701 CONFIDENTIAL 0/14 Page 79 of 98 EFTA_00 133450 EFTA01275417 UBS Resource Management Account April 2014 Your account balance sheet Summary of your assets value on April 30(4) Percentage of yov account A Cash and money balances 0.00 0.00% B Cash alternatives 2,899,474.98 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,899,474.98 52,899,474.98 100.00% Account name: Friendly account name: ir Account number: Your current asset allocation B Eye on the markets You rilasndul Advisor. SCOTT STACK MANLYLE CASRIEL Index Percentage change April2014 Year to date S&P SOO 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 0.84% 2.70% CNP7C003005688702 0414 CONFIDENTIAL IMINLY_GM_00024WI 80 of 98 EFTA_0013345 I EFTA01275418 Resource Management Account 2is I.: Change in the value of your account April2014 (s) Year 10 date (S) Opening account value 32,984,074.11 30.00 Deposits, including investments transferred in 1,183 17 2,985,213 75 Withdrawals and fees, including investments transferred out -85,844. 14 -85,844.14 Dividend and interest income 61.84 105 37 Closing account value 32,899,474.98 $2,899,474,98 Account name: GHISLAINE MAXWELL friendly account name:Indiv. Sayings. Account number. Dividend and interest income earned for purposes of this statement, tatabIty of inkiest and chedend income has been determined from a US tat repotting perspective. Baud upon the residence of the account nokteL account Igoe, or product trx, some interest ends cfreidend payments may not be subject to United States (US) ancl a Plano Rico (PR) income tines The tient math* statement it not intended to be used and camot be relied upon fat lac purposes. Clients should refer to the amicable tay reporting forms they receive from MS annualy, such as the forms 1099 and the Conn 493. for tar reporting information n is the practice of U85 to file the sphcatie la( reporting forms with the US InternS nevem* Service and PR Treasury Depamrent and in such kerns accurately Uas9fy ChidenC/5 art/ Cc IMP'St as tat teerrPt or tacit* 'Kane Please consult yew inctiodual tar preparer. April2014 (5) Year to date (S) Taxable dividends 61.84 103.73 Taxable interest 0.00 1.64 Total currant vas r $61.84 $105.37 Total dividend & interest $61.84 3105.37 Cash activity summary Your /9 sandal Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for debits Manses in your sweep opuons are inciudechn the opersng and daring balances viol, FDIC insurance /poles only to depauh at u85 Bank USA, not to &pools at LOS AG, Stamford Branch or bank deposits placed terrorist) the UBS Intone: cord Deposit Account program SIPC protection applies to money market sweep fund holdings but rot bare deposits See important eribirnation about your statement on the last MV pars ce this document for &LOIS April 2014 (5) Year to date (I) Opening balances Additions Deposits and other funds credited 30.00 30.00 1,183.17 2,985,213.75 Dividend and interest income Proceeds from investment transaction. 61.84 105.37 34,688 03 84,689 67 Total additions $85,933.04 $3,070,008.79 Subtractions Other funds debited 35,844.14 -85,844.14 Funds withdrawn for investments bought -88.90 -2,984,164.65 Total subtractions Closing balances -385,933.04 -$3,070,008.79 $0.00 30.00 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0 .14 Closing UBS Bank USA Deposit balance Apr 6 $0.00 Number of days in nterest period 31 Average daily ba lance $0 .01 Interest eamed $0 .00 Annual percentage yield earned SDNY GM 00022832 000% CIIP7C0070056,39703 = 0414 CONFIDENTIAL Pegs 81 a 98 EFTA_00133452 EFTA01275419 *UBS Resource Management Account April 2014 UBS AG Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS AG Deposit balance Mar 7 $1 .50 Closing UBS AG Deposit balance Apr 6 $0.00 Number of days in interest period 31 Average daily balance $0.15 Interest earned $0 .00 Annual percentage yield earned 0.00% Account name: Friendly account name: ir Account number. Your investment objectives: You have identified the following mvestrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbormation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccnsderation - None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL CNP7C0C93056.98704 = 0414 CONFIDENTIAL 11111Ity_cm_000tats 82 of 98 EFTA_00 I 33453 EFTA01275420 *UBS Resource Management Account April 2014 Your assets Account name: GH15/ANNIE MAXWELL Friendly account nitrite: Indiv Sala s Account number. Some prXeS, income and current values shorn may be approximate. As a (Hut, gains and IOSSCS twat POI be axuiately refleded. See important 'No/mason about your stmemem a the ends this dxurrent fot more informaion Your Anode! Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives Money market funds Money market funds are neitner insured for guaranteed rei the Fede mg Deposit Insurance COFDOrdll On a any Other Npremment agency. although money market funds seek to preserve the vane d your inseStment at Sitio per share, it is ardit* to lose money by investing in these funds Total reinvested is the toted cr ea reinvested cUadends It does not include any cash dvICends, n Is 'NO a to lot for the purposes of determining tooldrg periods or cost basis. The shares you receive each tee you reinvest dsidench become a separate tax Sot cost Data as the tote purchase (O51Of the security. Inducing reinvested dsecirndS t e cost bash may need to be eluded for return of capital payments in order to deternne the adiustedcost bees for tar reporting purposes. Hddng UBS SELECT PRIME INSTITUTIONAL FUND rurchece once• minter Average pace of shoes per glaze (S) Client investment (51 Unmated (Wigan or loss Is the difference between the current whit and the cost basis ant would ge re idly be your taxetle ga n or loss if the seonny was sad co this date. The unrealized (tan gat n or loss may need so be slushed for return of capita parents in order to determine the reared gain or loss fa tax reportingpurposes. Investment return is the current value minus the amount you invested x does we include shares that are not reflectedonyour statement. inctudng shares that have been iodized as either again a alms s also does not indude cash addends that were nee remwSted Cat eke per share bays (S) Co API 30(S) Valle on unrested InseStment Htldng Apr 30 (1) On or loss (1) return IS) PHINd EAl. 9870 Current yield 0 03% Your total assets 2,899,474.980 1.000 2,899,474 98 Value on Apr 30 (S) 2,899,474.98 1.000 2899,474.98 vercemage cif Cost your account Oans (SI Estimated Unrefined annul 'twine (SI On or loss (S) Cash alternatives money market funds Total $2,899,474.98 2.399,47490 100.00% 2,499,474.911 070.00 Account activity this month Date Actinty Apr It Deposit FEDERAL FUNDS [DEPOSIT BY GIISLAINE MAXWELL AT CHASUS33 Total deposits and other funds audited Description 100.00% $2,899,474.98 $870.00 Amount (I) Deposits and other funds credited 1,183.17 31,183.17 SDNY GM 00022834 011170503305668705 0414 Page 83 of se CONFIDENTIAL EFTA_00 I 33454 EFTA01275421 I UBS Resource Management Account April 2014 Date *diary Account name: GHISLAINE MAXWELL Friendly account name: Indiv Savi s Account number. Yourignanciel Advisor: SCOTT STACK MANYLYLE CASRIEL Description *mown (S) Dividend and interest income Taxable dividends Apr 30 Dividend 1)85 SELECT PRIME INSTITUTIONAL FUND 61.84 Total taxable dividends Total dividend and interest income 861.84 861.84 05e Actiwty Descepbon Amotrit Other funds debited Apr 2 TranSfer JOURNAL TO -20.000.00 Apr 1 Transfer JOURNAL TO GHISLAINE MAXWELL 44,000.00 Apr I7 Withdrawal FEDERAL RADS COMIUMENTARY FED FOND WIRE TO Ghislaine Maxwell AT JPMORGAN CHASE BANK, NA -1,156.11 Apr 25 Transfer TO -20.68803 Total other funds debited -185,1144.14 Invesbnent transactions For more Information about the price value shown for restricted securities, see important initym akirt sboa your staormpa a the end of this downem Oate manly Desciption Ouantky Yaw (I) Price (5) Proceeds Iron Investment transactions (5) Funds Aithdraven Ice Accrued rtivestrnents bought (5) 'merest (5) Apr 2 Sold UBS SELECT PRIME INSTITUMNAL FUND -20,000.000 20,000.00 Apr 11 Sold WS SELECT PRIME INSTITUTIONAL FUND -44,000.000 44,000.00 Apr 23 Bought WS SELECT PRIME INSTITUDONAL FUND 27.060 -21 C6 Apr 25 Sold WS SELECT PRIME INS1TTUTONAL FUND -20,688.030 20,688 03 Apr 30 Reinvestment t185 SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON OU 30/14 61.840 -61.84 Total 884,688.03 -MAO Oat Activity Oescrkkaces Amount (5) Money balance activities Mot 91 Oakm* forward $0.00 Apr Id Deposit UBS BANK USA DEPOSIT ACCOUNT 1.183.17 Apr21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0517/14 •1,156.11 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF awns i4 -27.06 Apr 30 Closing UPS Bank USA Deposit Account $0.00 The UBS Rant USA Oepost ACCOLIAC Is your primacy sweep cpbon CNP7050B3OSE88706 0414 IY_GM_OOOAMg 84 of 98 End of statement for account number CONFIDENTIAL EFTA_00133455 EFTA01275422 Important information about your statement LEIS Financial Services tc. (the F im or UBS Financial Services} is a merrter of all orincizel worry, canaily and opens target. U3S Frencial Sakes and U36 Bank USA at rdrect sunares of LEE AG and affiliates of is Saritin U.C. the Fim's financial statement is available upon rade. The f aeon:* aces are ar Weehawken, RI Ibis =tenant represents the gay of falsehood of you LES Financial hereon account. Other march, rapt official tar docurent, containing cordial* data should not be relied Lan If you beim there is an error cr omission, phase repon it immeciately n *Ming to the &inch Manager of the office serving sow account. aloakin al figures shorn T. reended to be accurate. statement data shadi not be used fix tar purposes Rely sole& on yerend tax lams, (Ley Form 1099.54A 10425, etc.) when preprigyour tu rean. The few, it required by low to repon to the IRS all twabk divan*, reportable roar:able Wands and taxable niereve eared an vacuities held in you reant, net proceeds as sae transactors, and cost lass cncenain coveted swain. Communicationswith4w firm . Please re-confirm any oral cormincatorts in vet* to further protect your nits including your nrt tad= the Waist rasa Protection Act (SEAT • If the financial natation cn the top left of du front of this statement is nix U8S Finance' Sevas, UBS Panda' Services carries your ocean as cleanng taker by anargenent with the ratted intlitution We Wormed you d this relationship when you opened this accost. h this case. your Std. and wakesau located at LES financial Seats and rot the Mocang broker. al you mat make react of try nate or *Minion to both firms. A N accent statements shall be deemed armlete ad accurate e not objected to in wrtrg within 60 days. • Flom divot want' complaints a ha-skinto the Fen's C lent ' eat a 201.352.1699 tollifree at 8:03 A.M. to 6:00 P.M. Brenda, throughr ay, a in wag to UBS ices lx,, Client Relation Deus-rent, Unton C sty, N.I 07087. • here of errors OF overnans about an electronic funds Wander (WIt BS Vtarclebk card transactions, call manual Sean Pc., Weehawken 14 07086. Ath-r MANBSA Saxes Cal a write as soon as you cart it you terk you statement or receipt is rag CY 4 you need more Mcrae en *cut a trade on the scanned or rOMOt. The Sinn or Card bar (a, Witiableknori her horn you no later that 60 days after the Form sent you the fin statement on which the error or problem appeared. - Bowie you nine axl accost number Of any). — Desobe the n or he transfer you re snare Lou. and explan as chair as re can why you believe it is an error a why sou need more I-formation — Proud. the &Aar anion d to suspected eat The Fie or Cad Issuer wel iviestiree yew complaint and al correct any error tromp*. Please make all cads earth to the Fern or tie financial imitation rotated on the ant of the teamed hacklilen to recta accost fax accounts may be subject to mai-trance fees, chages for late parent for sautes purthases and charges for unpaid amounts in ear awls. Accounts that be transferred to other notations may be subject to strangler be. UBS Swap grant UBS offers options for simony cash bins, Winces to bat deposits at UBS Bat USA and LBS AG Strad birch (Bank Sweep Pregame, moneymaker mutual ads (Morey rut) al the Into Deposit Account ODATfor customers with an International Resource Maagemern Account. Though tie Bank Sweep Prorave cash balances re swept to IBS Bak USA up to an established knot ad then to LBS AG Stanford Bradt a a Money Fund. Deposits at UBS Bak USA are FDIC rthred in accordrce with FDIC rules. For rare Moneta please mit vwmidicgov. Deposes a UBS AG Staked Burch and stores of Money kinds ay rot Mad by the FCC. Throup the CA., mailable to cash balances are swept to depose accounts at UBS AG New Yak Branch and UBS AG Cayman Burch Thew deposits are not inured by the FM. Balance hold at tie LES AG Carnal Brad, are tempera* exposed to the scvereir Sc of the C wren Mends, and (here is no gairantee or other obligalon of UBS AG to repay** balsam rank en the UBSC trans Prinh's books. Deposes a LES Bat L6A and each UBS AG Bench are not protected by SIPC. Money Fund shires as protected by SIPC. See *U3S Financial SWAM. Account Protection' bast Upon you regal, balances in tie Bank Sweep Programa OA mat be withdraw'. and shares of a Money Fund may be liquidated, and the proceeds returned so you tryout sonar accant. Asher re oration about available sweep options, nthing anent Mast rates and yields, a datable at wwa.sbs< - from your Frac al Maar or by ca0rg UM Financial Services account protection The f ion is a melted the Starnes Minters Protection Corporation (SIPC), wah rams securities accounts of its members up no 1500,C CO Waling S2 fi),000 for dams kr cash). fi e SIPC asset protection kris arh to all account tot you hold n a palalat capacity. The fie, togMerwih certain affiliates, ha also purchased opplaental protection. The mairan amount payable to al eligible theses, cobra& isdiv this protection is 5500 million as of December 10, 2013. kbect to the pokyconditions ea limitations, cat X the firm is further protected td Le to $1.9 million n the aggregate for all you accounts held n aerator osprey A Fri copy of te poky waning is inedible Won mourn. The SIPC protection and the supplementl protection both do not apply to. . Certain tread asses controlled by (and abided in your account valtinbn held away from UBSFinrcel Services (e 9. certain(* cash at UBS Bat, (ii cat at LOS AG StarnIcrd branch 00 inane product. including variable rates, and 00 rues of mutual funds where such shares are registered dienly in the name of the account holier on the tan and records of the applicable sera a transfer agent); • Certain nwslmert contracts or Mestment interest Xi., limited pareasha and pate placements) that an rot registered under tie Securities Act of 1983; ad • Commodities contacts (e.g, foreign exchange and preciarnetal corers} aludiog futures contacts ad formorittrair contracts. The SIPC dotectsr, and the suppkimental protection do not apply to these assets and they otherwise appear on yoa seaternent the SEC protection and the sandal protection do not protect agora changes in the max value of you investments (whether as a result of market mosement, iSSue bankruptcy CY otherwise} More information is amid* upon rapist You may obtan mere recnnation abets SIPC, includng the SEC Broth's...by (ducting Sift a 202.371-830 or by yang the 51K **kite at entwaytory Dividend ReiWetblbent Program (DRIP) The prke reflected is an swage price. You maa obtan the actual price tromps Financial Advisor. Orly Moo* arts are purchased under Die; partial shares will be cold ard tlw cash wit a deposited in your account. The 6viderd reiwestrnert price applied by the Orr May drier from the market pike at which theorize shires are sold Crlenoiau I;Mr whole mots way be hod m yob attar'. If you are entitled to a prel use as a result of a ariderd Parterd • Otiennise, the Firm MI ether sell pad rite at meat pr a accept an truant detained by a registered deals *era, adcredit you' accost Inresdeent objectives The rawer+ objectives rd risk profile de speak to each account and raj my between. Nesse scat the firrn math in *rag of any teacart change n you finaxial situationOr flexure's objectives. for each CONFIDENTIAL wort held, you choose one of the following ardent objected • Este Cunentarnome. harm' es seakng the generation of income a*. • Adieu. Capra, Apprecntroo Instilment( mining growth of prnanal rather than the gerorden of income. • Produce Comerneton oilman. and Capitol Appreciation lasiments sae* both to generation of name and growth of plaCjIll. Oval' Sc profdos • Conseil Seeks to mantas nilel arciwil with low risk and volatility to the octant overal, nen if that mewls the accost does not generate significant income a rearm and may rot keep pace with inflation. • Moderato Willi* to accept some rises to pincPal and tolerate some votattity to seek hgher returns. • Aggress/ye: Wiling to accept high nick to woos' a-4 high •Olatilay to seek high returns o,er tine. Statement liousoholdne We may consolidate at related account statements with the same address n the sae envetye. Accounts may be related la this purpose bade they have owners who also maintain pint adorn relationships wrini other dents at the sane address. This practice's known as • househoting 'kw prefer to raise Minkel stateliest mated in separate Onatpea — yOU may data houwholdmg by stag your f weal Advisor. Friendly account name The Frendh accost name reflects aeration that you entered on the Firm's onlne sena, webote t e a customizable 'rich-urn? non by you to amiss you with you recordkeephg. It has no legal effect on your account. You can durge yes Fri endh account names, through Ontre Services or by contact-9 rurFkancial Advisor. ACCOWt overview • yaks of you accoontartkr Net of assets ad liabilities. • Assets hulas ayslath cash balances, values for restricted searey lest ), and Global tine Deposits, urrealied mats to market, and caftan arts not held by the Fern. Does rot include raked Ma:Meiassets al the end of the prior and °went statement prods, or prorate easements, 'rated stock options and emceed* stock options • Lines Includes debt blIIM•5, culeardirg rrergan loan credit the, tat scant balances. • Casts/money balances. Total of uninvested amiable cash balances. plus UBS Birk USA deposit barcek LBS AG Starr/ad Ranch deposit balances and money market mail fund sweep biases, at the cbse of he statement period. Norycormodry tee credit balances in your account are rot segregated from other balances and the FIFO may use any of these funds in the ordinary course of its business. these funds re payable upon your derma. This total is included., he anent period closi-g maw SDNY_GM_00022836 EFTA 001;3456 EFTA01275423 Important information about your statement (coninued) Lending information her deleted information on the Finis Dating practices and &dotes, ter to you Clint Relatorrthip Agetmern or Arcane Agreement at the General Tarns at Conditions UBS Stamen of Credit Practices available in Agreements andDitoscrres at gaztratassagersagaRgaingu. Vessaweta Your caement itemize; watt endother was held lathe account at the end of the statermat period. You may ark fordeiyery of ftey paid snares a ry time. You may receive sautes used as loan collateral after paying any Wince due on hem. try securities Irandened to the Firm clang the sartrant penod are Bead at market value as of the end of the steamer* period. • Cast basis. In determaing the rod basis of the states included in this statement, where indicated wren the number UBS Fnarcia Services has relied co information <barred from sources other thant.,B5 Financial Services, including information Iran another aim a that sou may hat provided to you hostel Adrisor. The Finn does not adept:frog verify a gaunt the astray or talky day irtommtion provided by sates other than UESFioncial Services. h addax& although LIDS Financial Services generaly update his Hamann as it e recent, the firm does not provide any antrances that the harmed:a &PP 'Cost basis- and 'Threaded gar/loss- is accurate as cd the date ol this statement. As such please do not reay on thb nitration to make pachwee a ale decisiont fora& pacts or ahem's*. Accounts transferred to tie Fim may reflect girl loss rdametit ong for the period of tine they ae held ate him More historical tikanatcn tribe abed by you. aunt Advisor. • Uttered gaasflowen When data it rata* ertinated ureted ping lases we Urinated fa itivital sway lots. The trankirtson data for advistal lot may or may not attest ammissan, charges ands security margarita isn rats Dividend and otarre nwstrrent lots ad systematic patine lots are each <Pained todisplay cite averaged lot. The • Trade date • alto presents the agrul transaction wade date. • Callable securities Bads and ;referred stock that the infarct for erg redemption win be selected mptely by lot Iran am:rg all seoseies of that issue held hour rune or in nornhee matelot as clients. Call bast itinatisn is dotted from third patties and a accuracy isnot guaranteed. Other call leases may exist each cat affect ysekt complete I-domain %elite provided upon request • Certificates of deposit (04 CDs are FDIC inured up to 5.29),000 n prnanal and accrued interest per &costa at pee deposityinstitutit, ibamerdance web FDIC rules. • Preeivalue Prot, displayed for securities and ogler protests may be higher or lower than theta that you would tarty recent a the mallet Prices are atilt from *aims third party sources *ankh we Delve to be rehash. but we do not spare* their accuracy. — We generaty tae the closi-g pricewhen avalate cr the mean of the bid ad ask prices fatted Parities and cplors cr ong bd prices fa OTC states. - tan artney waded securities may be priced ushg valuation model or the most recent pia we Plant and may not reflect an tut matt price or vitae - Certain position may appear without a price at will tow as 'price was rot available if we re rate to obtain a pnce for a witty - Deposits or startles dencrninated in currencies other than U.S. dollars are reflected at the eichinge rate as of the staternat date. - For semen tutees ending rat non.conformng ansminatcris. Pce a-4 qua-ay(fate Pa) may have teen adisted to facilitate pecpec *duskier. To obtain current quotatits, when ataitie, corrad pa Financial Atha. • Private tvertmenta and dructured presto:b. hint. rwatment seculars (nasty drect participation crcqam and real estate investment its startles) and &bunted protcu ale generally highly Certain stnared pro:Lets hat not been registered wih the Securities and harp Commosion a under any state sautes laws. We proide estimated vanes for pwae investment leashes and structured products for nlormatecul purposes only tatty knot guaranteed. - Thine values may differ abstantiaby kom prices. any, at ial-tna prove Outstare security a structured raxlad may be taxInt or sold and do not necessarilyrepresent the tit you may receive upon rquialtion. - Thid paly tsbrnites of vale are as of a certain date and are %paid to UBS Fina-cial Services on a regalia' DM by in independere religion Jim. - hurt generalpanne- or spornor estimated yea's, ry, are supplied to the F rrn by filo Muer, gennal panne cr Spriar and may be calculated based on Myren information from hat used by tadparties to drive heir estimated values. - You can cash Stint remnant regatta the methodology used to determine the alit* of value at She date of to Haman:aMa is the basis forte mitt by rotating your financial Advisor. - thin party estanted vats may be reflected as •Not read' newer I sit tn. wee n itependent satiation tim RS not wickeder is t ide to assign a watt Mien we battle entire that a meta event has °coated tat may call a petty reported vat it question. or awn a value would be highly spectlatire due to he nat of the sectrdy - When neither al suer, general pane or sponsor estimated vela ncr a thrdipany estimated nett is matt die valued the scatty PI be &Kent train itspurchasePrice. — • PPE° as to date may inhale returnof canal. income a both — Caput its see • represents the initial otlerri; price per unit and may not reflect pod cost basis • Restricted securities Restart sear4 in generally are rot twenty amble for publk sale. UBS Chacol Services ices de matt price of the unrestricted stock of the same images an mputed value for to redacted stock for purposesor this statement on. To the relent that red:tined acuities are ergbn la sae, the vale acted may be sdortantly less than the awed value gnat_ • En. (artirneted) increne. current yields end rates. An estinate of anal income is based an current darned ad interest rates, assuring tore stakes will be held for cat yea from statement date or Urlbl Milisity. This narrate it Ong egadalne, accuracy rd continued income are not grantees( — Estimated attal atme rd carent yield fo- certain types of seethes could include a rat of atrialor carpal gets in ishith case the est income Ca-dement yeldl would be overstated. — Estimated anal icane and current yeld and the actual accent and yield milt be kwer a higher than the matted amounts. — An estMate ol atat end tome (divdend andor interest) deeded by the anent market valtaverage balance is based on the last distend Of hterest payment made by the issuer and arnes the secatiendeposts will be held for use year from the statement date or until manly. Accuracy and continued geld ere not gars-need • Assets not held by WS 'rancid Service& Certain assets an rot held by the Fern and not nth the fern's possessit or areal. These assets de thawed on yea statement for informational purposes only. Positions at values presented an Provided by to issuing Inn UBS F natal Services is not raper:ale for he itmation and des not guarantee as accuracy. these assets are rot protected by SIPC or the Fits supplementalSIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b-1 fees received n carecuon wih the distribution of mead finds to ardent we enact our alas receiw mvenue hiring payment from,, de:tribute." ardor adriges of the nag! fuds that we sell. These anants are based on two dtlerrn C0MP0nentf- amount al alto by UBS of a partkula mutual fund I amiy to our <lima and CO the asset weed a panicu a mutual fund I amity's dares held at the Inn — We and 0.1" Anate also term* newt:eking and ormtus protesting lees n coreitation for transfer agent rates that we prat* to the rruhal lards. These lees generally are pail from investor men r the milt fund and are a hod dela amount based an the outer of accounts at the broker-dealer holdng mutt lads ot that fund famiy CONFIDENTIAL — e, addax, to cceirmscre recent n connect:a Ph the sale or dolnation of a-ruey contracts and vit inrestrnent tat units to our <lents, we ands our affiliate recta retina sharing compost:a f rom many of the inaxance companies underwriting the amity contracts, *Rates of he Murano* twat, or sponsors of Melte investment mots we asstd./a - Gas andinte& also retie trading commaits and other armament from mutual finds and nsurance companies whose aortas we distribute. - Margret an anal fee from UBS Bak OA and etS AG Stanford Branch, of up to in per accost sweeping to the bat under the UBS Brat Sweep Fragrant Activity Manahan regudng canninkro and otter charge. ilcurted in connect cn web he evert:tatof wades, itudng option transactions ha been melted on rotations petal/ furnished to you, at wall be vited to yOu prcdplly carecpest Sheet selling I Kure ergaged in that selErg a Wudy, yOu may boo a chap the to cerUin batting costs for that particular secunty. Open ender Regarding oaen or • gxcitill.cancelbe ceders tat were not mewed by the gatemen date, open buy and/ sal stop orders are redxed by the anount of dividends or rights on an exidividerds a totes date unless accursed otherwise by you. You are ...scorning for orders that we everted die to your bate to (axe' eating open orders. Priway To obtain a copy of at current Clad Finney Naito. please contact sour Francis' Advisor or visit as website at awistIGEDLotothca2t2b, UBS Financial Services a rot a lark The WA. Busies, Services Account BSA and IRMA an brokerage accounts which provide access so barking services a-idproducts though arrangements wall affiliated bat at other thrtipany banks, and provides access to nsura-ce and antsy protests awed by unabated thitaty insurance companies through roura-ce agency subsidiaries of UBS Finarcial Services Inc. Investment, nsura•ce..rd rutty products Not VIC inured • No bank guanntee• May bit Val* RYA. Resource Management Acccunt, Business Services Account 85A, IRMA and elematioral Resource Management Accost are registered service marks of UBS Fruncial Services he Via *ratan is a registered service mark of Visa Intonational UBS Vila Sartre cede cards and UBS Von deb cards are Pied by UBS Bank USA with peannsion from Via U.S A Incorporated. UBS Financial Settees Inc Rey 20402 SONY GM 00022837 EFTA 00133457 EFTA01275424 SUBS nancal services he eve o . NY 10171.0002 Account name: GHIStANE MAXWELL Friendly account name: Indio.Sayings Account number: Your Financial Advisor: SCOTT STACKNIalw LYLE CASRIEL Phone Resource Management Account May 2014 thallaU. NEW YORK NY 10065.7007 Questions about your statement? Value of your account Call four hriarcia Adv,SOr or ti e RMA ReSourceline at on April 30 (1) on May 30 (9) account Your assets 2,899,474.98 2,855,767.89 Visltour websItic www.ubstomainancialservices Your liabilities 0.00 0.00 Value of your account $2,899,474.98 52,855,787.89 Tracking the value of your account S Thousands 1.899.5 2.8558 Apt 2014 May 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposit' and withdrawals 32,855,602.40 Your 40.45110141t return: DiOdendard interest income 1165.49 Change in market value 5000 Value of your octant on May 30. 2014 $2,955.767.119 90.00 SDNY GM 00022838 Member SIPC 001000P305631723 0514 CONFIDENTIAL Pogo 79 of 98 EFTA_00133458 EFTA01275425 cat UBS Resource Management Account May 2014 Your account balance sheet Summary of your assets Value on May 30 (S) Account name: CHIC AIM, iViEt' Friendly account name: Irvin. Savir, Account number. Percentage of you' account A Cash and money balances 0.00 a00% B Cash alternatives 2,855,767.89 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 32,855,767.89 100.00% Value of your account $2,855,767.89 Your current asset allocation B Eye on the markets Your K uncial Advisor SCOTT STACK MANYLYLE CASRIEL Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CIIP700Ce00S63t 724 0514 CONFIDENTIAL IMINLY_GM_0002tteig 80 of 98 EFTA_00I 33459 EFTA01275426 UBS Resource Management Account May 2014 Change in the value of your account May 2014 (S) Year to date (I) Opening account value $2,899,474.98 $0.00 Deposits, including investments transferred in 1,232 79 2,986,446 54 Withci-awals and fees, including investments transferred out -45,000.00 -130,844.14 Dividend and interest income 60.12 165.49 Closing account value $2,855,767.89 $2,855,767.89 Account name: GHISLAINE MAXWELL Friendly account notne:IndivSavi s Account number. Dividend and interest income earned for purposes of this statement, facially of interest and Oedend income has been determined Iran a US to teperting perspective. Baud upon the residence of the account holder. account (pc of product type, some interest andor dvidend payments may not be subject to United States (US) ander Puerto Rico (PR) income tines The cient man,* statement is not intended to be used and cannot be stied upon fee Is poppies Clients should refer to the apchcale la reporting forms They receise from UBS annualy, such as the forms 1049 and the forms 483. for tar reporting information It is the practice of UBS to file the =kale tar tenoning forms with the US witernd nevem* Semite and PR Treasury Department and in Such forms aCcuratey 0454 fy Ciodena ardent Interest as tar enetTPI or tenable intone. Pleat consult YOur in:Ili/dual tax preparer. May 2014 (V Year to date (S) Taxable dividends 60.12 163.85 Taxable interest 0.00 1.64 Total current year $60.12 $165.49 Total dividend & interest $60.12 $165.49 Cash activity summary Your Finandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity the month for dela Is &dances in your Sweep options are mdudedin the openng and closing btlances vitt. FDIC Insurance cc pies only to deposits at UBS Bank USA, not to deposits at LOS AG, Stamford Branch or bank deposits paced throngs the UBSInternahorki Deposc Account program. SIPC protection applies to money market sweep fiord hddirras but not bare deposits See Important inSonnation about your statement on the last ten pages cf this document for detals May 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 1,232 79 2,986,446.54 Dividend and interest income 60.12 165.49 Proceeds from investment transactions 55,C00 00 139,689 67 Total additions $56,292.91 $3,126,301.70 Subtractions Other funds debned -45,000.00 -130,844.14 Funds withdrawn for investments bought -11,292 91 -2,995,457 56 Total subtractions -$56,292.91 -$3,126,301.70 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $0.00 Closing UBS Bank USA Deposit balance May 6 $0.00 Number of days in nterest period 30 Average daily ba lance 5123.73 Interest earned $0 .00 Annual percentage yield earned SDNY GM 00022840 000% Ckle7C003305Eal 72S C514 CONFIDENTIAL Page 81 of se EFTA_00133460 EFTA01275427 SUBS Resource Management Account May 2014 Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Francial Advisor or Branch Manager You can find a full description of the altemanve investment objectives in important ink>rmation about your statement at the end of this document Account name: Friendly account name: it Account number. Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consderatron • None selected Your account instructions • You account cost basis default closing method is AFO, First In, First Out Your linandul Advisor: SCOTT STACK NIANYLYLE CASRIEL CrIP7020600S631 726 Ci5la CONFIDENTIAL IIIIIicont000Atiti 82 of 98 EFTA_00133461 EFTA01275428 *UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indiv Savings. Account number. %me PnCeS, income and current ea ueS Sham may be approximate. As a its ult, gold and IOSICS May ON be accurately relleded. See imponartoolomabon about yam staretnent a the end ol this dxurrent for mare informal on Your Financial Advisor: SCOTT STACK MAN LY LE CAA EL Cash alternatives Money market funds Money market funds ate neither insured for guaranteed ty the reaped Deposit insurance COrpOrali011 or any other gotemment agency. Although money market funds seek to preserve the %auto/ your investment at SI DO per share. it is tomb* to lose money by infesting in these funds. Toter rarneste4 is the total of a reinvested dskknds n does rot include any cash del:ends a is rot a la lot for the purposes of determining hard rg periods or cost OJOS. The shares you receive each time you reinvest dvdench become a separate tax Sal. Cost basis is the toll purchase cost of the security. inducing ronvestedcl *lends No cost basis may need to to adusted for return of coital payments in order to deterrnne the a:lustedcost berm for tar repsting pappses Hddng UBS SELECT PRIM& INSTITUTIONAL FUND Purchase pies Natter Astracy. cue ef than pot share (5) Chem investment (S) Unmated (Wigan or loss is the difference between the current value and the cost basis end would generally be your tactic gan or loss if the security was sold on this date. The unrealized dad pinotloss rray need to be alusted for return of capital parents in order to determine the reared gain or loss to. to reporting purposes. Ifiveralertt Mutt) is the tureen! value 'yenta the !TM n1 you invent-dins:am not include shares trot are not reflectedonyour statement, indudng shares that have been reared as either a gan a aloes. oho does not include <ash chic:knelt that were rice reinvested COSI Price per share ban (S) on my 30 (S) value on Unrealized oseStment siddng May 30 (S) gan or loss (I) return IS) Isorkd EAU. 9857 Current yield 003% Your total assets 2,855,767.890 1.000 2,855,767.89 Vara on May 30 (SI 2,855,767.89 1.030 2,855,767 89 Percentage of Cost your account basis (S) Estimated unrezezni annual income (5) on or loss (S) Cash alternatives Money market funds Total $2,€55,767.89 2.855367.89 100.00% 3859,767.89 857.00 Account activity this month Date Ac1IMly Description May I Deposit FEDERAL FUNDS DEPOSIT BY GHISLAINE MAXWELL AT 1PMC INTERNAL ACCOUNTS PROC Total deposits and other funds credited 100.00% $2,855,767.89 $857.00 Amount (5) Deposits and other fends credited 1,232.79 $1232.79 SDNY GM 00022842 CelP70:103305631 R7--0514--_ Pap 83 of 96 CONFIDENTIAL EFTA_00133462 EFTA01275429 *UBS Resource Management Account May 2014 Account name: GHISLAINE MA ...NELL Friendly account name: irdiv Savi s Account number: Your lq sandal Advisor: SCOTT STACK MAINILYLE CASRIEL Date nanny idescnolion Amount (S) Dividend and interest income Tarable dn.:lends May 30 Ctvidend UBS SELECT PRIME INSTITUTIONAL FUNE. Total taxable dividends Total dividend and interest income Other funds debited Use Actimiy Cescepton May Id Transfer TO May 14 Transfer Total other funds debited 445.000.00 60.12 $40.12 960.12 Arnow' (S) -20,00000 TO -25.00000 Investment transactions ror more intorrnalon tat the puce/value shown Sot restricted secuntles. see important information about your statement at the end of this document. ate ACtinty Descephon Quantity value (S) Poe (S) Proceeds frcm investment transactions (s) Funds withdraw, Icr Accrued tnwesiments bongs' (1) 'merest (5) May 2 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,232.790 -1,232 79 May 14 Sold UBS SELECT PRIME INSTITUTIONAL FUND -55,003.000 55,000.00 May 20 Bought OBS SELECT PRIME INSTITUTIONAL FUND AS OF 0919/14 10.000.000 -10,000.00 May 30 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 10014AV ON 093C/14 60.120 -60.12 Total $55,000.00 411,292.91 DatE ACtivity Desetplion amount (1) Money balance activities Apr 30 Balance forward $0.00 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.79 May S Withdrawal LISS BANK USA DEPOSIT ACCOUNT As OF 0902/14 -1,232.79 May IS Deposit UBS BANK USA DEPOSIT ACCOUNT 10,000.00 May 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 -10,000.00 May 30 Closing UBS Bonk USA Deposit Account $0.00 The UBS Bark USA Deport Account Is your pnmany sweep colon 011)703C0305631728 0514 End of statement for account number CONFIDENTIAL Millre_om_oo024519 84 of 98 EFTA_00133463 EFTA01275430 Important information about your statement LE6 Financial Services M. (the F im or UEIS Financial Senetes). is a merrter of all princisel sxvly, cannsity and options exchrges. LES Fegrxial Semites and U36 Bank USA n rdrect 'Under.° of LE5 AG and affiliates of LE6 Secisitin U.C. the Fim's financial statement is available upon rectat The fun's exclaim dices are ar Weehawken, lit This aatement represents the way official mord of you- LES Financial Seneca account. Other march, rapt Mae tee documents. centre* ccriliding data *mid not be relied Lyon 8 you believe them is an error cr omission, abase report it armedately n *Ming to the Ranch Manager of the Mice sentig you account. Athaeri al figures shown T9 Heeded to be accurate. statement data shxdi not be used fa tar purposes Rely Met Goys-end tax lams, ten Form 1099. 5498. 10425, etc.) whin preptregyour tot return. The Fim required by low to report to tie IRS all taxabk dividerck. report** rant:tuba dvidends and tadple edenelt eared on acuities held in you accant, net proceeds an sale transactors, and cod base on cenain covered Communicationswithshe Firm . Please re-confirm arty oral corm-treater* in twsi-g to further protect your opts incladrig your NI* utter the Setritiert !ranter Protection Act (StAl. • t thefinance' nstartion cn the top left of Me front of this statement is not UBS Anatol Sakes. 'AS FnanCial Semites caries your accost as cleanng taker by anargement wah the indexed intliluliT1 We Wormed you Ca this meat:ship when you opened this axon. ki this case. your Legs and searkina-e boated a LI85 hornet Semmes and rot tat krodxng broker. al you mat make a fecal of ray aria or *Tuition to bosh firms. ANacme* statements shall be deemed carcelete ad accurate if not objected to in werg within 60 days. • Plea% died customer complaints a illJiint0 he Firn's C lent ' eat X 201.352.1699 cr told ree at 8:03 A.M. to 6:03 P.M. ET Monday through e- ay, a in *Sig to LEE ices lt., Client Relations Depalment, Unton C y, N.I 07087. • h Cast of errors Or cunt:xis about am electronic bards wader (ED BS Wedge card tomato* call anemia Senior, 1-c., Weehawken NI Mg% Attu FMABSA Saes Cal or write as soon as you can, emu thit year statement or receipt is mug a 4 you need more nfamat en abort a um* on the statement or r9C.O. TII9 Firm or Card boar as *Ric-able)mu° her horns° ro later ihan 60 days after the Fim sum you the fen statement on which the error or problem *Pared. - Bowie you- name rd accost number Of any) — Desoto: the nor tee wander you are are about, and "plan as chat as km can why km believe t is an error a why you need more idernatori — Prowde the dollar ansant of We suspected error. The Fim or Cad Issuer we imestegato your complaint and MI correct any error promptly. Please make all chats payable to the fen or tie financial inititution Skated on tie trent of this Oak:mere hackliten to recent account fees. accounts may be subject to makterunce fees, changes for late parent for secuiles purthases and charges for unpaid armunts in cathannts. Accounts that ate tautened to other imeitaions may be subject to a transfer tee. UBS Sweep Option, UBS offers options for senepng cash bias; Lines to bat deposits al UBS Bala USA and UBS AG Stardsd brads (Bank Sweep Pregame), money nurka mutual Bids (Mawr Funds) ad the InternationalDepose Account ODAlfor customers with a Intonational Rerun Managemeni Account. Though tie Bank Sweep Prorarn cash balances re swept to UISEterk UM up to an sabfehed line ad then to LE6 AG Stamford Branch a a Money Fund. Deposits at UBS Bat USA are FDIC flared in accordrce with FDIC rules. For more nit-meter please set werwidicgote Deposes at UBS AG Stanford Brant ad tuns of Money Bands are rot Surd by the FCC. Thmu the 04, wail/bk to cad, balances are swept to depose accounts at UBS AG New Yak Branch and 185 AG Cayman Bunch Thew deposits are not named by the MK. Balances hold at the LE:5 AG Cayman Bramte are tempera* exposed to the sovereign Sc of the Caren Mends, and there is no gurantee Cr other obligalon of UBS AG to repay to balarces while on the UBSCamares Podia books. Deposes a LES Birk LEA and each UBS AG Brands are not protected by SIPC. Money Fund shires re protected by SIPC. See -U35 Financial SWAM Acccup Protection' bobw Upon you retest, balances in the Bank Sweep Program or OA ma be withdraw} and shares of a Money keg my be liquidated, end the proceeds returned so sou creour soosiin amorit fisher information about available sweep options, nothing cuhent reerest rat° and yelds, a mailable at *matt < from your F kora ial Advisor or by calling IAIS Financial Services account protection The Fern is a member of the Settees investor Protection Corporation 6IPC), wash protect securities account of its members up no 1500,03) Including 5291,000 for dams kr cash). The SIPC asset protection Imes WO to all account that you hold n a pa-Muter capacity. The Elm, together wee certain aff Aires, ha also purchased lipplarental trotection. The mairrun amount payable to al eligible client, slats& }nix this protection is S500 Shoe, as of December 10, 2013. klo fi rmo the pokyconditions ard firnitation, cash x the is further protected kr raptot-1.9 million n the aggregate for all your accounts held n a pricular capacity A hi copy of to poky wring h weileble upon mutt The SIPC protection and the supplemental protection both do not apply to. . Certain financial stets controlled by (and Sided h your account valuabil held away from UBSFina-cbil Senecas (e.g. certain(* cash at UPS Bat, (il cad, at L85 AG StarnIcrd bunch 94 ieturarce wart including variable enmities, and (id shires of mutual finch whore such them are registered diedly n the name of the account holder on the tots rd records of to apples** issuer or trawler agent); • Certain rennlmere contracts or nestment interest (eg., limited panne-shit and ware placements) the are rot rote-tend render tee Securities Act of 1933; ad • Commodities corrects (e.g. foreign exchange and precirarneal contredg excluding future, contacts ad formodita Mean contracts. fi e 51K protects* and to suppIemental protection do not apply to these asset, even 4 theyotherwise appear on you. daterneres SEC protection and the arPlartentalprotedion der not protect agora change, in the maim vale of you investments (whether as a resat of market movement, iSSuer bankruptcy a otherwise). More information is amid* talon reopen Ycu may obtain rise eicrtnation abaft SIC. kiciadng the 51K Broth's, by contacting 5Ift a 202-371-8300w by visaing the 51K **Wu areastabectigi Dividend ReiWetblbefil Noreen (DM% The peke reflected is an swage price. Tou maa obtan the acbal price Iran yak Financial Advisor. Orly Mr* Korn are purchased under Cilia; partial shares will be sok, rd the cash MI be Soaked in your account. The dviderd reinvestmere price applied by tie issuer may dNer from the mita price at which thepartial shires ate sold Carh-Slieu Cnb: whole units mg be held in yes account. If you a-e entered to a palul unit as a result of a dviderd Paetnell a otherwise, the Firm mil either sell metal }Mu at rivulet peke a accept an Mnaunt determined by a registered cleaving agency, and credit you score Investment objectives The madmen °team and risk profile Me specific to met account and may way between Meese Seise the Fern mown/ in wing of any sir', eant tango n yar (natal Meurer or messes objectives. Fs each CONFIDENTIAL trout held, you choose one of the following tined °beeches' • arodue Cunene/mom.. lin-Wm es seekng the generation of income crib} • /*diem CepttatAppradateen Imminent} waking growth of pent pal rather than the worsen of morn?. • Produce Combination racoon. and Capital Appreciation Segments seelckg both the generation of morno and goeirthol Overall risk profiles • Comorance Seeks to mak4ain ni161 preciwil with low rek end volatility to the apart meral, then if Out means the accord does not generate signif 'cant income a returns end my not keep pace with inflatan. • Moderate Meng to accept sane risk to principal and tolerate some voLatity to seek hgher returns. • Aggress*: Wiling to accept high fir to psopal ad high volatility to see& highreturns ma tare. Statement householdhe We may consolidate al related account statements with the same hitless n the sera envelqw. Accounts may be related Ice this purpose berate they have owners who also mainuin are accost relationships with other clients at the sane address. This practice's known as • householing 'Hsu prefer to receive kdivalual statements mated in separate envetries — you may date houteholdang by tilingmu anent& Advisor. Friendly accoult name the FrendBadant name reflects °formation that you emitted on the Firm's onlne whites ivebsde. le e a customizable tniclrurne- chosen by you to sift you with you recordkeeping. It has m legal effect on your account. You ca dirge your hi endb- account names, through Ontre Services or by contacte-gyourFnancial Athisor. ACCOWt overview • Ware circa erroenaboroblen Net of assets and • Asset Inclas available cash balances, valves fat restricted seas-dyad lest), and Global tine DtpO3itS, urrealted mats to market, and caftan sots not held by the Fim. Does not induct* unpriced S9Clifitifill assets al the end of the prior art orient statement petiods. or private Seamen% tested stock options and cenicoable stock options • Eiattaies Include, debt bilirces, ortmardirg rrurgan loann credit the, don amount balances. • Casbfryoney balances. Total of uninvested amiable cash balances. plus UBS Bak USA deposit batrce5 U3S AG Starr/ad Bench depose balances and money market metal fund sweep balances. at the cbse of he statement period. Noncom-may free credit balances in your account me rot seoreosedfrom other balances and to Fan mar use any ol these f unds n the ordinary course ol its haziness. these funds eve payable }ton your dernard. This total is included in the trent period closi-g value. SDNY_GM_00022844 EFTA_00133464 EFTA01275431 Important information about your statement (COtltnued) lewdly adoration Fix detafed information on the Finis landing latices and &Oates, ter to vas Client Relator-chip Ageemon or Aced'', Agreement and the General Terms at Condition; UBS Steinman of Credit Practices available in Agreements thdorthosures at mow raac romarrostagaggag flew stets Your des meat itemizes shunt( endother mots held arthe account at the end of the staternert period. You may ark forcleiyey ol toy paid secuties at ary time. You may receive securities used as loan collateral after prying ay Wince due on them. k -y securities transient to he Firm drag the sestrent pent are IOW al market value as of the end of the *Menet period. • Can basis. In cletermnirag the cost basis of Ix starts included in this statement, were indicated wt the nunte• UBS Finarcir Services has relied on information obtained from sources other hant.135 Pivotal Serieces, including nf °tenon Iran anothe- lam a that whimsy haw provided to you Finamial Schist the Finn does not Videpadently verify a watt the away or wraith day irdormation provided by sates other than 1.85Fiandal Senices. aicitirt although LIDS FirstiCel Services generally writ his Harnett as it is acted, the firm dyes not provide any asesances that the itormatim tact "Cost basis" and 'threalced gar/loss' i; accurate as cd the date of this statement. As such please do not teky on this nIcemition to make pacht a hale decisionk taw putt ce abets*. Accounts transferred to he Fim may reflect gint loss rdamatim crib f or the period of tine they am hted a the Frm More historical aiknnalcn can be ackled by yar Fend Advisor. • Umedized gain/loss When data it aaildok. edinated aredized gait lases we undated Ice itivd.ial sear fly lots. TM transaction data foe ndvidal lot may or may not matt ommistre, dviges andsacuity reergenizatith tints Dividend and °tame nontment lots ad systernata padvse bts are eachcant:Med todisplay one averagedlot. The • Trade date • eolith pesents the aigaul transaction wade date. • Callable securities Bata and ;referred stock that the tun cats for eat recitation wig be selected mpatelb by lot Iran among all seosties of tat ism* held hour name or in nornhee nen* la as client; Call hare adainatim it dotted from third parties and its accuracy isnot guar teed. Other call featres may vast which cat affect yield comrade ado -natal will be provided upon request • Certificates of deport (CDs) CDs are FDIC Mad up to 5250,000 n rrachal and accrued interest per depositor and per depositoryinstitutes ilaccadence vet FOIC rules. • PriceAralue Prot, divinedfor "natio, and thin products may be higher or lower than Media that you would aclualy recta in the market Prices tee °bland from vaious third party sources meth we bete to be retitle, but we do not daralee ten accuracy. - We gerieraty ite the closi-g price when watt a the mean of tie bid a-d ask prices folded scants and cplons a onb WI prices to OTC seosties. - last actemb waded securities may be priced ushg a valuation model or the mod recent pre. we obtaned and may not reflect an actual market rice or vitae - Certain position may appear without a peke ad will thaw as 'price was rot available- if we re untie to obtain a pnce for a ready - Deposits or secret dentenioat9d incurrencies other than U.S. dollars are reflected at the eichinge rate a of the statement date. - Fa certain washes thing n non.conformn9 dnrvninalaa tee at qua-oilyRace rake) may have been 2i:tested to facilitateprow vflusion. To obtain current quatrains. whin rattle, corded your Financial Adtscr. • Prints ireesbnente and structured product hitt mestment stunts (holiday drect patecipation roam and real estate investment trust stunts) and sauteed pita are generally highly AktAid. Certain ansted toasts have not been registered wit the Stinnes and Extha- Com-ranch a under any date studies laws. We prode estimated wets for mat investmem wait is and structured products foe adormattul purposes only tansy knee grarenteed. - These values may differ threat* from tat if any, at whch a priase r esa-nerd security a structured pout may be torn or told and do rot necessarily represent the vela you may receive ubon rquidition. ▪ Thal pity estimates of vale are as of a certab dread are ,abed to UBS Fina-cial Services on a regular bind by an independent vitiation tint - Ever, general panne or tomer estimated vales, am, aro toadied to 'herrn by the tut genital pater or sponsor and may be calculated based on Offerer* irdormation van tat used by Int parts laded.* ten estimated values. - You can Mean additcrul intension regrading the metiodology used to determine the estimate of value and the date of the hkemaliontha is the basis for he mitt by contactag your Financial Advisor. - mid party estimated votes my be reflected as •Not Wed' ewer Ise Mont the n adependent vatsation tern has not suppled or is Late to assert a vase, Mien we become aware that a material event It °coated tut may call a pieta* reported vale it question. or ton a value would be highly speottire due to he nature of the study. - When neither al suer, general panne or sponsor hinted vale rte a thrdpany estimated ate is peovdect the value of the searrly will be diffeeent from its Dunham price. — •Pstrkishons to date' may mkt nrtum of coati income a both, — • Orignal urA sce • represents the initial dferng price per ung and may not reflect yds cost bat • Restricted seamier Reshated sectrines generally are rot current? Piga* Mr tblic sale. IRS Fina-cal tykes toes de make) price 01 the unrestricted sack of the same issuer as an mputed value for the rented stock for piston; of this 'Women. only To the *dent that /earthed seaskies are Meta la sale, the vals retied may be thodantialb less than the inp_ged value town • Eat Bestinted) intent current yields and rates. An estinate of rrual income is based an current &ricked ad interest rates, assuring tie stades will be held for one yes from sternest date or call nutty. This estate Ray ate:fate, accuracy teed continued income are not quartered Estimated anal name at current yield fo- certain Wes of stakes could include a ream of total or raped gat in which case the est income hadcurrent yeti would be mentated. - Estimated areal tone at current yield and Iv actual drone ad yield might be Wes a higher than theestinated amounts. - An estate of trusteed income (divdend attar interest) divded by the anent market valteaveram balance re based on the bet dividend or hared payment made by the isSuer and marries the secuitiesteposts will be held for one year from the statement date or until manly. Accuracy at continued yield we not gawked • Assets not held by IBS Financial Services. Certain sorts tee rot held by the Fern and not Mm the firms possession or control. These assets are displyed on six statement for informational purposes only. Position, at values presented as provided by dm issuag hen UBS F mineral Services not rest:ramble for tic acemation and does not gurantee es accuracy. these assets we rot protected by SSC or the Fines supplemental SIC coverage. • Revenue shoring and additional compensation. — In addition to commissions on sales and 12b1 fees received Ni cot-tycoon vet the distnbution of rases' lards to °urchins we undo. our attire mod* mama Sharing Pagronts from distributors ador advisors of the matt funds that we sell. These anoints are based on two different CarcOnerAL amant el sales by UBS of a partkula mutual fund I amib to our clients, and CY the asset valued a particu kr mutual hind I amilis shares held at the tent — We and cis teat. to resewt net: eking and ormtus passing lees in cavitation kr under agent Wilke; that we Front to the mutat fads. These lees generally are pad from investor dot in the mutual fund and are a fated de la amount based on the nutter of accounts at the broker-death holdng mutat lads al that fund Fmiy CONFIDENTIAL - h acklian to commies':re; received n comer-Ica waft to sale or distnbinon of a-ruty contracts andunit investment trust units to our <lents. we alder oil affiliate recta resins sharng aspensaion frommany of the inesance companies uteri-thy the amity contracts, diflat.' of to itrame carpanin or sponsors of thetas inwsvnent tats we distLee. - Qa effete. also receive trading cancan:km and other mrrpercatim from total knit and MaanCe companies whose oath we detribUte. - Wertheim an atual tee from UBS Bak LOA and t_IES AG Stanford Brant of up to szs per raw sweeping to the barks under the UBS Bak Sweep Taverns Activity knoernation regard:1g cannossals and other charges intend in conned an with tie erecutch of wades, ncludng option transactions ha been included on conlittons moot* furreshed kr you. at wall be provided to yOu rectuptleatrecpest. Sheet gelling f lou am engaged in that why a Security, yOu may nor a change the to certainWrathy costs for that particular secunty. Open ceded Regarding oath or • scocitikancelbe ceders tat were not esimated by the slatemert date. open buy and tel stop orders are redxed by the anount of dividends or rights on an amdividerd a wipes date unless intruded othevet by you. You are reeponsble for orders that are wearied tae food Ilium to cancel eating open orders. Privacy To obtain a copy of or current Client StiacyNdit pleads contact your Francis' Achisor or veil ter websile ate. UBS Financial Services a rot a lark The RYA Busiest Services Account GSA and IRMA are brokerage accounts which provide access to baking services ad products through mangers ds wash att,lated barks at other thrtipay bants, ri d provides access to nsura-ce and nut prodst hued by unaffiliated the/doom insurance companies through insura-ce agency subsidiaries of UBS Financial Services Inc. Iniestment, nsura-ce. ad artilyproducts: Not VIZ inured • No bank guarantee* May tae valx RYA. Resource Management Acccunt, Business Services Account 85A, IRMA and alternation& Resource Management Accost are registered service marks of UBS Fasted Services Inc Via *rave is a regidered service nvrk of Visa Intonational CBS Via Synatise cede cads and CBS Vita debt cards are tamed by UBS Bar* USA with thimnsion from Vea U.S A torporded. UBS Financial Services Inc it 20t402 SDNY_GM_00022845 EFTA_00 133465 EFTA01275432 SUBS r i er !vices hc ew o NY 1017,.0002 Resource Management Account June 2014 lartagall. NEW YORK NY 10065-7C07 Account name: GHISLANE MAXWELL Friendly account name: CasttSaeings Account number: Your financial Advisor: SCOTT STACKIAANkYLE CASREI. Pheele Questions about your statement? Call your Financial Advisor or tte Value of your account RMA Resourceline at S account on May 30 (1) on lune 30 (S) Your assets 2,855,767 89 6,149,721.69 VlsItour website: www.ubscomanancialsemces Your liabilities 0.00 0.00 Value of your account $2,855,767.89 $6,149,721.69 Tracking the value of your account S Thousands 6,149.7 2.8558 4 4 20m tun 2014 Son rots of your account growth during 2014 Value of your account at year end 2013 Net deposits and vvidsdraNals $6,149,466.56 Your ilveStrrent return. Disidendard interest income 1266.13 Change in market value 10.00 Value of your octant on Jul 30, 2014 14140.721.69 10.00 SDNY GM 00022846 Member SIPC 00,7030;006498967 C614 Pap 81 of 102 CONFIDENTIAL EFTA_00133466 EFTA01275433 UBS Resource Management Account lune 2014 Your account balance sheet Summary of your assets value on June 30 WI Account name: Friendly account name. Account number: Percentage of your account A Cash and money balances 0.00 a00% Your current asset allocation B Cash alternatives 6,149,721.69 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,149,721.69 100.00% Value of your account S6,149,721.69 B Eye on the markets Your rinanda Advisor: SCOTT STACK MANLYLE CASNEL Index Percentage change line2014 Year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 0.05% 3.93% CNP7IXAMC6498968 0614 CONFIDENTIAL MillIY_GM_0001M4782 of 102 EFTA_00133467 EFTA01275434 *UBS Resource Management Account Jr Change in the value of your account June 2014 (1) Year to date (0 Opening account value $2,855,767.89 $0.00 Deposits, including investments transferred in 3,435,426.51 6,421,873.05 Withctawals and fees, including investments transferred out -141,573.35 -272,417.49 Dividend and interest income 100.64 266.13 Closing account value $6,149,721.69 $6,149,721.69 Account name: GHISLAINE MAXWELL friendly account name: t 51-15a‘nn S Account number. Dividend and interest income earned For purpOOS of tHS statement, tacabity of interest and ciudend Income has been determined Item a US tees teportIng perspective. Based upon the residence of the account hcetfet account type. or product type, some interest ender dvicfend payments may not be subject to United Sties (US) arid,, Porto Rico (PR) income tines The dent monthy statement 4 not intended to be used and camps be rifest upon Ice lac papxts Clients should refer to the xi:kale tax reporting Intros they recehe from IRS annualy, such as the forms 1099 and the films 493. for lac rePOM119 information n is the practice of 1)85 to file the =image lac reporting forms with the US interne Stevens* Service arid PR Treasury Department and in Such fOrMS aCCurattly daS5fy Cbildentb ard0 Interest a tar exertlgt Or tacit* income. Pleat Consult leo' includual Ia. prepares. June 2014 (5) Year to date (1) Taxable dividends 10160 264.45 Taxable interest 0.04 1.68 Total current year $100.64 $266.13 Total dividend & interest $100464 $266.13 Cash activity summary Your flnandal Advisor: SCOTT STACKMANLYLE CASRIEL See Account activity tha month for dela Is Fiances In your Sweep Options are includedin the cpenng and closing balances yells. FDIC insurance *pies only to deposits at U85 Pit USA, not to deposits at LOS AG, Stamford Branch or bank deposits piacedttecitio the UBSIntemaiond Depose Account program. SIPC protection applies to money market sweep fold hob:tiros but not bank deposits See Important inbrrnanon about your statement on the tat mo pars cf this document for detals June 2014 (1) Year to date (S) Opening balances Additions Deposits and other funds credited $0.00 $0.00 3,435,426.51 6,421,873.05 Dividend and interest income 100.64 266.13 Proceeds from investment transactions 140,716 86 280,406 53 Total additions Subtractions Other funds debned $3,576,244.01 $6,702,545.71 -141,573.35 -272,417.49 Funds withdrawn for investments bought -3,434,670.66 -6,430,128 22 Total subtractions Closing balances -$3,576,244.01 -$6,702,545.71 $0.00 $0 .00 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 5 Opening UBS Bank USA Deposit balance May 7 80.00 Closing UBS Bank USA Deposit balance Jun 5 $0.00 Number of days in nterest period 30 Average daily balance 81,333.33 Interest earned 80.04 Annual percentage yield earned 004% SDNY GM 00022848 COP70007006498969 CSIe Pan OS of 102 CONFIDENTIAL EFTA_00133468 EFTA01275435 4tUBS Resource Management Account lure 2014 Your investment objectives: Account name: Friendly account name: Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager Youcan find a file description of the attemaave investment objectives in important in6armation about yogi statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is F11O, First In, First Out Your linandel Advisor: SCOTT STACK MAMLYLE CASRIEL CNi7000.10000-1Wel0 Cni CONFIDENTIAL MIIIIIY_GM_000/A0984 of 102 EFTA_00133469 EFTA01275436 *UBS Resource Management Account June 2014 Your assets Account name: GHISLAINE MAXWELL friendly account name:CaSN Savings Account number. Same VC& income and (tweed vautS shorn may toe approximate. AS a recut, gym &idlossesmay not te.acurately refieded. See setportartonlorreation about your Statement a the end ol ttas ckcurrent for more infornason Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash alternatives money market funds Money market funds are neither insured ror guaranteed 0/ the Fede rid Deposit insurance COMOrdlion a any other coatroom! agency. Although money market funds seek to preserve the value of your investment at 51.00 per share. Ms possible to lose money by Ireedingin these funds. Total reinvestt4 is the tot* or al reinvested amends n does not include any cash dvldends. n is not a tat lot for the purposes of determining hold ng periods or cost DMA The shales you receive each time you reinvest d %idea& become a separate tax iol cost basis is the tot* purchase cost of the security. Ind udng reinvested dwiends Tee cost basis may need to be adusted for return d capital payments in order to detevaine the adt trued ost bans for sec reporting purposes. Hddng U8S SELECT PRIME INSTITUTIONAL FUND eurchect pins Nterber Average price Client d theses NI shape (5) investment (5) Unfeetee (WO gem or loss is the difference between the current value and the cost basis end would generally be your *made gen or loss if the security was sold on this date. The unresired dad gat n or loss may need to be azSusted for return of capital parents in order to determine the reared gain or loss for tax reporting purposes investment return is the current value 'anus the mount you invested R does not include shares that are not renecied on your staterrent. includng shares that have been realized as either a gin a aims aiso does not include cash thIcknds that were not reinvested COst Price per share basis (5) on tun 30(5) Value on unreenzed Immo-rent Haring sun 30 (5) gain or loss (I) return (1) penal FAL 11,230 Caren yield 002% Your total assets 6,149,721.690 1.000 6,149,721 69 Value on run 30 (5) 6,149,721.69 1.000 6,149,721 69 reeentace of Cost your account basis Blinsated Unteetozed annual income (S1 grin Or loss (S) Cash alternatives Money market funds Total $6,149,721.69 6,149,721.69 100.00% 6,149,721.69 1,230.00 Account activity this month Date ACtimly Description 100.00% $6,149,721.69 $1230.00 Amount (5) 50,697.39 55,157.78 69,102.17 Deposits and other funds credited Jun 6 Transfer FM fun 6 Transfer FM Jun 6 Transfer FM continued next page SDNY GM 00022850 CelP7C00;006498971 C614 Page SS of 102 CONFIDENTIAL EFTA_00133470 EFTA01275437 SUBS Resource Management Account lune 2014 Account activity this month (COntrnata Date Acuity Descnoci Deposits and other funds and And (continued) Jun 6 Transfer FM Jun 6 Transfer FM Jun 6 Deposit Account name: GHI$LAINE MAXWELL Friendly account name:CasNSavin Account number: Your It nandal Advisor: SCOTT STACKMAI/LYLE CASRIEL *recant (1) 107,783.86 3,136,516.54 FEDERAL FUNDS DEPOSIT BY GHSUMNE MAXWELL - OAP IHDATJPNC 856.49 iNTERNAL ACCOUNTS PROC Jun 9 Transfer FM Jun 9 Transfer FM Jun 9 Transfer FM Jun 9 Transfer FM Jun 9 Transfer FM Jun 10 Transfer FM Jun t0 Transfer FM Jun t6 Transfer FM Jun 16 Transfer FM Jun 19 Transfer FM Jun 19 Transfer FM Jun 23 Transfer FM Jun 24 Transfer FM Jun 27 Transfer FM Jun 27 Transfer FM Jun 30 Transfer FM Jun 30 Transfer FM 2.10 2.11 2.70 3.63 12.31 1.00 309783 1,576.79 2,082.07 1,667.03 2,763.46 745.16 717.96 112.04 1,127.18 9.44 1,389.47 Total deposits and other funds credited $3A35.426.51 Dee Activity Deraiption Amount (I) Dividend and interestinootne Taxable dividends Taxable interest Jun 30 Dividend UE15 SELECT PRIME INS1TRITIONAL FUND Total taxable dividends $100.60 Jun 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 060914 100.60 0.04 Total taxable interest Total dividend and interest income Other funds debited Oat Actisty 0ttOPb3f1 tun 4 Transfer TO $0.04 5100.64 AMCull (I) -50.000.00 continued next page CNP7C001)306499972 0614 CONFIDENTIAL MOLY GM 000$!5186 of 102 EFTA_00133471 EFTA01275438 UBS Resource Management Account June 2014 Account activity this month (continued) Die Aerial), Deseripoon Art13O11 (1) Other funds debited (continued) Jun 4 Transfer TO -50.000.00 Jun 10 Withdrawal FEDERAL FUNDS TO Ghidaine Maxwell AT JPM3RGAN CHASE BANC, NA -856.49 Jun 25 Transfer JOURNAL TO -40000.00 Jun 27 Transfer TO -17306 Jun 27 Transfer TO -175.89 Jun 27 Transfer TO -367.91 Total other funds debited -814157335 Account name: GHISLA1NE MAXWELL friendly account name:CasN Sam s Account number. Your al nodal Advisor: SCOTT STACK MANLYLE CASRIEL Investment transactions For more Information about the DIrtelvalue shown for restricted secuaties, see /MORAN information ,pout your statement at the endof this document. Date Adirtly Desciption Ouanity Vara (t) Price CS) proceeds tron in.estrnent transactor, (S) Funds withdrawn fa Accrued fnvestrneMs bcc4t (S) imerest (S) Jun 4 Sold UBS SELECT PRVVE INSTITUTIONAL FUND -100,000.000 100,003.00 Jun 9 Bought UBS SELECT PRIME INSTITUTONAL FUND 3,420,137.120 -3.420,137.12 Jun I6 Bought MS SELECT PRIME INSTITUTIONAL FUND 5901.200 5,901.20 . Jun 19 Bought UBS SELECT PRIME INSTITUTONAL FUND 4,430.490 -4,430.49 Jun 23 Bought UBS SELECT PRIME INSTITUTIONAL FUND 745.160 -745.16 Jun 24 Bought UBS SELECT BRINE INSTITUTIONAL FUND 717.960 -71796 Jun 24 Sold MS SELECT PRIME INSTITUTIONAL FUND -40,000.000 40,000 00 Jun 27 Sold MS SELECT PRIME INSTITUTIONAL FUND -716.860 716.86 Jun 27 Bought MS SELECT PRIME INSTITUTIONAL FUND 1)39.220 .1)39 22 Jun 30 Ftemwstment UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON OEI3Ot 100.600 -100.60 Jun 30 Bought UBS SELECT PRIME INSTITUTIONAL FUND 1,398 910 .1,398 91 Total 8140.716.86 -83,434,670.66 SDNY GM 00022852 CIIP70009306498973 0614 CONFIDENTIAL Page 87 of 102 EFTA _00133472 EFTA01275439 SUBS Resource Management Account lune 2014 Account name: GHISLAINE MAXWELL Friendly account name:CasNSavin s Account number. Your II sandal Advisor: SCOTT STACK MANY LYLE CASIVEL Account activity this month ,centnued) Or Actmty Descrobcn Arrount (5) Money balance activities May 30 Catena forward S0.00 Jun 9 Dcwsit UBS BANK USA DEPOSIT ACCOUNT 250000.00 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT A5 OF 06/09/14 -250.000.00 Jun 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 224234 kin 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06116114 -2242.34 Jun 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 40,000 00 Jun 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 06125114 •40,000.00 Jun 30 Closing UBS Bank USA Deposit Account $0.00 The UBS Ban, USA Deposit Account Is your piirrory sweep option May 30 Balance fonvard Jun 9 Deposit UBS AG DEPOSIT ACCOUNT AM 10 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 060914 -3,170,114.27 Jun 30 Closing UPS AG Deposit Account The UBS AG Dep6sd Account is you secondary sweep °phut S0.00 3,170,114.27 $0.00 Crilli7C003005498974 0614 • End of statement for account number CONFIDENTIAL MilllY_GM_OOCatiS388 of 102 EFTA_00133473 EFTA01275440 Important information about your statement LE6 Financial Services ix. (the F im or UBS Anemia! Senekeg is a merrter of all orinchel seaway, cortrooky and options exchages. U36 Frerkial Selects and LEG Bank USA re rdrect subsdares of LEG AG and affiliates of IRS Secultin U.C. lhe Fire's financial statement is available upon reopen. The Firm's newt:* offices are a. Weehawken, 10 Ibis natemant represenk the only of final nkord of you 1.85 Financial Seances account. Other march, rapt official the document (antenna corilideg data timid rot be relied Lyon 8 you berme there t an error cr emission, please report it irmedately n *Ming to the Punch Manager d the olio sewn* your account. Ak-cuch al figures shorn we Mended to be accurate. statement data should not be used fix tat purposes Rely sae& on wmend tax forms, 0.e.. Form 1099, 5498. 10425, etc.) whin preprrigyour tax return. The Fins a required by low to report to tie IRS all taxabk dividend,, report** rantacalak *kends and taxtle htenelt eartd on vacuities held in you aware, net proceeds co safe transactors, and cost tests on cenain covered tension. Communications with the Finn . Please re-confirm arty oral cormincations in teeing to further protect your nits. includrig your rche tandar the Samitien Irina& Protection Act DEAL • If the finaxin nstitution cn the tcp left of dx frimt of this statement is not 1.66 finaxel Sentkes. IRS Fnandal Services carries you account as clearing taker by at/argentine rah the helmeted intlitution We Wormed wu d this relanianthit when you opened this accost. h this case. your Sack and smuts a-e located a UBS financial Sena'sand rot the idocbcng broker. a-4 you must make a rePcel of ray aver or OrnietiOn to both fiord. A N accant slatemrits shall be deemed complete ad accurate if not objected ton wnrq within 60 days. • Please died martinet complaints a kpiies to the Finis C lent ' can a 201.3521699 cc-toll-free at 8:03 A.M. to 6:03 P.M. ET Mondw through t- ay, or in mai* to LE6 ices lx., Client Relations Depalrnent, Union C y, W 07087. • Picase of er•OrS Or cuesterts about an electronic funds transit( (51). BS Vdedebit card transactions, call Fe-uncial Seneca ex., Weehawken ID 07086. AtIn MANESSA Services Cal a write as soon as you can, it mu shit you statement or receipt is wrong Cr a you need more itnnat an about a tram* on the stater end or naCePt. The Firm or Card bear as kaPkable)nun hew horn you no later ham 60 days after the Fern sent you the fin statement on WhiCh the error or problem appeared. - Prow:Winer name accare number 0 any). — Desoto the end or he transfer you ant tare about and elan as cleat as you cm why you belied it is an error a why you need more ricrmation — Proud. the &ear an d the suspected end. The Fins or Cad Issuer wet I-moon your complaint and MI correct any error domed/. Please make all darks payable to the Firm or the financial inanition ideated on tie front of this ttnement h addition to regtfx account fen accounts ma/ be subject to manterence fees, charges for late parent for diorites purthases and charges for unpaid amounts in cash =ants. Accounts that ate transferred to other hstkutions may be subject to a transfer fee. UM Sweep Options UBS offers options for sidepng cash Lines, Lines to bank deposits at UBS Bat USA and LOS AG Stanford brach (Bank Sweep Pregame), money market mutual funds (MormFu-ds) a-4 the International Deposit Accent 00Alfor customers with an Intonational Repute Management Account. through tie Bank Sweep Pregame cash balances re swept to LEG Bak USA up to ari estabkhecl knit and then to LIBS AG Stamford Bradt cr a Money Fund. Deposits at UBS Bak USA are FDIC rated in accordance with FCC rubs. For more nlernaticn please mit wiwildicgor. Deposes at UBS AG Stanford Bierxh and funs of Money kinds ar• net inured by the FCC. Throup the OA, atailabk Moan balances are swept to depose accounts at U65 AG New York Branch and UEI5 AG Cayman Brach The,. deposits are not insured by the C. Badges Fold at the IRS AG Caren Bra-di are tempera* exposed to the sovereign risk of the Caren elands, and Owe is no gawantee or other oblignon of LIBS AG to repay*. biarxes while on the UBSCwmank Beech's books. Deposes a U35 Bale LEA and each U(35 AG &arch are not protected by SIPC. Money Fund shares re protected by SIPC. See -U35 Financial Services Accent Protection' bobw Upon you repast, balances n tie Bane Sweep Program or OA mat be withdreenk and shares of Money Fund my be liquidated, and the proceeds returned so you <flour martin accant, rtrdnee formation about available sweep options, ncleing unit merest rates and yelds, a swank at wwN.sbss from your Franc in Adviser or by calling UM Financial Services account protection the F rrn is a member of the SeardeS investor Protection C orpornicn (SIPC), *nth Fromm amain accounts of as members up to 5500,03)(noluolingS2B),000 for dams kr cash) the SIPC asset protection kris ac9 to all accounts that you hold n a palkular capacity. The Finn, together with certain an**, ha also purchased dpplemental protection. The meartrn anoint payable to al eligible than, cobectezek seder this protection is 5500 million as of December 10, 2013. kla ha to the pokyconditions ard linitations, cash a the Firm is further protected to Lig to $1 .9 million n the aggregate for all you accounts held n a articular capacity A fJ ccpy of the poky waving is bailable Wen Mtn* The SIPC protection and the supplemenUI protection both do not apply to. • Certain Vitamin Assets controlled by (and ittaied it your account value) but hell away from US$Fine-Mil Services (e.g.. certain(* cash at UBS Bat cad, at LDS AG Stantord branch (I) insuraxe prootalS, including variable anreatiet, rid (iti) share' Of MAUI fends where such shares are registered diedly n the nano of the account holder on the backs and records of the applicable issuer or transfer agree; • Certain rwestmers contracts or nestment interest (eg.. limited partneshix and prime placements) that are rot registered ader tie Securities Act of 1983; rd • Commodities contacts 'deign excha-ge and Mei:usenet.' catirch). nducling futures contacts ad tormoditroction contracts. The SIPC protection and the suppkwnental protection do not apply to these asset evenf they otherwise appear on you sternum. The SEC protection and the stMakireental protection dos not protect agave changes in the mato vale of you investments (whether as s reset of market movement. iSSuer balsruptcy Cr OtherMu) More information is avalable trim rawest You may obtan recce Marnation abets SIPC. niceidng the 5WC &oche..., by (meaning SIPC a 202-371-8300d by using the Sift **bete areinwiabchig Dividend ReiWettelbent Program (DPP) 1he prke reflected is an awage price. You majr obtan the actual dice Iron yaw Financial Advisor. Orey Mole *ems are purchased under DRIP; partial that, wil be pU rd the cash wit bre deposited in your account. The dviderd rear estmers price steeled by tie issuer may Mir from the market prke at which thepartial shares av sold Csateeelieu Cnk whole units may be held bar accant. Myouere entitled tom-WI unit as a result of a drciderd PP/Ment or otherwise, the NM MI ether sell pastel Lenin at mein pike a accept an Amount dominated by a registered clearg agency, and credit you wort. Investment objectives The rimmed °Dwane.' and nsk profile we specific to each account and nuy mybetween Please fl ew the km promote/ in merger any *natant change in you finaxial situation or reamers objectives. Foe each CONFIDENTIAL mount held, you choose one of the following Mennen objectber • Prod*. Cunentlranme. 'imbue es seekng the generation c4 income cr4. • Achieve Capdalt Appreciation: Investment( seeking growth of prnchal rather than the generation of income. • Plocloce Combineton airborne and Capital Appreciation: I-vestments seeking both the generation of nurne and golds of priXpll. Overoll risk precise • Conservand Seeks to madam Merl deciwil with low risk and voktility to the accord oxtail, nen if that mewls the accost does not generate significant income or returns ad may rot keep pace with inflation. • Moderate: Willi* to accept some risk to principal arid tolerate some watery to seek hirer returns. • Aggressid Wiling to accept high Sc to penopal and high we:stayto seek high returns over time. Statement Imuseholelne We may consolidate at related account statements with the same sideb n the sere envethe. Accounts may be related Ice this purpose Mame they hew owners who also mainain joint adorn relstiondeas with other clients at the sane address. This practice',: known n • househaling II you prefer to re** idly/dual statements mailed in separate envelope,— you may decline householding by Ealing you Financial Advisor. Friendly educate name the Frendly account name reflects information that you owned on the Firm's onlne winces webete. II is a customizable 'nick-erne' drown by you to maid you with sou recordkeeping It has oce legal effect on your accord. You can dungen:is hiendfl account names, through Orem Services or by contactighturFtancial Athisor. &molt overview • Yaw Mrs, accoutelpornban Net of assets and •AINes. Amt. 'Atlas salable cash balances, valas for restricted stow* lest I, and Global tine Deposits, urrealied marks to node, and caftan mats not held byte Fem. Does r ot include worked Standee:assets at the end of the pior and anent statement periods, or private imennwits, talented stock options wed nameable stock anions • Lialditos Includes debt bale-yes, minarding mean lord credit We, tot alienbalances. • Cain/money balances. Total of uninvested amiable cash balances. plus UBS Bak USA deposit latircek 185 AG Seardord Bench deposit balances and money market mime fund sweep Sams, at the obey of he gatemen period. Normormlocky tee credit balances in your account av rot segregated from other balances ad tie Fern my 'w any of these funds in the ordinay tour,. of its ttainess. these funds re payabk icon your dernard. This total is included the cement period closi-g value. SDNY_GM_00022854 EFTA 00133474 EFTA01275441 Important information about your statement (CV) tnued) Untie Monition Fix aided information on the Finis landing practices and disciossres, Ma to you Client Relatorship Armen or Acton Agreement aid the General Timm rd Conditions UBS Strome of Credit *radices available in agreements andOiximureS at gam ninronlarramillotag Vowmete Your asement hernias securities end other was held lathe mount at the end of the statement period. You may oak fordeivey of fully paid setraies at ary time. You may receive securities used as loan collateral after paying any Wince due on them. My *curium transient to the Lien dreg the stamen pomid are 'Sled* market value as of the end of the gatemen period. • Can basis. In detomning she cost basis of the stoats included in this statement, where indicated wih the rumba •UPS Fiord& Services has relied to information cbtained from sources other tan IRS Frencial Seraces, including tornwicm kern another him a Out you may haw provided to you Finarxial Advisor. The Finn does not indepodently verify a gaunt the traria or vardity day Pi °munition provided by totes Miner thin lAiSSeuntial Seta,. h aicitirt although UBS Financial Services generaly gates tie Hamann as it is recent, the firm does not provide any ernmances that the ilamatia trot "Cost basis" and laireakzed gar/loss' is accurate as of the date of this statement. As such please dome rely on ern flotation to make putt a tale decisions, kat papaw ce ahem's*. Accounts transferred to tne Fim may reflect gail loss eriamaten only f or the period of tine they at held at the Frm More historical nknmaten can be added by you Fend Advisor. • Umedized gabs/Imes When data is agillak. ertinated trredized ON Imes we calculated Ice redivittal swab lots. Re transacton data for rinds( bis may or maynot reflect canniest-is, charges ands'acuity reorgni:elm melts Dividend and °term nwstmeni lots rd systematic patine bts are each combined todisplay tee averaged lot. The • Trade date • colann posents the aged transaction wade date. • Callable securities Dana and ;referred stock that te Oar cars for eat ow/indigo will be selected stately by lot Pan armed all seosaies of tat issm held hour rare or in nornhee name la cm clients. Call bane adainattn is dotted from third parties and accuracy isnot guaranteed. Other call leases maybes' which cot affect yield amPete Monition will teproviied upon request • Cartificates of deposit (CDs) CDs are FDIC haired tp to 5250,000 n preaoal and accrued interest per &coda and per deposhay institution, in accordance web FDIC rules. • Pet/value Prot, displayed for securities and other ;exclude may be higher or lower than the price that you would actually receive n the mallet Prices we °bland from maim third patty sourtes menet ea Delve to be relit,* but we do not garabee their accuracy. — We generefly it the closi-g pricewhen mad* a the mean of to bid and ask prices fa lined studies and cplons a onh bd prices fa OTC states. - Less actis4 traded securities may be priced ushg a valuation model or the most recent prat we obtained and may not reflect an actual market price or At? — Certain podia's may appear seta a pace ad will tow as 'price was rot mailable if se re unite to obtain a once for a smut - Deposits or starts denominated n currencies other tan U.S. dollars are reflected at the ethinge rate as of the statement date. - Fee certain *curet *sang in non.conformng crman atcris. price and qua-oilyRace iota) may have been earned to facilitate proper valuation To obtain current quotations, when avallgte, contact your Financial Adair. • Prints Mestmanta and stn /clawed producb. hist miasma studies (hcbc/ng drect participation ptqam in:treat estate investment trust stages) and struared protcu are gently highly Certain stnstmed proists have not been registered wit the Securities and Extha- (omission a under ay state secured, taws. We prosede estimated vibes for pwae investmem wait is and structured products for Mormaterul purposes only tasty knee gurenteed. - These values may differ abstantiaby from prices. if any, at *Into pm* iniesanent security a structured product may be bourn or sold and do not necessarily represent the vote you may receive Won 'laudation. - Thid pat, estrnates of wka ay as a a certain dread are &paid to UBS Fna-cial Services on a regalia bass by in independent vitiation him. - tut general panne- or sponsor estimated votes, any, are supplied to the Fm by Ow roar, genital pater or sponsor and may be tabulated based on r eat irtormation from that used by IMOparties laded'se tar estimated values. - You can Man Stiehl ericonorm regarding the methodology used to determine the Minato of value and She date of tit ilermalen that is the basis forte Mint by contatteg your Financial Advisor. - TAW party *stinted Muss may be reflected as •Not creed' n seva I sit stens. wfe n edependent solution fern has not suppledor is Loathe to assign a watt when we become aware that a material event has °coated tut may call a pettily reported vats question, or ten a value would be highlyspeculative due to tie nave of the study - When neither al suer, general partner or sponsor estimated value nor a thedipaty estimated valve if p•ovded the valued the savvy will be diffeteni from its purchase Price. - •Dstrbacris to date may include *sumo( coati. income a both. — °signal unit see • represents the initial di erng price per unit and may not reflect yot cost bob • Restricted notrities Rest-led states generally am rot currently PO* kr pilot sale. UBSFina-bal Services its the matt price of the unrestricted slot of the same issuer men mputed value for IN restricted stock for purposes of Ms f fatement only To the tient Out restricted barites are eligbh fcr sale, the vala retied may be Abstantialy less than the implied value town • Est (estinted) intone. anent yields and rates. An eftinate of a-rual income is based an cited 'tidied and interest rates, assuring tie searkies will be held for toe yea from statement date or until murky This mint dory a patine, acridity rd continued income are not gueranteed — Estimated anal home at matt yield fa certain types of boxeres could include a retun of pmcpalor capital gars in rmit case the est income (ad (were red would be mutated. — Estimated atual icane as cant yeld and Ive actual item ad yield might be kwer a higher than tenantedamounts. — An estinate of a-rustad tome (divdend ardor interest) deeded by the wart market valcraverage balance le based on the bet dividend or interest payment made by the issuer and asnnoes the sedates/depot will be held for one year from the statement date or until mab.rity. Accuracy and continued yield we not gamma • Assets not held by IBS 'rancid Service& Certain awls ae rot held by the Fern and not nth the ferns possessrm or anti These assets de thawed on pas statement for informational purposes only. Position, rd values presented an provided by the issueg fro UBS F nacre' Services not regattae for to alternation and des not guano* es accuracy. These assets are rot protected by Sift or tie Fits upplementalSIPC coverage. • Revenue Swing and additional compensation. — In addition to commissions on safes and 12b1 fees received in cartoon wit the distribution of mutual hack to our dents vs mock( our affirm 'FM* Mv•nut sharing Pagrents from distributors adoe advisers of the mAtgl funds that we sell. These armuls are based on two different COrefOnentf- amant ol sake by UBS of a antler mutual fund I amiy to our clients, and CO the asset yak* of a particu b mutual hind family's shares held at the 1mi — We and 0.a affable also recewe netting and ormtus procesting lees in consideration for under agent serviss that we Froth to the trultal lards. Thew leesgenerally are pad from investor abets in the mutual kind and are a hoed dela amount based on the number of accounts at the bra:Hideaki- holdng maul lint ot that I wid family CONFIDENTIAL - h acklien to opmrroscrs received n tonneden with the sale or distnbikon o1 a-ruty contracts and unit investment trust units to our <lents, we antra out Adis mat retina shared °wanted:en f rorn many of the insurance companies underwrieg the atity contracts, of f *ales of to insurance extant or sponsors of tetra intermit mats we disirbie - Ga affiliate. alto newt trading comrnests and olher comporgaten from mutual Ands and entaante Companies whose prochets we *tribute. — Wettable an angl fee from UBS Banc LEA and USS AG Stanford Brant of up to szs per accost sweeping to the barks under the UBS Bak Sweep anagram. Activity ertormation regudng <unmasked and oter charges nand in conned co with tie oecutcrt of wades, iduang option transactions ha been *reload on CCellirrOVIOOS IrreUOUSly fliffeiNCI to you, ad wall be provided to you wavily ah recpeg. Short milky I Ku art engaged in that selling a security, you may hair a charge the to cerUintaroweg costs for that particular security. Open arta Regarding opera or • gazdtillicancellar coders tat were not bowled by the statement date, open buy ad se stop orders are refixed by the amount of dividends or rights on an exdividerds a as date unless intruded otherwise by you. You are risponeble for orders that we weaned art food failure to cancel eating open orders. Privacy To obtain a copy of ax current Client Riacy Naito please contact you Francis' Advisor or vet tat weakte at sittEARDRotogitaggla, UBS Financial Services a rot a lurk be Bums Services Account GSA and IRMA are hmkerage accounts which provide access to baking services a-idproducts though napalmed wash affiliated bats and other thrd-pay banks, and provides access to nsura-ce and stay proixt tad by unaffiliated thrid.paiy insurance ccmpa-ries through turace agency subsidiaries of UBS Finarcial Services Inc. Iniestment rturace. and rutty products: Not VIZ inured • No bank guaiantee• May bse valet RYA. Resoute Management Acctunt, Business Semites Account BA IRMA and alternation& Resource Management Accost an registered service marks of UBS Fruncial Services It Visa *rave is a regigered service mak of Visa Intonational CBS Vila Siam credit cards and IRS yea debit cards are based by UBS Bat USA with pormion from Vea U.S A Incorporated. UBS Financial Services Inc Pty. 201402 SDNY_GM_00022855 EFTA_00 133475 EFTA01275442 ;It UBS w NYill n races nc ew o 10171.cCO2 Resource Management Account July 2014 HI. Ai l. .i l t iILL NEW YORK NY 10065.7007 Account name: GHIELANE MAXWELL Friendly account name: CaslISavings Account number. Your Nnandal Advisor. SCOTT STACKMANILYLE CASTOR. Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at S account On June 30 (3) On July 31 (3) Your assets 6,149,721 69 6,712,42a93 Msit our website: Your liabilities 0.00 0.00 ,wely.Lbs corn? linancia:services Value of your account 16,149,721.69 $6,712,420.93 Tracking the value of your account S ThoL63,1,1$ Sources of your &cos wit growth during 2014 Value of your account at year end 2013 $0.00 Net deposits and 6,7? 2.4 withdrawals 36,712,022.89 Your nvestment return Dhidend and • interest income $398.04 Change in matkot value 9000 Value of your account Jun 2014 IJ 2014 on Jul 31.2014 94712,420.93 SDNY GM 00022856 Member SIPC OW7000305769497 0714 Page 81 of 100 CONFIDENTIAL EFFA_00133476 EFTA01275443 SUBS Resource Management Account it, Your account balance sheet Summary of your assets Value on July 31 ($) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 6,712,420.93 100.00% C Equities 0.00 0.00% D Fixed income GOO 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $6,712,420.93 $6,712,420.93 100.00% Account name: GHISLAINE MAXWELL Friendly account namo:CashiSavin Account number: Your current asset allocation B Eye on the markets Your lquancial Advisor: SCOTT STACK MAFILYLE CASRIEL I. Cast) and money balancesmay include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change July2014 Year to date S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC I - Europe, Australia & Far East -1.96% 3.08% BarclaysCapital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% U*78008305799498 0714 CONFIDENTIAL rconc000FINS782 of I co EFTA_00 133477 EFTA01275444 SUBS Resource Management Account Change in the value of your account July 2014 (3) Year to date (1) Opening account value $6,149,721.69 $0.00 Deposits, including investments transferred in 740,58464 7,162,457.69 Withdrawals and fees, including investments transferred cut -178p17.31 -450,434.80 Dividend and interest income 131.91 398.04 Closing account value $6,712,420.93 $6,712,420.93 Account name: GHISLAINE MAXWELL Friendly account name:Cashl _Sayings. Account number. Dividend and interest income earned For outposts Of INS Statement, tarablity of interest and O,l&nd income has been determined IICM a US faX noting CerSPedhe Bared upon the residence of the account hokkr, account type. or prodiel type, some interest ardor dvidend payments mar not be subject to United Sleet (US) ardor Porno Pico (PR) Income tares The tient morn* nement is not intended 1O be used and cannot be relied upon for tar purposes. Clients should refer to the aorficzoiewo receding forms they reCei* from Lt3S annualy, such as the Forms 1099 and the Forms 493, foe tat reporting information it is the practice of UBS to file the aopiicatie tai reporting forms with the US interng Revenue Service and PR Now, Department and in such leans accurately Oasgry diadem:tan" ct interest as lam exempt or teal* imam Please consult yew incledual tax preparers July 201 4 (3) Year to date (I) Taxable dividends 131.91 396.36 Taxable interest 0.00 1.68 Total current year $131.91 $398.04 Total dividend & interest $131.91 $398.04 Cash activity summary Your Nnancial Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the monthIca decal: &dances In your Sweep options are includedin toe openng and dating ha.snces vitt. FDIC insurance epithet only to deposits MUSS Bank USA, not to &pouts at Les AG, Stamford Branch or bark deposits piaceditirouso the UBS International Deposit Account program. StPC protection applies to money market sweep lied hotdirras but not bare deposits Soelmportane inSonnation about your statement on the tat two pages cf this document for detals Opening balances Additions Deposits and other funds credited July 2014 (3) Year to date 04 $0.00 $0.00 740,584 64 7,162,457 69 Dividend and interest income 131.91 398.04 Proceeds from investment transactions 179,708 44 460,114 97 Total additions Subtractions Other funds debned $920,424.99 17,622,970.70 -178,017.31 -450,434,80 Funds withdrawn for investments bought -742,407.68 -7,172,535.90 Total subtractions -$920,424.99 Closing balances $0.00 -$7,622,970.70 UBS Bank USA Deposit Account APY Interest period Jun 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 $0.00 $0.00 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in Merest period 32 Average daily balance 1350.37 Interest eamed $0 .00 Annual percentage yield earned SDNY GM 00022858 000% Ckir70007005789499 = O714 CONFIDENTIAL Peg* 83 of 100 EFTA_00133478 EFTA01275445 UBS Resource Management Account July 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in Important information about your statement at the end of this document Account name: Friendly account name: Account number. Your return objective: Currant income & capital appreciation Your risk profile: Primary - Moderate Investment eligibi4ty consideration - None selected Your account instructions • You- account cost basis default closing method is FIFO, First In, First Out Your financial Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C0OM5789500 CONFIDENTIAL 4Y_GM_000tiS984 of I CO EFTA_00133479 EFTA01275446 $UBS Resource Management Account July 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:CasN Savings Aaount number Some prices, income and current vdues Shown May de approximate. Asa intik. gains and lases may nos be accurately refkded. See Aportant infontabon about your statement a the end of this dxurnem for more infonsson. Cash Cash and money balances Cash and morey babies may include. avalade cash balances, UBS Bant USA &pout account balances, UBS AG Slat-ford Branch &pout account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account Maces are insured by the For vAlhn applicable limits, but are not protected by 9PC 1185 AG Stanford Brant h deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SatC bid are not insured by the FDIC. See the rmportant information about year statement at the end of this document for del airs about those biances. Hddng Cash Openng balance Clonng Waite on lul 1(I) on rut 31 (S) Prue per share on rut 31 (1) Average rate Your Maenad Advisor: SCOTT STACK MANILYLE CASRIEL Drildendr interest Days in period period Cepannum (1) 0.00 -5,000.00 L8S BANK USA DEP ACCT Total Cash alternatives Money market funds Money market funds are neither insured ror guaranteed by the Federal Deposit Insurance Corporalion Or any other share, it is passible 10 Iota money by Investing In these funds. Total reenvestef is the tote Cld al reinvested dIndendS II does not Include any cash clUdends. a is riot alai lot for the purposes of determining Add ng periods or cost basis. The Shares yOu receive each time you reinvest &rdenck become a separate tax lot. Cost basis is the total purchase cost of the security. indudng reinvested dvdends The cop basis may need to be anusted for return d cdita maims in order to detarrine the a; usted cost bans for tam reputing purposes. 000 S0.00 5.000 00 $0.00 Hddng Nutter of plats Purchase pricei Average price per dWe (4) Client investment (V UBS SELECT PRIME INSTITUTIONAL FUND 6.7 12,420 930 I ODD 6,712,420 93 EAI: 11,342 Curent yield. 0.02% 250.000 00 iernMent agency. Al though money mallet funds seek to deserve the value Ol your imeStrnent &MCC pet ( oreakzel (LW ganof loss is the difference between the current value and the cost bans ad would ge ne Idly be your wait clan or loss if tne securrty was add on INS dare. The unrealized da)Csan or (net need to be ac*usted for rerun of tonal Parseents in order to determine the retied gain or loss for tax reporting purposes. investment return is the current value minus the amount you invested. t does not include shares that are not reflected on your statement, irxludng shares that have been retied as either a On a alas. r also does not include cash dvdends that were not reinvested. Cost Price per share basis (S) on Jul 31 (S) Value on Unrealized Investment Hddng Jul 31 (5) gan or loss (S) return (S) Period 6,712,420.93 1.000 6,7 12,420 93 SDNY GM 00022860 CW7030;005789501 = 0714 Pop SS of 100 CONFIDENTIAL EFTA_00 133480 EFTA01275447 SUBS Resource Management Account Your assets(contrived) Your total assets Account name: GHISLAiNE MAXWELL Friendly account name:CasNSavin s Account number: Vatic on Ad 3 119 Your %Randal Advisor: SCOTT STACK MAIILYLE CASRIEL Percentage or Cost Estmated your account basis (S) annual income (s) Unreaized nano: loss (S) Cash dtematives Money market funds 6,712,420.93 100.00% 6,712,420.93 1.342.00 Total $6,712,420.93 100.00% $6,712,420.93 $1,342.00 Account activity this month Date *diet/ Description amount (I) Deposits and other fends credited Jul 2 Transfer FM 19.29 Jul 2 Transfer FM 28.90 Jul 3 Transfer FM 164.26 Jul 3 Transfer FM 1,046.88 Jula Transfer FM 1.419.68 Jul 8 Transfer FM 1.523.78 Jul 9 Transfer FM 491.82 Jul 11 Transfer FM 1222.13 Jul 18 Transfer FM 299.733.80 Jul 18 Transfer FM 402698.78 Jul25 Transfer FM 189.41 Jul25 Transfer FM 697.68 Jul 25 Transfer FM 760.15 Jul25 Transfer FM 19265.85 Jul31 Deposit FEDERAL FUNDS DERC6rr BY WNYR OMNIBUS CLEARING AC AT UBS AG 5.000.00 STAMFORD BRANCH Jul31 Transfer FM 6,322.23 Total deposits and other funds credited $740514.64 Oise Actitily Descnotion Amount (5) Dividend and interest iscome Taxable dividends Jul 31 L%vidend UBS SELECT PRIME INSTITUTIONAL FUND Total taxable dividends Total dividend and interest income $131.91 131.91 $131.91 CNP70009005789502 0714 CONFIDENTIAL iY_GM_0002Ne186 of 100 EFTA_OOI 3348 I EFTA01275448 *UBS Resource Management Account July 2014 Account activity this month (contned) Date actlety Desuovon mooi (S) Other funds debited Jul 7 Transfer TO -S0,000.09 Jul I4 Transfer TO .1221.85 Jul 14 Transfer TO -1,281.39 Jul 14 Transfer TO -2.112 57 Jul 14 Transfer TO -2,451.44 Jul 14 Transfer TO -2,611.19 Jul I8 Transfer TO -3,308.87 Jul 29 Withdravral FEDERAL FINDS TOE. Pagan AT Wealth Management New York -5,000.00 Jul 30 Transfer JOURNAL TO -110.003.00 Investment tranactions roe ranelnrarnalon aten the Pair stsement at the end of this Date Acthity Total otter funds dablted pk« ralue shown for restriaed secuides, ree important hfoonstion snoot doet:went Desolpton OuamIty eau, (t) eraeecls han éntestment pace (s) transaaions (4) 4178.01731 FundS withdrawn fa merend invearnents bouht Interest Jul 2 Bought Les SELECT PRIME INSTMJTONAL FUND 1,467.870 -1,467.87 lul 3 Bought UBS SELECT DRIVE INS1TUTIONAL FUND 1.211.140 -1211.14 Jul 7 Sold UBS SELECT PRIME INSTITVIONAL FUND -50,003.000 50,000.00 Jul 8 Bought (.€S SELECT PIM.* INSTMJTIONAL FUND 1.523.780 -1,523.78 Jul 9 Bought U8S SELECT PRIME INSTITUTØL FUND 491.820 -491.82 Jul 11 Bought UBS SELECT PRIME INSTITUTONAL FUND 1222.130 -1,222.13 Jul 14 Sold UBS SELECT PRIME INSTTIVTIONAL FUND -9,706.440 9,708,44 Jul 18 Bought UBS SELECT PRIME INSTTUTIONAL FUND 699,123.710 499,123.71 Jul 25 Bought tin SELECT PRIME INS1TfU710NAL FUND 20,913.090 -20,913.09 Jul 25 SOld UBS SELECT PRIME INSTITMONAL FUND -10,000.000 10,000.00 Jul 30 Sold UBS SELECT PRIME INSTITUTIONAL FUND 410,000.000 110,000.00 Jul 31 Reinwstment UBS SELECT PRIME INSTITUDDNAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 07/31/14 131.910 -131.91 Jul 31 Bought UBS SELECT PRIME INS71111110NAL FUND 11322.230 •11,322.23 lul 31 Bought IBS SELECT PRIVE INSMUTONAL FUND 5,000.030 -5,000 CO Total 8179,708.44 -1742,407.68 SDNY GM 00022862 CNP70009005789503 0714 Page 87 of 100 Account name: GHISLAINE MAXWELL Triendly account narne:CasN Sam s Account momber: Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00 I 33482 EFTA01275449 SUBS Resource Management Account Account activity this month (contrived) Cate Stoney balance activities Jun 30 Jul 28 Jul 30 Jul 31 The UBS Edina USA Depaat ACCOunt is your primary sweep Gaon Account name: GHISLAINE MAXWELL Friendly account nama:CasfSavings Account number: Your IS sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Activity Deicrobcn Mount (S) Itilanai forward $0.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 1080080 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/29,14 -5,000.00 Closing U.S bank USA Deposit Account $5.000.00 CNP7000900S789504 0714 MINICGM_000fM8388 of I CO End of statement for account number CONFIDENTIAL EFTA_00133483 EFTA01275450 Important information about your statement 1185 Ftaantial Stokes Inc (therm WARS Florid Sacked. is a mentor of al prispalsectrity. cantoday aid coals echirdes UBS f hand Urvces mg 11$ Bat USA ay tidied eubtafirin of LOS AG and alfiliaros of LOS Stoskin LC **Fent Inawill sweet 4 wattle wpm fewest the fobs executive offices se a iimutc ers lb 6 stawnem represent. my Oda record of your UPS (mania Unto, waxer Other records. except aloof tad downsides. conuinng conflicted dau should not be ;Med upon dpu below them is an nut a Ortat please MOM h vents dicey h wringm theersch Mawr of the once sending your swum Atheogh al hint tow are intended b be M.010. gamma daa Toad rot be used for It puposes Rey soley on puma to lam Pe . Form 1099. SOO. 10425. etc) when pausing your ta wont the/ im is agueed by lad to recon tone RS al mob le Orden& re:data/le nob trade dvelessas a-4 tau* men caned on secuntes held n your Kowa, nit proceeds on sale tranuctins, aid cost bar son cumin awed securities Commemicedone with the FS,n • plete f (Kagan any oral OannalCatons n writing tO furrow worm your him echidna yokenobs under the *writes West Protedon Act (5PA) • fl tie bursa instriason on the top left ce the from of this sueensmi is not US RUMSSonars LOS bona' Seamcaries yew acccur as dearkg broker by aneigement rah the adicated net on We lammed you ce this/outlandp nhen you crated Mt accant In this Cat Mr Ivids an/ Sauk in se baba X at Frontal Santos an not the aroduad broker. and you MP ma* a repent of sly era aortic:sin to both en All ACCOutic StaWrenn Shall be deeded °MOM and am: ate d not obsatei to n wren wain 60 days • Please aired customer complains a intros to the tan Cf itrnalt at 201-3521699er slave a 00AM to 6 CO PM El Monday (Atop n at a In Meng I Servo he. Clint Realms Depatryset Unon City NI 07a37 • ti cat of errors Se CM1104$ atom an Weston< tunas trends.* 07T1 Di Sv6YdbhW Natasha's/ r o lASFrirical Sauces tic. Wiehmfor. NJ 07086. nen IMIA1 SA Sernat Cal castes soon as ,wean dpu II nor Bowman or recept 6 MON Oe d MA need rune nfinnescn Lout athrofer on the annum or react The Fern 0*CW Mae (as asp table) must hear ran you no tater thal 60 days alter the (ma Sent you the kV Slaernent on Moth the sox or probien spored - he nisr now and scow number a an - Devaite the m0; a the watery:4f se urtstre abaft animas as deny a mu on My IOU bathe 4 is an era a any you need mac aslant:ion - bodge the dollar maim of The stnpeaed ma TxFirma Cad taw eM now dee ma ampram and will comea any SOF prOnpUy Plesmnake Al dwelt pays, to the Anna the finale Asthma" Sated on the front of this haddeiT to agar axouit fees. axoorth may be adbot to mammas. Ms charges la lie pyre,* for fawns: purchno and chaps for aped rousts n c.v., XCantS Accounts ma MUMPetad 10 OIM nit:aims:nay be plied to a banter tee UBS Sweep Optbns US$ otters optan for soolg can batrces. barges to bank &pouts at UP Bar USA ad its AG Stamford balm (Baas StInin honing money market mutua finds (Monty funs) arid the ha/trona Desist Accotnt 00anor CuStallen cote an insemaional kesoace Maugunent Acta luevph Iht BM Swap eallanS. can batman are swept so UP Oar USA up to an era:4MM kW and the, to LOS AG Stanford Brandy a a Matey Ford Deposes at LOS Bar USA are FOC assured n accordaxe with FIX: rules for mat isf shown p lea, not wave nor goy Deposits a LOS AG Uanced Brat an tares enstnfy finds anon Inured by the ADC. Through the DA. wadable to colt balms re bar to deposit accounts a LOS AG Wreak Branch an IBSIG Carman Biwa, Then deposits zae riot roved by theFM Parch hen a the WS AG Carlin Brach se tewswily oposed to the sewage, rut of the C eats, Dant and there 6 no warawee a other °bloat:el of LISS A6 to May the Patens oh le on the CIS Cayman's eras books Deposit a UN Bat USA an each UPS AG Brawls rerun pawned by SPC Monty Fund shies are preceded by SPC See 'IBS Finsicul Sevin Account leotedion- WON Open yotr rnjaa batrces n tie Oar Sweep Programs or OA may be valrearm and Owes of a Kinney Fund maybe liquodtea aid the math returned to you a you toturitoo aocati Further nf Omagh tout sailftle sweep *moos. eniAng avert intact rates anti yields. 6 wit** a wow Wit ken your /Itasca Advisor a by "rig U.S lbeentiol Smokes sows panache, The Finn kat...TOM of the Starnes Mesta Protection Cossacks', DPO. What pm cats stomas swans of es martin so lo 1500.000 (nadan; 1250.000 for clamstor cash) The 5PC area actecom tents *PhI° all accounts MO nu hold n a polkas* easily The Fon together wth cenan al dates. ha also put aced mph:mental protocm The rrhocinuin anoint payable to all NOW dent. oadiel,umathis protection 4 WO mitten as of Deceits W. 2013 SIM,d to the poky ordains and Madan cars at the Fon 6UNsprotected fee up os SI 9 milkn n the a egale for all your scowls hell ha simian, Quota), A full oopyol CO pokyonadrig 6 Mkt* upon aasest The SIC prOleate aid the supplenental rascal both do not Spilt° • C enaranatal awes controlled Ostend twined n your scant vane) but held way froth utit$ finaozial Services (eq. anal a cat a Unica* (y) cash ma% AG Stanford brands. (d) inmate moans. naming Yaubie areal In an Mina of mewl finds Mare wan chafes re mignon Secay n the nave a the SOWt holler on the bees an records of to subtitleGene a taste aced). • fens ontarroni coons"; or ridermait Merest (st 9. 'mod paroweships and prvae plasmas) that are rice registered under the MUMS Aci of 1933. and • Comm:dims contract (09. form ai "change aid predas meal contact foxescommas and chmfrodAY WWI contact The SCC mastics, rid the papplerremta oroteston do not spay to sI:m assets then if they OAKS* epoxy avian summon The SEC probates and the spanner% protaton do not seined nand duns, h the mate vat* of your koeszinints beets as a resuh of matt rimmint. SEM bMs-Upt(Y Or "SCOW) Mote Wornwon a wait le tem must You may obtan tae Mr/paten Asa SOC. hcludri9 the SIC Brochoo by comstrg SIC at 20227h/33004x by sang the SP( wane at straw 4oX Py Dfirideni Re Newnan[ Program ape) the Any began 6 an bean Una YCSJ may Olean the actual prof hem your ramnal Admor Only thole Prey are uschased infer COP P. partial Pr es MI be son and the cash wit be deposited et yost amours lheMdtheryi retwestmem ace wished by the issuer may defer frogs the malt price at Moth the paha Pays at sold Cadrirliw Only tin le units wry be held in you axotnt I you are entitled to erste tea as ambito* a (Stand want or •therwise, the firm wlt ether set partial rasa mrket twice a aCapt an broil detemred by a registered (kind agency. an and you accoum Westmont abloalvite The nwarnent Sedum and natprofile are *tit to each accato a may wry Wham Rea. Mee the Inn prompt, in wring of any cgrikant done in your franca stuagn on nostrum aware; for eads accost held. you choose one of the fo swag nastment 'Patten • itykee Culver borne Imelentnts :Ming tlx Mural it of Icomeonly • AcAthe Othsabbpanson thmorrents seeking growth prncpal labs than In? gel neon of name • fteadce Combesmon *frame and Cats' AOPethspen hantnons pea in both the gammon of Mono aid riot ce anon' Omaha* profiles • Conaway, Seeks to mantain hale' priodpat web low risk an rota Airy to the scour Peril eon d that mem the scount does not genernesghtont WON* Of returns ald rot nce keep pace wth inIllalo • Aibotua lAlling to accept some ni tO andlaall rod tolerate maw oda Sky en scek baser fawns • Ain RSA., Wilt; to Mal hghnsistovempal ad hgh vo WMyb *Mali renew mei taw Statement lwesthoklirdp" We may COnSOldate al RUM tCOu'il StatenlEnIS wRi the &rata:Urea n the sane envelope Acateiturity no related for this [came karate/ haw owner; vho aim martin tent account ridaionshps will other dents at the same address Ths practo a knows al 'harfelloldng • h you ate to mate intaal ASeffents Miltd is %prat CONFIDENTIAL envelopes —you may Mine hisseholleg bye:and your Enamel Advisor Friona, SCUM nate nyfrieritSy aatmt nanerefkas 'Vargas, tea no entered on the Hrws online undoes mbste It as est.:unlash •noname chosen by you a aza you will You otacciming n es no foga ONO on Far scowl You on mange pa Franey SO/al naves. throup Onlne SernaS a tyantacm; your &taxa Amber Adrian oversaw • Vette/sem daounipixdon Fee 01 assets aid habitat • Awns Maack" talkie cathbalsaa valunlor rem med washytea / aid Gkbai Tme Depont unrealized marks to mareet and Certain assesnot held bythe Frrn Does not nchdeunpnced StlaltelaSMS a tie eat ol the pro. andammo suterrem pooch a bunt ntanerts UnAtbad ita m1 tIS aid wercisthO stock colons • °abbey hanks debt tattat outstandet magn loan. credit Ws sheet accoum bates • CashAronty batmen Tots of ml vened watt* cats baanon. pkus US$ Bat ll$A Omni baron UBS AG Started Branch depose balances aid mormanakie mama I fan sweep balaxet a the close ol the statement period Hamm/nod Ey fay anal balms h your aosount are not segregsed from otbe balm?, an tee Femme% use at Of ae these hods n the ordesry course of as bars, these funds payabie tpon yoa demand Thus total 6 Incbded fie arrant period doSi"9 yam Lending information roe deeakd Monnawn on the rnt ',ONO; pMiai and doclotur to Mato vote C lea aPaliseasp Agfactli or Amour Areentionl an the General Tait ad Cu-doom US$ Stamen of Cade foclas salable h Agreement tort Dectowie iiM edebtrece.oe6teb,ent Yee raura Tar Statellall Cartel Seant*S and Other assets hen n the =Om a the end of the Watt( period You may dk for dainty of dutypan -swam a art the You may bo b. secuns used as sal collated Seer Dian an balance cue on them Any tastes trandened to the im dung the summers period are Ian a malt rah* a al the end of the statement mein • Cottbus el delterning the cor basis of the sew** madded n thus statement. SWt ndLited web ate number 'I. ' lOS financial Sesotho, rend on imams ion °teased from sources other than US finmcal %woes. tadocIng nformaion Iran amen IT Or to you may base pruned to your Sawa whoa The Finn clots not natomdenill way Or gurantrene stray a vaidey of any inormacn provided by worms °tartan Minna Stott In addeen *tooth LIPS thaw-USD:ram generally updates this donna:to as c 6 *cern the fen dos rot prod& any somas to the lawman, soder -COSI bah' and 'Orretted paabss" is war **sof the doe of this "annul As AKA please do not rayed', this frdorma on to make purchase er sae Oozes fats purposes a Mena* ACCatilb UZISIMed to thee en mayreflect pram nlormaim orb for the perod of time theyrehad a the fan Morehitorwl nfiernakin Casa be added by you Parma Admix • Unreafaed gains/Imo ohm data 6 enable treed awaited oars losses ere cadialed fa SDNY_GM_00022864 EFTA_00 133484 EFTA01275451 Important information about your statement t<C4tinUed) bandana/airy km the rata:an data la Herbal lot mayor ma, not ref led conmissans threes ands seamy reorsuricalm than (Wand and other remoras:nu lots and spterrutic pad a. lot re oath manned to dada, one award a the • 'Bade dire' coital pewits the agar fanatic,' traledare • Callable ncarltios Bonds and coated stork that the issuer calt for exty redemption ma bestir:cud rrnatiary by lot torn among a saunasof that ape lain our flare n nommen:re for or dints Cat learn inornut m is &tinedfrom Ihrd pay" and as 'car ara rot guthalYed Otte call leases nay east visa could ilea pert complete mote kin ova be provided ofrai leg-et • CeettfrateS of deposit (CIN) CDs ate MC mad opt 1293.000 in pampa ad aloud floe/ pa thorium and per depomay manakin it acardaym with nibs • priarvalua Pncascanated fa Wallies acid Otte produces mar be haler cc bonathat to prce that you WOO I7 eared, warn in the make; facts are Waned from vana.n thrd party sources otirdi we beta to te relate but we do not garnet eel' acuracy - We gorwraly Leotw dosng pm* whom aralabb ti the (Nano:labid aid ask aces fa Prod senora and optunormybd parsWO% sew, es - Let day.; yarn soar nos maybe peal tang a alarm modr or lama Mani ;lice we obtained MOM/not re lea an rind mart pity or 'at - smart bosuns may pax without a erne and eau show x 'price was not mailable' if we are wink to obtan a price for a warty - Deposes or Mires denannatal n orreenes other tan US dolls are ref kW a the enturtatatds of the dairrent date - For Conan seethes vadn9 anon-can:4mnd decomnatat. ace and quality daceate) mar hae boat Mg-Medea frigate prow vauson To obtain Curran aCitrall. Men adalaelo. arca° you Franca Aden( • Mena Ininstnwrna and awaited drachma Meal* Iwamoto martin Criolang Mud pringsion prOCyall aid realestate nrnarrem ten mantes/ aid dructured pathos >eternal', hghlf nlpud Chan nen:trod Koalas Ka* not been regiiaed with the Wails and EnhaVeCarynain a unite any state sewn*" ars We porde es-tared vabes for pante mourners seats aid striate., products for nrounscnalputhows only AcontY a rot 9UnnWel - thew yawl maydar sthstainalt from prices if ay a arch ware mestrnert securty a structured vatic mw be Inapt a sold rd do not necnwly (spew, the yaw you may Mao* upon I4uWann - cord pale eslmaes of via are as ot a ran die ad ire siapplaid to LOSS karat Saviors on erectile baps by an nation:font yalation Urn Hoer. Stern Pflug or Kansa evionied valiot it ay. are stapled to OwFanby the math, general partner a sponsor and may beclaimed bated en alarm Narration from that used by third pates to date thee Mt-mated vaaas - You cal ratan addd•xial idormatcn regaling the natehodology used to (amniathe entire of van and the date of the enonnaron 04 Is the baps fa the manse by conlaang pnr Rata Anterior - Shapely ratated vansmar be reflected as 'Not wad' n sandal stuatisen whin an independent entrain Irm hYa Mt %poled°. 6 wale ea afar a yak* when we bone* aware evincing:gramhad cm:cured tha may olla rdevisusly reprnsed whin Pro ClUeflen. or when aware wand be hgbly ipeCutalare duo to tho maw. of the uarnty - When craw an issue. general pare a rotor Panted vane not 3 lb td-paiy est enaitd value is prodded the pen or the nasty we. bedelertnItCO1 WChl S I Pla - •DiOrtutiorrs to Ore' may a-chairman of cal. name a both - • Orval unit size' rerestrus the glottal ollieng prep per unil no may not reflect pa cos bath • ItieStriaed SeOlritin ReAnCtediOnale$ cenetaty ire not amity Nut* Ice petit tale IRS linaxia Strews uses the mina price of the ttinesttilod stock of ten sane our a a mutedPew tor the restricted stock for puryous of ms sane ra any To the mum tai tthected sestinas a* alb* for sale. newUtramied may be mtntantity Ins an the inleuted pia /Yowl • tat lenirnated) Marne. caranyiplds and rant An estimate or spur home is based en tuned canShnd std ntaeg ran. away the seoritin will be held for one year from sirenunt date or rand moony Mrs estimate is ong a gradient accuracy and °Allayed name se not gnoareed - Citrnated annual name and armed vital for anal seances mule Mute drawn of aricthr or gall gins n tenth CI* the eSt name talddaTeM yeld)would be manned - eartnatod actual name aid natant yap aid the actur tare and aid night be Perna hgher thin the en-NW moans - An Nance of +snaked arcane Ovidwd ands forest/dead bytesarum maket valxiaterap balance e lased on the lag addend or att. a:ram made by the issuer and asswies ug seam isdaporas wit be holder one thur then the statement die or trod miurty Aoacani and coMnued rid at not sue:areal • Ammeter< held lay an financial Sonia Conan Mal are not NMbyteOm ad not ram the Petty, possession or envoi meth assets re dopthed at your stmentra for irdonnational whose oar Poplins ad airs presented re posited byte among film IRS fnancir Union a not rethonsble for this nfornann and does not yuaraitte ts errancy mete flakes Tenet protected by SVC or the FI1113 sorpthernemar SIC Overage • Revenue nannyand addkkonalawygeorsadoet • • • nninissom on saes and 11ht fees r uecm with the detaxdon of mina • • , ,.• dents we ads ow andliate reothre :man; papunutrandarbutOrSatattOr adiison of to mutual funds that we sell these avants aw bred on two diednint carporents tie amount of saledbybeS ot a partcuLv crawl hand fatly to moderns. rd Oh, ram raze of a thrall, mutual fund fatty% sharer Mad a Ow Imp - We ad to al+ &re afro) rice retworkng rid onntusprocesang len in orenderaton for trailer agent wyder that we peon:aro the neuai funds Throe lets water it pad *an imitator apt n the mutual lad and ae a tind bawl on the nosy!. of =cads at ate trohandear hating mutual lirds of that funs laniV - In aktt On to 0)mt1Wdelf Reeved n Orneakon wen the tabor derbuton of arnury mar= ad urt itatiliw.0 titan unit 10 of <krill, he ant/trout affiliate rase wawa gang Carpetation from mrryol the rdasanco cowponies mantic.) the awudy convects edamot the narancecorrthnes Or SpOnson a the urn IlveilMell WU% 1ve 060tute - Ov zanies also recede trading come/lithos are. other convention from mural finds art manse townies what proarls we diwbure - We moan an anal fee from LBSBalc USA ad USS Ar Stardord Batch ol up to 125 pet a:Count %moping to the bait% la*, the 165 Bane Sweep Prograns Amhara Infanation regarding convnincos rid ethic Marrs naffed n anneasn win the ereodion arases rickang option transactons has been marled ise cordonrons poem* Kindled to you. and well be panted to you amply on Want Sawa ailing it you as engaged in tort Who axornyy you may cos a Mate** to anal Damming costs Reda palcula 9lanty Open radon Regaling Open or goodrilaxeled • orders[ at wife not aerated by the staernerd dare. open buy axl Sell StOp orders a reduced by the amount of Modena a (ghat on • eodindindsor eonglos date unlit mended otherwise by you You ire ignorable nor orders114 are enrcuted dam to your tattle to Canal eaarg open orders Tax witholditg an frarbutions fawn UK financial Santa IRAs lthiaal tax taw reputes LOS lnalca Services to withhold ircone tar from pa arable to dionbat rm. W t you may doe not lobate :yang to withholi or. instead. you nay elect to have In verftheld a bore a n alead anoint at you choose Yo/ Heston %Nieman n of lect unta rtholdd by you You may revoke your election a a-titMe by ma..19 anew actin If you do rot haw tnotap ncome tat waned, from your dattulliOnS. you maybe reponsbie to the payrnea of entraal to You may nos ptaras rI to mounts withheld and was estimated la, purninis se not equal tO Pit it obligation Privacy To obtan acoly of mr arced Ceti Priory Arnim pair* contact your Franca Artusor orris( our wdosne Y. yovw utn comer/inapt UBSinarnal Sayan 6 not a balk TheRIM. Pumps Sevres Aaorit BSA »a AMA aebfCaelage laCuntS wndl pr0vde access to twang services an pato, through anngernalts with /Noted brats ad °the MS. paler balks and provide: aoau to °may, and may modals isthed by oral! rated tied party nuance crane through waif agency pubs/Sir to of utS FelSKial SenriCii etc Inreprnat. nsurance. and amuly product, Not IDC hilted • NO bank gamma May lose value PaAA ReSOilteMnytroni Account. Business ways ACCOMII BSA. WA and estemabona Resoure anagram CONFIDENTIAL Amount are registered fence mats ol SIBS Poundal Services M Yea S5nature is a mitered write of visa Inwnithonal 1.135 Ste Sognabre cede cads and Lea Visa dt04 cads av issued byMSBah USA Mb Berman from VG USA voarparatod UK Financial Services Inc Rev 201407 SDNY_GM_00022865 EFTA_00 133485 EFTA01275452 *UBS W 1 . r• nrices lnC ew o NY 0171.0002 Resource Management Account August 2014 .AI ~LL NEW YORK NY 10065-7007 Account name GfrliSLANE MAXWELL Friendly account name: CasNSavings Account number. Your financial Advisor. SCOTT STACKlaAeLLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at S account on July 31 (3) on August 29 (1) Your assets 6,712,420.93 6,624,321.96 Visltour webslte: www.ubLcornIfirtancialserrices Your liabilities 0.00 0.00 Value of your account $6,712,420.93 $6,624,321.96 Tracking the value of your account $ the Li:andS Sources of your account growth during 2014 VSUC of your account at year end 2013 $000 Net clew/sits arid P 7.2 4 6.624 3 ArIthiralt<W5 $6,623,804.47 • VCVr :nveStrnent return • Diwiend ant inton?st income 5517.49 Change in market v:Ju. $000 Value of your account on Aug 29.2014 $6.624321.96 Jul ?pia AUQ 2014 SDNY GM 00022868 Member SIPC OW7000;005783013 ffi o8i4 Pap 71 of 90 CONFIDENTIAL EFTA_00133486 EFTA01275453 *UBS Resource Management Account August 2014 Your account balance sheet Summary of your assets Value on August 29 ($1 Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 6,624,321.96 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets S6,624,321.96 100.00% Value of your account 56.624,321.96 Account name: G-IISLAINE NIA ELL Friendly account narne:Cash,Savin s Account number: Eye on the markets Index Percentage change August 2014 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Your lq modal Advisor: SCOTT STACK MAAILYLE CASRIEL Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP7030300570.30i I= OBI 4 CONFIDENTIAL 'IllIY_GM_0002129119 72 of 90 EFTA_00133487 EFTA01275454 *UBS Resource Management Account August 2014 Change in the value of your account August 2014 ($) Year to date (S) Opening account value $6,712,420.93 $0.00 Deposits, including investments transferred in 11,791.58 7,174,24%27 Withdrawals and fees, including investments transferred cut -100,010.00 -550,444.80 Dividend and interest income 119.45 517.49 Closing account value $6,624,321.96 $6,624,321.96 Account name: GHISLAINE MAXWELL Friendly account name:Casll Sam s Account number. Dividend and interest income earned for purposes or INS statement, tatablty of interest and Oifdend Income has been determined ficM a US IS( reParting Ceradhr. Based upon the residence of the account ken. account type, or product type, tome interest andor dvidend payments may not bo subject to United Storm (US) anda Porno Rico (PR) income tan. The dent month*/ statement is not intended to be used and cannot be (teed upon for to purposes. Clients should refer to the aP0KEetie to reporting forms they recei* from UBS annualy, such as the fonts 1099 and the Forms 493, foe Ia reporting information n is the practice of UBS to file the applicage to reporting forms rein the US mtem3 Keonue Semce and PR Treasury Department and in specs town accurately dasary chieletla Ara Intefeg as la eterrpt or NM* ir40rne Please consult your intindual la( preparer. August 2014 (3) Year to date (I) Taxable dividends 119.43 515.79 Taxable interest 0.02 1 70 Total current year $119.45 $517.49 Total dividend & interest $119.45 $517.49 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month lot dela Is Bgances in your Sweep Options are includedin the openng and closing balances irgut. FDIC insurance duplier only to deposin a u8S Bank USA, not to deposits at u8S AG, Starreord Branch or bank deposits paced through the UBS interne:road Depose Account program. SIPC protection applies to monty market sweep find hcklings but not bank deposits Soelmportant inSormation about your statement on the rat Mo pars cf this document for detals Opening balances Additions Deposits and other funds credited August 2014 (1) Year to date (8) $0.00 $0.00 11,791 58 7,174,249.27 Dividend aid interest income 119.45 517.49 Proceeds from investment transactions 100,010.00 560,124.97 Total additions $111,921.03 $7,734,891.73 Subtractions Other funds debited -100,010.00 -550,444.80 Funds withdrawn for investments bought -11,911.03 -7,184,446.93 Total subtractions -$111,921.03 -$7,734,891.73 Closing balances $0.00 $0.00 UBS Bank USA Deposit Account APY interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 80.00 Closing UBS Bank USA Deposit balance Aug 6 80.00 Number of days in nterest period 30 Average daily balance 8666.67 Interest earned 80.02 Annual percentage yield earned 0 04% SDNY GM 00022868 CTIPT05090057830I 5 C814 Page 73 of 90 CONFIDENTIAL EFTA_00 I 33488 EFTA01275455 SUBS Resource Management Account August 2014 Your investment objectives: Account name: Friendly account name: Account number: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about )our statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Primary - Maderate Investment eligibility consderawn - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your Finandul Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C002)30$783016 OBI 4 CONFIDENTIAL lalYGM0002tfin 74 of 90 EFTA_00133489 EFTA01275456